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Table S1 Key model assumptions
Assumption Justification
Transitions
between health
states
Constant exacerbation rates through time and treatment
duration.
Exacerbations classified into clinically significant non-
severe and clinically significant severe.
The available data consisted of the number of exacerbations and number of
patients per treatment group over the follow-up of the RCTs.
The classification of exacerbations corresponded to the classification used in
the RCTs.
Asthma-related
mortality
Patients in the day-to-day state are at increased risk of
asthma-related death.
The literature on asthma supports that patients with severe persistent
allergic asthma are at increased risk of asthma-related death than the
general population.
Cycle lengthFirst cycle is 16 weeks; subsequent cycles have 3 months.
A half-cycle correction was employed.
The length of the first cycle corresponds to the timing of the assessment of
response to omalizumab as specified in its marketing authorisation.
Response to
omalizumab
After the first 16-week cycle, the omalizumab cohort is
divided into omalizumab responders and non-responders.
Omalizumab non-responders revert to standard therapy.
Omalizumab responders are assumed to remain
responders for the duration of treatment.
The marketing authorisation for omalizumab recommends that non-
responders revert to standard therapy.
Responders are assumed to remain on omalizumab based on clinical advice
that patients are mostly adherent to this treatment.
Adverse effects
from
omalizumab
Not considered.
Adverse effects from omalizumab are mostly mild. Serious adverse effects
are rare.
Long-term
effects of OCS
Incorporated in scenario analysis for maintenance OCS
subgroup.
Infrequent OCS bursts due to clinically significant
exacerbations do not increase the risk of OCS-related
adverse effects and have negligible costs.
The excess risk attributable to OCS is based solely on
current exposure to OCS and once patients discontinue
OCS, the excess relative risk becomes negligible.
Patients who discontinue OCS will restart on OCS if
omalizumab treatment is discontinued.
Patients who do not receive omalizumab receive
maintenance OCS for the remainder of their life.
Maintenance use of OCS is associated with adverse effects (ref).
No information was found on the additional risk of infrequent short term
courses of OCS or on the additional risk following discontinuation of
maintenance OCS.
Treatment
duration and
time horizon
Lifetime horizon.
Treatment duration was assumed to be 10 years.
Treatment duration was based on the previous cost-effectiveness analyses
of omalizumab and clinical advice.
Treatment effect The results of INNOVATE and IA-05 EUP are
generalisable to the UK NHS.
Omalizumab reduces exacerbation rates as reported in
INNOVATE for adults and adolescents and IA-05 EUP in
No RCTs conducted solely in the UK NHS were identified.
children.
Health-related
quality of life
Patients on omalizumab experience higher HRQoL in day-
to-day symptoms than patients on standard care only.
Exacerbations are associated with lower HRQoL,
independent of treatment.
The RCTs evaluating omalizumab in the UK/EU licensed population
collected data on the improvement in HRQoL conferred by omalizumab that
is used in the analysis.
Resource use
and costs
Costs of omalizumab estimated using the dose distribution
observed in INNOVATE and IA-05.
Initiation of omalizumab requires one initiation
appointment with respiratory consultant.
Administration by specialist asthma nurse assumed to take
10 minutes.
Monitoring by specialist asthma nurse assumed to take 15
minutes per hour of monitoring. The duration of monitoring
varies as follows: 2 hours for the first 3 administrations, 1
hour up to the 16 assessment, no monitoring thereafter.
Resource use due to exacerbations obtained from the
INNOVATE and IA-05 EUP trials. Unit costs from
published sources (24, 25).
Resource use associated with the administration and monitoring of
omalizumab was based on previous cost-effectiveness assessments and
clinical advice.
Children Children experience the same HRQoL improvement from
omalizumab therapy as adults and adolescents.
There is no reason to believe that the improvement in HRQoL would be
different between patients under and over 12 years of age. The non-
significant increase in the Paediatric Asthma Quality of Life Questionnaire
score observed in IA-05 EUP may be a consequence of under-powering the
study for this secondary outcome.
Table S2 Model inputs for hospitalisation subgroup
Adults and adolescents
(patients ≥ 12 years)
Children
(patients 6-11 years)
Variables
Value
(95% confidence
interval)
Source Value Source
Baseline annual rate of exacerbations
CSNS
exacerbations
0.8706
(0.6308 to 1.2016)
INNOVATE
Hospitalisation
(21)
2.1429
(3.5545 to 1.2918)
IA-05 EUP
hospitalisation
(21)
CSS
exacerbations
1.2235
(0.9323 to 1.6057)
INNOVATE
hospitalisation
(21)
1.2857
(0.6690 to 2.4711)
IA-05 EUP
hospitalisation
(21)
Treatment effectiveness
Proportion of
responders
56.63%
(45.96% to 67.29%)
INNOVATE
hospitalisation
(21)
54.05% (38.00% to
70.11%)
IA-05 EUP
hospitalisation
(21)
Risk ratio for
CSNS
exacerbations
(responders)
0.5902
(0.3137 to 1.1103)
INNOVATE
hospitalisation
(21)
0.2593
(0.1006 to 0.6682)
IA-05 EUP
hospitalisation
(21)
Risk ratio for
CSS
exacerbations
(responders)
0.2907
(0.1433 to 0.5900)
INNOVATE
hospitalisation
(21)
0.1440
(0.0311 to 0.6666)
IA-05 EUP
hospitalisation
(21)
Mortality
All-cause
mortality
UK life-tables
adjusted for
asthma-related
deaths.
ONS (33);
deterministic
UK life-tables
adjusted for asthma-
related deaths.
ONS (33);
deterministic
Asthma-related
deaths
Asthma-related
mortality rate = 0.4
per 100 person-
years
De Vries et al
(2010) (20)
Asthma-related
mortality rate = 0.4
per 100 person-years
De Vries et al
(2010) (20)
HRQoL
Omalizumab
effect on HRQoL
HRQoL difference
observed in the trial
0.761 (omalizumab)
versus 0.631
(standard care)
EXALT
hospitalisation
(21)
No HRQoL difference
between treatments
up to age 12.
From age 12, HRQoL
difference as adults
and adolescents.
EXALT
hospitalisation
(21)
HRQoL loss due
to exacerbations
CSNS = -0.10
CSS = -0.20
Lloyd et al (2007)
(23)
CSNS = -0.10
CSS = -0.20
Lloyd et al
(2007) (23)
Duration of
exacerbation4 weeks
Lloyd et al (2007)
(23)4 weeks
Lloyd et al
(2007) (23)
Resource use and costs
Cost of
exacerbations
CSNS = £154.70
CSS = £178.87
INNOVATE
hospitalisation(21)
NHS Reference
costs (24)
PSSRU Unit costs
(25)
CSNS=CSS=£213.89
IA-05
EUP(19)
NHS
Reference
costs (24)
PSSRU Unit
costs (25)
Routine visits2 per year, £160
each
NHS reference
costs (24)
2 per year, £190
each
NHS
reference
Initiation of £245 £247
therapycosts (24)
Standard
therapy costs
(per year)
£1,197 INNOVATE(18) £810IA-05
EUP(19)
Omalizumab
costs
(per year)
£8,056 INNOVATE(18) £8,455IA-05
EUP(19)
Administration
and monitoring
costs
First year: £260
Thereafter: £146
INNOVATE (18)
NHS reference
costs (24)
First year: £268
Thereafter: £151
IA-05 EUP
(19)
NHS
reference
costs (24)
Table S3 Model inputs for maintenance OCS subgroup
Adults and adolescents (patients ≥ 12 years)
Variables Value Source
Baseline annual rate of exacerbations
CSNS exacerbations0.9735
(0.6410 to 1.4784)
INNOVATE
maintenance OCS (21)
CSS exacerbations 1.000 (0.4493 to 2.2259)INNOVATE
maintenance OCS (21)
Proportion of responders 46.94% (32.97% to 60.91%)INNOVATE
maintenance OCS (21)
Risk ratio for CSNS exacerbations
(responders)
0.4142
(0.1569 to 1.0938)
INNOVATE
maintenance OCS (21)
Risk ratio for CSS exacerbations
(responders)
0.2144
(0.0761 to 0.6042)
INNOVATE
maintenance OCS (21)
Mortality
All-cause mortalityUK life-tables adjusted for asthma-
related deaths.ONS (33)
Asthma-related deathsAsthma-related mortality rate = 0.4
per 100 person-years
De Vries et al (2010)
(20)
HRQoL
Omalizumab effect on HRQoL
HRQoL difference observed in the
trial
0.791 (omalizumab) versus 0.686
(standard care)
EXALT maintenance
OCS(21)
HRQoL loss due to exacerbationsCSNS = -0.10
CSS = -0.20Lloyd et al (2007) (23)
Duration of exacerbation 4 weeks Lloyd et al (2007) (23)
Resource use and costs
Cost of exacerbationsCSNS = £86.51
CSS = £136.04
INNOVATE
Maintenance OCS (21)
NHS Reference costs
(24)
PSSRU Unit costs (25)
Routine visits 2 per year, £160 each NHS reference costs
(24)Initiation of therapy £245
Standard therapy costs (per year) £1,197 INNOVATE (18)
Omalizumab costs
(per year)£8,056 INNOVATE (18)
Administration and monitoring costsFirst year: £260
Thereafter: £146
INNOVATE (18)
NHS reference costs
(24)
Incorporation of OCS-related adverse effects
Proportion of omalizumab
responders who discontinue OCS41.9%
EXALT maintenance
OCS (21)
Annual acquisition costs of OCS £99.45 per patient EXALT (21)
Costs due to adverse effects of OCS £205.60Manufacturer
submission (21)
Health losses due to adverse effects
of OCS
0.02331 DALYs Manufacturer
submission (21)
1. 95%CI – 95% confidence interval.
2. CSS – clinical significant severe exacerbation; CSNS – clinical significant non-severe
exacerbation.
Table S4 Model inputs for ≥ 3 exacerbations subgroup
Adults and adolescents
(patients ≥ 12 years)
Children
(patients 6-11 years)
Variables Value Source Value Source
Baseline annual rate of exacerbations
CSNS
exacerbations
2.2143
(1.8070 to 2.7133)
INNOVATE≥3
exacerbations
(34)
2.7651
(2.1763 to 3.5132)
IA-05 EUP ≥3
exacerbations
(34)
CSS
exacerbations
1.2619
(0.9618 to 1.6518)
INNOVATE≥3
exacerbations
(34)
0.6190
(0.3732 to 1.0269)
IA-05 EUP ≥3
exacerbations
(34)
Treatment effectiveness
Proportion of
responders
46.51%
(35.97% to
57.05%)
INNOVATE≥3
exacerbations
(34)
77.08%
(68.68% to 85.45%)
IA-05 EUP ≥3
exacerbations
(34)
Risk ratio for
CSNS
exacerbations
(responders)
0.3565
(0.2126 to 0.5978)
INNOVATE≥3
exacerbations
(34)
0.2269
(0.1433 to 0.3592)
IA-05 EUP ≥3
exacerbations
(34)
Risk ratio for
CSS
exacerbations
(responders)
0.1840
(0.0735 to 0.4602)
INNOVATE≥3
exacerbations
(34)
0.2838
(0.1157 to 0.6960)
IA-05 EUP ≥3
exacerbations
(34)
Mortality
All-cause
mortality
UK life-tables
adjusted for
asthma-related
deaths.
ONS(33)
UK life-tables
adjusted for asthma-
related deaths.
ONS(33)
Asthma-
related deaths
Asthma-related
mortality rate = 0.4
De Vries et al Asthma-related
mortality rate = 0.4
De Vries et al
per 100 person-
years(2010) (20) per 100 person-years (2010) (20)
HRQoL
Omalizumab
effect on
HRQoL
HRQoL difference
observed in the
trial
0.740
(omalizumab)
versus 0.698
(standard care).
INNOVATE: 0.787
vs. 0.651
EXALT ≥3
exacerbations
(34)
INNOVATE≥3
exacerbations
(34)
No HRQoL difference
between treatments
up to age 12.
From age 12, HRQoL
difference as adults
and adolescents.
EXALT ≥3
exacerbations
(34)
INNOVATE≥3
exacerbations
(34)
HRQoL loss
due to
exacerbations
CSNS = -0.10
CSS = -0.20
Lloyd et al
(2007) (23)
CSNS = -0.10
CSS = -0.20
Lloyd et al
(2007) (23)
Duration of
exacerbation4 weeks
Lloyd et al
(2007) (23)4 weeks
Lloyd et al
(2007) (23)
Resource use and costs
Cost of
exacerbations
CSNS = £154.70
CSS = £178.87
INNOVATE
(18)
NHS Reference
costs (24)
PSSRU Unit
costs (25)
CSNS=CSS=£213.89
IA-05 EUP (19)
NHS Reference
costs (24)
PSSRU Unit
costs (25)
Routine visits2 per year, £160
each NHS reference
costs (24)
2 per year, £190
each NHS reference
costs (24)Initiation of
therapy£245 £247
Standard £1,197 INNOVATE £810 IA-05 EUP (19)
therapy costs
(per year)(18)
Omalizumab
costs
(per year)
£8,056INNOVATE
(18) £8,455 IA-05 EUP (19)
Administration
and
monitoring
costs
First year: £260
Thereafter: £146
INNOVATE
(18)
NHS reference
costs (24)
First year: £268
Thereafter: £151
IA-05 EUP (19)
NHS reference
costs (24)
1. 95%CI – 95% confidence interval.
2. CSS – clinical significant severe exacerbation; CSNS – clinical significant non-severe
exacerbation.
Table S5 Full cost-effectiveness results for overall and subgroup populations under the PAS
price
Population Intervention Mean costs (£) Mean QALYs ICER (£/QALY)
Overall
patient
population
Adults and adolescents (≥ 12 years of age) – age at model entry: 43 years
Standard care 33,153 13.66
Omalizumab 60,406 14.14 57,557
Children (6-11 years of age) – age at model entry: 9 years
Standard care 40,575 16.72
Omalizumab 76,386 17.39 53,348
Hospitalisation
Adults and adolescents (≥ 12 years of age) – age at model entry: 43 years
Standard care 36,531 11.83
Omalizumab 63,410 12.68 31,782
Children (6-11 years of age) – age at model entry: 9 years
Standard care 44,871 14.45
Omalizumab 70,967 15.32 30,109
Maintenance OCS
Adults and adolescents (≥ 12 years of age) – age at model entry: 43 years
Standard care 35,563 12.79
Omalizumab 58,287 13.45 34,386
≥ 3 exacerbations
Adults and adolescents (≥ 12 years of age) – age at model entry: 43 years
Standard care 36,549 12.91
Omalizumab 58,884 13.34 £53,087
Children (6-11 years of age) – age at model entry: 9 years
Standard care 44,540 15.84
Omalizumab 80,797 16.58 48,537
Table S6 Full cost-effectiveness results for overall and subgroup populations under the list price
Population Intervention Mean costs (£) Mean QALYs ICER (£/QALY)
Overall
patient
population
Adults and adolescents (≥ 12 years of age) – age at model entry: 43 years
Standard care 33,218 13.66
Omalizumab 72,938 14.13 83,822
Children (6-11 years of age) – age at model entry: 9 years
Standard care 40,218 16.72
Omalizumab 92,497 17.39 78,009
Hospitalisation
Adults and adolescents (≥ 12 years of age) – age at model entry: 43 years
Standard care 36,449 11.83
Omalizumab 75,826 12.68 46,431
Children (6-11 years of age) – age at model entry: 9 years
Standard care 44,718 14.45
Omalizumab 83,145 15.32 44,142
Maintenance OCS
Adults and adolescents (≥ 12 years of age) – age at model entry: 43 years
Standard care 35,902 12.78
Omalizumab 68,995 13.44 50,181
≥ 3 exacerbations
Adults and adolescents (≥ 12 years of age) – age at model entry: 43 years
Standard care 36,582 12.92
Omalizumab 69,317 13.34 77,868
Children (6-11 years of age) – age at model entry: 9 years
Standard care 42,704 16.04
Omalizumab 96,611 16.74 76,149