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Research Paper Bearing capacity of ring footings on cohesionless soil under eccentric load Omid Sargazi, Ehsan Seyedi Hosseininia Civil Engineering Department, Faculty of Engineering, Ferdowsi University of Mashhad, Iran article info Article history: Received 14 May 2017 Received in revised form 6 August 2017 Accepted 8 August 2017 Keywords: Bearing capacity Ring footing Eccentric load abstract This paper presents a study on the bearing capacity of eccentrically-loaded rough ring footings resting over cohesionless soil. To this aim, a series of 3D numerical simulations were performed using the finite difference method. In order to consider the effect of load eccentricity, reduction factor method is applied. In this method, the ratio of an eccentrically-loaded bearing capacity to the bearing capacity of the same footing under vertical load is defined. Comparison between the results of the numerical simulations with those of analytical solutions and experimental data indicates good agreement. A mathematical expres- sion is also introduced for eccentrically-loaded ring footings. Ó 2017 Elsevier Ltd. All rights reserved. 1. Introduction Ring footings are mostly used for supporting large and tall structures that the geometry is axisymmetric. Some examples of the ring footing applications are tower silos [1–4], oil [5] and water storage tanks [6,7], radio-television towers [4], cooling towers [8], bridge piers, and offshore structures [9,10]. The advantage of ring footings with respect to circular footings is that the amount of vol- ume and thus the construction cost is reduced. In addition, the ring footing provides an increase in stabilizing moment arm when com- pared to a circular footing with the same area. Ring footing can also act as an anchorage against slip under dynamic loads [10]. The superstructures of the ring footings are usually subjected to lateral loads and moments and thus, the ring footings are to be designed under an eccentric loading condition. An offshore wind turbine sit- uated in an icy region is an example which is imposed by large lat- eral loads and moments from wave, ice, and especially wind [10]. The application of ring footings can be regarded as a solution to increase the overturning stability, decrease the scouring and exces- sive displacements. In comparison with strip and circular footings, there are limited researches available for the behavior of ring footings. The works can be categorized in two groups including the ring footing settle- ment and the ring footing bearing capacity. On the settlement of ring footings, there are analytical solutions based on elasticity and superposition principle for semi-infinite elastic soil medium. Fischer [11] and Egorov [12] examined the load-settlement response and contact pressure distribution beneath flexible and rigid ring footings. Based on numerical analysis, Naseri and Hosseininia [13] carried out numerical simulations by using finite difference method to investigate the elastic settlement of ring foot- ings resting over an elastic half space. They examined the effect of footing embedment and rigidity as well as soil non-homogeneity on the footing elastic settlement. Results are presented in the form of graphs and corresponding mathematical expressions for settle- ment influence factors. On the bearing capacity of ring footings, several attempts were carried out to find appropriate analytical solutions in terms of bearing capacity factors. Kumar and Chakra- borty [14] derived bearing capacity factors by using lower and upper bound theorems of the limit analysis in conjunction with finite element method. Kumar and Ghosh used the stress charac- teristics method to calculate the bearing capacity factor N c for smooth and rough rigid ring footings. Recently, by using the same approach, Gholami and Hosseininia [15] and Keshavarz and Kumar [16] derived all three bearing capacity factors for rigid ring foot- ings. In addition, by using the numerical code FLAC, Zhao and Wang [17], Benmebarak et al. [18] and Hosseininia [19] have derived the bearing capacity factors of rigid ring footings for a range of soil friction angles. Due to the geometry of the ring foot- ing, in all the works mentioned above, the analyses were carried out under axisymmetric condition rather than applying three- dimensional analyses. In domain of experimental studies, the behavior of rigid ring footings resting on cohesionless soils were studied by small scale laboratory or field tests [20–25]. Based on the experiments, it has been shown that the bearing capacity of the ring footing is a function of the ring diameter ratio in such a way that the bearing capacity increases up to a diameter ratio of http://dx.doi.org/10.1016/j.compgeo.2017.08.003 0266-352X/Ó 2017 Elsevier Ltd. All rights reserved. Corresponding author. E-mail address: [email protected] (E. Seyedi Hosseininia). Computers and Geotechnics 92 (2017) 169–178 Contents lists available at ScienceDirect Computers and Geotechnics journal homepage: www.elsevier.com/locate/compgeo

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Page 1: Bearing capacity of ring footings on cohesionless soil ...profdoc.um.ac.ir/articles/a/1063913.pdf · ment influence factors. On the bearing capacity of ring footings, several attempts

Computers and Geotechnics 92 (2017) 169–178

Contents lists available at ScienceDirect

Computers and Geotechnics

journal homepage: www.elsevier .com/locate /compgeo

Research Paper

Bearing capacity of ring footings on cohesionless soil under eccentricload

http://dx.doi.org/10.1016/j.compgeo.2017.08.0030266-352X/� 2017 Elsevier Ltd. All rights reserved.

⇑ Corresponding author.E-mail address: [email protected] (E. Seyedi Hosseininia).

Omid Sargazi, Ehsan Seyedi Hosseininia ⇑Civil Engineering Department, Faculty of Engineering, Ferdowsi University of Mashhad, Iran

a r t i c l e i n f o a b s t r a c t

Article history:Received 14 May 2017Received in revised form 6 August 2017Accepted 8 August 2017

Keywords:Bearing capacityRing footingEccentric load

This paper presents a study on the bearing capacity of eccentrically-loaded rough ring footings restingover cohesionless soil. To this aim, a series of 3D numerical simulations were performed using the finitedifference method. In order to consider the effect of load eccentricity, reduction factor method is applied.In this method, the ratio of an eccentrically-loaded bearing capacity to the bearing capacity of the samefooting under vertical load is defined. Comparison between the results of the numerical simulations withthose of analytical solutions and experimental data indicates good agreement. A mathematical expres-sion is also introduced for eccentrically-loaded ring footings.

� 2017 Elsevier Ltd. All rights reserved.

1. Introduction

Ring footings are mostly used for supporting large and tallstructures that the geometry is axisymmetric. Some examples ofthe ring footing applications are tower silos [1–4], oil [5] and waterstorage tanks [6,7], radio-television towers [4], cooling towers [8],bridge piers, and offshore structures [9,10]. The advantage of ringfootings with respect to circular footings is that the amount of vol-ume and thus the construction cost is reduced. In addition, the ringfooting provides an increase in stabilizing moment arm when com-pared to a circular footing with the same area. Ring footing can alsoact as an anchorage against slip under dynamic loads [10]. Thesuperstructures of the ring footings are usually subjected to lateralloads and moments and thus, the ring footings are to be designedunder an eccentric loading condition. An offshore wind turbine sit-uated in an icy region is an example which is imposed by large lat-eral loads and moments from wave, ice, and especially wind [10].The application of ring footings can be regarded as a solution toincrease the overturning stability, decrease the scouring and exces-sive displacements.

In comparison with strip and circular footings, there are limitedresearches available for the behavior of ring footings. The workscan be categorized in two groups including the ring footing settle-ment and the ring footing bearing capacity. On the settlement ofring footings, there are analytical solutions based on elasticityand superposition principle for semi-infinite elastic soil medium.Fischer [11] and Egorov [12] examined the load-settlement

response and contact pressure distribution beneath flexible andrigid ring footings. Based on numerical analysis, Naseri andHosseininia [13] carried out numerical simulations by using finitedifference method to investigate the elastic settlement of ring foot-ings resting over an elastic half space. They examined the effect offooting embedment and rigidity as well as soil non-homogeneityon the footing elastic settlement. Results are presented in the formof graphs and corresponding mathematical expressions for settle-ment influence factors. On the bearing capacity of ring footings,several attempts were carried out to find appropriate analyticalsolutions in terms of bearing capacity factors. Kumar and Chakra-borty [14] derived bearing capacity factors by using lower andupper bound theorems of the limit analysis in conjunction withfinite element method. Kumar and Ghosh used the stress charac-teristics method to calculate the bearing capacity factor Nc forsmooth and rough rigid ring footings. Recently, by using the sameapproach, Gholami and Hosseininia [15] and Keshavarz and Kumar[16] derived all three bearing capacity factors for rigid ring foot-ings. In addition, by using the numerical code FLAC, Zhao andWang [17], Benmebarak et al. [18] and Hosseininia [19] havederived the bearing capacity factors of rigid ring footings for arange of soil friction angles. Due to the geometry of the ring foot-ing, in all the works mentioned above, the analyses were carriedout under axisymmetric condition rather than applying three-dimensional analyses. In domain of experimental studies, thebehavior of rigid ring footings resting on cohesionless soils werestudied by small scale laboratory or field tests [20–25]. Based onthe experiments, it has been shown that the bearing capacity ofthe ring footing is a function of the ring diameter ratio in such away that the bearing capacity increases up to a diameter ratio of

Page 2: Bearing capacity of ring footings on cohesionless soil ...profdoc.um.ac.ir/articles/a/1063913.pdf · ment influence factors. On the bearing capacity of ring footings, several attempts

B

L

B'

A'=L.B'A' A'= D'

4

2

A'

e

q

e

q

e

q

DD'

DDi

o

2e

(a) (b) (c)

Fig. 1. Concept of effective area method in order to consider load eccentricity for:(a) rectangular footing; (b) circular footing; (c) ring footing.

170 O. Sargazi, E. Seyedi Hosseininia / Computers and Geotechnics 92 (2017) 169–178

about 0.3–0.4 and thereafter, it decreases as the diameter ratioincreases. It is again reminded that all these works only concernsthe behavior of the ring footings under vertical loading condition.

By searching the literature, it can be found out that very fewstudies exist that focused on the effect of load eccentricity on thebearing capacity of ring footings. Elsawwaf and Nazir [26] perusedthe behavior of eccentrically loaded small-scale rigid ring footingsin the laboratory which was rested on reinforced layered sandysoil. Zhu [27] investigated the effect of load eccentricity over rigidring footings by means of centrifuge modeling. As expected, Zhu[27] showed that the load eccentricity reduces the bearing capacityin comparison with the centric loading condition. Based on such abrief review of all the studies mentioned above, it can be under-stood that more investigation is needed in order to understandthe bearing capacity of ring footings under eccentric load.

In the present study, the bearing capacity of ring footings undereccentric load is investigated by numerical simulation. It isassumed that a ring footing rests on a purely cohesionless soil overthe surface. The footing is rigid and it has a rough contacting sur-face with the soil underneath. The so called linear elasticperfectly-plastic Mohr-Coulomb model is considered for the soilconstitutive model and the footing is considered as an elasticmaterial. Three-dimensional simulations were performed in theanalyses by using the numerical finite difference method. In orderto evaluate the simulations, the results of the numerical simula-tions are compared with those of analytical and numerical solu-tions as well as experimental data presented in the literature. Inthe end, a simple formula is suggested for the assessment of bear-ing capacity of eccentrically-loaded ring footings based on thereduction factor method in terms of load eccentricity as well asring diameter ratio.

2. Bearing capacity and load eccentricity

In foundation engineering practice, the footing bearing capacitywith eccentric load is taken into consideration by two approaches.These approaches are effective area and reduction factor methods.In the effective area method introduced by Meyerhof [28,29], it isassumed that the dimensions of the footing are reduced such thata uniform pressure under the footing (and over the contacting soil)is imposed over the reduced effective area. This pressure repre-sents an equivalent uniform bearing pressure and not the actualcontact pressure distribution beneath the footing. This equivalentbearing pressure is multiplied by the reduced area to determinethe ultimate load capacity of the footing. There are many studiesin the literature that investigated the applicability of this method[e.g., 30,31–33]. Although the effective area method gives conser-vative result [29,34,35], it is now widely used in practice for strip,rectangular, and circular footings [5,36,37].

The effective area method is applicable for the footings wherethe geometry of the equivalent area can be simplified as a rectan-gle or a circle, whose bearing capacity equations are available.Fig. 1 indicates the concept of effective area method for a rectangu-lar footing with length (L) and width (B), a circular footing withdiameter (D) and a ring footing with outer (Do) and inner (Di) diam-eters. As shown in parts a and b of Fig. 1, the hatched area overwhich, an equivalent uniform pressure is applied, can be consid-ered as an equivalent rectangle (with effective width B0) or circle(with effective diameter D0) and then, the bearing capacity of theequivalent footing (with the area A0) is calculated. For ring footings,according to Fig. 1c, it is not possible to find a homothetic surfacelying in the hatched area and thus, the effective area method is notsuitable for ring footings.

As for the second approach known as the reduction factormethod, the bearing capacity of eccentrically-loaded footing ðqultÞ

is calculated directly by multiplying a reduction factor ðRf Þ bythe bearing capacity of the footing under vertical load ðqultðe¼0ÞÞ:

qult ¼ Rf � qultðe¼0Þ ð1ÞIn this method, the area of the footing is not changed and thus,

the ultimate load capacity with eccentricity ðPultÞ can be calculatedsimilarly as Pult ¼ Rf � Pultðe¼0Þ where Pultðe¼0Þ stands for the ultimateload of the footing with centric load. This method was initiallyintroduced by Meyerhof [28] and now it is used for strip footings.This method was investigated experimentally [38,39] and then, ithas been extended to consider footing embedment [40] as wellas soil improvement effect by reinforcement layers [37]. In thismethod, no assumption is made for the eccentrically-loaded foot-ing area and the effect of load eccentricity and generally, the failuremechanism is considered in the reduction factor. Since no simpli-fied shape of footing (such as rectangle or circle) is required, thismethod is suitable for studying the bearing capacity of ring foot-ings with eccentric load.

The ultimate bearing capacity of a an eccentrically-loaded ringfooting (qult) can be expressed in a similar form of Terzaghi’s equa-tion [19] as follows:

qult ¼ cN�cðeÞ þ q0N

�qðeÞ þ 0:5csDoN

�cðeÞ ð2Þ

where c is the soil cohesion, q0 is the surcharge over the surface, csis the soil unit weight and Do is the outer ring diameter. N�

cðeÞ;N�qðeÞ

and N�cðeÞ are bearing capacity factors in which the shape factors

are included. The subscript (e) denotes the consideration of loadeccentricity. In the case of a ring footing embedded on the surfaceof a cohesionless soil, the bearing capacity of a ring footing is sim-plified into:

qult ¼ 0:5csDoN�cðeÞ ð3Þ

Based on the reduction factor method, the bearing capacity ofan eccentrically-loaded ring footing can be related to that of avertically-loaded ring footing ðqultðe¼0ÞÞ by using a reduction factor(Rf). Based on Eqs. (1) and (3), one can reach the followingrelationship:

Rf ¼qultðeÞqultðe¼0Þ

¼ N�cðeÞ

N�cðe¼0Þ

ð4Þ

where N�cðeÞ and N�

cðe¼0Þ represent the bearing capacity factors in thecase of eccentric (e– 0) and centric (e = 0) loading conditions,respectively.

Page 3: Bearing capacity of ring footings on cohesionless soil ...profdoc.um.ac.ir/articles/a/1063913.pdf · ment influence factors. On the bearing capacity of ring footings, several attempts

Table 1Diameters of circular and ring footings used in the simulations.

Model No. Footing type Diameters (m)

n Outer Inner

1 Circle 0 3.57 0.00

2 Ring 0.25 3.69 0.923 0.5 4.12 2.064 0.75 5.39 4.05

O. Sargazi, E. Seyedi Hosseininia / Computers and Geotechnics 92 (2017) 169–178 171

For a circular footing, the reduction factor (Rf) can be calculatedbased on the effective area method. As already explained (refer toFig. 1), the equivalent effective area (A0 with effective diameter D0)of an eccentrically-loaded circular footing has been already definedin the literature in the form of a mathematical expression [5,28,41]or graphical solution [36]. Supposing an ultimate load (Pult) for acircular footing, the value from the reduction factor method equalsPult ¼ Rf � ð0:5csDNcÞ � A and the value from the effective areamethod becomes Pult ¼ ð0:5csD0NcÞ � A0. Thus, the reduction factorof a circular footing is equal to:

Rf ¼ D0

D� A

0

A¼ D0

D

� �3

ð5Þ

where D0 ¼ 2ffiffiffiA0p

qis the equivalent diameter of the area A0 (see

Fig. 1b).

n =0 n =0.25

(a) (b)

3. Numerical modeling

A ring footing shape is characterized by the outer diameter Do

and the inner diameter Di and hence, the ring diameter ratio (n)is defined as n ¼ Di

Do. Although the geometry of a ring footing is sym-

metric, the analysis of the ring footing under eccentric load is athree-dimensional problem and thus, three-dimensional numericalsimulation is applied here. In this study, the software FLAC3D [42]is used in the analyses, which works on the basis of explicit form offinite difference method (FDM). In this study, the behavior of onecircular footing ðn ¼ 0Þ and three ring footings with n = 0.25, 0.5,and 0.75 were investigated.

In order to reduce the calculation time and due to the symmet-ric geometry, only half of the geometry is considered in simula-tions. The area of all the footings was considered to be constantand equals 10 m2. Fig. 2 presents a schematic view of the modelgeometry and dimension of the numerical models. The modeldepth was chosen in such a way that the applied overstress fromthe footing surface reaches 5% of the initial stress state in the soilmedium, at the lower boundary. Naseri and Seyedi Hosseininia[13] have investigated the stress distribution in the soil mediumdue to loading from circular as well as ring footings based onnumerical axisymmetric elastic simulations. They showed thatthe soil region where 5% of the applied overstress is distributedin, is smaller for ring footings in comparison with circular footing.In addition, the extent of the region in the sides and below of thefooting is limited to about five to six times the outer radius ofthe footings. Accordingly, the dimensions of the numerical modelsfor all three directions were considered as 3Do. Hence, each footingmodel has a separate grid characterization. The outer (and inner)diameters of the footings are indicated in Table 1.

3Do

6Do

Do

Di

x

z

y

Fig. 2. Geometry and size of the numerical model used for a ring footing.

Four different grids for each model were considered. Fig. 3 pre-sents the grid pattern used for the simulation of the models used inthe analyses. As shown, the size of the grid in the vicinity andunder the footing area is refined. In addition, the grid size enlargeswith getting distance from the footing location towards the bound-aries. In order to have a cost-effective analysis, a grid size studywas performed for each model and an optimum grid refinementwas selected. Fig. 3(e) presents the grid size study of the circularfooting in which, the effect of the number of grids on the bearingcapacity is investigated. The grid size of the footing is the sameas that of the soil adjacent to the footing.

n =0.5 n =0.75

(d) (c)

500

600

700

800

900

0 20000 40000 60000 80000

Bea

ring

Cap

acity

, qu

(kPa

)

No. of Zones

selected for final study

(e)

Fig. 3. Grid pattern of all numerical models (a-d) from front view; (e) grid sizesensitivity study for circular footing.

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172 O. Sargazi, E. Seyedi Hosseininia / Computers and Geotechnics 92 (2017) 169–178

In all the numerical simulations, linear elastic perfectly-plasticMohr-Coulomb constitutive model was adopted for the soilmedium. The soil was considered as purely cohesionless withassociated flow rule. The soil parameters are unit weight

cs ¼ 20 kN=m3; shear modulus Gs ¼ 20 MPa, bulk modulus

Ks ¼ 33:3 MPa and different soil internal friction angles with therange of / ¼ 20—45� with intervals of five degrees. In order toavoid numerical instability, a small cohesion equal to 0.1 kPa wasadopted. In all the simulations, the soil elastic parameters includ-ing shear (Gs) and bulk (Ks) moduli were considered constant. Byperforming a sensitivity analysis, it was shown that these modulido not influence the bearing capacity of the footing, but theychange the initial slope of load-settlement curve. Application ofthe simple Mohr-Coulomb model is adequate for footing bearingcapacity problems since it is known that the ultimate bearingcapacity of the footing is only influenced by the ultimate shearstrength parameters of the soil. The implementation of advancedsoil constitutive models, which describe more accurately thestress-strain relationship, is needed if the load-settlement andthe footing performance is of more concern. For the footing mate-rial, which is assumed to be concrete, linear-elastic model wasadopted. The parameters of the foundations are considered as unit

weight cfnd ¼ 24 kN=m3, shear modulus Gfnd ¼ 8 GPa, and bulkmodulus Kfnd ¼ 13:3 GPa.

In the simulations, it is assumed that the footing base is roughand it interacts with the soil via interface elements in a frictionalmanner. The normal (kn) and tangential (ks) stiffness parametersof the interface were considered according to the recommendationof the FLAC3D manual [42], which is defined as a function of modulias well as minimum grid size of the softer contacting medium, i.e.,soil. In all the simulations, kn = ks = 3 GPa. The interface frictionangle ð/intÞ was chosen to be two-thirds of the soil internal frictionangle ð/int ¼ 2=3/Þ. No tension was considered for the interfaceelements since the footing can be detached from the ground inthe case of large load eccentricity.

In the present study, it is assumed that the ring footings arerigid. This assumption is similar to what has been considered inalmost all of numerical and analytical studies [e.g., 12,14–17,18–20,43] and experimental tests [e.g., 20,21–24,26,27,44] in theliterature. In order to describe the rigidity of a ring footing, Naseriand Hosseininia [13] introduced an analytical expression called as‘‘rigidity factor”, KF, in terms of the properties of the footing andthe soil beneath it. The rigidity factor (KF) is expressed as follows:

KF ¼ Efnd

Es

2hDo

� �3

ð1� nÞ�1:5 ð6Þ

where Efnd and Es are elastic moduli of the foundation and the soilbeneath the foundation bed, respectively. h is the footing thickness.The applicability of KF factor was evaluated numerically and it wasshown that ring footings can behave as rigid if KF > 1 for narrowrings (n � 0.8) and if KF > 10 for the near-circular footings [13]. Inthe simulations of this study, the footing thickness was adoptedh ¼ 1 m for all the footings which leads to have KF ¼ 70 and thus,the footings behave as a rigid material. By examining the KF valuefor different real case studies of ring footings [1–4,45,46], it canbe found out that KF = 2–20 for the constructed ring footings(n = 0.4–0.9), which indicates the rigid behavior of real cases of ringfootings too.

Fig. 4 presents the boundary conditions considered in thenumerical models. The y-displacements are fixed in the x-zplane (Fig. 4a), while both in-plane displacement components ofthe peripheral boundary are fixed (Fig. 4b). The bottom of all thenumerical models were fixed in all x-, y-, and z-directions.

Load eccentricity in a ring footing originates from the loadingcondition where the vertical load (P) is applied over the footing

with the distance (e) from the center of the ring footing. As shownin Fig. 5, this eccentricity causes that the footing rotates and it hasdifferential settlement. To simulate load eccentricity, it is requiredthat a force (or pressure) couple be applied over the footing areaeither in vertical or horizontal direction. In this study, both proce-dures were examined for the circular footing which gave identicalresults. However, the implementation of the horizontal force cou-ple required less time and smaller number of numerical steps toreach balanced force and numerical convergence. Hence, for allthe models in this study, a force couple in the horizontal directionis applied over the footing which is the same procedure imple-mented by Taiebat and Carter [47]. The eccentric load is substi-tuted by an equal vertical load at the footing center, which issimplified to a uniform pressure ðq ¼ P=AÞ as well as a moment(=P.e). The imposed moment can be replaced by a force couple(T) applied horizontally over the top and bottom surfaces of thefooting. The arm of such a force couple is the footing thickness(h) and thus, the magnitude of couple force equals:T ¼ P:e=h ¼ q:A:e=h. In this study, four cases of load eccentricityis considered for each footing including e/Do = 0, 0.15, 0.3, and 0.45.

The modeling procedure of the bearing capacity problemsincludes two stages. First, the geostatic stress to the grid is allo-cated and then the model is brought into equilibrium by runningsome calculation steps. In this stage, the stresses inside the soilgrid are calculated based on the soil and the footing unit weights.The second stage of the modeling concerns the step-by-step load-ing over the top surface of the footing as explained before accord-ing to Fig. 5. The loading is controlled by increasing simultaneouslythe uniform pressure (q) and the couple force (T) with incrementsfrom zero to a value that the footing fails, i.e., large footing dis-placement without load increment. The model is solved for everyloading steps and a statically balanced condition is reached if theunbalanced force ratio reaches 1� 10�5. During the loading pro-cess, the settlement of the footing at the location of the appliedvertical load (Point B in Fig. 5) is recorded. The incremental loadingis continued until large settlement occurs for small increments ofthe applied load and it is not possible to reach a statically balancedcondition. By sketching the variation of applied load (q) in terms ofthe settlement in an x-y coordinate system for each footing, thecurve reaches an almost horizontal asymptote at large settlements,whose q value can be regarded as the ultimate bearing capacity ofthe footing (qult(e)). It is reminded that the numerical simulations ofthis study were performed under small deformation scheme inorder to avoid probable numerical instability caused by badly-deformed zones as well as to reduce the calculation time.

4. Results and comparisons

The distribution of vertical stress under the footings in the soilmedium with / ¼ 35� is depicted in Fig. 6 for all the footing typesand for three cases of eccentricities: e=D0 ¼ 0;0:15;0:45 when thefootings are loaded under q ¼ 60 kPa. The load eccentricity isapplied at the right side of the footings. In the same figure, themovement directions of the soil grid are presented in terms ofblack vectors whose elongation represents the magnitude. Asshown, when the footing is loaded vertically, the stress disturbanceunder the footing region is less than the cases with load eccentric-ity. This means that the load eccentricity causes more stress con-centration under the footing surface and especially the edges. Asthe e/Do increases, bigger stress concentration exists under theright side of the footing. The magnitude of stress concentration islarger for big eccentricity (e=Do ¼ 0:45) which is the highest forthe circular footing. By following the patterns of the footing dis-placement vectors, it can be seen that the footings withe=Do ¼ 0:15 still have contact with the ground surface while the

Page 5: Bearing capacity of ring footings on cohesionless soil ...profdoc.um.ac.ir/articles/a/1063913.pdf · ment influence factors. On the bearing capacity of ring footings, several attempts

x

y

x

z

Soil grid Soil grid

(a) (b)

Fig. 4. Definition of boundary conditions around the soil grid in view of: (a) x-z plane; (b) x-y plane.

Soil grid

Do

h

Rigid footing

Point B

T= P.e/h No- tension Interface element

Soil grid

q = P/A

T

(a) (b)

P

e

Fig. 5. An eccentrically-loaded footing: (a) under vertical force; (b) under uniform pressure and a force couple.

O. Sargazi, E. Seyedi Hosseininia / Computers and Geotechnics 92 (2017) 169–178 173

footings with e=Do ¼ 0:45 have rotated and one side (left side) ofthe footings has been uplifted. The displacement vectors on the leftside has vertical direction which denotes contact loss. In all thecases, the soil around the outer edges of the footings are deformedand the degree of deformation becomes higher if the load eccen-tricity increases.

The load-settlement curves of all the footings with differentload eccentricities ðe=D0 ¼ 0;0:15;0:3;0:45Þ are depicted in Fig. 7for the case of / ¼ 35�. As shown, regardless of the footing shape(n) and the eccentricity ðe=DoÞ; on the onset of loading process,the applied load increases sharply with the settlement; however,the slope of the load-settlement curve decreases as the settlementaugments and finally, no increase in the applied load can be foundat large footing settlement. By comparing the curves in each groupof the footings, it can be seen that the load eccentricity has a greatinfluence on the ultimate bearing capacity. As the eccentricityðe=DoÞ increases, the ultimate bearing capacity drops down fromthe centric case ðe=Do ¼ 0Þ. It is noted that e=Do ¼ 0:5 correspondsto the case where the vertical load is situated at the edge of thefooting where no bearing capacity is expected ðqult ¼ 0Þ. In addi-tion, the load eccentricity causes that the footing reaches its ulti-mate bearing capacity at smaller range of settlement.

In the following sections, the results of the numerical simula-tions are discussed more rigorously in terms of bearing capacityfactor N�

cðeÞ. First, the values of the bearing capacity factor for thecase of vertical load N�

cðe¼0Þ are compared with those mentionedin previous studies and then, the effect of eccentricity on the valuesof N�

cðeÞ of ring footings are investigated. The results of this studyare also compared with available experimental data.

In order to clearly investigate the phenomenon of bearingcapacity problem of the ring footings, the regions of plastic zonesgenerated in the ground are depicted in Fig. 8 for different ringshapes and load eccentricities where the soil friction angle is/ = 25�. The schemes only correspond to the cross section at themiddle of the footings. Globally, the plastic zones are generatedwith a two-wing pattern extending towards the outer edges. Forthe case of centric loads (e/D0 = 0), as expected, it can be seen thatthe generated plastic regions have a symmetric pattern. However,the scheme of the plastic zones deviates towards the right sidewhere the load resultant exists. In the case of load eccentricity,the area of the right wing expands while the opposite (left) winggets constricted as the load eccentricity augments. By consideringa specific load eccentricity and comparing the patterns among thedifferent footing shapes, it can be figured out that the area of plas-tic zones becomes smaller as the ring footing gets narrower, i.e., asring diameter ratio (n) increases.

4.1. Centric loading condition

In the literature review of bearing capacity of ring footings, thebearing capacity factor under vertical load N�

cðe¼0Þ has been calcu-lated by using different approaches comprising numerical finitedifference method [17–19], limit analysis [14] and method ofstress characteristics [15,43]. Table 2 compares the values ofN�cðe¼0Þ for different soil friction angles from different approaches

with the results of the present study. The results are gathered forfour cases of n = 0, 0.25, 0.5, and 0.75. Generally, it can be said thatall the results are somehow in the same order in exception of the

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n = 0

n = 0.25

n = 0.50

n = 0.75

e/Do = 0 e/Do = 0.15 e/Do = 0.45

Vertical Stress (Pa)

Fig. 6. Vertical stress distribution and displacement vectors of the soil medium for / = 35� and surcharge of q = 60 kPa.

174 O. Sargazi, E. Seyedi Hosseininia / Computers and Geotechnics 92 (2017) 169–178

values obtained by Zhao and Wang [17], which are much morethan those of other researches. Regarding the results of the limitanalysis approach performed by Kumar and Khatri [48], it can beseen that the N�

cðe¼0Þ values obtained from all numerical methodsdo not satisfy upper and lower bounds. The trend observed inthe magnitude of N�

cðe¼0Þ with respect to n value is a question too.According to the results of the two-dimensional numerical simula-tions as well as those of the method of characteristics, which bothwere symmetric analyses, N�

cðe¼0Þ value is derived the biggest forcircular footing and it decreases continuously as the ring becomesnarrower (bigger n values). However, all the experimental studies

on sand including small scale [20,22,24,26] and centrifuge [27,49]modelings indicate that the bearing capacity of ring footing growsslightly around n = 0.2–0.4. The same trend in the N�

cðe¼0Þ value isobtained in the present study (three-dimensional analysis) inwhich, the N�

cðe¼0Þ value is the greatest around n = 0.25. This phe-nomenon can be justified by comparing the plastic zones gener-ated at the ground for the footings with n = 0 and n = 0.25. Byreferring back to Fig. 8, it can be seen that the plastic zones havebeen generated beneath the central part of the footings withn = 0 and 0.25 such that the plastic area of the ring with n = 0.25is much bigger than that with n = 0. However, the wings of the

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0

400

800

1200

1600

0 100 200 300

App

lied

Pres

sure

(kPa

)

Settlement (mm)

e/Do = 0

e/Do = 0.15

e/Do = 0.30

e/Do = 0.45 n = 0.5

0

400

800

0 50 100 150

App

lied

Pres

sure

(kPa

)

Settlement (mm)

e/Do = 0

e/Do = 0.15

e/Do = 0.30

e/Do = 0.45 n = 0.75

0

400

800

1200

1600

2000

0 100 200 300 400 500

App

lied

Pres

sure

(kPa

)

Settlement (mm)

e/Do = 0

e/Do = 0.15

e/Do = 0.30

e/Do = 0.45n = 0 (circle)

0

400

800

1200

1600

2000

0 100 200 300 400

App

lied

Pres

sure

(kPa

)

Settlement (mm)

e/Do = 0

e/Do = 0.15

e/Do = 0.30

e/Do = 0.45 n = 0.25

Fig. 7. Load-settlement curves of circular and ring footings under different load eccentricities (e/Do) for / = 35�. Note that the Do is different in the analyses.

e/D0 = 0

e/D0 = 0.45

e/D0 = 0.30

e/D0 = 0.15

n = 0 (circle) n = 0.25 n = 0.50 n = 0.75

Fig. 8. Presentation of soil plastic zones generated under the footing region at the failure moment for / = 25� (corresponding to the middle cross section).

O. Sargazi, E. Seyedi Hosseininia / Computers and Geotechnics 92 (2017) 169–178 175

plastic zones generated under the footings with n = 0.5 and 0.75are separated from each other. Clark [49] declared that the increasein the ultimate bearing capacity (around n = 0.2–0.4) is due to thearching effect of the soil under the center of the ring footing. Thearching effect is one of the most frequently encountered phenom-ena occurring in granular materials such as soil, which correspondsto the stress redistribution because of load–transfer occurrencebetween yielding and adjacent stationary parts of the soil body.The study of arching effect in such a three-dimensional problem

is the out of scope of the present work and a more detailed and rig-orous investigation is needed to study this phenomenon.

4.2. Eccentric loading condition

For all the footing types including circular (n = 0) and ring foot-ings (n = 0.25, 0.5, 0.75) and for all cases of soil friction angles(/ = 20, 25, 30, 35, 40, 45�), the value of N�

cðeÞ is derived based onEq. (3) and then, the reduction factor (Rf) is calculated according

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Table 2Comparison of bearing capacity factor N�

cðe¼0Þ for rough vertically-loaded circular and ring footings from different approaches.

/(�)

n = Di/Do

Finite difference method Kumar andChakraborty (2015)

Method of stress characteristics

3D Axisymmetric

Thisstudy

Benmebarek et al.(2012)

Seyedi Hosseininia(2016)

Zhao and Wang(2007)

Lowerbound

Upperbound

Kumar and Gosh(2005)

Gholami and SeyediHosseininia (2013)

25 0 5.7 6.78 6.75 13.36 4.95 5.95 4.9 4.990.25 5.8 4.61 6.16 11.23 4.68 5.41 4.54 4.560.5 3.6 2.68 4.2 6.28 4.2 4.73 3.65 3.630.75 2.2 1.42 2.78 – 5.2 5.72 2.13 2.55

30 0 18.6 17.5 18.1 30.76 16 18 12.79 12.760.25 19.4 12.9 13.6 24.13 12.4 14.41 11.76 11.680.5 11.1 6.93 10.9 13.86 9.76 11.38 9.45 9.380.75 5.1 3.43 6.2 – 10.12 11.84 5.66 6.69

35 0 51.5 44.5 46.5 – – – 35 36.8620.25 52.6 37.1 39.8 – – – 33.35 34.150.5 29.7 18.3 32 – – – 26.20 28.350.75 13.2 8.37 17.3 – – – 16.05 21.01

40 0 157.5 133.7 135 – 125 150 111.05 113.010.25 169.0 132.4 129.6 – 130.56 166.73 103.56 105.160.5 103.9 65.9 90.7 – 103.46 132.1 85.14 88.740.75 35.9 26.7 52.1 – 80.96 114.08 52.15 66.99

45 0 429.5 460.9 457 – – – 420 450.490.25 443.2 446.2 436.7 – – – 376.87 430.100.5 247.4 274.4 324.8 – – – 346.98 380.660.75 113.3 97.5 194.4 – – – 207.79 304.86

0.0

0.2

0.4

0.6

0.8

1.0

1.2

0 0.1 0.2 0.3 0.4 0.5

R f

e/Do

n=0.25

Approximated by Equation 7

Zhu (1998)(n = 0.35)

0.0

0.2

0.4

0.6

0.8

1.0

1.2

0 0.1 0.2 0.3 0.4 0.5

R f

e/Do

Approximated by Equation 7

Zhu (1998)

n=0.5

0.0

0.2

0.4

0.6

0.8

1.0

1.2

0 0.1 0.2 0.3 0.4 0.5

R f

e/Do

Approximated by Equation 7

Zhu (1998)(n=0.70)

n=0.75

(a) (b)

(c) (d)

0.0

0.2

0.4

0.6

0.8

1.0

1.2

1.4

1.6

0 0.1 0.2 0.3 0.4 0.5

R f

e/Do

API (1987)Meyerhof (1953)Highter and Anders (1985)

Approximated by Equations 5,7

n=0Numerical Simulation

Fig. 9. Reduction factors obtained from analytical solution, numerical simulations and experimental tests for (a) circular footing; (b) ring footing (n = 0.25); (c) ring footing(n = 0.5); (d) ring footing (n = 0.75).

176 O. Sargazi, E. Seyedi Hosseininia / Computers and Geotechnics 92 (2017) 169–178

to Eq. (4). The variation of Rf with eccentricity ðe=DoÞ of all the anal-yses are presented graphically in Fig. 9. Generally, the results showthat soil friction angle does not have effect on the value of Rf

regardless of the footing type and shape. In Fig. 9a, the results ofthe present study is sketched beside the Rf value derived from

other solutions in the literature. Based on different forms of effec-tive area method [5,28,36] for a circular footing, the equivalentdiameter of an eccentrically-loaded circular footing has beenobtained from the solution and Rf value is calculated by Eq. (5). Itcan be seen that the results of all the solutions are almost the same

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O. Sargazi, E. Seyedi Hosseininia / Computers and Geotechnics 92 (2017) 169–178 177

and they are in good agreement with the result of the numericalsimulations of this study.

For the ring footings, as depicted in in Fig. 9b, c, and d, the resultsof the experiment performed by Zhu [27] are added to the graphs.Zhu [27] has performed a number of centrifugal modeling on ringfootings. The tests were for the footings placed over the surface ofdense sandwith relative density of 90%. The area of the ring footingswas constant and equal to 15 cm2. The outer diameter ring footingswere 46.7, 50.5, and 61.2 mm for n = 0.35, 0.5, and 0.7, respectively.The tests with eccentric loading condition were performed under100 g acceleration. Comparison of the experiments and the numeri-cal simulations indicate that totally, there is a good agreement espe-cially where the ring diameter ratio (n) gets larger.

By having the reduction factor, the value of N�cðeÞ and hence the

bearing capacity of an eccentrically-loaded ring footing can befound. In order to make the bearing capacity equation more prac-tical, an attempt has been made to express the value of Rf in amathematical form. According to the curves shown in Fig. 9, themagnitude of Rf is a function of both eccentricity ðe=DoÞ and thering diameter ratio (n). Following the mathematical form of reduc-tion factor introduced by Meyerhof [28] and Purkayastha and Char[40], the following expression is suggested:

Rf ¼ 1� exp½0:4ð1� nÞ� eDo

� �0:55

ð7Þ

The values of Rf predicted from Eq. (7) is sketched in the parts a-d of Fig. 9 in order to compare with the obtained and experimentalvalues. The bearing capacity of a ring footing under eccentric load-ing can then be calculated by Eq. (4).

5. Concluding remarks

In this paper, the bearing capacity of ring footings undereccentric loading condition is investigated for the footings rest-ing on the surface of cohesionless soil. Three-dimensional simu-lations were used in this study. The soil model was consideredas linear elastic perfectly-plastic Mohr-Coulomb model withassociated flow rule. The footing material was assumed to beelastic. The numerical analyses were performed for a wide rangeof soil friction angle (25–45�). The value of bearing capacity fac-tor for both centric N�

cðe¼0Þ and eccentric N�cðeÞ loading conditions

were calculated.In contrast with two-dimensional analyses performed in the

previous studies where the N�cðe¼0Þ value decreases as the footing

shape become narrower (bigger n value), the N�cðe¼0Þ value in the

present study was obtained the biggest for n = 0.25. This trendmatches well with that seen in all the experimental studies. Thistrend was also observed for the ring footings under eccentric load-ing condition.

In order to investigate the effect of load eccentricity on the ulti-mate bearing capacity, the concept of reduction factor was used. Inthis approach, the bearing capacity of an eccentrically–loaded foot-ing is calculated by multiplying a reduction factor (Rf) by the bear-ing capacity of the same footing under vertical load. For all thefooting types and for all the soil friction angles, the reduction factor(Rf) was calculated. It was seen that the soil friction angle does nothave influence on the reduction factor; however, the Rf valuedepends on the footing shape (ring diameter ratio). The reductionfactor (Rf) obtained from the circular footing was verified by thereduction factor calculated based on the effective area approachand the results of the ring footings were compared with those ofan centrifugal modeling experiment. There is totally good agree-ment between the results of this study and the previous studies.A mathematical expression for Rf was introduced which is applica-

ble for both circular and ring footings under eccentric loadingcondition.

In this study, only the eccentricity of the vertical load wasconsidered. It is proposed that load inclination be included in thefurther studies since in most cases, both vertical and horizontalloads are applied over the footings, which imposes an inclinedforce resultant over the ring footing.

Acknowledgement

This paper is financially supported by the Research Deputy ofFerdowsi University of Mashhad – Iran.

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