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Avoiding Infection Control Lawsuits Texas Ambulatory Surgery Center Society 2019 Annual Conference - Dallas Richard Bays JD, MBA, RN

Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

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Page 1: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Avoiding Infection

Control Lawsuits

Texas Ambulatory Surgery Center Society

2019 Annual Conference - Dallas

Richard Bays JD, MBA, RN

Page 2: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Healthcare Lawsuits And Infection Control

“Healthcare-associated infections kill

75,000 patients per year.”

Centers for Disease Control

Page 3: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Healthcare Lawsuits And Infection Control

Infections in the healthcare industry cause

millions in monetary damages as well as

thousands of lost lives annually.

ASC’s must develop legally defensible

protocols and best practices, train staff to follow

them, and document that they are being done.

Page 4: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Healthcare Lawsuits And Infection Control

Page 5: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Healthcare Lawsuits And Infection Control

A recent study examined 40 infection control related lawsuits.

Among the 40 cases, 34 were won by the plaintiff.

The reasons for these judgements were as follows:

1) Appropriate antibiotics were not used;

2) Patients were not transferred to a higher level of care;

3) Surgical site infection control measures were not

appropriate;

4) Surgical procedures were performed without preoperative

explanation about possible surgical site infections.

Page 6: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Healthcare Lawsuits And Infection Control

The number of claims regarding surgical site infections

after surgery is increasing.

Infection handling was one of the key factors that

influenced the judgements, and preoperative explanation

about the possibility of infection was a key factor.

The study findings were used to help surgeons achieve

higher patient satisfaction and reduce liability concerns.

Page 7: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Healthcare Lawsuits And Infection Control

Recently a jury awarded $13.5 million to a 40-year-

old woman who died of a flesh-eating bacteria that

she contracted during her procedure.

A verdict was issued for a 69-year-old man who

contracted MRSA through an IV. The infection

spread, ultimately resulting in the loss of a kidney

and a leg. $2.58 million

Page 8: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Healthcare Lawsuits And Infection Control

Association for Professionals in Infection Control and

Epidemiology (APIC) – “Events that were previously

thought of as risks are now considered to be

preventable adverse events, and IPs will play an

even bigger role in protecting their centers against

liability in the future.”

APIC advises IPs to don their legal hats because

infection rate data that IPs collect could be damaging

to the center and/or be used against it in a lawsuit.

Page 9: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Healthcare Lawsuits And Infection Control

“Dirty Surgical Instruments Tied to Hundreds of Infections”

Page 10: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Healthcare Lawsuits And Infection Control

A lawsuit was filed a few months ago by 67 patients who

underwent surgery between 2015 and 2018.

The patients allegedly developed serious infections at the surgical

site or in the bloodstream — Hepatitis B, Meningitis, E. coli and

Staph infections following their surgeries. One patient died after

developing sepsis and pneumonia following an orthopedic

surgery, the lawsuit says.

An investigation by State officials also identified 76 instances in

which contaminated surgical instruments were brought into

operating rooms, including tools tainted with "blood, chunks of

bone, cement, hair and even a dead insect," the State reported.

Page 11: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Negligence In A Nutshell

Page 12: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Negligence > Duty > Breach > Causation > Damages

DUTY- One has a legal duty to act as an ordinary, prudent,

reasonable person taking precaution against unreasonable risk

of injury to others.

Actions of a Reasonable Prudent Person (RPP) under same or

similar circumstances?

Professionals - Custom establishes standard of care for

professionals, required to possess and use the knowledge, skill,

training of others in good standing in relevant geo community.

Page 13: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Negligence > Duty > Breach > Causation > Damages

Breach = Failure to act as a RPP

Breach of duty = Failure to meet standard of care

Cause-in-fact (actual cause) = Connects breach to injury

Damages = must affirmatively prove damages

Personal injury and property damages are recoverable

Page 14: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Court Systems

Page 15: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Standards of Care

Page 16: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Standards of Care

The level at which the average, prudent provider in

a given community would practice.

It is how similarly qualified practitioners or facilities

would have managed the patient's care under the

same or similar circumstances.

Page 17: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Standards of Care

Where are they found?

Page 18: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Government Standards

Page 19: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Professional Standards

Page 20: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Reducing Risks in the ASC

Page 21: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Common Issues in Litigation

Statistics show nearly 1.7 million

patients get infections each year,

resulting in 100,000 deaths.

But statistics also show that 70% of

healthcare-acquired infections can be

prevented.

Page 22: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Common Issues in Litigation

Common causes of infections include:

• Negligence caring for surgical wounds.

• Contaminated vials which can lead to an infection.

• Failure to properly sterilize medical instruments and

surroundings.

• Facility and organizational problems related to HVAC

systems, water systems, or the placement of beds.

• Failure of medical professionals to properly wash their

hands.

Page 23: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Common Issues in Litigation

TEXAS ADMINISTRATIVE CODE - PART 11 TEXAS BOARD OF NURSING

RULE §217.11 Standards of Nursing Practice

The standards of practice establish a minimum acceptable level of nursing

practice in any setting for each level of nursing licensure or advanced

practice authorization. Failure to meet these standards may result in action

against the nurse's license even if no actual patient injury resulted.

(1) Standards Applicable to All Nurses. All vocational nurses, registered

nurses and registered nurses with advanced practice authorization shall:

(B) Implement measures to promote a safe environment for clients and

others;

Page 24: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Recommendations

• Written infection prevention and control program approved by the gov body

• Designate a qualified health care professional who has training and current

competence in infection control.

• A written sharps injury prevention program.

• Written processes for the cleaning, disinfection, and sterilization of

instruments, equipment, supplies, and implants based on 1) Nationally

recognized guidelines, 2) Manufacturer’s instructions for use, 3) State and

federal guidelines.

• Written procedures must be available to minimize the sources and

transmission of infections, including adequate surveillance techniques.

• Documented education regarding the infection control program.

• Written policy outlining use of appropriate hand hygiene products.

Page 25: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Disclaimer

The contents of this presentation are intended to convey general

information only and not to provide legal advice or opinions. The

contents of this presentation, and the posting and viewing of the

information, should not be construed as, and should not be relied

upon for, legal advice in any particular circumstance or fact situation.

The information presented may not reflect the most current legal

developments. Further, it may contain technical inaccuracies or

typographical errors. No action should be taken in reliance on the

information contained. An attorney should be contacted for advice on

specific legal issues. An attorney-client relationship may only be

established through direct attorney-to-client communication that is

confirmed by the execution of an engagement agreement.

Page 26: Avoiding Infection Control Lawsuits - Texas ASC Society Bays.pdfHealthcare Lawsuits And Infection Control The number of claims regarding surgical site infections after surgery is increasing

Contact Information

Richard Bays JD, MBA, RN

www.FirmenGroup.com

844.459.8866

Follow on LinkedIn @ FirmenGroup LLC