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NPRLNanoscale Physics Research Laboratory
Feasibility to Spin-out:Chemically amplified NGL photo-resists
A.P.G. RobinsonNanoscale Physics Research Laboratory
The University of Birmingham
http://nprl.bham.ac.uk
NPRLNanoscale Physics Research Laboratory
Outline
• The Application
• The Solution
• Meeting Commerical Requirements
• Testing Commercial Feasibility
• Spin-out
• Conclusions and Acknowledgments
NPRLNanoscale Physics Research Laboratory
The Application - LithographyMicroelectronic devices are created by doping, etching or metalizing asemiconductor wafer to selectively change its electronic properties.
Lithography is used to pattern a chemical film, or resist, which then protectscertain areas of the substrate, whilst other areas are modified.
Resist
Wafer
The Lithographic (exposure and development) step accounts for upto 40% of the manufacturing time.
Mask
Energy
NPRLNanoscale Physics Research Laboratory
EUV or Innovative Technology
EUV
193i DP
193i
193
Moore’s Law
After International Technology Roadmap for Semiconductors, 2008
The feature size required for microelectronic devices shrinks every year
Intel 32 nm node Intel
22 nm node
Intel 16 nm node
Intel 11 nm node
Ready for HVM Introduction
βeta Testin
g
Proof of Concept
Resist Development Timeline for EUV
“Technology Node”65 nm 45 nm 32 nm 22 nm 16 nm 11 nm
Year of Introduction2007 2010 2013 2016 2019 2022
Resolution Definitions
DRAM halfpitch
MPU Gate in Resist
pitch
Gatewidth
pitch
NPRLNanoscale Physics Research Laboratory
The RLS TradeoffThe Resolution, Linewidth Roughness and Sensitivity of a resist are
correlated. One or two can be improved at a cost to the third.
R3 ×L2 × S ≈ Material Constant “Z-Factor”
Year of Introduction 2013 2016
Technology Node 32 22
DRAM halfpitch (nm) 32 23
MPU Gate in Resist (nm) 25 18
LWR (nm, 3σ) 2.0 1.4
Sensitivity (mJ/cm2) 10** (5 – 30) 10** (5 – 30)
** Intel Roadmap / IEUVI Resist Working Group Target
Line
wid
th R
ough
ness
Improve RLS by changing material
* International Technology Roadmap for Semiconductors, 2008
Resist Targets*
Film
Thic
knes
s
Higher Dose
Unexposed(Soluble)
Exposed(Insoluble)
Sensitivity
LWR = 3σ Variation of Linewidth from design
pitch
Resolution is usually taken as half of the acheivable pitch
NPRLNanoscale Physics Research Laboratory
The Solution – Molecular ResistsTraditional resists are polymeric materials with masses of hundreds of
kilodaltons. Molecular resists are much smaller, typical < 2,000 Da.
Polymeric Resist
Unit of PHOST Resist Fullerene
Molecular Resist
* D. Drygiannakis et al, Microelectron. Eng, 84, 1062 (2007)
Simulations indicate that molecular resists may shrink the RLS tradeoff*
L L
NPRLNanoscale Physics Research Laboratory
*A.M. Rao, et al, Science, 259, 955 (1993)†T. Tada, et al, Jpn. J. Appl. Phys., 35, L63 (1996)
C60 photopolymerisation was first demonstrated by Rao*. hν
Electron beam resist behaviour was first shown by Tada†.
Insoluble Graphitic Material
e-
Fullerene Resists
NPRLNanoscale Physics Research Laboratory
Advantages of C60 Resist: Very high etch resistanceHigh resolution (< 20 nm)
Very low sensitivity (10 mC/cm2)Coating by vacuum sublimationDisadvantages of C60 Resist:
Improving the C60 Resist:Derivatise to improve solubility
Fullerene Resists
NPRLNanoscale Physics Research Laboratory
Fullerene Resists
20 nm linewidth
Dose = 30,000 pC/cm at 30 keVPAB = NonePEB = None Develop = 10 s, MCBRinse = 10 s, IPA
30,000 pC/cm
NPRLNanoscale Physics Research Laboratory
Meeting Commerical RequirementsThe Sensitivity Problem
Solution
LMW Resists typically have poor sensitivity - the bestfullerene resist sensitivity is ~ 370 µC/cm2.
Chemical Amplification to enhance sensitivity
Unexposed Resist Exposed Resist
PhotoacidGenerator H⊕ ∆T
hν
CA Schematic after: H. Ito, Adv. Polym. Sci., 172, 37 (2005),
NPRLNanoscale Physics Research Laboratory
Meeting Commerical Requirements
CA Schematic after: H. Ito, Adv. Polym. Sci., 172, 37 (2005),
(c)
(a) (b)
R R
R
R
RR
RR
O
O O O
O OO
O
Tetra, Penta, Hexa Mix
OH
OH
S+ S S+SbF6
- SbF6-
OO
OO
OO
1.8
0
20
40
60
80
100
10-7 10-6 10-5 0.0001 0.001 0.01
MF03-04MF03-04:CL:PI (1:2:1)
Nom
alis
ed F
ilm T
hick
ness
(%)
Dose (C/cm2)
550 µC/cm28 µC/cm2
NPRLNanoscale Physics Research Laboratory
MF07-01 CA Resist System
Name Number AverageMolecular Weight (Mn)
Number of Epoxy Groups
EpoxideEquivalent Weight
CL1-1
CL1-2
CL2-1
CL2-2
CL2-3
CL2-4
2.2
3.6
2.7
4.8
5.0
5.4
345
570
540
1080
870
1270
157
158
200
225
174
235
Poly[phenyl glycidyl ether)-co-formaldehyde]
Poly[(o-cresyl glycidyl ether)-co-formaldehyde]
NPRLNanoscale Physics Research Laboratory
Sensitivity vs Composition
Exposure = 20 keVDevelop = MCB:IPA [1:1]
PAB = 75 ºC for 600 sPEB = 90 °C for 180 s
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Resolution vs CrosslinkerSparse Features
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12 nm Linewidth
Dose = 300 pC/cm at 30 keVPAB = 75 ºC for 600sPEB = 90 °C for 180 sDev = 10 s, MCB:IPA [1:1]Rinse = 10 s, IPA
MF07-01 : CL1-1 : PAG
20 nm Half Pitch
Dose = 140 pC/cmPAB = 75 ºC for 600sPEB = 90 °C for 180 sDev = 10 s, MCB:IPA [1:1]Rinse = None
300 pC/cm
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MF07-01 : CL1-1 : PAG15 nm Sparse Features
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Line Width RoughnessSparse Resolutions of 12 nm and dense resolutions of 20nm have been achieved at < 10 µC/cm2 sensitivities. Linewidth roughness is typically about 4 - 5 nm, but < 2.0 nmhas been seen under certain circumstances.
Have studied line width roughness in relation to:
DosePitchPABPEBCrosslinker
PAG ConcentrationBase ConcentrationFilm ThicknessCasting SolventDeveloper
LWR measured with IMEL Demokritos software
NPRLNanoscale Physics Research Laboratory
Best LWRs
MF07-01:CL1-1:PAG [1: 2 :1]Cast ChloroformPAB 75 ºC, 5 minPEB 90 ºC, 3 minDev. MCB:IPA(1:1) / IPA rinseFilm thickness 35 nm
LWR = 2.2 nm, LW = 17.2 nm
MF0701:CL1-1:PAG [1: 2 :1] + Base 1wt%Cast ChloroformPAB 75 ºC, 10 minPEB 90 ºC, 3 minDev. MCB:IPA(1:1) / IPA rinseFilm thickness 35 nm
LWR = 2.1 nm, LW = 16.9 nm
MF0701:CL1-1:PAG [1: 2 :1]Cast ChloroformPAB 75 ºC, 10 minPEB 90 ºC, 3 minDev. MCB:IPA(1:1) / IPA rinseFilm thickness 62 nm
LWR = 1.9 nm, LW = 21.7 nm
LWR = 2.3 nm, LW = 13.5 nm MF07-01:CL1-1:PAG [1: 2 :1.25]Cast ChloroformPAB 75 ºC, 10 minPEB 90 ºC, 3 minDev. MCB:IPA(1:1) / IPA rinseFilm thickness 35 nm
NPRLNanoscale Physics Research Laboratory
Testing Commercial FeasibilityIn addition to showing high resolution and sensitivity and lowlinewidth roughness, it is necessary to quantify many otherparameters for full commercial feasiblity.
These include pattern transfer, stability to processconditions and ageing, exposure on industry standard toolsand so on. Much of the year prior to spin-out has focussedon addressing such issues.
NPRLNanoscale Physics Research Laboratory
Etch Durability
200 nm pitch Si structures
25 nm half pitch Si structures
Crosslinker CL1-1
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Solvents
Chloroform
Anisole
PGM
EA
MCB Anisole:IPAAnisoleIPA:H2OMCB:IPA PGMEAMIBK:IPA Xylene TMAH
Developer
Casting S
olvent
NPRLNanoscale Physics Research Laboratory
Sensitivity vs PEB Temperature
MF07-01:CL1-1:PAG [1:2:1]
PAB = 75 ºC for 10 mPEB = Variable
Exposure = 20 keVDevelop = MCB:IPA [1:1]
NPRLNanoscale Physics Research Laboratory
Resolution vs PEB
PEB = 90 ºC, 3m No PEB
400 pC/cm 240 pC/cm
480 pC/cm 360 pC/cm
LW = 17 nmLWR = 3.8 nm
LW = 17 nmLWR = 3.4 nm
HP = 25 nmLWR = 4.0 nm
HP = 25 nmLWR = 5.2 nm
NPRLNanoscale Physics Research Laboratory
Sensitivity vs PED
MF07-01:CL1-1:PAG [1:2:1]
PAB = 75 ºC for 10 mPEB = 90 ºC for 3m
Exposure = 20 keVDevelop = MCB:IPA [1:1]
NPRLNanoscale Physics Research Laboratory
Resolution after 24 hr PED
PEB = 90 ºC, 3m No PEB
400 pC/cm 240 pC/cm
520 pC/cm 440 pC/cm
LW = 17 nm LW = 16 nm
HP = 25 nm HP = 25 nm
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Ageing
New Resist Aged 7 days Aged 30 days
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Initial EUV Results
Exposure time at PSI was kindly provided by Intel Corp, (Dr M.J. Leeson), and exposures were done with the assistance of Drs H. Solak, V. Auzelyte and P. Sahoo of the Paul Scherrer Institute
50 nm Half Pitch in CL2-4
NPRLNanoscale Physics Research Laboratory
Spinning OutWhere to Start
1. Identify business opportunity and draft summary overview. Include:a. What technology will business be based around?b. What is the business problem the technology can address ?c. Some basic information on the market the technology/business will enter (size, competition, etc…)
2. Approach University licensing group/departmenta. Ensure IPR is protected on technology. File patents if necessary.b. Liaise re: business opportunity and requirements (the licensing dept should be able to assist with many aspects of
the spin out process).
3. University Approvalsa. Head of Department; Faculty Board; Conflicts of Interest
4. Identify ‘start up’ teama. Inventors/researchers to be actively involved (part time or full time)b. Core management team (industry / business specialist)
5. Finalize legal detailsa. Equity split between inventors/researchers, university, management teamb. Company incorporation and articles of association etc…c. License agreements granting company rights to IPR
6. Identify sources of financinga. Start up funds via regional / governmental agencies (e.g. Proof of concept fund in Midlands)b. Private investment from local ‘angel groups’c. Local / regional development agencies for both equity investment and grant support (e.g. Mercia in Midlands for
equity investment, and AWM for matching grant support, IeMRC KTF etc).
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Spinning OutNext Steps
• Detailed business planning:• Opportunity (problem and how it is addressed)• Details/dynamics of entry market/industry• Strategic planning (goals of business, business model, and exit opportunities)• Financing requirements and projections/forecasts
• Fund raising• Presentations to investors• Grant applications
• Operational expansion• Team• Facilities (equipment, locations etc…)
• Implementation of business plan• Technology development road map • Strategic alliances• Enhance IPR• Core technology and commercial milestones in line with core business strategy and model (leading to exit)
Once the company has been formed, the core team is in place, all relevant legal matters and approvals are in place the core management team (possibly only one ‘business oriented’ individual supported by the inventors/researchers at this stage) can move to the company forwards the following phases:
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Spinning OutFinal Stages
• Acquisition or merger– The most likely scenario for success is a larger industry player acquiring the company– Could be a competitor or a collaborator / alliance partner– To maximize value, it is important to have more than one suitor– If company if merged with another private company, this will typically involve a tie up of stock into the merged
company, slowing down a cash exit.
• Continued operations– Expansion of company through a Series B, C, D etc… (as needed), onto ultimate profitability and ongoing payments of
dividends to stock holders.– Likely to end in an acquisition at a later stage at a higher valuation– Likely to involve a restructuring of management with initial founders often forced out
• Licensing model– Rather than selling the company to one acquirer, the core technology could be licensed to multiple parties
• IPO– The ultimate success story is often taking the company public. This will inevitably involve a number of additional
financing rounds as outlined in ‘Continued Operations’.– In the UK there is the AIM which offers a lower barrier to IPO’s (as low as 20M GBP valuations)
If successful with the technology development and associated road map/milestones, the business will ultimately ‘exit’ via one of the following routes:
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AcknowledgmentsMr D. UreIrresistible Materials
Mr J. Manyam, Ms M-Y. Song, Mr J. Lawton, Mr C. Jones, Dr J. Yin, Dr A. Pulisciano, Dr H Zheng, DrF.P. Gibbons, Dr H.M. Zaid, Dr J.C. Barnard, Dr A.J. Parker, Dr M.R.C. Hunt, Prof. R.E. PalmerNanoscale Physics Research Laboratory, University of Birmingham
Dr U. Jonas, Prof. F. DiederichLaboratorium für Organische Chemie, ETH Zentrum, Switzerland
Dr S. Diegoli, Dr M. Manickam, Dr E.J. Shelley, Dr D. Philp, Dr M.T. Allen, Prof. K.D.M. Harris, Prof. J.A.PreeceSchool of Chemistry, The University of Birmingham, UK
Dr E. Tarte, Dr C. Anthony, Dr. J. TengSchool of Engineering, The University of Birmingham, UK
Dr T. Tada, Dr T. KanyamaJoint Research Center for Atom Technology, NAIR, Japan
Dr C. FigguresSowerby Research Centre, BAe Systems, UK
Dr J. Mackevich, Dr R. Brainard, Dr T. Zampini, Dr K. O’ConnellRohm and Haas (Electronic Materials), Marlborough USA
Dr J.H. TortaiCNRS, France
Dr L. RumizSincrotrone Trieste S.C.p.A., Italy
Dr M.J. LeesonIntel Corp
Dr H. Solak, Dr V. Auzelyte, Dr P. SahooPaul Scherrer Institute, Switzerland
more Moore
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Thank You