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    Drug and Alcohol Dependence 118 (2011) 444451

    Contents lists available at ScienceDirect

    Drug and Alcohol Dependence

    journal homepage: www.elsevier .com/ locate /drugalcdep

    Strategies for characterizing complex phenotypes and environments: Generaland specific family environmental predictors ofyoung adult tobacco dependence,alcohol use disorder, and co-occurring problems

    Jennifer A. Bailey a,, Karl G. Hill a, Meredith C. Meacham a, Susan E. Young b,J. David Hawkinsa

    a SocialDevelopment Research Group, University of Washington, Seattle, 9725 3rdAveNE,Suite 401, Seattle, WA98115, USAb Institute for Behavioral Genetics,University of Colorado,Boulder, 447UCB, Boulder, CO 80309, USA

    a r t i c l e i n f o

    Article history:

    Received 25 October 2010

    Received in revised form 18 March 2011

    Accepted 3 May 2011

    Available online 2 June 2011

    Keywords:

    Nicotine dependence

    Alcohol use disorder

    Phenotype definition

    Measuring environment for GE research

    a b s t r a c t

    Background:Defining phenotypes in studies oftobacco and alcohol misuse is difficult because ofthe com-

    plexity ofthese behaviors and their strong association with each other and with other problem behaviors.

    The present paper suggests a strategy for addressing this issue by conceptualizing and partitioning vari-

    ancein phenotypes into eithergeneralor substance/behavior-specific.The paper also applies thegeneral or

    substance/behavior-specificconceptualization to environmental predictors oftobacco and alcohol misuse

    and other problem behaviors.

    Methods: Data were drawn from the Seattle Social Development Project, a contemporary, ethnically

    diverse and gender-balanced longitudinal panel including 808 participants. Latent variable modeling

    was used to partition variance in young adult (age 24) nicotine dependence, alcohol abuse and depen-

    dence, illicit drug abuse and dependence, involvement in crime, and engagement in HIV sexual risk

    behavior into general problem behavior and behavior-specific variance. Similarly, measures ofgeneral,

    drinking-specific, and smoking-specific adolescent family environment were constructed.

    Results: Consistent with expectations, more positive general family environment during adolescence

    was associated with lower levels ofshared variance in problem behaviors at age 24, but not with unique

    variance in tobacco or alcohol use disorder. Higher levels offamily smoking and drinking environmentsduring adolescence, however, were positively associated with unique variance in tobacco and alcohol

    use disorder, respectively, but did not predict shared variance in problem behaviors.

    Conclusions: Results support the utility of the proposed approach. Ways in which this approach might

    contribute to future molecular genetic studies are discussed.

    2011 Elsevier Ireland Ltd. All rights reserved.

    1. Background

    Adult tobacco and alcohol misuse are complex behaviors that

    are influenced by a combination of environmental and genetic fac-

    tors (Kreek et al., 2005;Rutter et al., 2006), which also are complex.

    Researchers aiming to understand the etiology of adulttobaccoand

    alcohol misuse are faced with the difficult task of measuring anddefining these outcomes, or phenotypes, and of modeling a wide

    array of risk and protective factors from multiple domains. Further

    complicatingresearch, tobaccoand alcoholmisuse are stronglycor-

    related with each other and with several other problem behaviors.

    The present study builds on prior research focusing on the notion

    of general and specific variance in problem behaviors, as well as

    Supplementary information for this article is available. Please see Appendix A

    for more information. Corresponding author. Tel.: +1 206 616 9115; fax: +1 206 543 4507.

    E-mail address:[email protected] (J.A. Bailey).

    general andspecific etiological factors. It aims to demonstrate how

    latent variable modeling can be used to partition variance in com-

    plex, multidimensional phenotypes and environment measures,

    and tests whether general family environment, family smoking

    environment, and family drinking environment in adolescence are

    differentiallyrelatedto tobaccomisuse,alcoholmisuse,and general

    problem behavior at age 24.

    1.1. Specification of complex tobacco and alcohol use phenotypes

    The development of tobacco dependence and alcohol use dis-

    orders is intertwined (Hawkins et al., 2002; Hughes et al., 2000;

    Jackson et al., 2005). It has been well established that problem

    tobacco and alcohol use also share substantial variance with other

    forms of drug use (Bailey et al., 2006; Tsuang et al., 2001; Young

    et al., 2006; Kendler et al., 2003), crime, and HIV sexual risk behav-

    ior (Iacono et al., 1999; Young et al., 2000; Duncan et al., 1999;

    Bryan and Stallings, 2002). Sociologicaland criminological research

    0376-8716/$ seefront matter 2011 Elsevier Ireland Ltd. All rights reserved.

    doi:10.1016/j.drugalcdep.2011.05.002

    http://localhost/var/www/apps/conversion/tmp/scratch_7/dx.doi.org/10.1016/j.drugalcdep.2011.05.002http://localhost/var/www/apps/conversion/tmp/scratch_7/dx.doi.org/10.1016/j.drugalcdep.2011.05.002http://www.sciencedirect.com/science/journal/03768716http://www.elsevier.com/locate/drugalcdepmailto:[email protected]://localhost/var/www/apps/conversion/tmp/scratch_7/dx.doi.org/10.1016/j.drugalcdep.2011.05.002http://localhost/var/www/apps/conversion/tmp/scratch_7/dx.doi.org/10.1016/j.drugalcdep.2011.05.002mailto:[email protected]://www.elsevier.com/locate/drugalcdephttp://www.sciencedirect.com/science/journal/03768716http://localhost/var/www/apps/conversion/tmp/scratch_7/dx.doi.org/10.1016/j.drugalcdep.2011.05.002
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    446 J.A. Bailey et al. / Drug andAlcohol Dependence 118 (2011) 444451

    Table 1

    Descriptive information on age 24 problem behaviors.

    Behavior Mean (SD) 1+ symp-

    toms/behaviors

    (%)

    4+ symp-

    toms/behaviors

    (%)

    AUD criteria .92 (1.31) 42 8

    ND criteria .60 (.98) 44 2

    IDUD criteria .38 (1.01) 16 5

    Crime .40 (.91) 22 3

    HIV sex risk behavior .63 (.79) 47

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    J.A. Bailey et al. / Drug and Alcohol Dependence 118 (2011) 444451 447

    Family

    Smoking

    Environment

    Family

    Drinking

    Environment

    General

    Family

    Environment Shared

    Variance in

    Problem

    Behaviors

    AUDCriteria

    NDCriteria

    -.28*

    .39*

    .30*

    .21*

    .01-.02 I

    DUDCriteria

    Crime

    SexualRiskBehavior

    .75*.57* .94*

    .80*.79*

    Fig. 1. Model showing structural associations among latent constructs without control variables. All structural paths estimated in the final model are shown in the figure.

    Omitted paths were notsignificant in preliminary models and were dropped.

    compared to Caucasians. Significant associations among control

    variables (African American with poverty r= .29, Asian American

    withpoverty r= .18,Asian Americanwith African Americanr= -.34)

    are not shown in the figure to improve readability. Model fit was

    acceptable [2 (73)= 208.72,p< .05, CFI= .91 TLI= .91, RMSEA= .05

    WRMR= 1.12].

    4. Discussion

    This study sought to use latent variable modeling to test the

    utility of conceptualizing both predictors and outcomes in terms

    of general and behavior-specific variance to examine the contri-

    bution of family environmental factors to tobacco misuse, alcohol

    misuse, and other problem behaviors. We sought to partition

    FamilySmoking

    Environment

    Family

    Drinking

    Environment

    General

    Family

    Environment-.24*

    .39*

    .24*

    .11*

    Male

    Poverty

    African American

    Asian American

    .42*

    -.23*

    -.09*

    .10*

    -.30*

    -.10*

    -.18*

    -.41*-.28*

    Shared

    Variance in

    Problem

    Behaviors

    AUDCriteria

    NDCriteria

    IDUDCriteria

    Crime

    SexualRiskBehavior

    .75*.57* .94* .80* .79*

    Fig. 2. Model showing structural associations among latent constructs with control variables. All structural paths estimated in the final model are shown in the figure;

    correlation coefficients among control variables arepresented in the text. Omitted paths were notsignificant in preliminary modelsand were dropped.

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    448 J.A. Bailey et al. / Drug andAlcohol Dependence 118 (2011) 444451

    Table

    2

    Correlationsamongstudyvariables.

    1

    2

    3

    4

    5

    6

    7

    8

    9

    10

    11

    12

    13

    14

    15

    16

    1.Familymanagement

    2.Familyconflict

    .65*

    3.Positiveinvolvement

    .58*

    .45*

    4.Bonding

    .63*

    .55*

    .58*

    5.

    Siblingsmoking

    .1

    0*

    .14*

    .0

    6

    .0

    8*

    6.Parentsmoking

    .05

    .05

    .06

    .02

    .18*

    7.Prosmokingattitudes

    .07

    .0

    2

    .03

    .06

    .12*

    .34*

    8.Involvementinparentsmoking