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LO 3.1 11/8/2012
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Copyright © 2011 Pearson Education, Inc. Publishing as Longman
AP AMERICAN GOVERNMENT
2 | 1
Unit FivePart 2
The Judiciary
Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Chapter 14: The Judiciary
� The Federal Court
System
� The Politics of Appointing Judges
� How the Supreme
Court Makes
Decisions
� Judicial Power and Its Limits
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Copyright © 2011 Pearson Education, Inc. Publishing as Longman
Unit Learning Objectives
The Organization of Federal Courts5.1 Outline the structure of the federal court system.
The Politics of Appointing Judges5.2 Analyze the factors that play an important role in selecting judicial nominees.
The Jurisdiction of the Federal Judiciary5.3 Determine the basic constitutional powers of the federal judiciary.
How the Supreme Court Decides5.4 Trace the process by which Supreme Court decisions are reached, and assess influences on this process.
Judicial Power and Its Limits5.5 Assess the role of the judiciary in a constitutional democracy and the limits on
judicial action.
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Jurisdiction
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Civil LawA private party files the
lawsuit as the plaintiff.
Burden of proof is on the
Plaintiff
‘For the Plaintiff’ or ‘For the Defendant’ by a preponderance of the evidence
Remedy is Compensation
• The state or the people
prosecute the case.
• Presumption of Innocence;
burden of proof on the state
• ‘Guilty or Not Guilty’ beyond a reasonable doubt
• Remedy is Punishment: Fines, Imprisonment, or Execution
Criminal Law
The Jurisdiction of the Federal Judiciary5.3 Determine the basic constitutional powers of the federal
judiciary.
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Article IIIList three examples of cases that would fall under the judicial power of the Federal Courts:
The judicial power shall extend to all cases, in law and equity, arising under
this Constitution, the laws of the United States, and treaties made, or
which shall be made, under their authority;
--to all cases affecting ambassadors, other public ministers and consuls;--to
all cases of admiralty and maritime jurisdiction;-
-to controversies to which the United States shall be a party;
--to controversies between two or more states;--between a state and
citizens of another state;
--between citizens of different states;
--and between a state, or the citizens thereof, and foreign states, citizens
or subjects.
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Federal Cases
Federal question cases: involving the
U.S. Constitution, federal law, the sea,
or treaties
The Constitution or Federal laws
Treaties
Ambassadors, other public ministers and consuls
Admiralty and maritime jurisdiction
The United States government
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Federal Cases
Diversity cases: involving different
states, or citizens of different states
Two or more states
A state and citizens of another state
Citizens of different states
citizens of the same state over property in a different state
a state or citizen and foreign states or citizens
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What is “Original Jurisdiction”?
The ability and authority to hear and decide
cases for the first time based on hearing
testimony and viewing evidence
In contrast to hearing a case “on appeal”
after a verdict has been rendered.
Article III
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Article III, Section 2
Under what circumstances does the Supreme Court have “original jurisdiction”?
In all cases affecting ambassadors, other public ministers and consuls, and those in which a stateshall be party, the Supreme Court shall have original jurisdiction.
In all the other cases before mentioned, the Supreme Court shall have appellate jurisdiction, both as to law and fact, with such exceptions, and under such regulations as the Congress shall make.
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Article III, Section 2
Under what circumstances does the Supreme Court have “original jurisdiction”?
In all cases dealing with
ambassadors, other public ministers and consuls
a state government
In all the other cases
the Supreme Court shall have appellate jurisdiction
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Procedure
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Term begins the first Monday in October
Court has four week sessions:
“Sittings," two weeks for
hearing arguments
“Recesses," two weeks for
conferences and writing
opinions.
They hear as many as 24
cases each sitting.
How the Supreme Court Decides5.4 Trace the process by which Supreme Court decisions are reached, and assess influences on this process.
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The Justices hear
arguments from October
until the end of April
During May and June, the
Justices announce
decisions
From July through September, they read petitions for writs of certiorari and discuss cases for the next term.
Procedure
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Writs of Certiorari
Most cases arrive through a writ of certiorari
Requires agreement of four justices to hear the case
Involves significant federal or constitutional question
Involves conflicting decisions by circuit courts
Involves Constitutional interpretation by one of the highest state courts
7000 petitions, only around 100 granted
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Standing to Sue
There must be a real controversy between adversaries
Harm must be demonstrated
Actual
Personal
Class actions
Expenses
In forma pauperis
Fee shifting
Political Questions
Sovereign immunity
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Current Cases before the Supreme CourtClapper v. Amnesty International Can citizens file suit if they reasonably
fear the government is reading their sensitive communications?
Windsor v. U.S. Does the Defense of Marriage Act violate equal protection
guarantees in the “Full Faith and Credit” clause of Article I?
Hollingsworth v. Perry Does the 14th Amendment prevent states from
defining marriage as only between a man and a woman?.
Nix v. Holder Is federal oversight of states with a history of discrimination
under the Civil Rights Act of 1965 unwarranted and burdensome?
Fisher v. University of Texas at Austin, Can universities take race into
account as a factor in student admissions?
Florida v. Jardines, Can police use a dog to sniff for drugs despite having
no other hard information that illegal activity was occurring?
Ryan v. Gonzales Does the defendant need to be mentally capable of
assisting his own attorney in death penalty convictions?
Kiobel v. Royal Dutch Petroleum, Can US courts hear lawsuits against
foreign corporations for violations of human rights committed abroad?
Oklahoma v. Barber Are state laws saying life begins at conception, and
giving human embryos the rights and privileges of citizens constitutional?
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Brief
Precedent!!!
Remedy
Amicus Curiae
‘Friend of the Court’
Oral Argument
Plaintiff
Defendant
Inquiry by Justices
Closing Arguments
Rebuttal
Procedure
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The Supreme Court in Action
Lawyers submit briefs that set forth the facts of the case, summarize the lower court decision, gives the argument of their side of the case citing appropriate precedent, and suggests remedy
Amicus Curiae briefs are submitted
Oral arguments are given by lawyers after briefs are submitted
Justices then question the attorneys
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Inquisitorial and Adversarial LegalSystems
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Adversarial Systems
Two or more opposing parties gather evidence
Parties present their evidence and arguments to a judge or jury.
The judge or jury knows nothing of the litigation until the parties present their cases.
The judge acts as a referee on points of law.
The judge or jury determine both the verdict and the remedy.
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The Inquisitorial System
In the INQUISITORIAL system, the presiding judge is not a passive recipient of information.
The judge actively steers the search for evidence and questions the witnesses
Attorneys play a more defensive role, suggesting arguments and precedents and answering the judge’s questions.
The judge determines the verdict and the remedy.
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Goal of both is to find the truth.
The adversarial system
seeks truth by pitting parties against each other in the hope competition will reveal it
the adversarial system places a premium on the
individual rights of the accused
The inquisitorial system
seeks the truth by questioning those most familiar with
the events in dispute
The inquisitorial systems places the rights of the accused secondary to the search for truth.
Inquisitorial and Adversarial Systems
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Inquisitorial and Adversarial Systems
Lower courts are Adversarial; the Supreme Court is
Inquisitorial.
Justices question and cross-examine the attorneys
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Court Opinions
Per curiam: brief and unsigned
Opinion of the court: majority opinion
Concurring opinion: agrees with the
ruling of the majority opinion, but
modifies the supportive reasoning
Dissenting opinion: minority opinion
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Founders probably expected judicial
review but did not expect the federal
courts to play such a large role in policy-
making
But the federal judiciary evolved toward
judicial activism, shaped by political,
economic, and ideological forces
Judicial Power and Its Limits5.5 Assess the role of the judiciary in a constitutional
democracy and the limits on judicial action.
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Judicial review: the right of the federal
courts to rule on the constitutionality of
laws and executive actions
It is the chief judicial weapon in the
checks and balances system
Marbury v Madison
McCulloch v Maryland
Judicial Review
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“It is emphatically the
province and duty of
the judiciary to say
what the law is, and a
law repugnant to the
Constitution is void.”-John Marshall
Chief Justice of the Supreme Court,
1801-1835
Marbury v. Madison
Judicial Review
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Congress has implied
powers under the
Elastic Clause
Federal law is
supreme over state
law
Judicial Review
McCulloch v. Maryland
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Would Marshall have
been considered an
activist or a strict
constructionist?
Judicial Review
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Roger Taney
Chief Justice of the Supreme Court, 1836-
1864
Judicial ReviewDred Scott v Sanford, 1857
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THE FACTS
Dred Scott, a slave from Missouri,
was taken by his master to Minnesota, a federal territory where slavery was illegal.
Scott filed a lawsuit in federal court claiming that he was now free.
Dred Scott
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THE DECISION
The enumerated powers of the Constitution do notinclude the regulation of slavery
All Federal laws prohibiting slavery are unconstitutional
Slaves are not citizens, they are property. Therefore
cannot file lawsuits
cannot be taken from their masters without due process and adequate compensation
Blacks are not citizens of the US and cannot ever be
citizens
Judicial ReviewDred Scott v Sanford, 1857
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“ [Blacks] must be regarded
as beings of an inferior
order, and altogether unfit
to associate with the white
race, and having no rights
which the white man was
bound to respect..”-Roger Taney
Chief Justice of the Supreme Court, 1836-
1864
Judicial ReviewDred Scott v Sanford, 1857
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Judicial ReviewDred Scott v Sanford, 1857
Justice McLean’s Dissent
Article I, section 9 does imply federal power to regulate slavery
There is no basis for the claim
that blacks cannot be citizens.
At the time of the ratification of the Constitution, black men could
vote in ten of the thirteen states.
This fact made them citizens not
only of their states but of the United States.
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Would Taney have
been considered an
activist or a strict
constructionist?
Judicial ReviewDred Scott v Sanford, 1857
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Activist Court
The Warren Court
Brown v Board of Education
Miranda v Arizona
Gideon v Wainwright
Griswald v Connecticut
Earl Warren
Chief Justice of the Supreme Court,
1953-1969
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Rick Perry’sConstitutional Amendment
Proposal
18 YEAR TERMS FOR FEDERAL JUDGES
2/3rds VOTE OF CONGRESS TO OVERRIDE JUDICIAL DECISIONS
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Arguments for Judicial Activism
Courts should correct injustices when
other branches or state governments
refuse to do so
Courts are the last resort for those
without the power or influence to gain
new laws
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Arguments Against Judicial Activism
Judges lack expertise in designing and
managing complex institutions
Initiatives require balancing policy
priorities and allocating public revenues
Courts are not accountable because
judges are not elected
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Checks on Judicial Power
Judges have no enforcement mechanisms
Confirmation and impeachment
proceedings
Changing the number of judges
Revising legislation
Amending the Constitution
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Public Opinion and the Courts
Defying public opinion may be dangerous to the legitimacy of the Supreme Court
Opinion in realigning eras may energize court
Public confidence in the Supreme Court since 1966 has varied with popular support for the government generally
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What constitutes treason in this section 3?
What is required to convict a person of treason?
Why do you think Treason is the only specific crime that is mentioned
in the Constitution?
Section 3.
Treason against the United States, shall consist only in levying war
against them, or in adhering to their enemies, giving them aid and
comfort. No person shall be convicted of treason unless on the
testimony of two witnesses to the same overt act, or on confession in
open court.
The Congress shall have power to declare the punishment of treason,
but no attainder of treason shall work corruption of blood, or forfeiture
except during the life of the person attainted.