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ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 57
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
PURCHASES =========
EQUITIES ====================================
COMMON STOCKS ====================================
ABBOTT LABS ------------------------------------
11/08/12 200.0000 PURCHASED 12,803.28 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $6.40 200 SHARES AT $63.9844 CUSIP #002824100
11/28/12 100.0000 PURCHASED 6,418.75 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.20 100 SHARES AT $64.1555 CUSIP #002824100
ALEXION PHARMACEUTICALS INC ------------------------------------
11/08/12 300.0000 PURCHASED 26,562.40 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $13.27 300 SHARES AT $88.4971 CUSIP #015351109
ALLSTATE CORP ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 58
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/08/12 300.0000 PURCHASED 11,656.57 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $5.83 300 SHARES AT $38.8358 CUSIP #020002101
ALTRIA GROUP INC ------------------------------------
11/28/12 600.0000 PURCHASED 19,921.73 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $9.95 600 SHARES AT $33.1863 CUSIP #02209S103
AMERICAN ELEC PWR INC ------------------------------------
11/28/12 100.0000 PURCHASED 4,157.02 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.07 100 SHARES AT $41.5495 CUSIP #025537101
AMERICAN INTL GROUP INC NEW ------------------------------------
11/16/12 200.0000 PURCHASED 6,253.47 THROUGH CAP INSTITUTIONAL SERVICES INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 11/21/12 COMMISSIONS: $3.13 200 SHARES AT $31.2517 CUSIP #026874784
AMGEN INC ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 59
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/16/12 200.0000 PURCHASED 16,958.92 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $4.24 200 SHARES AT $84.7734 CUSIP #031162100
APARTMENT INVT & MGMT CO CL A ------------------------------------
11/16/12 200.0000 PURCHASED 4,876.20 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.22 200 SHARES AT $24.3749 CUSIP #03748R101
APPLE INC ------------------------------------
11/16/12 300.0000 PURCHASED 153,979.38 THROUGH CAP INSTITUTIONAL SERVICES INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 11/21/12 COMMISSIONS: $76.95 300 SHARES AT $513.0081 CUSIP #037833100
AT & T INC ------------------------------------
11/28/12 1,200.0000 PURCHASED 40,140.62 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $20.06 1,200 SHARES AT $33.4338 CUSIP #00206R102
AUTONATION INC DEL ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 60
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/16/12 100.0000 PURCHASED 4,112.31 THROUGH CAP INSTITUTIONAL SERVICES INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.06 100 SHARES AT $41.1025 CUSIP #05329W102
BAKER HUGHES INC ------------------------------------
11/28/12 100.0000 PURCHASED 4,184.70 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.09 100 SHARES AT $41.8261 CUSIP #057224107
BARD C R INC ------------------------------------
11/08/12 100.0000 PURCHASED 9,517.15 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $4.76 100 SHARES AT $95.1239 CUSIP #067383109
BB & T CORP ------------------------------------
11/08/12 1,000.0000 PURCHASED 27,805.90 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $13.90 1,000 SHARES AT $27.792 CUSIP #054937107
BIOGEN IDEC INC ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 61
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/08/12 200.0000 PURCHASED 27,290.62 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $13.64 200 SHARES AT $136.3849 CUSIP #09062X103
BMC SOFTWARE INC ------------------------------------
11/08/12 200.0000 PURCHASED 8,077.44 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $4.04 200 SHARES AT $40.367 CUSIP #055921100
11/28/12 200.0000 PURCHASED 8,123.46 THROUGH WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.06 200 SHARES AT $40.597 CUSIP #055921100
BOSTON PPTYS INC ------------------------------------
11/28/12 100.0000 PURCHASED 10,131.24 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $5.06 100 SHARES AT $101.2618 CUSIP #101121101
BROWN FORMAN CORP CL B ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 62
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/08/12 200.0000 PURCHASED 12,922.68 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $6.46 200 SHARES AT $64.5811 CUSIP #115637209
CA INC ------------------------------------
11/16/12 700.0000 PURCHASED 15,217.60 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $3.80 700 SHARES AT $21.734 CUSIP #12673P105
CABLEVISION SYS CABLEVISION NY GROUP ------------------------------------
11/28/12 600.0000 PURCHASED 8,221.16 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.10 600 SHARES AT $13.6951 CUSIP #12686C109
CABOT OIL & GAS CORP ------------------------------------
11/16/12 100.0000 PURCHASED 4,778.56 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.19 100 SHARES AT $47.7737 CUSIP #127097103
11/28/12 100.0000 PURCHASED 4,715.76 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.35 100 SHARES AT $47.1341 CUSIP #127097103
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 63
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
COCA-COLA CO ------------------------------------
11/16/12 300.0000 PURCHASED 10,936.44 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.73 300 SHARES AT $36.4457 CUSIP #191216100
COLGATE PALMOLIVE CO ------------------------------------
11/08/12 100.0000 PURCHASED 10,469.24 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $5.23 100 SHARES AT $104.6401 CUSIP #194162103
COMCAST CORP NEW CL A ------------------------------------
11/28/12 900.0000 PURCHASED 32,663.01 THROUGH WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $16.32 900 SHARES AT $36.2741 CUSIP #20030N101
CROWN CASTLE INTL CORP ------------------------------------
11/16/12 200.0000 PURCHASED 13,053.60 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $3.26 200 SHARES AT $65.2517 CUSIP #228227104
D R HORTON INC ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 64
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/16/12 400.0000 PURCHASED 7,553.13 THROUGH CAP INSTITUTIONAL SERVICES INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 11/21/12 COMMISSIONS: $3.77 400 SHARES AT $18.8734 CUSIP #23331A109
DAVITA HEALTHCARE PARTNERS INC ------------------------------------
11/16/12 100.0000 PURCHASED 11,354.34 THROUGH CAP INSTITUTIONAL SERVICES INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 11/21/12 COMMISSIONS: $5.67 100 SHARES AT $113.4867 CUSIP #23918K108
11/28/12 100.0000 PURCHASED 10,799.73 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $5.40 100 SHARES AT $107.9433 CUSIP #23918K108
DIRECTV ------------------------------------
11/28/12 100.0000 PURCHASED 4,875.21 THROUGH JEFFERIES & CO., INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.43 100 SHARES AT $48.7278 CUSIP #25490A309
DISCOVERY COMMUNICATIONS NEW SER A ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 65
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/28/12 200.0000 PURCHASED 11,643.45 THROUGH JEFFERIES & CO., INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 12/03/12 COMMISSIONS: $5.81 200 SHARES AT $58.1882 CUSIP #25470F104
DISNEY WALT CO ------------------------------------
11/08/12 600.0000 PURCHASED 30,284.65 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $15.13 600 SHARES AT $50.4492 CUSIP #254687106
11/28/12 600.0000 PURCHASED 29,268.05 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $14.63 600 SHARES AT $48.7557 CUSIP #254687106
DTE ENERGY CO ------------------------------------
11/08/12 100.0000 PURCHASED 5,985.02 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.99 100 SHARES AT $59.8203 CUSIP #233331107
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 66
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/28/12 100.0000 PURCHASED 5,944.42 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.97 100 SHARES AT $59.4145 CUSIP #233331107
EASTMAN CHEM CO ------------------------------------
11/08/12 100.0000 PURCHASED 5,860.28 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.93 100 SHARES AT $58.5735 CUSIP #277432100
EBAY INC ------------------------------------
11/16/12 100.0000 PURCHASED 4,718.77 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.18 100 SHARES AT $47.1759 CUSIP #278642103
EDWARDS LIFESCIENCES CORP ------------------------------------
11/16/12 300.0000 PURCHASED 25,989.57 THROUGH CAP INSTITUTIONAL SERVICES INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 11/21/12 COMMISSIONS: $12.99 300 SHARES AT $86.5886 CUSIP #28176E108
EXPRESS SCRIPTS HLDG CO ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 67
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/08/12 400.0000 PURCHASED 22,035.85 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $11.01 400 SHARES AT $55.0621 CUSIP #30219G108
11/28/12 200.0000 PURCHASED 10,409.74 THROUGH JEFFERIES & CO., INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 12/03/12 COMMISSIONS: $5.20 200 SHARES AT $52.0227 CUSIP #30219G108
FIDELITY NATL INFORMATION SVCS INC ------------------------------------
11/28/12 100.0000 PURCHASED 3,589.63 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $1.79 100 SHARES AT $35.8784 CUSIP #31620M106
FIRSTENERGY CORP ------------------------------------
11/16/12 100.0000 PURCHASED 4,109.64 THROUGH CAP INSTITUTIONAL SERVICES INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.05 100 SHARES AT $41.0759 CUSIP #337932107
FMC CORP NEW ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 68
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/16/12 100.0000 PURCHASED 5,193.09 THROUGH CAP INSTITUTIONAL SERVICES INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.60 100 SHARES AT $51.9049 CUSIP #302491303
FRONTIER COMMUNICATIONS CORP ------------------------------------
11/28/12 900.0000 PURCHASED 4,162.24 THROUGH WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.08 900 SHARES AT $4.6224 CUSIP #35906A108
GANNETT INC ------------------------------------
11/28/12 300.0000 PURCHASED 5,267.57 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.63 300 SHARES AT $17.5498 CUSIP #364730101
GAP INC ------------------------------------
11/16/12 600.0000 PURCHASED 20,121.77 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $5.03 600 SHARES AT $33.5279 CUSIP #364760108
HARRIS CORP DEL ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 69
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/16/12 100.0000 PURCHASED 4,616.82 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.15 100 SHARES AT $46.1567 CUSIP #413875105
HCP INC ------------------------------------
11/08/12 100.0000 PURCHASED 4,413.57 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.21 100 SHARES AT $44.1136 CUSIP #40414L109
11/28/12 100.0000 PURCHASED 4,492.05 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.24 100 SHARES AT $44.8981 CUSIP #40414L109
HEALTH CARE REIT INC ------------------------------------
11/08/12 100.0000 PURCHASED 5,895.82 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.95 100 SHARES AT $58.9287 CUSIP #42217K106
11/28/12 100.0000 PURCHASED 5,901.59 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.94 100 SHARES AT $58.9865 CUSIP #42217K106
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 70
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
HERSHEY CO ------------------------------------
11/08/12 100.0000 PURCHASED 7,025.11 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.51 100 SHARES AT $70.216 CUSIP #427866108
11/28/12 100.0000 PURCHASED 7,227.24 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.61 100 SHARES AT $72.2363 CUSIP #427866108
HOME DEPOT INC ------------------------------------
11/08/12 500.0000 PURCHASED 30,758.77 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $15.37 500 SHARES AT $61.4868 CUSIP #437076102
HOSPIRA INC ------------------------------------
11/28/12 100.0000 PURCHASED 2,924.85 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $1.46 100 SHARES AT $29.2339 CUSIP #441060100
HUNTINGTON BANCSHARES INC ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 71
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/08/12 900.0000 PURCHASED 5,592.06 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.79 900 SHARES AT $6.2103 CUSIP #446150104
INTEGRYS ENERGY GROUP INC ------------------------------------
11/16/12 100.0000 PURCHASED 5,234.34 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.31 100 SHARES AT $52.3303 CUSIP #45822P105
IRON MTN INC PA ------------------------------------
11/28/12 100.0000 PURCHASED 3,168.98 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $1.58 100 SHARES AT $31.674 CUSIP #462846106
KIMBERLY CLARK CORP ------------------------------------
11/16/12 100.0000 PURCHASED 8,477.52 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.12 100 SHARES AT $84.754 CUSIP #494368103
KIMCO RLTY CORP ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 72
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/28/12 500.0000 PURCHASED 9,451.87 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.72 500 SHARES AT $18.8943 CUSIP #49446R109
L-3 COMMUNICATIONS HLDGS INC ------------------------------------
11/28/12 200.0000 PURCHASED 15,354.97 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $7.67 200 SHARES AT $76.7365 CUSIP #502424104
LEGGETT & PLATT INC ------------------------------------
11/28/12 200.0000 PURCHASED 5,407.82 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.70 200 SHARES AT $27.0256 CUSIP #524660107
LILLY ELI & CO ------------------------------------
11/08/12 100.0000 PURCHASED 4,770.27 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.38 100 SHARES AT $47.6789 CUSIP #532457108
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 73
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/28/12 100.0000 PURCHASED 4,770.85 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.38 100 SHARES AT $47.6847 CUSIP #532457108
LOEWS CORP ------------------------------------
11/16/12 100.0000 PURCHASED 4,029.47 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.01 100 SHARES AT $40.2846 CUSIP #540424108
M & T BK CORP ------------------------------------
11/08/12 100.0000 PURCHASED 10,105.45 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $5.05 100 SHARES AT $101.004 CUSIP #55261F104
MARATHON PETE CORP ------------------------------------
11/16/12 100.0000 PURCHASED 5,417.94 THROUGH CAP INSTITUTIONAL SERVICES INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.71 100 SHARES AT $54.1523 CUSIP #56585A102
MCCORMICK & CO INC ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 74
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/08/12 100.0000 PURCHASED 6,189.34 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.09 100 SHARES AT $61.8625 CUSIP #579780206
MEDTRONIC INC ------------------------------------
11/28/12 200.0000 PURCHASED 8,471.77 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.23 200 SHARES AT $42.3377 CUSIP #585055106
MERCK & CO INC NEW ------------------------------------
11/08/12 400.0000 PURCHASED 17,655.14 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $8.82 400 SHARES AT $44.1158 CUSIP #58933Y105
NEWS CORP CL A ------------------------------------
11/08/12 100.0000 PURCHASED 2,459.63 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $1.23 100 SHARES AT $24.584 CUSIP #65248E104
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 75
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/28/12 300.0000 PURCHASED 7,241.65 THROUGH JEFFERIES & CO., INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.61 300 SHARES AT $24.1268 CUSIP #65248E104
NEXTERA ENERGY INC ------------------------------------
11/08/12 200.0000 PURCHASED 13,658.05 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $6.83 200 SHARES AT $68.2561 CUSIP #65339F101
11/28/12 100.0000 PURCHASED 6,708.78 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.35 100 SHARES AT $67.0543 CUSIP #65339F101
NORTHEAST UTILS ------------------------------------
11/08/12 100.0000 PURCHASED 3,858.51 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $1.93 100 SHARES AT $38.5658 CUSIP #664397106
NORTHERN TR CORP ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 76
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/16/12 200.0000 PURCHASED 9,301.56 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.32 200 SHARES AT $46.4962 CUSIP #665859104
NORTHROP GRUMMAN CORP ------------------------------------
11/08/12 100.0000 PURCHASED 6,586.61 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.29 100 SHARES AT $65.8332 CUSIP #666807102
11/28/12 300.0000 PURCHASED 19,740.75 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $9.87 300 SHARES AT $65.7696 CUSIP #666807102
NRG ENERGY INC NEW ------------------------------------
11/08/12 300.0000 PURCHASED 6,259.30 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.13 300 SHARES AT $20.8539 CUSIP #629377508
11/16/12 200.0000 PURCHASED 3,942.37 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $0.99 200 SHARES AT $19.7069 CUSIP #629377508
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 77
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
PATTERSON COS INC ------------------------------------
11/08/12 200.0000 PURCHASED 6,872.87 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.43 200 SHARES AT $34.3472 CUSIP #703395103
PAYCHEX INC ------------------------------------
11/16/12 100.0000 PURCHASED 3,168.34 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $0.79 100 SHARES AT $31.6755 CUSIP #704326107
11/28/12 100.0000 PURCHASED 3,210.69 THROUGH JEFFERIES & CO., INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 12/03/12 COMMISSIONS: $1.60 100 SHARES AT $32.0909 CUSIP #704326107
PERRIGO CO ------------------------------------
11/08/12 100.0000 PURCHASED 10,633.53 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $5.31 100 SHARES AT $106.2822 CUSIP #714290103
PG & E CORP ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 78
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/28/12 100.0000 PURCHASED 4,040.16 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.02 100 SHARES AT $40.3814 CUSIP #69331C108
PINNACLE WEST CAP CORP ------------------------------------
11/16/12 100.0000 PURCHASED 4,919.63 THROUGH CAP INSTITUTIONAL SERVICES INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.46 100 SHARES AT $49.1717 CUSIP #723484101
11/28/12 100.0000 PURCHASED 5,017.65 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.50 100 SHARES AT $50.1515 CUSIP #723484101
PLUM CREEK TIMBER CO INC ------------------------------------
11/08/12 100.0000 PURCHASED 4,312.07 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.16 100 SHARES AT $43.0991 CUSIP #729251108
11/28/12 100.0000 PURCHASED 4,195.52 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.09 100 SHARES AT $41.9343 CUSIP #729251108
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 79
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
PROLOGIS INC ------------------------------------
11/16/12 100.0000 PURCHASED 3,255.81 THROUGH MERRILL LYNCH PIERCE FENNER&SM ON THE OTC BULLETIN BOARD SETTLEMENT DATE 11/21/12 COMMISSIONS: $0.81 100 SHARES AT $32.55 CUSIP #74340W103
PUBLIC SVC ENTERPRISE GROUP INC ------------------------------------
11/28/12 100.0000 PURCHASED 2,980.19 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $1.49 100 SHARES AT $29.787 CUSIP #744573106
PULTE GROUP INC ------------------------------------
11/16/12 500.0000 PURCHASED 7,780.69 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.94 500 SHARES AT $15.5575 CUSIP #745867101
RAYTHEON CO NEW ------------------------------------
11/16/12 400.0000 PURCHASED 21,822.77 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $5.45 400 SHARES AT $54.5433 CUSIP #755111507
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 80
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
SCRIPPS NETWORKS INTERACTIVE CL A ------------------------------------
11/08/12 200.0000 PURCHASED 11,988.05 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $5.99 200 SHARES AT $59.9103 CUSIP #811065101
SHERWIN WILLIAMS CO ------------------------------------
11/08/12 200.0000 PURCHASED 28,577.54 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $14.28 200 SHARES AT $142.8163 CUSIP #824348106
SIMON PPTY GROUP INC NEW ------------------------------------
11/16/12 100.0000 PURCHASED 14,627.31 THROUGH CAP INSTITUTIONAL SERVICES INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 11/21/12 COMMISSIONS: $7.31 100 SHARES AT $146.20 CUSIP #828806109
SNAP ON INC ------------------------------------
11/28/12 100.0000 PURCHASED 7,784.29 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.89 100 SHARES AT $77.804 CUSIP #833034101
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 81
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
SPRINT NEXTEL CORP ------------------------------------
11/08/12 6,100.0000 PURCHASED 34,380.31 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $17.18 6,100 SHARES AT $5.6333 CUSIP #852061100
STERICYCLE INC ------------------------------------
11/28/12 100.0000 PURCHASED 9,306.73 THROUGH JEFFERIES & CO., INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.65 100 SHARES AT $93.0208 CUSIP #858912108
STRYKER CORP ------------------------------------
11/08/12 100.0000 PURCHASED 5,269.07 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.63 100 SHARES AT $52.6644 CUSIP #863667101
SUNTRUST BKS INC ------------------------------------
11/28/12 500.0000 PURCHASED 13,325.66 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $6.66 500 SHARES AT $26.638 CUSIP #867914103
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 82
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
TERADATA CORP DEL ------------------------------------
11/08/12 100.0000 PURCHASED 6,368.64 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.18 100 SHARES AT $63.6546 CUSIP #88076W103
TESORO CORP ------------------------------------
11/08/12 100.0000 PURCHASED 3,796.03 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $1.90 100 SHARES AT $37.9413 CUSIP #881609101
TIME WARNER CABLE INC ------------------------------------
11/08/12 200.0000 PURCHASED 18,697.94 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $9.34 200 SHARES AT $93.443 CUSIP #88732J207
11/28/12 100.0000 PURCHASED 9,229.55 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.61 100 SHARES AT $92.2494 CUSIP #88732J207
TOTAL SYS SVCS INC ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 83
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/28/12 200.0000 PURCHASED 4,337.87 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.17 200 SHARES AT $21.6785 CUSIP #891906109
TRAVELERS COS INC ------------------------------------
11/08/12 100.0000 PURCHASED 6,928.03 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.46 100 SHARES AT $69.2457 CUSIP #89417E109
US BANCORP DEL NEW ------------------------------------
11/08/12 500.0000 PURCHASED 16,219.26 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $8.11 500 SHARES AT $32.4223 CUSIP #902973304
VALERO ENERGY CORP NEW ------------------------------------
11/08/12 100.0000 PURCHASED 2,971.77 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $1.49 100 SHARES AT $29.7028 CUSIP #91913Y100
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 84
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/28/12 200.0000 PURCHASED 6,264.25 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.13 200 SHARES AT $31.3056 CUSIP #91913Y100
VENTAS INC ------------------------------------
11/08/12 100.0000 PURCHASED 6,393.67 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.20 100 SHARES AT $63.9047 CUSIP #92276F100
11/28/12 100.0000 PURCHASED 6,380.53 THROUGH JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.18 100 SHARES AT $63.7735 CUSIP #92276F100
VERISIGN INC ------------------------------------
11/08/12 400.0000 PURCHASED 17,001.62 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $8.50 400 SHARES AT $42.4828 CUSIP #92343E102
VERIZON COMMUNICATIONS ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 85
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/08/12 500.0000 PURCHASED 21,359.92 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $10.67 500 SHARES AT $42.6985 CUSIP #92343V104
WAL MART STORES INC ------------------------------------
11/08/12 200.0000 PURCHASED 14,607.32 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $7.30 200 SHARES AT $73.0001 CUSIP #931142103
11/28/12 200.0000 PURCHASED 14,072.39 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $7.03 200 SHARES AT $70.3268 CUSIP #931142103
WATSON PHARMACEUTICALS INC ------------------------------------
11/08/12 100.0000 PURCHASED 8,617.79 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $4.31 100 SHARES AT $86.1348 CUSIP #942683103
11/28/12 100.0000 PURCHASED 8,687.84 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.34 100 SHARES AT $86.835 CUSIP #942683103
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 86
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
WEYERHAEUSER CO ------------------------------------
11/16/12 1,000.0000 PURCHASED 25,126.86 THROUGH CAP INSTITUTIONAL SERVICES INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 11/21/12 COMMISSIONS: $12.56 1,000 SHARES AT $25.1143 CUSIP #962166104
WILLIAMS COS INC ------------------------------------
11/08/12 500.0000 PURCHASED 16,266.43 THROUGH CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $8.13 500 SHARES AT $32.5166 CUSIP #969457100
ZIMMER HLDGS INC ------------------------------------
11/08/12 200.0000 PURCHASED 12,954.53 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $6.47 200 SHARES AT $64.7403 CUSIP #98956P102
3M CO ------------------------------------
11/28/12 100.0000 PURCHASED 9,067.39 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.53 100 SHARES AT $90.6286 CUSIP #88579Y101
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 87
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
----------------- TOTAL COMMON STOCKS 1,455,044.69
FOREIGN ====================================
CARNIVAL CORP PAIRED CTF ------------------------------------
11/08/12 200.0000 PURCHASED 7,754.92 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.88 200 SHARES AT $38.7552 CUSIP #143658300
COVIDIEN PLC NEW ------------------------------------
11/08/12 300.0000 PURCHASED 16,189.85 THROUGH GUZMAN & COMPANY ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 11/14/12 COMMISSIONS: $8.09 300 SHARES AT $53.9392 CUSIP #G2554F113
INGERSOLL-RAND PLC ------------------------------------
11/28/12 300.0000 PURCHASED 14,383.22 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $7.19 300 SHARES AT $47.9201 CUSIP #G47791101
LYONDELLBASELL INDS N V A ------------------------------------
ASSETS ACQUIRED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 88
DATE SHARES/FACE DESCRIPTION ACQUISITION VALUE ---------- ---------------- ------------------------------------ -------------------
11/16/12 300.0000 PURCHASED 13,973.20 THROUGH MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $3.49 300 SHARES AT $46.5657 CUSIP #N53745100
SCHLUMBERGER LTD ------------------------------------
11/28/12 100.0000 PURCHASED 7,004.56 THROUGH WEEDEN & CO. ON THE NEW YORK STOCK EXCHANGE, INC. SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.50 100 SHARES AT $70.0106 CUSIP #806857108
SEAGATE TECHNOLOGY PLC ------------------------------------
11/28/12 300.0000 PURCHASED 7,723.00 THROUGH JEFFERIES & CO., INC ON THE OTC BULLETIN BOARD SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.85 300 SHARES AT $25.7305 CUSIP #G7945M107
----------------- TOTAL FOREIGN 67,028.75
----------------- TOTAL EQUITIES 1,522,073.44
----------------- TOTAL PURCHASES 1,522,073.44
----------------- TOTAL ASSET ACQUISITIONS 1,522,073.44 =================
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 89
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
DISPOSITIONS ============
EQUITIES ================================
COMMON STOCKS ==================================
*** CLOSED *** EATON CORP ------------------------------------
11/08/12 SOLD 4,908.76 4,245.36 663.40 4,722.00 186.76 CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.46 100 SHARES AT $49.1134 CUSIP #278058102
AES CORP ------------------------------------
11/16/12 SOLD 17,549.29 22,187.84 4,638.55- 18,810.00 1,260.71- CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $8.78 1,800 SHARES AT $9.7547 CUSIP #00130H105
11/28/12 SOLD 5,134.62 6,163.29 1,028.67- 5,225.00 90.38- JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.56 500 SHARES AT $10.2746 CUSIP #00130H105
AETNA INC NEW ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 90
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/08/12 SOLD 4,261.24 3,848.96 412.28 4,369.00 107.76- GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.13 100 SHARES AT $42.6347 CUSIP #00817Y108
AFLAC INC ------------------------------------
11/08/12 SOLD 5,012.94 4,193.15 819.79 4,978.00 34.94 CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.51 100 SHARES AT $50.1557 CUSIP #001055102
AGILENT TECHNOLOGIES INC ------------------------------------
11/16/12 SOLD 3,561.04 3,897.41 336.37- 3,599.00 37.96- CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.78 100 SHARES AT $35.629 CUSIP #00846U101
11/28/12 SOLD 3,764.90 3,897.41 132.51- 3,599.00 165.90 WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $1.88 100 SHARES AT $37.6686 CUSIP #00846U101
AIRGAS INC ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 91
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/08/12 SOLD 8,801.61 8,210.90 590.71 8,897.00 95.39- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $4.40 100 SHARES AT $88.0621 CUSIP #009363102
AKAMAI TECHNOLOGIES INC ------------------------------------
11/08/12 SOLD 7,450.66 6,339.14 1,111.52 7,598.00 147.34- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.73 200 SHARES AT $37.2728 CUSIP #00971T101
11/28/12 SOLD 7,080.18 6,339.14 741.04 7,598.00 517.82- JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.54 200 SHARES AT $35.4194 CUSIP #00971T101
ALLERGAN INC ------------------------------------
11/16/12 SOLD 8,884.30 8,532.02 352.28 8,992.00 107.70- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.22 100 SHARES AT $88.8672 CUSIP #018490102
AMEREN CORP ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 92
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/16/12 SOLD 5,836.83 6,272.94 436.11- 6,576.00 739.17- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.46 200 SHARES AT $29.1921 CUSIP #023608102
AMERIPRISE FINL INC ------------------------------------
11/16/12 SOLD 11,645.95 9,948.50 1,697.45 11,674.00 28.05- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.91 200 SHARES AT $58.2456 CUSIP #03076C106
AMPHENOL CORP NEW CL A ------------------------------------
11/08/12 SOLD 6,018.61 5,827.99 190.62 6,013.00 5.61 CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.01 100 SHARES AT $60.2176 CUSIP #032095101
ARCHER DANIELS MIDLAND CO ------------------------------------
11/28/12 SOLD 2,641.06 2,768.46 127.40- 2,684.00 42.94- JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $1.32 100 SHARES AT $26.4244 CUSIP #039483102
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 93
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
ASSURANT INC ------------------------------------
11/08/12 SOLD 3,633.95 3,754.20 120.25- 3,781.00 147.05- GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $1.82 100 SHARES AT $36.3585 CUSIP #04621X108
11/16/12 SOLD 70.24 75.08 4.84- 75.62 5.38- CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $0.04 2 SHARES AT $35.1375 CUSIP #04621X108
11/16/12 SOLD 3,441.67 3,679.13 237.46- 3,705.38 263.71- CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.72 98 SHARES AT $35.1375 CUSIP #04621X108
AUTODESK INC ------------------------------------
11/16/12 SOLD 6,256.94 7,161.92 904.98- 6,370.40 113.46- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.56 200 SHARES AT $31.2932 CUSIP #052769106
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 94
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/28/12 SOLD 3,237.77 3,580.96 343.19- 3,185.20 52.57 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $1.61 100 SHARES AT $32.3946 CUSIP #052769106
AUTOZONE INC ------------------------------------
11/08/12 SOLD 38,086.82 27,217.63 10,869.19 37,500.00 586.82 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $19.05 100 SHARES AT $381.0672 CUSIP #053332102
AVERY DENNISON CORP ------------------------------------
11/28/12 SOLD 3,346.33 3,081.79 264.54 3,238.00 108.33 WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $1.67 100 SHARES AT $33.4807 CUSIP #053611109
BAXTER INTL INC ------------------------------------
11/08/12 SOLD 6,500.86 5,685.99 814.87 6,263.00 237.86 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.25 100 SHARES AT $65.0426 CUSIP #071813109
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 95
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
BLACKROCK INC ------------------------------------
11/16/12 SOLD 18,589.64 17,358.80 1,230.84 18,968.00 378.36- CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $9.30 100 SHARES AT $185.9936 CUSIP #09247X101
CATERPILLAR INC ------------------------------------
11/08/12 SOLD 25,206.90 26,670.58 1,463.68- 25,443.00 236.10- GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $12.61 300 SHARES AT $84.0669 CUSIP #149123101
11/28/12 SOLD 25,324.19 26,670.57 1,346.38- 25,443.00 118.81- WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $12.67 300 SHARES AT $84.4581 CUSIP #149123101
CELGENE CORP ------------------------------------
11/08/12 SOLD 7,162.87 7,016.82 146.05 7,335.00 172.13- GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.58 100 SHARES AT $71.6661 CUSIP #151020104
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 96
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/16/12 SOLD 7,420.75 7,016.82 403.93 7,335.00 85.75 MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.86 100 SHARES AT $74.2278 CUSIP #151020104
CISCO SYS INC ------------------------------------
11/28/12 SOLD 69,396.82 67,268.95 2,127.87 63,436.50 5,960.32 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $34.71 3,700 SHARES AT $18.7657 CUSIP #17275R102
CITIGROUP INC NEW ------------------------------------
11/28/12 SOLD 13,858.36 12,623.51 1,234.85 14,956.00 1,097.64- WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $6.93 400 SHARES AT $34.664 CUSIP #172967424
COACH INC ------------------------------------
11/08/12 SOLD 5,442.61 6,760.10 1,317.49- 5,605.00 162.39- GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.72 100 SHARES AT $54.4545 CUSIP #189754104
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 97
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
CONAGRA FOODS INC ------------------------------------
11/16/12 SOLD 11,049.31 10,268.30 781.01 11,136.00 86.69- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.76 400 SHARES AT $27.6308 CUSIP #205887102
CONOCOPHILLIPS ------------------------------------
11/08/12 SOLD 5,628.70 4,876.00 752.70 5,785.00 156.30- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.82 100 SHARES AT $56.3165 CUSIP #20825C104
CUMMINS INC ------------------------------------
11/16/12 SOLD 9,446.12 10,725.84 1,279.72- 9,358.00 88.12 CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $4.73 100 SHARES AT $94.5106 CUSIP #231021106
11/28/12 SOLD 9,902.24 10,725.84 823.60- 9,358.00 544.24 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.95 100 SHARES AT $99.0742 CUSIP #231021106
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 98
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
DELL INC ------------------------------------
11/08/12 SOLD 11,228.05 18,686.53 7,458.48- 11,088.00 140.05 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $5.62 1,200 SHARES AT $9.3616 CUSIP #24702R101
DENBURY RES INC NEW ------------------------------------
11/08/12 SOLD 8,851.55 10,134.38 1,282.83- 9,198.00 346.45- GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $4.43 600 SHARES AT $14.7603 CUSIP #247916208
11/16/12 SOLD 4,319.06 5,067.18 748.12- 4,599.00 279.94- CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.16 300 SHARES AT $14.4044 CUSIP #247916208
DOLLAR TREE INC ------------------------------------
11/16/12 SOLD 7,826.48 8,946.37 1,119.89- 7,974.00 147.52- CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $3.92 200 SHARES AT $39.1529 CUSIP #256746108
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 99
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/28/12 SOLD 12,331.18 13,419.54 1,088.36- 11,961.00 370.18 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $6.16 300 SHARES AT $41.1254 CUSIP #256746108
DOW CHEM CO ------------------------------------
11/08/12 SOLD 5,934.83 6,215.35 280.52- 5,860.00 74.83 CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.97 200 SHARES AT $29.6897 CUSIP #260543103
11/28/12 SOLD 8,883.49 9,323.03 439.54- 8,790.00 93.49 WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.44 300 SHARES AT $29.6271 CUSIP #260543103
DUKE ENERGY CORP NEW ------------------------------------
11/08/12 SOLD 12,622.19 12,115.80 506.39 13,138.00 515.81- GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $6.31 200 SHARES AT $63.1439 CUSIP #26441C204
DUN & BRADSTREET CORP DEL NEW ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 100
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/08/12 SOLD 8,220.55 7,148.31 1,072.24 8,104.00 116.55 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $4.11 100 SHARES AT $82.2484 CUSIP #26483E100
ECOLAB INC ------------------------------------
11/16/12 SOLD 20,549.37 18,349.53 2,199.84 20,880.00 330.63- CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $10.28 300 SHARES AT $68.5337 CUSIP #278865100
ENTERGY CORP NEW ------------------------------------
11/08/12 SOLD 6,509.80 6,615.16 105.36- 7,258.00 748.20- GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.26 100 SHARES AT $65.1321 CUSIP #29364G103
EXPEDIA INC DEL NEW ------------------------------------
11/08/12 SOLD 11,762.67 8,652.91 3,109.76 11,829.34 66.67- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $5.88 200 SHARES AT $58.8441 CUSIP #30212P303
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 101
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
EXXON MOBIL CORP ------------------------------------
11/16/12 SOLD 17,097.36 14,254.55 2,842.81 18,234.00 1,136.64- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $4.28 200 SHARES AT $85.5101 CUSIP #30231G102
FASTENAL CO ------------------------------------
11/28/12 SOLD 32,592.24 32,757.90 165.66- 35,760.00 3,167.76- JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $16.30 800 SHARES AT $40.7616 CUSIP #311900104
FIFTH THIRD BANCORP ------------------------------------
11/28/12 SOLD 5,813.88 5,252.66 561.22 5,810.00 3.88 WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.91 400 SHARES AT $14.5423 CUSIP #316773100
FIRST HORIZON NATL CORP ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 102
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/08/12 SOLD 7,252.12 6,678.68 573.44 7,448.00 195.88- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.63 800 SHARES AT $9.0699 CUSIP #320517105
11/28/12 SOLD 6,655.20 5,843.86 811.34 6,517.00 138.20 WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.33 700 SHARES AT $9.5124 CUSIP #320517105
FMC TECHNOLOGIES INC ------------------------------------
11/08/12 SOLD 4,008.86 4,423.43 414.57- 4,090.00 81.14- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.01 100 SHARES AT $40.1096 CUSIP #30249U101
11/16/12 SOLD 3,949.82 4,423.43 473.61- 4,090.00 140.18- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $0.99 100 SHARES AT $39.509 CUSIP #30249U101
11/28/12 SOLD 4,075.11 4,423.43 348.32- 4,090.00 14.89- WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.04 100 SHARES AT $40.7724 CUSIP #30249U101
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 103
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
FORD MTR CO DEL PAR $0.01 ------------------------------------
11/08/12 SOLD 2,204.57 2,438.59 234.02- 2,232.00 27.43- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $1.10 200 SHARES AT $11.0286 CUSIP #345370860
F5 NETWORKS INC ------------------------------------
11/08/12 SOLD 17,470.19 23,087.65 5,617.46- 16,518.00 952.19 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $8.74 200 SHARES AT $87.3966 CUSIP #315616102
11/16/12 SOLD 8,643.95 11,543.83 2,899.88- 8,259.00 384.95 MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.16 100 SHARES AT $86.463 CUSIP #315616102
11/28/12 SOLD 9,182.06 11,543.82 2,361.76- 8,259.00 923.06 WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.59 100 SHARES AT $91.8686 CUSIP #315616102
GENERAL DYNAMICS CORP ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 104
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/28/12 SOLD 13,066.85 12,905.00 161.85 13,616.00 549.15- WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $6.54 200 SHARES AT $65.3684 CUSIP #369550108
GENUINE PARTS CO ------------------------------------
11/08/12 SOLD 6,213.41 5,927.59 285.82 6,258.00 44.59- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.11 100 SHARES AT $62.1666 CUSIP #372460105
11/16/12 SOLD 6,016.22 5,927.59 88.63 6,258.00 241.78- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.50 100 SHARES AT $60.1785 CUSIP #372460105
GILEAD SCIENCES INC ------------------------------------
11/16/12 SOLD 7,400.60 4,405.15 2,995.45 6,717.50 683.10 MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.85 100 SHARES AT $74.0262 CUSIP #375558103
GRAINGER W W INC ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 105
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/16/12 SOLD 37,707.65 32,940.30 4,767.35 40,282.00 2,574.35- CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $18.86 200 SHARES AT $188.6368 CUSIP #384802104
HARLEY DAVIDSON INC ------------------------------------
11/16/12 SOLD 13,841.41 13,558.62 282.79 14,028.00 186.59- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $3.46 300 SHARES AT $46.1506 CUSIP #412822108
HARMAN INTL INDS INC NEW ------------------------------------
11/28/12 SOLD 3,837.08 4,365.31 528.23- 4,193.00 355.92- WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $1.92 100 SHARES AT $38.3909 CUSIP #413086109
HONEYWELL INTL INC ------------------------------------
11/08/12 SOLD 12,358.04 9,104.93 3,253.11 12,248.00 110.04 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $6.18 200 SHARES AT $61.8225 CUSIP #438516106
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 106
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
HOST HOTELS & RESORTS INC ------------------------------------
11/08/12 SOLD 5,700.70 6,196.35 495.65- 5,784.00 83.30- GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.85 400 SHARES AT $14.2592 CUSIP #44107P104
11/28/12 SOLD 4,314.23 4,647.26 333.03- 4,338.00 23.77- WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.16 300 SHARES AT $14.3883 CUSIP #44107P104
INTERNATIONAL BUSINESS MACHS CORP ------------------------------------
11/16/12 SOLD 18,615.87 13,648.42 4,967.45 19,453.00 837.13- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $4.66 100 SHARES AT $186.2095 CUSIP #459200101
INTERNATIONAL PAPER CO ------------------------------------
11/08/12 SOLD 6,894.09 6,175.87 718.22 7,166.00 271.91- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.45 200 SHARES AT $34.4885 CUSIP #460146103
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 107
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/28/12 SOLD 7,280.65 6,175.86 1,104.79 7,166.00 114.65 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.64 200 SHARES AT $36.4223 CUSIP #460146103
INTERPUBLIC GROUP COS INC ------------------------------------
11/28/12 SOLD 4,167.71 4,232.60 64.89- 4,040.00 127.71 WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.08 400 SHARES AT $10.4247 CUSIP #460690100
JABIL CIRCUIT INC ------------------------------------
11/08/12 SOLD 10,535.29 13,062.49 2,527.20- 10,404.00 131.29 CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $5.27 600 SHARES AT $17.568 CUSIP #466313103
11/16/12 SOLD 3,481.49 4,354.16 872.67- 3,468.00 13.49 MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $0.87 200 SHARES AT $17.4122 CUSIP #466313103
JOHNSON & JOHNSON ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 108
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/16/12 SOLD 20,657.32 17,825.79 2,831.53 21,246.00 588.68- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $5.17 300 SHARES AT $68.8765 CUSIP #478160104
JPMORGAN CHASE & CO ------------------------------------
11/08/12 SOLD 16,325.06 14,498.02 1,827.04 16,672.00 346.94- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $8.17 400 SHARES AT $40.834 CUSIP #46625H100
KLA-TENCOR CORP ------------------------------------
11/08/12 SOLD 9,147.85 9,965.70 817.85- 9,310.64 162.79- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $4.58 200 SHARES AT $45.7632 CUSIP #482480100
LAM RESH CORP ------------------------------------
11/08/12 SOLD 2,932.89 3,277.10 344.21- 2,867.40 65.49 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $1.47 81 SHARES AT $36.2275 CUSIP #512807108
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 109
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/08/12 SOLD 217.25 242.75 25.50- 212.40 4.85 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $0.11 6 SHARES AT $36.2275 CUSIP #512807108
LIMITED BRANDS INC ------------------------------------
11/16/12 SOLD 13,766.22 8,967.73 4,798.49 14,367.00 600.78- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $3.44 300 SHARES AT $45.8999 CUSIP #532716107
LINCOLN NATL CORP IND ------------------------------------
11/28/12 SOLD 9,676.14 8,409.87 1,266.27 9,916.00 239.86- JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.84 400 SHARES AT $24.203 CUSIP #534187109
LORILLARD INC ------------------------------------
11/08/12 SOLD 11,325.96 11,300.08 25.88 11,601.00 275.04- GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $5.67 100 SHARES AT $113.3188 CUSIP #544147101
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 110
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/28/12 SOLD 12,013.54 11,300.08 713.46 11,601.00 412.54 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $6.00 100 SHARES AT $120.1981 CUSIP #544147101
LOWES COS INC ------------------------------------
11/28/12 SOLD 31,709.86 24,660.40 7,049.46 29,142.00 2,567.86 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $15.86 900 SHARES AT $35.2516 CUSIP #548661107
LSI CORP ------------------------------------
11/08/12 SOLD 6,765.66 6,360.29 405.37 6,850.00 84.34- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.38 1,000 SHARES AT $6.7692 CUSIP #502161102
MACYS INC ------------------------------------
11/08/12 SOLD 23,777.74 22,120.13 1,657.61 22,842.00 935.74 CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $11.90 600 SHARES AT $39.6503 CUSIP #55616P104
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 111
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
MARATHON OIL CORP ------------------------------------
11/08/12 SOLD 8,973.13 7,686.17 1,286.96 9,018.00 44.87- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $4.49 300 SHARES AT $29.9261 CUSIP #565849106
11/28/12 SOLD 6,147.25 5,124.11 1,023.14 6,012.00 135.25 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.07 200 SHARES AT $30.7523 CUSIP #565849106
MARSH & MCLENNAN COS INC ------------------------------------
11/16/12 SOLD 6,839.89 6,025.73 814.16 6,806.00 33.89 CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $3.42 200 SHARES AT $34.2173 CUSIP #571748102
MASCO CORP ------------------------------------
11/08/12 SOLD 7,899.07 6,429.19 1,469.88 7,545.00 354.07 CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.95 500 SHARES AT $15.8064 CUSIP #574599106
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 112
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
MCDONALDS CORP ------------------------------------
11/08/12 SOLD 34,172.73 30,924.80 3,247.93 34,720.00 547.27- GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $17.10 400 SHARES AT $85.4765 CUSIP #580135101
11/16/12 SOLD 8,381.97 7,731.20 650.77 8,680.00 298.03- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.10 100 SHARES AT $83.8426 CUSIP #580135101
MEAD JOHNSON NUTRITION CO ------------------------------------
11/16/12 SOLD 13,146.77 13,659.22 512.45- 12,332.00 814.77 CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $6.58 200 SHARES AT $65.7682 CUSIP #582839106
11/28/12 SOLD 6,800.03 6,829.61 29.58- 6,166.00 634.03 WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.40 100 SHARES AT $68.0358 CUSIP #582839106
MOLEX INC ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 113
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/16/12 SOLD 5,079.68 5,215.93 136.25- 5,192.00 112.32- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.27 200 SHARES AT $25.4053 CUSIP #608554101
MONSTER BEVERAGE CORP ------------------------------------
11/28/12 SOLD 15,209.10 16,778.08 1,568.98- 13,395.00 1,814.10 WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $7.61 300 SHARES AT $50.7235 CUSIP #611740101
MOODYS CORP ------------------------------------
11/28/12 SOLD 9,454.18 6,358.28 3,095.90 9,632.00 177.82- WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.73 200 SHARES AT $47.2956 CUSIP #615369105
MOTOROLA INC NEW ------------------------------------
11/08/12 SOLD 26,730.33 21,682.13 5,048.20 25,840.00 890.33 CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $13.37 500 SHARES AT $53.4886 CUSIP #620076307
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 114
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/16/12 SOLD 5,225.80 4,336.42 889.38 5,168.00 57.80 CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.61 100 SHARES AT $52.2853 CUSIP #620076307
NATIONAL OILWELL VARCO INC ------------------------------------
11/16/12 SOLD 6,921.23 7,060.46 139.23- 7,370.00 448.77- CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $3.46 100 SHARES AT $69.2485 CUSIP #637071101
NEWELL RUBBERMAID INC ------------------------------------
11/28/12 SOLD 21,327.66 17,808.63 3,519.03 20,640.00 687.66 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $10.66 1,000 SHARES AT $21.3388 CUSIP #651229106
NIKE INC CL B ------------------------------------
11/08/12 SOLD 9,299.00 9,698.20 399.20- 9,138.00 161.00 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $4.65 100 SHARES AT $93.0386 CUSIP #654106103
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 115
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
NISOURCE INC ------------------------------------
11/08/12 SOLD 4,918.92 3,976.08 942.84 5,094.00 175.08- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.46 200 SHARES AT $24.6075 CUSIP #65473P105
NUCOR CORP ------------------------------------
11/08/12 SOLD 8,034.15 7,829.51 204.64 8,026.00 8.15 CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $4.02 200 SHARES AT $40.1918 CUSIP #670346105
O REILLY AUTOMOTIVE INC NEW ------------------------------------
11/08/12 SOLD 17,853.00 17,019.42 833.58 17,169.32 683.68 CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $8.93 200 SHARES AT $89.3117 CUSIP #67103H107
OWENS ILL INC NEW ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 116
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/08/12 SOLD 7,733.99 8,736.39 1,002.40- 7,796.00 62.01- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.87 400 SHARES AT $19.3451 CUSIP #690768403
11/16/12 SOLD 3,712.47 4,368.20 655.73- 3,898.00 185.53- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $0.93 200 SHARES AT $18.5674 CUSIP #690768403
PACCAR INC ------------------------------------
11/08/12 SOLD 478.62 479.23 0.61- 477.07 1.55 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $0.24 11 SHARES AT $43.5339 CUSIP #693718108
11/08/12 SOLD 3,872.49 3,877.30 4.81- 3,859.93 12.56 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $1.94 89 SHARES AT $43.5339 CUSIP #693718108
PALL CORP ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 117
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/16/12 SOLD 5,916.95 5,418.53 498.42 6,296.00 379.05- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.48 100 SHARES AT $59.1856 CUSIP #696429307
PARKER HANNIFIN CORP ------------------------------------
11/28/12 SOLD 8,160.13 8,248.49 88.36- 7,866.00 294.13 WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.08 100 SHARES AT $81.6439 CUSIP #701094104
PENNEY J C INC ------------------------------------
11/08/12 SOLD 44.17 62.40 18.23- 48.02 3.85- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $0.02 2 SHARES AT $22.0933 CUSIP #708160106
11/08/12 SOLD 2,164.01 3,057.37 893.36- 2,352.98 188.97- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $1.08 98 SHARES AT $22.0933 CUSIP #708160106
PEOPLES UTD FINL INC ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 118
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/08/12 SOLD 23.65 24.14 0.49- 24.06 0.41- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $0.01 2 SHARES AT $11.8281 CUSIP #712704105
11/08/12 SOLD 3,522.93 3,595.58 72.65- 3,584.94 62.01- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $1.76 298 SHARES AT $11.8281 CUSIP #712704105
PIONEER NAT RES CO ------------------------------------
11/08/12 SOLD 10,330.34 8,922.94 1,407.40 10,565.00 234.66- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $5.17 100 SHARES AT $103.3575 CUSIP #723787107
11/28/12 SOLD 10,366.96 8,922.93 1,444.03 10,565.00 198.04- JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $5.18 100 SHARES AT $103.7238 CUSIP #723787107
PNC FINL SVCS GROUP INC ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 119
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/16/12 SOLD 5,398.42 5,999.27 600.85- 5,820.00 421.58- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.35 100 SHARES AT $53.9989 CUSIP #693475105
PRINCIPAL FINL GROUP INC ------------------------------------
11/08/12 SOLD 293.77 300.60 6.83- 302.94 9.17- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $0.15 11 SHARES AT $26.7207 CUSIP #74251V102
11/08/12 SOLD 2,376.90 2,432.08 55.18- 2,451.06 74.16- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $1.19 89 SHARES AT $26.7207 CUSIP #74251V102
PROGRESSIVE CORP OHIO ------------------------------------
11/08/12 SOLD 6,651.81 5,975.96 675.85 6,690.00 38.19- GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.33 300 SHARES AT $22.1843 CUSIP #743315103
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 120
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/28/12 SOLD 4,252.76 3,983.98 268.78 4,460.00 207.24- JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.12 200 SHARES AT $21.2749 CUSIP #743315103
PRUDENTIAL FINL INC ------------------------------------
11/28/12 SOLD 5,117.03 4,956.30 160.73 5,705.00 587.97- WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.56 100 SHARES AT $51.197 CUSIP #744320102
QUALCOMM INC ------------------------------------
11/08/12 SOLD 12,254.52 10,710.39 1,544.13 11,722.00 532.52 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $6.13 200 SHARES AT $61.3046 CUSIP #747525103
RED HAT INC ------------------------------------
11/28/12 SOLD 9,701.43 11,041.46 1,340.03- 9,834.00 132.57- WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.85 200 SHARES AT $48.5325 CUSIP #756577102
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 121
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
ROBERT HALF INTL INC ------------------------------------
11/08/12 SOLD 10,877.88 11,350.13 472.25- 10,756.00 121.88 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $5.44 400 SHARES AT $27.2089 CUSIP #770323103
ROCKWELL AUTOMATION INC ------------------------------------
11/08/12 SOLD 7,697.08 6,475.18 1,221.90 7,106.00 591.08 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.85 100 SHARES AT $77.011 CUSIP #773903109
11/28/12 SOLD 7,858.93 6,475.19 1,383.74 7,106.00 752.93 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.93 100 SHARES AT $78.6304 CUSIP #773903109
SAFEWAY INC NEW ------------------------------------
11/08/12 SOLD 4,888.13 5,102.62 214.49- 4,893.00 4.87- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.45 300 SHARES AT $16.3023 CUSIP #786514208
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 122
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/28/12 SOLD 8,338.59 8,504.37 165.78- 8,155.00 183.59 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $4.17 500 SHARES AT $16.6859 CUSIP #786514208
SIGMA ALDRICH CORP ------------------------------------
11/28/12 SOLD 7,166.25 6,978.39 187.86 7,018.00 148.25 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.58 100 SHARES AT $71.70 CUSIP #826552101
SPECTRA ENERGY CORP ------------------------------------
11/08/12 SOLD 22,195.28 22,621.88 426.60- 23,096.00 900.72- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $11.10 800 SHARES AT $27.7586 CUSIP #847560109
STANLEY BLACK & DECKER INC ------------------------------------
11/08/12 SOLD 6,940.40 6,341.66 598.74 6,930.00 10.40 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.47 100 SHARES AT $69.4403 CUSIP #854502101
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 123
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/28/12 SOLD 14,379.20 12,683.31 1,695.89 13,860.00 519.20 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $7.19 200 SHARES AT $71.9336 CUSIP #854502101
STARBUCKS CORP ------------------------------------
11/08/12 SOLD 15,316.50 15,011.81 304.69 13,770.00 1,546.50 CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $7.66 300 SHARES AT $51.0817 CUSIP #855244109
STARWOOD HOTELS & RESORTS WORLDWIDE ------------------------------------
11/16/12 SOLD 10,222.61 10,807.38 584.77- 10,370.00 147.39- MERRILL LYNCH PIERCE FENNER&SM SETTLEMENT DATE 11/21/12 COMMISSIONS: $2.56 200 SHARES AT $51.127 CUSIP #85590A401
11/28/12 SOLD 5,269.92 5,403.70 133.78- 5,185.00 84.92 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.63 100 SHARES AT $52.7267 CUSIP #85590A401
TERADYNE INC ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 124
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/16/12 SOLD 11,878.59 12,286.89 408.30- 11,696.00 182.59 CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $5.94 800 SHARES AT $14.856 CUSIP #880770102
11/28/12 SOLD 4,684.19 4,607.59 76.60 4,386.00 298.19 WEEDEN & CO. SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.34 300 SHARES AT $15.6221 CUSIP #880770102
TEXAS INSTRS INC ------------------------------------
11/08/12 SOLD 5,857.53 6,278.30 420.77- 5,618.00 239.53 CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.93 200 SHARES AT $29.303 CUSIP #882508104
TEXTRON INC ------------------------------------
11/28/12 SOLD 4,735.69 5,076.42 340.73- 5,042.00 306.31- JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.36 200 SHARES AT $23.6908 CUSIP #883203101
TRIPADVISOR INC ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 125
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/08/12 SOLD 6,833.41 6,641.11 192.30 6,058.00 775.41 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.42 200 SHARES AT $34.1849 CUSIP #896945201
11/28/12 SOLD 7,497.88 6,641.11 856.77 6,058.00 1,439.88 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $3.75 200 SHARES AT $37.509 CUSIP #896945201
UNITEDHEALTH GROUP INC ------------------------------------
11/28/12 SOLD 10,552.11 8,623.44 1,928.67 11,200.00 647.89- JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $5.27 200 SHARES AT $52.7881 CUSIP #91324P102
V F CORP ------------------------------------
11/16/12 SOLD 15,419.03 13,640.92 1,778.11 15,648.00 228.97- CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $7.71 100 SHARES AT $154.2709 CUSIP #918204108
VARIAN MED SYS INC ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 126
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/08/12 SOLD 6,939.28 5,871.94 1,067.34 6,676.00 263.28 GUZMAN & COMPANY SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.47 100 SHARES AT $69.4291 CUSIP #92220P105
VULCAN MATLS CO ------------------------------------
11/08/12 SOLD 4,591.02 3,554.16 1,036.86 4,597.00 5.98- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $2.30 100 SHARES AT $45.9343 CUSIP #929160109
WESTERN DIGITAL CORP ------------------------------------
11/08/12 SOLD 3,519.50 3,372.74 146.76 3,423.00 96.50 CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $1.76 100 SHARES AT $35.2134 CUSIP #958102105
11/28/12 SOLD 3,381.97 3,372.74 9.23 3,423.00 41.03- JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $1.69 100 SHARES AT $33.8374 CUSIP #958102105
WPX ENERGY INC ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 127
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/16/12 SOLD 3,031.91 2,979.27 52.64 3,388.00 356.09- CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.52 200 SHARES AT $15.1675 CUSIP #98212B103
YUM BRANDS INC ------------------------------------
11/16/12 SOLD 35,667.41 28,184.12 7,483.29 35,055.00 612.41 CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $17.84 500 SHARES AT $71.3721 CUSIP #988498101
---------------- ---------------- -------------- ---------------- -------------- TOTAL COMMON STOCKS 1,503,813.97 1,434,965.78 68,848.19 1,500,418.70 3,395.27
FOREIGN ==================================
ACCENTURE PLC IRELAND CL A ------------------------------------
11/08/12 SOLD 6,663.86 5,957.30 706.56 6,741.00 77.14- CREDIT SUISSE SECURITIES (USA) SETTLEMENT DATE 11/14/12 COMMISSIONS: $3.33 100 SHARES AT $66.6734 CUSIP #G1151C101
NABORS INDS LTD ------------------------------------
ASSETS DISPOSED NOVEMBER 1, 2012 THROUGH NOVEMBER 30, 2012
ACCOUNT NO. 7000376540 OMRF DB- INTECH PAGE 128
TOTAL PREVIOUS CURRENT DISPOSITION REALIZED MARKET REALIZED DATE DESCRIPTION VALUE COST VALUE GAIN(LOSS) VALUE GAIN(LOSS) -------- ------------------------------------ --------------- ---------------- -------------- ---------------- --------------
11/28/12 SOLD 4,187.04 4,994.06 807.02- 4,047.00 140.04 JEFFERIES & CO., INC SETTLEMENT DATE 12/03/12 COMMISSIONS: $2.09 300 SHARES AT $13.9641 CUSIP #G6359F103
TE CONNECTIVITY LTD ------------------------------------
11/16/12 SOLD 3,395.76 3,496.78 101.02- 3,218.00 177.76 CAP INSTITUTIONAL SERVICES INC SETTLEMENT DATE 11/21/12 COMMISSIONS: $1.70 100 SHARES AT $33.9754 CUSIP #H84989104
---------------- ---------------- -------------- ---------------- -------------- TOTAL FOREIGN 14,246.66 14,448.14 201.48- 14,006.00 240.66
---------------- ---------------- -------------- ---------------- -------------- TOTAL EQUITIES 1,518,060.63 1,449,413.92 68,646.71 1,514,424.70 3,635.93
---------------- ---------------- -------------- ---------------- -------------- TOTAL DISPOSITIONS 1,518,060.63 1,449,413.92 68,646.71 1,514,424.70 3,635.93
TOTAL ASSET DISPOSITIONS 1,518,060.63 1,449,413.92 68,646.71 1,514,424.70 3,635.93 ================ ================ ============== ================ ==============
