10
POSfON PS 5. 3. Report Reqired by the Etics AOlO FANCIAL DISCLOSUE REPORT i Goverment Act of1978 Rev.1107 FORCALENARYEAR206 (5 U.S.C. app.§§ 101-111) 1. Pe Reporng ( nm f md it) KOLLAR-KOTLY, COLLE 2. Cour or Orton Unite Stat Distct Cour 3. Dt o Repr 05/10107 4. Tt (Ar m jug Idite actve or sr st; mte jud ite fl- or part-me) Distct Judge - Actve S Rer T (c apprprte t) D Nomnon Dt D It $ Anu D Fn 6 Reprtg Pe 01/0110 t 1231120 S. D Aen Reo 7. Cb or Of Addrs U.S. Distct Court 333 Constituton Avenue, N Washington, D.C. 2001 8 On t b or t iorton cont i t Repr a ay mictn pr ter, i i I my opin i com with appliabl lws a rtn Reviewing Ofcr Date IMPORTANT NOTES: The itn accomanyig thi form mut be folwed Complte al pa, checkg te NON box for each par where you have no reporbl inforn. Sign on lt page. I. POSITIONS. (Repotg iv onl; see pp. 9-13 ofiins.) D NONE (No reportable positions.) NA OF ORGAATON/N 1. Diretor 2. 3. Rob Shuker Scholaship Memoria Fund 4. A TRS C (/ C) r-. Oz ( ) CZ ;:C r_ o: ., . C f _ = = : - :: m = ( - e m - < ) m - 0 .. C U T. AGREEMNTS. (Repot ii onl; see pp. 1416 of istns.) D NONE (No reportable agreements.) -+20-- D.C. Supror Court Retrement Pla 2.

AOlO NANCIAL DISCLOSRE REPORT Report Reuired ... ES 5. 3. Report Reuired by the Ehics AOlO NANCIAL DISCLOSRE REPORT n Govenment Act of 1978 Rev.1207 FORCALEDARYEAR206 (5 U.S.C. app

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Page 1: AOlO NANCIAL DISCLOSRE REPORT Report Reuired ... ES 5. 3. Report Reuired by the Ehics AOlO NANCIAL DISCLOSRE REPORT n Govenment Act of 1978 Rev.1207 FORCALEDARYEAR206 (5 U.S.C. app

POSffiON

PARTIES

5.

3.

Report Required by the Ethics AOlO FINANCIAL DISCLOSURE REPORT

in Government Act of 1978 Rev.112007 FORCALENDARYEAR2006 (5 U.S.C. app.§§ 101-111)

1. Person Reporting (last name, first, middle initial)

KOLLAR-KOTELLY, COLLEEN

2. Court or Organization

United States District Court

3. Date of Report

05/1012007

4. Title (Article m judges Indicate active or senior status; magistrate judges indicate full- or part-time)

District Judge - Active

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial Annual D Final

6. Reporting Period

01/0112006 to

1213112006 Sb. D Amended Report

7. Chambers or Office Address

U.S. District Court 333 Constitution Avenue, NW Washington, D.C. 20001

8. On the basis or the information contained in this Report and any modifications pertaining thereto, it is, In my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Repotting individual only; see pp. 9-13 ofinstnu:tions.)

D NONE (No reportable positions.)

NAME OF ORGANIZATION/ENTITY

1. Director

2.

3.

Roben Shuker Scholarship Memorial Fund

4.

AND TERMS

CJ (/)C)r-..,. Oz (/) )> CZ;::c;CJ rri_ o:.t> ., , ., CJfTl

_, = = ::u--' :;:: m =-

(')-<

er m -<

)> m - 0..

C> Ul

TI. AGREEMENTS. (Repotting individual only; see pp. 14-16 of instructions.)

D NONE (No reportable agreements.)

-+2006-- D.C. Superior Court Retirement Plan

2.

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SOURCE

SOURCE

INCOME

5.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 2of10 05/10/2007KOLLAR-KOTELLY, COLLEEN

ID. NON-INVESTMENT INCOME. <Reporting individual and spouse; see pp.11-u of instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE (yours, not spouse's)

1. 2006 D.C. Superior Court Retirement Fund $ 103,690

2.

3.

4.

5.

B. Spouse's Non-Investment Income •If you were married during any portion ofllul reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

AND TYPE

1. 2006 Self-Employed (Lawyer)

2.

3.

4.

5.

IV. REIMBURSEMENTS - transportation, Wdging,food, entertainmenl.

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

[Kl NONE (No reportable reimbursements.)

DESCRIPTION

1.

2.

3.

4.

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VALUE

1.

5.

Date or Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 3of10 05/1012007KOLLAR-KOTELLY, COLLEEN

V• GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

[K) NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

2.

3.

4.

VJ. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-33 of instructions.)

D NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

1. Chase Bank Credit Card

2.

3.

4.

5.

CODE

K

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c.

3.

4.

5.

6.

7.

7/3

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page4of10 05/1012007KOLLAR-KOTELLY, COLLEEN

VII. INVESTMENTS and TRUSTS -income, paJue, transactions (lnchules those of the spouse Q1ld dependent children. See PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. Description ofAssets (mcluding trust assets)

Place "(X)" after each asset

exempt from prior disclosure

1. Rental Property, Rehoboth Beach, DE

B. D. Income diuing Gross vallie at end of Transactions diuing reporting period

reporting period reportingperiod

(1) (2) (1) (2) (i) (2) (3) (4) (5) Amount Type(e.g. Value Value 'rype(e.g. D.ate Value Gain Identity of Codel div., rent, Code2 Method buy, sell, Month- Code2 Code I buyer/seller(A-H) or int) (J-P) Code3 redeinption) Day (J-P) (A-H) (If private

(Q-W) transaction)

D Rent M w

2. PNC National Bank None J T

Bank of America A Interest J T

Fidelity Investments Mortgage Securities B Dividend K T Fund(IRA)

Fidelity Investments Mortgage Securities A Dividend Sale K E Fund(IRA)

Dickstein, Shapiro, Morin & Oshinsky None Redeem 5/3 M Capital Account

Capital Realty Investors II L.P. B Dividend J u

8. Ardsley/Park Hoover Limited Partnership None K u

9. Ardsley/Cumberland Associates Limited None J u Partnership

10. Ardsley/ Arlington Associates Limited None K u Partnership

1 1. DSM Poseidon L.L.C. None J u

12. Bank of New York Com. Stock A Dividend K T

13. Capital One Ftn. Com. St. A Dividend K T

14. General Electric Com. St. B Dividend K T

15. Money Store Notes B Interest K T

16. Schwab Money Market Fund D Dividend K T

17. USX Marathon Group Notes B Interest K T

I. Income GainCodes:

(See Columns BI and D4) 2. value Codes

(See Columns Cl and D3) 3. ValueMe<bodCodcs

(See Column Cl)

A =$1,000 or less

F =$50,001- $100,000

J =$15,000 or less

N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,000

Q =Appraisal U =Book Value

B =$1,001- $2,500

G =$100,001- $1,000,000

K =$15,001 - $50,000

0=$500,001- $1,000,000

R =Cost (Real Estare Only) V:Othcr

c =$2.501 - $5,000 HI =$1,000,001- $5,000,000

L =$50,001 - $100,000

Pl =$1,000,001 - $5,000,000

P4=More than $50,000,000

S=AsscSsment

w =Estimated

D =$5,001 - $15,000

H2 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5,000,001- $25,000,000

T =Cash Market

E =$15,001 - $50,000

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c. A.

25.

27.

34.

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT

KOILAR-KOTELLY, COLLEEN 05/10/2007Page 5of10

vn. INVESTMENTS and TRUSTS income, value, transactions (Includes tMse of the spouse ll1ld dependent children. See pp. 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

Description of Assets (Including trust assets)

Place •oq• after each asset exempt from prior disclosure

18. Bethlehem Steel Notes

B. D.

Income during Gross value at end of Transactions during reporting period reporting period reporting period

(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity of Code 1 div., rent, Code2 Method buy, sell, Month- Code2 Code 1 buyer/seller (A-II) ilririt) (J P) Code3 redemption) Day (J-P) (A-II) (Ifprivate

(Q-W) transaction)

A Interest Default 6/19

19. HMH Properties Notes A Interest Redeem 05/15 ]

20. DR Horton Notes B Interest K T

21. Sterling One Industrial LLC D Dividend K u

22. Burlington Resources Com. St. Merged into A Dividend Merged 04/03 Conocophillips*

23. Pfizer Com. St. B Dividend K T Buy 2115 ]

24. Pfizer Com. St. B Dividend K T Buy 7126 ]

Allied Qqiital Com. St. A Dividend K T Buy 06/14 K

26. American Electric Power Notes A Interest Redeem 05/15 K

National Rural Utilities Notes B Interest K T

28. International Lease Fmancial Co. Notes B Interest K T

29. Royal Caribbean Notes B Interest K T

30. Federal Home Loan Bank Bonds c Interest M T Buy 11/03 K

31. Federal Farm Credit Bank Bonds B Interest K T

32. EMC Corp. Com. St. None K T

33. Freeport McMoran Copper & Gold, Inc. B Dividend Partial Sale 06/14 ] B Com.St.

Freeport McMoran Copper & Gold, Inc. B Dividend Sale 08/30 K c

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2.501 - $5,000 D =$5,001 • $15,000 E =$15,001 - $50,000 (See Columns Bl and D4) F=$50,001- $100,000 G =$100,001 - $1.000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000

2. Value Codes I =$15,000 0rlcss K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - l250,000

(Sec Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,C00,001 • $5,000,COO P2=$5,000,001- $25,000,000

3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estaie Only) P4 =More than $50,000,000 T =Cash Market

(Sec Column C2) Q=Appraisal V=Otha s =Assessment u =Book Value w =Estimated

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c.

Method Code3

reporting period

35.

37.

39.

43.

49.

(1) (1) (4)

(A-H)

Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT

05/10/2007KOLLAR-KOTELLY, COLLEEN Page 6of10

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. D.B. lnl;omeduringDescription of Assets Gross value at end of Transactions during reporting period

(mcluding trust assets) reporting period

(2)(1) (2) (2) (3) (5) Place "(X)" after each asset Amount Value Value Value Identity of Date GainType(e.g. Type(e.g.

Code I div., rent,exempt from prior disclosure Code2 buyer/sellerCode2 Month- Codelbuy, sell, (A-H) or int.) redemption)(J-P) b;ty (J-P) (ifprivate

iransactfon) (Q-W)

Com.St.

MCG Capital Corp. Com. St. B Dividend K T

36. Anheuser Busch Co. Inc. Com. St. A Dividend K T

Boston Scientific Corp. Com. St. None Buy 07126 J

38. Boston Scientific Corp. Com. St. None Sale 10/03 J

Nokia Corp. ADR Com. St. A Dividend Partial Sale 05/04 J B

40. Nokia Corp. ADR Com. St. A Dividend Sale 12/04 K c

41. Tempur Pedic Intl. Com. St None Sale 10/06 K B

42. Home Depot Inc. Com. St. A Dividend K T

Apache Corp. Com. St A Dividend K T

44. Consolidated Edison Com. St. B Dividend K T

45. Affiliated Computer Com. St. None Sale 01/27 K c

46. Streettracks Gold Trust Com. St None K T

47. Diageo CAP PLC - Notes A Interest Redeem 03/15 K

48. Citigroup Inc. Notes B Interest K T

U.S. Treasury Notes D Interest M T Buy 02106 K

50. U.S. Treasury Notes D Interest M T 3uy 05/11 =<

I. Income Gain Codes: A =$1,000 or less B =$1,001-$2,500 C=S2.SOl-$5,000 p=$5,001.- $15,000 E =$15,001 -$50,000 (See Columns Bl and 04) F =$50,001 -$100,000 G =$100,001 - $1,000,000 HI =S1.ooo.001, ss.000,ooo Ill =Moic !ban $5,000,000

2. Value Codes J =$15,000 or!& K=$15,001 • $50,000 · L =$5o,001 - $100,ooO M =$100,001- $250,000 (See Columns Cl and D3) N =$250.001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000.ooi -ss,ooo;ooo P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 '$50,000,000 R =Cost (Real Estate Ouly) p . =Mote !ban $50,000,000 T =Cash Maiket

(See Column C2) Q =Appraisal V=Othor s =Assessllient U =Book Value w =Estimated

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c. D.

(5) Date

Code3 (MI)

W=ES!imated

53.

54.

55.

57.

59.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

05/10!2007Page 7of10 KOLLAR-KOTELLY, COLLEEN

VII. INVESTMENTS and TRUSTS - income, 11alue, transactions (Includes those of the spouse and dependent children. See PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. Description of Assets

(mcluding trust assets)

Place "(X)" aftereach asset

exempt from prior disclosure

51. Florida Community Bank Certificate of

B. Income during Gross. value at end of Transactions during reporting period

reporting p¢riod reporting period

(1) (2) (I) (2) (1) (2) (3) (4) Amount Type(e.g. Value Value Type(e.g. Value Gain Identity of Codel div., rent, Code2 Melhod buy, seiJ, Monlh- Code2 Code 1 buyer/seller (A-II) or iilt.) (J-P) redciription) Day . (J-P) (if.private

(Q-W) transaction)

B Interest Matured 09/13 K Deposit

52. Fust Bank PR Certificate of Deposit B Interest Matured 09/14 K

Watts Water Tech Com. St A Dividend Sale 05112 K B

Commercial Metals Com. St. A Dividend Sale 01/11 K c

Amgen Inc. Com. St. None K T Buy 07/06 J

56. Amgen Inc. Com. St. None K T Buy 07/26 J

Eaton Corp. Com. St. A Dividend Sale 06/08 K c

58. Pioneer Natural Resource Com. St. A Dividend K T Buy 01/11 J

Pioneer Natural Resource Com. St. A Dividend K T Buy 03/27 J

60. Dover Corp. Com. St A Dividend Sale 05122 K c

61. U.S. Bankcorp Com. St. B Dividend K T

62. Cameco Com. St A Dividend K T Buy 05/08 K

63. Cameco Com. St A Dividend K T Buy 07/06 K

64. Countrywide Bank Notes B Interest K T Buy 06/21 K

65. Bank of Oklahoma Notes None K T Buy 08/16 K

66. Capital One Fm. Notes None K T Buy 10/02 K

67. American Int'l. Group Com. St. A Dividend K T Buy 10/03 K

I. Income Gain Codes:

(S<e Columns Bl aud D4) 2. Value Codes

(See Columns Cl aud D3) 3. Value Method Codes

(See Column C2)

A =$1,000 orless F =$50,001 - $100,000 J =$15,000 orless ·

N =$250,001 - $500,000 P3 =$25,000,001-.$50,000,000

Q=Appraisal U=BookValue

B =$1,001- $2,500 G =$100,001 $1,000,000 K =$15,001 - $50,000 0 =$500,001 - $1,000,000

R =Cost (Real Est.ic Only) V=Other

c =$2,501 - $5;000 HI =$1,000,001- $5,000,000 L =$50,001 "$100,000 Pl =$1,000,001-$5,000,000 P4 =More than $50,000,000 s =:ASscssm.ent

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001- $250,000 P2 =$5,000,001 - $25,000,000

T =Cash Market

E =$15,001 - $50,000

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c.

Code2

Q =Appraisal

FINANCIAL DISCLOSURE REPORT

Page 8of10

Name of Person Reporting

KOLLAR-KOTELLY, COLLEEN

Date or Report

05/10/2007

VII. INVESTMENTS and TRUSTS income, value, transactions (lru:hules those of the spouse and dependent children. See pp. 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

68. American Int'l. Group Com. St.

B. D. · Income during Gross value at end of Transactions during reporting period

reporting period reporting period (1) (2) (1) (2) (1) (2) (3) (4) (5)

Amount Type (e.g. Value Value Type(e.g. Date Value Gain Identity of Codel div., rent, Method buy, sell, Month- Code2 Codel buyei/seller (A-II) or int.) (J·P) Code3 redemption) Day (J-P) (A"H) (if private

(Q-W) transacticn)

A Dividend K T Buy 10/06 J

69. Motorola Com. St. None· K T Buy 10/03 K

70. Wisdomtree Int'l. A Dividend K T Buy 12115 K

71. Capmark Bank Notes None K T Buy 12122 K

72. Ingersoll Rand Com. St. A Dividend K T Buy 02124 K

73. Ingersoll Rand Com. St. A Dividend K T Buy 05/31 J

74. Concophillips A Dividend K T Merger 04/03

I. Income Gain Codes: A=$1.000 or less B =$1,001-$2,SOO c =$2;501-$5,000 D =$5,001 - $15,000 E =$15,001 -$50,000

(Sec CD!umns Bl and 04) F =$50,001- $100,000 G =$100,001- $1,000,000 HJ =$1,000,001 -$5,000,000 H2 =Mme than $5,000,000

2. Value Codes J =$15.000 or less K=SIS,001 -$50,000 L =$50,001. $100.000 M =SI00,001- $250.000

(Sec Columns Cl and 03) N =$250,001 -$500,000 0 =SS00,001- $1,000,000 Pl =$1,000,001- $5,000,GOO P2 =SS.ooo.c-01- $25,000,000

3. ValueMetOOd Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Ooly) P4 =Mo.,:tban $50,000,000 T =Cash Malket

(Sec CDlumn C2) s Assessment V=Oiher U=Book Value W=Estimaled

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Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 9of10 05/1012007KOLLAR-KOTELLY, COLLEEN

VIll. ADDITIONAL INFORMATION OR EXPLANATIONS. <IndicatepanofReport.J

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fttJ;_ ..? ms PoRT

o.1e oa 7

OR FAILS TO FILE MAY BE SUBJECT TO CIVIL NOTE: ANY

Date of Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT

Page 10of10 05/10/2007KOLLAR-KOTELLY, COLLEEN

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544