Andrew Sutton vs. Lambdastar Infrastructure Partners JUDGEMENT, Et Al - Copy

7/23/2019 Andrew Sutton vs. Lambdastar Infrastructure Partners JUDGEMENT, Et Al - Copy

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!FILED : NEW YORK COUNTY CLERK 1 2 /14 / 20111

NYSCEF DOC. NO. 1

INDEX NO.

653453/2011RECEIVED

NYSCEF: 12/14/2011

SUPREME COURT OF THE STATE OF NEW YORK

COUNTY OF NEW YORK

-------- --------------------------- ------------- ------- - - ------------}{In the Mtte! "# A!$%t!t%"n O# Ce!t%n C"nt!"&e!'%e' $et(een) :

ANDREW SUTTON)

In*e+ N",-----

-n*-

Pet%t%"ne!) PETITIONTO CONFIRMAR.ITRATION

AWARD

LAM.DASTAR INFRASTRUCTUREPARTNERS) LLC) ACO. FRYDMAN)In*%&%*) n* LEONARD SHAYKIN)In*%&%*)

Re'3"n*ent',

----------- --------------- --------------------------------------- -------- x

Pet%t%"ne! ANDREW SUTTON ("Sutton" "! "Petitioner") #"! h%' 3et%t%"n $ h%'


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Pet%t%"ne! ANDREW SUTTON ( Sutton "! Petitioner ) #"! h%' 3et%t%"n $ h%'

!$%t!t"! 'eete* n* "n*te* $ the A9e!%n A!$%t!t%"n


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(!* "# 9tte!' %n *%'3te $et(een the9 %n "!*ne (%th the !e' "# the

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the "th 3!e'!%$e* $ ( n* #te! the3!t%e' h* * 33e!e* $e#"!e the9 n*

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%!9'tne') ee9ent') n*3!""#' ente!%n8%nt"the"nt!"&e!''"'$9%tte* t"the9'


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Re'3"n*ent $ e9% #!"9 L%n* C""5) C'e A*9%n%'t!t"! t the A9e!%n A!$%t!t%"n

A''"%t%"n "n $eh# "# the A!$%t!t"!) "n "! $"t Se3te9$e! 21) 2011) 3!'nt t"

CPLR B0B,

, Th%' 3et%t%"n %' $!"8ht (%th%n "ne ;1= e! #te! the #"!e'%* *e%&e! "# the (!* t"

Pet%t%"ne! n* the (!* h' n"t $een &te* "! 9"*%#%e* 3"n n 8!"n* '3e%#%e* %n

CPLR B0@,

WHEREFORE) Pet%t%"ne! *e9n*' tht *89ent $e ente!e* he!e%n "n#%!9%n8 the

#"!e'%* (!* n* tht *89ent $e !en*e!e* the!e"n %n th%' "!t,

Dte*: Ne( Y"!5) Ne( Y"!5Dee9$e! 1>) 2011


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E+et%"n Ge!'%"n

LAM.DASTAR INFRASTRUCTURE PARTNERS) LLC

Se"n* A&ene) >4th F""!Ne( Y"!5) NY 1001B

ne 14) 2010

M!, An*!e( Stt"n12 T!!--.%t D!%&e

W$) Ne( Y"!5 10@B

De! M!, Stt"n:

We !e &e! 3e'e* to "n#%!9 the te!9' "n (h%h " (% "nt%ne t"$e e93"e*(%th ' ' Ch%e# F%nn% O##%e! "# L9$*St! In#!'t!t!e P!tne!') LLC ;the


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iii) $"n' ;the


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;%%= " 'h '" $e $e t" *e&"te "'%"n $'%ne'' t%9e t" h!%t$e n* "99n%tt%&%t%e')

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3!"ee*%n8 'h (!* !e%9$!'e9ent "# the #ee') "'t' n* e+3en'e' %n!!e* $ 'h 3!t

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'h n"t ;%= "nt%n n te!9') "n*%t%"n' "! !e't!%t%"n' tht !e e'' #&"!$e t" " thn the

te!9') "n*%t%"n' n* !e't!%t%"n' tht !e 'et !o"th %n th%' A8!ee9ent n* ;%%= the t%9%n8 "#

*%'t!%$t%"n' 9*e t" " "n "nt "# Y"! P!"#%t' Inte!e't tht %' &e'te* 'h n"t $e e''#&"!$e t" " thn t" n "the! 3!t t" the De#%n%t%&e D"9ent' ;"the! thn the Fn*?'

St!te8% A*&%'"! ."!* 9e9$e!' n* e!t%n 3!%n%3' "# W%%9 .%! 6 C"93n=, Th%'

A8!ee9ent 9 n"t $e 9"*%#%e* "! 9en*e* e+e3t $ (!%tten 8!ee9ent) '%8ne* $

3!t%e'he!et") tht e+3!e'' !e#e!' t" the 3!"&%'%"n $e%n8 9en*e*,


19/41

14


20/41

' $ $

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21/41

.. '

EHI.IT+

RELEASE

I) An*!e( Stt"n) in "n'%*e!t%"n "# n* '$et t" the 3e!#"!9ne $ L9$*'t! In#!'t!t!eP!tne!') LLC) De(!e %9%te* %$%%t "93n ;the


22/41

n*e! n "the! #e*e!) 'tte "! " %&% "! h9n !%8ht' () "! n*e! n "the! ") 'tte)"! #e*e! () !e8t%"n "! "!*%nne "! n*e! n 3$% 3"%) "nt!t "! t"!t) "! n*e!

"99"n ( "! !%'%n8 n*e! n 3"%%e') 3!t%e' "! 3!"e*!e' "# the C"93n "! n

%9 #"! (!"n8# *%'h!8e) $!eh "# "nt!t) %n#%t%"n "# e9"t%"n *%'t!e'') *e#9t%"n

"! n %9 #"! "'t') #ee') "! "the! e+3en'e') %n*%n8 tt"!ne'? #ee' %n!!e* %n the'e

9tte!'= ; "# the #"!e8"%n8 "et%&e !e#e!!e* t" he!e%n ' the < C%9'))=, I n*e!'tn* n*

%nten* tht) e+e3t ' "the!(%'e e+3!e'' 3!"&%*e* %n 3!8!3h 4) th%' Ree'e "n't%tte'

8ene! !ee'e "# %9' n* tht n" !e#e!ene he!e%n t" '3e%#% #"!9 "# %9) 'ttte "!

t3e "# !e%e# %' %nten*e* t" %9%t the '"3e "# th%' Ree'e,

>, I !e3!e'ent tht I h&e 9*e n" ''%8n9ent "! t!n'#e! "# n !%8ht) %9) *e9n*) 'e "#

t%"n) "! "the! 9tte! "&e!e* $ 3!8!3h 2 $"&e,

4, I 8!ee tht th%' Ree'e *"e' n"t (%&e "! !ee'e n !%8ht' "! %9' tht I 9 h&e n*e!

the A8e D%'!%9%nt%"n %n E93"9ent At "# 1@B (h%h !%'e #te! the *te I e+ete th%'

Ree'e, I 5n"(e*8e n* 8!ee tht 9 'e3!t%"n #!"9 e93"9ent (%th the C"93n %n

"93%ne (%th the te!9' "# the A8!ee9ent 'h n"t 'e!&e ' the $'%' #"! n %9 "! t%"n

;%n*%n8) (%th"t %9%tt%"n) n %9 n*e! the A8e D%'!%9%nt%"n %n E93"9ent At "#

1@B=, In **%t%"n) n"t(%th'tn*%n8 nth%n8 t" the "nt!! "nt%ne* %n th%' Ree'e) th%'

Ree'e 'h n"t !ee'e "! "the!(%'e %n n ( 9"*%# 9 !%8ht t" !ee%&e the Se''

."n' 3!'nt t" Set%"n ;=;%%%= "# the A8!ee9ent "! 9 !%8ht t" !ee%&e n 39ent' "!

e7%t %nte!e't' 3!'nt t" Set%"n ;$= "# the A8!ee9ent) %n eh 'e) t the t%9e' i! e&e!=n* "n the te!9' n* "n*%t%"n' 'et #"!th %n 'h Set%"n ;=;%%%= n* 'h Set%"n ;$= "# the

A8!ee9ent,

, I 8!ee tht I he!e$ (%&e !%8ht' t" 'e "! "$t%n e7%t$e) !e9e*% "! 3n%t%&e !e%e# #!"9

n "! Ree'e* P!t%e' "# n 5%n* (ht'"e&e!) %n*%n8) (%th"t %9%tt%"n)

!e%n'tte9ent) $5 3) #!"nt 3) n* n #"!9 "# %nnt%&e !e%e#, N"t(%th'tn*%n8 the


23/41

(, I #!the! 8!ee tht I 9 n"t (!e "# n 3en*%n8 %9) "! "# n #t' tht "* 8%&e!%'e t" %9) "# the t3e *e'!%$e* %n 3!8!3h 2 ' "# the e+et%"n "# th%' Ree'e,

1. I 8!ee tht ne%the! th%' Ree'e) n"! the #!n%'h%n8 "# the "n'%*e!t%"n #"! th%' Ree'e)'h$e *ee9e* "! "n't!e* t n t%9e t" $e n *9%''%"n $ the C"93n) n Ree'e*P!t "!9'e# "# n %93!"3e! "! n(# "n*t,

, I 8!ee tht I (% #"!#e%t 9"nt' 3$e $ the C"93n 3!'nt t" the A8!ee9ent %#

Ihen8e the &%*%t "# th%' Ree'e, I '" 8!ee tht %# I &%"te th%' Ree'e $ '%n8theC"93n "! the "the! Ree'e* P!t%e') I (% 3 "'t' n* e+3en'e' "# *e#en*%n88%n't the '%t %n!!e* $ the Ree'e* P!t%e') %n*%n8 !e'"n$e tt"!ne'? #ee') n*!et!n 39ent' !ee%&e* $ 9e 3!'nt t" the A8!ee9ent "n "! #te! thete!9%nt%"n "# 9e93"9ent,

@, I 8!ee tht th%' Ree'e n* the A8!ee9ent !e "n#%*ent% n* 8!ee n"t t" *%'"'e n%n#"!9t%"n !e8!*%n8 the te!9' "# th%' Ree'e "! the A8!ee9ent) e+e3t t" 9 %99e*%te#9% n* n t?4 e8 "! "the! "n'e tht I h&e "n'te* !e8!*%n8 the 9en%n8 "!

e##ethe!e"# "! ' !e7%!e* $ () n* I (% %n't!t eh "# the #"!e8"%n8 n"t t" *%'"'ethe '9et" n"ne, The C"93n 8!ee' t" *%'"'e n 'h %n#"!9t%"n "n t" n t+)e8 "!"the! "n'e "# the C"93n ' !e7%!e* $ (,

10, An n"n-*%'"'!e 3!"&%'%"n %n th%' Ree'e *"e' n"t 3!"h%$%t "! !e't!%t 9e ;"! 9tt"!ne= #!"9 !e'3"n*%n8 to n %n7%! $"t th%' Ree'e "! %t' n*e!%n8 #t' n*%!9'tne' $ the Se!%t%e' n* E+hn8e C"99%''%"n ;SEC=) the F%nn% In*'t!Re8t"! Ath"!%t;FINRA=) "! n "the! 'e#-!e8t"! "!8n%t%"n "! 8"&e!n9ent

ent%t,

11, I he!e$ 5n"(e*8e tht Set%"n @ "# the A8!ee9ent 'h '!&%&e 9 e+et%"n "# th%'Ree'e, . %t' "nte!-e+et%"n he!e"#) the C"93n he!e$ 5n"(e*8e' n* 8!ee'


24/41

!%'*%t%"n ' i! 'h %n&%*) %e8 "! nen#"!e$e 3!"&%'%"n h*ne&e! $een "nt%ne*he!e%n, Th%' Ree'e "n't%tte' the "93ete n*ent%!e 8!ee9ent n* n*e!'tn*%n8 9"n8 the 3!t%e') n* '3e!'e*e'

n n* 3!%"! "! "nte93"!ne"' 8!ee9ent') "99%t9ent')n*e!'tn*%n8' "! !!n8e9ent') (hethe! (!%tten "! "!) $et(een "!9"n8 n "# the 3!t%e') %n eh 'e "ne!n%n8 the '$et 9tte!he!e"#,

.Y SININ THI' RELEASE) I REPRESENT AND AREE THAT:

1, I HAGE READ IT CAREFULLY

2, I UNDERSTAND ALL OF ITS TERMS AND KNOWTHAT I AM IGIN UP IMPORTANT RIHTS)INCLUDIN .UT NOT LIMITED TO) RIHTSUNDER E AE DISCRIMINATION INEMPLOYMENT ACT OF 1@B) AS AMENDED) TITLEGII OF E CIGIL RIHTS ACT OF 1@4) ASAMENDED) THE EUAL PAY ACT OF 1@>) E

AMERICANS WITH DISA.ILITIES ACT OF 1@@0)AND THE EMPLOYEE RETIREMENT INCOMESECURITYACT OF 1@B4) AS AMENDED

> I GOLUNTARILY CONSENT TO EGERYTHIN IN IT


25/41

, I AREE THAT THE PROGISIONS OF THIS RELEASEMAY NOT .EAMENDED) WAIGED) CHANED OR

MODIFIED ECEPT .Y AN INSTRUMENT INWRITIN SINED .Y +N AUTHORIEDREPRESENTATIGE OF E COMPANY AND .Y ME,

A-4


26/41

$

SINED: O DATE: O

A5n"(e*8e* n* 8!ee* '"e #"! 3!3"'e' "# 3!8!3h 11:


.:N9e: Le"n!* Sh5%nT%te: Mn8%n8 P!tne!

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29/41

:as# No>>1- 116 0-0-1 10+nd#wuttonD.@adasta$n!astu=tu#Aatn#s,@@:,Ba=oF(dan,indiDiduall(,and@#onaha(Jln,indiDiduall(+wado!+itato HAa# 2

:laiant has !ail#d to d#onstat# #ith# ;%= his #ntitl##nt in this *o=##din to"#=oD#"( o! an( on#ta( daa#s o oth# #li#! !o o aainstBa=o F(dan

o @#onad ha(Jln $n th#i" indiDdual=a*a=iti#s.oii)that#ith#Ba=oF(dano@#onadha(Jln, $ndiDiduall(,wasa*at(to th#aitationa###nt!owhi=hthis aitation a"is#s, o" oth#wis# $s a *o*# *at( to this *o=##din on an(#Guital#ooth#"asisandthusno on#ta(*otion o!this+wad#nd##d%n!aDoo!:laiant$s d###d#nd##daainst #ith#Ba=oF(dano@#onadha(Jin,$ndiDiduall(.

+==o"dinl(, as and !o" an +?+3 h#"#in>

1, #s*ond#nt, @adasta $n!astu=tu# Aatn#s, @@:, shall !othwith *a( to:laiantth# aount "# I249,848.51, *lus $nt#"#st at th# "at# o! nin# *#"=#nt 9)perannum=al=ulat#d !"o Bul( @) 2010 to th# dat# o! *a(#nt.

2. $ !ind that:laiant*#Dail#d$n*a"t,andlost$n*at,onhis=lai$n this*o=##din and thus, *usuant to #=tion 10 o! th#+###nt, :laiant $s#ntitl#d to$e awad#d a "#ius##nt'( #s*ond#nt, @adasta $n!astu=tu#Aatn#s,@@:,o! th# !##s,=osts and#*#ns#sin=u#d(hiinthis*o=##dinonan#Guital#asis,thatI')on th#'asis o!haDin*#Dail#d,$ !ind,toth##t#nto!85o!his=lai.

>, $!ind !uth# that :laiant, $n his *ost/#ain "i#! haDin si*l( ass#t#d a=lai !o atton#(s' !##s !ou !##s and =osts in th# a#at# aount o! 100 000


30/41

:as# No.>1- 116 0-0-1 10+nd"#w utton D. @adasta" $n!"ast"u=tu"# Aa"tn#"s, @@:. HBa=o F(dan, indiDiduall(, and @#onad ha(Jin, $ndiDiduall(+wad o! +itatoAa# -

4.h#adinistatiD# !##so! th#+# i=an+itation+sso=iation totan4,550.00,and th# =o*#nsation o! th#+itato totalin I9,045.001 shall # on# 85& (#s*ond#nt, @adasta $n!astu=tu# Aatn#s, @@:, and 15& '( :laiant.

+==odinl(, "#s*ond#nt, @adasta $n!astu=tu# Aatn#s, @@:. shall #ius#:laiantth#su o! I6,8-.25, #*#s#ntinthat*otiono!said !##sin #=#sso!th#a**otion#d=osts *#Diousl($n=u#d (:laiant

5. his+wad isin!ulland=o*l#t#s#ttl##ntandsatis!a=tiono!an(andall=lais,=ount#"=lais,#Gu#sts,d#!#ns#sando!!/s#ts*o*#l(suitt#dto th# Luisdi=tiono! this +itation and Han( .and all =lais, =ount#=lais, #Gu#sts, d#!#ns#s oo!!/s#ts not s*#=i!i=al l(#!##n=#doant#dh##ina#d###d3EN$E3.

. $

3at# 7a"tin . a=J#t, EsG.+itato

$, 7atin . a=J#l, do h##( a!!i u*onH( oath as+itato that $a th#indiDidual d#s=i#d in and ho t d this i t t whi=h is ( + d


31/41

$N3$M$3+@+$CN7ENA+ .- .

$A@+$


32/41

INDEX NO.

653453/2011RECEIVED

NYSCEF: 0#/15/2013

SUPREMEC STATE OF NEWYORK

:


33/41

The *"9ent' %'te* $"&e !e &%$e "n the eet!"n% #%%n8 (e$'%te n* 9 # *"(n"*e* n*3!%nte* ' nee*e*,

Ot"$e! 10,2012

Dte*: O

E!% Ste!n ;S%8nt!e=

S5 & S5 ;N9e=

110 E't @th St!eet (Address)

1@th F""!

Ne( Y"!5, NY 10022

Att"!ne #"! P%nt%##


34/41

AE7E :81-41-1117otion 3at#> 12-112

@+7;3++$NF+:E

A+NE,@@:, .

7otion #G. No.>001

#s*ond#nt.

h#!ollowlin *a*#s, nu##d 1 to 2 w## #ad on this otion to =on!i awad.

Papers Numbered

Noti=# "# 7otionO


35/41

S tt L & t $ d N 86-45-O11 A 2 ! 2


36/41

Sutt"n 8. Lam&a'tar $nd# No. 86-45-O11Aa# 2 o! 2

YoJ, th# aount o! 2B1)@4,1) *lus int##st at th# at# o! @ *# annu

!o th# dat# o! Bul( @) 2010) as =o*ut#d$ th# :l#J $n th# aount o!

B>)2B,2B to#th# (%th I6,8-.25 and=oatsanddisus##nts in th#

aount o! @0,00 aa ta#d ( th# :l#J, !o th# total aount o!>2)@4@,0> and that th# *#tition#" haD# ##=ution th#"#!o". .

3at#d> Bul( 2- 2012:h#=J F$N+@ 3$A


37/41

1


38/41


39/41

ATI?ORNEY?S AFFIRMATION

STATE OF NEW YORK '',:COUNTY OF NEW YORK

I) ERIC . STERN) $e%n8 * '("!n) *e3"'e' n* '' n*e! the 3ent%e' "#

3e!!)' #""(':

1, I a a 9e9$e! "# S5 6 S5) EsGs, tt"!ne' #"! Pet%t%"ne!) An*!e(

Stt"n n*) ' 'h) 9 # #9%%! (%th the #t' n* %!9'tne' 'tte* he!e%n,

2, The #"!e8"%n8 "'t' n* *%'$!'e9ent' !e ''"%te* (%th the N"t%e "#Pet%t%"n n*

P!"3"'e* *89ent,

>, The #"!e8"%n8 "'t' !e !e'"n$e 3!'nt t" CPLR 202 n* >01,

WHEREFORE) I h&e !e* the #"!e8"%n8 n* 'tte n*e! the 3%n' n* 3ent%e'

"#3e!! tht the %n#"!9t%"n "nt%ne* in th%' ##%!9t%"n %' t!e n* !te t"

the $e't"# ( 5n"(e*8e) %n#"!9t%"n n* $e%e#,

Dte*: Ne( Y"!5) Ne(Y"!5Ot"$e! 10)2012

Re'3et# '$9%tte*)


40/41

...!"#

.!!!%/i" . .

!

!&. ...

.

. ,% 9 :

SUPREME COURT OF THE STATE OF NEW YORKQ, , Q,,, ,, :, )#",., .!,,,, KK , , ,K, K? - Q-Q -- - ?----,,, , , , , ) Q , Q - Q K K KK, ..." # K ,J- QQ,Q ,Q)OQ O) Q Q-QQ- OO, , , ),QO,O , ,, --,

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COUNTYOFNEWYORK Q Q ,, Q, , , Q ,,,,, Q, ):,In*e+N"K, : )>4>/11 -#" ,


41/41

Documents

Andrew Sutton vs. Lambdastar Infrastructure Partners JUDGEMENT, Et Al - Copy