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Bachelor Thesis Estimation of Interface and Oxide Defects in Direct Contact High-k/Si Structure by Conductance Method Toru Kubota Department of Electrical and Electronic Engineering School of Engineering Tokyo Institute of Technology Supervisor: Prof. Hiroshi Iwai February, 2011

Bachelor Thesis Estimation of Interface and Oxide … · Bachelor Thesis Estimation of Interface and Oxide Defects in Direct Contact High-k/Si Structure by Conductance Method Toru

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Page 1: Bachelor Thesis Estimation of Interface and Oxide … · Bachelor Thesis Estimation of Interface and Oxide Defects in Direct Contact High-k/Si Structure by Conductance Method Toru

Bachelor Thesis

Estimation of Interface and Oxide Defects in Direct

Contact High-k/Si Structure by Conductance Method

Toru Kubota

Department of Electrical and Electronic Engineering

School of Engineering

Tokyo Institute of Technology

Supervisor: Prof. Hiroshi Iwai

February, 2011

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i

February, 2011 Abstract of Bachelor Thesis

Estimation of Interface and Oxide Defects in Direct Contact

High-k/Si Structure by Conductance Method

Supervisor: Prof. Hiroshi Iwai

Department of Electrical and Electronic Engineering

07_09508 Toru Kubota

Since the scaling of MOSFETs utilizing SiO2 as gate dielectric has reached its limit, high-k

materials have been studied as gate dielectrics. For high-k materials such as Hf-based MOSFETs,

an SiO2 interfacial layer is intentionally formed at the high-k/Si interface to improve electric

characteristics. Besides, La2O3 gate dielectric is a promising high-k material because it shows fairly

nice electrical characteristics by forming La-silicate layers at the interface. Since the dielectric

constants of the silicates are larger than that of SiO2, the equivalent oxide thickness scaling can be

further extended by achieving a direct contact of high-k with the Si substrate. However, the

interface properties of La-silicate and Si substrate are still unknown. Moreover, a method to further

improve the interfacial properties is not clarified yet. In this thesis, the interfacial properties of

La-silicate/Si structures were evaluated by conductance method and modeled to create an

equivalent circuit. The equivalent circuit includes capacitances and conductances representing the

interface states and the parasitic conductance caused by the leakage current through the high-k. By

comparing the spectra obtained from reference SiO2/Si MOS capacitor, additional peaks at

frequency range of 100 Hz was detected with La-silicate/Si structure. The origin of the signals can

be interpreted as the defects in the silicate layers adjacent to the interface as their capture and

emission time constants are different from those for interface states in SiO2/Si structure. Based on

the above findings, an equivalent circuit model of MOS capacitor including the contribution from

oxide defects is newly developed. In consequences, a good agreement between the measured and

calculated data can be obtained. It is shown from this study that the quantitative study on interface

traps and oxide traps is very effective in improving the interfacial properties of MOS devices.

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ii

Contents

1 Introduction

1.1 Introduction of high-k materials --------------------------------------- 1

1.2 Issue in high-k gate dielectrics ------------------------------------------ 2

1.3 La2O3 as high-k gate dielectrics ---------------------------------------- 3

1.4 Issue in La2O3 gate dielectric -------------------------------------------- 4

1.5 Purpose of this study ------------------------------------------------------ 6

2 Experiments

2.1 Experimental principles

2.1.1 SPM cleaning and HF treatment ----------------------------------- 7

2.1.2 Formations of dielectrics

2.1.2.1 Formation of SiO2 dielectric by thermal oxidation --------- 7

2.1.2.2 Deposition of La2O3 dielectric by MBE ------------------------ 8

2.1.3 RF magnetron sputtering -------------------------------------------- 9

2.1.4 Patterning of resist by photo lithography ----------------------- 10

2.1.5 Dry etching by RIE -------------------------------------------------- 10

2.1.6 PDA and PMA in F.G. ambient ------------------------------------ 12

2.1.7 Deposition of Al by vacuum evaporation ------------------------ 12

2.2 Experimental procedure ------------------------------------------------- 13

2.3 Estimation of interface state density by conductance method

2.3.1 Statistical analysis of GP/ωωωω ------------------------------------------- 16

2.3.2 Analysis of capacitance ----------------------------------------------- 19

3 Results and Discussions in SiO2/Si structure

3.1 Contribution of SiO2/Si structure to small signal voltage --------- 20

3.2 Energy distribution of Dit ------------------------------------------------ 21

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4 Results and Discussions in La2O3/Si structure

4.1 Interface state at the high-k/Si interface ------------------------------ 25

4.2 Influence of leakage current on the determination of GP/ωωωω ------- 25

4.3 Proposal of a new model ------------------------------------------------- 29

4.4 Application of a new model to the measurement -------------------- 31

5 Conclusions ----------------------------------------------------------------- 34

Appendices

A. The derivation of calculation changing equivalent circuit model to

simplified circuit ----------------------------------------------------------- 35

B. The derivation of calculation changing measured circuit to

simplified circuit ---------------------------------------------------------- 35

C. The derivation of calculation changing measured circuit to

equivalent circuit model ------------------------------------------------ 37

References --------------------------------------------------------------------- 38

Acknowledgements --------------------------------------------------------- 40

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1 Introduction

1.1 Introduction of high-k materials

Metal-oxide-semiconductor field effect transistor (MOSFET) is one of the most

principal elements for very large-scale integration (VLSI) technology. It is used in a lot

of electronic equipment, and we use it every day. It is not too much to say that our

modern life consists of VLSI technology. The high density, performance, and low

consumption electricity of MOSFETs was progressing with the scaling of those device

sizes. Now, most of the gate dielectrics used are silicon dioxide (SiO2) because it

works as layers which have high insulation, passivation, and diffusion barrier [1].

However, as device scaling progresses, physical thickness of SiO2 gate dielectrics

becomes thin, so that leakage current flows because of the quantum mechanical tunnel

effect. Leakage current causes larger electric consumption in the device. Therefore,

scaling of MOSFETs with SiO2 gate dielectrics reach its limit. High-k materials have

been studied to break the limitation instead of SiO2 dielectrics. High-k gate dielectrics

have high dielectric constants, so we can get same capacitance in the larger physical

thickness. Because of this reason, leakage current can decrease compared with SiO2

gate dielectrics. It is shown in Fig. 1.1. It is introduced that the index which expresses

scaling of high-k gate dielectrics is equivalent oxide thickness (EOT). EOT can be

given by

OX

khigh

SiO tEOT−

=εε 2 , (1.1)

where εSiO2, εhigh-k are each dielectric constant of SiO2, high-k, and tox is the physical

thickness. Therefore, the study of high-k dielectrics is very important for device

scaling in the future.

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Fig. 1.1 High-k gate dielectrics become larger thickness when they have the

capacitance as same as SiO2, and leakage current can decrease.

1.2 Issue in high-k gate dielectrics

It is effective to introduce high-k gate dielectrics in order to realize the low EOT.

However, it is considered that fixed oxide charge generates in high-k gate dielectrics

because the metal diffuses from gate to those [2]. Fixed oxide charge causes bad

influences [3] . Fixed oxide charges work as scattering center, which is called coulomb

scattering. Coulomb scattering makes mobility of carriers in surface inversion channel

decrease. This is one of the most serious problems.

So, the method that is considered in order to solve this problem is forming SiO2

interfacial layer at the interface between high-k gate dielectrics and Si-substrate as

shown in Fig. 1.2. SiO2 interfacial layer is necessary to improve electrical

characteristics. However, we are demanded to achieve EOT = 0.5nm in 2015 as shown

in Fig. 1.3 from ITRS 2009 [4]. So, it is difficult for high-k gate dielectrics formed

SiO2 interfacial layer to achieve EOT = 0.5nm. Thus, we need to select the high-k gate

dielectric that can directly contact Si-substrate.

Fig. 1.2 It is difficult to decrease EOT because of SiO2 interfacial layer.

Gate

Si-substrate

SiO2

High-k

Gate

Gate

SiO2

High-k

Si-substrate Si-substrate

S SD D

same EOT and capacitance

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Fig. 1.3 EOT versus YEAR plots in planer bulk MOSFETs from ITRS 2009. We are

demanded to achieve EOT = 0.5nm in 2015.

1.3 La2O3 as high-k gate dielectrics

Lanthanum oxide (La2O3) is one of the promising high-k gate dielectrics. The

relations between band gap and dielectric constants, k are shown in Fig. 1.4 [5]. The

dielectrics generally have trade-off relations between band gap and dielectric constants.

Fig. 1.4 shows that La2O3 has a high dielectric constant (εr = 23.4) and broad band gap

(Eg = 5.6 eV) together.

Fig. 1.4 Band gap versus dielectric constants, k plots. La2O3 has a high dielectric

constant and broad band gap together.

La2O3

YEAR

EOT

(nm

)

0.4

0.5

0.6

0.7

0.8

0.9

1

1.1

2009 2011 2013 2015

Planar Bulk

MOSFET

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In addition, La2O3 has one more advantage. After the device used La2O3 as gate

dielectric is annealed, it is formed La-silicate layer at the interface between La2O3 and

Si-substrate [6]. It is shown in Fig. 1.5. La-silicate has a higher dielectric constant that

is from 8 to 14 than that of SiO2. So, La2O3 gate dielectric is effective to decrease EOT

in the future. From these discussions, La2O3 is used as high-k gate dielectrics in this

study.

Fig. 1.5 After annealing, La-silicate formed at the interface between La2O3 and

Si-substrate, which has a higher dielectric constant that is from 8 to 14.

1.4 Issue in La2O3 gate dielectric

La2O3 can contact Si-substrate directly without SiO2 interfacial layer. However, it is

one of the problems that the interface state at the surface between La2O3 and

Si-substrate is worse than that of SiO2. The reason is the metal diffuses into La2O3

dielectric easily than SiO2.

Interface state causes next two phenomena that have bad influences, so it is

important to decrease interface state density (Dit). First, interface trap generates

additional capacitance because the charge density trapped to interface with the change

of surface potential changes. This capacitance affects capacitance-voltage (C-V)

characteristics, which is one of the indicators expressed the performance of MOSFET.

Therefore, it is important to use device processes which make Dit minimize in order to

do good C-V characteristics that have reproducibility. Second, interface trap generates

leakage current in gate diode structures because it works as generation and

Annealing

Gate

Si-substrate

La2O3

Gate

Si-substrate

La2O3

La-Silicate

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recombination centers, or promotes band to band tunneling processes. Therefore, we

must minimize Dit in order to realize high performance and reliability.

However, we need to consider the method estimating Dit in the devices with any

dielectric first. Conductance method is one of the methods estimating Dit. It is a way

which we replace MOS capacitor with equivalent circuit models and calculate Dit. Fig.

1.6 shows equivalent parallel conductance versus frequency plots. This figure means

that the local maximum of each curve indicates the magnitude of Dit (see in paragraph

2.3). We can see the peak of each curve in Fig. 1.6. The curve of SiO2 gate dielectric

has one peak, but that of La2O3 gate dielectric has two peaks in this figure. So, peaks of

the curve used La2O3 gate dielectric mean that interface state and other energy level are

measured. The peak of other energy level is much larger than that of interface state,

and it appears at low frequency region. Therefore, the peak of interface state at low

frequency is concealed by that of other energy level, and the problem interface state

cannot be measured is generated.

Fig. 1.6 Equivalent parallel conductance over angular frequency (GP/ω) versus

frequency plots. Solid dots are La2O3 gate dielectric, open dots are SiO2 gate dielectric.

101 102 103 104 105 106 107

2.5

2

1.5

0.5

1

0

3 5

4

3

2

1

0

Frequency (Hz)

Gp/ ωω ωω

(F/c

m2)

系列系列系列系列2

系列系列系列系列1

(x 10-9)(x 10-6)

SiO2

La2O3

E-Ei = 0.12 eV

Vamp = 100 mV

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1.5 Purpose of this study

The purpose of this study is to estimate interface and oxide defects by conductance

method, and to compare SiO2 and La2O3 dielectrics.

Chapter 1 shows the background and purpose of this study. In chapter 2,

experimental principles, procedure, and estimate method are described. In chapter 3,

the results in SiO2/Si structure are reported. In chapter 4, the results in La2O3/Si

structure are reported, and compared with SiO2/Si structure. Finally, the conclusions of

this study are summarized in chapter 5.

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2 Experiments

2.1 Experimental principles

2.1.1 SPM cleaning and HF treatment

In fabrication processes, it is important to clean the surface of Si-substrate because

particles and metal ions affect the performance, reliability, and yield of the devices

greatly. One of the effective methods is sulfuric acid hydrogen peroxide mixture (SPM)

cleaning and hydrofluoric acid (HF) treatment. They remove particles and metal ions,

and make the surface of Si-substrate clean. The liquid used in SPM cleaning is mixed

liquid of H2O2 and H2SO4 (H2O2:H2SO4 = 1:4), which has strong oxidation.

Si-substrate is soaked into the liquid, then particles and metal ions are separated from

Si-substrate because of its oxidation. At that time the surface of Si-substrate is also

oxidized and formed chemical oxide. In order to eliminate chemical oxide, Si-substrate

is soaked into 1% HF. Then the devices with clean surface are completed. Fig. 2.1

shows schematic illustration of SPM cleaning and HF treatment.

Fig. 2.1 Schematic illustration of SPM cleaning and HF treatment.

2.1.2 Formations of dielectrics

2.1.2.1 Formation of SiO2 dielectric by thermal oxidation

The most general method formed SiO2 dielectric is thermal oxidation [7]. It is

oxidized while flown O2 in high temperature, which is typically about 1000oC.

SPM cleaning HF treatment

Metal ionParticle

Si-substrate

SiO2SiO2

H2O2+H2SO4

(1:4) 1%HF

Si-substrate

Si-substrate

SiO2SiO2

Chemical oxideChemical oxide

Si-substrate

SiO2SiO2

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Therefore, SiO2 dielectric is formed at the surface. This method takes many times, but

forms high quality and reliability SiO2 dielectric because the position of surface after

thermal oxidation moves inside.

Fig. 2.2 Schematic illustration of the oxidation furnace.

Fig. 2.3 SiO2 dielectric is formed by thermal oxidation.

2.1.2.2 Deposition of La2O3 dielectric by MBE

The method used in order to deposit La2O3 is Molecular beam epitaxy (MBE) in this

study. Fig. 2.4 shows schematic illustration of MBE [8]. First, the inside of chamber is

done in ultra high vacuum in order to make the orbit of evaporated molecular beam

stable. Then, accelerated electron beam (E-beam) emitted from hot-filament is bended

by the magnetic field, and it hits the source material. The place hit by E-beam is

evaporated because of its heat. The generated molecular beam from there splashes for

Si-substrate, and then La2O3 dielectric is deposited on the wafer.

Si-substrate

SiO2SiO2

Surface after

thermal oxidation

Thermal

oxidation

Si-substrate

SiO2SiO2

SiO2

O2

Si-substrate

Heat

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Fig. 2.4 Schematic illustration of MBE.

2.1.3 RF magnetron sputtering

Radio frequency (RF) magnetron sputtering is one of the deposition methods.

Schematic illustration is shown in Fig. 2.5. First, the high voltage is applied between

target and substrate, and Ar is flown into the chamber. This voltage difference causes

high electric field. Therefore, that makes Ar become the state of plasma, and Ar is

ionized. Ar ions are attracted to the target because electrons are accumulated in the

target. Ar ions collide with the target, then atoms of the target are emitted and the film

is deposited.

Fig. 2.5 Schematic illustration of RF magnetron sputtering.

Source

material

Evaporated

source

by heat

Molecular

beam

Substrate

Accelerated

E-beam

Substrate

target

material

Ar+

plasma

Atom of

target material

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2.1.4 Patterning of resist by photo lithography

Resist patterning is the method to eliminate only parts of required gate metal. It is

used positive resist in this study, which places exposed to light are melted. First, resist

is applied on the gate electrode. In order to make resist uniform, Si-substrates applied

resist are revolved by the spinner. After that, the substrates are heated to fixate the

resist, which is called pre-bake. And, the substrates are adjusted to photo mask to do

resist patterning. After they are exposed to light, they are soaked into the developer. In

consequence, only resist uncovered with the mask is melted by the developer as shown

in Fig. 2.6. Finally, they are heated to fixate the resist, too, and this is called post-bake.

Therefore, only required resist is remained.

Fig. 2.6 Schematic illustration of photo lithography

2.1.5 Dry etching by RIE

Reactive ion etching is (RIE) is one of the methods to etch the films [9]. It is similar

to RF magnetron sputtering, but it is used by not only physical but also chemical

reaction. The gate electrodes used in this study are tungsten (W) and titanium nitride

(TiN). The gas etching them is sulfur hexafluoride (SF6), and the gas etching resist is

O2. First, the gas used to etch the film becomes the state of plasma as same as RF

magnetron sputtering. SF6 and O2 ionized radicals with high reaction, cations, electrons,

and so on. Chemical reaction occurs when radicals are absorbed on the substrates, and

Si-substrate

SiO2SiO2

Gate

electrode

Gate

dielectric

Si-substrate

SiO2SiO2

Mask

Resist

Light

Exposure

and

Developing

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then the compound is separated from the substrates because of its volatility. Cations

collide with the substrates because of electric field, which is physical etching. It is

shown in Fig. 2.7. The advantage of RIE can etch to the same as the shapes of mask

because of anisotropic etching. The reason is that cations are incident vertically. It is

shown in Fig. 2.8.

Fig. 2.7 Schematic illustration of RIE.

Fig. 2.8 Schematic illustration after etching.

Si-substrate

SiO2SiO2

Si-substrate

SiO2SiO2

Gate

electrode

Gate

dielectric

Resist

Gate

electrode

patterning

SF6Radical Cation O2

Si-substrate

SiO2SiO2

Resist

removal

plasma

Substrate

Radical e-

SF6 or O2

e-

e-

e-

e-

Cation

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2.1.6 PDA and PMA in F.G. ambient

Post deposition annealing (PDA) and post metallization annealing (PMA) are very

important processes to fabricate high performance devices. These two methods are

different from annealing timing, but same as the principle. The structures and

properties of silicon that has periodicity terminate at the surface between Si and gate

dielectrics. So, many dangling bonds that cause interface state are generated there.

PDA and PMA are used in order to terminate them. After it is formed a vacuum,

forming gas (F.G.) (N2:H2 = 97:3) is flown and the substrates are heated at 420oC for

30min or 800oC for 2sec in this study. Thus, forming gas annealing (F.G.A.) is effective

to decrease Dit. It is shown Fig. 2.9.

Fig. 2.9 Schematic illustration of forming gas annealing (F.G.A.).

2.1.7 Deposition of Al by vacuum evaporation

Finally, Al electrode is deposited on the back side of substrates. In this study,

vacuum evaporation method is used to deposit Al as shown in Fig. 2.10. Al is placed

on W boat, and current is flown in the circuit connected with W boat. Large current is

flown, and then Al is vaporized by joule heat because the boiling point of Al is lower

than the melting point of W. Therefore, vaporized Al is deposited on the substrates.

Si-substrate

SiO2SiO2

Si Si Si Si

Si-substrate

SiO2SiO2

Si Si Si Si

H

N2

H2

HH

Annealing

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Fig. 2.10 Schematic illustration of vacuum evaporation method.

2.2 Experimental procedure

Fig. 2.11 shows schematic illustration of MOS capacitors fabrication processes. First,

the fabrication of MOS capacitors with SiO2 gate dielectric is explained. SiO2 (10nm)

is deposited on the Si-substrates after SPM cleaning and HF treatment by thermal

oxidation, and W (60nm) is deposited by RF magnetron sputtering. After W is pattered

by photo lithography and RIE, PMA at 420oC for 30min is conducted. Finally, Al

(50nm) is deposited on the back side of substrates, and then they are measured. Next,

the fabrication of MOS capacitors with La2O3 gate dielectric is explained. La2O3 (3nm)

is deposited by MBE, and Si (1.5nm) is deposited by RF magnetron sputtering. In

order to form La-silicate layer, PDA at 800oC for 2sec is conducted here. And then,

TiN (60nm) is deposited as a gate electrode by RF magnetron sputtering. After that

PMA and Al (50nm) deposition are conducted as same as MOS capacitors with SiO2.

Back side

of substrate

W boat

Heated

Aluminium

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SPM cleaning and HF treatment

n&p-Si (100) substrate

Si-substrate

SiO2SiO2

SiO2 (10nm) deposition

by thermal oxidation

Si-substrate

SiO2SiO2

SiO2

La2O3 (3nm) deposition by MBE

Si-substrate

SiO2SiO2

La2O3

W (60nm) deposition

by RF magnetron sputtering

Si (1.5nm) deposition

by RF magnetron sputtering

in-situ

PDA in F.G. at 800oC for 2sec

TiN (60nm) deposition

by RF magnetron sputtering

Si-substrate

SiO2SiO2

W

SiO2 Si-substrate

SiO2SiO2 Si

Si-substrate

SiO2SiO2 La-silicate

TiN

Si-substrate

SiO2SiO2 La-silicate

Metal ionParticle

Si-substrate

SiO2SiO2

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Fig. 2.11 Schematic illustration of experimental procedure.

Photo lithography

Si-substrate

SiO2SiO2

W

SiO2

Gate electrode and resist etching by RIE

Si-substrate

SiO2SiO2

W

SiO2

PMA in F.G. at 420oC for 30min

Si-substrate

SiO2SiO2

W

SiO2

Al

Al deposition by vacuum evaporation method

Measurement

TiN

Si-substrate

SiO2SiO2 La-silicate

La-silicate

TiN

Si-substrate

SiO2SiO2

Al

La-silicate

TiN

Si-substrate

SiO2SiO2

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2.3 Estimation of interface state density by conductance method

2.3.1 Statistical analysis of GP/ωωωω In this study, conductance method is used as estimating Dit. Conductance method is

a way which we replace MOS capacitor with equivalent circuit models and calculate

Dit. Fig. 2.12(a) shows an equivalent circuit model of MOS capacitor [10], where COX

is the oxide capacitance per unit area, CS is the silicon capacitance per unit area, Rit and

Cit are the resistance and capacitance components per unit area related to interface trap,

and Gt is tunnel conductance per unit area related to leakage current. On the other hand,

the measurement circuit is shown in Fig. 2.12(b), where Cm and Gm are the measured

capacitance and conductance per unit area. And the equivalent parallel circuit is shown

in Fig. 2.12(c), where CP and GP are the equivalent parallel capacitance and

conductance per unit area. The reason why it is changed like that can be expressed that

GP has only interface trap information not including CS when the circuit is converted.

CP and GP are given by

( )21 it

it

SP

qDCC

ωτ++= , (2.1)

( )21 it

ititP DqG

ωτωτ

ω += , (2.2)

where Cit = qDit, and τit = CitRit (see detail calculation in Appendix A). Dit is interface

state density and τit is interface trap time constant here. Eq. (2.2) becomes symmetrical

in ωτit because dividing GP by ω is done. These two equations are for interface traps

with a single energy level in the band gap. However, interface traps actually are

continuously distributed. Therefore, these two equations are rewritten as [11]

( )it

it

it

SP

qDCC ωτ

ωτ1tan −+= , (2.3)

( )[ ]21ln

2it

it

itP qDGωτ

ωτω+= . (2.4)

These two equations are for interface traps with the continuum level. It is more

effective for Eq. (2.4) than (2.3) to calculate Dit because Eq. (2.4) has only parameters

related to interface traps without including CS.

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On the other hand, the capacitance and conductance are measured from Fig. 2.12(b).

So, we need to change Fig. 2.12(b) for (c), and compare with Eq. (2.4). Then, GP/ω is

calculated as (see detail calculation in Appendix B)

( )( ) ( )222

2

mOXtm

OXtmP

CCGG

CGGG

−+−

−=

ωω

ω. (2.5)

(a) (b) (c)

Fig. 2.12 Equivalent circuits of MOS capacitor; (a) an equivalent circuit model of the

MOS capacitor, (b) the measured circuit, (c) the simplified circuit of (a).

The values calculated from Eq. (2.2), (2.4) and (2.5) are shown in Fig. 2.13

respectively. We see it is generated serious error between continuum level and

measurement data. It is considered that the reason is surface potential fluctuations. This

is generated by inhomogeneities in oxide charge and interface charge [12]. So, we

consider surface potential fluctuations, but it is difficult to analyze the experimental

data. Therefore, we assume that surface potential fluctuations follow normal

distribution, and then Eq. (2.4) becomes

( )[ ] ( )⌡⌠ +=

∞−SSit

it

itP dPDqG

ψψωτωτω

21ln

2, (2.6)

( ) ( )

−−=

2

2

2 2exp

2

1

σψψ

πσψ SS

SP , (2.7)

CS

COX

Cit

Rit

GtCm Gm

CP

COX

GP

Gt

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18

where Sψ is the surface potential, Sψ and σ are mean and standard variation of the

surface potential respectively. So, the larger σ is, the lower values of the peak and

broader width of the curves are. Values calculated from these equations are shown

solid line in Fig. 2.x. The parameters that is used as the variables are Dit, τit, σ, and Gt

in Eq. (2.6) and (2.7) at this time. These values in Fig. 2.13 are Dit = 8.2 x 1010

eV-1

cm-2

, τit = 3.1 x 10-5

s, σ = 0.041, and Gt ≈ 0. The integration of Eq. (2.6) is

calculated that Dit and τit are determined by fitting GP/ω curves first. Then, Dit and τit

between determined values are interpolated by spline interpolation method, which is

found the values between determined values by solving polynomicals of three

dimensions. We see measured and statistic data are close values in this figure.

Therefore, it is important for accurate measurements to consider surface potential

fluctuations.

Fig. 2.13 Equivalent parallel conductance over angular frequency (GP/ω) versus

frequency plots. Dashed line is values used by single level, alternate long and short

dash line is values used by continuum level, dots are measured values, solid line is

statistic based on normal distribution.

103 104 105 106 107

Frequency (Hz)

102

Gp/ ωω ωω

(x10

-9F/c

m2)

0

1

2

3

4

5

6

7Single levelContinuum levelMeasurementStatistic

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19

2.3.2 Analysis of capacitance

The problems in paragraph 1.4 cause measurement values not to be able to be fitted

by GP/ω. Because we need to discuss other parameters, we notice measured

capacitance and discuss that. Therefore, we change Fig. 2.12(c) to (b), and measured

capacitance is given by (see detail calculation in Appendix C)

( )

( )2

2

2

POXP

POXP

P

OX

m

CCG

CCCG

C

C

++

++

=

ω

ω. (2.8)

Eq. (2.8) is assumed continuum level. Similarly, surface potential fluctuations follow

normal distribution, so that Eq. (2.8) becomes

( )

( )( )

++

++

=

∞−

SS

POXP

POXPP

OX

m dP

CCG

CCCG

C

C ψψ

ω

ω

2

2

2

. (2.9)

And, substituting Eq. (2.3) and (2.4) into Eq. (2.8) and (2.9), we obtain Fig. 2.14. Thus,

we can fit by using Cm, too.

Fig. 2.14 Measured capacitance (Cm) versus frequency plots. Statistic is similar to

measured capacitance.

20

22

24

26

28

30

32

34Continuum level

Measurement

Statistic

103 104 105 106 107

Frequency (Hz)

102

Cm

(nF/c

m2)

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20

3. Results and discussions in SiO2/Si structure

3.1 Contribution of SiO2/Si structure to small signal voltage

AC voltage is applied to the device, and it can be measured Dit by conductance

method. The reason is that electrons are not captured to interface state and emitted

from there in the case of DC voltage. It is used sine wave as power sources in this

experiment. So, we need to examine the dependence of small signal voltage and effect

influenced Dit measurement. Fig. 3.1 shows GP/ω in each small signal voltage. We see

that the curve of larger small signal voltage becomes the smaller local maximum and

broader width of that. So, it is considered the change of the small signal voltage works

as same as parameter σ varies. However, even if the small signal voltage is small,

measurement curves do not agree with continuum level curves. And in Fig. 3.1,

frequency of each curve at the local maximum is different. The reason is explained in

Fig. 3.2 and Eq. (2.5). GP/ω in each energy level is shown in Fig. 3.2. In this figure, as

the energy level becomes high, the peak of curve becomes high and the frequency

shifts the right hand. Because GP/ω is followed by Eq. (2.5), when σ is large, it is

deeply related to GP/ω of other energy level. Therefore, the peaks of curves shift the

right hand.

Fig. 3.1 GP/ω versus frequency plots in each small signal voltage.

0

1

2

3

4

5

6

7

5 mV

50 mV

100 mV

103 104 105 106 107

Frequency (Hz)

102

Gp/ ωω ωω

(x10

-9F/c

m2)

small signal

voltage

down

up

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21

Fig. 3.2 Equivalent parallel conductance over angular frequency (GP/ω) versus

frequency plots when small signal voltage is 50 mV.

3.2 Energy distribution of Dit

Dit is distributed in the band gap of silicon. When Dit is measured by conductance

method, the place of measured interface state is equal to Fermi level. So, we can

determine the place of interface state from Fermi level and surface potential. Because

we cannot determine surface potential directly, it is necessary to determine from the

relation between gate bias surface potential. Although the relation is expressed a

complicated equation, we can make it easy by using depletion approximation. The

reason we use depletion approximation is that most of Dit is measured and it is easy to

analyze in depletion region. Although it is measured in weak inversion region, it is

difficult to analyze [13]. The relation between surface potential and gate bias is given

by

fbS

OX

SDSi

g VC

qNV +−−= ψ

ψε2 (n-type silicon), (3.1a)

103 104 105 106 107

Frequency (Hz)

102

Gp/ ωω ωω

(x10

-9F/c

m2)

0

1

2

3

4

5

6

7

8E-Ei = 0.02 eV

0.07 eV

0.11 eV

0.16 eV0.20 eV

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22

fbS

OX

SASi

g VC

qNV ++= ψ

ψε2 (p-type silicon), (3.1b)

where εSi is silicon permittivity, q is electronic charge, ND and NA is donor and acceptor

impurity density in bulk silicon, and Vfb is flat-band voltage. Surface potential is

determined by solving Eq. (3.1a) or (3.1b) as Sψ . The values of Sψ is defined that it

is plus values when the silicon band is bends downward and minus values when the

silicon band is bends upward. And Fermi level is given by

⋅=

i

Df

n

NkTE ln (n-type silicon), (3.2a)

⋅−=

i

Af

n

NkTE ln (p-type silicon), (3.2b)

where k is Boltzmann’s constant, T is absolute temperature, ni is intrinsic carrier

density, and the mid gap energy Ei is replaced as Ei = 0 after this. From these equations,

we get energy distribution of Dit as shown in Fig. 3.3. In this figure, we see Dit is

decreasing as energy approaches the mid gap. And, we also see next two

characteristics.

First, the ranges that can be measured peaks of curves are not equal between p-type

and n-type. Actually, the measured ranges of p-type and n-type are 0.11 eV and 0.19 eV.

The reason is considered τit is different in each type. τit is given by [14]

−=kT

q

nv

S

nnth

n

ψσ

τ exp1

0_

(n-type silicon), (3.3a)

=kT

q

pv

S

ppth

p

ψσ

τ exp1

0_

(p-type silicon), (3.3b)

where vth_n and vth_p are electron and hole thermal velocity, σn and σp are electron and

hole capture cross section, n0 and p0 are density of free electrons and holes at thermal

equilibrium. In these parameters, n0 and p0 are almost same because they can be

replaced with impurity densities at room temperature. The relation to σn and σp are not

found, but we see vth_n is larger than vth_p [15]. Therefore, the terms except exponential

term in Eq. (3.3b) are larger than that of Eq. (3.3a), so that τp changes more largely

than τn when each Sψ in Eq. (3.3a) and (3.3b) changes for same amount. Because of

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23

this reason, GP/ω of p-type silicon shifts more largely than n-type silicon, and it is

considered that the range of measurement is narrow in the p-type silicon.

Second, we see the energy that is minimized Dit is not mid gap in this figure. It is

considered that the bulk impurity densities are not accurate values because the

Si-substrate in this study is used with a given resistivity. Fig. 3.4 shows C-V curves of

the measurement data and ideal data. We see they do not agree in depletion region from

-0.1 V to 0.4 V. In depletion region, the contribution of the depletion layer capacitance

is the largest of all regions. Also, it depends on the impurity density. Therefore, Fig. 3.4

indicates the impurity density is not correct. Thus, if the impurity densities have errors,

Fermi level changes, and it makes energy distribution change, too. The errors of

impurity densities especially influence the fitting by measured capacitance.

Fig. 3.3 Interface state density versus energy plots. Mid gap in silicon band gap means

E-Ei = 0. Dit is decreasing as energy approached the mid gap.

0

2

4

6

8

10

12

14

-0.3 -0.15 0 0.15 0.3

E-Ei

Dit

(x 1

010eV

-1cm

-2)

p-type Si

n-type Si

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24

Fig. 3.4 Capacitance versus gate voltage plots. Measurement data do not agree with

ideal C-V curve in depletion region.

0

0.1

0.2

0.3

0.4

-0.5 0 0.5 1 1.5 2

Measurement Ideal

@100kHz

Gate Voltage (V)

Capacitance (

µµ µµF/c

m2)

W/SiO2/n-Si

Not

agree

Nd = 3x1015

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25

4 Results and Discussions in La2O3/Si structure

4.1 Interface state at the high-k/Si interface

It is found that GP/ω curves in La2O3/Si structure are different from those of SiO2/Si

structure as shown in Fig. 4.1, which shows GP/ω versus frequency plots in each scale.

Each small signal voltage and energy is different in order to make the figures easy to

see. Anyway, we can see two peaks from each curve, and each value of two peaks is

different about one digit in these figures. This characteristic is not seen in the case of

SiO2 gate dielectric. Compared with Fig. 3.2, it is considered that peaks on high

frequency region seen in Fig. 4.1(b) are probably caused by interface state.

In this chapter, considerations about these peaks are shown.

(a) (b)

Fig. 4.1 GP/ω curves have two peaks with different values;

(a) low frequency region, (b) high frequency region.

4.2 Influence of leakage current on the determination of GP/ωωωω In chapter 3, we discuss SiO2 gate dielectric, and then GP/ω are calculated as Gt ≈ 0

in Eq. (2.5). This reason is that SiO2 dielectric has thick membrane (10 nm), so leakage

Gp/ ωω ωω

(x10

-7F/c

m2)

Frequency (Hz)

0

5

10

15

20

25

30

101 102 103

E-Ei

Vamp = 100 mV

-0.1 eV

0 eV

0.1 eV

0.2 eV

0

1

2

3

4

5

104 105103 106 107

Vamp = 25 mV E-Ei0.05 eV

0.10 eV

0.15 eV

0.20 eV

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26

current can be almost ignored. However, we must consider the influence of leakage

current in La2O3/Si structure because the thickness of La2O3 is 3nm. By the way, it is

found that EOT of this sample is 0.88nm and flat-band voltage (Vfb) is -0.69V from the

measurement of C-V characteristic. So, we need to consider values of tunnel

conductance (Gt). Fig. 4.2 shows the relation between leakage current per unit and gate

voltage. Seeing overall, the shape of measured plots is similar to exponential function.

However, negative voltage region has particularly errors compared with exponential

approximation. The range from -1.1 to -0.7 is measured by conductance method. Most

of this range is depletion region because Vfb is -0.69V. And Gt is determined by leakage

current differentiated by gate voltage. The relation between Gt and gate voltage is

shown in Fig. 4.3, where the values calculated by measurement are distinguished from

those calculated by approximation (Gt calculated by measurement is called measured

Gt, and calculated by exponential approximation is called approximated Gt in this

paper). Errors of Gt between measured plots and exponential approximation in region

B are largely than those of leakage current in region A. Thus, it is difficult to estimate

Gt.

Fig. 4.2 Leakage current per unit area versus gate voltage plots. Measured plots have

errors compared with exponential approximation in region A.

Gate Voltage (V)

Leakage C

urr

ent

(x10

-3A

/cm

2)

-10

0

10

20

30

40

50

60

-2 -1.5 -1 -0.5 0 0.5 1

a

b

Measurement

Exponential

approximation

A

-3

-2.5

-2

-1.5

-1

-0.5

0

-1.1 -1 -0.9 -0.8 -0.7

a

b

Measurement

Exponential

approximation

A

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27

Fig. 4.3 Tunnel conductance per unit area (Gt) versus gate voltage plots. Errors

between measured plots and exponential approximation are large in region B.

Here, these two types of Gt are compared based on GP/ω in Eq. (2.5). First, GP/ω

calculated by measured Gt is shown in Fig. 4.4. Although we can see a symmetry curve

at E-Ei = 0.05eV, the others are not symmetry. In addition, the values of them become

zero in low frequency region. Generally, values of GP/ω cannot become zero.

Therefore, the probability that measured Gt is not correct is high. Next, GP/ω

calculated by approximated Gt is shown in Fig. 4.5. Compared with Fig. 4.1, it is found

that they are almost same. Therefore, it is considered the effect of leakage current is

small when approximated Gt is used. There is another reason leakage current is small.

C-V characteristic of this sample is shown in Fig. 4.6. If leakage current is large, the

phenomenon capacitance decreases in accumulation region is seen, but the

phenomenon does not occur from this figure. Because of the above reasons, it is

considered approximated Gt is proper.

Gate Voltage (V)

Tunnel C

onducta

nce

(x10

-3S/c

m2)

0

20

40

60

80

100

120

140

160

-2 -1.5 -1 -0.5 0 0.5 1

a

b

Measurement

Exponential

approximation

B

0

0.5

1

1.5

2

2.5

3

3.5

4

-1.1 -1 -0.9 -0.8 -0.7

系列系列系列系列1

系列系列系列系列2

Measurement

Exponential

approximation

B

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28

Fig. 4.4 GP/ω calculated by measured Gt. Most values become zero below 1kHz.

(a) (b)

Fig. 4.5 GP/ω calculated by approximated Gt;

(a) low frequency region, (b) high frequency region.

Frequency (Hz)

Gp/ ωω ωω

(x10

-7F/c

m2)

0

5

10

15

20

25

30E-Ei-0.1 eV

0 eV

0.1 eV

0.2 eV

101 102 103

Vamp = 100 mV

0

1

2

3

4

5

Vamp = 25 mV E-Ei0.05 eV

0.10 eV

0.15 eV

0.20 eV

104 105103 106 107

104 105103 106 107102

Frequency (Hz)

0

0.5

1

1.5

2

2.5

3

3.5

Gp/ ωω ωω

(x10

-7F/c

m2)

Vamp = 25 mV

E-Ei0.05 eV

0.10 eV

0.15 eV

0.20 eV

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29

Fig. 4.6 Capacitance does not decrease in accumulation region.

Therefore, leakage current is small.

4.3 Proposal of a new model

In paragraph 4.3, it was found that the peaks appearing in low frequency region were

not related to leakage current. So, we must consider other reasons. According to

Nicollian and Brews [16], there are two types of trap in the silicon. One is interface

traps located at or near the interface. The other is bulk traps, which are distributed

uniformly throughout the Si-substrate. Moreover, they reported bulk traps are mainly

measured in strong inversion region, and not measured in depletion region unless the

value of Dit is less than 1010

eV-1

cm-2

. However, the peak in low frequency region even

at E-Ei = 0.2eV is seen in Fig. 4.5(a). This means the peak is measured in depletion

region too. So, the probability that GP/ω curves are caused by bulk traps is small.

Therefore, it was considered that the peaks were caused by traps inside the oxide.

Schematic illustration expressed how electrons are captured and emitted is shown in

Fig. 4.7. Electrons transited from conduction band are trapped by traps near the surface.

It is the interface state. And it is considered electrons transited from conduction band

0

0.5

1

1.5

2

2.5

3

-2 -1.5 -1 -0.5 0 0.5 1

100kHz

1MHz

Capacitance (

µµ µµF/c

m2)

Gate Voltage (V)

not

decrease

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30

are trapped by defects inside the oxide. It is supposed this oxide trap causes GP/ω

curves. There are two reasons about this phenomenon.

First, the peaks appear in not high frequency region but low frequency region. This

means electrons cannot follow in the case of high frequency. Generally, capture and

emission time constant is short when electrons can follow high frequency. Therefore,

the place traps exist is near conduction band. On the contrary, in the case of low

frequency, the place traps exist is far from conduction band.

Second, the values of frequency in appearing the local maximum hardly change at

any energy level. From Fig. 4.5(b), it is found that values of frequency in appearing the

local maximum change about two digits when energy level changes 0.15 eV. On the

other hand, they do not change even one digit in spite of changing 0.30 eV in Fig.

4.5(a). Therefore, because capture and emission time constant does not depend on

surface potential much, it is considered electrons moves for horizon direction for a

long time in Fig. 4.7.

By the way, it is considered the equivalent parallel circuit in Fig. 2.12(a) is changed

to that in Fig. 4.8. Here, Cot is generated capacitance when electrons are captured and

emitted by the states inside the oxide, and Rot is generated losses then. It is supposed

that oxide traps are located near the surface. And it is considered that the systems of

capture and emission are also similar to those of interface traps. Therefore, Cot is the

capacitance generated by changing the surface potential. And then, Eq. (2.6) is

rewritten as

( )[ ] ( )⌡⌠ +=

∞−SSit

it

itP dPDqG

ψψωτωτω

21ln

2

( )[ ] ( )⌡⌠ ++

∞−SSot

ot

ot dPDq

ψψωτωτ

21ln

2, (4.1)

where Dot is state density inside the oxide and τot is oxide trap time constant. In other

words, if this assumption is correct, GP/ω curves are expressed the sum of interface

traps and oxide traps. Thus, GP/ω curves are separated into interface trap and oxide

trap. Therefore, they may be able to be described accurately, and we can fond interface

state density even if any oxide is used. Also, because these peaks in low frequency

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31

region are not always measured, it is considered we can remove them by proper

processes.

Fig. 4.7 Energy-band diagram of interface trap and oxide trap.

Fig. 4.8 A new equivalent parallel circuit model of MOS capacitors.

4.4 Application of a new model to the measurement

In order to confirm whether the model supposed in paragraph 4.3 is correct,

calculation curves compared with measured curves as shown in Fig. 4.9. Calculation

curves in Fig. 4.9(a) are based on the second term in Eq. (4.1), and these curves do not

agree with measured plots even if values of σ are adjusted. It is found difference

Cot

RotCS

COX

Cit

Rit

Gt

EC

Ef

EV

SiLa2O3

Interface trap

Oxide trap

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32

between two is half breath. So, the assumption like Eq. (4.1) is probably a mistake, and

it is considered the state caused by oxide defects is single energy level. Therefore, Eq.

(4.1) is rewritten correctly as

( )[ ] ( )( )2

2

11ln

2ot

otot

SSit

it

itP DqdP

DqG

ωτωτ

ψψωτωτω +

+⌡⌠ +=

∞−

. (4.2)

Curves calculated from the second term in Eq. (4.2) are shown in Fig. 4.9(b). As a

result, good agreement can be gained. Errors between calculation and measured curves

around 1 kHz are caused by interface traps. Because of this reason, oxide defects are

not influenced well by surface potential fluctuations. Fig. 4.10(b) shows curves

calculated from the first term in Eq. (4.2). These curves are caused by interface state.

And, it is found calculation agree with measurement in the region more than 10 kHz.

On the contrary, errors between calculation and measured curves in the region less than

10 kHz are caused by oxide traps.

Thus, it is found distribution of oxide defects have single energy level. Also,

measured GP/ω curves are expressed by the sum of interface traps and oxide traps.

(a) (b)

Fig. 4.9 Calculation curves compared with measured curves caused by oxide traps.

(a) Calculation curves are based on statistic model.

(b) Calculation curves are based on single level model.

Gp/ ωω ωω

(x10

-7F/c

m2)

Frequency (Hz)

0

5

10

15

20

25

30

101 102 103

Open dots : Measurement

Solid lines : Calculation

Single

level

fitting

0

5

10

15

20

25

30

101 102 103

Statistic

fitting

Open dots : Measurement

Solid lines : Calculation

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33

Fig. 4.10 Calculation curves based on statistic model compared with measured curves

caused by interface traps.

0

1

2

3

4

5

Gp/ ωω ωω

(x10

-7F/c

m2)

Frequency (Hz)104 105103 106 107

Open dots : Measurement

Solid lines : Calculation

Statistic

fitting

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34

5 Conclusions

In this study, interface state and oxide defects are estimated by conductance method.

In consequence, peaks of GP/ω curves caused by interface state are measured in

SiO2/Si structure. However, the signal responding low frequency is measured in

high-k/Si structure. It is considered they are caused by defects inside the oxide.

Because the traditional equivalent parallel circuit model is considered only interface

traps, new one is supposed in order to estimate that in detail. As a result, separating

GP/ω curves into interface state and oxide defects is succeeded. It is considered that the

quantification of interface traps and oxide traps is very effective in order to discuss

interfacial properties of MOS devices.

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35

Appendices

A. The derivation of calculation changing equivalent circuit model to

simplified circuit

The admittance except COX and Gt in Fig. 2.12(a) is given by

it

it

Sa

CjR

CjY

ω

ω1

1

++=

it

it

Sj

CjCj

ωτω

ω+

+=1

( )( )2

1

1

it

itit

S

jqDjCj

ωτωτω

ω+

−+= , (A.1)

where we replace Cit = qDit, and τit = CitRit. And, the admittance except COX and Gt in

Fig. 2.12(c) is given by

PPc GCjY += ω . (A.2)

The real part and imaginary part in Eq. (A.1) and (A.2) are compared respectively, so

that we can obtain

( )21 it

it

SP

qDCC

ωτ++= , (A.3)

( )21 it

ititP DqG

ωτωτ

ω += . (A.4)

B. The derivation of calculation changing measured circuit to

simplified circuit

First, Equivalent parallel circuit is partially replaced impedance and admittance in

order to explain simply like Fig. B.1. Because the total impedance and admittance of

these two circuits are equal each other, the equations are given by

mmtt CjGGZ

Y ω+=+=0

1, (B.1)

PPOX CjGCjZ

ωω ++=

110 . (B.2)

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36

We obtain next equation from Eq. (B.1) and (B.2).

OXmtmPP CjCjGGCjG ωωω111

−+−

=+

(B.3)

The reciprocal of Eq. (B.3) is

OXmtm

PP

CjCjGG

CjG

ωω

ω11

1

−+−

=+

( )( )mtmOX

mtmOX

CjGGCj

CjGGCj

ωωωω

+−−+−

=

( )( ) ( )mOXtm

mtmOX

CCjGG

CjGGCj

−−−+−

−=ω

ωω

( ) ( )( )[ ]( ) ( )

Lωω

ωωj

CCGG

GGCCGGCjCj

mOXtm

tmmOXtmmOX +−+−

−−+−⋅−=

222

( )( ) ( )

Lωω

ωj

CCGG

CGG

mOXtm

OXtm +−+−

−=

222

22

. (B.4)

Because the amount of calculation is much, the calculation of imaginary part was

omitted. The real part in Eq. (B.4) is compared, so that we can obtain

( )( ) ( )222

2

mOXtm

OXtmP

CCGG

CGGG

−+−

−=

ωω

ω. (B.5)

Fig. B.1 Equivalent parallel circuit is partially replaced impedance and admittance in

order to explain simply.

Cm Gm

CP

COX

GP

Gt

Z0

Yt

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37

C. The derivation of calculation changing measured circuit to

equivalent circuit model

First, we change Fig. 2.12(c) to (b) contrary to Appendix B. We want information of

Cm, so the calculation of real part is omitted. In Fig. B.1, we obtain next equation from

Eq. (B.1) and (B.2).

t

OXPP

mm G

CjCjG

CjG ++

+

=+

ωω

ω11

1

( )( ) t

PPOX

PPOX GCjGCj

CjGCj+

+++

=ωω

ωω

( )( ) t

POXP

PPOX GCCjG

CjGCj+

+++

ωω

( )[ ]( )

L++++

++= t

POXP

POXPPOX GCCG

CCCGCj222

22

ωωω

(C.1)

The imaginary part in Eq. (C.1) is compared, so that we can obtain

( )

( )2

2

2

POXP

POXP

P

OX

m

CCG

CCCG

C

C

++

++

=

ω

ω. (C.2)

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38

References

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[4] ITRS, “INTERNATIONAL TECHNOLOGY ROADMAP FOR

SEMICONDUCTORS 2009 EDITION FRONT END PROCESSES”,

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Edition”, p.347-350, Wiley Interscience, New York (2006).

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United States of America (2003).

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as Determined by the Metal-Insulator-Silicon Conductance Technique”, Bell

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40

Acknowledgements

First of all, the author would like to express gratitude to his supervisor Prof. Hiroshi

Iwai. The author could gain the results of this study because of his continuous

encouragement and advices. He also gave the author the opportunity to attend the

conference. The experience is precious for the author’s life.

The author also deeply thanks Prof. Takeo Hattori, Prof. Kenji Natori, Prof.

Nobuyuki Sugii, Prof. Akira Nishiyama, Prof. Kazuo Tsutsui, Associate Prof. Parhat

Ahmet, and Assistant Prof. Kuniyuki Kakushima for giving him useful advices and

great help whenever he faced difficult problems.

The author also thanks the members of Iwai Lab. for their friendship, active many

discussions and many of encouraging words.

The author also thanks secretaries, Ms. Matsumoto, Ms. Nishizawa, and Ms.

Karakawa for supporting him and the members of Iwai Lab.

Finally, the author would like to thank his parents Akira and Chieko and his brother

Naoki for endless support and encouragement.