85
Choice: Choice: Probabilistic Models, Probabilistic Models, Statistical Inference, and Statistical Inference, and Applications Applications Michel Regenwetter Michel Regenwetter Quantitative Division Quantitative Division Department of Psychology Department of Psychology (& Department of Political Science) (& Department of Political Science) University of Illinois at Urbana-Champaign University of Illinois at Urbana-Champaign Cambridge University Press, 2006 Cambridge University Press, 2006 with B. Grofman, A.A.J. Marley, I. Tsetlin with B. Grofman, A.A.J. Marley, I. Tsetlin

Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

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Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications. Cambridge University Press, 2006 with B. Grofman, A.A.J. Marley, I. Tsetlin. Michel Regenwetter Quantitative Division Department of Psychology (& Department of Political Science) - PowerPoint PPT Presentation

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Page 1: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Behavioral Social Choice:Behavioral Social Choice:Probabilistic Models, Statistical Inference, Probabilistic Models, Statistical Inference,

and Applicationsand Applications

Michel RegenwetterMichel RegenwetterQuantitative DivisionQuantitative Division

Department of PsychologyDepartment of Psychology(& Department of Political Science)(& Department of Political Science)

University of Illinois at Urbana-ChampaignUniversity of Illinois at Urbana-Champaign

Cambridge University Press, 2006Cambridge University Press, 2006 with B. Grofman, A.A.J. Marley, I. Tsetlinwith B. Grofman, A.A.J. Marley, I. Tsetlin

Page 2: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

OverviewOverview Motivation: Motivation: 2 Conceptual Distinctions in the Decision Sciences2 Conceptual Distinctions in the Decision Sciences

Criteria for a Unified Theory of Decision MakingCriteria for a Unified Theory of Decision Making Social Choice Theory:Social Choice Theory:

Majority Rule (Condorcet Criterion), ArrowMajority Rule (Condorcet Criterion), Arrow

The Obsession with Majority CyclesThe Obsession with Majority CyclesNeed for Behavioral Social Choice ResearchNeed for Behavioral Social Choice Research

Behavioral Social Choice ResearchBehavioral Social Choice ResearchMultiple Representations of Preference/UtilityMultiple Representations of Preference/Utility

A General Concept of Majority RuleA General Concept of Majority Rule

Model Dependence of Majority OutcomesModel Dependence of Majority Outcomes

The Problem of Incorrect Majority OutcomesThe Problem of Incorrect Majority Outcomes

Page 3: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

2 Conceptual Distinctions in the Decision Sciences

IndividualJudgment

and Decision Making

Social Choice

NormativeTheory

DescriptiveTheory & Data

Behavioral Decision Research

Page 4: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

2 Conceptual Distinctions in the Decision Sciences

IndividualJudgment

and Decision Making

Social Choice

NormativeTheory

DescriptiveTheory & Data

??????

Page 5: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

2 Conceptual Distinctions in the Decision Sciences

IndividualJudgment

and Decision Making

Social Choice

NormativeTheory

DescriptiveTheory & Data

???

Page 6: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Criteria for a Unified Theory of Decision Making

Treat individual & group decision making in a unified way Reconcile normative & descriptive work Integrate & compare competing normative benchmarks Reconcile theory & data Encompass & integrate multiple choice, rating and ranking

paradigms Integrate & compare multiple representations of preference,

utilities & choices Develop dynamic models as extensions of static models Systematically incorporate statistics as a scientific decision

making apparatus

(Inspired by Luce and Suppes, Handbook of Mathematical Psych.,1965)

Page 7: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

OverviewOverview Motivation: Motivation: 2 Conceptual Distinctions in the Decision Sciences2 Conceptual Distinctions in the Decision Sciences Criteria for a Unified Theory of Decision MakingCriteria for a Unified Theory of Decision Making

Social Choice Theory:Social Choice Theory:Majority Rule (Condorcet Criterion), ArrowMajority Rule (Condorcet Criterion), Arrow

The Obsession with Majority CyclesThe Obsession with Majority CyclesNeed for Behavioral Social Choice ResearchNeed for Behavioral Social Choice Research

Behavioral Social Choice ResearchBehavioral Social Choice ResearchMultiple Representations of Preference/UtilityMultiple Representations of Preference/Utility

A General Concept of Majority RuleA General Concept of Majority Rule

Model Dependence of Majority OutcomesModel Dependence of Majority Outcomes

The Problem of Incorrect Majority OutcomesThe Problem of Incorrect Majority Outcomes

Page 8: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Majority rule:(CondorcetCriterion)

Majority Winner• Candidate who is ranked ahead of any other

candidate by more than 50%• Candidate who beats any other candidate

in pairwise competition

Page 9: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Kenneth Arrow’s (1951)Nobel Prize winning

Impossibility Theorem

• List of Axioms of Rationality

• Impossibility to simultaneously satisfy all Axioms

• For instance: Majority permits “cycles”.

• Democratic Decision Making Impossible?

Page 10: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

The Obsession with Cycles

Page 11: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Majority Cycles

ABC 1 person

BCA 1 person

CAB 1 person

Page 12: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Majority Cycles

ABC 1 person

BCA 1 person

CAB 1 person

A beats B 2 times

B beats A 1 time

A is majority preferred to B

Page 13: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Majority Cycles

ABC 1 person

BCA 1 person

CAB 1 person

B beats C 2 times

C beats B 1 time

A is majority preferred to B

B is majority preferred to C

Page 14: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Majority Cycles

ABC 1 person

BCA 1 person

CAB 1 person

A beats C 1 time

C beats A 2 times

A is majority preferred to B

B is majority preferred to C

C is majority preferred to A

Page 15: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Majority Cycles

A is majority preferred to B

B is majority preferred to C

C is majority preferred to A

ABC 1 person

BCA 1 person

CAB 1 person

DemocraticDemocraticDecision Decision MakingMaking

at Risk!?!at Risk!?!

Page 16: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Probability of a Cycle: Pr(m, n)Based on Sampling from a Uniform Distribution on Linear Orders

("Impartial Culture")*

number of voters (n)number of

alternatives(m)

3 5 7 9 11 limit

3 .056 .069 .075 .078 .080 .0884 .111 .139 .150 .156 .160 .1765 .160 .200 .215 .2516 .202 .315

limit 1.00 1.00 1.00 1.00 1.00 1.00

*Source: Riker (1982: 122) as reproduced in Shepsle and Bonchek (1997: Table 4.1, 54)

State of the Art: Shepsle et al. 1997

Page 17: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Probability of a Cycle: Pr(m, n)Based on Sampling from a Uniform Distribution on Linear Orders

("Impartial Culture")*

number of voters (n)number of

alternatives(m)

3 5 7 9 11 limit

3 .056 .069 .075 .078 .080 .0884 .111 .139 .150 .156 .160 .1765 .160 .200 .215 .2516 .202 .315

limit 1.00 1.00 1.00 1.00 1.00 1.00

*Source: Riker (1982: 122) as reproduced in Shepsle and Bonchek (1997: Table 4.1, 54)

State of the Art: Shepsle et al. 1997

Page 18: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Probability of a Cycle: Pr(m, n)Based on Sampling from a Uniform Distribution on Linear Orders

("Impartial Culture")*

number of voters (n)number of

alternatives(m)

3 5 7 9 11 limit

3 .056 .069 .075 .078 .080 .0884 .111 .139 .150 .156 .160 .1765 .160 .200 .215 .2516 .202 .315

limit 1.00 1.00 1.00 1.00 1.00 1.00

*Source: Riker (1982: 122) as reproduced in Shepsle and Bonchek (1997: Table 4.1, 54)

State of the Art: Shepsle et al. 1997

Page 19: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Probability of a Cycle: Pr(m, n)Based on Sampling from a Uniform Distribution on Linear Orders

("Impartial Culture")*

number of voters (n)number of

alternatives(m)

3 5 7 9 11 limit

3 .056 .069 .075 .078 .080 .0884 .111 .139 .150 .156 .160 .1765 .160 .200 .215 .2516 .202 .315

limit 1.00 1.00 1.00 1.00 1.00 1.00

*Source: Riker (1982: 122) as reproduced in Shepsle and Bonchek (1997: Table 4.1, 54)

State of the Art: Shepsle et al. 1997

Page 20: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Probability of a Cycle: Pr(m, n)Based on Sampling from a Uniform Distribution on Linear Orders

("Impartial Culture")*

number of voters (n)number of

alternatives(m)

3 5 7 9 11 limit

3 .056 .069 .075 .078 .080 .0884 .111 .139 .150 .156 .160 .1765 .160 .200 .215 .2516 .202 .315

limit 1.00 1.00 1.00 1.00 1.00 1.00

*Source: Riker (1982: 122) as reproduced in Shepsle and Bonchek (1997: Table 4.1, 54)

State of the Art: Shepsle et al. 1997

GIGO?

Page 21: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Shepsle & Bonchek (1997)

“In general, then, we cannot rely on the method of majority rule to produce a coherent sense

of what the group ‘wants’, especially if there are no institutional mechanisms

for keeping participation restricted (thereby keeping n small)

or weeding out some of the alternatives (thereby keeping m small).”

Page 22: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

$1,000,000 Question:

Where is the empirical evidence

for the Concorcet paradox in practice?

Oops….Little evidence that majority cycles have

occurred among serious contenders of major elections.

Actually, evidence circumstantial at best.

Page 23: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Where is the evidence for cycles?

• Plurality: Choose one• SNTV & Limited Vote: Choose k many• Approval Voting: Choose any subset• STV (Hare), AV (IRV): Rank top k many• Cumulative Voting: Give m pts to k many• Survey Data: Thermometer, Likert Scales

Majority Winner• Candidate who is ranked ahead of any other candidate by more than 50%

• Candidate who beats any other candidate in pairwise competition

Data are incomplete!!

Page 24: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Need for “Behavioral Social Choice Research”:

• Real world ballot or survey data hardly ever take the form of (deterministic) linear orders.

• Social choice concepts are defined in terms of theoretical primitives that are not directly observed in social choice behavior.

• We need to bridge this gap in order to study social choice theoretical concepts empirically.

Page 25: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

OverviewOverview Motivation: Motivation: 2 Conceptual Distinctions in the Decision Sciences2 Conceptual Distinctions in the Decision Sciences Criteria for a Unified Theory of Decision MakingCriteria for a Unified Theory of Decision Making

Social Choice Theory:Social Choice Theory: Majority Rule (Condorcet Criterion), ArrowMajority Rule (Condorcet Criterion), Arrow The Obsession with Majority CyclesThe Obsession with Majority Cycles Need for Behavioral Social Choice ResearchNeed for Behavioral Social Choice Research

Behavioral Social Choice ResearchBehavioral Social Choice ResearchMultiple Representations of Preference/UtilityMultiple Representations of Preference/Utility

A General Concept of Majority RuleA General Concept of Majority Rule

Model Dependence of Majority OutcomesModel Dependence of Majority Outcomes

The Problem of Incorrect Majority OutcomesThe Problem of Incorrect Majority Outcomes

Page 26: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Binary Preference Relations A binary relation R on a set of objects C is a

collection of ordered pairs of elements of C

Page 27: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

A General Concept of Majority Rule

Linear Orders “complete rankings”Weak Orders “rankings with possible ties”Semiorders “rankings with (fixed) threshold”Interval Orders “rankings with (variable) threshold”Partial Orders asymmetric, transitiveAsymmetric Binary Relations

Page 28: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

a|b|c|d

42|5|2|1

Real Representationof Linear Orders

one-to-one is where

)()(),(

u

buauBba

B

Page 29: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

a b|c|d

7 7|3|1

Real Representationof Weak Orders

)()(),( buauBba

B

Page 30: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

a

b c | d

3

1.9 1.8 | 1.8

Real Representationof Semiorders

1 e.g.,

)()(

)()(),(

buau

buauBba

1B

Page 31: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Variable/Uncertain Preferences:Probability Distribution

on Binary Relations

Variable/Uncertain Utilities:Jointly Distributed Family of

Utility Random Variables(Random Utilities)(parametric or nonparametric)

Page 32: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Random Utility Representations

Bji

Bji

PBP

ji

ji

),(|

and

),(|

)(

UU

UU

Linear Orders Weak Orders

)(

0)(With

ji

P ji

UU(Block and Marschak, 1960, chapter)

Page 33: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Random Utility Representations

Bji

Bji

PBP

ji

ji

),(|

and

),(|

)(

UL

UL

Semiorders Interval Orders

)()(With ii LU

(Heyer & Niederee, 1992, MSS)(Niederee & Heyer, 1997, Luce vol.)(Regenwetter, 1997, JMP)(Regenwetter & Marley, 2002, JMP)

Page 34: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

A General Definitionof Majority Rule

'),(),()'()(

ifonly and if

o

relations,binary ofset any on

)(

]1,0[:

ondistributiy probabilit aGiven

BabBbaBPBP

bt preferredmajority strictly isa

BPB

P

B

B

Page 35: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

For Utility Functions or Random Utility Models choose a Random Utility Representation

and obtain a consistent Definition

'),(),()'()(

ifonly and if

o

relations,binary ofset any on

)(

]1,0[:

ondistributiy probabilit aGiven

BabBbaBPBP

bt preferredmajority strictly isa

BPB

P

B

B

A General Definitionof Majority Rule

Page 36: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

)()()()(

topreferredmajority

iujuNjuiuN

ji

)10()10(

topreferredmajority

ijji PP

ji

UUUU

Examples:

)()( Freq. Rel.)()( Freq. Rel. iujujuiu

Page 37: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

$1,000,000 Question:

Where is the empirical evidence

for the Concorcet paradox in practice?

Oops….Little evidence that majority cycles have

occurred among serious contenders of major elections.

Actually, evidence circumstantial at best.

Page 38: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Let’s analyze National Survey Data!1968, 1980, 1992, 1996 ANES

Feeling Thermometer Ratingstranslated into

Weak Orders or Semiorders

Page 39: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

HWN

NHW

HNW

WHN

WNH

NWH

W NH

HW N

H NW

NH W

H WN

WH N

1968 NESWeak OrderProbabilities

.03

0

.02

.03

.06

.01

.07

.05

.27

.08

.32

.04

.02

No impartial culture!

Page 40: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

HWN

NHW

HNW

WHN

WNH

NWH

W NH

HW N

H NW

NH W

H WN

WH N

1968 NESWeak OrderProbabilities

.03

0

.02

.03

.06

.01

.07

.05

.27

.08

.32

.04

.02

No impartial culture!

Page 41: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

abc

cab

acb

bac

bca

cba

b ca

ab c

a cb

ca b

a bc

ba c

ab

cb

ca

ba

bc

ac

a versus b

Page 42: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

abc

cab

acb

bac

bca

cba

b ca

ab c

a cb

ca b

a bc

ba c

ab

cb

ca

ba

bc

ac

a versus c

Page 43: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

abc

cab

acb

bac

bca

cba

b ca

ab c

a cb

ca b

a bc

ba c

ab

cb

ca

ba

bc

ac

b versus c

Page 44: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

abc

cab

acb

bac

bca

cba

b ca

ab c

a cb

ca b

a bc

ba c

ab

cb

ca

ba

bc

ac

Sen’s NB(a)

Page 45: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

abc

cab

acb

bac

bca

cba

b ca

ab c

a cb

ca b

a bc

ba c

ab

cb

ca

ba

bc

ac

Net NB(a)

Page 46: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

abc

cab

acb

bac

bca

cba

b ca

ab c

a cb

ca b

a bc

ba c

ab

cb

ca

ba

bc

ac

GeneralizedNet NB(a)

Page 47: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

abc

cab

acb

bac

bca

cba

b ca

ab c

a cb

ca b

a bc

ba c

ab

cb

ca

ba

bc

ac

Sen’s NM(a)

Page 48: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

abc

cab

acb

bac

bca

cba

b ca

ab c

a cb

ca b

a bc

ba c

ab

ca

ba

ac

Net NM(a)

cb

bc

Page 49: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

abc

cab

acb

bac

bca

cba

b ca

ab c

a cb

ca b

a bc

ba c

ab

cb

ca

ba

bc

ac

GeneralizedNet NM(a)

Page 50: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

HWN

NHW

HNW

WHN

WNH

NWH

W NH

HW N

H NW

NH W

H WN

WH N

.03 (-.04)

0 (-.05)

.02 (.-25)

.03 (-.05)

.06(-.26)

.01 (-.03)

.07 (.04)

.05 (.05)

.27 (.25)

.08 (.05)

.32 (.26)

.04 (.03)

.02 (0)

ANES 1968

NP N W

H -.05 .55

N .65

Page 51: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

ACR

RAC

ARC

CAR

CRA

RCA

C RA

AC R

A RC

RA C

A CR

CA R

.07 (-.02)

.05 (-.02)

.14(-.02)

.09(.05)

.12(.07)

.05 (.03)

.09 (.02)

.07 (.02)

.16 (.02)

.04 (-.05)

.05 (-.07)

.02 (-.03)

.03 (0)

ANES 1980

NP C R

A -.15 -.16

C .06

Page 52: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

BCP

PBC

BPC

CBP

CPB

PCB

C PB

BC P

B PC

PB C

B CP

CB P

.12 (.-04)

.03 (-.04)

.05 (-.09)

.03 (-.02)

.07 (-.06)

.04 (-.03)

.16(.04)

.07(.04)

.14(.09)

.05 (.02)

.13 (.06).07 (.03)

.02 (0)

ANES 1992

NP C P

B -.08 .16

C .25

Page 53: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

CDP

PCD

CPD

DCP

DPC

PDC

D PC

CD P

C PD

PC D

C DP

DC P

.17 (.14)

.05 (.04)

.09(.05)

.04(.02)

.15(-.12)

.02 (-.08)

.03 (-.14)

.01 (-.04)

.03 (-.05)

.02 (-.02)

.27 (.08)

.10 (.08)

.02 (0)

ANES 1996

NP D P

C .23 .39

D .13

Page 54: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

BCM

MBC

BMC

CBM

CMB

MCB

C MB

BC M

B MC

MB C

B CM

CB M

.02(0)

.09 (.09)

.30(.30)

.53(.53)

.02(.02)

.02(0)

.02 (0)

1988 FNES: Communists

NP C M

B .46 -.92

C -.94

Page 55: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

HWN

NHW

HNW

WHN

WNH

NWH

W NH

HW N

H NW

NH W

H WN

WH N

1968 NESWeak Order

Net Probabilities

-.04

-.05

-.25

-.05

-.26

-.03

.04

.05

.25

.05

.26

.03

0

Majority

Page 56: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

HWN

NHW

HNW

WHN

WNH

NWH

W NH

HW N

H NW

NH W

H WN

WH N

HW

NW

NH

WH

WN

HN

1968 NESSemiorder

Net Probabilities

-.02

-.09

-.19

-.10

-.23

-.03

.02

.09

.19

.10

.23

.03

.01

-.01

Thresholdof 10

0

0

0

00Majority

Page 57: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

HWN

NHW

HNW

WHN

WNH

NWH

W NH

HW N

H NW

NH W

H WN

WH N

HW

NW

NH

WH

WN

HN

1968 NESSemiorder

Net Probabilities

Thresholdof 54

.02 -.04

0

0

-.19

0

-.02

0

.04

0

.19

0 -.01

-.10

-.12.01.10

.12

0

Majority

Page 58: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Year

1968

Threshold

0, …, 96

SWONixon

HumphreyWallace

ANES Strict Majority Social Welfare Orders

Page 59: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Year

1992

Threshold

0, …, 99

SWOClintonBushPerot

ANES Strict Majority Social Welfare Orders

Page 60: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

However:There is no Theory-Free

Majority Preference Relation

Page 61: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Year

1980

Threshold

0, …, 29

30, …, 99

SWOCarterReagan

Anderson

ReaganCarter

Anderson

ANES Strict Majority Social Welfare Orders

Page 62: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Year

1996

Threshold

0, …, 4985, …, 99

50, …,84

SWO

ClintonDolePerot

DoleClintonPerot

ANES Strict Majority Social Welfare Orders

Page 63: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Probability of a Cycle: Pr(m, n)Based on Sampling from a Uniform Distribution on Linear Orders

("Impartial Culture")*

number of voters (n)number of

alternatives(m)

3 5 7 9 11 limit

3 .056 .069 .075 .078 .080 .0884 .111 .139 .150 .156 .160 .1765 .160 .200 .215 .2516 .202 .315

limit 1.00 1.00 1.00 1.00 1.00 1.00

*Source: Riker (1982: 122) as reproduced in Shepsle and Bonchek (1997: Table 4.1, 54)

State of the Art: Shepsle et al. 1997

Page 64: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Shepsle & Bonchek (1997)

“In general, then, we cannot rely on the method of majority rule to produce a coherent sense

of what the group ‘wants’, especially if there are no institutional mechanisms

for keeping participation restricted (thereby keeping n small)

or weeding out some of the alternatives (thereby keeping m small).”

Page 65: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Drawing Random Samplesfrom Realistic Distributions

What happens if we interview 20 randomly drawn voters from the 1996 ANES?

Do they display cyclical majorities?

Do they display the correct majority preference order?

Page 66: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

From now onIndividual Preferencesare WEAK ORDERS

over three choice alternatives

There are 13 possible weak ordersThere are 27 different

possible majority preference relations

Page 67: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

DCP

PDC

DPC

CDP

CPD

PCD

C PD

DC P

D PC

PD C

D CP

CD P

.09

.05

.26

.10

.16

.02

.03

.01

.03

.02

.15

.04

.02

1996 ANES

Page 68: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

n=5

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

.01

.01

.01

Intransitivities

Page 69: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

DCP

PDC

DPC

CDP

CPD

PCD

C PD

DC P

D PC

PD C

D CP

CD P

DC

PC

PD

CB

CP

DP

n=5

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

.01

.01

.01.01

.01

.23

.11

.29

.06

.10.03

.06

.01

.01

.01.01

.01

Correct Majority Ordering

Correct Majority Winner

Intransitivities

Page 70: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

DCP

PDC

DPC

PCD

C PD

DC P

D PC

PD C

D CP

DC

PC

PD

CB

CP

DP

n=5

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

.01

.01

.01.01

.01

.06

.10.03

.06

.01

.01

.01.01

.01

Intransitivities

3%32%

CDP

CPD

CD P

.23

.11

.29

Page 71: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

DCP

PDC

DPC

CDP

CPD

PCD

C PD

DC P

D PC

PD C

D CP

CD P

DC

PC

PD

CB

CP

DP

n=50

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

.13

.03

.80

.01

.03Correct Majority Ordering

Correct Majority Winner

Intransitivities

Page 72: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

DCP

PDC

DPC

CDP

CPD

PCD

C PD

DC P

D PC

PD C

D CP

CD P

DC

PC

PD

CB

CP

DP

n=101

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

.06

.01

.92

Correct Majority Ordering

Correct Majority Winner

Intransitivities

Page 73: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

DCP

PDC

DPC

CDP

CPD

PCD

C PD

DC P

D PC

PD C

D CP

CD P

DC

PC

PD

CB

CP

DP

n=500

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

D

C P

1

Correct Majority Ordering

Correct Majority Winner

Intransitivities

Page 74: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

1996 ANES

0

0.2

0.4

0.6

0.8

1

1 10 100 1000 10000

sample size (log scale)

prop

ortio

n

proportion transitive

proportion of correctmajority winners

proportion of correctmajority orderings

Page 75: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

SCF

FSC

SFC

CSF

CFS

FCS

C FS

SC F

S FC

FS C

S CF

CS F

.08

.19

.28

.02

.06

.37

1976 GNES

Page 76: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

SCF

FSC

SFC

CSF

CFS

FCS

C FS

SC F

S FC

FS C

S CF

CS F

SC

FC

FS

CS

CF

SF

n=3

S

C F

S

C F

S

C F

S

C F

S

C F

S

C F

S

C F

S

C F.02

.22

.24

.11

.35

.05

.01 .01

Intransitivities

Correct Majority OrderingCorrect

Majority

Winner

Page 77: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

SCF

FSC

SFC

CSF

CFS

FCS

C FS

SC F

S FC

FS C

S CF

CS F

SC

FC

FS

CS

CF

SF

n=2000

S

C F

S

C F

S

C F

S

C F

S

C F

S

C F

S

C F

S

C F

.18

.81Intransitivities

Correct Majority OrderingCorrect

Majority

Winner

.01

Page 78: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

1976 Germany

0.00

0.20

0.40

0.60

0.80

1.00

1 10 100 1000 10000

sample size (log scale)

prop

ortio

n

proportiontransitive

proportion ofcorrect majoritywinners

proportion ofcorrect majorityorderings

Page 79: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

BCM

MBC

BMC

CBM

CMB

MCB

C MB

BC M

B MC

MB C

B CM

CB M

0

0

0

0

.02

0

.09

.30

.53

.02

.02

0

.02

1988 FNES: Communists

Page 80: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

BCM

MBC

BMC

CBM

CMB

MCB

C MB

BC M

B MC

MB C

B CM

CB M

BC

MC

MB

CB

CM

BM

B

C M

B

C M

B

C M

B

C M

B

C M

B

C M

B

C M

B

C M

Correct Majority Ordering

Correct Majority Winner

Intransitivities

n=3

.77

.16 .07

Page 81: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

BCM

MBC

BMC

CBM

CMB

MCB

C MB

BC M

B MC

MB C

B CM

CB M

BC

MC

MB

CB

CM

BM

B

C M

B

C M

B

C M

B

C M

B

C M

B

C M

B

C M

B

C M

Correct Majority Ordering

Correct Majority Winner

Intransitivities

n=21

1.0

Page 82: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Merge/Synergize • Individual and Social Choice• Normative and Descriptive Models• Theory and Empirical Data

Behavioral SocialChoiceResearch:

Page 83: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Cycles and classical paradoxesare only one piece of the puzzle surrounding social choice

Model Dependence• Theory

• Data

Don’t Worry So Much About Cycles!• Arrow

• Impartial Culture• Domain Restriction

Empirical Congruence among Procedures

Page 84: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Statistical Analysis:•Sampling • Inference

Policy Implications for Design of Voting Methods• Ergonomics

• Empirical Accuracy / Statistical Confidence•Empirical Congruence

Worry about Majority Misestimation!

Cycles and classical paradoxesare only one piece of the puzzle surrounding social choice

Page 85: Behavioral Social Choice: Probabilistic Models, Statistical Inference, and Applications

Individual Decision Makingincompatible with

Normative Theory (HUGE literature, incl. Kahneman & Tversky)

Conjecture:Social Choice in Practice

better behaved than predicted byNormative Theory