-
Date: July 19, 2019
The Manager
Corporate Relationship Department
BSE Limited
1st Floor, New Trading Wing,
Rotunda Building,
P J Towers, Dalai Street, Fort,
Mumbai -400001
The Manager
Listing Department
National Stock Exchange of India Limited
Exchange Plaza, 5 th Floor,
Plot No. C-1, Block G,
Bandra Kuria Complex, Bandra (E),
Mumbai -400051
The Secretary
The Calcutta Stock
Exchange Limited
7, Lyons Range,
Kolkata - 700001
BSE Security Code: 500043 NSE Symbol: BATAINDIA CSE Scrip Code:
10000003
Dear Sirs,
Subject: Submission of Shareholding Pattern as per Regulation
31(1) of the SEBI (Listing Obligations and Disclosure Requirements)
Regulations, 2015 for the quarter ended June 30, 2019
In compliance with Regulation 31(1) of the SEBI (Listing
Obligations and Disclosure Requirements) Regulations,
2015 read with SEBI Circular No. CIR/CFD/CMD/13/2015 dated
November 30, 2015, we are enclosing the
Shareholding Pattern of the Company for the quarter ended June
30, 2019, in the prescribed format.
We request you to take the same on record.
Thanking you.
Yours faithfully,
For BATA INDIA LIMITED
CS 9285) Assis an ice re ent,
Company Secretary & Compliance Officer
Encl.: As above
BATA INDIA LIMITED CIN: L19201WB1931PLC007261
Registered Office : 27B, Camac Street, 1st Floor,
Kolkata-700016, West Bengal II Tel : 033 23014400 II Fax : (033)
22895748 E-mail : [email protected] II Website :
www.bata.in
-
Annexure - I Holding of specified securities
1 Name of Listed Entity: BATA INDIA LIMITED
2 Scrip Code/Name of Scrip/Class of Security : [NSE: BATAINDIA I
1135E: 500043 ] [ CSE: 10000003]
3 Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg.
31(1)(b)/Reg.31(1)(c) a. If under 31(1)(b) then indicate the report
for Quarter ending
b. If under 31(1)(c) then indicate date of
allotment/extinguishment
4 Declaration: The Listed entity is required to submit the
following declaration to the extent of submission of
information:-
30-Jun-19
NA
Particulars Yes* No*
1 Whether the Listed Entity has issued any partly paid up
shares? No
2 Whether the Listed Entity has issued any Convertible
Securities or Warrants? No
3 Whether the Listed Entity has any shares against which
depository receipts are issued? No
4 Whether the Listed Entity has any shares in locked-in? No
5 Whether any shares held by promoters are pledge or otherwise
encumbered? No
* If the Listed Entity selects the option 'No' for the questions
above, the columns for the partly paid up shares, Outstanding
Convertible
Securities/Warrants, depository receipts, locked-in shares, No
of shares pledged or otherwise encumbered by promoters, as
applicable,
shall not be displayed at the time of dissemination on the Stock
Exchange website. Also wherever there is 'No' declared by Listed
Entity in
above table the values will be considered as 'Zero' by default
on submission of the format of holding of specified securities.
5 The tabular format for disclosure of holding of specified
securities is as follows:-
1
Holding of specified securities 1 OF 1
-
BATA INDIA LIMITED
Table I - Summary Statement holding of specified securities
Categ
ory
Category and Name of
Shareholders
Nos. of
shareholder
s
No. of fully
paid up
equity shares
held
No. of
Partly paid-
up equity
shares held
— No. of
shares
underlyin
g
Depositor
y Receipts
Total nos.
shares held
Shareholdin
g as a % of
total no. of
shares
(calculated
as per SCRR,
1957) (VIII)
As a % of
(A+B+C2)
Number of Voting Rights held in each class of
securities
No, of
Shares
Underlyin
g
Outstandi
ng
convertibl e
securities
(including Warrants)
Total
Shareholding , as
a % assuming full
conversion of
convertible
securities ( as a
percentage of
diluted share
capital) (XI=
(VII)+IX) As a % of
(A+B+C2)
Number of Locked
in shares
Number of Shares
pledged or
otherwise
encumbered
Number of
equity shares
held in
dematerialize
d form
No of Voting Rights
Total as a
% of -Fatal Voting
rights
(A+B+C)
No.
(a)
Ass % of
total
Shares held
(b)
No.
(a)
As a % of
total
Shares held
(b)
Class eg: X Class eg:
V
Total
(I) (II) (III) (IV) (V) (VI) (VII) =
(IV)+(V)i-
(VI)
(VIII) (IX) (X)
(XI)= (VII)+(X)
(XII) (XIII) (XIV)
(A) Promoter & Promoter Group 1 68065514 0 0 68065514 5296
68065514 0 68065514 52.96 0 52.96 0 0 0 0 68065514
(B) Public 129405 60462026 0 0 60462026 47.04 60462026 0
60462026 47.04 0 47.04 0 0 NA 59314772
(C) Non Promoter- Non Public 0 0 0 0 0 0 0 0 0 0 0 0.00 0 0 NA
0
(Cl) Shares underlying DRs 0 0 0 0 0 0 0 0 0 0 0 0.00 0 0 NA
0
(C2) Shares held by
EmployeeTrusts 0 0 0 0 0 0 0 0 0 0 0 0,00 0 0 NA 0
Total 129406 128527540 0 0 128527540 100.00 128527540 0
128527540 100.00 0 100.00 CI 0 0 0 127380286
Table I - Summary Statement holding of specified securities 1 OF
1
-
BATA INDIA LIMITED
Table II - Statement showing shareholding pattern of the
Promoter and Promoter Group Cate
gory
Category and Name of
Shareholders
PAN Nos.
of
share
holder
s
No. of fully
paid up
equity shares
held
No. of
Partly paid-
up equity
shares held
No. of
shares
underlying
Depositor
y Receipts
Total nos. shares
held
Shareholdi
ng as a %
of total no.
of shares
(calculated
as per
SCRR,
1957) (VIII)
As a % of
(A+B+C2)
Number of Voting Rights held in each class of
securities
No. of Shares
Underlying
Outstanding
convertible
securities
(including
Warrants)
Total Shareholding
, as a % assuming
full conversion of
convertible
securities ( as a
percentage of
diluted share
capital) (XI) =
(VII)+(X) As a % of
(A+B+C2)
Number of Locked
in shares
Number of
Shares
pledged or
otherwise
encumbered
Number of
equity
shares held
in
dematerializ
ed form
No a Voting Rights Total as a
%of Total
Voting
rights
(A+B+C)
No.
(a)
As a % of
total
Shares
held (b)
No.
(a)
As a %
of total
Shares
held (b)
Class eg: X class eg: Y
Total
(I) (II) (III) (IV) (V) (VI) (VII) =
(1V)+(V)+ (vi)
(VIII) (IX) (X) (XI). (1/11)+(X)
(XII) (XIII) (XIV)
1/ Indian
(a) Individuals/Hindu
undivided Family 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz...)
(6) Central Government/
State Government(s) 0 0 0 0 0 0 0 0 0 0 0 0 0 00 0 0
Name (xyz...)
(c) Financial Institutions/
Banks 0 0 0 0 0 0 0 0 0 0 0 0 0 00 0 0
Name (xyz...)
(d) Any Other (specify)
0 0 0 0 0 0 0 0 0 0 0 0 0 00 0 0
Name (xyz...)
Sub-Total (A)(1) 0 o o o o o 0 o o o 0 o o o 0 0 0
2) Foreign
(a) Individuals (Non-
Resident Individuals/
Foreign Individuals) 0 0 0 0 0 0 0 0 0 0 0 0 0 DO 0 0
Name (xyz...)
(b) Government 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz...)
(c) Institutions 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz...)
(d) Foreign Portfolio
Investor 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Name (xyz...) -
Table II - Statement showing shareholding pattern of the
Promoter and Promoter Group 1 OF 2
-
BATA INDIA LIMITED
Table II - Statement showing shareholding pattern of the
Promoter and Promoter Group Cate
gory
Category and Name of
Shareholders
PAN Nos.
of
share
holder
s
No. of fully
paid up
equity shares
held
No. of
Partly paid-
up equity
shares held
No. of
shares
underlying
Depositor
y Receipts
Total nos. shares
held
Shareholdi
ng as a %
of total no.
of shares
(calculated
as per
SCR R,
1957) (VIII)
As a % of
(A+B+C?)
Number of Voting Rights held in each class of
securities
No. of Shares
Underlying
Outstanding
convertible
securities
including
Warrants)
Total Shareholding
, as a % assuming
full conversion of
convertible
securities) as a
percentage of
diluted share
capital) (X1)=
(VII)+(X) As a % of
(A+8+C2)
Number of Locked
in shares
Number of
Shares
pledged or
otherwise
encumbered
Number of
equity
shares held
in
dernaterializ
ed form
No of Voting Rights Total as a
% of Total
Voting
rights
(A+B+C)
No. f_, i di
As a % of
total
Shares
held (6)
No.
(a)
As a %
of total
Shares
held (b)
Class eg: X Class eg: Y
Total
(I) (II) (III) (IV) (V) (VI) (VII) =
(IV)+(V)+ (VI)
(VIII) (IX) (X) (X0= (V11)+(X)
(XII) (XIII) (XIV)
(e) Any Other (specify) 0 0 0 0 0 0 0 0 0 0 0 0 0 011 0 0
(I) Overseas Corporate
Bodies 1 68065514 0 0 68065514 52,96 68065514 0 68065514 52.96 0
52.96 0 0 0 0 68065514
1 BATA (BN)B V AAAJB0946L 68065514 68065514 52.96 68065514
68065514 52.96 52.96 68065514
Sub-Total (A)(2) 1 68065514 0 0 68065514 52.96 68065514 0
68065514 52.96 0 52.96 0 0 0 0 68065514
Total Shareholding of Promoter and Promoter Group (A).
(A)(1)+(4)(2)
1 68065514 0 0 68065514 52.96 68065514 0 68065514 52.96 0 52.96
0 0 0 0 68065514
Details of Shares which remain unclaimed may be given hear along
with details such as number of shareholders, outstanding shares
held in dematfunclaimed suspense account, voting rights which are
frozen etc.
Note: (1) PAN would not be displayed on website of Stock
Exchange(s).
(2) The term "Encumbrance" has the same meaning as assigned
under regulation 28(3) of SEBI (Substantial Acquisition of Shares
and Takeovers) Regulations, 2011.
Table II - Statement showing shareholding pattern of the
Promoter and Promoter Group 2 OF 2
-
BATA INDIA LIMITED Table III - Statement showing shareholding
pattern of the Public shareholder
Cate
gory
Category and Name of Shareholders PAN Nos. of
sharehol
ders
No. of fully
paid up equity
shares held
No. of Partly
paid-up
equity shares
held
No. of shares
underlying
Depository
Receipts
Total nos.
shares held
(I)
Shareholdin
g as a % of
total no. of
shares
(calculated
as per SCRR,
1957) (VIII)
As a %of
(A+8-rC2)
Number of Voting Rights held in each class of
securities
No. of
Shares
Underlying
Outstanding
convertible
securities
(including
Warrants)
Total
Shareholding , as
a % assuming full
conversion of
convertible
securities) 35 B
percentage of
diluted share
capital) (X0=
(VIIHX) As a % of
(A+13+C2)
Number of
Locked rn
shares (XII)
Number of
Shares
pledged or
otherwise
encumbered
(XIII)
Number of
equity
shares held
in
dematerializ
ed form
No of Voting Rights Total as a %
of Total
Voting
rights
(A+B+C)
No.
(a)
As a % of
total
Shares
held (b)
No.
(a)
As a %
of total
Shares
held (6)
Class eg: X Class
eg: Y
Total
(II) (III) (IV) (V) (VI) (VIII-
(IV).1-(V)+ (VI)
(VIII) (IX)
XI). (VII)+(X)
(X)
(
(XII) XIII) (XIV)
1) institutions NA
(a) Mutual Funds/ 93 20032514 0 0 20032514 15.59 20032514
20032514 15.59 0 15.59 0 0 NA 20032214
1 ADiTYABIRLA SUN LIFE TRUSTEE
PRIVATE LIMITED A/C MUTUAL FUND AAATB0102C 15 3775752 0 0
3775752 2.94 3775752 0 3775752 2.94 0 2.94 0 0 NA 3775752
2 KOTAK A/C MUTUAL FUND AAATK4475F 9 2813991 0 0 2813991 2.19
2813991 0 2813991 2.19 0 2.19 0 0 NA 2813991
3 KOTAK FUNDS - INDIA MIDCAP FUND AAGCK4148L 1 2760646 0 0
2760646 2.15 2760646 0 2760646 2.15 0 2.15 0 0 NA 2760646
4 TATA A/c MUTUAL FUND AAATT0570A 12 2499400 2499400 1.94
2499400 2499400 1.94 1.94 NA 2499400
(b) Venture Capital Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0
Name (xyz...) NA
(c) Alternate Investment Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA
0
Name (xyz...) NA
(d) Foreign Venture Capital Investors 0 0 0 0 0 0 0 0 0 0 0 0 0
0 NA 0
Name (xyz...) NA
(E) Foreign Portfolio Investors 188 15827777 0 D 15827777 12.31
15827777 0 15827777 12.31 0 12.31 0 0 NA 15827777
1 AMERICAN CENTURY WORLD
MUTUAL FUNDS INC- EMERGING
MARKETS FUND
AABCA2772P 1 1323869 0 0 1323869 1.03 1323869 0 1323869 1.03 0
1.03 0 0 NA 1323869
(F) Financial Institutions/ Banks 28 137648 0 0 137648 0.11
137648 0 137648 0.11 0 0.11 0 0 NA 135968
Name (xyz...) NA
(g) Insurance Companies 24 6057935 0 0 6057935 4.71 5057935 0
6057935 4.71 0 4.71 0 0 NA 6057635
1 LIFE
IA
INSURANCE CORPORATION OF
IND AAACL0582H 4 3916598 0 0 3916598 3.05 3916598 0 3916598 3.05
0 3.05 0 0 NA 3916598
(h) Provident Funds/ Pension Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0
NA 0
Name (xyz...) NA
Sub-Total (8)(1) 333 42055874 o o 42055874 32.72 42055874 0
42055874 32.72 0 32.72 0 0 NA 42053594 2) Central Government/
State
Government(s)/ President of India 0 0 0 0 0 0.00 0 0 0 0.00 0
0.00 0 0 NA
Name (xyz...) NA
Sub-Total (B)(2) 0 o o o o 0.00 0 0 0 0.00 0 0.00 0 0 NA 0
Table HI - Statement showing shareholding pattern of the Public
shareholder 1 OF 2
-
BATA INDIA LIMITED Table III - Statement showing shareholding
pattern of the Public shareholder Cate
gory
Category and Name of Shareholders PAN Nos. of
sharehol
ders
No. of fully
paid up equity
shares held
No. of Partly
paid - up
equity shares
held
No, of shares
underlying
Depository
Receipts
Total nos.
shares held
Shareholdin
g as a % of
total no. of
shares
(calculated
as per SCRR,
1957) (VIII)
As a % of
(A+B+C2)
Number of Voting Rights held in each class of
securities
No. of
Shares
Underlying
Outstanding
convertible
securities
(including
Warrants)
Total
Shareholding, as
a % assuming full
conversion of
convertible
securities) as a
percentage of
diluted share
capital) (XI).
(VII)+(X) As a % of
(A+8+C2)
Number of
Locked in
shares (XII)
Number of
Shares
pledged or
otherwise
encumbered
(XIII)
Number of
equity
shares held
in
dematerializ
ed form
No of Voting Rights Total as a %
of Total
Voting
rights
(A+B+C)
No.
(a)
As a % of
total
Shares
held (b)
No.
(a)
As a %
of total
Shares
held (b)
Class eg: X Class
eg: Y
Total
(1) (II) (III) (IV) (V) (VI) (VII) =
(IV)+(V)+ (VI)
(VIII) (IX) (X)
(XI). (V11)+1X)
(XII) (XIII) (XIV)
3) Non-institutions NA
(a) Individuals - NA
I. Individual shareholders holding
nominal share capital up to Rs. 2
lakhs.
125155 14520706 0 0 14520706 11.30 14520706 0 14520706 11.30 0
11.30 0 0 NA 13390134
ii. Individual shareholders holding
nominal share capital in excess of Rs.
2 lakhs.
6 509578 0 0 509578 0.40 509578 0 509578 0,40 0 0.40 0 0 NA
509578
Name (xyz...)
(b) NBFCs registered with RBI 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA
0
Name (xyz...)
(c) Employee Trusts 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0
Name (xyz...)
(d) Overseas Depositories (holding DRs)
(balancing figure) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0
Name (xyz...)'
(e) Body Corporates (India) & Trusts 1549 2568238 0 0
2568238 2.00 2568238 2568238 2.00 0 2.00 0 0 NA 2559838
(f) Non Resident Individuals 2358 549042 0 0 549042 0.43 549042
0 549042 0.43 0 0.43 0 0 NA 543040
(g) Directors 3 10156 0 0 10156 0.01 10156 0 10156 0.01 0 0.01 0
0 NA 10156
(h) INVESTOR EDUCATION AND
PROTECTION FUND AUTHORITY
MINISTRY OF CORPORATE AFFAIRS
1 248432 0 0 248432 0.19 248432 0 248432 0.19 0 0.19 0 0 NA
248432
(j) Any Other (specify) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0
Name (xyz...)
Sub-Total (B)(3) 129072 18406152 0 0 18406152 14.32 18406152 0
18406152 14.32 0 14.32 0 0 NA 17261178
Total Public Shareholding M. (B)(1)+(B)(2)+(B)(3)
129405 60462026 0 0 60462026 47.04 60462026 0 60462026 47.04 0
47.04 0 0 NA 59314772
Details of the shareholders acting as persons in Concert
including their Shareholding (No. and %): NIL
Details of Shares which remain unclaimed may be given hear along
with details such as number of ha reholders, outstanding shares
held in demat/unclaimed suspense account, voting rights which are
frozen etc.
Note'
(1) PAN would not be displayed on website of Stack
Exchange(s).
(2) The above format needs to be disclosed along with the name
of following persons: Institutions/Non Institutions holding more
than 1% of total number of shares.
(3) W.r.t. the information pertaining to Depository Receipts,
the same may be disclosed In the respective columns to the extent
information available and the balance to be disclosed as held by
custodian,
(4) As per the Investor Education and Protection Fund Authority
(Accounting, Audit, Transfer and Refund) Rules, 2016 as amended,
the voting rights on the shares transferred to the IEPF Authority
shall remain frozen until the rightful owner claims the shares.
Table HI - Statement showing shareholding pattern of the Public
shareholder 2 OF 2
-
le IV - Statement showing shareholding attern of the Non
Promoter- Non Public shareholder Category Category and Name of
Shareholders
PAN Nos. of
shareholders
No. of fully
paid up
equity shares
held
No. of Partly
paid-up
equity shares
held
No. of
shares
underlying
Depository
Receipts
Total nos.
shares held
Shareholding
as a % of total
no. of shares
(calculated as
per SCRR,
1957) (VIII) As
a % of
(A+B+C2)
Number of Voting Rights held in each
class of securities
No. of Shares
Underlying
Outstanding
convertible
securities
(including
Warrants)
Total
Shareholding ,
as a %
assuming full
conversion of
convertible
securities ( as a
percentage of
diluted share
capital) (XI)=
(VII)+(X) As a %
of (A+B+C2)
Number of Locked
in shares
Number of
Shares pledged
or otherwise
encumbered
Number of
equity
shares held
in
dematerializ
ed form
No of Voting Rights Total as a
% of Total
Voting
rights
(A+B+C)
No.
(a)
As a % of
total
Shares
held (b)
No.
(a)
As a % of
total
Shares
held (b)
Class eg:
X
Class eg:
Y
Total
(I) (II) (III) (IV) (V) (VI) (V10 = 0101-1V)+
(VI) (VIII) ( X) (X) (x0= (vii)+(x)
(XII) (XIII) (XIV)
1) Custodian/DR Holder 0 0 0 o o 0 o 0 0 o o 0 o o NA 0
(a) Name of DR Holder (if
available) NA
(i) abc,.,..
Oil efg...
Sub-Total (C)(1) o o o 0 o o 0 o o 0 o o o o NA o
2) Employee Benefit Trust (under
SEBI (Share based Employee
Benefit) Regulations, 2014) 0 0 0 0 0 0 0 o 0 0 0 0 0 0 NA 0
(a) Name (....)
Sub-Total (C)(2) 0 0 0 0 0 0 0 0 0 0 0 0 0 o NA 0
Total Non-Promoter- Non Public
Shareholding (C). (C)(1)+(c)(2) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA
0
Note: (1) PAN would not be displayed on website of Stock
Exchange(s).
(2) The above format needs to be disclosed along with the name
of following persons: Institutions/Non Institutions holding more
than 1% of total number of shares.
(3) W.r.t. the information pertaining to Depository Receipts,
the same may be disclosed in the respective columns to the extent
information available,
Table IV - Statement showing shareholding pattern of the Non
Promoter- Non Public shareholder 1 OF 1
-
Table V- Statement showing details of significant beneficial
owners SBOs - Not applicable. Sr. No Details of the SBO
(I)
Details of the registered owner
(II)
Details of holding / exercise of right of
the 5E10 in the reporting company,
whether direct or indirect *:
(III)
Date of creation /
acquisition of
significant
beneficial
interest tk
(IV) Name PAN / Passport
No. in case of
a foreign
national
Nationality Name PAN / Passport
No. in case of a
foreign national
Nationality Whether by virtue of:
Shares %
Voting rights %
Rights on
distributable
dividend or any
other
distribution
%
Exercise of
control
Exercise of
significant
influence
* In case the nature of the holding / exercise of the right of a
5130 falls under multiple categories specified under (a) to (e)
unde Column III, multiple rows for the same 5130 shall be
inserted
accordingly for each of the categories.
# This column shall have the details as specified by the listed
entity under Form No. BEN-2 as submitted to the Registrar.
Table V - Statement showing details of significant beneficial
owners 1 OF 1
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