Baylson, Michael M - Judicial Watch...24. Alcatel-Lucent None J T 25. MHM Services Inc. None J T 26. Motorola Inc. A Dividend J T 27. NCR Corp. None J T 28. PNC Financial Services

I - R_e_v._1_12_o_o_s

0 D

D

. .

FINANCIAL DISCLOSURE REPORT Report Required by the Ethics AO JO in Government Act of 1978 FOR CALENDAR YEAR 2008 (5 us.c. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of Report

Baylson, Michael M. U.S.D.C. Eastern Dist. Of Pa. 06/09/2009

4. Title (Article Ill judges indicate active or senior status; Sa. Report Type (check appropriate type) 6. Reporting Period magistrate judges indicate full- or part-time)

U.S. District Judge - active D D Sb.

Nominationy Date

Initial Annual

Amended Report

Final

01/01/2008 to

12/31/2008

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. 3810 U.S. Courthouse

601 Market Street Philadelphia, PA 19106

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; supp. 9-13 of filing instructions.)

!ZJ NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.

IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

!ZJ NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

3.

Baylson, Michael M

SOURCE

FINANCIAL DISCLOSURE REPORT

-Page 2of19

Name or Person Reporting

Baylson, Michael M.

Date or Report

0610912009

Ill. N 0 N-INVES TMENT INC 0 ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I. 2008 Matthew Bender & Co. - legal article $1,000.00

2.

3.

4_

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria_)

D NONE (No reportable non-investment income.)

AND TYPE

I. 2008 Self-Employed Physician

2.

3_

4.

IV. REIMBURSEMENTS - transportation, lodging.food, entertainment

(Includes those lo spouse and dependent children; see PP- 25-27 of filing instructions_)

D NONE (No reportable reimbursements.)

SOURCE DA TES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. New York Intellectual Property Law Association

March 28 - 29, 2008 New York, NY Annual Judges Dinner Travel Expenses

2. First Amendment Center & Ju dicial Branch Committee of the Judicial Conference

May 12 - 13, 2008 Washington, DC Justice & Journalism Prgm Travel Expenses

3_ Judicial Conference May 14 - 15, 2008 Washington, DC Conference Travel Expenses

4_ Foundation for Research on July 20 - 24, 2008 Bozeman, MT Climate, Economics Prgm Travel Expenses Economics and the Environme nt

5_

DESCRIPTION

FJNANCIAL DISCLOSURE REPORT

Page 3of19

Name of Person Reporting

Baylson, Michael M.

Date or Report

06/09/2009

V. GIFTS. (Includes those to spouse and dependent children; see pp. 18-31 of filing instructions.)

[ZJ NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 31-33 of filing instructions.)

D NONE (No reportable liabilities.)

CREDITOR VALUE CODE

I. Ameritrade Margin Loan M

2.

3.

4.

5.

.. ..

FINANCIAL DISCLOSURE REPORT Page 4of19


Baylson, Michael M.

Date of Report

0610912009

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see pp. J4-6o of filing instructions.)

0 NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Des c ription of Asset s Income during Gross value at end of Transactions during reporting period

(including trust a ssets) reporting period reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X )" after each as set Amount Type (e.g.• Value Value Type (e.g., Da te Value Gain Identity of

exempt from prio r dis closu re Code I div., rent, Code2 Method buy, sell, Month - Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

I. Exxon Mobil Corp. A Dividend L T

2. Verizon Communications D Dividend M T ·

3. Viacom Inc. Class B None J T

4. Israel State 15 Yr Dollar Current Income B A Interest J T ond 7th

5. Command Money Fund A Interest J T

6. AT&T Corp. c Dividend L T

7. Bank of America c Dividend L T

8. BP Pie Sponsored ADR B Dividend L T

9. Fidelity National Information Services A Dividend K T

JO. Choicepoint Inc. None Sold 09/19 K E

11. Comcast Corp. Class A A Dividend J T -

12. Comcast Corp. Class A Special A Dividend ] T ·--

-·

13. Conoco Inc. Class B A Dividend K T

14. Delphi Automotive Systems Corp. None ] T

15. Equifax Inc. A Dividend K T

16. Exelon Corp. c Dividend L T

17. E4L Inc. None ] T

I. Income Gain Codes: A =S 1,000 or less 8 =Sl.001 - S2,SOO C =S2.501 -SS,000 D =S5,00I • Sl5.000 E =Sl5.00I -S50.000

(See Columns 8I and D4) F =550,001 - SI00,000 G =SI 00,00 I - s 1.000,000 HI =SJ.(l00,001 • $5,000,000 H2 =More 1han 55.000,000 2. Value Codes

I (See ColumnsCl and DJ)

J =S 15,000 or less K =S15,00I. SS0,000 L =S50,00I -SI00,000 M =SI00,001 -S250,000

N =S250.00I • SS00.000 0 =$500,001 -51,000,000 Pl =Sl.000,001 • S5,000,000 n =55.000,001 -S25.ooo.ooo

Ij 3. Value Method Codes

ColumnC2)

P3 =525.000.001 • S50,000,000 P4 =More than 550,000,000

Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Markel

U =Book Value V =Other W =Estimated


Page 5of19


Baylson, Michael M.

Dale or Report

0610912009

VII. INVESTMENTS and TR u STS - income, value, transactions (Includes those of spouse and dependent ch ildren; see PP· 34-60 of filing instructions.)


A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

{including trust assets) reporting period reporting period

{I) (2) {I) (2) (I) (2) (3) (4) (5) Place "{X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent7 Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

18. General Electric Co. D Dividend L T

19. General Motors Corp. A Dividend J T

20. General Motors Corp. Class H New None J T

21. International Business Machines B Dividend L T

22. J.P. Morgan Chase & Co. Common New B Dividend K T

23. Keycorp. New A Dividend J T

24. Alcatel-Lucent None J T

25. MHM Services Inc. None J T

26. Motorola Inc. A Dividend J T

27. NCR Corp. None J T

28. PNC Financial Services Corp. c Dividend L T Sold 07/28 J B (part) -

29. Sold 07/29 K D (part)

30. Sold 09/16 K D (part)

31. Prologis Trust SB! A Dividend J T

32. TPI Enterprise, Inc. None J T

33. Wachovia Corp. 2nd A Dividend J T

34. Walmart De Mexico SA Sponsored ADR A Dividend J T

I. Income Gain Codes: A =S 1,000 or less B =Sl.001 -S2.500 C =S2.501 • Sl.000 D=S5.00l -Sl5.000 E =S15.00I - S50,000

(See Columns Bl and 04) F =S50,001 • SI00,000 G =SI00,001 - Sl.000,000 HI =Sl,000.001. ss.000.000 H2 =More than S5,000.000

2. Value Codes J =515,000 or Jess K =S 15.00 I - S50,000 L =S50.o01 -SI00.000 M = I00.00I - S250,000 (See Columns Cl and 03) N=$250.001 - Sl00,000 0 =5500,001 • Sl,000,000 Pl =Sl,000,00l -S5,000,000 P2 =Sl,000,001 - $25,000,000

P3 =$25,000,00 I - SS0,000,000 P4 =More than Sl0,000,000

3. Value Method Codes Q =Appraisal R =Cost {Real Estate Only) S =Assessment T=Cash Market

(See Column C2) U =Book Value V=Other W =Estimated

(I) (I) (3)

-

··-


Page 6of19


Baylson, Michael M.

Date of Report

0610912009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; SU PP· 34-60 of filing instructions.)


A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period -

(including trust assets) reporting period reporting period

(I) (2) (2) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g.. Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div.> rent Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

35. Western Digital Corp. Del None J T

36. Franklin Mutual Ser Fund Inc. A Dividend J T

37. Munder Funds Inc. Netnet Fund Class C None J T •

38. CMF Money Market Portfolio None J T

39. Oncologix Tech Inc. None J T

40. Comcast Corp. Class A None J T

41. Comcast Corp. Class A Spe ial None J T

42. Menlo Acquisitions Corp. A Dividend K T

43. PNC Financial Services Group Inc. A Dividend J T

44. Great Lakes Bancorp, Inc. None Merged 02/20 J (with line 45)

45. First Niagara Financial Group, Inc. A Dividend J T Transferred 02no J (from line 44)..

46. Oncologix Tech Inc. __.. .. . None J T -·

47. Cisco Systems Inc. None J T

48. CBRX None J T

49. Covad Communications Group None Redeemed 04115 J A

50. Salix None J T

51. Intel Corp. A Dividend J T Buy 10/10 J (add'!)

I. Income Gain Codes: A =S 1,000 or less B =Sl.001 -S2.500 C =S2.501 -$5.000 D=SS,001 - SIS.DOD E =SIS,001 · S50,000

(See Columns Bl and 04) F =SSD,001 -SI00,000 G =SI00.001 -Sl,000,000 HI =Sl,000.001 -55,000,000 112 =More than SS.000,000

2. Value Codes J =Sl5,000 or Jess K =S15,00I -S50,000 L =$50.00 I - SI 00,000 M =SI 00,00 I - S250,000 (Sec Columns Cl and 03) N =S250,00I - 5500.000 0 =SS00,001 -SI ,000,000 Pl =Sl,000,001 -SS.000,000 P2 =$5,000,00 I - S25,000,000

P3 =s2s.ooo,001 - sso,000.000 P4 =More than 550,000,000

3. Value Method Codes Q =APpraisal R =Cost (Real Estate Only) S :::Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated

-


Page 7of19

Name of Ptrson Reporting

Baylson, Michael M.

Date of Report

0610912009

VII. INVESTMENTS and TRUSTS - income, ya/ue, transactions (Includes thou of spouse and dependent children; see PP· 34..(,0 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. C. D.



(I) (2) (I) (2) (I} (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

52. Alcatel-Lucent A Dividend J T

53. Nokia Corp. ADR A Dividend J T

54. Qualcomm Communications A Dividend K T

55. Qwest Communications International Inc. None J T

56. Safeguard Scientifics Inc. None J T Buy 06/26 J (add'I)

57. Buy 07/02 J (add'I)

58. Buy 07/10 J (add'I)

-59. Buy 09/15 J

(add'l)

60. Buy 09/18 J (add'l)

61. Buy 10/10 J (add'I)

62. Buy 10/13 J (add'I)

63. Buy 10/30 J (add'I)

64. Buy 10/31 J (add'I)

65. Buy 12/01 J (add'I)

66. Sun Microsystems I nc. None J • T

67. Worldcom Inc. None J T

68. Government of Israel A Interest J T

I. Income Gain Codes: A=Sl,OOOor less B =SI ,001 -S2,500 C=$2,501 - S5,000 D=S5,00l-S15,000 E =SI 5,001 - S50,000

(See Columns Bl and 04) F =S50,001 - SI 00,000 G=SIOO,OOl - Sl,000,000 HI =Sl,000,001 -S5,000,000 H2=More than 55,000,000

2. Value Codes J =S 15,000 or less K =$15,001 -S50,000 L =S50,00 I -SI 00,000 M =SI00,001 - S250,000 (See Columns Cl and DJ) N =S250,00I - $500,000 0=$500,001-$1,000,000 Pl =Sl,000,001 -55,000,000 P2 =S5,000,00I - S25,000,000

PJ =$25,000,001 - S50,000,000 P4 =More than S50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T ""Cash Market

(See Column C2) U=Book Value V=Othcr W =Estimated

n

! I -ColumnC2)


Page 8of19


Baylson, Michael M.

Date or Report

0610912009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

69. Advanced Reproductive Care

70. Baumrin et al Partnership

71. BC Partnership

72. P hiladelphia Fertility Institute

73. P ennsylvania Reproductive Assoc.

74. Clinton Endocrine Assoc.

75. Fertility Testing Lab

76. Brandywine Mutual Fund

77.

78.

79. MSDW UGMA Equity

80. MSDW UGMA Small Cap

81. MSDW UGMA Mid Cap Growth

82. Washington Mutual

83. Greenspan-Baylson Partnership

84. LSI Logic

85. Nortel

I. Inco me Gain Codes: A =SI ,000 or less (SeeColum s BI and 04)

2. Value Codes (Sec Columns CI and 03)

F =$50,001 -SI00,000 J =SI 5,000 or less N =S250.00I - $500.000

3. Value Method Codes PJ =S25,000,00I -SS0,000,000 Q =Appraisal U =Book Value

B. C.

Income during Gross value at end of

reporting period reporting period

(I) (2) (I)

Amount Type (e.g., Value Code I div., rent, Code 2 (A-H) or int.) (J-P)

c

A

A

A

A

None J

None K

None

None

None

None

None

None

Dividend K

Dividend K

Dividend L

Dividend ]

lnt./Div. K

None J

None J

B =SI.DOI -S2,500 G =SI00,001 -Sl,000.000 K =SI 5,001 - 550,000 0 =5500,001 -Sl,000,000

R =Cost (Real Estate Only) V ==Other

(2) (I) Value Type (e.g.,

Method buy, sell,

Code 3 redemption)

(Q-W)

w

w

Closed

Closed

Closed

Closed

Closed

Sold (part)

Sold (part)

Sold

T

T Sold (part)

T Sold (part)

T Buy (add'!)

u

T

T

C =S2,501 - S5,000 HI =S 1.000.001 • S5.000.000 L =$50,001 - SI00,000

Pl =Sl.000.001-55.000,000 P4 =More than S50,000.000 S ""Assessment W =Estimated

D.

Transactions during reporting period

(2) (3) (4) Date Value Gain

Month - Code 2 Code I Day (J-P) (A-H)

12/31 J

01/01 J

01/01 1

01/01 J

01/01 J

01/14 J B

04/29 J A

09/10 ] A

04115 K c

04115 K c

07118 ]

D =S5.00I -Sl5,000 H2 =More than S5.000.000 M =s100.001 - mo.ooo P2 =S5,000.00I - $25,000,000

T =Cash Market

(5) Identity of

buyer/seller

(if private

transaction)

E =S15,00I -S50,000


Page 9of19


Baylson, Michael M.

Date or Report

0610912009

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those ofspouu and dependent children; see PP· 34-60 of filing instructions.)


A. B. c. D. Description or Assets Income during Gross value at end of Transactions during reporting period


(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

86. Taro None J T

87. Teva A Dividend K T

88. BB Partnership None K w

89. Zabecor None K w

90. Planet Data Acq. None K w

91. Planet Data Acq. Note Receivable None Matured 01/0J

92. Schwab Adv Cash Reserve - Brokerage# l A Dividend J T

93. DF A Emerging Mkts - Brokerage #I None Sold 01/14 J c

94. DFA Intl Small Value - Brokerage #1 None Sold 01/14 J A

95. DFA Tax Mgd Intl Value - Brokerage #I A Dividend Sold 01114 J A (part)

96. Sold 04129 J A

97. DFA Tax Mgd US Small- Brokerage #I A Dividend Sold 01/14 J A (part)

98. Sold 04129 J A

99. DF A US Micro - Brokerage #I A Dividend Sold 01/14 J A (part)

JOO. Sold 09110 J A

JOI. First Eagle Overseas - Brokerage #I None Sold 01114 J A (part)

102. Sold 09/10 J A

I. Income Gain Codes: A =S 1,000 or less B =St.DOI - S2.SOO C =S2.SOt - SS.ODO D =SS.DO I - S 1 S.000 E =SI S.00 I • SS0.000 (See Columns BI and 04) F =sso.001. s100,ooo G =SI00,001 -SI.ODO.ODO Ill =Sl,000,001-SS,000,000 H2 =More than S5,000,000

2. Vatuc Codes J =SI S,000 or less K =Sl5,00I . $50,000 L =550,00 I · SI 00,000 M =s100.001 -mo,ooo (See Columns CI and DJ) N =S2S0,001 - $500,000 0 =S5D0,00I • S l,000,000 Pl =S l,000,001 - SS,000,000 PZ =SS.000.00J - szs.000.000

PJ =S2S.OOO.OOI -SS0.000,000 P4 =More than SS0.000.000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market


(I)


Page IO of 19

Nam• of Person Reporting

Baylson, Michael M.

Dair of Report

0610912009

VII. INVESTMENTS and TRUSTS - income, value, 1ransactioru r1nc1udes those of spouse and dependent children; see pp. 34-60 ottmnc instructions.)


A. B. c. D.


"·(including truSI assets) reporting period reporting period

(2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (Ml) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

103. Hotchkis & Wiley Core Value - Brokerage None Sold 03/05 K A #1 (part)

104. Sold 04/29 J A (part)

105. Sold 09/10 J A

I06. Janus Overseas - Brokerage# I None Sold 01/14 J B (part)

107. Sold 09/10 J A

I 08. Royce Value Plus - Brokerage# I None Sold 01/14 J A (part)

109. Sold 09110 J A

I JO. Schroder Short-Term Muni -Brokerage #I A Dividend Sold 01/02 K A (part)

111. Sold 01/14 K A

112. Thornburg Intl Value - Brokerage #I A Dividend Sold 03/05 J A (part)

113. Sold 04/29 J A (part)

114. Sold 09/10 J A

115. Westcore Intl Frontier- Brokerage #I None Sold 04/29 J A (part)

116. Sold 09/10 J A

117. Schwab Adv Cash Reserve - IRA #I B Dividend K T

118. Schwab Value Advantage - IRA #I D Dividend N T Buy 02/01 J (add'I)

119. DF A One Year Fixed Income - IRA# I D Dividend N T

I. Income Gain Codes: A =Sl.000 or less B =Sl,001 -S2.500 C =S2.501 - 55,000 D =SS.DOI -Sll.000 E =S15,00I - S50.000

(See Columns Bl and 04) F =S50,00I - SI00.000 G=SIOO.OOl -Sl.000,000 HI =S 1,000.001 -ss.000.000 H2 =More than SS,000,000

2. Value Codes J =Sl5,000 or less K =SI 5.001 - $50,000 L =SS0,001 -SI00,000 M =SI00,001 -S250,000

(See Columns Cl and 03) N =$250,001 -S500,000 0 =5500.001 -Sl.000,000 r1 =s1,ooo.001 -ss.000.000 P2 =SS.000,001 - S25.ooo.ooo

PJ =s2s,ooo,001 -sso,000.000 P4 =More than SS0,000,000

3. Value Method Codes Q =Appraisal R "'Cost (Real Estate Only) S =Assessment T=Cash Market


-


Page ll"ofl9


Baylson, Michael M.

Date or Report

0610912009

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· J4-6o offilinc instructions.J


A. B. c. D.



(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div. rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-HJ or int.) (J-P) Code 3 redemption) Day (J-P) (A-HJ (if private

(Q-W) transaction)

120. Adams Harkness Small Cap Growth - IRA # B Dividend K T 1

121. Brandywine Fund - IRA #I A Dividend L T

122. DFA Emerging Mkts - IRA # 1 B Dividend L T

123. DFA Intl Small Value - IRA # 1 B Dividend K T Sold 02101 L A (part)

124. Third Ave Intl Value - IRA # 1 A Dividend K T Buy 02/01 L

125. DFA Intl Value - IRA # I D Dividend L T

126. DFA US Large Value- IRA # I B Dividend L T

127. DFA US Small Value- IRA # 1 B Dividend L T

128. DFA US Micro - IRA # I A Dividend K T

129. Dodge & Cox Stock - IRA # 1 c Dividend K T

130. First Eagle Overseas - IRA # I D Dividend L T

131. Hotchkis & Wiley Large Value - IRA # 1 B Dividend L T

132. Janus Mid Cap Value - IRA # I c Dividend K T

133. Hotchkis & Wiley Mid Value - IRA # 1 A Dividend L T

134. Janus Overseas - IRA # I c Dividend L T

135. Morgan Stanley Emerging Mkts - IRA # 1 c Dividend K T

136. Morgan Stanley Intl Eqty Fund- IRA #I D Dividend M T

I. Income Gain Codes: A =S 1,000 or less B =SI,001 -$2,500 C =S2,501 - SS,000 D =SS,001 - SI5.000 E =SI5,00I • SS0.000

(See Columns BI and 04) F =550,00 I -SI 00,000 G=SIOO.OOI -Sl.000.000 HI =Sl.000,001. ss.000.000 H2 =More than SS,000,000

2. Value Codes J =S 15 .000 or less K =$15.001 - 550,000 L =550. 00 1 - SI00,000 M =s100.001. mo.ooo (See Columns Cl and 03) N =S250,00I - $500.000 0=S500,00I • Sl.000,000 r1 =s1.ooo.001. s5.ooo.ooo P2 =S5,ooo,001 • s25.ooo.ooo

PJ =S25.ooo.001 • 550.000.000 P4 =More than SS0,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market


n

Colu n_c_ 2_) -u _=_B_ oo_k _ v_._1u_e -V =0_1_h_er -w-=_E_

sr_im_a_1

e_d --'

Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT

Page 12 of19 Baylson, Michael M. 06/09/2009

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


A. B. C. D.



(I) (2) (I) (2) (I) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g.,

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, (A-H) or i_nt.) (1-P) Code 3 redemption)

(Q-W)

137. NB Fasciano - IRA #1 c Dividend Sold

138. Turner Small Cap Equity - IRA # 1 A Dividend K T Buy

139. Royce Opportunity - IRA #1 B Dividend K T

140. Royce Value Plus - IRA #I A Dividend K T

141. Thornburg Intl Value - IRA #1 A Dividend K T

142. Janus Fund - IRA #1 A Dividend L T

143. Turner Core Growth - IRA #I A Dividend L T

144. W estcore Intl Frontier - IRA # 1 A Dividend K T

145. Westcore Mid Cap Value - IRA #I B Dividend L T

146. Westcore MIDCO Growth- IRA #I c Dividend L T

147. William Blair Intl Growth- IRA #1 B Dividend L T

148. William Blair Intl Small Cap Growth - IRA A Dividend J T #I

149. William Blair Large Cap Growth- IRA #I A Dividend L T

150. Schwab Adv Cash Reserve - IRA #2 A Dividend K T

151. Schwab Value Advantage - IRA #2 D Dividend M T Sold (part)

152. DFA One Year Fixed Income - IRA #2 D Dividend N T Sold (part)

153. Adams Harkness Small Cap Growth - IRA # B Dividend K T 2

I. Income Gain Codes: A=Sl.OOOorle"' B=Sl,OOl-S2.SOO (:S2,501-S5,000 (Sec Colwn s BI and 04)

2. Value Codes (See Columns Cl and 03)

F=SS0.001 -SI00.000 G =SI00.001-Sl.000,000 Ill =Sl.000.001-SS,OOO.OOO J =SIS.000 o r less K =S 15.001 • S50,000 L :SS0,001 - S100,000 N=S250,001-SSOO.OOO O=SSOO.OOl-Sl.000,000 Pl =Sl,000,00I-SS.000.000 Pl =S25,000,001 - SS0,000,000 P4 =More than SS0,000,000

(2) (3) (4) Date Value Gain

Month - Code 2 Code I

Day (J-P) (A-H)

I0/30 L A

10/30 L

10/08 K A

10/08 K A

D=S5,00l -Sl5,000 H2 =More 1han SS,000,000 M =SI00,001 -S250,000 P2 =SS.000,001 -$25.000,000

(5) Identity of

buyer/seller

(if private

transaction)

E =SIS.DOI -SS0.000

I 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

]

Name of Person Reporting Date of Rrport FINANCIAL DISCLOSURE REPORT

Page 13of19 Baylson, Michael M. 0610912009

VII. INVESTMENTS and TRUSTS - income, value, transactions <Includes those of spouse and dependent children,- see pp. 34-60 of filing instructions.)


A. B. c. D.

Description of Assets Income during Gross value al end of Transactions during reporting period


(I) (2) (I) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Month - Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

154. Brandywine Fund - IRA #2 A Dividend L T

·-·

155. DFA Emerging Mkts- IRA #2 B Dividend K T

156. DFA Intl Small Value - IRA #2 B Dividend K T Sold 02/01 L B (part)

157. Third Ave Intl Value - IRA #2 A Dividend K T Buy 02/01 L

158. DFA Intl Value - IRA #2 c Dividend L T Buy 10/08 (add'I)

159. DFA US Large Value - IRA #2 B Dividend L T

160. DFA US Small Value - IRA #2 B Dividend K T

161. DFA US Micro - IRA #2 A Dividend K T

162. First Eagle Overseas - IRA #2 c Dividend L T

163. Hotchkis & Wiley Core Value - IRA #2 None Sold 02/01 L

164. Hotchkis & Wiley Large Value - IRA #2 B Dividend L T Buy 02/01 L

165. Janus Mid Cap Value - IRA #2 A Dividend K T

166. Hotchkis & Wiley Mid Value - IRA #2 c Dividend L T Buy 10/08 ] (add'!)

167. Janus Overseas - IRA #2 c Dividend L T

168. Morgan Stanley Emerging Mkts - IRA #2 D Dividend K T Buy 10/08 ] (add'!)

169. Morgan Stanley Intl Eqty Fund - IRA #2 D Dividend L T

170. S ound S hore - IRA #2 A Dividend K T

I. Income Gain Codes: A =SI ,000 or less B =s1.001 - n.soo C =SZ,501 · S5.000 D =Sl.001 -Sl5.000 E =S15.00t -S50.000

(Sec Columns BI and 04) F =sso.001 - stoo.ooo G =SI00,001 -Sl,000,000 HI =Sl,000,001 - Sl.000,000 HZ =More than S5.000.000

2. Value Codes J =S 15.000 or less K =Sl5,001 -S50,000 L =S50,00I -SI00,000 M =SI00,001 -S250.000

(Sec Columns CI and DJ) N =S250,00I -S500,000 0 =S500,00I - U,000,000 Pl =S 1,000.00J - S5.000,000 P2 =S5.000,001 - m,000,000 PJ =S25.000,00I - S50.000,000 P4 =More than Sl0.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market


J

0610912009

(I) (2) (I) (3)

Name of Person Reporting Date of Rrport FINANCIAL DISCLOSURE REPORT

Page 14of19 Baylson, Michael M.

VII. INVESTMENTS and TR u STS income, value, transactions (Includes those of spouse and dependent children; SU pp. 34-60 of filing instructions.) -


A. B. c. D.



(2) (I) (2) (4) (5) Place "(X)" after each asset

exempt from prior disclosure

Amount Code I

T ype (e.g., div., rent,

Value Code2

Value

Method Type (e.g., buy, sel

Date

Month -

Value

Code 2 Gain

Code I

Identity of

buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

171. NB Fasciano - IRA #2 c Dividend Sold 10/30 K A

172. Turner Small Cap Equity - IRA #2 A Dividend K T Buy 10/30 K

. . 173. Royce Opportunity - IRA #2 8 Dividend K T

174. Royce Value Plus - IRA #2 A Dividend K T

175.

176.

Thornburg Intl Value - IRA #2

Turner Core Growth - IRA #2

A

A

Dividend

Dividend

K

L

T

T

Buy (add1)

10/08 J

177. Janus Fund- IRA #2 A Dividend L T Buy (add'!)

10/08 J

178. Westcore Intl Frontier - IRA #2 A Dividend K T

179. Westcore Mid Cap Value - IRA #2 A Dividend L T

180.

181.

Westcore MIDCO Growth - IRA #2

William Blair Intl Growth - IRA #2

c

A

Dividend

Dividend

L

K

T

T

Buy (add'!)

10/08

182. William Blair Intl Small Cap Growth - IRA #2

D Dividend K T Buy (add'!)

10/08 J

183. William Blair Large Cap Growth - IRA #2 A Dividend K T

184. Idearc Inc. None J T

185. AXA A Dividend Sold 02/13 J A

186. MSIF Global R eal Estate A Dividend K T Sold 04/15 J A (part)

187. MSIF Systematic Active Small A Dividend K T

I. Income Gain Codes:

(Sec Columns BI and 04) 2. Value Codes

(Sec Columns Cl and DJ)

3. Value Method Codes

(Sec Column C2)

A =Sl,000 or less

F =S50,001 - SI00, 000

J =SI 5, 000 or less

N =$250,001 - S500,000

PJ =S25,000,00I - 550,000,000

Q =Appraisal

U =Book Value

B =Sl.001 - S2.500

G =SI00,001 -Sl,000,000

K =Sl5,001 - S50,000 0=$500,001 -$1,000,000

R =Cost (Real Estate Only) V =Other

C =S2.501 - S5.000

HI =Sl,000,001- 55,000,000

l =S50,001 - S 100,000 Pl ='il,000,001 -55,000.000

P4 More than S50,000,000

S =Assessment

W=Es1imatcd

D=S5.00l-Sl5.000

H2 =More than S5,000,000

M =SI 00,00 I • S250,000

P2 =S5,000,00I -525,000,000

T ash Market

E =S 15,00 I • S50,000

(5)


Page 15of19


Baylson, Michael M.

Date of Report

0610912009

VII. INVESTMENTS and TR u STS - income, value, transactions (Includes those of spouse and dependent children; SU pp. 34-60 of filing instructions.)


A. B. C. D. Description of Assets Income during Gross value at end of Transactions during reporting period


(I) (2) (I) (2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g .• Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div .. rent, Code2 Method buy, sell, Month - Code2 Code1 buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

188. MSJF Active Intl Allocation c Dividend K T Sold 03/19 K A (part)

189. Sold 04/15 K A (part)

190. MSIF Emerging Mkts A Dividend K T Sold 04/15 J A (part)

191. MSJF International Magnum A Dividend K T Sold 11/26 J A (part)

192. Progenies Pharmaceuticals None K T Buy 01/14 K

193. Buy 02/15 K (add'I)

194. Buy 04/28 K (add'!)

195. Buy 10/06 J (add'!)

196. Buy 10/10 J (add'!)

197. Buy 10/28 J (add1)

198. Buy 10130 J (add'!)

199. Buy 11/26 J (add'!)

200. Buy 12/01 J (add'!)

201. Sold 12123 J (part)

202. Sold 12124 J (part)

203. Sold 12/26 J (part)

204. Opko Health Inc. None J T Buy 03/25 J (add'l)

I. Income Gain Codes: A -=-Sl.000 or less B =Sl,001 • S2,500 C =S2,50 t - S5,000 D=S5,00t -SIS.000 E =Sl 5.00 I - SS0.000

(See Columns BI and 04) F =SS0.001 - SI00,000 G =SID0.001 -Sl.000.000 HI =S 1,000.001 - 55,000.000 H2 =More than S5.000.000

2. Value Codes J :)) 5,000 or less K =SI S,001 - S50.000 L =SS0.001 -SI00.000 M =$100,001 -S250,000

(Sec Columns Cl and 03) N =S250.00 I -S500.000 0 =S500.00 I - S 1.000.000 Pl =s1.ooo.001-ss.ooo.ooo P2 =S5.000,00I - S25,000.000

PJ =s2s.ooo.001 - sso.000.000 P4 =More than SS0.000.000

3. Value Method Codes Q =Appraisal R =Cos! (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Eslima.ted


Page 16of19


Baylson, Michael M.

Date of Report

0610912009

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see pp. 14-60 of filing instructions.)


A. B. C. D.



(I) (2) (I) (2) (I) (2) (3) (4) (5)

Place "(X}" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month. Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

205. Buy 06/04 J (add'!)

206. Buy 07/10 J (add'!)

207. Citigroup Inc. A Dividend K T Buy 01/23 J (add'!)

208. Buy 07/10 J (add'!)

209. Buy 09115 J (add'!)

210. Buy 09/18 J (add'!)

211. Buy 10/10 J (add'!)

212. Buy 11/26 J (add'I)

213. Pep Boys A Dividend J T Buy 01/04 J (add'l)

214. Buy 01/14 J (add'!)

215. Rental Property; Philadelphia, PA E Rent 0 w

216. Columbia Labs None J T Buy 02/15 J

217. Buy 10/10 J (add'l)

218. Buy 10/13 J (add'!)

219. Entercom Communications Corp. None J T Buy 12/10 J

220. Unisys Corp. None J T Buy 02/12 J

221. Buy 02/13 J (add'!)

I. I ncome Gain Codes: A -S 1,000 or less B =S l,001 - S2,500 C =S2.501 - S5,000 D =$5,001 - Sl5,000 E =S15,00! -550,000

(See Columns Bl and 04) F=$50,001 - SI00,000 G =S!00,001 • S!,000,000 HI =S 1,000,001 - Sl,000,000 H2 ::More than SS,000,000

2. Value Codes J=SI 5,000 or less K =SIS,001 • SS0,000 L =SS0,00 I • SI 00,000 M =SI 00,00 I • mo,ooo

(Sec Columns Cl and 03) N =5250,001 • SS00,000 0=$500,00 I - S 1,000,000 Pl =S 1,000.001 - S5,000,000 P2=S5.000,00! • $25,000,000

P3 =S25,000,00 I - $50,000.000 P4=More than 550,000,000

3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Markel

(See Column C2) U=Book Value V=Other W=Estimated

R

(I)

��-��___J


Page-17of19


Baylson, Michael M.

Date or Report

06109noo9

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes thou of spouse and dependent children; see pp. 34-60 of filing instructions.)

0 NONE (No reportable income, assets, or transactions)

A- c_ D_



(I) (2) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g .. Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div.• rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

222. Buy l0/31 J (add'I)

223. Buy 1Jn6 J (add'I)

224. LLR Equity Partners Parallel Jll A Interest J u Buy 03/28 K

I. Income Gain Codes: A =S1,000 or less B =St.001 - S2.SOO c =s2.so1 - s5.ooo D =S5,00I - 515,000 E=Sl5,00l ·S50.000

(See Columns B 1 and 04) F =S50.00I - SI00,000 G =s100.001- s1.ooo.ooo HI =St.000.001 -S5.ooo.ooo H2 =Moro than S5,000.000

2. Value Codes J =S 15.000 or less K =S15.00I • 550,000 L =550,001 - S100,000 M =SI00.001 • $250,000

(See Columns Cl and 03) N =S250,00 I - SS00.000 0 =5500,001 • Sl.000,000 Pl =Sl.000,001 -$5.000,000 P2 =S5,000.00 I • 525.000.000

PJ =S25.ooo.001 - s5o.ooo.ooo P4 =More than 550.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market I (See Column C2) U =Book Value V =Other W =Estimated

Name or Person Reporting D•te or Report FINANCIAL DISCLOSURE REPORT

Page 18of19 B lson, Michael M. 0610912009

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicaleparto/ReporL)

FINANCI L DISCLOSURE REPORT

Page 19of19

Name of Person Reporting Date of Report

Baylson, Michael M. 0610912009

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

Documents

Baylson, Michael M - Judicial Watch...24. Alcatel-Lucent None J T 25. MHM Services Inc. None J T 26. Motorola Inc. A Dividend J T 27. NCR Corp. None J T 28. PNC Financial Services