Apple Antitrust Subpoena

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  • 8/14/2019 Apple Antitrust Subpoena

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    COUCHLINSTOIAGEIIERRUDMANROBBINS LLI

    luly 10, 009

    VIA HANDDELIVERY

    San Francisco,

    KE:

    CA

    TheApple iPod Tunes Anti-TrustLitigationNo.c-05-00037-JWN.D. al.)

    DearMr.Johan5en:

    You havebeen erued ith a subpoena ordocument roduction ursuantto Rule45of the Federal ules f CivilProcedure. lease et me know f you have ounsel hat thouldreceive ny ufther communications n your behalfor if you haveany questions,

    Very rulyyours.

    f)''HOMAsR.MERRICKTRM:hsbEnclosure: ubpoena

    t1Ca56SD\App LeTying\corres\TRM-l oh ahse n 71 009do(

    655 West Broadway, Suite 1900 . San Diego,California 2101-8498o>4, !@nE

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    Ao 338 lRev. 0l/09) subpHa ro Pbduca Domcnts, Infonralio!, or objecb or io r@it l$pcction of PEmises

    UNrrBoSTATES tsrnrcr Courrlbr the

    Northem District of Califomia

    __ The Apple Pod Tunes nli-trust itigalionPtaint rv. CivilActionNo. C-os"00037-JW(RS)

    (lf L\e action is pending n anolrer diskicl, state where:

    SUBPOENA TO PRODUCE DOCIIMENTS. INFORMATION, OR OBJECTSOR TO PERMIT INSPECTION OF PREMISES

    To: Jon Leci Johansen,

    { Production; YOU ARE COMMANDED to produce at the ime, date, and place set ofh bclow the foLlowing

    documents, lectronically storcd nformatioE, or objects, and permit heir nspection, opying, esting, or sanpling of thcmaterial: See attached Schedule A.

    Date and Time:

    08/07/2009 9:00

    O Inspection of Premises; YOU Aft COMMANDED to permit ently onto the dcsignated remises, an4 orother properry possessed r conlolled by you at the ime, dale, and ocation set onh below, so thal the requesting artymay nspect, measure, urvey, photogmph, est, or sample he property or any designated bject or operation on t

    Placel Date and Time:

    The plovisions ofFed. R. Civ. P. 45(c), reiating o yow protection as a person subjecl o a subpoena, ndRule45 (d) aod e), relaring o your du1y o respond o this subpoena nd he poten al consequences f not doing so, arcattached.

    CLERKOF COURT

    ." a--Q.ap

    Place: Cougblin toia GellefRudman Robbins LP,10oPineStreet. 6thFloor.San Franosco, A 941 1

    sistutvre of Clerk or Depuq CIe/t

    The nane, addrss, -mail, and elephone umber oithe attomey epresentitg an,ue r-9,/ Plainiiffs \,lelanie uckerggmtet.Trqv haroensah-?r!,lLa@re osen , who ssues r rquests his subpopna, rcl

    Thomas . Menick, ttorneyor Plaintiffs,oughlinloiaGeller udman Robbins LP, 655 WeslBroadway, uite1900, an Diego, A 92101-3301,

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    Ao ssB (Re!. 0l/t1e) ubpoena o Pmdue Docment, Infoftarjon. or onj4b t lo ?etuir Ispdjon ot PGnises Pase 2)

    Civil ActionNo. C45-00037-JW(RS)

    PROOF OF SER\']CE(This section should not be iled with the cowt lnless ruqubed U' Fed- R- Cir'. P. 45.)

    This subpoena or f"a-' o/ indiridualan.l itle, nt)

    war ieceived by rne on (ddre)

    rl I rchrmed he subpoena nexecutd ecause

    B o&er (spectu):

    3 I personally erved h subpoena n the ndividual at @ldc")

    O l left the subpoena t the ndividual's residence r u8ual place of abode wiih l,az,)

    , a person of suitable age and disnetion who resids here,

    , and mailed a copy o the ndividual's last known address; r

    O I served the subpoenao

    6dbeofikdiei&at)

    designated by law ro accept service ofprocess on behail of (nane oforyaritution)

    for services, or a total of$ 0.00

    Unlss he subpoena as ssued on behalf ofthe Unitd States, r one of its ofiicers or agents, have alsotsndered o the witness ees or one day's attendance, nd he mileage a owed by law, in th amoud of

    for tavel and $y fees are $

    Date:

    ldecLare nder enalty fperjury hd this nfomlarion s rrue.

    Additional nfornation regarding atiempted ervice, etc:

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    AO 838 CRev. t09) subpoda o Pbducs Docbmts, Infomlion, or objcca or o Pmit Inspcrion fPEmises ?a8e )

    Federal Rule of Civil Procedure 45

    (c) Protecting a PeBo! subject to ! SubpoeDa.(l) Arodikg Atd4e Ru len ot Etpeise; sMctioas Apaty ot

    altodrey esponribte or i$ling dd sering a subpoena ut takerea$nahli stps o avoid mposing doe brden or expense n apenon subject o he subpoee. The ssuing oufl nusl oforoe thisduty and mpde ar .pprcpriate anctioD wnich hay include osteamilgs nd rasoDable fomey's fes - otr a pany or atooey

    Ql [email protected] o Ptu.luce Matunab or Pewjt INpsdoL( ) Appean4ce NotRequn.d. A peBo! comnmded 1oprcducc

    documen$, Lectsoncally tord nfomaiion, or tangible hings, or!opmit rhe .spection of prcmises, eed not apped ! p6otr at hellace of produclion r nsp@tion nles also @m'@ded !o app@fd . dcposilion, $tJ$& o. hi!I.

    tB) OrJcriotu. peison codbanded o roduce docMdts orl4gible thingsor to pmit inspecdon ay sede on Oe pany o.attomey desiSnrted n the subpoena wdten objttiotl oinslectils, copr.ng, stiry or sanpling any or all of th Mtenals orto inspecting lleprcmiss - or o prodwiDs electrodcally slorcdinlomation in tbe om or foms requested. he obje.t'on mlst beserved efor heqrlier ol t\e time sp@ifiod or compliancc r l4d6ysaftr he s&pena is swed. If an objeciion s uude, he

    (i) At any im. on rotie to th comdded ?66on. le sdine?arty nlay mov he ssuins ourt or o order compelling roduclron

    {it)Thee acisnay be rcquired nly d directed n the order, mdfte ode. hst p|or@t a pelson who s noithc! atant mr a arry'sofiicer Aon significant xpcnF Mullile nom cornp:iar.(3, Qr$hinE or Mowne a slbpodL

    ( J Whe,AequLred. nnffiry notion, the bsuirg coun mutquash r modify a slbpooa i,!at:

    {t fails to allow a easonable imc to complyl(iDrequns pe6or who s eithd a par.y nor ! pely's ollcet

    to travel noe ftan 100 diles fton whde tbat peson aids, isenployd, o. eg ally tdsads busirss i! pelsor 4cept thai,sbjecr ro Rule 15(c)(3)(B)(1ii).hepeaoD my be @mdded !oatiend a trial by tmveliry totu dy such pl&e wit\in the state where

    (iii) .e4uns i$closuc of privileeed or other rotected naher ifno exccPdon r !iver appliesi or

    (iv) subjecrs peGon o udue budeD.@, whenPetuitted. To prctect a peBon subject o or aflccted by

    a subpom, the ssuing oun nay, on nol'oq qu$ or nodify the

    (i) disclci.C a tladc scoret ! other confidential sealch,developm or com*cial information;

    (n) disclosing n unretajned xpert's opinionor infomaljon thatdocs nol dsclib pecific occuenc$ in dispure nd eslIs ftonthe exlcnt shrdy hat wa not rc$estd by a !any; or

    (iii) a $!ou who s neithq a r.ry lor a part's offlcer 1o ncwsubslaltial expee to havei nore tLd 100 hils to $!e!d tridl

    (C, Sp@'lrke Condilio$ 6 d Itadtive In the circuhstancdd.sqibed ! Rule 45(cX3)(B), he coud may, nsread fquaslins o!hodirying a subpoena, rdcr apperece or pmduction nderspecified ordidonr f UE servingpariy:

    (t) siows a subslantial eed o. the restinony o. mare.ial latcmot be oilwise rer withour udue hddshi!; ed

    (ii) dsu6 that L\e$hocua..d po6on wiu be easolabiy

    (c), (d), and (e) (Effectile 1211/07)

    (d) Dutie! tn R$ponding lo r Subpoena.

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    SCIiEDIJLE A(JON LECH JOHANSEN)

    I. Df,TINITIONS

    1. "You" or "Your" refers o Joo LechJoha[seD.

    2. 'Apple" means Apple, Irc,, and any of its predecessors, uccesso$, arents,

    subsidiaries, ffiliates, egmerts, ivisions, perating dts or business ines foreign nddomestio),

    any of its plesent r fomer officels, dircctots, adsinistrators, gents, mployees, nvestigato$,

    accountads, ttomeys ndall otherpersons ctingol pulponing o act on ts behalf

    3. "Communications" efers to aIIy exchange f information by any means of

    hansmission, ending r receipt finformation ofany kind by or tlrough anymeans ncluding, ut

    not imited o, speach, ritings, documenls, anguage machine, oreign or otherwise) f any kiod,

    computer lechonics r electronic ata, -mail, nstantmessages, oicemail, ound, adio or video

    sigrals, telecommunicatior! elephone, eletype, acsimile, elegam, miqolilm, micmfiche,

    photographic ilrn ofall types r othermedia fany kind. The erm Cornmunication" lso noludes,

    without limitation, alt inquiries, discussions, onvrsations, orrespondence, egotiations,

    agrcements, ndeNtandings: eetings, otloes, cqusts,esponses, emands, omplaints, r press,

    publicityor trade eleases.

    4. "Digitalaudio ecording"means computer ile containing udio data, egardless f

    fomrat,andwhiohcao bgplayedon a compute. ! portable igital media playr.

    5, "Digitalvideo ecording" meaDs computer ile containing ideodata, cgadless f

    format, hat can be playedon a computer fportable igitalmediaplayer.

    6. "Documents"s intended o be rferpreted n the broadest ossible ense ut does ot

    inolude ocuments ontainilg proprietaly ode.

    7. "IairPlay" means pple's Foprietary digital rights management echnology.

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    8. "iPod" refers o the portable digital mediaplayers manufactured yApple, including

    but not limited to, all generations of iPod, iPod Touch, Pod Photo, Pod Mini, iPod Nano, iPod

    Shuffle, and Phone which were released during the Relevant Time Pedod.

    9. "iTunes Store" means Apple's onlirc store hrougi which Apple sells digital audio

    and video rccordilgs to oonsuders.

    10. "Portable digital media player" means any devioe that can be easily tansporte4

    weighs ess hao 12 ounces, s capable ofplaying a digital audio and or video recolding, can store

    more han 150 digital audio ecordings assuming n average ile size of3.0 MB but does not employ

    extefial media sr]ch as oompact discs, cartddges, assettes r compact lash cards

    tr. INSTRUCTIONS

    1 The documents o be produood pursuant o these equests pecifica]ly embrace, n

    additior to documents within your possession, ustody or control, all documelts within the

    possession, ustody or contol ofany ofyou agents, ccouirtants, epresentatives, r attomeys such

    docwnents also embrace ginals and dedical copies whether different ftom the original because

    oflotes made hereor or otherwise) ofthe documents escribed 4 these equests

    2. In the event hat a$y document called for by these equests has beetr destroyed or

    discarded, hat document s 10 be dentified by statiry:

    (a) the mtlre ofthe dooument:

    (b) the names ofany addressor r addressee;

    G) ifthere are any ndicated or blind copies;

    (d) the docu$ent's date, subject matter, number ofpages, and attachments r

    appendices; ll person o \4ihom he document was distributed, shown or explained;

    G) the document's date of dgshuction or discard, manner of destruction or

    discard; nd

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    made, and any such copies 'r'ere ot identical or are no otrger dentical by reason f subsequent

    notation r modification fany kindwhatsoever,ncludhg,without imitation, andwritteo otations

    on he tont or backoftlre document, ll suchnon-identical opies hall be produced.8. All documents hallbeprodlced with a copy ofany original i1e older or envelope n

    which he doouments rekept or maintained y you.

    9. Documents ttachedo each othershould ot be separated.

    10. All elecuonic ocuments hallbe producedn such ashion s o denti&lhe ocatio!,

    /.s., he network rle folder, hard drive,back-up ape, or other ocation, wherc he documents re

    stored and, where applicable, he natural person n whose possession hey were ound and he

    business ddress feach docurnent's ustodian(s).

    I 1. With the exception fdata Foductio$, all elechonically tored nfomation s to be

    produced s black and white, single-lage TIFF images at 300 or greater dpi resolution, with

    metad4ta ontained n a sepa&te iIe.

    12. All elechonic ocumerts ttachedto ne-mail retobeFoduced ontemporaneously

    and equenriailymmedialely fler he parenl -mail.

    13. A1l electoric documents re o be produced ith a .bd or functionally equivalent

    extacled ext rle.

    14. Themetadata s to be produced na separate ile identifuirg he bllowing ields of

    information:

    (a) cuslodian;

    (b) document itle: (subject ine for e-mails; ull path name noluding ile

    extension or electonic documents);

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    (c) sender/author: seuder or e-mails; pe$oo who created nd/or saved he

    documed n the orm produced or elecuonio ooumeds);

    (d) attachment(s): full pathmme ocluding ile extension, nd beginning rderding Bates umbers or each attachmert);

    (") tolal numbpr fattachments;

    (f) parent/children ates atrge: Batgs ange fpareDl maiyelectronic ocument

    andalJ ttachments);

    G) documeot ate: (date ed for e-mails; atest hronologically atesaved or

    eleotronic ocuments);

    (h) dale(s)modified: date he electlonic ocumenl as qeated andall dates be

    electonic docunent was subsequently odified, andname f author/modifier or each ate);

    (i) recipients: a.ll to"s);

    (t) copyees: all "ca'Q,

    0O blindcopyees: all bcc's);

    Q) replyand,/ororwarddate(s): alldates -mails eplied o or forwarded); nd

    (m) reply nd,/ororward ecipienrst all 1o"s,"cc"sand .bcc"s).

    15, Ifyou produce lectronic ocuments ithoutsome or all ofthe metadata hat was

    contained n the elechonic ocuments, oushall nfona he equesting arty of this act, n vdting,

    a!or before he ime ofproducrion.

    16. Haldcopydocurnetts ie., documer{s tsently xistingn writtenorpaper orm)are

    to be produced sblaokald white, single-page I!'F images t 300 or greater pi resolutiod. Hard

    copy documenls -re o be produced s they are mainrained n lhe ordjnary course f bnsiness,

    includingall separations, ttaohme4ts ndaffixednotes s hey xisted n the original.

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    17. All separate ard copy documeds attached o a hard copy document re o be

    prcduced otrtemporaneously ndsequentiallymmediately fter he parent document.

    18, All documents ith affixed notes re o be maged nd produced ust with all notesaffxed and hen e-imaged ith ail trotes emoved ndproduced ith unique Bates umbers.

    19. All hard copy doouments re o be produced aith Optical ChamcterRecognition

    ("OCR') io a siryle-page ormat.

    20, Documents ot otheflrise esponsive o this request hall be produced f such

    documents ertion, discuss, efer o, or explain he documents hatarc called or by tlis subpoena,

    or fsuch documents rc attached o documents alled or by this subpoena ndcorstitute outing

    slips, ransmittalmemorunda, r etters, onlments, valuations r similar materials.

    21. Notwithstanding he assertion fany objection o production, ny document s o

    whichan objectioDs raised hatallo aontairN ron-obj ctiomblematter hat s relevant nd maleial

    to a request erein must be produced, ul that portionof the document or which be objection s

    asscrted ay bo redacted, ovided hat he material cdacted s listed n the pivilege log.

    22. If anyotherwise sponsive ocurnent a1 but no onger s, lt existence r n your

    possessiorL ustody, r control, ou shallstatewhether he dooumenl: i) is missing r ost; (ii)has

    been destroyed; iii)has been ransfered, oluntarily or involuntarily, o others; or (iv) has been

    otherwise isposed f. In each nstance esdibed n this paragraph,denti& hename ndaddress f

    the documeot's urlenl oi last oo$.n custodian oddescribe he cicu$stances sr&.oundingts

    disposition.

    In. RELEVANT TIME PERIOI)

    Unless therwise tated, ll docunent equesls ercin cfer o documents reated uring he

    pedod anuary , 2003 o heplesent the Relevant imePeriod"), nd shall nc ude all documents

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    and nfomation hat elate n whole or tr part o such erio4 o eveds or oloumsta[ces uring uch

    period,even hough daled, repared, enerated, sed r received rioror subsequent o that period.

    IV. DOCUMENTREQUESTSI. All coDmunications ith Appleconc-omingourefforts o make Pod nto-operable

    with digitalaudioand/or ideo ecordings urchased iom onlirc stores ther han he Tunes Stor

    and/or ourefforts o makedigitalaudioaod/or ideo ecordings uchased om iTuoes Store nter-

    oporablowith podable digital media players other han Pod including, but no1 imited to, your

    effons o circumvent nd/or everse nginer airPlay.

    2. All communicatio[s trithAppleconoeining he icensing fFairPlay

    3. All documents trd comniudcalions olcming Applg's attempts o prcvert your

    eforts Xo ircumveDt r reverse ngineer airPlay.

    Slc6essD\ADDIo Tyinrl5cH00o60458.