Berle M Schiller Financial Disclosure Report for 2010

8/3/2019 Berle M Schiller Financial Disclosure Report for 2010

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AO 10Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010Report Required by the Ethics

in Government Act o f 1978(5 U.S.C. app. ,~f I01-111)

!. Person Rep or t ing ( las t name, f i r s t , middle in i t ia l)Schi l ler , Ber le M.

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part- time)U.S. Dis trict Judge-act ive

7. Chambers o r Office AddressU . S . C o u n h o u s e601 Market St .Phi l a . , Pa . 19106-1747

2. Court or Organizat ionE.D. Pa .

3. Date of Report05/09/2011

5a. Repor t Type (check appropr ia te ~ pe)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5 b . [] A m e n d e d R e p o t a8.On the basis o f the in fo rma tion con ta ined in th is Report and anymodif icat ions per ta in ing there to , i t i s , in m y opinion, in com pl iancewith appl icab le l aws and regula t ions .

Reviewing Office r D a t e

6. Report ing Pe riodOI/OI/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form mast be followed Complete all parts,checking the NON E box for each part where you have no re portable information. Sign on last page.

I . P O S I T I O N S . m e p o r ~ n g l , d lv l d u o l o n ~ ; , e , p e . 9 4 3 o r a t i n g instructions.)[] N O N E (No reportab le posi t ions.)

POSITION N A M E O F O R G A N I Z A T I O N / E N T IT Y

2.

3.

4.5.

I I . A G R E E M E N T S . m ~ , o r a n g individual only; see pp. 14-16 of filing instructions.){~ ] N O N E (No reportable agreements.)

D A T ~ E PARTIES AND TERMS


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 2 of 7

N a m e o f P e r s o n R e p o r t in gSchiller, Ber le M.

D a t e o f R e p o r t05/09/2011

I I I . N O N - I N V E S T M E N T I N C O M E . tRepor~n g ind i , .i duat u .dspouse: seepp. IZ-2~ of ~ t i .g inxtruction~.)A. Fliers Non-Investment Income

[] (No reportable income.)ONE non-investmentDATE SOURCE AND TYPE

2.

3.

4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f y o u were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

D (No reportable income.)O N E non-investment

1. 20102.

3.

4.

DATE SOURCE AND TYPEs e l f- e m p l o y e d a t t o r n e y

I V . R E I M B U R S E M E N T S - t~ a . spor taao . , I od g i . g , / ood , en t e r ta i .... t.( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f i li n g i n s t r u c t i o n s . )D NONE(No reportable reimbursements.)

SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDEDNY In t e l lec tu a l P rope r ty Law March 26-27 N e w Y o r k , N Y 8 8 t h A n n u a l D i n n e r f o r t h e tr a v e l a n d l o d g i n gAssoc Judiciary

2. A B A - N a t i o n a l C o n f o f F e d . Feb. 3-9 Or lando , F l a . m i d - y e a r m e e t i n g t rave l an d lo d g in gTr ia l Ju dges3.4.5.


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 7

Name of Person ReportingSchi l l e r , Ber le M.

D a t e o f R e p o r t05/09/2011

V . G I F T S . a n c l , , d e s , h o s e , o s p o u s e u n d d e p e n d e n , children; see pp. 28-31 of fillng lnstructfon~)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1.2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c lu d e s ,h o ~ o o / sp o u s e a ,d dependent children; see pl x 3 2 - 3 3 of fillng instructlon.~)N O N E (No reportable liabilities.)

C R E D I T O R DE S C RIPT IO NI.

2.

3.

4.5.

VALUECODE


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F I N A N C IA L D I S C L O S U R E R E P O R TPage 4 of 7

N a m e o f P e r so n R e p o r t i n gSch i l l e r , Be r l e 51 .

D a t e o f R e p o r ~05/09/2 01 I

VII. INVESTME NTS and TRU STS -i.com., , .a luo , , ro ,~o.~o.~D (No reportable assets, orO N E income, transactions,)

D e s c r i p t io n o f A s s e t s I n c o m e d u r in g( i n c l u d i n g t r u s t a s s e m ) r e p o r t i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t [ A m o u n t T y p e ( e . g .,e x e m p t f r o m p r i o r d is c l o s u r e ~ C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o do f r e p o r t i n g p e r i o d

(i ) (2 ) (i ) (2) (3) (4) (5 )V a lue V a lue T y p e ( e . g . , D a l e V a lue G a i n I d e n t i ty o fC o d e 2 M e th o d b u y , s e l l , m m / d d ~ y y C o d e 2 C o d e I b u y e r / s e l l e r

( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

I. Bristol Myers common stock A D i vi de nd J T2. P e c o E n e r g y c o m m o n s t o ck A D i vi de nd J T3. A l l e rg a n c o m m o n s t o c k A D i vi de nd J T4. Smi th K l ine Beck man com mo n s tock A D i vi de nd J T5. S B C c o m m o n s t o ck A D i vi de nd J T6. AD M c om m on s t oc k A D i vi de nd J T7. V o d a f o n c o m m o n s t o ck A Div idend J T8. W e n f i e ld C o r p - co m m o n B Div idend9. W a c h o v i a ( W e l l s F a r g o ) n a m e c h a n g e A Interest K T1 0 . Roc kl e dge -Ha r~ sda l e Assoc , N one J T1 1 . Goldm an Sach s Al loca t ion Fu nd IRA B Int./Div. K T1 2 . E a t o n V a n c e L a r g e C a p B Interest L T1 3 . Je nn i son Mi d Ca p A Interest K T1 4 . Laza rd Emerg ing Mark e t s A Interest K T1 5 . Microsof t N o n e J T1 6 . Ma i ns t ay La rge C a p A Interest L T1 7 . Merri l l Lynch IRA B Int./Div. J T

Sold 03/16/10 K

I. Income Gain Codes: A = $1,000 o r less B = $ 1,091 - $ 2 ,500 C = $ 2.501 - $ 5 ,0~ 0 D =$5.001 - $15.000( See C olu mns BI and D 4) F =$ 50,001 - $ 100.000 G =$ 100,001 - $1,000.000 Il l =$1,0~0.001 - $5.000,0~0 !12 =More than $5.000.000

2 . V a l u e C o d ~ J ~ $ 1 5 . 0 ~ O o r I ~ s s K =$15.001 - $50.000 L = $ 5 0 . 1 ) 0 1 - $ 1 0 0 . 0 0 0 M =$100.001 - $250.0~)tSc C olu mns C | and O 3 ) NP3 -$25 .000,001 - $50.0~0.000 P4 =? . to re than $50.000,000

3. V a l ue Met h o d Co d es Q -A ppr a i s a l R ~ os l ( R eal E s t a t e Only) S -A s s es s ment T =Cash Markc~(SC Column C2~ U = B o o k V a l ue V = O t h e r W = Est i m a t ed

E =$15 .001 - $50.000


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 5 of 7

N a m e o f P e r s o n R e p o r t i n gSchiller, Berle 51.

D a t e o f R e p o r t05/09/2011

V II. IN V ESTM ENTS and T R U STS -i .... e , v a l u e , tr a n s a c t i o n s ( Inc ludes thos e of s pous e and depende nt ch i l dr en; s ee p t x 3 4 - 6 0 offil lng instructions:)N O N E (No reportable income, assets, or transactions.)

A. B. D.Description of Assets Income dur ing Transactions during reporting period

(including trust assets) r e p o r t i n g p e r i o d(1) (2)

~ A m o u n t T y p e ( e . g .,C o d e I d i v . , r e n t ,( A - H ) o r i n t . )P l a c e " ( X ) " a f t e r e a c h a s s e t

exempt from prior disclosure

G r o s s v a l u e a t e n dof r e p o r t i n g p e r io dO) (2)V a lu e V a lu e

C o d e 2 M e th o d( J - P ) C o d e 3( Q - W )

(I) (2) (3) (4) (5 )T y p e ( e . g ., D a t e V a l u e Gain I d e n t i t y o fbu y , se ll, m m lddhiy C ode 2 C o de I bu y e r/se ller

v : d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

1 8 . American Century Fund B Int./Div. K T1 9 . A m e r ic a n C e n t u r y S m a ll B Int./Div. K T20 . DeI. Corp Bond C I n t e r e s t L T21 . DW S Capital Grow th Fund A I n t e r e s t L T22 . Nuveen TRDW D Intematl A Int./Div. L T23. T Rowe Price US Treasury B I n t e r e s t K T24 . T CW T otal Return B on d Fun d A I n t e r e s t K T2 5. W e ll s Fa rg o Ad v an ta ge A Int./Div. L T26 . DWS Commodity Securities B I n t e r e s t J T

I . I ncome G ain C odes : A = $ 1.000 o r less B = $ 1.001 - $ 2 .500 C = $2 ,501 - $ 5 ,000 D = $ 3,001 - $ 15 ,000( See C olu mns BI and D 4) F =$50,001 - $100.000 G =$100.001 - $1.000.000 III =$1.000.001 - $5.000.000 1 1 2 = M o r e l h an

2. V a lue C o d es J = $ 15 ,0~0 o r le ss K = $15.001 - $ 50.000 L = $50.001 - $ 100.000 M =$100.001 - $250,000( See C olu mns C I and D 3 ) N = $250.001 - $ 500.000 O = $500.001 - $1.000.000 P I = $ 1,000.001 - $ 5 .000,000 P2 = $5.000.001 - $25JX ~0.000

P3 = $25,000.001 - $50.000.000 P4 =More than $50.000,0003. Value Method Codes Q = Ap p r a i sa l R = Co s t ( Rea l Es t a t e O n l y ) S = Assc ssm t m t T =C as h Mar ket( Sc C ohtmn C 2 ) U = B o o k V a l ue V =O,hcr W = Est i m a t ed

E =$15,091 - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 7

Name o f Pe rson R eport ingS c hi l l e r , B e r l e 5 1 .

Date of Repor t05/09/201 I

V I I I. A D D I T IO N A L I N FO R M A T I O N O R E X P L A N A T I O N S. (lndicatepartofrepor~)


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F I N A N C IA L D I S C L O S U R E R E P O R TPage 7 of 7

Name o f Pe rson R eport ingSch i l l e r , Be r l e M .

Date of Repor t05 /09/201 I

IX. CERTIFICATION.! ce r t i f y t h a t a l l i n fo rm a t i o n g i v e n a bo v e ( i n c l u d i n g i n fo rm a t i o n p e r t a i n i n g t o m y sp o u se a n d m i n o r o r d e p e n d e n t ch i l d r e n , i f a n y ) i sa c c u r a te , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b le s t a t u t o r y

p ro v i s i o n s p e rm i t t i n g n o n - d i sc l o su re .i f u r t h e r ce r t i f y t h a t e a rn e d i n co m e f ro m o u t s i d e e m p l o y m e n t a n d h o n o ra r i a a n d t h e a cce p t a n ce o f g i f t s w h i ch h a v e be e n r e p o r t e d a r e i n

co m p l i a n ce w i t h t h e p ro v i s i o n s o f 5 U . S. C. a p p . 50 1 e t . s e q , 5 U . S . C. 7353 , a n d J u d i c i a l Co n fe r e n ce r e g u l a t i o n s .

S i g n a t u r e : S ] B e r l e M . S c h i ll e r

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t r a ti v e O f f i c e o f th e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.W a s h i n g t o n , D .C . 2 0 5 4 4

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Berle M Schiller Financial Disclosure Report for 2010