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Accepted Manuscript Title: “Biodegradable Chitosan Nanogels Crosslinked with Genipin” Authors: Maite Arteche Pujana, Leyre P´ erez- ´ Alvarez, Luis Carlos Cesteros Iturbe, Issa Katime PII: S0144-8617(13)00128-8 DOI: doi:10.1016/j.carbpol.2013.01.082 Reference: CARP 7426 To appear in: Received date: 13-11-2012 Revised date: 14-1-2013 Accepted date: 15-1-2013 Please cite this article as: Pujana, M. A., P´ erez- ´ Alvarez, L., Iturbe, L. C. C., & Katime, I., “Biodegradable Chitosan Nanogels Crosslinked with Genipin”, Carbohydrate Polymers (2010), doi:10.1016/j.carbpol.2013.01.082 This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Page 1: Biodegradable chitosan nanogels crosslinked with genipin

Accepted Manuscript

Title: “Biodegradable Chitosan Nanogels Crosslinked withGenipin”

Authors: Maite Arteche Pujana, Leyre Perez-Alvarez, LuisCarlos Cesteros Iturbe, Issa Katime

PII: S0144-8617(13)00128-8DOI: doi:10.1016/j.carbpol.2013.01.082Reference: CARP 7426

To appear in:

Received date: 13-11-2012Revised date: 14-1-2013Accepted date: 15-1-2013

Please cite this article as: Pujana, M. A., Perez-Alvarez, L., Iturbe, L. C. C., & Katime, I.,“Biodegradable Chitosan Nanogels Crosslinked with Genipin”, Carbohydrate Polymers(2010), doi:10.1016/j.carbpol.2013.01.082

This is a PDF file of an unedited manuscript that has been accepted for publication.As a service to our customers we are providing this early version of the manuscript.The manuscript will undergo copyediting, typesetting, and review of the resulting proofbefore it is published in its final form. Please note that during the production processerrors may be discovered which could affect the content, and all legal disclaimers thatapply to the journal pertain.

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CARBPOL-D-12-02432-R1. 1

“Biodegradable Chitosan Nanogels Crosslinked with Genipin”2

3

Maite Arteche Pujana, Leyre Pérez-Álvarez, Luis Carlos Cesteros Iturbe, Issa 4

Katime.5

6

Grupo de Nuevos Materiales y Espectroscopia Supramolecular. Departamento 7

de Química Física. Facultad de Ciencia y Tecnología. Universidad del País 8

Vasco (UPV/EHU). 644 Bilbao, Spain.9

E-mail: [email protected]

+3494601271111

12

Keywords13

Genipin, nanogels, chitosan.14

15

ABSTRACT16

Chitosan nanoparticles crosslinked with genipin were prepared by reverse 17

microemulsion that allowed to obtain highly monodisperse (3-20 nm by TEM) 18

nanogels. The incorporation of genipin into chitosan was confirmed and 19

quantitatively evaluated by UV-Vis and 1H NMR. Loosely crosslinked chitosan 20

networks showed higher water solubility at neutral pHs than pure chitosan. The 21

hydrodynamic diameter of the genipin-chitosan nanogels ranged from 270 to 22

390 nm and no remarkable differences were found when the crosslinking degree 23

was varied. The hydrodynamic diameters of the nanoparticles increased slightly 24

at acidic pH and the protonation of ionizable amino groups with the pH was 25

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confirmed by the zeta potential measurements. The biocompatible and 26

biodegradable nature, as well as the colloidal and monodisperse particle size of 27

the prepared nanogels, make them attractive candidates for a large variety of 28

biomedical applications.29

30

HIGHLIGHTS31

32

Chitosan was crosslinked with genipin in reverse microemulsion medium.33

Chitosan-genipin crosslinking reaction was quantitatively evaluated by UV-Vis 34

and 1H NMR.35

Chitosan-genipin nanogels showed improved water solubility at neutral pHs.36

Swelling behaviour of the nanogels was studied as function of crosslinking 37

degree and pH.38

39

Keywords40

Genipin, nanogels, chitosan.41

42

43

INTRODUCTION44

Chitosan is a linear and partly acetylated (1-4)-2-amino-2-deoxy-β-D-45

glucan isolated from marine chitin (Muzzarelli, Boudrant, Meyer, Manno,46

DeMarchis & Paoletti, 2012; Muzzarelli, Jeuniaux, Gooday, 1986). In contrast to 47

other polymers, chitosan is positively charged due to the protonation of its 48

primary amines weak basic groups, which give it special characteristics and 49

feasibility to chemical modification. Chitosan exhibits many favourable 50

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characteristics such as biodegradability, nontoxicity and biocompatibility, which 51

give it a great potential in a wide range of areas such as food, cosmetics,52

wastewater treating, biotechnology, or biomedicine (Shahidi, Arachchi & Jeon, 53

1999; Ravi Kumar, 2004; Crini, 2005)54

Chitosan has been extensively studied for delivery of bioactive reagents, 55

including drugs (Felt, Buri & Gurny, 1998), proteins and genes (Malhotra, 56

Kulamarva, Sebak, Paul, Bhathena, Mirzaei & Prakash, 2009) and it is, in this 57

respect, one of the preferred candidates in advanced fields like gene delivery58

(Liu & Yao, 2002), transnasal delivery (Illum, Farraj & Davis, 1994) or ocular 59

diseases treatment (Alonso & Sánchez, 2003). Regarding this purpose chitosan 60

has been prepared in a wide variety of forms, namely hydrogels, beads, films, 61

tablets, microspheres, composites, micro and nanoparticles (Miyazaki,62

Nakayama, Oda, Takada & Attwood, 1994; Lee, Nam, Im, Park, Leeb, Seol, 63

Chung & Lee, 2002; Banerjee, Mitra, Kumar Singh, Kumar Sharma & Maitra, 64

2002).65

Nanoparticles have a special role in targeted drug delivery due to their 66

long shelf life, easy transport to different body sites and high drug entrapment 67

efficacy (Agnihotri, Mallikarjuna & Aminabhavi, 2004). Chitosan nanoparticles 68

can be obtained by chemical crosslinking leading to quite stable matrixes. These 69

chitosan nanogels are commonly prepared by modification with bifunctional 70

agents such as diisocyanate, diepoxy compounds, dialdehyde and other 71

reagents (Wenling Mingyu, Qiang, Yandao, Nanming & Xiufang, 2005; Rinaudo, 72

2010). Among them, in the last decades glutaraldehyde was the most broadly 73

used crosslinker agent in covalent formulations. However, due to the proved 74

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toxicity of glutaraldehyde, recently, biocompatible crosslinking agents have 75

received much attention in the field of biomedical application.76

Extended studies about genipin, an alternative natural crosslinking agent, 77

has shown its ability to form biocompatible and stable crosslinked products78

10,000 times less cytotoxic than glutaraldehyde (Sung, Huang, Huang & Tsai, 79

1999). Genipin is an iridoid glucoside extracted from Gardenia that has been 80

used in traditional Chinese medicine and as a blue colorant in the food industry.81

Genipin reacts under mild conditions with primary amine groups and this 82

reaction, which is undoubtedly identified by mean of its inherent blue coloration, 83

has been employed to crosslink chitosan (Jin, Song & Hourston, 2004) and 84

other amino group containing biomaterials (González, Strumia & Alvarez 85

Igarzabal, 2011).86

Genipin has been widely employed in the field of biomaterials specially in 87

studies of tissue fixation and regeneration in various biomaterials and natural 88

biological tissues, or in studies of drug delivery of macrogels, microspheres and 89

semi-interpenetrating polymer networks (semi-IPNs) (Muzzarelli, Greco, 90

Busilachi, Sollazzo & Gigante, 2012). Additionally, genipin has been employed 91

to obtain nanocomposites consisted of metal nanoparticles embedded in 92

chitosan crosslinked matrixes (Liu & Huang, 2008). However, there are not 93

many publications relating to genipin crosslinked nanoparticles (Choubey &94

Bajpai, 2010; Maggi, Ciccarelli, Diociaiuti, Casciardi & Masci, 2011) which95

encourages us the use of genipin as a crosslinking agent to develop chitosan 96

nanogels for biomedical applications.97

Since size distribution plays an important role in drug delivery application, 98

it is necessary to prepare uniformly sized nanoparticles. However, the size 99

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distribution of chitosan nanoparticles is very difficult to control. Various studies 100

have shown that reverse microemulsion (w/o) is an effective way to prepare low 101

sized particles with uniform particle size distribution. This promising method for 102

the effective preparation of chitosan nanoparticles is a transparent, isotropic and 103

thermodynamically stable synthesis medium. Microemulsions not only act as 104

microreactors for the formation of nanoparticles but also inhibit excessive 105

aggregation of the forming particles (Liu, Shao, Gea & Chena, 2007). Several 106

authors have employed the well stablished microemulsion formulation based on 107

cyclohexane/Triton X100/n-hexane/water for obtaining chitosan nanosized 108

particles (Wang, Wang, Luo & Dai, 2008; Arteche Pujana, Pérez-Alvarez, 109

Cesteros Iturbe & Katime, 2012).110

In this work chitosan and genipin were chosen for preparing polymeric 111

nanogels by crosslinking of chitosan. Both of these compounds display 112

advantageous biomedical properties. Nanogels were preparing by w/o 113

microemulsion method and their physicochemical properties, such as, particle 114

size, pH-sensitivity swelling, surface charge or water solubility, were studied.115

116

EXPERIMENTAL117

118

Materials119

Low molecular weight chitosan (Aldrich) was purified using the procedure 120

previously described (Signini & Campana, 1999). The deacetylation degree of 121

chitosan determined by 1H NMR was 79% which is in good agreement with the 122

value reported by the supplier (75-85%). Its viscosity average molecular weight 123

of chitosan measured by an Ubbelohde capillary viscometer (HAc 0.3M/NaAc124

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0.2M, 25ºC) (Rinaudo, Milas & Dung, 1993) was 66,000 g/mol. Genipin, triton X-125

100 and hexanol (for synthesis, 98%) were purchased from Sigma-Aldrich. 126

Cyclohexane (for synthesis, 98%), acetic acid (for analysis, 99.8%) and ethanol 127

(for analysis, 96%) were supplied from Panreac and D-glucosamine 128

hydrochloride by Acros Organics.129

130

Preparation of nanogels131

1g of chitosan was dissolved in 100 mL of 1%v/v aqueous acetic acid 132

solution and separately genipin was dissolved in distilled water (1-540 mg/mL). 133

Chitosan nanoparticles were prepared using a procedure that was 134

previously described by Jia et al. (Jia, Yujun & Guangsheng, 2005) with minor 135

modification. Two separate W/O microemulsions were produced. The first 136

microemulsion (MC) was formed by dropwise addition of Triton X-100 to a 137

mixture of cyclohexane: n-hexanol: chitosan solution in ratio of 2.75:1:1 138

respectively. Triton X 100 was added until microemulsion became optically 139

transparent. The second microemulsion (MG) containing genipin solution but 140

without chitosan was prepared with the same procedure. Then, MG 141

microemulsion was added to MC microemulsion under magnetic stirring at 142

different crosslinker stoichiometric ratio. The crosslinking reaction was carried 143

out at 25 ºC for 4 days. During crosslinking reaction the microemulsion became 144

bluish. The microemulsion was broken by adding ethanol to obtain blue colored 145

nanoparticles. Nanogels were washed repeatedly with ethanol by centrifugation 146

(9000rpm, 10 min, at room temperature). Finally prepared nanogels were 147

washed with distilled water, ultrafiltered (OMEGA 76 MM 100K 12/PK) and 148

vacuum dried (55ºC, 24 hours).149

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150

Methods151

The nanogels were analyzed with NMR spectroscopy. 1H spectra were152

obtained on a Bruker Avance 500 MHz instrument and the samples were 153

dissolved in 2% w/w. CD3COOD/ D2O. Solid samples were analyzed by 13C 154

NMR spectroscopy with a Bruker Avance III 400 spectrometer.155

A Philips CM120 with Olympus SIS Morada digital camera transmission 156

electron microscope was used to characterize the size and morphology of the 157

dried chitosan nanoparticles. Nanoparticles were prepared dissolving dried 158

powder in 1%v/v aqueous acetic acid solution with a concentration of 1mg/mL.159

which was then dried in a vacuum chamber.160

UV–Vis spectroscopy measurements were registered in a Cintra 303 UV-161

Vis Spectrophotometer. 162

The genipin-chitosan crosslinking reaction was characterized by UV-Vis. 163

Along the crosslinking reaction, spectra of the microemulsion samples were 164

obtained at different time intervals in a wavelength range from 200 to 700 nm. 165

Furthermore, the quantitative determination of the reacted free amino groups in 166

nanoparticles crosslinked with genipin was carried out by mean of the previous167

calibration with D-glucosamine in the microemulsion medium. D-glucosamine 168

(50 to 750 mg/L) and genipin (500 mg/L) after being dissolved in the described 169

microemulsion medium were incubated at 25ºC. The absorbance at 605 nm was 170

measured and the obtained linear regression equation was A = 0.0188+ 171

0.0021X (R2 = 0.99764).172

UV-Vis spectroscopy was also employed for the study of the water 173

solubility of the nanogels at different pH values by mean of the measurement of 174

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the transmittance of the nanogels dispersions at 750 nm. Nanogels were 175

dissolved in 1% HAc solution (1 mg/5 mL), and the transmittance was measured 176

24 hours after the pH of the solution was adjusted by the addition of 2 N NaOH 177

solution.178

Dynamic laser light scattering measurements for determining the size of 179

the nanogels were performed using a Brookhaven BI-9000AT with a goniometer. 180

A water-cooled argon-ion laser was operated at 514.5 nm as the light source. 181

The time dependence of the intensity autocorrelation function of the scattered 182

intensity was obtained by using a 522 channel digital correlator. The size of the 183

nanoparticles was determined from the diffusion intensity of the particles using 184

the Stokes-Einstein equation. The size distribution was obtained by NNLS 185

analysis and the uncertainties of the measurements represented the standard 186

deviation of the mean of the replicate runs. The dried powder samples were 187

dispersed in 1% HAc solution (1mg/mL) during 3 days and then diluted until the 188

concentration was 40 mg/L. All measurements were made at room temperature.189

The pH was changed with 2 N NaOH solution.190

X-ray diffraction patterns were obtained by a Transmision STOE Stadip 191

X-ray diffractometer with a goniometer speed of 0.1º/90s. The range of 192

diffraction angle 2 was 2.5-34º.193

Electrophoretic mobility measurements were performed with a Zeta-Sizer 194

IV (Malvern Instruments). Nanogels were dispersed in 1% HAc solution195

(1mg/mL) during 3 days and finally diluted to a concentration of 40 mg/L. Data 196

were obtained from the average of at least ten measurements in universal cells. 197

The external pH was varied by adding 2 N NaOH solution.198

199

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RESULTS AND DISCUSSION200

201

202

1.- Study of the crosslinking reaction203

204

Covalently crosslinked chitosan nanoparticles were prepared within a 205

reverse microemulsion medium in order to control the colloidal particle size of 206

the prepared nanogels. This modification reaction took place when separately 207

prepared chitosan and genipin microemulsion were mixed as described above. 208

This crosslinking occurs by mean of a complex mechanism which is believed 209

that consists in two reactions involving different sites on the genipin molecule 210

(Butler, Ng & Pudney, 2003) and produces dark-blue coloration in the reaction 211

mixture. The appearance of this coloration in the reaction mixture of genipin and 212

chitosan is traditionally considered as rapid evidence that the crosslinking 213

reaction is taking place (Butler, Ng & Pudney, 2003; Muzzarelli, 2009).214

The evolution of the crosslinking reaction was monitored by mean of the 215

UV-Vis spectra of the final microemulsion. As can be seen in Figure 1A, a new 216

peak appeared at 605 nm, which corresponds to the formed blue pigment, and 217

continued to increase in intensity throughout the course of the reaction. 218

Ramos et al. (Ramos-Ponce, Vega, Sandoval-Fabián, Colunga-Urbina, 219

Balagurusamy, Rodriguez-Gonzalez & Contreras-Esquivel, 2010) described an 220

efficient colorimetric method using genipin as a specific reagent for quantitative221

determination of free amino groups of chitin derivatives. Following this 222

procedure, the relationship between the absorbance of the microemulsion at 605 223

nm and the concentration of free amino groups in the nanogels was determined 224

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by mean of a calibration curve with standard solutions of D-glucosamine. The 225

method reported by Ramos et al. could be applied to the microemulsion medium 226

after slight modifications. The concentration of modified free amino groups as a 227

function of reaction time was analyzed in order to optimize the reaction time.228

Results of this study are shown in Figure 1B, demonstrating that after 7 days the 229

end point of the reaction was reached. 230

231

3.- NMR characterization232

233

The success of the modification reaction was also confirmed and 234

quantitatively evaluated by 1H NMR. Pure chitosan shows a peak at 2.0–2.1 235

ppm corresponding to the three protons of N-acetyl glucosamine (GlcNAc) and a 236

peak at 3.1–3.2 ppm due to H-2 proton of glucosamine (GlcN) residues which 237

represent the primary amino group content of the chitosan. Figure 2 displays the 238

spectra of several genipin-chitosan nanogels. A clear decrease of the signal at 239

3.2 ppm was observed for all the samples, indicating the loss of amine groups 240

by reaction with genipin showing that the addition of genipin to chitosan was 241

successfully carried out.242

The peak of the 1H NMR spectrum of chitosan corresponding to the 243

methyl protons at 2.0 - 2.1 ppm possess the highest resolution (Kasaai, 2010)244

and was used for the determination of the free amino content by mean of the245

integration of the resonance of H-2 protons at 3.2 ppm. Thus, the modification 246

degree of the chitosan chains was evaluated by the decrease of the 247

glucosamine signal (3.2 ppm). The crosslinking grade was calculated assuming 248

that the reaction occurs on both reaction sites of the genipin molecule. Table 1 249

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lists the nanogels compositions obtained by 1H NMR analysis for each initial 250

reaction feed. The data collected in Table 1 show a rather good correlation 251

between genipin stoichiometric ratio (with respect to the total amount of 252

glucosamine units) in initial reaction mixture and final modification degree in the 253

nanogels, especially for intermediate compositions. These results suggest that 254

the linkage genipin-chitosan occurs in a ratio around 1:2 and therefore the self-255

polymerization of genipin is not likely to take place. However, for high crosslinker 256

content, the ratio genipin feed: modified chitosan increased. Assuming that the 257

reaction yields did not varied significantly, it could be related to a higher258

probability that polymerization takes place. This in accordance with an 259

intermediate brownish colour appeared during crosslinking reaction of these 260

samples before the blue intense coloration (Mi, Shyu & Peng, 2005).261

On another hand, modification degrees of chitosan in the nanogels 262

obtained by 1H NMR analysis agreed with those obtained by UV-Vis 263

spectroscopy (Table 1).264

Besides, 13C NMR spectroscopy also corroborates the modification of 265

linear chitosan with genipin. Figure 3 shows the 13C NMR of initial pure chitosan 266

and chitosan crosslinked with genipin. The crosslinking of chitosan with genipin267

results in some slight changes on the 13 C NMR spectrum of chitosan. The 268

resonance signal of chitosan C-4 at 81-87 ppm decreased and becomes into a 269

shoulder. Mi et al. (Mi, Sung & Shyu, (2000); Mi, Sung & Shyu, 2001) attributed 270

this fact to a conformational change from the linear structure of original chitosan 271

to crosslinked chitosan, revealing the formation of a secondary amide and 272

heterocyclic amino linkage, and so, the crosslinking of chitosan. Additionally, a273

slight shift of C-1 resonance from 112 ppm to a broad resonance centered at 274

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around 109 ppm occurs, which is attributed to the incorporation of the 275

heterocyclic ring at C-2 (Mi, Sung & Shyu, 2000).276

277

4.- Water solubility 278

The applications of chitosan nanoparticles suffer severe limitations 279

because they are no dispersible in neutral or alkaline pH aqueous media. This 280

water insolubility in high pH solutions is due to the presence of rigid crystalline 281

domains, formed by intra- and/or intermolecular hydrogen bonding (Nishimura, 282

Kohgo, Kurita & Kuzuhar, 1991).283

The solubility of the prepared genipin-chitosan nanogels was 284

characterized as a function of pH and compared with the unmodified chitosan. 285

Figure 4A shows the transmittance at 750 nm of aqueous solutions of linear 286

chitosan and genipin-chitosan nanogels prepared in the above described 287

conditions. 288

In general, as the pH decreases the protonation of free amino groups of 289

chitosan chains takes place and the H-bonding interactions decreases, 290

improving water-polymer interaction and consequently increasing the 291

transmittance of aqueous dispersions (Figure 4A). So, when pH increases the 292

dispersions become opaque and particles aggregation takes places. 293

The solubility of the nanogels was determined from pH50 parameter that is 294

defined as the pH value when the transmittance at 750 nm reached 50%. 295

Loosely crosslinked nanogels (< 7.5 mol. % genipin) showed a slightly improved 296

stability with the pH, displaying a value of 7.3 for the pH50 parameter, while the 297

value measured for pure chitosan was 7.0. When the genipin content was higher 298

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than 7.5 mol. % the pH50 of the nanogels was lower than that of the pure 299

chitosan in all the cases.300

It is well kwon that the modification of chitosan with more or less 301

bulky pendant groups leads to the reduction of hydrogen bonding in 302

chitosan and therefore, the solubility of the chitosan derivatives increases. In this 303

regard, the increase in water solubility of PEGylated chitosan (Chan, Kurisawa, 304

Chung & Yang, 2007) has been attributed to the decrease of intermolecular 305

interactions, as well as the swelling of N-alkyl and N-acylated chitosans in 306

water, in spite of their hydrophobicity (Ravi Kumar, 2000; Shasiwa, Kawasaki, 307

Nakayama, Muraki, Yamamoto & Aiba, 2002).308

In general, chitosan derivatives that precipitate in basic medium have a 309

high degree of crystallinity. On the contrary, chitosan obtained with amorphous 310

form and loosely aggregated state is soluble in water (Lu, Song, Cao, Chen & 311

Yao, 2004).312

Figure 4B shows the X-ray diffractograms of some of the samples whose 313

solubility behaviour is displayed in Figure 4A. Pure chitosan sample displays the 314

typical pattern of chitosan substrates with peaks at 2 around 11 and 20º. As 315

can be observed, the chemical crosslinking with genipin causes the loss of 316

crystallinity in the samples. All the studied genipin-chitosan nanogels displayed 317

a difractogram of an amorphous material. 318

Thus, it could be concluded that a moderate crosslinking disturbs the intra 319

and inter intermolecular hydrogen bonding resulting in the observed 320

enhancement in solubility. However, as crosslinking increases (up to 7.5 mol. 321

%), in spite of the weakened intra-intermolecular interactions of chitosan chains, 322

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the nanogels become more and more compact and a close and rigid network is 323

generated, leading to a substantial reduction of the water solubility.324

325

5.- Particle size and swelling properties of the nanogels326

327

The morphology and particle size distribution of dried nanogels was 328

studied by TEM. TEM images (Figure 5A) indicate that genipin-chitosan 329

nanogels are spherical, have nearly uniform particle size distribution (Figure 5B)330

and there is no severe particle agglomeration, which are very interesting 331

qualities for biomedical applications, such as drug delivery. The average 332

diameters of nanoparticles ranged from 3 to 20 nm.333

The particle size of swollen nanogels was determined by QELS334

measurements. Due to the adhesive nature of chitosan in aqueous solution, 335

these nanoparticles tend to form aggregates that lead to a higher average 336

hydrodynamic diameter than the actual size of the particles (Wu, Zhou & Wang, 337

1995). The progressive dilution of the nanoparticle dispersions has been 338

reported as an effective way to reduce the inter-particle interaction and the 339

presence of large aggregates of chitosan is (Sorlier, Rochas, Morfin, Viton &340

Domard, 2003) and was applied in this study. However, the solubility study 341

revealed in comparison with pure chitosan a higher tendency of genipin-chitosan 342

nanogels to aggregate, except for loosely crosslinked ones (7.5 mol. %).343

Figure 6 shows the average diameters of the nanogels determined by 344

QELS at pH = 4.0 for several genipin stoichiometric ratios. No strong correlation 345

was found between the hydrodynamic diameter of the genipin-chitosan nanogels 346

and the crosslinking degree. Besides, as is shown in Figure 7, a slight pH-347

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responsive behaviour was observed. Thus, it could be concluded that the 348

nanogels display a weak swelling capacity due to the rigid and hydrophobic 349

nature of the employed crosslinker.350

The swelling effect induced in an ionic network, such as chitosan 351

nanogels, can be considered as the accumulative effect of the mixing, elastic 352

and ionic contributions (Flory, & Rehner, 1943). In the case of the genipin-353

chitosan nanogels at pH = 4, an increase in crosslinking has opposite effects. 354

On the one hand leads to the diminishing of ionic contribution due to the 355

decrease of ionizable groups in the network, and to the enhancement of the 356

elastic force. Both of these effects tend to limit the swelling of the gel. However, 357

as crosslinker concentration increases (up to 7.5 mol. %), the mixing 358

contribution is drastically reduced, due to the hydrophobic and closed nature of 359

the network, and aggregation takes place, increasing the measured 360

hydrodynamic diameter. This may explain that the determined particle sizes of 361

the nanoparticles varying the content of genipin were fairly similar each other362

(Figure 6).363

At constant degree of crosslinking, when the external pH was varied it 364

was found that the nanoparticles swell slightly at pH below 5.5 (Figure 7). This 365

may be due to the protonation of free amine groups of chitosan chains at low 366

pH, which results in an electrostatic repulsion charge favouring the penetration 367

of water into the gel. For basic pHs the precipitation of the nanogels takes place 368

and particle size or could not be measured or increased as consequences of 369

particle aggregation. Studies of the pH-responsive swelling of genipin-chitosan 370

macrogels also did not displayed an abrupt phase transition (Kaminski, K., 371

Zazakowny, K., Szczubiałka, K., Nowakowska M., 2008) that was observed in372

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other studied chitosan networks (Arteche Pujana, Pérez-Alvarez, Cesteros 373

Iturbe & Katime, 2012). In this sense, Jharen et al. (Jahren, Butler, Adams &374

Cameron, 2010) found that the pH-responsive phase transition decreased with 375

crosslinking in genipin-chitosan hydrogels and disappeared completely for a 376

genipin percentage of 80 mol. %.377

To obtain information about the electrical state of the ionizable groups 378

responsible of the pH-responsive behaviour of the nanoparticles, zeta potential 379

of genipin-chitosan nanogels was measured as function of genipin content 380

(Figure 6), as well as, of pH (Figure 7). In all the samples the value of the zeta381

potential increased up to 20 mV when the pH increased from 4 to 9. All the 382

nanogels showed positive charge at acidic conditions, so all of them maintained 383

the chitosan mucoadhesive and absorption enhancement potential properties.384

It is shown in Figure 6 that the zeta potential values of protonated 385

networks (pH = 4.0) decreased as the nanogels crosslinking was higher, proving 386

the loss of free amine moiety along the chitosan backbone within the 387

modification with genipin. Regarding pH (Figure 7), as the chitosan chains388

contain free amine pH-ionizable groups, a pH variation modifies the electrical 389

state of the network. The amine primaries groups are protonated in acidic media, 390

and the surface charge is positive and increases along the ionization process 391

occurs. So, the progressive protonation of amino groups as pH decreases was 392

confirmed by measuring the electrokinetic potential of the nanogels.393

394

CONCLUSIONS395

396

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Chitosan low-size nanogels were prepared by the combination of two 397

well-known methods such as, reverse microemulsion and crosslinking by 398

genipin. Nanogels sizes ranging from 3-20 nm determined by TEM, and 270-390 399

nm determined by QELS in aqueous media, could be obtained by this covalent 400

crosslinking method. Loosely crosslinked nanogels displayed an improved water 401

solubility compared with pure chitosan. The variation of water solubility of 402

chitosan due to the crosslinking with genipin could be consider as a compromise 403

between the decrease of crystallinity and the elastic force within the generated 404

network. This elastic contribution may play an essential role in the water 405

solubility and pH-sensitive swelling of the nanogels due to the low molecular 406

weight and rigid nature of genipin molecule.407

408

ACKNOWLEDGEMENTS409

410

Financial support for this work was provided by the Basque Government 411

and the University of the Basque Country (UPV/EHU), for awarding a fellowship.412

413

414

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FIGURE CAPTIONS

FIGURE 1. Evolution of A) the visible absorption spectrum of chitosan

microemulsion during crosslinking reaction with genipin and B) modification

degree of chitosan with crosslinking reaction time for: ○) 7.5, □) 12.5, ●) 18.8, ■)

37.5 mol. % of genipin.

FIGURE 2. 1H NMR spectrum of genipin-chitosan nanogels (7.5 mol. % of

genipin) and amplified resonance signal corresponding to the Ha protons

(chitosan H-2 of GlcN ) of nanogels crosslinked with different genipin feeds (0,

7.5, 15 and 50 mol. %).

FIGURE 3. 13 C NMR spectrum of (A) chitosan nanoparticles crosslinked with

genipin and (B) pure chitosan.

FIGURE 4. A) Transmittance variation with external pH for () pure chitosan and,

genipin-chitosan nanogels with (○) 7.5, (□) 12.5, () 15 and () 25 mol. % of

genipin in feed (1 mg/50ml in 1% HAc solution). B) X-Ray diffraction pattern of

genipin-crosslinked nanoparticles with different mol % of genipin.

FIGURE 5. A)TEM microphotograph of genipin crosslinked chitosan

nanoparticles. (12.5 mol. % of genipin) and, B) Particle size distribution obtained

by TEM.

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FIGURE 6. (□) Zeta potential (●) and Particle size determined by QELS for

genipin-chitosan nanogels at pH = 4.0 as function of crosslinker content.

FIGURE 7. (●) Average hydrodynamic diameter and (○) zeta potential of

nanogels as function of external pH (for 12.5 mol. % crosslinker).

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HIGHLIGHTS

Chitosan was crosslinked with genipin in reverse microemulsion medium.

Chitosan-genipin crosslinking reaction was quantitatively evaluated by UV-Vis

and 1H NMR.

Chitosan-genipin nanogels showed improved water solubility at neutral pHs.

Swelling behaviour of the nanogels was studied as function of crosslinking

degree and pH.

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TABLES

TABLE 1. Modification degree of obtained genipin-chitosan nanogels analyzed by 1H

NMR and UV-Vis spectroscopy.

1H NMR UV-Vis

Genipin Feed

(stoichiometric

mol.%)

Modification

degree

(mol. %)

Crosslinking

(mol. %)

Modification

degree

(mol. %)

Crosslinking

(mol. %)

7.5 15 7.5 7 3.5

15.0 30 15 30 15

18.8 34 17 34 17

25.0 39 20 44 22

50.0 71 36 76 38