Barrington D Parker Financial Disclosure Report for 2010

8/3/2019 Barrington D Parker Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Governmen t Act of 1978(5 U.S.C. app. 101-111)

1. Person R eport ing (last name, f i rst , middle ini t ia l )Parker , Bar r ing ton D.

4. T it le (Ar tic le I I1 judges ind ica te active or sen ior s ta tus ;magist rate j udges indicate fu l l - or par t - t ime)S e n i o r

7. Cham bers or Off ice Address40 Fo ley SquareHew York, HY 10007

2. Cou r t o r O rgan i za ti onU S C A - S e c o n d C i r c u i t

3. D a t e o f R e p o r t05/10/2011

5a . Repor t Type (check appropr ia te type)] Nominat ion, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas is o f the in formation conta ined in th is Repor t and anymodif ica tions per tain ing the re to~ i t is , in my opin ion , in compliancew i t h a p p l i ca b l e l a w s a n d r e g u l a t io n s .

6. Repor ting Per iod01/01/2010

to12/31/2010

Reviewing Off icer Date

IMPORTANT NOTES: The instruct ions accomp anying thls form must be fol lowea~ C omplete al l parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)~-~ N O N E (No reportable positions.)

POSITION1. Trustee

2. Tru s t ee3.4.5.

N A M E O F O R G A N I ZA T IO N / E N T I T YT h e Yal e Co r p o r a t i o n

T h e Y a l e - N e w H a v e n H o s p i t a l

I I . A G R E E M E N T S . m e p o . i . g individual only; seepp. 14-16 of filing instructions.)~] N O N E (N o reportable agreements.)

D A T E P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t in gParker, B a r r i n g t o n D .

Date of Report05/10/2011

I l L N O N - I N V E S T M E N T I N C O M E . ( n e p o n i n g individual a n d s p o u s e ; seepp. 17-24 of fi l ing instructions.)A. Filers Non-Investment Income

~] N O N E ( N o reportable non-investment income.)D A T E S O U R C E A N D T Y P E

2.3.4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - l nv e s t m e n t I n c o m e - lf you were ma rried during anyportion of the reporting year, comp lete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)D A T E S O U R C E A N D T Y P E

1 .2.3.4.

I V . R E I M B U R S E M E N T S - tr..sportatlon, todging, lood, ente~t.~nme.~(Includes those to spouse and dependen t children; see pp. 25-27 o filling instructions.)~-] (NO reportable reimbursements.)ONE

S O U R C E D A T E S L O C A T I O N PURPOSE ITEMS PAID OR PROVIDEDYale Corporat ion Yale U n ivers i ty , N e w Have Yale Trus tee Meet in g s At the Yale Corporat ion meet ings ,food and lodg ing ar e p rovided by the

U n ivers i ty . There i s n o fo rm o f mo n e ta ryr e i m b u r s e m e n t .2. Dates a t tended: 2/19; 4/9; 5/24 ; 6 /4 ; 9 /30;10/1; 12/33. U C L A 3/1 5 - 3 /1 6 L o s A n g ele s, C A Moot Cou r t Tran sp o r ta t io n , fo o d an d lo d g in g .4. Stan fo rd , C A 4/17 - 4 /19 Sta n fo rd , C A BA L SA M o o t C o urt Transpor ta t ion , f ood and lodg ing5. Ox fo rd U n ivers i ty 4 /2 6 - 4 /2 9 O x fo rd , E n g la n d A t t e n d a n c e a t R o t h m e r e Transpor ta t ion , f ood and lodg ingAm eric an In s t i tu te a tO x f o r d


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N a m e o f P e r s o n R e p o r t in gP a r k e r , B a r r in g t o n D .


6. Federal i s t Soc ie ty 1 I /18 - 11/20 W a s h i n g t o n D C Attendance at Fede r, a l ist Transpor ta t ion , f ood and lodg ingSo c ie ty C o n ven t io n


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N a m e o f P e r s o n R e p o r t in gParker, Barrington D.

D a t e o f R e p o r t05/10/2011

V . G I F T S . ( I n c l u d e s t h o s e t o s p o n s e a n d d e p e n d e n t children; see p p . 2 8 - 3 1 of J?_ding instructions.)NONE (No reportab]e gifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions)NONE (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

4.5.

VALUE CODE


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N a m e o f P e r s o n R e p o r t in gParker, Barrington Do

D a t e o f R e p o r t05/1012011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , vuluc, transactions (lndudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

2.

3.

4.

5.

6.

7.8.

9.

1 0 .1 1 .1 2 .

1 3 .

1 4 .1 5 .

1 6 .

D e s c r i p t io n o f A s s e t s( i nc l u di ng t r u s t asse t s)

Place "(X)" after each assetexempt from prior disclosure

I n c o m e d u r i n g G r o s s v a l u e a t e n dr e p o r t in g p e r i o d 0 r e p o r t in g p e r i o d

(1 ) (2 ) (1) (2) (1 ) (2) (3) (4) (5 )Amount Type (e.g., Value V a l u e Type (e.g., Date Value I Gain I d e n t i t y o fC o d e 1 d iv . , r en t , C o d e 2 M e t h o d buy , se l l~ m m / d d / y y C od e 2 C od e 1 bi~yer / se l le r( A - H ) or i n t . ) ( J-P ) Code 3 . redemption) ( J -P) ( A ~ H ) ( i f p r iva te

(Q-W) t r a n s a c t i o n )

Citi/Smith Barney IRA Cash Fun d F

Citigroup Global Mrks Inc. IRA Cash Fund F

Dividend Merged 01/02/I 0 O(with l ine 2)Dividend O T

Property Stamford CT F Rent Sold 06/12/10 P1 G B u r r M . F ea l in g

17 .

1 . In co m e G ain C odes : A = $1 ,000 o r less B =$1 ,001 - $2 ;500 C ;$21501 - $5,000(S e e COlu m n s B I a n d 1 )4 ) F =$50,001 - $100,000 G =$100,001 - $L000;000 HI= $i 0 0 0 0 0 1- $5 , 0 0 0 0 0 0

2 . v a lu e Co d e s J =$15,000 or less K =$15,001 - $50,000 L =$5 0,001 - $100i000(S e e Co lu m n s CI a n d D 3) N =$25 0.001 - $5 00 ,000 O=$5 00,001 - $1 ,000,000 P! --$|;000;001 ~ $5i000~000

P3 =$25,000,001 - $50 000 000 P4 --More than $50,000;0003. Value Method Codes Q =A ppr a i s a l. R = C o s t (Re a l Es ta te On ly ) S ~A Ss es s men t( S e e C o l u m n C 2 ) U =Book Value V = Othe r W = Es t im a te d

D = $5,001 : $15 ,000 E = $15,001 - $ 50,000142 =More than $5;000i000 :M =$ 00 001 - $25 0 ,000P 2 = $ 5 ; 0 0 0 1 1 ) 0 1 ~ $ 2 5 , 0 0 0 , 0 0 0T = C a s h M a r k et


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N a m e o f P e r s o n R e p o r t in gParker, Barrington D.


V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicatepart of report.)


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Name of Pe r son Repor t i ngP a r k e r , B a r r i n g to n D .


IX. CERTIFICATION.I c e r t if y t h a t a l l i n fo r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e to t he be s t o f m y k n o w l e d g e a n d be l i e f , a n d t ha t a n y in f o r m a t i o n n o t r e p o r t e d w a s w i t hh e l d be c a u s e i t m e t a p p l i c a b l e s t a t u t o r y

p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e , f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t he p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S / B a r r i n g t o n D . P a r k e r

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S IF IE S O R F A I LS T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4 )

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t ive O f f i ce o f t h e U n i t e d S t a t e s C o ur t sSui te 2-301O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

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Barrington D Parker Financial Disclosure Report for 2010