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apar
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Brief of each issue
1. Failure of new Annual Performance Appraisal Review process in Human Resource /
Organisational Development:
The greatest employee development occurs when managers continuously
coach and mentor their employees’, thereby creating additional employee
capabilities and competencies. This is an on-going communication process between
an employee and his or her immediate supervisor. For ultimate effectiveness, this
process involves establishing clear expectations and defining job responsibilities,
performance measures, and ways that the employee and supervisor will work
together and communicate to identify the underperformances and then finds means
and ways to improve upon and enhance the overall performance.
The key point in the whole process is “on-going” and prompt feedback for
timely corrective actions.” Effective performance management takes place
throughout the year unlike the annual. For this to be effective tool in employee
development, feedback must be immediate and continuous – not saved up all year
long and dumped on an employee at the end of year in annual review as is
happening in MTNL.
The best performance results are realized when a supervisor gives feedback
and helps an employee “course correct” while in the middle of solving a problem.
Timely feedback has long-lasting effects because the learning can be applied
immediately. Supervisors who take advantage of these small, “teachable moments”
will save supervisory time by preventing a problem from growing out of control and
will build the employee’s confidence.
Reviewing an employee’s performance only once a year as is being practised
in MTNL is grossly insufficient and devoid of the desired objective of augmenting
capabilities and to address the issue of underperformances in MTNL. A little can be
achieved from evaluating individuals’ performance in the present Annual
Performance Appraisal Reporting system existing in the MTNL.
The APAR system is one way only and has lots of element of personal bias. It
has inherent potential for de-motivating the employee far greater than any benefit
out of it. Every one of us must accept the truth that Performance Reports are written
for unrevealed factors and reasons which are not related to the performance criteria
being reported but done totally out of context. We have several examples of under
reporting for otherwise excellent performers for unscrupulous and ulterior reasons.
This is aiming axe on own feet. It is repeatedly heard that “it is who you know, not
what you know” that will determine your APAR grade. Such a culture works against
the philosophy of the Personal and Professional Development (P2D) and other
required Training and Developmental initiatives. It erodes the credibility of and
confidence in the performance appraisal system and makes it very difficult to
manage career expectations in the organization.
It is true that baring few exceptional cases, large number of the cases of
under reporting are found related not to the actual performance but for satisfying
the personal interest of the reporting & reviewing officer even at cost of scarifying
the interest of the company. That is why employees had not liked and in majority are
grossly dissatisfied with their performance ratings, which are often arbitrary; still
decisions related to their career progression and promotions are taken on this basis,
while it remaining unclear on what basis the decisions were made and what the
employees needed to do to improve. It creates hatred in the minds of high
performers towards the superiors and the company as well, resulting in lowering the
overall performance. On the other hand, it encourages the loyalty towards an
individual superior rather than towards the organisation, which is certainly
detrimental for the company.
For a successful Performance appraisal, there is need for employees to be
given continuous performance feedback in a constructive, coaching, mentoring
relationship. Here also the system creates a high percentage of problems by totally
ignoring the need to inform the employee how he or she is doing. This lack of
communication often leads to significant uncertainty, anxiety, and low productivity
among employees, and in many cases the loss of a loyal and productive employee.
To enhance our performance, we need to adopt a two way systematic Performance
Appraisal approach, where a collaborative approach and team sprit may develop and
overall performance of the company is enhanced.
The paradox is if you don’t deal openly with a performance issue, you really
deal with it all the time. There is not a single instance in the company, where
underperformances have been identified and any corrective action is taken to
address the same.
2. Unjust and uncalled for raising the benchmark for promotions of the executive : A
deep dent in MTNL’s Performance and Efficiency
MTNL management unilaterally and unjustly raised the benchmark grading
for promotion, totally detrimental to the executives and the company’s interests as
well. The Earlier benchmarks were decided with profound deliberations and in line
with Dot Rule and Absorption Conditions.
Despite our clear and outright opposition, MTNL management highhandedly
issued new stricter benchmark for promotions of the executives in isolation. We
have raised strong objections to this raising of benchmark and demanded their
review immediately for justice, fairness, industrial harmony and efficiency.
In spite of intended objectives of achieving higher efficiencies, this move is
doing the opposite. Several persons are denied upgradation on pretext of not rated
Very Good. Since our Annual Performance Appraisal Reporting (APAR) System itself
is inherently defective and counterproductive as discussed previously, we are losing
many man-hours of constructive productivity from these affected persons.
No one can imagine and appreciate that even a single below Very Good
rating that too not for performance but for extraneous reasons can be so incurable,
harmful, and detrimental by depriving one his legitimate right of upgradation for ten
precious years. The whole system is very rigid, inflexible and highly fixated. It doesn’t
have human perspective for any curative action.
If anyone already having continuously excellent APAR and for, whatever
reasons, he was not given very good for even a year or half or say even for a very
small period of 90 days only, he will be stripped off his all promotional avenues for
next five years with rider that during next 5 years if such things will happen again, all
his of his/her prestige in service and society will go astray. He will totally be an
irritated, displeased and disguised man. He will lose motivation completely and for
ever. Such aggrieved person is not expected to perform for the company any more.
He or she simply start subdued rather opposed working; attending duties for shake
of formalities only with all his capabilities and competencies died forever causing
severe and irreparable loss to the company.
See the other face of it; even having paid full salary to a person and denying
merely 3% increment in TBP that too after 5 years, all his efficiency dropped to
bottom down level forever. There are chances that person starts working
disadvantageous to the company and at least against the team spirit. This way
company’s full salary is wasted.
We have seen in reality that some superiors want their egos and self-esteem
satisfied by subordinates, irrespective of sincerity to work and to the company by
influencing rating in APAR. That way it is rapidly eroding employee’s faithfulness to
the company. Moreover appraisal reports are written after a long time gap, many a
times years after the reported period, when it has no relevance and memories of
actual period. It is written merely as a formality and does not fulfils intended
purposes. This way it is a waste of time and efforts. There are several questions in
the minds of executives, which raises doubts and have established insufficiency of
the system itself.
To operate the APAR Grading, even the most essential element i.e. the KPA’s
have not been formulated as yet. KA must be clearly identifiable and measurable. No
training activities have been undertaken to implement the new APAR. Neither any
feedback system has been put in place nor have any training and development
programme been devised or even proposed for improving the individual low
performers. No provision has been made in the policy that even after undergoing
successful performance enhancing training & development process, the
performance rating of an individual will be restored to higher level. It does not
answer as to how otherwise a continuously excellent or very good rated executive
suddenly becomes a low performer while working with a particular superior. Is
reporting officer’s failure is not responsible for the low performance of their
subordinates. Is there exists any accountability to how and when the superior has
been able to caution and motivate the lower performance of his subordinates while
delivering the service? What to do if a frequently under performer superior gives low
rating due to his own superiority or inferiority-complex and why no detailed reason
and suggestion for development are given for low rated performance.
In the name of representation against, instead of asking from the reported
executive for the lower rating given to him, why not the reporting office is also made
to explain his role and accountability in the underperformance and enumerate the
detailed reason for his remarks and rating. After all it is the question of someone’s
career and promotion. In our legal system, one can only be punished when proved
guilty beyond doubt and by all means deserve benefit of doubt. Is MTNL
Management is prepared to enumerate and debate any benefits derived out of this
policy so far? Whether after implementation of this policy any improvement in the
performance of the company has been visible. We have seen the opposite
everywhere.
The system is totally punitive, demoralising, depressing, oppressive and
certainly bound to lower the efficiency of the company. We openly condemn this
benchmark policy and principally linking it to promotions, which is
counterproductive and detrimental to both the executive and the company as well.
Can the present APAR & Bench Mark system provide ways and means to
bring any underperformer executive back to good performance & above benchmark?
No way? Company don’t have any mechanism to address or correct any of the
underperformance identified through APAR’s.
The main motive of APAR and bench mark must be to encourage individual
executive and enhance the company’s performance. Use of APAR & bench mark
should not be used as punitive and in negative terms. There should be various ways
to deal this situation of alleged underperformance viz.:
a) All below bench mark grading in APAR must accompany details of the timely
initiatives and corrective steps taken by the superiors to correct the
underperformance of that subordinate. This will go a long way in building an
atmosphere of trust, cooperative work environment and instil team spirit in the
company.
b) Company may send an executive rated below bench mark for devised training to
enable acquire identified weaknesses and needed skill. On successful completion
of that training, entry be made in APAR and the APAR should be considered
above bench mark.
c) If one or two APAR are below bench mark, then earlier APAR’s may be
considered for assessments for promotions. This way executive is prompted to
maintain a steady state of desired performance. And any bias element in
reporting of APAR while posting under a notorious superior will be taken care of.
It will ensure that Executive’s aligned to company’s interest as against
satisfaction of personal interest of his superior.
d) Alternatively, marks secured in last (5 Yrs) APAR’s may be summed up and
average score determined. To this few grace points may be allowed seeing the
past and present performance of the executive.
e) Records of all underperformers under any Executive should also be indicated in
APAR by him/her indicating remedial steps taken to turn around that
underperformer. The initiative taken or lack of initiative to check
underperformance shall be properly accounted in his APAR with suitable
weightage of marks.
3. Review of existing Executive Promotional Policy:
Any organization’s Promotion Policy is formulated to help both the organizational
manpower needs and fulfil individual career plans. For attracting competent persons
and retaining them in organization, it is essential that they be assured progressive
careers. Normally employees have aspiration to advance and grow in their
organization, and also a desire to achieve a sense of fulfilment. Unless these
aspirations and desires of employees are taken care of, the organization cannot be
taken to higher levels of efficiency and productivity. So it is essential that Promotion
Policy must focus on individual employee’s aspirations and continuous ascent on
career path. One way to achieve all this is by a well though-out system of career
planning, which helps the employees to plan their career in terms of their capacities
with in the context of organizational needs. It (career planning) must help devising
an organizational system of career movement and growth opportunities from the
point of entry of an individual in employment to the point of his retirement
The available employees even after redeployment and training are always
cheaper and reliable than the new recruitment. In-house training to the existing
employees to suit the new job requirement is always better and cheaper option.
Hence there must not be lateral recruitment in the executive cadre but for
exception. Moreover, lateral induction is also detrimental to the working
atmosphere and the moral of existing work force. It affects the career planning of
the existing employees and hence is always the major cause of frustrations and de-
motivation among the existing employees thereby lowering the efficiency and
competencies of the organization as a whole. There is dire need for review of
executive promotion policy and integration of all such policies into one
comprehensives policy for coherent and simple understanding.
4. Review of Executive Recruitment Rules:
RR’s are formulated to facilitate filling up of the various posts with suitable
qualification and expertise, whilst in MTNL, RR itself have become impediment to its
objectives. Large number of posts is therefore lying vacant for compliance of RR and
provision of different quotas in various streams. MTNL RR has miserably failed to
achieve intending objective resulting into administrative inefficiencies and operative
collapse all through the company. Here Executives in E5 and above are promoted at
the verge of retirement while throughout the period earlier; they remained in
Looking After, a mechanism highly unproductive and inefficient. It lowers the
confident and hinder professional working of the executives. This merely serves as a
formality rather than proper and efficient functionality. As a practice and provisions,
RR needs to be changed after every 5 years for changed circumstances, availability of
incumbent and for ensuring proper succession to higher posts. Now time has come
to change the RR for executives altogether and also separating the RR’s from the
Promotion Policy. All posts upto DGM are purely technical in nature, where we have
sufficiently large talent pool to man such posts, so we do not feel any need for lateral
induction upto DGM.
MTNL must immediately review RR for Executives in close consultation with
all stake holders including service associations for contemporary conditions,
availability of experienced executives and incompatibility and unsuitability of
outsider recruitment. Further any external recruitment in MT will be effective on STS
level only after one year of training and 3 years of service in E4 grade.
Pending review of RR’s and together with all probabilities, it is inevitable and
compulsion of MTNL to fill up all vacant posts in STS & DGM cadre by SCF by doing
away any specific requirement of quota’s for external recruitment. This is imperative
because all incumbents so promoted on regular basis will eventually be retired in
next 2-3 years itself leaving all posts again vacant for filling by whichever method.
There is no way except to go for it immediately. Sooner we do better it will for the
company.