Anne E Thompson Financial Disclosure Report for 2010

8/3/2019 Anne E Thompson Financial Disclosure Report for 2010

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AOIORev. 1/2011 I FINANCIAL DISCLOSURE REPORTFOR CALENDAR Y EAR 2010 Report Required by the Ethicsin Government Act o f 1978(5 U.S .C. app. .~; I01-111)I . Person Reporting (last name, f irst, middle initial)

T h o m p s o n , A n n e E .

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or pan-time)Distric t Judge - Senior Status

7. Chambers or Office Address402 E. S ta te S t reetR o o m 4 0 0 0Trenton , NJ 08608

2. Court or Organizat ionU.S. Dis t r ic t Cour t

3. Dale of Report05/I 1/2011

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing Officer Date

6. Repor ting Per iod01/01 /2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,checking the NONE b ox for each part where you ha ve no reportable information. Sign on last pag~

I . P 0 S 1 T I 0 N S . e R e ~ , o r~ , g i n d i v id ~ o l o . ty ; s e e ~ , p . 9 -1 3 of f i l ing instructions.)D N O N E (No reportable positions.)POSITION

1 . Mem ber - Cr i mi n a l Law D r a t li n g Co mm i t tee2. Co-Trus tee

3. Co-Trus tee

4.5.

NAME OF ORGANIZATION/ENTITYNat io n a l Co n feren ce o f Bar E xamin ersTrust #1 - U/W Art. FifthTru st #2 - U/W A rt. S ix th

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 17

N a m e o f P e r s o n R e p o r t in gThompso n, Anne E.

D a t e o f R e p o r t05/I 1/201 I

I II . N O N - IN V E S T M E N T I N C O M E . tRopo.l .gi.di,idualondsponse:seepp. 17-24 of filing instructions.)A. Filers Non-Investment IncomeD NONE non-investment income.)N o reportable

DATE SOURCE AND TYPE

1.2010

2.

3.

4.

Nat io n a l Co n feren ce o f Bar E xamin ers - - Fees ea rn ed fo r d ra f t in g , ed i t in g& rev i s in g bar exam an d ev a lu a t in g p er fo rm an ce o f t es t qu es t io n s .

INCOME( y o u r s , n o t s p o u s e s )$6,500.00

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - If you were ma rried during any portion of the reporting year, complete this section.(Do llar amo u nt no t re q u ire d e xce p t fo r h o no raria . )

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

D (No reportable reimbursements.)ONES O U R C E D A T E S LO CA T IO N PURPOSE ITEMS PAID OR PROVIDED

Nat io n a l Co n feren ce o f Bar May 6-9 , 201 0 N ew Or l eans , LAE x a m i n e r s

Act iv i ty o f O rgan i za t ion A irfa re , H o te l , Meal s & Lo ca lTransportat ion

2. Nat io n a l Co n feren ce o f Bar O c t o b e r 1 4 - 1 7 , 2 01 0 W a s h i n g to n , D C Act iv i ty o f O rgan i za t ion T rav e l , H o te l , Meal s & Lo ca lE x a m i n e r s Transportat ion3.4.5.


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 7

Name of Per son Repor tingT h o m p s o n , A n n e E .

D a t e o f R e p o r t05/I 1/2011

V . G I F T S . ( ln c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i ld r e n ; s e e p p . 28-31of filing instructions.)N O N E ( N o reportable gifts.)

S O U R C E DE S C RI PT I O N1 .2.3.4.5.

VALUE

V l . L I A B I L I T I E S . a n c l u d e s t h o s e o / sp o u s e a n d d e p e n d e . I children; see p p . 3 2 - 3 3 of filing instructlon~)NO NE (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPOR TPage 4 of 17 Ia m e o f P e r s o n R e p o r t i n gThomp son, Anne E. D a t e o f R e p o r t05/I 1/2011

V II. INVESTMENTS and TRUSTS - i ........ l u e , tr ....,ions (Includes those of sp ......d dependent ch ildren; see pp. 34-60 of filing instructionsON O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g(in c lu d in g tru s t as se ts) re p o rt in g p e rio d

I (i) (2)Place "(X)" after each asset i A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c l o s u r e [ Code I di v . , r en t ,

ii (A-H) or i n t . )

I. Sun Natl Bank Checking Account A Interest

2. Dukes C ounty Bank Account N o n e3. IN G D irect N o ne4. Glenmede Tax-Exempt Fund A lnt./Div.

5. Procter & Gamble Co A Dividend

6. Hansen Natural C o r p None

7. U.S. Bancorp A Dividend8. Dominion Resources A Dividend

9. Gilead Sciences Inc None

1 0. Exelon Corporat ion A Dividend1 1. McDonalds Corp A Dividend1 2. Varian Medical S ys t ems Inc None1 3. lVlEducational Services None

1 4. ITTEducational Services None

1 5. ITTEducational Services None

1 6. Intel C o r p A Dividend

17 . Ace Ltd A Dividend

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

V a l u e V a l u eC o d e 2 M e th o d

( J - P ) C o d e 3

K T

J T

J T

J T

J T

J T

J T

J T

J TJ T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(I) (2) (3)T y p e ( e . g ., D a t e Valuebuy, sell, m r ~ d d i~ y Code 2

r e d e m p t io n ) ( J - P )

Closed 01/12/10 J

So ld 05/06/10 J

Sold 05 /05 /1 0 JS o ld 04/28/1 0 J

S o ld 06/28/1 0 JS o ld 05 /20/1 0 J(part)S o ld 05 /27/1 0 JBu y 08/18/10 J

JBu y 01/12/10 J

( 4 ) ( 5 )Gain I d e n t i t y o f

Code I buy er!seller(A-H) ( i f p r i v a t e

t r a n s a c t i o n )

A

AA

A

A

A

I . Income Gain Codes: A = $1 .000 o r leas B = $1 ,001 - $2,500 C = $2,501 - $5 ,000 D = $5 ,001 - $15 ,000(S c c Co lu m n s BI a n d IM) F = $50.001 - $100,000 G = $100.001 - $1 ,000,000 I ll =$ 1 .0 00 ,0 01 - $5 .0 00 .0 00 1 12 =M or e t ha n $ 5. 00 0. 00 0

2. Value Cod~ J = $ 1 5 . 1 1 ~ O o r l e s s K =$15.001 - $50.000 L = $50.001 - $100.000 M =$100.001 - $250.000(S c c Co lu m n s CI a n d D3) N =$250,001 - $500.000 O = $500.001 - $1 ,000.000 P I = $ 1, 00 0. 00 1 - $5 .0 00 .0 00 P 2 = $ 5. 00 0. 00 1 - $2 5, 00 0. 00 0

P3 =$25,000.001 - $50,000.000 P4 =More than $50.000,0003. Value Method Codes Q -Appraisal R = Cos t ( R ea l E s t a t e On ly ) S = As s es s men t T = ~ h M a r k e t(See Column C2) U = B ook V alue V =O~her W = E s t imated

E =$15.001- $50.000


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FINANCIAL DISCLOSURE REPOR TPage 5 of 17

Name of Per son Repor tingT h o m p s o n , A n n e E .

Date of Report0.5/11/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t u e , ~ u . ~ a ~ i o . ~ t tn c t u a ~ t h o s e o / s p o u s e o n d a . p ~ n d ~ n , c h i t d r e n ; s ~ e p p . ~ 4 - 6 o o / ~ t i n g i n s t r u c t i o n ~ )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e ts I n c o m e d u ri n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o dI ~1) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u n t T y p e ( e . g .,e x e m p t fr o m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(0 (2)Value ValueC o d e 2 M e th o d

( J - P ) C o d e 3( Q - W )

(i )T y p e ( e . g .,buy, sell,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4) (5 )

D a t e Value Gain I d e n t i t y o fm m / dd~ y Code 2 Code I buy e r/se ller

( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

1 8 . Ch ar les Sch wab1 9 . Nat io n a l O i lwel l Varco In c20. Sch lu mberg er L td21 . Medtronic Inc22 . C isco Sys t ems23. TRUST#1 --~24 . - - F id e l i ty D iv ers i f i ed In t l Fu n d25 . - - F ide l i ty C ash Rese rves26 . - - F ide l i ty A dvi sor N ew Ins igh t s Fund27. - - F ide l i ty A dvi sor N ew Ins igh t s Fund28 . - - F ide l i ty R ea l Es t a t e Inves tment F und29 . - - Fidel i ty Blue Chip Growth Fund30. - - F ide l it y N J Munic ipa l Income Fu nd31. - - F id e l i ty Sh o r t - ln te r Med ia te Mu n i In co m eFu n d32. - - F id e l i ty Sh o r t - la t e r Med ia te Mu n i In co m eFu n d33. - - C ambr i a r Oppor tun i t y Inves to r Fund34. - - A l l ian ceBern Mu n i In c F u n d I I NJ

A Dividend J T Bu y 02/1 9/1 0A Dividend J T Bu y 05 /1 9/1 0A Div id en d J T Bu y 05/28/10A Dividend J T Bu y 07/07/10

N o n e J T Bu y 11/16/10D Div id en d O T

J

JJ

Sold 03/09110 J B(par t )B uy 09/02/10 J

( ad d l )S o l d 04/06/10 ! J B(part)

So ld 03/09/10 J A(part)So ld 06/17/10 J A(part)

06/17/10 J Ao ld(part)

I . Income Gain Codes: A = $1 ,000 or less B = $1 ,001 - $2,500 C = 52.501 - 5L000 D = $5 .001 - 515 .000(See Columns BI and 1)4) F =$50.001 - $100,000 G = $1 00 .0 01 . $ 1. 00 0. 00 0 I tl = $1 .0 00 ,0 01 - $ 5. 00 0. 00 0 112 =More than $5.000.000

2. Value COdc~ J =$15.000 o le~.s K =$15.001 - 550.000 L =550.001 - $100.000 M =$100.001 - $250.000{See Columns CI and D3) N = $ 2 5 0 . 0 0 1 - $ 5 0 0 . ( X ~ O O =55 00.001 - $1.000.000 P I = $ 1. 00 0. 00 1 - $5 .0 00 .0 00 P 2 = $5 .0 00 .0 01 - $ 25 .0 00 .0 00

P3 =$25.000.001 - $50.090.000 P4 =M~ e than $50.000.0003. Value Method Codes Q = A ppraisa l R =Cost (Real Es tate Only) S = As s es s men t T =Cash Market

~See Co lumn C2) U = B ook V alue V = O ~ h o " W = E s t imated

E $ 1 5 . 0 0 1 - $ 5 0 . 0 ~ 0


6/17


N a m e o f P e r s o n R e p o r t i n gThompson , Anne E .

D a t e o f R e p o r t05/I 1/2011

V II. INV ESTM ENTS and TRUSTS -N O N E (No reportable income, assets, or transactions.)

D e s c rip t io n o f A s se ts I n c o m e d u r in g( i ncl udi ng t r us t asse t s) r epor t i ng per i od

(i) (2)Place " (X)" a t~e r each a s se t A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I di v . , r en t ,[ ( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)Value V a lu e

C o d e 2 M e t h o d( J - P ) C o d e 3

(1 )T y p e ( e . g . ,b uy, se l l ,

r e d e m p t i o n )


(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

mm/dd/yy Code 2 C o d e 1 buyer/seller( J - P ) (A-H) ( i f p r i v a t e


35. -- Baron G rowlh Fund

36. - - Co lu mbia Mar i s co Fo cu sed E q . CL A37. - - DW S St ra teg ic H ig h Yie ld T ax Free CL S

Sold(part) 11/16/10 J

38 . - - Dav is NY Ventur e CL A

39. -- Diamond Hill Small Cap Fund CL ASo ld(p a~ ) 1 1 / 1 6 / 1 0 J

40 . - - F r an k l i n NJ T ax F r ee I n co me Fu n d A

41 . - - F r an k l i n NJ T ax F r ee I n co me Fu n d A

42. - - H ar bo r Cap i t a l A p p r ec i a t io n F u n d

B u y(ad d l )Bu y(ad d l )

03/09/10

04/06/I 0

J

J

43. - - H a r t f o r d C a p i t a l A p p r e c i a t io n F u n d C L A

45 .46 .47 .

- - Hotchkins & Wi l ey Mid C ap Va lue FundCL A-- Morgan Stanley Mid Cap Gro wth Port CLP-- Mutu al Series Mu tual Shares CL A

-- Nuveen NJ M uni Bo nd Fund CL A

S o l d 11/16/10 J B( p a ~ )S o l d 03/09/I0 J A( p a~ )

48 . -- T Row e Price Mid Cap Valu e Fund AdvC l a s s49 . - - T R o w e P r i c e V a l u e F u n d A d v C l a s s

50 . - - Royce PA Mutua l Fund51 . - - S&P 500 D epos i t o ry Rece ip t Bu y(ad d l ) 09/07/10

I. I ncome Gain Codes :(SeColumns BI and D4)

2. Value Codes(S e e Co lu m n s CI a n d D3)

3. Value Method Codes(See Column C2)

A =$1.OOOorlcssF =$50.001- $100,000J = $ 15 .C~ lo r le ssN = $2 5 0 .0 OI -P3 =$25.009.00Q =AppraisalU = B ook V alue

B =$1,001 - $ 2 . 5 0 0G=$100.001 - $1.000.000K =$15.001 - $50.0000 =$50~.001 - $1,000.000R =Cost (Real Es tate Only)V = Oth er

C =$2.501 - $5,000Ill =$1.0OO.001 - S 5 . 0 O O . 0 O OL -$50.OOI - $10~.0~OPl -$1.0OO.0OI - $ 5 . 0 O O . 0 ~ OP4 =More than $50.000.000W = E s t imated

D =$5.001 - $15.000112 =More than $5.000.000M =$100.001 . $250.0~0P2 =$5.000.001 - $25.000.000T = ~ h M a r k c l

E =$15,0~1 - $50.000


7/17




VII. IN VESTMEN TS and TR USTS - i,,,-o .... . , ~ 1 , , , , t r a n s a c t i o n s a n d u d e s t h o s e of spouse and dependent children: s e e p p . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n ~ )D (No r epor t a ble asse ts , orONE income, transactions.)

A. B. C.Description of Assets Income during Gross value at end(including trust assets) r e po rt i n g p er i o d o f r e po rt i n g p er i o d

[ O) (2) O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t [ A m o u nt T y p e ( e . g ., Value Valueexempt from prior disclosure i Code I d i v . , r e n t , Code 2 M e th o d(A-H) o r i n t . ) ( J - P ) Code 3( Q - W )

52 . - - S & P 5 00 D e p o s i t o ry R e c e i p t

53. - - CR M Mi d Cap V al u e I n v es t o r Fu n d

54 . - - F i d e l it y A MT T a x-F r e e Mo n e y M kt F u n d

55 . - - F i d e l it y A MT T a x-F r e e Mo n e y M kt F u n d

56 . - - P i mco R ea l E s t a t e A d mi n Cl as s Fu n d

57 . - - P i m c o C o m m o d i t y R e a l R e t S t r a t A d m i n

58 . - - F i d e l i ty E m er g i n g Mar k e t s Fu n d

59 . - - I n v esco I n t l Gr o w t h Fu n d ( Fo n n er l ykn o w n a s A I M t h e l)60 . - - Ar t io Internat ional Equi ty Fund I t

61 . - - Ma n n i n g & N a p i e r W o r l d O p p t

62. - - T h o mbu r g I n t l V a l u e Fu n d

63. - - V i tr u s Fo r e i g n O p p o r t u n i t ie s Fu n d

64 . - - G o l d m a n S a c h s H i g h Y i e l d F u n d

65 . - - T R o w e P r i ce H i g h Y i e l d Fu n d1 6 6 . - - T emp l e t o n Gl o ba l B o n d Fu n d

67. - - MFS I n t e r n a t i o n a l V a l u e Fu n d

Transact ions during report ing p edod

(I) (2) (3) (4) (5 )T y p e ( e . g ., D a t e Value Gain I d e n t i t y o f

buy, sell, m m /dd/yy Code 2 Code I buy e r/se llerr e d e m p t io n ) ( J - P ) (A-H) ( i f p r i v a t e


S o l d 11/18/10 J(part)

B u y 03/08 /I0 J( a d d l )

S o l d 08/I 1 /10 K

S o l d [ 06/17/10 J

S o l d I 1/16/10 J(part)

S o l d 08/17/10 J

A

A

68 . - - Man n in g St ra teg ic In s t In c In t l E qu i ty B uy 03/09/10 J

I . Income Gain Codes: A = $1 .000 or less B = $1 ,0O I - $2,500 C =$2.501 - $5,000 D -$5,001 - $15,000(5 Co lam n s BI a n d D4 ) F =$50,001 - $ I 0~,000 G =$100,001 . $1,000,000 I 11 = $1 ,0 00 ,0 01 - $ 5. 00 0. 00 0 1 12 = Mo re th an $ 5. 00 0, 00 0

2. Value Codes J = $ 1 5 . 0 ~ O o r h . s s K =$15.001 - $50.000 L = $ 5 0 . 0 O I - $ 1 0 0 . 0 O O M =$100.001 - $250.000(5 c Co lu m n s CI a n d D3) N = $ 2 5 0 . 0 O I - $ 5 0 0 . 0 ~ 3 O -$500.001 - $1.00~.000 PI =$1 ,000.001 - $5 .0~),000 P2 =$5.000,001 -

P3 =$25.000.001 - $50.000.000 P4 =More than3. Value Method Codes Q =Appraisal R =Cost (Real Es tate Only) S = As s es s men t T =Ca s h Ma rk e t{See Column C2) U - Bo o k V a lu e V = Oth er W = E s t imated

E :$15,001 - $ 5 0 . 0 0 0


8/17


N a m e o f P e r s o n R e p o r t i n gThompson, Anne E.

D a t e o f R e p o r t05/I 1/2011

VII. I N V E S T M E N T S and TRU STS - i ........ l u e , tr .... tions (Includes those o f s p o u s e a n d d e p e n d e n t c h i l d r e n : s e e p p . 3 4 - 6 0 of filing instructions.)D NONE in come , a sse t s, t ransact ions .)N o reportable or

A. B. C. D.Description of Assets Incom e during G ross value at end Transactions during reporting period

(including trust assets) r e po rt i n g p er i o d o f r e po rt i n g p er i o dI (I) (2) (I) (2) (1 ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value Gain I d e n t i t y o f

exempt from prior disclosure i Code I d i v . , r e n t , Code 2 M e th o d buy, sell, m m /dd~ y Code 2 Code I buy e r/se llerI (A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t io n ) ( J - P ) (A-H) (ifprivateI ( Q - W ) t r a n s a c t i o n )

69 . - - Manning Strategic lnst Inc In t l Equity70. - - A mer ican E u ro p ac i f i cGro wth71. - - MFS In te rn a t io n a l D iv ers i f i ca tio n Fu n d72. - - Fidel i ty Select Money Market73. - - Fidel i ty Select Money Market74. - - E a to n Van ce T ax Man ag ed Valu e75. - - T Ro we T ax Free In c Fu n d76. TRUST#2--~77. - - Bur l ing ton C ounty N J B ond78. - - Ocean C i ty N J Bond79 . - - Fidel i ty Diversi f ied Int l Fund80 . - - F ide l i ty C ash Rese rves81 . - - Fidel i ty Advisor Mid Cap F und It CL 182 . - - F ide l i ty Adv i sor In t l Di scove ry Fund C LI83. - - F ide l i ty R ea l Es t a t e Inves tment F und84 . - - Fidel i ty Blue Chip Growth Fund85 . - - F ide l i ty Shor t - l n t e r Media t e Muni Incom eFu n d

D D i v i d en d 0 T

S o ld 06/1 7/1 0 J ABu y 06/17110 JBu y 06/17/10 JBu y 09/01 /1 0 JBu y 11/15/10 J(ad d l )Bu y 09/02110 JBu y I I 1 1 6 1 1 0 J

S o l d 01/15/10 J B(pai l )S o ld 01/15/10 J B( p an )S o ld 06/17/10 J A( p an )

I. Incom e G ain Codes: A = $1 ,000 or less B = $1 ,001 - $2,500 C = $2,501 - $5 .000 D =$5.001 - $15,000(S e e Co lu m n s B] a n d IM) F =$50.001 - $100.000 G =$100.001 - $1.000.000 Ill =$1.000.001 - $5 .000.000 112 =More than $5.000,000

2 . V a l u e C o d , . ~ J =$15.000 o~ less K =$15,001 - S50.000 L =$50.001 - $100.000 M =$100,001 - $250.000(S e e Co lu m n s CI a n d D3) N = $250.001 - $500.000 O =$5 00.001 - $1 .000.000 PI =$1.000.0OI - $5.000.000 P2 =$5.000.0OI - $25.000.000

P3 =$25.000.0OI - $50.000.000 P4 =More than $50.000.0003. Value Method Codes Q =Appraisal R = Cos t ( R ea l E s t a t e On ly ) S =Assessm,n! T =Ca s h Ma rk c l(See Cohunn C2) U = B ook V alue V =Olhe r W = E s t imated

E =$15,001- $50.000


9/17

FINANCIAL DISCLOSURE REPORTPage 9 of 17 Ia m e o f P e r s o n R e p o r t in gThompso n, Anne E. D a t e o f R e p o r t0.5/I 1/2011

V II. INVESTM ENTS and TRUSTS - ineo .....u e , t r a n s a c t i o n s (Includes those of spouse and dependent children; s e e p p . 3 4 - 6 0 of fillng instructiong)NO NE (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income during Gross value at end T r a n s a c t i o n s during report ing per iod

( i n c l u d i n g t rust assets) reporting period o f r e p o r t i n g p e r i o d[ (1) (2) (I) (2) (I) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t ] A m o u nt T y p e ( e . g ., Valu e Value T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fi Code I d i v . , r e n t , Code 2 Method buy, sell, m m / d d , ~ / y Code 2 Code I buyer/sellerxempt from prior disclosurei ( A -H ) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t eI ( Q -W ) t r a n s a c t i o n )

86. - - Fideli ty Shor t-ln ter Mediate Muni Income S o l d 11/16/10F u n d87 . - - All ianz NFJ Dividend Value Fund S o l d 04/06/10( p a r t )88 . - - All ianz NFJ Dividend Value Fund B uy 09/02/10

(addl)89 . -- Baron G rowth Fund

J

J

J

A

B

90 .91 .92 .

-- Colu mb ia Marisco Focused Eq. CL A-- DWS Strategic High Yield Tax Fr ee CL S

Sold 11/16/10 J C( p a r t )

-- Davis NY Ventu re CL A93. - - Diamond Hi ll Smal l Cap Fund CL A

94. - - Frank l in NJ Tax Free Income Fund A

95. - - Harbor Capita l Appreciat ion Fund

96 . -- Hataford Capital Appreciation Fund CL A

97. - - lShares TR Russel l 100 Growth IndexF u n d98 . - - Ar t io In t l Equity Fund II CL A

99 . -- Mutual Series Mu tual Shares CL A

Bu y I 1/16/10 K( add l )

1 0 0 . --Nuveen NJ M uni Bon d Fund CL A1 0 1 . -- RS Value Fund1 0 2 . - - T R o w e P r i c e M i d C a p V a l u e F u n d A d vClass

I . Income Gain Codes: A =$1,000 or less B -$1,001 - $2.500 C =$2,501 - $5.000 D =$5,0~1 - $15.000( See Co lumns B I and D 4 ) F =$50.001 - $ 100,000 G =$100.001 - $1 ,000.000 It I = $1 ,000,001 - $5 .000,000 t 1 2 ~ M o r e t h an $ 5 , 0 0 0 . 0 O O

2. Value Codes J =$15.000 or less K =$15.001 - $50,000 L =$50,001 - $100.000 M =$100.001 - $250.000(S c Co lu m n s CI a n d D3) N =$250.001 - $500.000 O =$ 500 .0 01 - $1 .0 09 .0 00 P I = $1 ,0 00 .0 01 - $ 5,00 0,0 00 P 2 = $5 .00 0.0 01 - $2 5,00 0.0 00

P3 =$25.000.0OI - $50.000.000 P4 =More than $50.000.0~03. Value Method Codes Q =Appraisal R =Cost (Real Es tate Only) S =Asscss lr~f l! T =Cash Market(See Column C2) U = B ook V alue V = O ~ h , :r W = E s ~ im a t e d

E = $ 1 5 , 0 ~ I - $50.0~1


10/17

FINANCIAL DISCLOSURE REPORTPage 1 0 of 1 7 Ia m e o f P e r s o n R e p o r t i n gThomp son, Anne E. Date of Report05/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i , , c o, ,, e, v ol ,, ,, . ~ o n ~ o o i o ~ a n c t u d ~ t h o s e o ls p o u s c o n d ~ , p e n d e n t children: see pp. 3 4 - 6 0 of filing instruction~.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e ts T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

I n c o m e d u ri n g G r o s s v a l u e a t e n dr e p o r t i n g p ~ r i o d o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) (I) (2) (3) (4) (5 )A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g . , D a l e V a lu e G a i n I d e n t i t y o fC o d e 1 d i v . , t ~ n t , C o d e 2 M e th o d b u y , s e l l, m m / d d / ~ , y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

1 03. - - T Ro we Pr ice Valu e Fu n d A d v Clas s1 04 . - - Ro yce PA M u tu a l Fu n d1 05 . - - S& P 5 00 Dep o s i to ry Rece ip t1 06. - - CRM Mid Cap Valu e In v es to r Fu n d107. - - F ide li t y AMT Tax- Free Money Mkt Fund108. -- Fidelity A M T T a x - F r e e M o n e y M k t F u n d1 0 9 . - - Invesco In t l Growth Fund (Form er lyknown as AIM Int l1 I0 . - - A r t i s an In t l Valu e Fu n d

So ld 01/15 /10(part)

Bu y(ad d l )So ldS o l d( p a r t )

B

01/14/10 J

08/11/10 K A

11/18/10 J A

1 1 1 . - - A m e r i c a n E u r o P a c i fi c G r o w t h F u n d1 1 2 . - - GE In te rn a t io n a l E qu i ty Serv ice Fu n d1 1 3. - - MFS In te rn a t io n a l Valu e Fu n d1 1 4 . - - M a n n in g & N a p i e r W o r l d O p p t115. - - Op p en h e imer Co m mo d S t ra t T o ta l Re tu rn1 1 6 . - - S S G A E m e r g i n g M a r k e t s117. - - Thomburg In t l V alue Fund1 1 8 . - - A l li a n c e B e m M u n i I n c I I N J F u n d

S o ld 06/1 7/1 0 J ASo ld 11/16/10 J A

So ld 06/17/10

1 1 9 . - - P i m c o R e a l E s t a t e A d m i n C l a s s F u n d Sold 11/16/10 J A

I . Income Gain Codes: A =$1.000 or less B = $1 ,0~1 - $2.500 C = $2.501 - $5 ,000 D =$5,001 - $15.000(S Co lu m n s BI a n d D4 ) F -$50.0O I - $100,000 G = $100,001 - $1 ,000,09 0 1 tl = $1 .0 00 ,0 01 . $ 5 .0 00 .0 00 t l2 ~M or c t ha n $ 5. 0~ 0, 0O O

2. Value Codes J -$15,0OO ~r l e s s K =$15.0OI - $50,000 L ~$50.001 - $100.000 M =$100.0O I - $250.000IS c c Co lu m n s CI a n d D3) N = $250.0O I - $5 00.000 O =$5 00.001 - $1 .000.000 P I = $ 1. 00 0. 00 1 - $5 .0 00 ,0 00 P 2 = $5 .0 00 .0 01 - $ 25 .0 00 .0 00P3 =$25.000.001 - $50.000.000 P4 =More than $50.00~,000

3. Value Method Codes Q -Appraisal R =Cosl (R ea l E sta te On ly ) S =A ssessm en t T -Cash Markc~(S e e Co lu m n C2 ) U = B ook V alue V = O ther W = Eslim ated

E = $ 1 5 . 0 0 1 - $ 5 0 . 00 0


11/17


N a m e o f Person Repor tingThompson, , A n n e E .


V I I . I N V E S T M E N T S a n d T R U S T S - i . c o , ~ e , v o t u e , ~ r o , ~ o c , l o . s a n c / u d e s t h o s . o / s p o . s e o . d dependent c h i ld r e m s e e p p . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )--] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e ~ s )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

I n c o m e d u r in g G ro s s v a lu e at e n dr epor t i ng per i od o f r e p o r t i n g p e r i o d

(i) (2) O) (2) (i ) (2) (3) (4) ( 5 )A m o u nt T y p e ( e . g . , Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fC o d e I d i v ., r e n t , C o d e 2 M e th o d b u y , s e l l , m m /d d /y y C o d e 2 C o d e 1 b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

120. - - T Rowe Pr ice High Y ield Fund12 I. - - Templeton Global Bond Fund1 22 . - - F id e l ity NJ Mu n i In co m e1 23. -- F id e l i ty NJ Mu n i In co m e1 24 . - - F id e l ity NJ Mu n i In co m e1 2 5 . - - E a t o n V a n c e T a x M a n a g e d V a l u e1 2 6 . - - E a t o n V a n c e T a x M a n a g e d V a l u e1 27 . - - MFS In te rn a t io n a l D iv ers i f i ca t io n Fu n d1 2 8 . - - P imco Co mm o d i ty Rea l Re tu rn Stra tA d m i n1 29. - - F id e l i ty A d v iso r N ew In s ig h t s130. - - Ame r ican Beacon Large Cap Inves to r131 . - - Am er ican Beacon Large Cap Inve s to r1 3 2 . - - T R o w e T a x F r e e I n c o m e F u n d1 3 3. - - T R o w e T a x F r e e I n c o m e F u n d

So ld 11/16/10 J(part)So ld 11/16/10 JBu y 01 /1 5 /1 0 JBu y 04/06 /I0 J(ad d l )Bu y 11/16/10 K(ad d l )Bu y 06/17/10 JSo ld 09/02/10 JBu y 06/17/10 JBu y 06/17/10 JBu y 09/02/10 JBu y 09/02/10 JSo ld 11/16/10 JBu y 09/02/I 0 JSo ld 11/16/10 J

AA

1 3 4 . G L E N M E D E I R A E Distribution 01 3 5 . -- G l e n m e d e C o r e F i x e d I n c o m e P o r t136 . - - G lenmede Core F ixed Income Por t

Sold 01/27/10 K A(part)Sold 06/08/10 J A(p an )

I . Income Gain Codes: A = $1 ,000 o r less B = $1 ,001 - $2.500 C = $2,501 - $5 ,000 D =$5.001 - $15.000(See Columns BI and [34) F =$50.001 - $100,000 G =$100,0O l - $1 ,09 0.000 Ill = $1 .0 00 .0 01 - $5 .0 00 .0 00 1 12 = Mo re th an $ 5. 00 0. 00 0

2. Value Codns J = $15.000 o less K = $15.001 - $50,000 L = $50.001 - $100.000 hi =$100.001 - $250.000(See Columns CI and D 3) N = $250.001 - $500,000 O = $500.001 - $l,000.0O O P I = $1 .0O O,00l - $5 .000,000 P2 =$5.000.001 - $25.000.000

P3 = $25,000.001 - $50.000,0~ 0 P 4 = More than $50.00~ .0003. Value M ethod Codes Q = Appraisa l R =Cost (Real Es tate Only) S = A s s c s s m ~ l T G a s h M a r k e t

(S c Co hlm n C2 ) U - Bo o k V a lu e V =O~her W = E s t imated

E =$15,001 - $50,000


12/17


Name ot Person R e p o r t i n gThompson , A n n e E .

D a l e o f Re por~05/I 1/2011

VII. INVESTMENTS and TRUSTS - income, vntoe, ,r ....i o , ~ (Includes those of sp ...... d dependent children; s e e p p . 3 4 - 6 0 of filing instructlonsONO NE (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e l s Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

[ O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t ] A m o u nt T y p e ( e . g .,e x e m p t fr o m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (21Value Value

C o d e 2 M e th o d( J - P ) C o d e 3( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o d

(1 ) (2) (3) (4) (5 1T y p e ( e . g ., Dale Value Gain I d e n t i t y o fbuy, sell, mm!dd/yy Code 2 Code I buy e r/se ller

r e d e m p t io n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

137. - - Bank o f Am er ica Bond1 38. - - Co r t s GE Cap i t a l Bo n d139 . - - Exxon M obi l Corp1 40 . - - Jo h n so n & Jo h n so n1 4 1 . - - G l e n m e d e G o v t C a s h F u n d1 4 2 . - - G l e n m e d e I n t e rn a t i o n a l F u n d1 43. - - Glen med e In te rn a t io n a l Fu n d

Sold 07/30/10 J A(part)Sold 12/16/10 K A

144. - - Devon Energy1 4 5 . - - Q u a l c o m m C o r p1 46. - - R io T in to PLC1 47 . - - R io T in to PLC1 48. - - R io T in to PLC

Bu y 03/23/10(ad d l )So ld 01/27/10Bu y 05/03/10So ld 08/1 8/1 0

JJ

JJ

149 . - - N i l Hold ings lnc - CL B1 5 0 . - - McDerm o t t In te rn a t io n a l In c

So ld 06/22/10 J(part) A

151. - - P ro c te r & Gam ble Co1 5 2 . - - H an sen Natu ra l Co rp1 5 3. - - A T & T In c

S o ld 05 /06/1 0So ld 07/20/10(part)

JJ

A

A

I. I ncome Gain Codes :(See Columns BI and D41

2. Value Codes(See Columns CI and D31

3. V alue Meth od Codes(See Column C2)

=$1.000 or less=$50.001 - $ [ 00.000=$15.000 or less=$250.001 - $500.000

P3 =$25.000.001 - $50.0~0.000= A p p r a is a l=Book Value

B -$1,001 - $2,500G= $ 1 0 0 . 0 0 1 - $ [ . 0 0 0 . 0 0 0K = $ I 5 . 0 0 1 - $ 5O=$500.001 - $1.000.O00R -~Sosl (Real Es tate Only)V =O~her

C $ 2 .501 - $ 5 ,000Ill =$1.000.001 - S L @ . 0 0 0L =$50.001 - $10~.000P4 =More than $50.000.000W - Es t im a te d

D =$5.001 . $15.0~0112 =More than $5.000.000M =$10~.001 - $250.000P2 =$5.000.001 - $25.000.000T ~ : C a sh M a rk c ~

E =$15.001- $50.000


13/17


N a m e o f P e r s o n R e p o r t i n gThomp son, Anne E.


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Include~ those of spouse and dependent children; seepp~ 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. D.Description of Assets Income during Transactions during reporting period(including trust assets) reporting period

O) (2)i A m o u n t T y p e (e . g . ,Code I d i v . , r e n t ,(A-H) o r i n t . )P l a c e " ( X ) " a f t e r e a c h a s s e t

exempt from prior disclosure

Gross value at endo f r e p o r t i n g p e r i o d0) (2)Value Value

Code 2 M e th o d( J - P ) Code 3

( Q - W )

(I )T y p e ( e . g .,

buy, sell,r e d e m p t io n )

(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

mnddd~ Code 2 Code I buyer/seller( J - P ) (A-H) ( i f p r i v a t e


1 5 4 . - - G o o g l e I n c Bu y 04121/10 J(ad d l )1 5 5 . - - G o o g l e I n c S o l d 07/20/10 J A(part)1 5 6. - - H o n ey wel l In te rn a t io n a l In c1 5 7 . - - Nu co r Co rp158 . - - U.S . Bancorp S o l d 05 /05 /1 0 J A159 . - - Baker Hughes Inc S o l d 05/20/10 J A(part)1 6 0 . - - B a k e r H u g h e s l n c S o ld 06/1 0/1 0 J A1 6 1 . - - A s t r az e n e c a P L C B o n d1 62 . - - Co n o co p h i l lip s So ld 05 /1 0 /1 0 J B1 6 3 . -- D o m i n i o n R e s o u r c e s I n c So ld 04/28/10 J B164. - - G i lead Sciences Inc Bu y 05 /1 9/1 0 J(ad d l )165 . - - Exelon Corp1 66. - - No v ar t i s A G A D R S o l d 07/20/10 J B1 67 . - - IT T In d u s t r i es In c1 6 8 . - - Y u m B r a n d s I n c So ld 09/23/10 J B1 6 9 . - - N o r t h e r n T r u s t C o r p

1 70 . - - McD o n a l d s Co r p

I . Income Gain Codes: A =$1.000 or less B = $1 ,001 - $2.500 C = $2,501 - $5 ,000 D =$5,001 - $15,000(S e e Co lu m n s BI a n d IM) F =$50.001 - $100.000 G =$100.001 - $1,000.000 II I = $1.000,001 - $5 ,000,000 112 =More than $5.000.000

2. Value Codc~ J = $15 .000 o r le ss K = $15.001 - $50.000 L =$50.001 - $100.000 M =$10~.001 - $250.0~0(S e e Co lu m n s CI a n d D3) N -$250.001 - S500.000 O = $500.001 - $1.000.000 PI =$1.000,001 - $5.000,000 P2 =$5.000.001 - $25.000.000

P 3 = $ 2 5 . 0 ~ O . 0 0 1 . $ 5 0 , 0 0 0 . 0 ~ O P4 =More than $50.000,0003. Value M ethod Codes Q = Appraisa l R : : = C o s t ( R e a l E s l a t e O n l y ) S = As s es s men t ~" =Cash Market(See Column C2) U = B ook V alue V -O lh er W = E s t imated

E =$ 1 5 .0 0 1 - $ 5 0 .0 0 0


14/17




V I I . I N V E S T M E N T S a n d T R U S T S - i . c o . , e , v a l u e , ~ a , ~ o e t l o . ~ a.et~des those o/s, ouse ~na a~,ende.t children: s e e p p . 3 4 - 6 0 offillng instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c rip t io n o f A s se ts I n c o m e d u r in g( i ncl udi ng t r us t asse t s) r epor t i ng p~r i od

! (I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I di v . , r en t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a lu e V a lu e

C o d e 2 M e th o d( J - P ) C o d e 3( Q - W )

(I)T y p e ( e . g .,buy, sell,

r e d e m p t io n )


(2) (3) (4) (5 )D a t e Value Gain Identity of

m nddd~ , y Code 2 Code I buy e r/se ller( J - P ) (A-H) ( i f p r i v a t e


1 71 . - - V ar i an Med i ca l Sys t ems S o l d 06/28110 J C

1 7 2 . - - A p ach e C o rp S o l d 01/27/10 J B

173. -- Cisco System s

174. -- Expeditors lntl W ash Inc

B u y 1 1 1 1 6 / 1 0 J( ad d I )

S o l d 0 5 1 0 7 1 1 0 J

175 . - - Buf f a lo Smal l Cap Fun d176. -- W illiam Blair Intl Gro wth Fund

177. - - Payc hex Inc178. - - Abbott Laboratories179 . - - Baxter I n ternat ional180. - - ITT Educat ional Serv ices181 . - - ITT Educat ional Serv ices

B uy 05/26/10( a d d l )S o l d 05/20/10(part)S o l d 0 5 1 2 7 1 1 0

J

JJ

A

A

182. - - ITT Educat ional Serv ices183 . - - ITT Educat ional Serv ices184. - - I n te l Corp1 8 5 . - - T e m p l e : o n G l o b al B o n d F u n d1 8 6 . - - L e g g M a s o n B r a n d y w i n e G l o b a l F u n d187. - - A c e L i d

B uy 08 /18 /10

B uy 08/24/10(addl)B uy 10/18/10(addl)

Bu y 01 /1 2 /1 0

J

J

J

I . Income Gain Codes: A = $1 ,000 or Icss B = $1 ,001 - $2.500 C = $2,501 * $5,000 D =$5.001 . $15,000(S e e Co lu m n s BI a n d D4 ) F = $50.001 - $100,000 G =$100,001 - $1,000.000 III =$1.000,001 - $5 .000.000 t l2 =More lhan $5.000.000

2. Vahle Co&~s J =$15.0~0 or less K =$15.001 - $50.00~ L =$50.0~1 - $100.000 M =$100.001 - $250.000(S c c Co lu m n s CI a n d D3) N =$250.001 o $500.000 O = $5 00 .00 1 - $1 .0 0~ .0 00 P I = $1 .0 00 .00 1 - $5 .0~ O.0 00 P2 =$5.0~0.001 - $25.000.000

P3 =$25,000.001 - $50.0~0,000 P4 =More than $50.000.0003. Value Method Codes Q =Appraisal R = Co sl (R ea l E sta te O nly ) S = Asse ssm en t T =Ca s h Ma rk e t

(See Column C2) U = B ook V alue V =Olhe r W = E s t imated

E =$ 1 5 ,0 0 1 - $ 5 0 ,0 0 0


15/17


N a m e o f P e r s o n R e p o r t in gThomp son, Anne E.

D a t e o f R e p o r t05/I 1/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in c o ,. v Q l u e , ~ r Q n s o e , io ~ a n c l u d , ~ , h o s e o y s ~ o . s e a n d d e p e n d c . I children; see p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

( i ncl udi ng t r us t asse t s) r epor t i ng per i od o f r e p o r t i n g p e r i o d[ (1) (2) (I) (2 )

Place "(X)" after each asset I Amount T y p e ( e .g . , V a lu e V a lu ee x e m p t f r o m p r i o r d i s c l o s u r e ] Code I di v . , r en t , C o d e 2 M e tho d[ ( A - H ) o r in t .) ( J- P ) C o d e 3[ ( Q - w )

Tr ansact i ons dur i ng ~-por t i ng per i od

(I) (2) (3) (4) (5 )T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fbuy, sell, m m / d d , ~ y Code 2 Co de I buyer/seller

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

1 8 8 . - - Char les Schwab Bu y 02/1 9/1 0189 . - - Chubb Corp Bu y 03/11/I 0190. - - Nat ional O i lwel l V arco Inc Bu y 03/12 /10191 . - - Nat ional O i lwel l V arco Inc Bu y 0 5 / 1 9 / 1 0(ad d l )1 92 . - - In te rn a t io n a l Bu s in es s Mach in es Bu y 05/24/10193. - - Peps ico Inc Bu y 05/26/101 94 . - - H ewle t t Packard Co rp Bu y 05/26/101 9 5 . - - S c h l u m b e r g e r L t d Bu y 05/28/101 96. - - P rec i s io n Cas tp ar t s Co rp Bu y 06/10/101 97 . - - Med t ro n ic In c Bu y 07/07/101 98. - - Mat th ews A s ian & G ro wth In co m e Fu n d Bu y 07/09/101 9 9 . - - B a bc o c k & W ilc o x S p in off 08/02/10

(f ro m l in e 1 5 0)2 0 0 . - - B a b c o c k & W i l c o x S o ld 08/1 8/1 0201 . - - HJ Heinz Co Bu y 08/04/10202. -- K e l l o g g C o Bu y 08/04/10203. - - A d v an ce A u to Par t s Bu y 08/24/10

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

J

I . Incom e G ain Codes: A -$1,000 or less B = $1 ,001 - $2,500 C = $2.501 - $5 ,000 D = $5 ,001 - $15 ,000( See Co lumns B I and 04 ~ F =$50,001 - $ 100.000 G = $ 100.001 - $1 .000.000 I ! 1 = $1.0~0,001 - $5,000.000 1 1 2 = M o r e th a n

2. Value Codc~ J =$15.(~0 or Icss K = $ 1 5 . 1 3 0 1 - $ 5 0 , 0 0 0 L = $50.001 - $100.000 M = $100,001 - $250.000(S e e Co lu m n s CI a n d D 3) N -$250.001 - $500.000 O = $500,001 - $1,000.000 P I = $ 1. 00 0, 00 1 - $5 ,0 00 ,0 00 P 2 = $5 .0 ~O , 00 1 - $2 5, 00 0, 00 0

P3 =$25,009.001 - $50.000,000 P4 =More than $50,000.0003. Value Method Codes Q =Appraisal R -~?os t (Real F-s tale Only) S = As s cs s moa! T : : = C a s h M a r k et(See Column C2) U = B ook V alue V =Olhc r W = E s t imated

E =$15,001- $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 1 6 o f 1 7

Name of Per son R epor tingT h o m p s o n , A n n e E .

Date of Report05/I 1/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


17/17


Name of Person R e p o r t i n gT h o m p s o n , A n n e E .

Date of Report05/I 1/201 I

IX. CERTIFICATION.I cert ify that al l information given a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g to my spouse and m inor or de pe nde n t children, if any) isaccurate, true, and com plete to the best o f my k n o w l ed g e an d be l i e f , an d t h a t an y i n f o r m at i o n n o t r ep o r t ed w as withheld because it met applicable statutory

provisions perm itting n o n - d i s c l o s u r e .I further certify that earned income from outside employ ment and h onorar ia and the acceptance of gifts which have been repor ted are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatu re: S[ Anne E. Thom pson

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U LL Y F A L S IF I E S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I VI LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 104)

Comm ittee on Financial Disclosur eAdministrative Office of the United States CourtsSuite 2-301One Colum bu s Circle, N.E.W ashington, D.C. 20544

Documents

Anne E Thompson Financial Disclosure Report for 2010