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ANALYSIS AND PREDICTION OF INDIVIDUAL VEHICLE ACTIVITY FOR MICROSCOPIC TRAFFIC MODELING A Thesis Presented to The Academic Faculty By Shauna L. Hallmark In Partial Fulfillment of the Requirements for the Degree Doctor of Philosophy in Civil and Environmental Engineering Georgia Institute of Technology December 1999

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Page 1: Analysis and Prediction of Individual Vehicle Activity for Microscopic Traffic Modeling

ANALYSIS AND PREDICTION OF INDIVIDUAL VEHICLE ACTIVITY FOR MICROSCOPIC TRAFFIC MODELING

A Thesis Presented to

The Academic Faculty

By

Shauna L. Hallmark

In Partial Fulfillment of the Requirements

for the Degree Doctor of Philosophy in

Civil and Environmental Engineering

Georgia Institute of Technology December 1999

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TABLE OF CONTENTS

THESIS APPROVAL …………………………………………………………………ii

TABLE OF CONTENTS………..…………………………………………….……...iii

LIST OF FIGURES.……………...…………………………………………...………ix

LIST OF TABLES…………………………………………………………………....xi

GLOSSARY / ACRONYMS……………………………………………………..…xiv

SUMMARY ………………………………..……………………………………….xvii

1. INTRODUCTION…...…………………………………………………………….1

2. BACKGROUND………………………..………………………………………….6

2.1 Automobile Exhaust Emission…..………………………………………. 7 2.1.1 Ozone.…………..……………………………………………… 8

2.1.2 Carbon Monoxide.………………………………...…………… 9 2.1.3 Oxides of Nitrogen…………………..…………………………10

2.1.4 Pm10…………………………………………………………… 11 2.1.5 Hydrocarbons…………………………..………………………12

2.2 Drawbacks to Traditional Emission Modeling..………………………. 13

2.2.1 Vehicle Activity…………………………………………….. 15 2.2.1.1 Speed Estimates………………………….. ………...16 2.2.1.2 Volume Estimates……….…………………………..19

2.2.2 Emission Rates….……………………………………………...19

3. TOWARDS A MODAL APPROACH FOR TRANSPORTATION- RELATED EMISSION MODELING………………………………………..23

3.1 Evidence of a Mode Specific Emission Relationship………………….24

3.1.1 Tunnel Studies…………………………………..…………..….24 3.1.2 Activity Outside the FTP………………………………………25

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3.1.3 Enrichment.………….…………………………………………26

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3.1.3.1 Acceleration………...…………………..……………28 3.1.3.2 Grade……………….…………………...……………30 3.1.3.3 Air Conditioner Use……….....………………………31 3.1.3.4 Rapid Load Reduction…….…………………………32

3.2 Towards a Modal Approach……….……………..………………………32

3.2.1 Improved Emission Factor Estimates..………………………34 3.2.2 Improved Vehicle Activity Estimates……...……...…………...37

3.2.2.1 On-Road Vehicle Activity Modeling.…...….………..38 3.2.2.2 Simulation..…………………………..………………39

3.2.3 MEASURE………………………………….….………………43

3.3 Fundamentals of Vehicle Activity in Traffic Engineering.…………….. 46 3.3.1 Acceleration Performance of Passenger Cars...…..……………46 3.3.2 Acceleration Performance of Heavy Trucks...…………………52

3.3.3 Deceleration Performance……………………..……………….54

3.4 Discussion…………………………………………….……………….…54

4. RESEARCH APPROACH………………………………………………………..56

4.1 Statement of Problem……………………….……………………………56

4.2 Hypothesis to be Tested …………………………………………………59

4.3 Objectives ………..……..………………….…………………….………59

4.4 Scope of Work…………..………………….……………………………61

4.5 Statistical Modeling…….….…………….….………………...…………65 4.5.1 Chi-Square Test.………………….……………………………66 4.5.2 Kolmogorv-Smirnov Two-Sample..……………………………68 4.5.3 Linear Regression…………………………………………...…70 4.5.4 Hierachiacal Based Regression Tree Analysis…...…………….72

4.5.4.1 Description of Test…..………….……………………74 4.5.4.2 Applicability of Test to Research…..………….….….76

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4.6 Research Scope and Presentation of Statistical Approach………………77

4.7 Response Variables………………………………………………………78 4.7.1 Carbon Monoxide Model………………………………………80

4.7.2 Hydrocarbon Model………………….………..…………….…85 4.7.3 Oxides of Nitrogen..………….……………….………………. 87 4.7.4 Final Response Variables………………………………………88

4.8 Independent Variables for Vehicle Activity Data..………………………89

4.8.1 Driver Variables..………………………………………………90 4.8.1.1 Trip Purpose…………………………………………91 4.8.1.2 Demographics.….……………………………………91

4.8.2 Vehicle Variables………………………………………………91 4.8.3 Roadway Variables…………………………….………………91

4.8.3.1 Horizontal and Vertical Curvature.……..……………92 4.8.3.2 Grade…………………………………………………93

4.8.3.3 Distance Between Adjacent Intersections……………94 4.8.3.4 Number of Lanes…………………………..…………94 4.8.3.5 Lane Width.….…………………………………….…95 4.8.3.6 Speed Limit.….………………………………………95

4.8.4 Environmental Factors.…..….…………………………………95 4.8.4.1 Pavement Condition …………………………………... 95

4.8.4.2 Weather …………………………………………….… 96 4.8.5 Other Factors..…………………………………………………96

4.8.5.1 Pedestrian Activity …………..…………………… 96 4.8.5.2 Location Along Segment .…….…………………… 97 4.8.5.3 Physical Location of Site .………………………… 97 4.8.5.4 Queue Position …………………………………… 98

4.8.6 Operational Characteristics..………………………………...…99 4.8.6.1 Level of Service……………………………...………99 4.8.6.2 Volume to Capacity ..……………………………… 99

4.8.6.3 Volume..………………………………………….…101 4.8.6.4 Density…..…………………………………….……101 4.8.6.5 Fleet Mix……………………………………………102

5. DATA PROTOCOLS.…………………………………………………………103

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5.1 Data Collection..………………………………………………………103 5.1.1 Selection of Sampling Locations.……………………………104

5.1.2 Advantage Laser Rangefinder…..……………………………106 5.1.3 JAMAR Boards..……………….……………………………107 5.1.4 Vehicle Attribute Data………….……………………………108 5.1.5 Site Attributes…..……………………………………………109 5.1.6 Data Collection Protocol.…………………………………….110

5.2 Data Handling….………………………………………………………110 5.2.1 Laser Rangefinder .…….……………………………….....… 112

5.2.2 RANGE.C Program ………………………………………..…113 5.2.3 ATTACH.C ………………………………………………..…117

5.2.4 Stopline Distances.……………………………………………117 5.2.5 Volume Calculations………………………………………….119 5.2.6 Percent Heavy Vehicle Calculations…………………….……119

5.2.7 LOS and V/C Ratio.……………….…………………….……120

5.3 Data Collection Sites..……………………….…………………………120

6. PRESENTATION OF DATA..……………………….…………………………128

6.1 Data Preparation….………………………….…………………………128

6.2 Data Analysis..……………………………….…………………………133 6.2.1 Identification of Microscopic Activity Distribution

Dependent Variables……….….……………………………137 6.2.2 Identification of Microscopic Activity Distribution

Independent Variables……………………………..…….…138

6.3 Results of Statistical Analysis for Passenger Cars……….………....…143 6.3.1 Activity for Queue Vehicles From Stopping Point to

200 Feet Downstream ACCEL Model………….….………..143 6.3.1.1 Percent Activity >= 6.0 mph/s

(ACCEL.6)……………………………….………….144 6.3.1.2 Percent Activity >= 3.0 mph/s (ACC.3) ………..… 149

6.3.1.3 Percent Activity <= -2.0 mph/s

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(DEC.2)…….……………………………………...149 6.3.1.4 Average Vehicle Speed (AVGSPD) ..…..………… 151

6.3.1.5 Inertial Power Surrogate >= 120 mph2/s (IPS120) ….………..……………………………… 152

6.3.1.6 Summarization of Results for ACCEL....……..……154 6.3.1.7 Final Predictor Model for ACCEL….………………155 6.3.1.8 Model Validation for ACCEL……….………………156

6.3.1.9 Final Model for Queued Vehicles for ACCEL………...…………………….………………158

6.3.2 Activity for Queued Vehicles From 200 to 400 Feet Downstream of Initial Stopping Point

(ACCELPLUS200….……………………………..…..……159 6.3.3 Activity for Queued Vehicles From 400 to 600 Feet

Downstream of Initial Stopping Point (ACCELPLUS400)………………………………………….160

6.3.4 Activity for Queued Vehicles From 600 to 1,000 Feet Downstream of Initial Stopping Point

(ACCELPLUS600 and ACCELPLUS800)………….…..….161 6.3.5 Activity for Queued Vehicles From Initial Stopping

Point Upstream 200 Feet (DECEL)..……………….………162 6.3.5 Activity for Queued Vehicles From 200 Feet Upstream

of the Initial Stopping Point to a Point 400 Feet Upstream (DECELNEG200)……………………….……….163

6.3.6 Activity for Queued Vehicles From 400 Feet Upstream of the Initial Stopping Point to 600 Feet Upstream (DECELNEG400)………………………………….………..164

6.3.7 Activity for “THRU” Vehicles at all Locations……....………164

6.4 Heavy Trucks……………………………………….………………..…166 6.4.1 Activity for Queued Vehicles From Initial Stopping

Point to 200 Feet Downstream (ACCEL)……….…………..166 6.4.2 Activity for Queued Vehicles From 200 Feet

Downstream to 800 Feet Downstream (ACCELPLUS200 to ACCELPLUS600)..………………….167

6.4.3 Activity for Queued Vehicles From 200 Feet Upstream to Stopping Point (DECEL)…………………………………167

6.4.4 Activity for Queued Vehicles From 600 to 200 Feet

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Upstream of Initial Stopping Point.…………………………168 6.4.5 Activity for “THRU”

Vehicles………………………………….……………..……169

6.5 Comparison of Research to Existing Simulation Modeling…………….169 6.5.1 Ranges of Field Data………………………………………….170

6.5.2 Comparison of Research to Existing Simulation Modeling ..………………………….………………….……174

6.5.3 Comparison of Research to Traffic Engineering Rates………182 6.5.4 Comparison of Research to NCHRP 185…..…………………183

6.5.5 Comparison of Research to FTP Range of Activity…..……185

7. DISCUSSION AND CONCLUSIONS….………………………………….……189

7.1 Model Limitations………………………………………………………190

7.2 Future Research Needs…………………………………………………193

7.3 Conclusions…………………………………………………..…………194

REFERENCES ……………………...………………………………………………196

APPENDIX A1…………………………………………………………………… 204

APPENDIX A2 ……………………………………………………………………219

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LIST OF FIGURES Figure 2-1, Traditional Emission Modeling……………………………………….…14 Figure 2-2, MOBILE Emissions Versus Speed Range for Carbon Monoxide………17 Figure 3-1, Modal Elements of a Vehicle Trip………………………………………34 Figure 3-2, Linear Speed-Acceleration Curve …………………………………..…. 48 Figure 3-3, Maximum Acceleration on Upgrades for Passenger Cars by Speed...…..52 Figure 4-1, Sample Vehicle Trace ………………………………………………… 62 Figure 4-2, Joint Acceleration-Speed Probability Density Function...………………64 Figure 4-3, Comparison of Empirical cdfs for Acceleration on a 9% Grade (x) and -9% Grade (z)………………………………………………….…69

Figure 4-5, Graduated Relationship Between Percent Hard Accelerations and

Queue Position……………………………………………………….…72

Figure 5-1, Data Collection and Reduction Methodology………………………….111

Figure 5-2, LRF Geometry Accounted for in RANGE70.C………………………..115

Figure 6-1, Schematic of Data Partions…………………………………………….132 Figure 6-2, Correlation Between V/C and Upstream Per

Lane Volume (R2 = 0.64)……………………………………………142

Figure 6-3, Original Untrimmed Regression Tree Model for ACC6……………….146 Figure 6-4, Reduction in Deviance with the Addition of Nodes………………...…146

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Figure 6-5, Normal Probability Plot of the Residuals for the Original Untrimmed Tree………………………………………………………….….147

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Figure 6-6, Trimmed ACC6 Model…………………………………………………148

Figure 6-7, Trimmed ACC3 Model………………………………………………...150

Figure 6-8, Trimmed DECEL2 Model…………………………………………...…151

Figure 6-9, Trimmed AVG_SPD Model……………………………………………153

Figure 6-10, Trimmed IPS120 Model………………………………………………154

Figure 6-11, Comparison of CDFs for Dataset Out1 and Out10………………...…157

Figure 6-12, Acceleration Distributions (mph/s) by Speed Ranges (mph)…………173 Figure 6-13, Comparison of Time Spent in Each Acceleration Range for Field

Data and NETSIM (-250 to 250 feet from the stopbar)……………176 Figure 6-14, Comparison of Time Spent in Each Speed Range for Field Data

and NETSIM (-250 to 250 feet from the stopbar)…………………176 Figure 6-15, Comparison of Time Spent in Each Acceleration Range for Field

Data and NETSIM (-250 to 250 feet from the stopbar) (Midblock) ……………178

Figure 6-16, Comparison of Time Spent in Each Speed Range for Field Data

and NETSIM (-250 to 250 feet from the stopbar) (Midblock) …………………178

Figure 6-17, Comparison of Field Data for First Vehicle in Queue with Linear

Speed-Acceleration Relationship……………………………………182

Figure 6-18, Acceleration Distribution (mph/s) by Speed Ranges (mph)………….178

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LIST OF TABLES

Table 3-1, Maximum Acceleration From Rest by Vehicle Type and Weight-to- Power Ratio……………………………………………………………..50

Table 3-2, Maximum Acceleration by Speed Range by Vehicle Type and

Weight-to-Power Ratio…………………………………………………50

Table 3-3, Maximum Acceleration on Upgrades by Speed Range ……………… 51

Table 4-1, Joint Acceleration-Speed Probability Density Function …...………… 65 Table 4-2, Modal Predictor Variables for Emission Rate Analysis for

Passenger Cars ……………………………………………………….88 Table 4-3, Operational and Geometric Factors Hypothesized to Affect Modal

Activity……………………………………………………………….90

Table 5-1, Example Data Collection Attribute Sheet …………………………… 109

Table 5-2, Example Output from RANGE……………………………………... 116

Table 5-3, Final Dataset Format ………………………………………………… 118

Table 5-4, Data Collection Sites …...…………………………………………… 122

Table 6-1, Data Partioning…………………………………………………………131

Table 6-2, Full Untrimmed Regression Tree Results for ACC6…..………………145

Table 6-3, Trimmed ACC6 Model Results………………………..………………148

Table 6-4, Trimmed ACC3 Model Results………………………..………………149

Table 6-5, Trimmed DECEL2 Model Results……………………………………..150

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Table 6-6, Trimmed AVG_SPD Model Results…………………...………………152

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Table 6-7, Trimmed IPS120 Model Results……………………………………….153

Table 6-8, Breakpoints for Data Stratification from Initial Queue Position Downstream 200 Feet……………………………………...………155

Table 6-9, K-S Test Statistic for Comparison of Datasets 1 and 10 for

Acceleration Distributions…….………………………………………157 Table 6-10, K-S Test Statistic for Comparison of Datasets 1 and 10 for

Speed Distributions……………………………………………………157 Table 6-11, Breakpoints for Data Stratification From the Initial Queue Position

Downstream 200 Feet….……………………………………………159 Table 6-12, Breakpoints for Data Stratification From 200 to 400 Feet

Downstream of the Initial Queue Position…………………………159 Table 6-13, Breakpoints for Data Stratification from 400 to 600 Feet

Downstream of the Initial Queue Position…………………………160 Table 6-14, Breakpoints for Data Stratification from 600 to 1000 Feet

Downstream of the Initial Queue Position…………………………162 Table 6-15, Breakpoints for Data Stratification from Initial Stopping Point

Upstream 200 Feet…………………………………………………163 Table 6-16, Breakpoints for Data Stratification from 200 to 400 Feet Upstream of the

Initial Queue Position………………………………………………163 Table 6-17, Breakpoint for Data Stratification for “THRU” Vehicles for All

Distances Upstream and Downstream of the Data Collection Site…165 Table 6-18, Breakpoints for Queued Heavy Vehicles from Initial Queue

Position Downstream 200 Feet…..……………………………166 Table 6-19, Breakpoints for Queued Heavy Vehicles from 200 to 600 Feet

Downstream of the Initial Queue Position..…………………………167

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Table 6-20, Breakpoints for Queued Heavy Vehicles from the Initial Queue

Position Upstream 200 Feet……………………………………………168 Table 6-21, Breakpoints for Queued Heavy Vehicles from the Initial Queue

Position from Upstream 200 to 600 Feet……………………………168 Table 6-22, Breakpoints for “THRU” Heavy Vehicles for All Distances

Upstream and Downstream of the Data Collection Site………………169 Table 6-23, Field Data Acceleration Observations by Speed Range………………171 Table 6-24, Comparison of Field Data and Traffic Engineering Handbook

Maximum Acceleration by Speed Range………………………………183 Table 6-25, Percent of Activity by Speed-Acceleration Ranges Outside the

FTP…………………………………………………………………187

Table 7-1, Limits of Prediction for Independent Variables……………………..…193

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ACRONYMS CAAA: Clean Air Act Amendments CARB: California Air Resource Board CART: Classification and Regression Tree Analysis CBD: Central Business District CO: Carbon Monoxide CO2: Carbon Dioxide DMI: Distance Measuring Devices FHWA: Federal Highway Administration FTP: Federal Test Procedure GIS: Geographic Information System HC: Hydrocarbons HCS: Highway Capacity Software HPMS: Highway Performance Monitoring System HTBR: Hierchiacal Based Regression Tree ITS: Intelligent Transportation Systems JASPROD: Joint Acceleration-Speed Probability Density Function K/S: Kolmogorv-Smirnov

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LDV: Light Duty Vehicle LOS: Level of Service LRF: Laser Rangefinders MEASURE: Mobile Emission Assessment System for Urban and Regional Evaluation NAAQS: National Ambient Air Quality Standards NCHRP: National Highway Cooperative Program NO: Nitrogen Oxide NOx: Oxides of Nitrogen NO2: Nitrogen Dioxide O3: Ozone PPM: Parts Per Million Pb: Lead RMD: Residual Mean Deviance ROG: Reactive Organic Gas SO2: Sulfur Dioxide TCM: Transportation Control Measure TSP: Total Suspended Particulate VOC: Volatile Organic Compounds VMT: Vehicle Miles Traveled

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V/C: Volume to Capacity USEPA: United States Environmental Protection Agency UTPS: Urban Transportation Planning Software

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SUMMARY

Current research suggests that vehicle emission rates are highly correlated with

modal vehicle activity and that specific instances of load induced enrichment may contribute a

disproportionate share of motor vehicle emissions. Consequently, a modal approach to

transportation-related air quality modeling is becoming widely accepted as more accurate in

making realistic estimates of mobile source contribution to local and regional air quality.

New vehicle modal emission rate models will assess emissions as a function of specific

operating mode or engine load surrogates. These new models require that vehicle activity be

input by fraction of time spent in different operating modes. However, the ability to

realistically model microscopic on-road modal vehicle activity currently limits the

implementation of these models.

To provide better estimates of microscopic vehicle activity, field studies using laser

rangefinding devices were undertaken to quantify actual vehicle behavior along signalized

arterials and at signal-controlled intersections in Atlanta, Georgia. Data were analyzed to

determine the fractions of vehicle activity spent in different operating modes, especially those

that may lead to high engine load and elevated emissions. Statistical analysis of the data

yields a model for prediction of microscopic vehicle

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activity based on geometric and operational characteristics of the roadway. Research results

will provide the ability to estimate microscopic vehicle activity as

input to both local and regional transportation-related air quality models. Findings may also

enhance current methods for estimating capacity and modeling traffic flow and may have

applications for intelligent transportation systems (ITS).

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CHAPTER I

1. INTRODUCTION

For at least ten years, the technical, scientific, and administrative community

has expressed concerns about the current certification cycle for automotive emissions

being representative of actual driving behavior (Cicero-Fernandez and Long, 1994). A

major shortcoming of current emission modeling is the aggregated representation of

on-road vehicle activity, which inaccurately characterizes on-road driving behavior.

The current modeling philosophy is built on the assumption that drivers behave

similarly, rather than being based on individual or actual driver behavior. Average

behavior assumes that all drivers engage in driving patterns similar to those over

which vehicle emissions have been tested, such as the Federal Test Procedure (FTP)

Certification Cycle. Likewise, corresponding emission factors were developed from

procedures based on the assumption that vehicles pollute similarly under an average

range of speeds and vehicle miles traveled (VMT). This traditional approach neglects

variations in driving behavior, especially extremes such as hard accelerations or stop-

and-go driving under congested conditions.

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A large body of evidence suggests that under most on-road operating

conditions, actual vehicle emissions can differ dramatically from those predicted by

current mobile source emission models (Pierson et al., 1990; LeBlanc, 1994; Barth et

al., 1997). Current research indicates that vehicle emissions rates are highly correlated

with engine operating mode. In particular, vehicle operation leading to engine loading

and elevated emissions are hard accelerations, air conditioner use, vehicle operation on

a grade, and hard decelerations.

Because recent research has indicated that various shortcomings exist in the

data input, modeling, and output of traditional mobile source air quality models,

current research activities are focusing on a modal approach to mobile source emission

modeling. Modal or activity-specific models attempt to estimate emissions as a

function of specific operating mode or engine load surrogates. To implement modal

models, statistical distributions of vehicle activity corresponding to the amount of time

that vehicles spend in different ranges of speeds and corresponding accelerations must

be developed. Once vehicle activity is disaggregated into speed and acceleration

distributions, activity-specific emission rates may be applied to estimate emissions.

Modal emissions modeling is becoming widely accepted as a more theoretically

accurate approach that will provide more realistic estimates of mobile source

emissions contributions to local and regional air quality analysis.

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Although a modal approach to emissions modeling offers promising benefits in

terms of accuracy, a weak link is the ability to realistically model on-road modal

vehicle activity. Currently, little data exists relative to how vehicles operate in a real

world setting. Various activity estimation methods are in-use or proposed, such as

simulation models. None of these methods have been validated as to whether the

output realistically models the wide range of vehicle activity encountered on the

roadway. Additionally, the ability does not exist to relate activity to external variables

such as roadway grade or traffic volumes.

This research was conducted as part of a study underway at Georgia Institute

of Technology. Research was conducted under a cooperative grant from the U.S.

Environmental Protection Agency (USEPA) and the Federal Highway Administration

(FHWA).

The principal goal of this research was to develop a model that can predict

modal vehicle activity at signalized intersections and along signalized segments.

Individual vehicle traces were collected on-road at signalized intersections with laser

rangefinders (LRF) in the Atlanta, Georgia metropolitan area. With collection and

analysis of field data, statistical distributions of vehicle activity were generated and

tested using regression tree analysis to relate speed-acceleration profiles of vehicles to

roadway characteristics such as grade, location along the study link, queue position, or

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volume of roadway to physical capacity. Data were analyzed with Hierachical Based

Regression Tree (HBTR) analysis and relevant predictor variables identified. The

final model predicts microscopic vehicle activity based on those operational and

geometric characteristics of the roadway, which were shown to influence vehicle

activity such as grade, location along link, queue position, or volume of roadway to

physical capacity. Model development ensured that final distributions of vehicle

activity can be linked with the modal emission rates from Georgia Tech’s MEASURE

model to provide input to both regional and microscale air quality models.

Chapter 2 of this work provides a background on air quality in general and

discusses some of the inadequacies of traditional transportation-related air quality

models. Chapter 3 overviews research that evidences a relationship between rate of

emission output and engine operating mode and provides explanatory information on

current research efforts for modal modeling.

In Chapter 4, the various statistical models considered for data analysis are

discussed and the final statistical model presented. The response variables based on

emission factor models from MEASURE are explained and a list of all independent

variables hypothesized to influence vehicle activity is presented. Chapter 5 covers

data collection and handling. The methodology for calculating variables, such as level

of service, is also covered. In Chapter 6, research results are presented along with the

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final microscopic activity prediction models. A comparison of field data with various

traffic engineering relationships and with simulation modeling is also provided.

Finally, Chapter 7 presents a discussion and conclusion on research results.

The significance of this research work is development of a model capable of

predicting microscopic vehicle activity at signalized intersection based on roadway or

operational characteristics that influence behavior. Because the results have described

microscopic vehicle activity, research findings may also enhance current methods for

estimating capacity and modeling traffic flow and may have applications for

intelligent transportation systems (ITS).

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CHAPTER II

2. BACKGROUND

Degraded air quality continues to be a major concern in most major cities in the

United States. Unhealthy levels of air pollution continue; posing health concerns, choking

economic development, and threatening federal transportation dollars, despite advances in

emissions control for both mobile and stationary sources. A significant share of blame for

urban air problems can be directly attributed to increasing development and urban sprawl,

which has resulted in a rapid increase VMT with the resulting emissions.

The Clean Air Act Amendments of 1990 (CAAA) were issued as a legislative mandate

to improve air quality in designated metropolitan areas. To regulate air pollution, National

Ambient Air Quality Standards (NAAQS) were established, setting acceptable levels for

specific airborne pollutants, including particulate matter, carbon monoxide (CO), oxides of

nitrogen (NOx), sulfur dioxide (S02), ozone (O3), and lead (Pb). NAAQs set the maximum

air pollution concentrations allowable in any one area based on the minimum dose of the

pollutant required to cause adverse health effects in the most sensitive members of the

population (Kaliski, 1991).

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Air pollution comes from a variety of sources, which can be divided into three main

categories:

• Stationary sources: factories, power plants, smelters, etc.;

• Mobile sources: automobiles, trucks, buses, trains, and planes; and

• Natural sources: pollution from wildfires, windblown, dust, volcanic eruptions, etc.

(USEPA, 1995a).

This chapter provides background information on transportation-related air pollutants

including the National Ambient Air Quality Standards. An introduction on traditional

transportation-related air quality modeling along with a discussion on the drawbacks of the

modeling process in terms of both emission factors and vehicle

activity are presented.

2.1 Automobile Exhaust Emissions

The transportation sector is directly responsible for a significant proportion of harmful

ambient emissions (Anderson et al., 1996). Estimates for the amount of pollutants produced

by motor vehicles vary from 33 to 50% of NOx, 33 to 97% of CO, 40 to 50% of HC, 50%

of ozone precursors, and at least one-fourth of volatile organic compounds (VOC ) (Mullen

et al., 1997; SCAQMD, 1996; EPA, 1995a; USDOT, 1993; CARB 1994; Chatterjee et

al., 1997). Although not included in the NAAQs, particulate matter with aerodynamic size

less than or equal to 10 microns (PM-10) is also released by motor vehicles from diesel

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engines and tire wear. Hydrocarbons (HC) are also not included in the NAAQs but are

included in mobile source emission modeling since they contribute to ozone formation. CO,

NOx, and HC are a by-product of combustion and are found directly in automobile exhaust.

Fuel evaporation also contributes emissions of VOC.

2.1.1 Ozone

The NAAQS for ozone are 0.23 parts per million (ppm) for a one-hour period.

This standard may not be exceeded more than 3 times over a continuous 3-year period

(Chatterjee et al., 1997). This pollutant is a highly reactive form of oxygen. It is a colorless

gas, characterized by a sharp odor. Ozone occurs naturally in the stratosphere but normally

only in low doses (0.03 to 0.05 ppm) near the surface of the earth. Ozone is not emitted

directly from mobile sources; rather it is produced by a complicated series of chemical and

photochemical reactions between reactive organic compounds, oxides of nitrogen, and

naturally occurring oxygen. Photochemical reactions require solar radiation to act as a

catalyst; consequently peak concentrations of ozone are found around the middle of the day

and climax during the summer months.

The associated health effects of ozone include decreased breathing capacity,

increased airway resistance, impaired host defenses, acute inflammation of the lung tissue,

and respiratory cell damage. A correlation is hypothesized between an increasing number of

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hospital admissions for all respiratory causes, including asthma, and an increase in ambient

ozone, sulfates, or sulfur dioxide levels (SCAQMD, 1996; Mullholland, 1998).

2.1.2 Carbon Monoxide

The pollutant, carbon monoxide is a colorless, odorless, relatively inert gas

introduced by both human and natural sources, such as forest fires. In urban areas, the

primary source of CO is incomplete combustion of carbon-containing fuels, mostly gasoline.

During optimum combustion, each carbon atom has affinity to bond with two oxygen atoms

forming carbon dioxide (CO2). When an oxygen deficiency is present in the engine, some

carbon atoms are only able to bond with a single oxygen atom and the result is CO.

Consequently, an overly rich air-fuel ratio is the primary cause of CO formation (King,

1995). Colder temperatures are more conducive to the formation of CO, consequently CO

exceedances are more common in the winter (CARB 1995).

Ambient concentration of CO are spatially and temporally correlated to the rate at

which CO is emitted and prevailing meteorological conditions, with peak concentrations

occurring in the fall and winter months. Because automobile exhaust is the major source of

CO, high concentrations can result in urban areas with heavy traffic congestion (EPA,

1995a). NAAQS for CO are 35 ppm for a one-hour averaging period and 9 ppm for an 8-

hour period, which is not to be exceeded more than once per year.

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Carbon monoxide enters the bloodstream and displaces oxygen, binding with

hemoglobin in the blood. This reduces the blood’s ability to carry oxygen to the body’s

organs and tissues. Therefore, most of the toxic effects of CO are caused by reduced

oxygen supply. Those at the highest risk from carbon monoxide are heart patients, smokers,

and people who engage in heavy exercise (SCAQMD, 1996). Other health effects due to

exposure to elevated CO levels include visual impairment, reduced work capacity, reduced

manual dexterity, poor learning ability, and difficulty in performing complex tasks (EPA,

1995a).

2.1.3 Oxides of Nitrogen

The nitrogen content of both gasoline and diesel fuels is negligible. Oxides of

nitrogen, a colorless gas, is actually formed from the destruction of atmospheric nitrogen

(N2), which makes up 80% of air, during the combustion process. Although ambient

nitrogen and oxygen do not normally react, in the presence of sufficiently high temperatures,

a chemical reaction occurs catalyzing oxygen and nitrogen to form nitrogen oxide (NO)

(King, 1995). Formation of oxides of nitrogen is exacerbated by high temperature and high

concentrations of oxygen. Once formed, oxides of nitrogen quickly react with oxygen and

form nitrogen dioxide (NO2), a reddish-brown gas with a bleach-like odor, which is

primarily responsible for the brownish tinge characteristic of polluted air. Nitrogen dioxide

also plays a major role in atmospheric reactions, which produce ground-level ozone (EPA,

1995). Critical engine variables that determine the amount of oxides of nitrogen produced

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are the fuel/air equivalence ratio (Ø), the burned gas fraction of the in-cylinder unburned

mixture, and spark timing.

Once oxides of nitrogen are released into the atmosphere, a reaction occurs with

reactive organic gas (ROG) to form ozone. This reaction is catalyzed by sunlight and

therefore occurs more often in the summer corresponding to higher temperatures and greater

amounts of sunlight (CARB, 1995). Besides ozone formation, nitrogen oxides in the air are

a potentially significant contributor to a number of environmental effects such as acid rain and

eutrophication in coastal waters. Eutrophication is an increase in nutrients that reduce the

amount of oxygen in a body of water creating an environment that is destructive to fish and

other animal life (EPA, 1995a).

Children and adults with respiratory illnesses are most susceptible to oxides of

nitrogen, which is a respiratory irritant and reduces resistance to respiratory infection such as

influenza (SCAQMD, 1996).

2.1.4 PM 10

PM10 is a category of total suspended particulate (TSP), which is made up of a

complex mixture of solid material suspended in the atmosphere. Finer fractions of TSP have

greater effects on health and visibility than coarse fractions. PM10 is particulate matter with

diameter less than approximately 10 micrometers. The mobile source contribution to

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particulate matter is a product of combustion, machinery, and tire wear (Chatterjee et al.,

1997).

The main health effects associated with PM10 include increased mortality,

exacerbation of preexisting respiratory and cardiovascular disease, changes in lung function

and structure, altered defense mechanisms, and increased risks of developing cancer

(SCAQMD, 1996). Children, the elderly, and persons with chronic lung disease, influenza,

or asthma tend to be especially sensitive to the effects of particulate matter. In an acid form,

PM-10 is destructive to manmade materials and is a major cause of reduced visibility in

many parts of the United States (EPA, 1995a).

2.1.5 Hydrocarbons

Hydrocarbons are one of the three commonly modeled transportation-related

pollutants (CO, NOx, and HC). Hydrocarbon emissions result from incomplete combustion

of hydrocarbon-based fuel, such as gasoline. Fuel composition can significantly affect the

types and amounts of hydrocarbons released. Hydrocarbons are released as part of the

combustion process and from piston blow-by gases. Unburned hydrocarbons are released

during fuel evaporation and through vents in the fuel tank and carburetor after engine shut-

down (Heywood, 1988).

Gasoline itself is a hydrocarbon compound and when burned properly, the hydrogen

and carbon atoms split apart and then bond with oxygen to form water,

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(H20), or carbon dioxide, CO2 (King, 1995).

2.2 Drawbacks to Traditional Emissions Modeling

In order to meet CAAA goals and demonstrate progress towards conformity, the

traditional mobile source emission modeling approach was developed. A flowchart of the

general process is presented in Figure 2-1. In its most basic form, this approach simply

multiplies an estimate of vehicle activity by an emission factor to determine the total quantity

of pollution released by a roadway, group of roadways, or region. The most common

emission factor models are the MOBILE family of models, widely used throughout the

United States, and the EMFAC models used in California.

Although emission estimates play an important role in determining a region’s progress

towards meeting air quality goals and influence transportation investment decisions, numerous

inadequacies exist in both the data input and modeling methodology of traditional mobile

source emission modeling. These inadequacies extend to both the vehicle activity side of the

equation as well as to emission factor estimates. One of the main flaws is that the data used

to support modeling often come from sources not intended to support air quality analysis and

consequently may produce inaccuracy in the air quality analysis and the conclusions they

present.

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Figure 2-1: Traditional Emission Modeling (source: Roberts, 1999)

14

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Another major flaw is the aggregate representation of on-road vehicle activity to

estimate emissions, resulting in inaccurate characterization of actual driving behavior. The

current modeling philosophy assumes that all drivers engage in driving patterns similar to

those over which vehicle emissions have been tested. Likewise, corresponding emission

factors were developed from aggregate representations of vehicles based on the assumption

that vehicles pollute similarly under an average range of speeds and vehicle miles traveled

(Guensler and Sperling, 1994).

2.2.1 Vehicle Activity

One of the main shortcomings of the traditional modeling approach is that it is unable

to capture actual on-road vehicle behavior. Instead, activity estimates are frequently based

on output from regional transportation modeling systems, which were developed to forecast

the need for new highway facilities, rather than air quality modeling. Consequently, these

models are not sensitive to the inputs and parameters required for air quality modeling, such

as accurate estimates of vehicle speeds. Inaccuracies in vehicle estimates are related to data

input, mathematical algorithms, and the calibration procedures of regional transportation

models. Data input to regional models are often based on databases that are incomplete or

outdated. Information about the number of trips, geographic distribution of those trips, and

timing of tripmaking is often estimated from household surveys done years previously

(USDOT, 1993).

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2.2.1.1 Speed Estimates One of the major shortcomings of vehicle activity

estimates is the use of average speed estimates derived from regional models. Historically,

the MOBILE or EMFAC series of motor vehicle emission rate models estimated emissions

as a function of average speed, consequently the modeled relationship between emissions

and vehicle activity is highly speed dependent. Emission rates vary greatly across different

speed ranges as shown in Figure 2-2 for CO in grams per mile. For CO, MOBILE5A

emission rates are highest in the lower speed ranges and then reach their lowest rates in the

middle speed ranges from 30 to 45 mph. Emission rates increase again after 55 mph.

Locations on the emission curve where the slope is the steepest, indicate areas where

emission rates are the most sensitive to changes in speeds. Inspection of Figure 2-2

indicates that an increase in average speed, from approximately 3 to 20 mph, reduces the

emission rate from 130 to 20 g/mile. Logically, areas on the chart where emission rates are

the most sensitive to changes in average speed are also locations where errors in estimating

average speed would have the greatest impact to over or underestimate emissions. Around

60 mph, an error of only 1.2 mph will cause a 10% error in the CO emissions factor. At 20

mph, an error of 2.3 mph in average speed would be required to create that same 10% error

in CO emissions (Chatterjee, et al., 1997).

Although emissions are speed dependent in traditional modeling, the main data

sources for both traffic volume and speed data are output from the traffic assignment

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Figure 2-2: MOBILE Emissions Versus Speed Range for Carbon Monoxide

17

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stage of travel demand modeling, whose main purpose is to forecast roadway volumes, not

accurately replicate link speeds. Link speeds are used to calibrate the model for realistic

volume output (Chatterjee et al 1997). Speeds input to four-step modeling are often the

posted speed limit or default values, such as 45 mph for arterials, 35 mph for collectors, etc.,

instead of observed freeflow speeds. In some cases the use of speed limits or defaults may

lead to underestimation of actual speeds since motorists frequently exceed speed limits. The

use of average speeds also fails to accurately describe the wide ranges of vehicle activity

actually found in normal driving. A group of vehicles at high speed coupled with a group of

low speed vehicles, both of whom are operating in the higher emission factor ranges, could

average out somewhere in the mid-speed ranges where emission factors are lowest for HC

and CO (DeCarlo-Souza et al., 1995). Comparisons of modeled versus actual speeds have

demonstrated that speeds modeled by travel demand forecasting models may exceed on-

road speeds by 35%. Discrepancies in modeled and actual speeds may result from the fact

that the capacity-restraint formula often used in travel demand models does not degrade for

speed appropriately with considerable congestion. Speeds are used to calibrate travel

demand models so that when modeled volumes replicate actual volumes, such as a screen

line counts, match within a reasonable range of accuracy (commonly 10%), the model is

considered to be calibrated. Rarely are model speeds compared against on-road speeds.

Volume and speed estimates from regional models are also likely to become increasing

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unreliable under congested conditions, which are a common occurrence in urban areas

(USDOT, 1993).

2.2.1.2 Volume Estimates A regional estimate for VMT, usually from the regional

travel demand forecasting models, is often multiplied by emission factors in grams per mile to

calculate total emissions produced. However, VMT output from regional models has several

inherent inaccuracies. First, the road network used in travel demand models is not detailed

enough for air quality modeling. Travel demand models use stick representation of the

surface street system, which typically include only major roads such as arterials, freeways,

and collectors. Consequently, VMT is available only for representative roadways in the

network. Volume data is not available from travel demand modeling for all links in the

network. Second, local street systems are not adequately accounted for in regional modeling

(Chatterjee et al 1997). Local streets, themselves are not highly significant in the four-step

modeling process since their purpose is only to provide access to the major street network.

Consequently they are usually represented as centroid connectors. The lack of available

data is particularly a problem as no accepted technique exists for VMT calculations for local

roads. Local roads are typically low volume facilities, however they may make up a

significant proportion of total miles of roadway in urban areas (Chatterjee et al., 1997).

Consequently, lack of representation of both VMT and speeds on local roads presents a

major deficiency in urban activity modeling.

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2.2.2 Emission Rates

A major shortcoming in traditional emission factor modeling is that a complete range of

vehicle activity is not represented in the Federal Test Procedure on which MOBILE is

based. The main algorithms in the MOBILE model were developed for the following default

assumptions:

• average vehicle speed of 19.6 mph;

• ambient temperature of 75° F; and

• start mode fractions of 20.6% cold and 27.3% hot starts.

Emission factor are based on the default assumptions and then adjusted by

dimensionless correction factors to represent region-specific conditions, such as average

speed, ambient temperature, percent cold starts, gasoline volatility, implementation of

inspection/maintenance programs, and use of oxygenated fuels (Keenan and Escarpeta,

1995). In the development of the FTP, acceleration rates were artificially reduced to

accommodate testing equipment capabilities. Additionally, the original objective of the FTP

was to capture average driving not variations in speed, consequently more aggressive driving

behavior such as high speed and high accelerations are not captured (USEPA, 1995b).

The Federal Test Procedure, on which MOBILE is based, was established over two

decades ago and was intended to replicate the operation of a typical in-use urban vehicle.

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The FTP uses the average driving conditions, which are embodied in a pre-determined

driving cycle, to determine emission factors (Barth et al., 1996). The FTP was developed to

represent a typical driving pattern in primarily urban areas and was created to simulate a trip

route in Los Angeles representative of a typical home based work trip. The original route

was selected to match the engine operating mode distribution obtained in central Los

Angeles using a variety of drivers and routes. The driving cycle is a particular pattern of idle,

acceleration, cruise, and deceleration over which a vehicle is tested. Then emission factors

specific to each cycle are produced (CARB, 1995).

Emission factors were also developed using a small sample of vehicles, which may

not be representative of the actual on-road fleet. This is particularly significant since

emissions rates may vary even between vehicles of the same type based on miles

accumulated on the vehicle, driving behavior, inspection and maintenance history, etc.

(USDOT, 1993).

Another drawback to current practice is that vehicle activity and speed estimates are

link-based while emission factor models such as MOBILE are trip based. MOBILE

estimates emissions over an entire trip, about 20 minutes, rather than for a particular link.

Travel demand forecasting models are based on a street network represented by nodes

(intersections) and links and as a result link-specific speed and traffic volumes are

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generated. This trip-based emission factor modeling is therefore inconsistent with link-

based modeling (DeCorla-Souza et al., 1995).

Inaccuracies in vehicle emissions models can also occur from errors in basic emission

rates, as well as in correction factors, such as speed correction factors, which are used to

adjust basic emissions rates. Basic emission rates are measured from a simulated pattern

intended to be representative of "typical" city driving. This approach does not accurately

reflect differing road facilities, vehicle types, and operational activity common to urban

driving. Additionally, the overall average speed of 19.6 mph does not reflect actual speeds

on urban collectors, arterials or freeways (USDOT, 1993).

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CHAPTER III

3. TOWARDS A MODAL APPROACH FOR TRANSPORTATION-

RELATED AIR QUALITY MODELING

As explained in Chapter 2, various shortcomings exist in the traditional mobile source

emission-modeling regime. The most significant drawback for both activity and emission

factor modeling is the inability to model actual on-road vehicle behavior, especially activity

outside the range of the FTP, and to correlate emission production specifically to operating

mode. This chapter first outlines current research indicating that operating mode is related to

emission output rates. Next, an overview is provided of research efforts focused on mode

specific activity and emission factor estimates. Finally, an overview of current

representations of speed/acceleration relationships common to traffic engineering are

presented, to provide the reader with necessary background information. These

relationships are often the basis for simulation models and other methods in use to create

modal activity estimates. Later, in the data analysis chapter, Chapter 6, field data are

compared with these traffic-engineering relationships. An overview of vehicle dynamics as

they relate to speed and acceleration is also provided in Appendix A for more background

information.

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3.1 Evidence of a Mode Specific Emission Relationship

An overview of contemporary research which has demonstrated inadequacies in the

current average speed based approach and has indicated that emissions are related to engine

operating mode are presented in the following sections.

3.1.1 Tunnel Studies

Initial evidence that traditional modeling may not adequately represent actual on-road

emissions was evidenced by studies in several traffic tunnels. An initial study was conducted

in the Van Nuys Tunnel in California in 1987, which measured vehicle emissions with a mass

flow study. The pollutant levels collected from the tunnel were three times higher for CO and

four times higher for HC than predicted by EMFAC7C (Pierson et al., 1990).

Additional studies were conducted in other tunnels. Emissions from motor vehicles

for CO, NO, NOx, gas-phase speciated nonmethane hydrocarbons, and carbon

compounds were measured in 1992 in the Fort McHenry Tunnel under Baltimore Harbor

and the Tuscararoa Mountain Tunnel of the Pennsylvania Turnpike. The tunnels were

characterized by high speeds with little acceleration. The vehicle fleet for both tunnels was

relatively new with the median vehicle age less than 4 years old. Consequently, cleaner

vehicles under steady speed conditions dominated the study. Results indicated that

MOBILE4.1 and MOBILE5 only gave predictions within +-50% of observation with the

MOBILE models tending to overpredict emissions (Pierson et al 1996).

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3.1.2 Activity Outside the FTP

Various studies show that a significant amount of on-road driving activity occurs

outside the range of activity represented in the Federal Test Procedure (velocity >= 57 mph

and acceleration >= 3.3 mph/s).

The USEPA supported instrumentation of instrumented approximately 350 vehicles

in Spokane, Washington; Baltimore, Maryland; and Atlanta, Georgia and recorded vehicle

speed, engine speed, acceleration, and manifold absolute pressure (LeBlanc et al., 1995).

Statistically significant differences were noted in vehicle speeds and acceleration

characteristics across these cities. The three-city instrumented vehicle study also found

accelerations ranging from a minimum of -19.49 mph/s to a maximum of 16.69 mph/s.

Although these values, contrast sharply with the maximum acceleration in the FTP of 3.3

mph/s (USEPA, 1995b) they do appear to be extremely high.

Trip lengths were also recorded for the three-city study and an average trip length of

4.9 miles in length discovered as compared to the 7.5 mile average trip used for the FTP,

this suggests that that actual trip lengths may be much shorter than those modeled in the FTP

(Enns et al., 1994).

Another study using 1,100 miles of driving data from the Los Angeles area were

used to develop seven cycles of vehicle activity. The researchers found differences between

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freeway and arterial driving. Cycles representing freeway activity were much smoother in

terms of speed and ranges of accelerations and decelerations as compared to arterial flow,

which was much rougher. The authors indicated that 18.7% of driving time was spent in

accelerations greater than 3 mph/s for arterials versus 2.3% for freeways and 32.9% of

arterial and 7.6% of freeway activity was spent in decelerations less than -3mph/s (Effa and

Larsen, 1994). This indicates that differences in modal activity may occur across roadway

types.

3.1.3 Enrichment

One of the extremes in vehicle activity that has been demonstrated to contribute a

disproportionate share of emissions is commanded enrichment. Commanded enrichment is

an engine-operating mode where the engine management feedback control system (which

ensures stoichiometric operation) is overriden to increase the fuel:air ratio (LeBlanc et al.,

1994; Ganesan, 1994). Commanded enrichment provides increased engine power output

to enhance performance and also reduces peak exhaust gas temperatures protecting engine

components and exhaust after-treatment systems from the high exhaust gas temperatures that

would result under high load conditions.

Commanded enrichment is typically called for whenever the engine operates under

high load conditions, such as undergoing a hard acceleration, action against a grade, or

pulling a load. The air-fuel ratios for commanded enrichment can be as rich as 11.7:1

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compared to the normal stoichiometric air-fuel level of approximately 14.7:1 (Heywood,

1988).

Engine-out CO emissions increase as the air-fuel ratio is enriched from stoichiometric

levels. Emissions increase due to the lack of oxygen available to complete the combustion

process, which normally results in conversion of hydrocarbons to CO2 and water.

Hydrocarbon emissions also increase under fuel-rich conditions, since less fuel is burned.

The catalyst conversion efficiency levels for both HC and CO emissions are very sensitive to

air-fuel ratios. In a fuel-rich combustion environment, the lack of oxygen causes the normal

oxidation process that converts HC and CO into CO2 and water vapor to drop off very

quickly causing a reduction in catalyst conversion efficiency (Heywood, 1988).

St. Denis and Winer (1994) used an instrumented Ford Taurus (1991 model year)

to collect on-road driving data in California. The researcher found relevant differences

between actual collected emissions and the amount of emissions calculated using the FTP

procedure. The differences for CO were attributed to enrichment, which was estimated to be

responsible for two-thirds of the difference between modeled and FTP calculated emissions.

Study results also found that pollutants released during enrichment were two to three times

higher than for stoichiometric operation indicating that engine operating mode is an important

variable in determining emission output.

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Other tests on individual vehicles reported that moderate to heavy engine loads lead

to enrichment conditions that can increase gram/second emission rates for carbon monoxide

by 2500 times and hydrocarbon emissions by 40 times compared to normal stoichiometric

operation (LeBlanc, 1994; Barth et al, 1996).

3.1.3.1 Acceleration Commanded enrichment is caused by engine loading. One factor

leading to engine loading is "hard" accelerations. Research has indicated that a single "hard"

acceleration event (enrichment event) may cause as much pollution as the remainder of the

trip (Guensler, 1993). Emissions tests conducted at the California Air Resources Board,

primarily on carbureted vehicles, showed a large increase of HC and CO during hard

acceleration events. Later studies indicate that a single hard acceleration (> 6mph/s) could

increase the total trip emission for carbon monoxide (CO) by a factor of two.

Cicero-Fernandez and Long (1994) evaluated ten current technology vehicles over

four testing cycles. One of cycles was a specially designed acceleration cycle, which

included various acceleration events. Comparison of the acceleration specific cycle

emissions to those from a comparable FTP cycle indicated that HC emissions were 3 times

higher for the acceleration cycle than the FTP cycle. For CO, it was 19 times higher than the

FTP cycle and for NOx the acceleration cycle was similar to the FTP cycle indicating a

stable release of NOx even under enrichment. They also indicated that accelerations at low

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to medium speeds had less pronounced emission increases than accelerations at higher

speeds.

Le Blanc et al. (1995) also conducted research that estimated emissions as a

function of speed/acceleration ranges. The researchers found a correlation between

increased CO output in g/s and the following:

• high speeds with speeds greater than 57 mph and acceleration rates less 1 mph/s;

• high accelerations greater than 3.3 mph/s with speeds less than 57 mph; and

• high speeds/high accelerations with speeds greater than 57 mph and accelerations

greater than 1 mph/s.

Research by CARB also found that hard accelerations triggered increased emissions,

especially for CO. An increase in HC was also found to be significant under hard

accelerations. Accelerations at mid to high speeds emitted more emissions than low to mid-

range speeds. For NOx, speed was found to be a more influential variable in emission rates

than accelerations (CARB, 1997).

Finally, Yu (1998) also found a correlation between speed, acceleration, and

emission rates using remote sensing studies in Houston at five locations. From the data

collected, a model was developed which correlated on-road vehicle exhaust emission rates

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with the vehicle's instantaneous speed profile. Study results were compared with existing

emission models. Results indicated that both the MOBILE and EMFAC emission models

underestimated emissions for all vehicle types as compared to on-road estimates.

3.1.3.2 Grade Roadway gradient has been investigated as a geometric effect that

may increase emissions. Acceleration against a grade results in additional load on the engine

beyond that which is associated with normal driving. The higher mass flow associated with

increased engine load is expected to produce higher emissions for all three pollutants (CO,

NOx, and HC). It may also increase the frequency or extend the duration of enrichment

which impacts CO emissions (USEPA, 1995b).

Cicero-Fernandez et al. (1997) studied the effect of road grade and found that for

each 1% increase in grade, the HC emission rate increased by 0.04 g/mile and the CO

emission rate increased by 3.0 g/m. The study consisted of controlled runs with speeds

between 35 and 55 mph and a maximum acceleration of 3.3 mph/s. Runs were conducted

on both flat terrain and road segments with grades from 0 to 7% in Los Angeles, California.

Both freeways and arterials were included in the study. Enns et al. (1994) tested 9 vehicles

for grade influences and found increases in CO of 3.2 grams/mile with much smaller

increases for HC and NOx.

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The Fort McHenry tunnel study, discussed in section 3.1.1 collaborates the

correlation between grade and elevated emissions. The tunnel had +3.76 upgrade and -3.76

downgrade. The vehicle fleet was composed of relatively newer vehicles and vehicle activity

in the tunnel was composed of smooth flow. Comparison of emissions from the upgrade and

downgrade yielded an increase in emissions per mile by a factor of two. The authors

concluded that the effect of grade was significant and that is should be included in

transportation-related air quality modeling (Pierson et al., 1996).

3.1.3.3 Air Conditioner Use Evidence has shown that air conditioner use in a

vehicle results in elevated emissions. The effects of air conditioning use detailed in the

previously described study by Cicero-Fernandez et al. (1997), who conducted controlled

test vehicle runs with speeds between 35 and 55 mph and low acceleration on road

segments with grades from 0 to 7%. With the air conditioner running at full setting, emissions

increased by 0.07 g/mile for HC and 31.9 g/mile for CO. Enns et al. (1994) also described

the impact of air conditioning use as increasing NOx emissions by 0.21 grams/mile. Another

study found that air conditioning use (on max) in combination with roadway grades of up to

6.7% increased HC emissions up to 57% and CO up to 268% (CARB, 1997).

3.1.4 Rapid Load Reduction

Most research identified loading events, such as work against a grade or hard

accelerations, as the culprits for elevated emissions in otherwise normally emitting

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vehicles. Elevated HC emissions have also been associated with rapid load reduction and

long deceleration events. During stoichiometric driving, the quantity of condensed fuel on the

intake manifold walls is in rough equilibrium, dependent to some degree on the recent history

of fuel injection (power level). With negative engine power, which often occurs in

coastdown and braking, air flow continues with little or no fuel injection causing an extremely

low ratio of fuel to air, which inhibits combustion. This allows the condensed fuel to be

removed by evaporation over a period of several seconds resulting in elevated unburned

hydrocarbons levels. A study by An et al. (1998a) tested 200 vehicles and found that this

phenomenon contributed 10 to 20% of the overall HC emissions under various test cycles.

3.2 Towards A Modal Approach For at least ten years, the technical, scientific, and regulatory community has

expressed concerns about the current certification cycle for automotive emissions being

representative of actual driving behavior (Cicero-Fernandez and Long, 1994). Because

recent research has indicated that various shortcomings exist in the data input, modeling, and

output of traditional mobile source air quality models, current research activities are focusing

on a modal approach to mobile source emission modeling.

To address shortcomings in current transportation-related air quality models and

provide agencies with enhanced tools for vehicle emission estimates, various modal modeling

approaches have been suggested. Modal models attempt to estimate pollutants as a function

of specific operating mode or engine load surrogates. To implement modal models,

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statistical distributions of vehicle activity corresponding to the amount of time that vehicles

spend in different ranges of speeds and corresponding accelerations must be developed.

Once vehicle activity is disaggregated into speed and acceleration distributions, activity-

specific emission rates may be applied. Modal emission modeling is becoming widely

accepted as a more theoretically accurate approach that will provide more realistic estimates

of mobile source contributions to local and regional air quality (Guensler, 1993; Barth et al,

1996; Washington, 1996). Figure 3-1 shows a schematic of the modal elements of a

hypothetical trip, including idling, acceleration, cruise, and deceleration. This figure presents

a schematic of a typical trip when broken down into its modal elements.

Currently various research groups, both nationally and internationally, are working on

various facets of modal modeling. Research efforts include development of activity specific

emission factors, improved prediction of fleet mix, improved estimation of cold and hot start

fractions, development of methods to better predict on-road vehicle modal activity, etc.

Following is a summation of the major research efforts underway for emission factor and

vehicle activity modeling.

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Figure 3-1: Modal Elements of a Vehicle Trip

3.2.1 Improved Emission Factor Estimates

One of the major flaws in traditional modeling is the use of emission factors, which

average emissions over a cycle, such as the FTP, and neglect extremes in vehicle activity. To

improve emission factor estimates, various research efforts have focused on developing

methods to relate emission output to specific vehicle activity such as a vehicle's instantaneous

speed and corresponding acceleration.

Post et al. (1985) tested 177 Australian light duty vehicles on a dynamometer and

created averaged vehicle maps of emissions. Data were mapped into matrix format showing

emission rates for specific speed/acceleration bins. The model was developed to make fuel

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consumption predictions for any type of vehicle, engine capacity, and driving pattern.

Emission rates for carbon monoxide, carbon dioxide, oxides of nitrogen, and hydrocarbons

were output during the dynamometer testing and emission rates correlated to instantaneous

velocity and acceleration. The three-parameters (speed, acceleration, and emissions) were

used to develop a two-parameter (power and emissions) emission model. The power term

is the product of speed and acceleration. Elevated emissions were noted for higher

accelerations independent of the corresponding speed for both CO and HC. Increasing

speeds were also correlated to elevated emissions for the two pollutants.

Sierra Research has created driving cycles, based on chase car and instrumented

vehicle data from Baltimore, Spokane and Los Angeles, which was collected during the FTP

Revision Project. Cycles were constructed to match observed speed-acceleration and

specific power frequency distribution of chase car driving data. Facility-specific cycles were

constructed using randomly selected microtrips to match the speed-acceleration frequency

distribution of all vehicle operation occurring under conditions of interest such as a particular

facility type or level of service (LOS). Vehicle activity was collected using a specially

designed instrumented vehicle with a grill mounted laser rangefinder and distance measuring

instrument. This type of data collection allowed calculation of the instantaneous speed and

acceleration of the "followed" vehicle. Other variables were collected such as LOS. Vehicle

activity was categorized into six driving cycles defined by LOS of the freeway segments.

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The level of service calculated, however, was a rough estimate based on data collector’s

perception of activity around the chase vehicle rather than a formal calculation (USEPA,

1997).

An et al. (1997) outlined on-going development of a comprehensive modal emissions

model capable of predicting emissions for a wide variety of light-duty cars and trucks based

on engine operating mode. At the highest resolution, the model will predict second by second

vehicle trajectories (location, speed, acceleration).

Approximately 320 in-use vehicles were recruited and tested on a dynamometer

over three different driving cycles. For each cycle, second-by-second emissions for CO2,

CO, NOx, and HC emissions were collected and analyzed for different driving conditions.

Ultimately, the model will be able to predict emissions for a variety of light duty vehicles

(LDVs) in different maintenance states (properly functioning, deteriorated, malfunctioning,

etc.). The model will predict emissions and fuel consumption second by second (Barth et al.

1999).

Another study described the use of SMOG DOG, a remote sensing technology that

is able to simultaneously measure emission concentration for CO, HC, NOx and CO2 in the

dispersing exhaust cloud of vehicles as well as the instantaneous speed and acceleration of

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the vehicle. Analysis of the data derived a relationship between pollutant concentrations and

a vehicle's instantaneous speed profile. Data were collected for five highway locations for

parts per million (ppm) of CO, HC, and NOx. Emission factors were calculated using

regression equations for six independent variables. Of the six variables, speed, speed

squared, acceleration squared, ambient temperature, and humidity proved to be relevant in

predicting emission rates (Yu, 1999).

3.2.2 Improved Vehicle Activity Estimates

Accurate modal modeling requires two primary components; activity specific

emission factors and accurate estimates of on-road vehicle activity. Currently, few models

exist that accurately represent the range of activity that vehicles undergo as part of normal

driving operation on any type of roadway. To address this, a number of efforts have been

undertaken to more accurately model on-road vehicle activity. Various attempts have

focused on collection of actual on-road data. However, collection, analysis, and model

development of field data is extremely resource intensive. Consequently, many research

efforts have utilized some manner of simulation model to obtain vehicle profiles to be coupled

with mode specific emission production or fuel consumption factors. However, as will be

discussed later in this work, there are several inherent inaccuracies in simulation models in

terms of vehicle activity estimates, especially at signalized intersections where vehicle activity

is especially complicated. The following sections describe the various research efforts for

vehicle activity modeling.

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3.2.2.1 On-Road Vehicle Activity Modeling Recent efforts undertaken by Grant

(1998) were aimed at statistically relating observed speed/acceleration characteristics on

freeways as a function of vehicle class, traffic flow, and geometric highway parameters using

laser rangefinders. This new approach used aggregate measures of flow and roadway

geometry to predict the important load-related measures of flow. While Grant’s methods

work for freeway segments in Atlanta, the general methods have yet to be applied to the

more complex traffic flow conditions that occur on non-freeway roads. In particular, Grant

derived a regression model that related the amount of activity where accelerations exceeded

3 mph/s. Final analysis indicated that percent of acceleration activity beyond the threshold of

3 mph/s for light duty vehicles was correlated with density of vehicles on the roadway,

horizontal curvature, and the percent of heavy-duty trucks in the traffic stream. For

decelerations less than 2 mph/s, a correlation was found between roadway density and

curvature.

Roberts et al. (1999) described development of a freeway modal activity model.

Activity data were collected on California freeways using chase vehicles with SnapOn

Scanners, Distance Measuring Devices (DMI), or Laser-tracking coupled with DMI

measurements. Percentage of significant activity (acceleration greater than 3mph/s, PKE >

60, etc.) were analyzed with regression tree analysis and significant variables determined.

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Significant explanatory variables included density, flow, and fraction of mainline volume

merging or diverging in a weaving section.

3.2.2.2 Simulation Simulation offers an attractive method to easily create vehicle

activity profiles. Many packages model vehicles on a microscale so that second by second

parameters such as location, speed, or acceleration can be output. Following is a discussion

of various research projects that have or are using simulation for microscopic vehicle activity.

However, there are several inherent problems with each of the approaches that will affect

activity output and ultimately air quality estimates based on simulated vehicle activity. In

Chapter 6, results of this research are compared with simulation model output and the

various models presented here are critiqued.

As early as 1988, Al-Omishy and Al-Samarrai (1988) had developed a road traffic

simulation model that predicted emissions based on vehicle type, location along the roadway,

speed, and acceleration. The FORTRAN based traffic simulation model predicted both HC

and NOx and could be used for evaluation of various traffic and pollutant control strategies.

The simulation model estimated vehicle activity and location based on car-following theory.

Matzoros (1990) reported the development of a modal emission simulation model.

The model predicted air pollution concentrations for vehicles in urban areas. Modal activity

simulated by the model included the formation and dissipation of queues as well as cruise,

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idle, acceleration, and deceleration at different positions along a street link. The model

included emission rates disaggregated by operating mode. Queue lengths were specifically

modeled. Emission factors were provided for cruise, idling, acceleration, deceleration, and

creeping. The highest emission rates for all pollutants (CO, HC, NOx, and lead)

corresponded to acceleration. The modal approach was based on earlier work, which had

observed that pollution concentrations were the highest near intersections, tailing off

midblock. Model results were compared with data from two actual locations and it was

found that, with the exception of NOx, an overall agreement exists between observed and

modeled values.

An analytical model to estimate intersection fuel consumption was created to

investigate the effects of signal timing on fuel consumption by Liao and Machemehl (1998).

The model attempted to identify inter-relationships between traffic characteristics, signal

control strategies, and roadway geometric conditions based on consideration of vehicle

operating conditions. The model used mathematical relationships to derive fuel consumption

estimates rather than using simulation.

A major research effort is currently in development by Los Alamos National Laboratory

to develop the TRANSIMS model, which is a simulation system for the analysis of

transportation options in metropolitan areas. The base of the system is a cellular automata

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microsimulation model producing second-by-second vehicle positions defined by 7.5 meter

cell locations. TRANSIMS is a set of integrated analytical and simulation models and

supporting databases dealing with prediction and simulation of trips for individual households,

residents, and vehicles as well as movement of individual freight loads (Williams et al. 1999).

Many traffic simulation and optimization models such as TRANSYT-7F,

INTEGRATION, FREQ, NETSIM, and INTRAS also have incorporated modules for

estimating emissions. These modules are structured to be sensitive to modal model output

but none of the models were developed based on on-road emission or vehicle activity data

(Yu, 1999).

Rakha et al. (1999) likewise is in the process of developing a modal microscopic

simulation model, which combines a traffic simulation model with an emission module. The

model uses car-following and lane changing logic to simulate vehicle activity. Speeds and

headway are updated and calculated each tenth of a second. Acceleration is modeled as

speeds are updated every deci-second based on the distance headway and speed differential

between the subject vehicle and the vehicle immediately ahead of it, which can result in

unrealistically high accelerations. To compensate, the model uses a linear acceleration decay

function that decreases the vehicle's acceleration as a function of its speed, resulting in a

linear speed/acceleration relationship.

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Fuel consumption and emissions were calculated from data collected on a

dynamometer at Oak Ridge National Lab. This provided fuel consumption and emission

rates for a range of speeds from 0 to 75 mph km/h and for a range of accelerations from -

1.5 m/s2 to 8.0 m/sec2. The model was developed to represent typical driving conditions

including idling, acceleration, and deceleration. Data were collected for eight vehicles and an

emission model for a composite vehicle created. The simulation model models acceleration

as a by-product of car-following logic and does not actually replicate realistic on-road

behavior.

In another study, the microsimulation model TRAF-NETSIM, used for urban

roadways, and the microsimulation model INTRAS, used for modeling freeways, were used

to develop a modeling framework for prediction of vehicle activity in regional areas for

improved emission estimates. Output from the simulation modules was used to develop

relationships between basic link characteristics and the time spent in each operating mode.

Field data using instrumented vehicles for a freeway segment were used to validate model

results. The relationships developed were then incorporated into a post processor from the

Urban Transportation Planning Software (UTPS) four-step planning model so that region-

wide estimates of vehicle activity can be applied with the existing state-of-practice in regional

modeling (Skabardonis, 1997).

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3.2.3 MEASURE

To address the various problems with existing transportation-related emission

models and shortcomings in more contemporary vehicle activity modeling such as simulation,

a research-grade motor vehicle emissions model based in a geographic information system

(GIS) platform is underway at Georgia Institute of Technology. The Mobile Emission

Assessment System for Urban and Regional Evaluation (MEASURE) predicts emissions

based on operating mode. Operating modes represented include cruise, idle, deceleration,

acceleration, and other modes where power demand leads to enrichment. The model

applies both vehicle characteristics, such as model year, engine size, etc, and

speed/acceleration profiles to predict emissions.

Because MEASURE resides in a GIS, it is able to capture both spatial and temporal

characteristics of vehicle fleet and modal activity. It is also able to incorporate both existing

and real-time datasets such as Highway Performance Monitoring System (HPMS) traffic

counts. Many agencies already maintain traffic information in some form of a spatial

database so the GIS platform allows integration of various datasets. The model also allows

an enhanced approach to modeling emissions spatially (Guensler et al. 1998). The research

model is based in a GIS package, which allow storage of all spatial and temporal attributes

of the modeling regime and integration of a wide variety of data sources, spatial attributes,

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and temporal distributions for use by external programs to estimate emissions. The GIS

actually contains the physical transportation network with accompanying topology and

attributes such as link length, number of lanes, grade, capacity, etc. Locations where

enrichment is more likely to occur such as freeway on-ramps or signalized intersections can

also be identified.

The model takes in spatial data (road segment and census block) about vehicle

activity and technology and outputs estimated, gridded, mobile exhaust emissions. It employs

modal emission rates developed in house as well as MOBILE based emission rates. It relies

on modal vehicle activity measures; starts, idle, cruise, acceleration, and deceleration.

Vehicle technology characteristics (model year, engine size, etc) and operating conditions

(road grade, traffic flow, etc) were also developed at a large scale (small zones and road

segments).

The scope of MEASURE is currently being expanded to include microscale air

quality estimation and estimates of all mobile source pollutants (CO, HC, NOx, CO2, and

toxics). As designed, MEASURE will be able to read spatial databases and estimates of

modal activity and then provide facility-level estimates as well as gridded estimates of the

various pollutants. From a research perspective, MEASURE will be able to make

comparisons of standard speed correction factor approaches versus activity-specific

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approaches since both types will be embedded. From a practical perspective, it will provide

planners and engineers a toolkit to generate regulatory level reporting as well as a provide

flexible means of gaming various TCMs. Both of these capabilities make MEASURE an

attractive tool for the research discussed in this paper. One of the important facets of the

model are the modal emission rates generated during model development. These emission

rates provide the ability to explore the emission impacts of changes in acceleration profiles or

idling fractions.

Some of the major features of MEASURE are:

• the model includes modal emission rates as well as MOBILE emission rates;

• user-defined grid cells;

• an improved spatial aggregation technique; and

• the inclusion of local road emissions.

Modal emission rates are designed to estimate emissions for specific vehicle activities

(idle, cruise, acceleration, and deceleration) and vehicle technology combinations (cold and

warm engine starts, hot-stabilized, and enrichment). Over a region, engine start emissions

are estimated for census blocks, and hot-stabilized and enrichment emissions are estimated

for road segments (intersection to intersection). Emissions from the zones and lines are

aggregated into user defined grid cells directly by completing polygon-on-polygon and line-

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on-polygon spatial summarization. The main advantage of MEASURE is that it allows users

to model a wide-range of strategies that may have an effect on emissions (i.e. signal timing

and high-occupancy vehicle lanes) (Sarasua et al. 1999).

3.3 Fundamentals of Vehicle Activity in Traffic Engineering

In the above sections, the evidence for moving towards a modal approach to

analyzing transportation-related air quality is presented as well as an overview of other

research efforts into modal modeling. Many research efforts focusing on the activity side of

the emission equation are using either simulation modeling or other activity estimation based

on speed/acceleration relationships commonly used in traffic engineering. Following is a

synopsis of the common representations of vehicle activity used in various traffic engineering

applications as well as description of several research efforts that attempt to better describe

vehicle activity relationships. In the data analysis chapter, Chapter 6, field data are

compared to the common traffic engineering relationships described below.

3.3.1 Acceleration Performance of Passenger Cars

The most common comprehensive early study on vehicle acceleration/speed

profiles was a research effort by St. John and Kobett (1978), reported in National Highway

Cooperative Research Program (NCHRP) 185. The report presents analysis of speed and

acceleration data points from a single passenger car (1970 Chevrolet Impala sedan) driven

over a test course. The study used an on-board light beam oscillograph recorder to record a

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time trace of speed and acceleration. Test results indicated a linear relationship existed

between speed and acceleration for passenger cars. This relationship, for passenger cars on

zero grade, is given by:

a = ao [1-(V/Vm)] (3-1)

Where: a = acceleration capability at speed V;

ao = maximum acceleration for speeds ≈ 0;

V = vehicle speed;

Vm = a pseudo maximum speed indicated by the linear relation between

acceleration and speed when data are fitted in the normal operating

range.

Maximum acceleration was calculated from an earlier study and was not explained in detail. The mathematical representation of maximum acceleration (ao) is given by:

Ao = [131.2/(W/bhp)] + 5.093 (3-2) Maximum acceleration is achieved at zero speed and linearly decreases as speed increases.

Maximum acceleration is a linear function of the inverse of the weight/horsepower ratio.

Major drawbacks to the test study were that data were limited to one older model year

vehicle on a fixed test route and the relationship describes the upper bound of the

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speed/acceleration curve rather than a distribution of speeds and accelerations expected

under normal vehicle operation. This upper-bound linear speed-acceleration relationship is

presented in Figure 3-2.

A correlation between acceleration performance and grade was noted in the St. John and Kobett study as well. The relationship is described in Equation (3-3).

aGV = aLV - Rg (3-3)

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Figure 3-2: Linear Speed-Acceleration Curve

where: aGV = acceleration capability at speed V on grade;

aLV = acceleration capability at speed V on level terrain;

g = acceleration due to gravity; and

R = percent grade expressed as a decimal (for a 4% upgrade, R = 0.04).

The acceleration capability of vehicles has primarily been used for road design.

Acceleration capability influences passing zone lengths and acceleration lane lengths.

Acceleration capability is also a factor in signal timing design, calculation of fuel economy and

travel time values, and in estimating the return to normal traffic operation after a breakdown

in traffic flow patterns (ITE, 1992). Microscopic simulation models often employ maximum

on-road acceleration to generate individual vehicle activity profiles.

The Traffic Engineering Handbook (ITE, 1994) lists maximum acceleration rates for

both passenger cars and heavy trucks based on the vehicle's weight-to-power ratio. The

weight/power ratio is a measure of the vehicle's ability to accelerate and maintain speed on

upgrades. Weight-to-power ratio is the gross weight of the vehicle in pounds divided by the

power in horsepower. Weight is a rough indicator of resistance to motion so the higher the

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weight/power ratio the lower the acceleration performance, while a low weight/power ratio

reflects higher performance capabilities

(ITE, 1994). Details are shown in Table 3-1. Acceleration rates for different speed ranges

are given in Table 3-2.

Table 3-1: Maximum Acceleration from Rest by Vehicle Type and Weight-to-Power Ratio (source: Traffic Engineering Handbook 4th Edition (ITE, 1994))

Typical Maximum Acceleration Rate on Level Road (mph/s)

Vehicle Type

Weight-to-Power Ratio (lb/hp)

0 to 10 mph

0 to 20 mph

0 to 30 mph

0 to 40 mph

0 to 50 mph

25 6.3 6.1 5.8 5.6 5.3 30 5.3 5.1 4.9 4.6 4.4

Passenger Car

35 4.6 4.4 4.2 4.0 3.8 100 2.0 1.6 1.5 1.4 1.0 200 1.2 1.1 1.0 0.8 0.7 300 0.9 0.9 0.8 0.8 0.4

Tractor-Semitrailer

400 0.9 0.8 0.8 0.5 --- Table 3-2: Maximum Acceleration by Speed Range by Vehicle Type and Weight-to-Power Ratio (source: Traffic Engineering Handbook 4th Edition (ITE, 1994))

Typical Maximum Acceleration Rate on Level Road (mph/s)

Vehicle Type

Weight-to-Power Ratio (lb/hp) 20 to 30

mph 30 to 40 mph

40 to 50 mph

50 to 60 mph

25 5.3 4.8 4.3 3.8 30 4.4 4.0 3.5 3.1

Passenger Car

35 3.8 3.4 3.0 2.6

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100 1.4 1.0 0.7 0.4 200 0.9 0.5 0.3 0.3 300 0.7 0.4 0.2 --

Tractor-Semitrailer

400 0.6 0.3 -- --

Grade affects the maximum acceleration that can be achieved and according to

the Traffic Engineering Handbook (ITE, 1994) has the following relationship, which is similar to NCHRP 185:

aGV = aLV - Gg/100 (3-4)

where:

aGV = maximum acceleration rate at speed V on grade (ft/sec2);

aLV = maximum acceleration rate at Speed V in level terrain (ft/sec2);

G = Gradient (%); and

g = acceleration of gravity (32.2 ft/sec2).

Maximum acceleration on upgrades by speed range is provided in Table 3-3 for passenger

cars and heavy trucks. A graphical representation of maximum speed versus grade is shown

in Figure 3-3.

Table 3-3: Maximum Acceleration on Upgrades by Speed Range (source: Traffic Engineering Handbook 4th Edition (ITE, 1994))

Passenger Car (30 lb/hp) Tractor-Semitrailer (200lb/hp) Speed Change Level 2% 4% 6% 10% Level 2% 4% 6% 10% 0 to 20 mph 5.1 4.7 4.2 3.8 2.9 1.9 0.7 0.2 * *

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20 to 30 mph 4.4 4.0 3.5 3.1 2.3 0.9 0.5 * * * 30 to 40 mph 4.0 3.5 3.1 2.7 1.8 0.5 0.1 * * * 40 to 50 mph 3.5 3.1 2.7 2.3 1.4 0.3 * * * * 50 to 60 mph 3.1 2.7 2.2 1.8 0.9 0.3 * * * *

*Truck unable to accelerate or maintain speed on grade

Figure 3-3: Maximum Acceleration on Upgrades for Passenger Cars by Speed

3.3.2 Acceleration Performance of Heavy Trucks

NCHRP 185 also describes acceleration performance of heavy trucks. A heavy

vehicle acceleration model was developed using a computer model to simulate vehicle

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movement. Speed-acceleration traces were output and compared with heavy vehicle data

from the Western Highway Institute and the Road Research Laboratory. The following

formula was derived to describe the acceleration capabilities of large trucks (St. John and

Kobett, 1978):

Ae = [?V/(?V + Spts(Ap - Ac)]Ap V > V1 (3-5)

Where: Ae = effective acceleration (ft/sec2);

? = a parameter that depends on the range of engine speeds;

typical values range from 0.33 to 0.43 (0.4 is recommended);

V = vehicle speed (ft/sec);

Sp = one time the sign of Ap (which can be either + or -);

ts = actual time required to shift gears (sec);

Ap = power-limited acceleration (with the engine employed and vehicle at

speed (V) uses the average available net horsepower (ft/sec2);

Ac = acceleration in coasting at vehicle speed V (ft/sec2); uses an average gear

ratio for the coasting chassis losses; and

V1 = the maximum speed in lowest gear ratio (ft/sec).

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The research acknowledged that the effect of grade was underestimated by applying

the simple addition of a gravity component to zero-grade performance. When a heavy truck

starts and accelerates on zero grade, the time to shift gears is about 1.5 seconds,

consequently a large portion of the time is spent coasting without power applied. If a truck

starts out on a positive grade, the acceleration in each gear ratio is lower and the time in each

ratio is longer so the engine is usefully employed a larger percent of the time. In equation 3-5

above, the terms Ac and Ap included the direct added effect of grade (St. John and Kobett,

1978).

3.3.3 Deceleration Performance

Deceleration occurs either when the accelerator pedal is released due to the

retarding effects of constant resistance to motion, an increase in resistance to motion, or

when vehicle brakes are used. Without brakes, deceleration rates are greater at high running

speeds since because of resistance to motion. At 70 mph, release of the accelerator pedal

results in a deceleration rate of 2.2 mph/s. Around horizontal curves or on a gradient, the

resistance to motion will increase and deceleration will occur without a corresponding

increase on the accelerator pedal. Maximum deceleration occurs with braking and is

determined by the retardation forces developed in brake drums or discs negating slip

between the pavement and tire. Roadway and tire friction also affect maximum deceleration

rates. Maximum deceleration is typically only applied in emergency situations. For traffic

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engineering applications, such as determining vehicle clearance intervals at traffic signals, a

common deceleration rate of 6.8 mph/s is used (ITE, 1994).

3.4 Discussion

An overview of current literature which indicates a relationship between engine

operating mode and emissions and literature that outlines other efforts to develop more

realistic emission rates and activity estimates was presented in this chapter. The intent was to

provide a background on previous and ongoing research into modal emissions modeling and

to provide a sampling of the evidence suggesting that a modal approach is more accurate.

It was beyond the scope of this paper to critique the validity or accuracy of each

work. Several works employed questionable methods such as the level of service estimation

used by Sierra Research or the unusually high acceleration rates reported in the three-city

instrumented vehicle study. However, even with flaws, the bulk of research does point

towards a relationship between engine mode and emission output.

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CHAPTER IV

4. RESEARCH APPROACH

This Chapter presents the research framework for this dissertation work. First

the problem is defined, followed by presentation of the research hypothesis and

research objectives. Statistical techniques considered for analysis of the data are

discussed. A final statistical model is presented including an overview of the response

variables. Following, the various predictor or independent variables hypothesized to

affect vehicle activity, which were considered as part of experiment design, are

outlined. Although presentation of the data collection protocol follows this chapter, a

note is made of whether each independent variable could be and was actually included

in the data collection phase of this research.

4.1 Statement of Problem

The previous chapters explained the need for a modal approach to

transportation-related air quality modeling. For a modal emission model to accurately

predict emissions, both activity-specific emission rates and accurate estimates of

vehicle activity are required. Much research activity has focused on the emission rate

side of the modal-based emission prediction equation to develop methods that relate

emissions specifically to a particular speed-acceleration combination or on identifying

specific vehicle operating modes where emissions are disproportionate compared to

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other modes. Efforts to model on-road vehicle activity have been undertaken to a

much lesser extent. As discussed in Section 3.2.2, many emerging models are basing

vehicle activity on a limited sample of vehicle profiles or on algorithms that attempt to

simulate queuing, acceleration, and deceleration. None of these methods have been

validated as to whether the output realistically models the wide range of vehicle

activity encountered on the roadway. Additionally, current modeling efforts have not

yet been shown to relate vehicle activity to on-road conditions such as grade or traffic

volumes. Without accurate vehicle activity estimates, modal emission models are

handicapped in their ability to successfully relate activity-specific emission rates with

accurate estimates of vehicle activity. Consequently, the activity prediction side of the

equation may be the limiting factor in accurate deployment of modal models.

No modal model can be complete unless it addresses the air quality impacts of

signalized intersections. By their nature, signalized intersections encompass much of

the modal activity experienced by motor vehicles in an urban area. A significant

amount of modal vehicle activity occurs within a relatively short distance of the

intersection depending on queue length. Vehicles decelerate to a stop, idle, and then

accelerate from rest. Even for vehicles not stopped or slowed by the signal, a large

number of interactions with other vehicles occur leading to "rough" traffic flow.

Significant modal activity may also occur at other locations along signalized links

experiencing heavy congestion resulting in over-capacity stop and go conditions.

Other locations of significant modal vehicle activity include freeway ramps and along

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freeway segments where vehicles undergo braking due to interference with other

vehicles and rapid accelerations when merging with existing traffic. Although,

freeway segments may be the source of most hard accelerations at high speed, non-

freeway roadway links make up the bulk of existing roadways and the majority of

vehicle activity. Consequently, the modal emissions impact of signalized intersections

is highly relevant.

4.2 Hypothesis to be Tested

This purpose of this work was to create a methodology to predict microscopic

vehicle profiles at signalized intersections that can be used as input to regional or

microscale transportation-related air quality models that use an activity-specific

(modal) approach. The research hypothesis can be encapsulated by the following:

Research Hypothesis: Modal activity on signalized roadways can be forecasted as a

function of macroscopic activity (traffic volume, percent heavy trucks, etc.) and

facility geometric properties (roadway grade, number of lanes, distance to

downstream intersection, etc.).

4.3 Objectives

To model activity at signalized intersections, this research had three main

objectives, which are detailed in the following sections.

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Objective 1: Develop a method to sample representative modal activity on

signalized roadways to represent the widest range of geometric and operation

conditions possible.

The goal of this research was to develop a model that can predict modal

vehicle activity at signalized intersections and along signalized roadway segments

using actual field data. The model ideally should be able to predict vehicle activity

based on those operational and geometric characteristics of the roadway, shown to

influence vehicle activity. Consequently, data collection sites were selected to

represent as broad a range of different characteristics as was economically viable.

To forecast vehicle activity based on significant roadway and operational

conditions, all the variables that may affect vehicle operation were identified and then

those that could realistically be included were selected for the final experimental

design.

Objective 2: Develop a robust and repeatable methodology for forecasting modal

activity on signalized roadways.

This objective entails development of a statically valid methodology to analyze the

data. Included in this portion of the research was identification of the "best" statistical

procedure for analyzing the collected data. Various statistical methods that were

considered are covered in section 4-4. An overview of the final statistical method is

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provided in section 4-5. Selection of relevant response and potential predictor

variables are discussed later.

Objective 3: Develop a model that will integrate with MEASURE for output of

vehicle activity given specific roadway, fleet mix, and operational characteristics.

The final objective was to develop the framework for integration of a

prediction model with the Georgia Tech MEASURE model discussed in Section 3.2.3.

4.4 Scope of Work

To meet the objectives outlined for this work, various tasks were undertaken.

First, an in-depth literature review was completed with relevant background

information to this work as presented in Chapters 2 and 3. Next, the experiment was

designed including a data collection plan and selection of appropriate statistical

analysis procedures. The data collection is discussed in Chapter 5 and the selection of

the appropriate statistical analysis procedure, including identification of response

variables and final selection of predictor variables is the subject of this chapter.

The defining feature of this research work was development of a method

capable of generating complete vehicle profiles along the path of a signalized link

through the intersection and onto the following link. An individual vehicle profile is

illustrated in Figure 4-1. All individual vehicle traces are summed to reflect the

number of vehicles on the link. The statistical analysis determined which of the

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independent operational or geometric variables of the study locations were relevant in

influencing vehicle activity. The final output of the statistical model is a Joint

Acceleration-Speed Probability Density Function (JASPROD), which is a three-

dimensional (tri-variable) function of speed, acceleration, and the joint probability for

a given speed-acceleration bin. An empirical JASPROD is created by sampling the

Figure 4-1: Sample Vehicle Trace

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simultaneous speed and acceleration trace of a vehicle along a specified path (or run),

such as a vehicle's trajectory from the point of queuing to some point downstream. For

the final model, data were divided by homogeneous zones of activity (distance from

the stopping point or from the intersection stopbar) and by homogenous predictor

variables determined by statistical analysis, as discussed in Chapter 6. Data were

collected in one-second intervals so the resulting JASPROD are for one second

intervals. JASPRODs are created by dividing vehicle traces into a matrix of speed and

associated accelerations bins. Each bin has a unique speed and acceleration range. A

JASPROD is shown in Figure 4-2 and Table 4-1. Once data are binned, the

probability of any bin can be calculated by dividing its frequency by the sum of the

frequencies of all bins. For each given geometric and operational condition that is

investigated, the frequency of activity in a specific speed-acceleration bin is the

number of seconds of operation in a given bin divided by the total number of seconds

of activity. The sum of all frequencies for the vehicle trace will equal 1.

The emission rate models, which will be described in Section 4.6, only require

the fraction of activity for the specific modal variable which was shown to be

correlated to emission rates (i.e. the percent of activity where acceleration >= 6.0

mph/s). Data could have been analyzed in this manner, however a method that

allowed a distribution of data as output was desirable, since response variables may

change in the future depending on results of on-going emission rate modeling. With

output in the form of a distribution of data, the model output can be used with any

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emission rate model that identifies critical modal variables. For example, if a 3-

dimensional activity distribution is available and future research identifies acceleration

greater than 5 mph/s as significant, the total fraction of activity that falls within this

range can be selected from the JASPROD as shown in the shaded section in Table 4-1.

This research model ultimately will be used as input to the Georgia Tech

MEASURE model for regional air quality modeling and final data output designed for

Figure 4-2: Joint Acceleration-Speed Probability Density Function (graphical form)

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Table 4-1: Joint Acceleration-Speed Probability Density Function (matrix form) (Range of Activity Where Acceleration >= 5.0 mph/s is Shaded)

Acceleration (mph/s) Speed (mph) -10 -9 -8 -7 -6 -5 -4 -3 -2 -1 0 1 2 3 4 5 6 7 8 9 10

0 0 0 0 1 3 12 20 31 39 72 221 36 10 0 0 0 0 0 0 0 0 5 0 2 5 2 13 32 40 39 11 7 2 5 26 52 28 15 0 0 0 0 0

10 1 2 4 7 24 33 37 32 5 2 1 5 11 21 39 44 25 2 3 3 0 15 1 4 3 9 30 45 46 20 9 7 7 20 37 40 64 40 13 10 0 0 0 20 1 1 8 16 22 31 49 22 11 8 14 33 69 84 46 25 9 3 1 0 0 25 1 2 5 11 19 26 35 28 9 15 31 57 82 89 32 12 2 1 1 0 0 30 1 3 2 7 17 18 31 23 18 17 36 77 82 57 28 10 3 1 0 0 0 35 1 0 0 8 12 13 20 19 19 16 29 61 59 25 12 6 0 0 0 0 0 40 0 1 1 2 4 9 6 18 20 7 18 37 33 24 6 0 2 1 0 0 0 45 0 0 0 2 1 2 2 4 4 6 19 25 7 3 2 0 0 0 0 0 0 50 0 0 0 0 1 1 1 1 1 0 0 1 0 2 1 0 0 0 0 0 0 55 0 0 0 0 0 0 0 0 1 0 0 1 4 0 0 0 0 0 0 0 0 60 0 0 0 0 0 0 0 0 0 1 3 1 2 0 0 0 0 0 0 0 0 65 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 70 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

compatibility with the model. The research model may also be used for microscopic

air quality modeling, evaluating the effectiveness of transportation control measures

(TCMs), or intelligent transportation system (ITS) alternatives.

4.5 Statistical Modeling

The purpose of the statistical modeling was to determine which predictor

variables influence vehicle activity behavior so that the data can be stratified by those

variables and 3-dimensional matrices of speed and acceleration created. To determine

which operational and geometric variables influence how vehicles operate, statistical

analysis can be used to compare whether two distributions of data, which were

disaggregated by the various variables, differ statistically. Unfortunately, no common

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test existed, that allowed comparison of complex 3-dimensional distributions. The

speed-acceleration matrix produced from data preparation was a three dimensional

distribution (speed x acceleration x frequency). The three dimensional distribution

may have been reduced to two dimensions if a distribution of speed versus frequency

or acceleration versus frequency were used singularly or if a product of the two, a

surrogate for power (speed x acceleration) versus frequency were used. There are

various methods that may be used to test differences across two distributions.

Goodness-of-fit tests examine two random samples to test the hypothesis that two

unknown distributions are identical. Most methods are limited to 2-dimensional or

simple 3-dimensional distributions.

Regression uses a single response variable regressed against one or more

predictor variables. For example, the percent of activity where acceleration are >= 3.0

mph/s can be regressed against a number of variables such as per lane volume, percent

trucks, lane width, etc. A discussion of the various methods tested and the final

methodology used follows.

4.5.1 Chi-Square Tests

The chi-square test is the oldest and best known goodness-of-fit test. The test

assumes that the observations are independent and that the sample size is reasonably

large. This method can be used to test whether a sample fits a known distribution, or

whether two unknown distributions from different samples are the same. The test

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assumptions are that the sample is random and that the measurement scale is at least

ordinal (Conover, 1980).

The chi-square provides a relatively easy to apply approach for analyzing two

dimensions of data (acceleration and frequency or speed and frequency). The main

problem with using the chi-square is the orders of magnitudes of separate tests that

would have to be conducted to test all possible combinations of variables in the

datasets. For example, to just test 5 queue positions, grades from -9 to 9, and level of

service, a total of 570 datasets would result, assuming data existed for each mutually

exclusive group of variables. To compare the distributions to determine where they

differ, a large share of the 570 datasets would have to be compared to the all the

others. This quickly becomes logistically infeasible. Additionally, since the test only

allows comparison across 2-dimensions, only distribution of accelerations from one

dataset could be compared to another or the speed distribution of two datasets could be

compared at a time. It does not allow comparison of the relationship between speed

and acceleration except as a two-dimensional product. Another problem is applying

the chi-square is that stratification of the data often resulted in cells with 0

observations, which presents difficulty for the chi-square test since it cannot handle

cells with no observations.

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4.5.2 Kolmogorv-Smirnov Two-Sample

The Kolmogorov-Smirnov (K/S) two-sample test compares the empirical

distibution functions of two samples, F1 and F2. The Kolmogorov-Smirnov test is a

non-parametric test, which can be used to test whether two or more samples are

governed by the same distribution by comparing their empirical distribution functions.

The Kolmogorov-Smirnov two-sample test is illustrated in Figure 4-3 for a

sample dataset using data for the first vehicle in the queue for an intersection with a

positive 9% grade and data for the first vehicle in the queue for an intersection with a

negative 9% grade. Calculations and graphs were made in SPLUS statistical software.

In the figure the cumulative distribution function (cdfs) for each distribution is plotted.

If the distributions are similar, the cdfs would also be similar. The wide variation

between the two indicates that the two datasets were from quite different distributions.

The test also provides a numerical solution as well as a visual plot.

The Kolmogorov-Smirnov two-sample test provides an improved

methodology over the chi-squared test since data does not have to be assigned

arbitrarily to bins. Further, it is a non-parametric test so a distribution does not have to

be assumed. However, the main disadvantage to the K/S is similar to the chi-square in

that the orders of magnitudes of separate tests that would have to be conducted to test

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Figure 4-3: Comparison of Empirical cdfs for Accelerations on a 9% Grade (x) and -9% Grade (z)

all the possible combinations of variables in the datasets become logistically

infeasible. The K/S also only allows comparison across 2-dimensions. The

distribution of accelerations from one dataset could be compared to another or the

speed distribution of two datasets could be compared. It does not allow comparison of

the relationship between speed and acceleration except as a two-dimensional product.

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4.5.3 Linear Regression

Regression analysis is a statistical method used to explain a dependent variable

as a mathematical function of one or more independent variables (Studenmund, 1985).

For example, regression may be used to estimate the number of accidents along

roadway segments as a function of pavement condition. Linear regression is a

commonly used and easily understood statistical method. Linear regression explores

relationships that can be described by straight lines or their generalization to many

dimensions. Regression allows a single response variable to be described by one or

more predictor variables.

Linear regression was a viable analysis tool for the research data. This type of

analysis would regress a single response variable based on relevant emission

producing modes of activity against various predictor variables. The response variable

would have to be a variable such as % of time spent in accelerations greater than 6.0

mph/s, which would be regressed against related variables such as LOS, distance to

downstream intersection, per-lane volume, etc. This method would necessitate

development and validation of a separate model for each response variable.

The largest problem with this statistical approach is that a linear relationship,

or a transformation form of a linear relationship, must exist between the response and

relevant predictor variables. Relationships may exist between vehicle activity and

certain ranges of a predictor variable but not others. For example, volume-to-capacity

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may not influence vehicle behavior in the lower ranges, (i.e 0 to 0.7) but may be

relevant at higher ranges (0.7 to 1.0+). Additionally, even at the higher range, a linear

relationship may not exist (i.e. V/C from 0.7 to 1.0+ may affect vehicle operation but

the effect is constant rather than linearly increasing or decreasing). Even with

transformations on the data, such as taking the log, a relationship may not show up or

a relationship may be forced between non-relevant ranges of the variable. Figure 4-5

shows this type of relationship between percent activity greater than or equal to 6

mph/s and queue position. As shown, an exact linear relationship does not exist

between queue position and hard accelerations. An ordinary least squares regression

of hard accelerations against queue positions only yields an R2 value of 0.27,

indicating that the model only explains 27% of the deviation.

Another disadvantage to this method is that only a single response variable can

be used. The relationship between speed and acceleration bins cannot be linked to

geometric and operational characteristics. Also, an individual model must be

developed for each response variable, rather than being able to derive a 3-dimensional

distribution of speed and acceleration activity.

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Figure 4-5: Graduated Non-Linear Relationship Between Percent Hard Accelerations and Queue Position.

4.5.4 Hierachiacal Based Regression Tree Analysis

Binary recursive partioning, more commonly referred to as hierachiacial tree-

based regression, is similar to forward stepwise variable selection methods. It is also

commonly referred to as classification and regression tree analysis (CART). One of

the advantages to HTBR or CART is that it assists in detecting the underlying

structure in data (Breiman et al., 1984). This technique generates a "tree" structure by

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dividing the sample data recursively into a number of groups. The groups are selected

to maximize some measure of difference in the response variable in the resulting

groups. One of the advantages of regression tree analysis over traditional regression

analysis is that it is a non-parametric method which by definition does not require any

distribution assumptions and is more resistant to the effects of outliers (Roberts,

1999).

The term CART is often used since it allows analysis of both classification and

regression analysis. Classification analysis are those where the endpoints (or terminal

nodes) are factors which are non-numeric. An example of a classification tree is rule-

based method for determining the chances of survival or non-survival for a heart

attack patient based on monitored variables, such as blood pressure, during the first 24

hours following the attack. Regression trees are those where the model endpoints end

in predicted numerical values.

Tree-based modeling is an exploratory technique that is increasingly being

used for:

§ devising prediction rules that can be rapidly and repeatedly evaluated;

§ screening variables;

§ assessing the adequacy of linear model; and

§ summarizing large multivariate datasets (Mathsoft, 1997).

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4.5.4.1 Description of Test

The model uses a set of classification or predictor variables (x), and a single

response variable (y). Regression tree rules are determined by a procedure known as

recursive partioning. The regression tree methodology proceeds by iteratively asking

and answering via a numerical search process: 1) Which variable of all of the

predictor variables offered should be selected to produce the maximum reduction in

variability of the response? and 2) Which value of the selected variable (discrete or

continuous) results in the maximum reduction in variability of the response? The

binary partioning algorithm recursively splits the data into increasingly homogenous

regions. The splitting continues until either a desirable end condition is met with a

homogeneous end node or too few observations exist to proceed further. Node

homogeneity is determined by deviance where a deviance of zero indicates a perfectly

homogenous node (Wolf et al 1997).

The partioning process can be explained mathematically by the following three

formulas:

Ds = Σm=1 to M (Yms - µs)2 (4-1) ∆(all x) = Ds - (Dl + Dr) (4-2) ∆(all x) = Σm=1 to M(Ym-µs)2 - (Σp=1 to P(Ypr - µr)2 + Σq=1 to Q(Yqr - µr)2) (4-3)

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Ds in equation 4-1 is the deviance of node S, which is to be split into two new nodes

(designated left and right). Each of the subnodes, left and right contain a portion of

the sample points in s. Ds is the sum of squared error (SSE) at node s, which is

summed over all observations m in node s. The squared error term at node s is

calculated by the difference of the mth observation of the dependent variable y and the

mean µ of M observations in node s (Roberts, 1999). A split occurs on a "parent"

node on a particular value of one of the independent variables specified. The deviance

reduction function as shown in Equation 4-2 evaluates deviance over all independent

variables where Dl and Dr are the residual mean deviances of the left and right nodes.

An optimal split is selected from among all possible independent variables, X.

Tree-based models have various advantages over linear and additive models.

One of the main strengths of regression tree analysis is that independent variables do

not have to be specified in advance. A regression tree picks only the most important

predictor variables that result in the maximum reduction in deviance. Another

advantage is that results are invariant with respect to monotone transformations of the

independent variables so that the "right" transformation does not have to be sought.

Regression trees are a nonparametric procedure, meaning that a functional form does

not have to be specified. They are able to work well with data that have multiple

structures rather than uncover a single dominant structure in data as many parametric

models do. Regression trees are also robust to the effect of outliers since splits usually

occur at non-outlier values (Roberts, 1999).

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4.5.4.2 Applicability of Test to Research Regression tree analysis appears to

offer the most feasible and appropriate approach to testing for differences in vehicle

activity based on geometric or operational characteristics. The single largest

advantage to regression tree is the ability to model non-linear relationships. The

model divides responses by ranges of predictor variables in the data where a

relationship is shown to exist and does not require a relationship to be derived between

all ranges. For example, if grade greater than 5% is relevant, regression tree analysis

can split the data at this point without forcing a relationship for other ranges of grade.

Regression tree analysis also inherently handles correlation between predictor

variables. For example, level of service may only be relevant if the intersections are

less than 1000 feet apart. Regression tree analysis can model this type of relationship

easily while regression analysis is unable to pick up this type of relationship. Chi-

square and K/S can also model this type of relationship. However, it would require an

immense number of modeling iterations to model all subsets of data.

The main disadvantage to regression tree analysis is that only a single response

variable can be used, as for linear regression. The relationship between speed and

acceleration bins cannot be linked to geometric and operational characteristics. Also,

an individual model must be developed for each response variable, rather than being

able to derive a 3-dimensional distribution of speed and acceleration activity.

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4.6 Research Scope and Presentation of Statistical Approach

Initially, this research was funded by the United States Environmental

Protection Agency and the Federal Highway Administration. The scope of research

extends existing research one step further and provides a methodology to predict

vehicle activity that can be reasonably applied. The research is not comprehensive nor

applicable to all signalized roadways under all operating and geometric conditions.

The research scope was limited by both resources and practical constraints. Ideally,

given enough time and an unlimited budget, data for all combinations of geometric

and operational conditions could be collected and analyzed. However this would be

an enormous undertaking. Consequently, the main constraint was resources. Practical

constraints also limited the research. Data were only observational and could only be

collected by observing situations over which the researcher had no control. It was

impossible to set up control groups and vary variables. Further, it was expected other

factors, such as trip purpose or engine horsepower, may significantly affect vehicle

activity. Although it was impossible to account for these types of factor, other

research efforts are underway to accomplish just that (Wolf et al, 1999).

The statistical approach used for data analysis for this research work involves a

two-step process. First, HTBR was used to reduce the create a best "fit" model for

each response variable which identified the predictor variables that most influence

vehicle activity ranges determined to be relevant by emission rate models. However,

since a representative range of response variables were used (deceleration, average

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speed, medium acceleration, and hard acceleration activity), it may be assumed that

these variables will affect all ranges of modal activity. For example, if grade

influences both accelerations >= 3 mph/s and >= 6 mph/s, the inference would be

drawn that it will also impact accelerations >= 5 mph/s. The second step is to validate

the results of regression tree model using the K/S test to compare distributions of

stratified data.

4.7 Response Variables

Part of the MEASURE model research was to create new emission rates that

are more representative of real-world modal activity. Emission rates are being

developed for hydrocarbons, oxides of nitrogen, and carbon monoxide. The

production of carbon monoxide at signalized intersections is of particular concern

because of the immediate health effects. Therefore, CO is usually analyzed on a

microscale, whereas HC and NOx are most often analyzed on a regional scale.

Frequency of specific modes of operation were the response variable in the

prediction process. The actual response variable were percent of activity within a

given joint range of speeds and accelerations. In order to compare different locations

with a differing number of observations for each speed-acceleration "cell", the cell

aggregation was based on the results of emission rate modeling, discussed in the next

section. Consequently, the response variable was prediction of frequency of activity

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for a given range of vehicle activity, such as percent of activity where acceleration >=

3.0 mph/s.

In the following sections, the development of emission rate models for carbon

monoxide, hydrocarbons, and oxides of nitrogen are presented. Each model predicts

pollutants based on relevant vehicle or operating mode variables. The relevant

operating mode variables from the emission rate models will serve as the response

variables for the statistical model. A major part of the MEASURE model research

effort has been development of more accurate emission rate models, which reflect the

influence of modal activity. A detailed description of how the carbon monoxide

model was derived is provided in Section 4.7.1. Since a similar process was used to

derive the final model for hydrocarbons and oxides of nitrogen, they are also presented

but without an in-depth description of the process.

It should be noted that emission rate modeling will always be in a state of flux.

Ongoing revisions to the model (addition of new test data, identification of previously-

undefined relationships due to improved explanatory power of the model as new

variables are added, will result in revisions to the emissions-related variables of

concern. Consequently, this research attempted to identify variables that influenced

overall vehicle activity, not just predict a relationship between a single response

variable such as accelerations >= 6.0 mph/s and predictor variables as explained in

Section 4.6.

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4.7.1 Carbon Monoxide Model

The CO model for passenger cars was developed by analyzing a data set of

more than 13,000 hot-stabilized laboratory treadmill tests on 19 driving cycles

(specific speed versus time testing conditions), and 114 variables describing vehicle,

engine and test cycle characteristics (Fomung, 1999). The data set represents almost

two decades of in-use driving tests conducted by the EPA and CARB and compiled by

the EPA’s Office of Mobile Sources for use in developing the MOBILE model.

The emission rate model for CO, presented here, was estimated with a

response variable as the logarithm of the emission rate ratio for carbon monoxide. The

ratio is the vehicle emission rate (in grams/second) driven on a given cycle (or across a

speed/acceleration matrix) divided by that vehicle’s emission rate while driving on the

FTP Bag 2. The model predicts the ratio of g/second emission rates for each vehicle

technology group. The following sequence of equations shows the method of

calculating the predicted emission rate for CO in units of either g/second or g/mile:

ΨCO (g/sec) = ΨCO (g/mile) * S / t (4-4)

ΨCOBag2 (g/sec) = ΨCOBag2 (g/mile) * 3.91/866 (4-5)

RCO (rate ratio) = PCO (g/sec) / ΨCOBag2 (g/sec) (4-6)

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Where ΨCO is the measured or observed CO, PCO is the predicted CO, ΨCOBag2 is the

FTP Bag2 rate of CO for a given vehicle, S is the driving cycle distance in miles, t is

the cycle duration in seconds, 3.91 is the hot stabilized FTP Bag 2 sub-cycle distance

in miles, and 866 is the FTP Bag2 sub-cycle duration in seconds.

On a vehicle by vehicle basis this implies that after calculating RCO from the

response variable, the predicted rate in g/second can be obtained by:

PCO (g/sec) = RCO * ΨCOBag2 (4-7)

Note that Equation 5-13 is similar in form to the embedded algorithm in MOBILE,

which gives emission rates as BER x Correction Factors. Where BER stands for base

emission rate, akin to ΨCOBag2; RCO is a composite representation of several variables

and can be thought of as speed, load, and technology correction factors. Equation 4-7

can be easily converted to g/mile by using;

PCO (g/mile) = RCO * ΨCOBag2 * 1/AVGSPD (4-8)

Where AVGSPD is the average speed of the speed - acceleration profile of the driving

schedule.

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The CO model is presented in both an estimation form, and a prediction form.

The estimation form is the regression equation 4-9:

LogRCO = 0.0809 + 0.002*AVGSPD + 0.0461*ACC.3 + 0.0165*IPS.60 −

0.0283*ips45sar2 + 0.3778*ips90tran1 − 0.0055*tran3idle + 0.1345*tran5mi1

+ 0.3966*finj3sar3 − 0.0887*cat3tran1− 0.2636*sar3tran4 − 0.481*flagco

(Fomung, 1999) (4-9)

Where:

AVGSPD is the average speed of the driving cycle in mph;

ACC.3 is the proportion of the driving cycle on acceleration greater than 4.8 kph/s

(3mph/sec);

IPS.X is the proportion of the driving cycle on inertial power surrogate (IPS) (speed x

acceleration) greater than X mph2/sec (Washington et al., 1994). Thus IPS.60 implies

IPS greater than 60 mph2/sec;

ips45sar2 is an interaction between IPS.45 (IPS >= 45 mph2/sec) and a vehicle with

no air injection;

ips90tran1 is an interaction variable for a vehicle with automatic transmission on

IPS.90 IPS >= 90 mph2/sec;

cat3idle is an interaction variable for a 3-speed manual transmission at idle;

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tran5mi1 is an interaction variable for a 5-speed manual transmission vehicle with

mileage <= 25k miles;

finj3sar3 is an interaction variable for a vehicle that has throttle body fuel injection

and pump air injection;

cat3tran1 is an interaction variable for a vehicle with automatic transmission and

TWC;

sar3tran4 is an interaction variable for a vehicle with 4-speed manual transmission

and pump air injection; and

flagco is a flag used to tag a high emitting vehicle under CO emissions.

The prediction format is a more intuitive presentation for prediction purposes

and is given by:

PCO (g/sec) = 1.205 * FTP Bag2 * antilog{0.0809 + 0.002*AVGSPD +

0.0461*ACC.3 + 0.0165*IPS.60 − 0.0283*ips45sar2 + 0.3778*ips90tr1 −

0.0055*tran3idle + 0.1345*tran51 + 0.3966*finj3sar3 − 0.0887*cat3tran1−

0.2636*sar3tran4 − 0.481*flagco} (4-10)

The variables from the emission rate models were used as the response

variables for the data model presented in this work. Only the emission rate models

that related to vehicle activity and apply to the entire fleet were considered. Variables

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that related to subfleet vehicles were not used even if they applied to vehicle activity

such as the variable, ips45sar2 which is the percent of activity with IPS >= 45

mph2/sec for the subfleet of vehicles with no air injection. This type of variable was

not included since data collection could not relate vehicle activity to subfleet

characteristics.

The model variables indicate that the significant modal predictor variables for

carbon monoxide are average speed (AVGSPD), the percent of vehicle activity where

acceleration exceeds 3.0 mph/s (ACC.3 ) and percent of activity where the inertia

power surrogate is greater than or equal to 60 mph2/s (IPS.60). Only AVGSPD and

ACC.3 were included as response variables since the final CO model was developed

after the data analysis was initiated and IPS.60 could not be incorporated in a timely

manner.

Three other variables are related to both the vehicle's modal activity and a

specific characteristic of the fleet. Percent of time spent idling was significant for 3-

way catalyst equipped vehicles (cat3idle). IPS was significant for vehicles with

automatic transmissions when IPS was greater than or equal to 90 mph2/s (ips90tr1).

For vehicles with no excess air injection, IPS >= 45 mph2/s (ips45sar2) was a relevant

variable.

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To determine the emissions at an intersection with the modal emissions model,

the technology group needs to be determined and then the vehicle speed/acceleration

profiles estimated. Once the fleet distribution is known for an intersection, changes in

operational characteristics will only affect the vehicle activity side so that impacts can

be measured by the changes in relevant modal activity. These modal variables were

used to predict emission ratios and combined with the corresponding FTP bag2

emission rate from look-up tables are used to derive emission rates, which are then fed

into MEASURE.

4.7.2 HC Model

The hydrocarbon emission rate model was derived similar to the CO model,

which was described in detail in the above sections. The final emission rate model for

HC is (Fomunug, 1999):

LogRHC = 0.0451 - 0.6707*my79 - 0.1356*my82 + 0.019*AVGSPD +

0.2021*finj2tran4 + 0.1795*cat2sar1 + 0.1651*cat3sar1 + 0.0318*cat3sar2 -

0.1189*sar3tran1 + 0.5646*sar1tran5 + 0.0004*cid - 0.2581*sar3kml -

0.0169*finj2km3 - 0.5144*flaghc - 0.0129*acc1finj2 - 0.1626*acc3cat2 -

0.3891*ips90sar3 + 0.0307*dps8finj2 (4-11)

Where:

my79 = model year < 79;

my83 = 79 < model year < 83;

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AVGSPD = average vehicle speed (mph);

finj2tran4 = interaction variable for a 4-speed manual transmission vehicle

with a carburetor;

cat2sar1 = pre 1981 model year vehicle with "oxidation only" catalyst and

unknown air injection type;

cat3sar1 = pre 1981 model year vehicle with a TWC and unknown air

injection type;

cat3sar2 = vehicle with TWC and no air injection;

sar3tran1 = automatic transmission vehicle with pump air injection;

sar1tran5 = pre-1981 model year, 5-speed manual transmission vehicle of

unknown air injection type;

cid = cubic inches displacement;

sar3km1 = vehicle with pump air injection and mileage <=25k miles;

finj2km3 = vehicle with pump air injection and 50k < mileage <= 100k miles;

flaghc = high emitting vehicle flag under HC emissions;

acc1finj2 = carburetor-equipped vehicle operating with acceleration greater

than 1 mph/s;

acc3cat2 = oxidation only catalyst vehicle with acceleration greater than equal

to 3.0 mph/s;

ips90sar3 = vehicle with air pump and inertial power surrogate greater than or

equal to 90 mph2/s; and

dps8finj2 = proportion of drag power surrogate (DPS) speed x speed x

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acceleration) greater than 8 mph3/s.

Average vehicle speed is the single predictor modal activity variable that

applies to the entire fleet and is the only variable that will be included in the research

model specific to HC.

4.7.3 Oxides of Nitrogen Model

The oxides of nitrogen emission rate model was derived similar to the CO

model, which was described in detail in the above sections. The final emission rate

model for NOx is (Fomunung, 1999):

LogRnox = -0.5864 + 0.0225AVGSPD + 0.3424*IPS.120 + 0.6329*ACC.6 +

0.0247*DEC.2 + 0.0083*finj2km1 + 0.0028finj2km2 - 0.0021*cat2km3 +

0.0026*cat3km2 + 0.0003*cat3km3 - 0.0085*finj1km3flagnox -

0.0068*finj3km3flagnox (4-12)

Where:

IPS.120 = proportion of activity where IPS >= 120 mph2/sec;

ACC.6 = proportion of activity where acceleration >= 6.0 mph/s;

DEC.2 = proportion of deceleration <= -2.0 mph/s;

finj2km1 = carburetor equipped vehicle with mileage < 25k miles;

finj2km2 = carburetor equipped vehicle with 25K , mileage <= 50k miles;

cat2km3 = "oxidation only" catalyst vehicle with 50k < mileage <= 100k

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miles;

cat3km2 = TWC vehicle with 25K mileage <= 50k miles;

cat3km3 = TWC vehicle with 50K < mileage <= 100k miles;

finj1km3flagnox = second order interaction variable for a high emitting vehicle

with port fuel injection and 50k < mileage <= 100k miles; and

finj3km3flagnox = second order interaction variable for a high emitting vehicle

with throttle body fuel injection and 50K < mileage <= 100k miles.

The three modal activity predictor variables for the NOx emission rate model

are proportion of activity where inertial power surrogate is greater than or equal to 120

mph2/sec, proportion of activity where acceleration is greater than or equal to 6.0

mph/s, and proportion of activity where acceleration is less than or equal to 2.0 mph/s.

4.7.4 Final Response Variables

The final model included five response variables which where identified

during the emission rate phase of MEASURE. These five variables are presented in

Table 4-2.

Table 4-2: Modal Predictor Variables for Emission Rate Analysis for Passenger Cars Predictor Variable

Description

AVGSPD Average speed ACC.3 Proportion of activity where acceleration >= 3.0 mph/s IPS.120 Proportion of activity where IPS >= 120 mph2/s ACC.6 Proportion of activity where acceleration >= 6.0 mph/s DEC.2 Proportion of activity where acceleration <= -2.0 mph/s

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4.8 Independent Variables for Vehicle Activity Data Collection

The goal of this research was to investigate the influence of different geometric

and operational characteristics of signalized roadways that will affect modal

frequencies of vehicle activity. It is expected that vehicles behave according to

physical constraints of the vehicle, individual driver behavior, characteristics of the

surrounding traffic stream, and physical characteristics of the roadway. Various

factors may affect both driver behavior and vehicle operation. The Highway Capacity

Manual (TRB, 1994), Traffic Engineering Handbook (ITE, 1994), and other resources

identify several variables commonly shown to affect traffic operation. Factors may be

broken down into categories of driver, vehicle, roadway, traffic, and environmental

(ITE, 1994). The same variables that affect traffic operation are also theorized to

influence modal activity. A list of these variables is shown in Table 4-3. The end

result of the research will be a statistical analysis using the data to derive a relationship

between the dependent variable, modal activity, and independent variables that may be

used as predictors of modal activity. As a result, the factors that may be relevant

independent variables were considered in the data collection process and sites were

selected to represent as diverse a group of variables as was feasible. However, many

variables could not realistically be collected and were not represented. Although the

data collection is presented in Chapter 5, a note is made of whether each variable

presented below was collected in the field or calculated if appropriate.

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Table 4-3: Operational and Geometric Factors Hypothesized to Affect Modal Activity Factor Type Collected or

Calculated Horizontal Curvature Roadway No Vertical Curvature Roadway only as part of grade Grade Roadway Yes

Number of Lanes Roadway Yes Lane Width Roadway Yes Distance Between Intersections Roadway Yes Geographic Location (CBD, Suburban, etc)

Roadway Yes

Speed Limit Roadway Yes Vehicle Mix Traffic Yes Roadway Capacity Traffic Yes Level of Service Traffic Yes Density Traffic No Vehicle's Lane Position Traffic Yes On-Street Parking Traffic No Queue Position Traffic Yes Weather Conditions Environmental Yes Pavement Conditions Environmental No Type of Vehicle Vehicle Yes Trip Distance Driver No Driver Population Characteristics Driver No Trip Purpose Driver No

4.8.1 Driver Variables

The following sections describe variables listed in the Highway Capacity

Manual (TRB, 1994), Traffic Engineering Handbook (ITE, 1994), or other source

which may influence vehicle operation.

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4.8.1.1 Trip Purpose The purpose for which a driver makes a trip may

influence individual vehicle operation. A driver may behave differently for a morning

trip to work than a trip to the store. This information could not be realistically

collected and is not included as a variable. However, the majority of data collection

took place either during the AM or PM peak period. Consequently it is likely that a

high percentage of work trips are represented.

4.8.1.2 Demographics Drivers may behave differently depending on age,

socio-economic status, drug or alcohol use, driving experience, psychological

factors, driver familiarity with the roadway, stress, etc. (ITE, 1994). These factors

may be significant but could not be collected.

4.8.2 Vehicle Variables

A number of individual vehicle variables will affect vehicle activity profiles.

The vehicle's weight, engine size, vehicle make, aerodynamic characteristics, etc. will

determine the amount of fuel used and the physical operating constraints of each

vehicle. The vehicle class was recorded but others specifics could not be collected

given the available labor resources (an additional data collector is necessary for each

sampling location to collect license plate).

4.8.3 Roadway Variables

The physical geometry of the roadway including factors such as horizontal and

vertical curvature may affect driver behavior. Drivers slow around sharp horizontal

curves and adjust speed to compensate for limited line of sight on both horizontal and

vertical curves. Physically, vehicles experience different longitudinal and lateral

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forces on curves than on straight sections and are likely to exhibit different speed

profiles than vehicles on a straight stretch of roadway. Additionally, other geometric

factors such as grade or lane width may affect driver and vehicle behavior.

4.8.3.1 Horizontal and Vertical Curvature Both the horizontal and vertical

alignment of a particular roadway segment will have an impact on vehicle operation.

Horizontal roadway curvature causes lateral acceleration on the vehicle causing

additional load which may translate to either increased engine load and/or changes in

frequencies in speed and acceleration as measured on-road. Klaubert and Jongedyk

(1985) found that at a mean speed of 73 km/h on a 300-foot radius horizontal curve,

road load torque increase by 124 N.m. for the automobiles tested. Given that lateral

acceleration may increase engine loading leading to a possible increase in emission

rates, horizontal curvature may be an important factor. However, the laser

rangefinding equipment used for data collection use geometric equations to calculate

the distance from the rangerfinder to the targeted vehicle and depend on a maintaining

a constant line of sight. Consequently, accurate vehicle activity can only be collected

with the rangefinder and vehicle in the same vertical and horizontal plane. This data

collection method does not accommodate significant changes in horizontal alignment,

so curvature could not be included as a predictive variable.

Vertical curvature also impacts vehicle activity. Vertical curvature per se were

not considered in the study for the same reason as horizontal curvature. However, a

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vertical curve is made up of two different grades along a roadway alignment and grade

was collected.

4.8.3.2 Grade Roadway grade will impact engine load and emissions and

may influence on-road vehicle activity. Emission rates specific to grade will be

necessary to capture the full effect of grade on emissions. Grades affect the way

drivers operate vehicles. Most drivers either increase throttle position to maintain a

constant speed or allow the vehicle to decelerate while maintaining the same throttle

position (Grant, 1998). In either case, the change in engine activity may or may not be

manifested on the road. For example, a driver who increases throttle position will

increase engine load but the vehicle will maintain constant speed. The effect of grade

may be manifested in both vehicle activity profiles as well as emissions rates.

The effect of grade on vehicle operation is described in the Traffic Engineering

Handbook (ITE, 1994). The roadway gradient affects the maximum vehicle

acceleration achievable and is given by the equation

aGV = aLV - Gg/100 (4-13)

where:

aGV = maximum acceleration at speed V on grade (ft/sec2);

aLV = maximum acceleration at speed V in level terrain (ft/sec2);

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G = Gradient (%); and

g = acceleration of gravity (32.2 ft/sec2).

Not all grades may be significant. Grades in the range of a few percent may be

negligible. The Traffic Engineering Handbook (ITE, 1994) states that grades above

3% begin to influence passenger car speeds. The length of the gradient may also

affect modal activity. Grade was included as a variable.

4.8.3.3 Distance Between Adjacent Intersections Drivers are theorized to

behave differently when they expect to stop frequently than when they are driving on

long stretches of roadway. The greatest difference in speed and acceleration

frequencies between segments with varying distances between signals is expected to

occur midblock since higher freeflow speeds can be achieved on longer segments.

Differences may also occur at the stopbar if drivers accelerate differently when

presented with shorter distances between possible stops. Distance between

intersections was collected.

4.8.3.4 Number of Lanes The number of lanes along a street segment will

affect roadway capacity. Number of lanes may also affect vehicle activity. The

presence of multiple lanes may encourage higher speeds. As the number of lanes

increases, additional opportunities for conflict between adjacent vehicles may also

increase, causing drivers to react and behave differently. A related variable is the

vehicle's lane position. Drivers may behave differently depending on whether they are

positioned in a lane opposing on-coming traffic, in a lane adjacent to the curb, or

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sandwiched between other lanes in the lane group. The number of lanes was recorded

for the study locations.

4.8.3.5 Lane Width The width of the traffic lane affects traffic operation.

Narrow widths adversely impact capacity. Additionally, drivers may drive more

conservatively when narrow lane widths exist. Lane widths data were also collected.

4.8.3.6 Speed Limit The posted speed limit may influence the cruise speed a

vehicle attains. Consequently, a vehicle's acceleration and deceleration patterns may

be influenced by the ultimate speed that the driver is trying to attain. The speed limit

may also reflect other characteristics of the roadway such as functional class.

However, evidence exists that drivers travel at the speed they consider safe rather

obeying posted speed limits. Posted speed limits are easy to obtain for a given

segment and were collected for all data collection locations.

4.8.4 Environmental Factors

This section discusses various environmental factors, which are hypothesized

to affect modal activity.

4.8.4.1 Pavement Condition The condition of the roadway affects speed and

acceleration. The coefficient of friction between the tires and roadway affects a

vehicle's ability to accelerate and decelerate. The coefficient of friction for dry

pavement depends on the type of material used for construction, wear on the

pavement, etc. All of the study locations consisted of asphalt roadways. None of the

locations exhibited excessive wear. Further classification of pavement condition was

not practical for this study.

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4.8.4.2 Weather Weather conditions also affect both driver behavior and

vehicle operation. Drivers usually adjust speed, braking, following distance, etc. when

operating on snow, ice, or wet pavement. Drivers may be expected to drive more

cautiously during adverse weather. Weather may also affect drivers psychologically.

In addition to the effect on the driver, weather conditions may affect the operation of

the vehicle. The presence of snow, ice, or water on the roadway reduces the

coefficient of friction.

A variety of weather conditions could not be represented in the data collection

effort. Atlanta, Georgia rarely experiences snow. Additionally, the laser range finders

do not operate well with excessive moisture so data were not collected in the rain.

4.8.5 Other Factors

Other factors exist which may influence vehicle or driver behavior and did not

fit into any of the preceding classifications. These factors are listed below.

4.8.5.1 Pedestrian Activity Pedestrian activity should influence driver

behavior. Whether pedestrians are crossing at the intersection itself, walking

alongside lanes of traffic, or crossing at non-intersection locations, pedestrians may

either physically interfere with traffic operation or influence the way drivers proceed

along the roadway segment. However, this variable was not accounted for as part of

the data collection effort since the overwhelming majority of the data were collected

on arterials in locations where little pedestrian activity was noted.

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4.8.5.2 Location Along Segment Along a street segment with traffic control,

vehicles operations will be influenced by their location along the link in relation to the

traffic signal. For example, vehicles midblock are expected to maintain cruise speed

while at the intersection they are undergoing acceleration and deceleration. All of this

activity is dependent on a vehicle’s location along a segment.

The majority of extreme modal activity is likely to occur at the intersection

stopbar. Once a vehicle reaches cruise speed, they will typically only accelerate or

decelerate only due to interactions with surrounding vehicles, to change position, or

leave the roadway. While not recorded directly, with a known distance to the stopline

and laser output, the location along the link could be calculated.

4.8.5.3 Physical Location of Site The geographic location of an

intersection may influence traffic activity. The landuse characteristics surrounding a

roadway segment may influence both interactions between vehicles and driver

behavior. Segments along retail areas are more likely to have a large percentage of

vehicles exiting or entering via driveways. This can lead to significant variations in

speeds and consequently increased interactions between vehicles. Industrial locations

have less driveway activity but may have more heavy vehicles that interfere with the

traffic stream. The Central Business District (CBD) is a location classification that is

commonly used in traffic engineering applications such as calculation of LOS and

may be characterized by a combination of on-street parking, pedestrian activity, and

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delivery trucks. Suburban areas are located away from the city center and are

characterized by a minimal number of businesses.

Data collection sites were identified given one of the following designations:

• CBD;

• Suburban;

• Commercial; and

• Industrial.

The CBD category is for any sites located in the central business district area of

Atlanta. Suburban describes areas outside the CBD where a minimal number of

driveways or businesses were located. The commercial category indicates areas where

a substantial number of businesses and driveways are located in the study location.

Industrial areas were those located in areas with industrialized land uses.

4.8.5.4 Queue Position The position of the vehicle in the queue is

hypothesized to affect vehicle activity profiles. With free-flow conditions

downstream, the first vehicle in the queue is expected to accelerate unrestrained to the

desired speed. The second and subsequent queue positions will, to various degrees,

have their behavior constrained by the vehicle or vehicles ahead. Vehicle activity may

vary between all queue positions. However, at some position in the queue, it is

expected that vehicle interactions and behavior will become more uniform (i.e. the

tenth vehicle in the queue may behave similar to the ninth vehicle). Queue position

was noted.

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4.8.6 Operational Characteristics

Operational characteristics such as volume or level of service may influence

vehicle activity.

4.8.6.1 Level of Service Level of service is characterized by the average

stopped delay per vehicle over a 15 minute analysis period (TRB, 1994). Delay is a

complex variable based on a number of factors including quality of progression, cycle

length, green ratio, and the v/c ratio. Since delay plays a major role in determing LOS,

significant delay at an intersection with even low volumes may result in degraded

LOS. Hence LOS may only be correlated with vehicle activity if the amount of delay

a vehicle experiences influences the way it accelerates or decelerates.

Level of Service is an indication of the effectiveness used to describe how well

a roadway is functioning. Level of service is easily understood and widely used and

was calculated.

4.8.6.2 Volume to Capacity Ratio The volume to capacity ratio (v/c) is a

measure of capacity sufficiency. It is the ratio of volume or rate of flow to capacity.

A v/c ratio greater than 1 indicates that demand is exceeding the computed capacity of

the roadway segment (McShane & Roess, 1990). Capacity at signalized intersections

is calculated for each lane group and is the maximum rate of flow that can pass

through the intersection under prevailing conditions. Factors that affect capacity

include:

• volumes at other approaches;

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• turning movement distributions;

• bus activity;

• parking;

• pedestrian activity;

• number of lanes;

• grade;

• signal timing;

• percent heavy vehicles; and

• lane width.

For signalized intersections, the capacity of a lane group is calculated by:

ci = si(gi/C) (4-14)

Where:

ci = capacity of lane group i;

si = saturation flow rate for lane group i (vehicles per hour of effective green);

gi/C = effective green ratio for lane group i.

Ideal saturation flow rate (so) is the maximum flow rate capable of passing thru

an intersection for a given lane group given constant green and ideal conditions. The

saturation flow rate used to calculate capacity reflects an adjustment to the ideal

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saturation flow based on prevailing conditions and is impacted by lane width, percent

heavy vehicles, grade, on-street parking, bus activity, area type (CBD versus non-

CBD), and distribution of turning movements (TRB, 1994).

Volume to capacity may impact vehicle activity. At higher v/c, more

interactions between vehicles are expected affecting driving patterns. At lower v/c

the number of interactions between vehicles on the roadway are expected to be

decline. Volume to capacity was calculated.

4.8.6.3 Volume As more vehicles occupy the same amount of roadway, an

increased number of interactions will occur. Additionally, a vehicle's ability to

achieve and maintain it's desired freeflow will be significantly impacted. Volume is

necessary to calculate v/c ratios and is highly correlated. Volume was collected in the

field and is described in Chapter 5.

4.8.6.4 Density Density is the number of vehicles occupying a given section

of roadway at a particular instant. It is a function of rate of flow and average speed

given by:

D = v/S (4-15)

where:

D = density;

v = rate of flow; and

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S = average travel speed (mph) (McShane & Roess, 1990).

Density may provide a more realistic measure of vehicle interactions than

volume to capacity. Volume to capacity at the intersection only indicates the

relationship between volume of the roadway and the number of vehicles that can be

discharged from the intersection. Because average speed was not collected for the

entire intersection, density could not be calculated.

4.8.6.5 Fleet Mix Fleet mix is the proportion and types of vehicles

occupying a given roadway segment. The vehicle type describes the physical limits of

activity that an individual vehicle is capable of achieving. The types of vehicles in the

traffic stream will influence the ability of other vehicles to operate. For example,

heavy vehicles are physically incapable of achieving the same acceleration rates at a

given velocity than passenger vehicles. The percent of heavy vehicles in a traffic

stream will therefore affect the speed and acceleration of passenger cars around them.

Fleet mix was collected via vehicle counts.

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CHAPTER V

5. DATA PROTOCOLS

The primary research goal was to develop representative distributions of

vehicle activity at signalized intersections as a function of vehicle attributes, physical

roadway characteristics, or roadway operating characteristics. Modal data were

collected through empirical measurement of speeds and accelerations of vehicles with

laser rangefinders (LRF). Data collection, data preparation, data handling, and

attribute integration protocols used in this research are detailed in the following

sections. The data collection procedure is described followed by an overview of how

attribute data were calculated and matched to field datapoints.

A total of 26 locations representing a range of geometric and operation

characteristics were studied. Several locations were studied on more than one date.

5.1 Data Collection

The data collection methodology is presented in this section, including a

technical description of the hardware used. The selection of sampling locations is

given in Section 5.1.1, the equipment used for data collection is described in Sections

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5.1.2 and 5.1.3, and data collection protocol and a description of site attributes that

were collected are presented in Sections 5.1.4 and 5.1.6.

5.1.1 Selection of Sampling Locations

Sampling procedure is a critical component of experimental design. An effort

was made to collect as much data as could logistically be collected, reflecting as many

of the independent variables as possible. However, time and resource constraints

limited the actual amount of data that could be collected in the field.

Study sites were chosen based on three criteria. First, candidate locations were

selected to represent as many of the independent variables covered in Chapter 4 as

possible. The following is a list of the minimum variables that were considered in the

site selection process:

§ grade;

§ level of service;

§ volume to capacity;

§ location;

§ distance between signalized intersections;

§ vehicle type; and

§ percent heavy-duty vehicles.

Physical constraints of the data collection process served as the second criteria for

selecting study locations. Because data collection occurred alongside roadways, sites

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had to be chosen to minimize interference with surrounding objects, such as trees, or

adverse geometry, abrupt changes in grade or horizontal alignment. Most data

collection locations were selected so that a consistent grade existed throughout the

intersection approach.

The third consideration in site selection was to minimize influence on interaction

with the traffic stream. Areas with sidewalks or wide shoulders were selected so that

data collection personnel could be safely located away from the traffic stream.

Additionally, locations were chosen and equipment set up so that data collection was

as unobtrusive as possible to minimize distraction to drivers or influence driver

behavior.

Ideally, specific information about each vehicle "tracked", such as model,

make, year, engine size, etc., would be recorded and speed-acceleration activity

related to individual vehicle characteristics. Initially an attempt was made to record

each vehicle's license plate so that information for each vehicle could be extracted

from the Georgia vehicle registration database. This approach was abandoned early in

the data collection process for several reasons. First, the number of data collection

personnel available was limited. It was difficult for the person track the vehicle to

also record the license plate. Second, a number of vehicles had no plate, unreadable

plates, or were from outside the state. Discarding otherwise "good" datapoints

because the license plate wasn’t available would have seriously compromised the final

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sample size. Third, even if data could be disaggregated by individual vehicle type,

given all the variables that would be part of the statistical analysis, it would become

almost impossible to derive relationships on as detailed a level as individual vehicle

parameters. Additionally, even if the data could be disaggregated to the level of the

individual vehicle, it would be difficult for an agency to provide fleet mix at this level

of detail. In many cases, fleet mix is only defined by percent passenger cars and

percent heavy trucks rather than by separate technology groups.

However, different vehicles do exhibit different operational parameters.

Vehicles were divided into several categories including passenger cars, passenger

trucks, vans, buses, and heavy trucks. During data collection, each vehicle was

assigned a corresponding vehicle category. Passenger trucks include light duty trucks,

Jeeps, sport utility vehicles, etc. Vans include minivans and other vehicles reasonably

classified as passenger vehicles. Vans larger than normal passenger vehicles, such as

transit vehicles, were classified as buses. Passenger cars were designated as passenger

vehicle not falling into one of the two preceding categories. Buses included any type

of bus or large commercial van. Heavy trucks were designated when possible, with

their official classification (2A6, 3AD, etc.) and included all trucks with six or more

wheels.

5.1.2 Advantage Laser Rangefinder

Individual vehicle activity profiles were collected in the field using hand-held

laser rangefinding devices, also called “laser guns”. The equipment used were

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Advantage Laser Rangefinders manufactured by Laser Atlanta Optics. The LRF are

portable, handheld devices capable of measuring the distance to an object at a high

sampling frequency (238.4 distance measurements per second) with a manufacturer’s

accuracy specification of 0.1 feet (rms) over 2,500 feet (Laser Atlanta, 1997). No

minimum effective range for the LRF exists. The maximum effective range is 2,500

feet. Actual range is governed by practical considerations such as the type of vehicle,

sight constraints, and interference between the vehicle "tracked" and surrounding

vehicles and in all cases the actual range was less than the maximum range of 2,500

feet. Readings from the laser gun can be stored by either outputting the datafile to a

computer via serial port interface or by storing data on a SRAM PCMCIA card, which

inserts into the rear of the gun. For data collection, SRAM cards were used. Data

streamed to the output port are stored in null data files that were created on the card.

Each time the LRF trigger is pulled, all subsequent readings are stored to the first

available null data file on the SRAM card. Consequently, a unique file is stored on the

SRAM card for each vehicle observed (Grant, 1997). For a more in-depth discussion

on laser-range finding technology, the reader is referred to Grant, 1998.

5.1.3 JAMAR Boards

JAMAR boards are industry standard data collection devices commonly used

in traffic engineering studies. They are used for traffic engineering data collection

including volume counts, vehicle classification studies, and intersection turning

movement counts. JAMAR boards have the capability of recording up to three

directional movements for a total of four intersection approaches. They also have the

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ability to simultaneously bin volume counts into one of three individual bins so that a

vehicle mix can be monitored concurrently with volume counts.

JAMAR boards were used for turning movement counts for the study sites in

question. Turning movement counts were collected as well as classification of heavy

vehicles. Using the classification buttons, vehicles were assigned to one of three

classes:

§ passenger vehicle : includes passenger cars, light duty trucks, and vans;

§ heavy trucks: defined as any vehicle with more than 4 wheels; or

§ bus: includes buses of all sizes.

Turning movement counts were downloaded from the JAMAR boards to a PC

using the JAMAR technologies proprietary software, PETRA. From PETRA, counts

were output to a text file. Each file contained the time interval and volume counts by

movement for each of the three bins. Final output from the JAMAR boards is a tally

of vehicle volumes by lane group for each approach in 1-minute intervals. The 1-

minute intervals were later aggregated to 15-minute periods.

5.1.4 Vehicle Attribute Data

Concurrent with laser gun data collection, attribute information was recorded

for each vehicle "tracked." Since the laser gun did not have a time stamp, the only

method to attach one, when using the SRAM cards, was to manually record the time

and later attach this to the file. A time stamp was only necessary to match volume,

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LOS, and V/C to the data. The time was recorded manually on the data collection

sheet every few minutes and corresponded to individual vehicles. Other attributes

recorded for each vehicle, including the type of vehicle, lane the vehicle was

occupying, queue position, and the unique number from the LRF, described above

were recorded for each vehicle. An example of an attribute sheet is shown in Table 5-

1.

5.1.5 Site Attributes

General information such as the weather conditions, location, date, etc. were

recorded for the study session. Information about each location, including grade,

distance to the nearest upstream and downstream intersection, lane width, number of

lanes, posted speed limit were recorded for each session.

Table 5-1: Example Data Collection Attribute Sheet

Jimmy Carter at Live Oak 11-May-97 Weather: hot, sunny Distance to stopline: 104 feet

Time Vehicle Type Queue Position Lane P=xxxxx 7:22 Car 1 2 7865 7:24 2A6 3 1 13277 7:25 Car Thru 1 3455 7:25 Car Thru 2 5690 7:28 Van 1 1 898 7:30 Car 1 2 7724

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5.1.6 Data Collection Protocol

The signal timing for each intersection studied was also collected in the field.

Signal timing is necessary for calculation of volume to capacity ratios as well as level

of service calculations.

For optimal data collection, sites were selected and set up to be unobtrusive as

possible. Personnel and equipment were located either on the sidewalk or in the right

of way, as far away from the traffic stream as feasible without compromising line of

sight. LRFs were mounted on tripods to allow for continuous and uninterrupted

vehicle tracking.

Data collection consisted of the data collector "locking" the laser gun onto a

selected vehicle and then following that vehicle until loss of lock occurred. Data

collectors attempt to "lock" onto a location on the vehicle, such as the license plate,

and then maintain lock on that position. Data for each vehicle are downloaded from

the LRF and stored as a unique file on a data card.

5.2 Data Handling

Once data were collected in the field, they were later downloaded from the

data storage cards (SRAM cards) and reduced to usable datasets. A flowchart

detailing the data collection and reduction procedure is provided in Figure 5-2. A

description of the data reduction process follows.

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Figure 5-1: Data Collection and Reduction Methodology

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5.2.1 Laser Rangefinder

During each data collection session, data were stored on 2 MB SRAM cards.

The LRF output for each observation was streamed at the rate of 238.4 readings per

second to the next available null file on the card. Each card has the ability to hold the

lesser of either 100 files or 2 megabytes of data. At the end of the session, data were

downloaded to a PC via a MS-DOS batch file (CAPTURE.C), which copies each file

off the PCMCIA card and then systematically creates null files on the PCMCIA card.

Downloaded data files were named following the naming convention DATA.000,

DATA.001, ……, DATA.099. As a result, data files from each data collection session

had the same file names, so once data were downloaded they were zipped and stored

under a specific zip filename and directory.

Once a vehicle has been "tracked" and the trigger released, the LRF displays a

unique number in the visual display (P=xxxxx). Each file will also occupy the number

of bytes corresponding to the recorded P=xxxx value. For example, if the value

P=8891 was observed, once the file was downloaded it would occupy 8,891 bytes.

Because it is statistically unlikely that any two records contain the same number of

bytes, given the LRF sampling frequency, this number was unique. The number was

recorded and later correlated with other manually recorded data collected for the

vehicle such as type of vehicle or queue position.

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5.2.2 RANGE.C Program

After data were downloaded and stored in unique directories to prevent

overwriting data from one session with another, a program written in C language was

used to calculate speed and acceleration from the distance information. RANGE.C

was written by Chris Grant of Georgia Tech as part of his dissertation work (Grant,

1998). The program expects datafiles as input with the naming convention DATA.xxx

in order, starting with DATA.000, which are located in the same directory. Each

datafile is read consecutively until the last data file in the directory is reached. For

each directory, RANGE70.C reads each datafile and then records results to a single

output file for the directory. For each second of data, time, distance from the laser

gun, speed, and acceleration followed by the vehicle number are reported.

RANGE70.C calculates speed and acceleration using a smoothing algorithm. It

also attempts to throw out erroneous readings. Table 5-2 provides an example of

RANGE70.C output. Additionally, RANGE70.C requires the offset distance between

the LRF and the data collection as input and with this value, calculates actual

Euclidean distances between successive movements of the vehicle. Because data

collection takes place at the side of the road, the laser gun is not able to take a straight-

line reading to the vehicle. The readings actually report the hypotenuse of the distance

between the vehicle and the LRF. RANGE70.C accounts for this and computes the

straight-line distance to the vehicle for speed and acceleration calculations and

distance output. This is illustrated in Figure 5-2. Because different offsets will affect

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final output, each data file was run using the distance from the laser gun to the center

of each lane where data collection took place. For example, if data collection occurred

six feet from the edge of pavement and two twelve foot lanes were sampled,

RANGE70.C would have been run twice. First an offset distance to the center of the

first lane of 12 feet (6 + 12/2) would be used. Next, RANGE would be rerun using an

offset of 24 feet for the distance to the center of the second lane (6+12+12/2).

Often during the data collection process, other vehicles interfered with

"tracking" a targeted vehicle. This usually resulted in no data output for the vehicle in

question or a series of speeds and accelerations near 0 as output. An example of this is

found in the data output for vehicle 3 in Table 5-2. These data were manually

removed so that "bad" data did not skew analytical results. Additionally, each vehicle

in queue was tracked from rest if possible so that several to many seconds of idling

were recorded. Idling time was removed from the record sets because total delay

could not be captured for each vehicle and was not the subject of this research. Delay

can be calculated using a number of programs including the Highway Capacity

Software (HCS) and can be represented as seconds of activity in zero acceleration and

zero speed.

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Figure 5-2: LRF Geometry Accounted for in RANGE70.C

115

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Table 5-2: Example Output from RANGE Laser Offset : 12.0 Time=17.65, Dist= 33.9, Speed= 0.0, Accel=-0.1 Time=18.66, Dist= 37.0, Speed= 2.1, Accel= 2.0 Time=19.66, Dist= 43.2, Speed= 4.2, Accel= 2.1 Time=20.67, Dist= 54.1, Speed= 7.4, Accel= 3.1 Time=21.68, Dist= 69.5, Speed= 10.5, Accel= 3.1 Time=22.68, Dist= 89.4, Speed= 13.5, Accel= 3.0 Time=23.69, Dist= 110.4, Speed= 14.2, Accel= 0.7 Time=24.70, Dist= 131.3, Speed= 14.1, Accel=-0.1 Time=25.70, Dist= 152.9, Speed= 14.6, Accel= 0.5 Time=26.71, Dist= 177.5, Speed= 16.7, Accel= 2.0 Time=27.72, Dist= 205.1, Speed= 18.7, Accel= 2.0 Time=28.72, Dist= 234.9, Speed= 20.2, Accel= 1.5 Time=29.73, Dist= 267.2, Speed= 21.8, Accel= 1.6 Time=30.74, Dist= 301.0, Speed= 22.9, Accel= 1.1 Time=31.74, Dist= 335.0, Speed= 23.0, Accel= 0.1 # 1 Vehicle Time= 4.56, Dist= 292.7, Speed= 28.1, Accel=-2.5 Time= 5.57, Dist= 330.3, Speed= 25.5, Accel=-2.6 Time= 6.58, Dist= 366.0, Speed= 24.2, Accel=-1.3 Time= 7.58, Dist= 400.8, Speed= 23.6, Accel=-0.6 Time= 8.59, Dist= 436.2, Speed= 24.0, Accel= 0.4 Time= 9.60, Dist= 473.1, Speed= 25.0, Accel= 1.0 Time=10.60, Dist= 510.4, Speed= 25.2, Accel= 0.2 # 2 Vehicle Time= 2.55, Dist= 268.1, Speed= 0, Accel=0 Time= 3.56, Dist= 311.2, Speed= 0, Accel=0 Time= 4.56, Dist= 311.2, Speed= 0, Accel=0 Time= 5.56, Dist= 311.2, Speed= 0, Accel=0 Time= 6.56, Dist= 311.2, Speed= 0, Accel=0 # 3 Vehicle Time=13.62, Dist= 26.1, Speed= -0.0, Accel=-0.0 Time=14.63, Dist= 28.1, Speed= 1.4, Accel= 1.4 Time=15.64, Dist= 33.0, Speed= 3.4, Accel= 2.0 Time=16.64, Dist= 43.3, Speed= 6.9, Accel= 3.6 Time=17.65, Dist= 59.1, Speed= 10.7, Accel= 3.7 # 4 Vehicle

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5.2.3 ATTACH.C

Attribute data for each vehicle were manually collected during the data

collection process as described earlier and later matched with output from the laser

rangefinders so that observations of modal activity for individual vehicles could be

sorted by lane, queue position, vehicle type, etc. Attributes including a vehicle

identification number, data collection time, queue position, lane, grade, distance to

upstream and downstream intersections, and speed limit were recorded for each

vehicle and manually entered in a spreadsheet after data collection. Data were later

exported to a column delimited text file.

A program written in C, ATTACH.C, was used to match attribute output with

actual vehicle data output from RANGE70. ATTACH.C outputs comma delimited data

that can be easily be imported to a spreadsheet or database file. A final dataset for

each card used during each data collection session was created. An example of a final

dataset is shown in Table 5-3. The following sections describe the attribute data.

5.2.4 Stopline Distance

Using the known distance from the where the LRF was positioned to the

intersection stopline and the location output as part of RANGE.c, the vehicle's

instantaneous location from the intersection stopline was calculated and attached as an

attribute to each record which represented on second of vehicle activity.

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Table 5-3: Final Dataset Format Northside @ Deering

ID Time Type Queue Lane Stop Dist

VC LOS Speed (mph)

Accel (mph/s)

UP Vol

Down Vol

% HV

FILE Up Dist

Down Dist.

Gr ade Speed Limit

Lane s Lane Width

Locat-ion

Cond-ition

28 10:10 2A6 1 1 -31 0.3 A 0 0 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 -31 0.3 A 0.1 0.1 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 -24 0.3 A 4.6 4.5 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 -8 0.3 A 10.7 6.1 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 15 0.3 A 15.9 5.1 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 45 0.3 A 20.1 4.2 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 79 0.3 A 23.2 3.1 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 116 0.3 A 25.1 1.9 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 156 0.3 A 27.1 2 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 198 0.3 A 28.6 1.5 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 243 0.3 A 30.3 1.6 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 290 0.3 A 31.6 1.4 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 339 0.3 A 33.3 1.6 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 390 0.3 A 34.4 1.2 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 443 0.3 A 35.9 1.5 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY 28 10:10 2A6 1 1 497 0.3 A 36.8 0.9 776 620 4 DEER1 1523 1833 9 35 2 11 IND DRY

114 118

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5.2.5 Volume Calculations

Volume counts for each study location were taken in one-minute intervals

using JAMAR boards. Counts were output from the JAMAR boards using JAMAR

Technologies software, PETRA and turning movement volumes calculated by 15-

minute intervals for the duration of the study period by vehicle type. Final volumes

reflect merging of passenger car, heavy truck, and bus bins for each interval. Upstream

volumes were determined by adding all turning movement volumes for the upstream

approach for the 15-minute interval. Downstream volumes were calculated by

summing the through movements for the study approach plus the volume of vehicles

from other approaches turning either left or right into the downstream link of the

approach.

5.2.6 Percent Heavy Vehicles Calculations

Heavy vehicle percents were calculated using the following equation:

Phv = (H + B)/(H+B+C) (5-1)

Where:

Phv = percent heavy vehicles for the 15 minute period;

H = total number of heavy trucks for the 15 minute period;

B = total number of buses for the 15 minute period;

C = total number of passenger cars for the 15 minute period.

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5.2.7 LOS and V/C Ratio

Later V/C and level of service were calculated and manually added to the

spreadsheet files. V/C and LOS were calculated for 15-minute intervals using the

Highway Capacity Software and were manually related to the data by the

corresponding time period.

Once data have been reduced and attributes attached, data can be binned by

desired groupings such as activity on specific grade or under a particular LOS. Data

can be sorted by location along a link so that critical locations for modal activity and

possible enrichment are identified.

5.3 DATA COLLECTION SITES

A total of 26 locations were studied in the Atlanta, Georgia metropolitan area

resulting in a total of 95 datafiles. Each datafile represents data collected on a single

card during the data collection process. Each datafile represents between 200 and 500

seconds of vehicle activity. A summary of data collection activity is shown in Table

5-4.

Final datasets represent LOS ranging from A to F with levels A, B, and C

being the most represented. V/c ranges from 0.2 to 1.2. Per lane volumes vary from a

minimum of 143 to a maximum of 1159. The following grades are represented: -9%,

-8%, -5%, -4%, -3%, -2%, -1%, 0, +1%, +2%, +3%, +4%, +%5, 8% and +9%. From

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2 to 5 lanes were represented. A two or three lane roadway was the most common

configuration with lane widths varying from 9 feet to 12 feet. Posted speed limits

were 30, 35, 40, and 45 mph. Downstream distances varied from 756 to 4,118 feet

and upstream distances varied from 300 to 5,544 feet. The most sampled queue

positions were the first or second in the queue or a "thru" vehicle since they were the

easiest to sample and were also the most common. However, this did not skew test

results since vehicles with different queue positions were analyzed separately.

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Table 5-4: Data Collection Sites Date Day Filename Intersection Location Starting

Time Approach Lanes Lane

Width Grade Speed

Limit Upstream Distance

DownstreamDistance

25-Oct-96 Friday Chrisatt 10th & West Peachtree

Midblock 3:45 PM WB 2 10 1% 35 578 578

25-Oct-96 Friday Dharmnet 10th & Peachtree

Acceleration 3:45 PM NB 2 9.5 -1% 35 1139 514

7-Nov-96 Thurs Nov7cd1 Peachtree & 10th

Acceleration 4:30 PM NB 2 9.5 -1% 35 1139 514

7-Nov-96 Thurs Nov7cd2 Peachtree & 10th

Acceleration 4:30 PM NB 2 9.5 -1% 35 1139 514

21-Feb-97 Friday Will1 Jimmy Carter & Williams

Deceleration 8:33 AM WB 2 12 3% 45 2640 1320

21-Feb-97 Friday Will2 Jimmy Carter & Williams

Deceleration 9:18 AM WB 2 12 3% 45 2640 1320

21-Feb-97 Friday Will3 Jimmy Carter & Williams

Acceleration 8:37 AM WB 2 12 3% 45 2640 1320

21-Feb-97 Friday Will4 Jimmy Carter & Williams

Acceleration 9:23 AM WB 2 12 3% 45 2640 1320

7-Mar-97 Friday Rockbd1 Rockbridge midblock 9:05 AM WB 2 12 3% 40 2376 2376 7-Mar-97 Friday Rockbd2 Rockbridge midblock 9:18 AM WB 2 12 3% 40 2376 2376 7-Mar-97 Friday Rockbd3 Rockbridge acceleration 8:25 AM WB 3 12 2% 40 528 1320

20-Mar-97 Thurs Deer1cd1 Northside & Deering

acceleration 5:03 PM NB 2 10.5 -8% 35 1833 1523

20-Mar-97 Thurs Deer1cd2 Northside & Deering

acceleration 5:51 PM NB 2 10.5 -8% 35 1833 1523

20-Mar-97 Thurs Deer1cd3 Northside & Deering

deceleration 5:03 PM NB 2 10.5 -9% 35 1833 1523

20-Mar-97 Thurs Deer1wht Northside & Deering

deceleration 5:41 PM NB 2 10.5 -9% 35 1833 1523

21-Mar-97 Friday Deer1cd1 Northside & Deering

acceleration 8:15 AM SB 2 10.5 9% 35 1523 1833

21-Mar-97 Friday Deercd2 Northside & Deering

acceleration 9:01 AM SB 2 10.5 9% 35 1523 1833

4-Apr-97 Friday Deer3cd1 Northside & Deering

acceleration 8:13 AM SB 2 10.5 9% 35 1523 1833

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Table 5-4: Data Collection Sites (Cont.) Date Day Filename Intersection Location Start Time Approach Lanes Lane

Width Grade Speed

Limit Upstream Distance

Downstream Distance

4-Apr-97 Friday Deer3cd3 Northside & Deering

deceleration 8:09 AM SB 2 10.5 9% 35 1523 1833

4-Apr-97 Friday Deer3wht Northside & Deering

deceleration 8:40 AM SB 2 10.5 9% 35 1523 1833

9-Apr-97 Wed Deer4cd1 Northside & Deering

acceleration 5:17 PM NB 2 10.5 -8% 35 1833 1523

16-Apr-97 Wed Deer5cd1 Northside & Deering

acceleration 5:04 PM NB 2 10.5 -8% 35 1833 1523

16-Apr-97 Wed Deer5cd2 Northside & Deering

acceleration 5:57 PM NB 2 10.5 -8% 35 1833 1523

16-Apr-97 Wed Deer5cd3 Northside & Deering

deceleration 5:05 PM NB 2 10.5 -9% 35 1833 1523

21-Apr-97 Monday Wp&15wht West Peachtree & 15th

acceleration 8:25 AM NB 5 9 -3% 35 756 500

21-Apr-97 Monday Wp&15cd1 West Peachtree & 15th

acceleration 9:15 AM NB 5 9 -3% 35 756 500

22-Apr-97 Tuesday Ev&jccd1 Everest & Jimmy Carter

deceleration 8:43 AM WB 2 12 -5% 45 3696 2640

22-Apr-97 Tuesday Ev&jccd3 Everest & Jimmy Carter

acceleration 8:49 AM WB 2 12 -5% 45 3696 2640

22-Apr-97 Tuesday Ev&jcwht Everest & Jimmy Carter

Acceleration 9:30 AM WB 2 12 -5% 45 3696 2640

1-May-97 Thurs Ndruid2a North Druid Hills & LaVista

Deceleration 8:23 AM WB 2 11 1 40 2500 4200

1-May-97 Thurs Ndruid2b North Druid Hills & LaVista

Deceleration 8:56 AM WB 2 11 1 40 2500 4200

1-May-97 Thurs Ndruidwht North Druid Hills & LaVista

acceleration 8:16 AM WB 2 11 1 40 2500 4200

9-May-97 Friday Piedcd2 Piedmont acceleration 8:00 AM EB 2 11 1 40 700 300 9-May-97 Friday Card3out Piedmont deceleration 7:58 AM EB 2 11 1 40 700 300 9-May-97 Friday Whiteout Piedmont deceleration 8:43 AM EB 2 11 1 40 700 300

16-May-97 Friday Nt&10wh1 Northside & 10th

midblock 8:13 AM SB 3 11 4% 35 1584 2112

16-May-97 Friday Nt&10wh2 Northside & 10th

midblock 8:53 AM SB 3 11 4% 35 1584 2112

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Table 5-4: Data Collection Sites (Cont.)

Date Day Filename Intersection Location Time Approach Lanes Lane Width

Grade Speed Limit

Upstream Distance

Downstream Distance

16-May-97 Friday nt&10cd3 Northside & 10th

acceleration 9:00 AM SB 3 11 1% 35 1584 2112

16-May-97 Friday nt&10cd2 Northside & 10th

acceleration 8:07 AM SB 3 11 1% 35 1584 2112

21-May-97 Wed Mari1cd2 Marietta & Chatahochee

acceleration 4:53 PM WB 2 12 2% 45 2839 3696

21-May-97 Wed Mari1cd3 Marietta & Chatahochee

acceleration 5:24 PM WB 2 12 2% 45 2839 3696

23-May-97 Friday Mari2cd2 Marietta & Chatahochee

acceleration 7:47 AM EB 2 12 -2% 45 3696 2839

23-May-97 Friday Mari2wht Marietta & Chatahochee

acceleration 8:21 AM EB 2 12 -2% 45 3696 2839

28-May-97 Wed Mari3cd1 Marietta & Chatahochee

deceleration 5:35 PM WB 2 12 1% 45 2839 3696

28-May-97 Wed Mari3wht Marietta & Chatahochee

deceleration 6:17 PM WB 2 12 1% 45 2839 3696

6-Jun-97 Friday Pc&lkcda Peachtree & Lakeview

deceleration 8:03 AM SB 3 9 -3% 35 892 806

6-Jun-97 Friday Pc&lkcdb Peachtree & Lakeview

deceleration 8:45 AM SB 3 9 -3% 35 892 806

9-Jul-97 Wed Pc&jowht Peachtree Industrial & Johnson Ferry

acceleration 5:35 PM NB 2 10 2% 45 1320 1056

9-Jul-97 Wed Pc&jocd2 Peachtree Industrial & Johnson Ferry

both 5:40 PM NB 2 10 2% 45 1320 1056

15-Aug-97 Wed 1hwy29bk Hwy 29 & North Druid Hills

deceleration 8:52 AM SB 2 12 -4% 45 3168 2904

15-Aug-97 Wed 1hwy29wh Hwy 29 & North Druid Hills

deceleration 8:08 AM SB 2 12 -4% 45 3168 2904

29-Aug-97 Friday Sp&16cd1 Spring &16th deceleration 8:38 AM SB 4 9.5 -1% 35 1056 1181

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Table 5-4: Data Collection Sites (Cont.)

Date Day Filename Intersection Location Time Approach Lanes Lane Width

Grade Speed Limit

Downstream Distance

Upstream Distance

29-Aug-97 Friday Sp&16cd2 Spring &16th acceleration 9:16 AM SB 4 9.5 -1% 35 1056 1181 29-Aug-97 Friday Sp&16wht Spring &16th deceleration 8:00 AM SB 4 9.5 -1% 35 1056 1181 5-Sep-97 Friday Carrolc2 Marietta &

Carrol deceleration 9:18 AM EB 3 12 2% 45 2839 5544

5-Sep-97 Friday Carrolc1 Marietta & Carrol

deceleration 8:43 AM EB 3 12 2% 45 2839 5544

5-Sep-97 Friday Carrolwh Marietta & Carrol

deceleration 8:05 AM EB 3 12 2% 45 2839 5544

12-Sep-97 Friday Pch&key1 Peachtree Industrial & Cross Key

acceleration 8:55 AM SB 3 11 1% 45 1584 1584

12-Sep-97 Friday Pch&key2 Peachtree Industrial & Cross Key

acceleration 9:36 AM SB 3 11 1% 45 1584 1584

12-Sep-97 Friday Pch&keyw Peachtree Industrial & Cross Key

acceleration 8:20 AM SB 3 11 1% 45 1584 1584

1-Oct-97 Wed Pc&ky2c1 Peachtree & Cross Key

acceleration 9:12 AM SB 3 11 1% 45 1584 1584

1-Oct-97 Wed Pc&ky2c2 Peachtree & Cross Key

acceleration 8:09 AM SB 3 11 1% 45 1584 1584

1-Oct-97 Wed Pc&key2wh

Peachtree & Cross Key

acceleration 8:45 AM SB 3 11 1% 45 1584 1584

6-Oct-97 Monday Phill1cd1 Pleasant Hill & Satellite

deceleration 7:34 AM EB 3 11 1% 40 818 800

6-Oct-97 Monday Phill1cd2 Pleasant Hill & Satellite

deceleration 8:15 AM EB 3 11 1% 40 818 800

6-Oct-97 Monday Phill1wht Pleasant Hill & Satellite

acceleration 9:00 AM EB 3 11 1% 40 818 800

13-Oct-97 Monday Phill2cd2 Pleasant Hill & Satellite

both 8:09 AM EB 3 11 1% 40 818 800

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Table 5-4: Data Collection Sites (Cont.) Date Day Filename Intersection Location Time Approach Lanes Lane

Width Grade Speed

Limit Upstream Distance

Downstream Distance

13-Oct-97 Monday Phill2cd1 Pleasant Hill & Satellite

both 7:31 AM EB 3 11 1% 40 818 800

13-Oct-97 Monday Phill2wht Pleasant Hill & Satellite

both 8:44 AM EB 3 11 1% 40 818 800

27-Oct-97 Monday 2hwy29c1 Highway 29 & North Druid Hills

deceleration 7:40 AM SB 2 12 -4% 45 3168 2904

27-Oct-97 Monday 2hwy29c2 Highway 29 & North Druid Hills

deceleration 8:13 AM SB 2 12 -4% 45 3168 2904

3-Nov-97 Monday 2sp&16c2 Spring &16th both 8:50 AM SB 4 9.5 -1% 35 1056 1181 3-Nov-97 Monday 2sp&16c3 Spring &16th both 8:12 AM SB 4 9.5 -1% 35 1056 1181 3-Nov-97 Monday 2sp&16wh Spring &16th both 7:29 AM SB 4 9.5 -1% 35 1056 1181 3-Dec-97 Wed Mr-mdwb Marietta &

Chatahochee midblock 11:43 AM WB 3 12 -2% 45 1156 1683

3-Dec-97 Wed Mari-mid Marietta & Chatahochee

midblock 12:26 PM EB 3 12 2% 45 1683 1156

19-Dec-97 Friday Law-mid Lawrenceville Hwy

midblock 11:25 AM EB 2 12 -3% 40 4118 4118

19-Dec-97 Friday Ind-mdc1 Indian Trails by I_85

midblock 1:38 PM WB 3 12 -3% 45 982 982

19-Dec-97 Friday Ind-mdc2 Indian Trails by I_85

midblock 1:14 PM WB 3 12 -3% 45 982 982

19-Dec-97 Friday Ind-mdc3 Indian Trails by I_85

midblock 12:46 PM WB 3 12 -3% 45 982 982

20-Apr-98 Monday Ch420c1 Marietta & Chatahochee

both 7:58 AM EB 2 12 -2% 45 3696 2839

20-Apr-98 Monday Ch420c2 Marietta & Chatahochee

deceleration 7:14 AM EB 2 12 -2% 45 3696 2839

11-May-98 Monday j&ok1cd1 Jimmy Carter & Live Oak

acceleration 7:15 AM WB 3 12 1% 45 2640 3693

11-May-98 Monday j&ok1cd2 Jimmy Carter & Live Oak

acceleration 7:50 AM WB 3 12 1% 45 2640 3696

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Table 5-4: Data Collection Sites (Cont.) Date Day Filename Intersection Location Time Approach Lanes Lane

Width Grade Speed

Limit Upstream Distance

Downstream Distance

11-May-98 Monday j&ok1wht Jimmy Carter & Live Oak

acceleration 8:27 AM W 3 12 1% 45 3640 3696

4-Jun-98 Thursday

d0604cd1 Northside & Deering

acceleration 11:04 AM SB 2 10.5 9% 35 1523 1833

4-Jun-98 Thursday

d0604cd2 Northside & Deering

acceleration 12:10 PM SB 2 10.5 9% 35 1523 1833

8-Jun-98 Monday Deer0608 Northside & Deering

acceleration 10:09 AM SB 2 10.5 9% 35 1523 1833

8-Jun-98 Monday j&ok2cd1 Jimmy Carter & Live Oak

both 7:36 AM WB 3 12 1% 45 3696 2839

8-Jun-98 Monday j&ok2cd2 Jimmy Carter & Live Oak

both 8:09 AM WB 3 12 1% 45 3696 2839

8-Jun-98 Monday j&ok2wht Jimmy Carter & Live Oak

both 8:45 AM WB 3 12 1% 45 3696 2839

22-Jun-98 Monday j&ok3cd2 Jimmy Carter & Live Oak

both 7:34 AM WB 3 12 1% 45 3696 2839

22-Jun-98 Monday j&ok3wht Jimmy Carter & Live Oak

both 8:09 AM WB 3 12 1% 45 3696 2839

7-May-97 Wed e&jc2c2 Everest & Jimmy Carter

acceleration 4:59 PM EB 2 12 5% 45 2640 3696

7-May-97 Wed e&jc2c3 Everest & Jimmy Carter

acceleration 5:44 PM EB 2 12 5% 45 2640 3696

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CHAPTER VI

6. PRESENTATION OF DATA

This chapter presents the data analysis segment for this research work. A total of 26

locations in the Atlanta, Georgia metropolitan area were sampled in the data collection

process. For the 26 sites, at total of 95 data files were downloaded from the PCMCIA

cards. Over all sites surveyed, a total of 4,097 passenger vehicles and 326 heavy vehicles

were sampled. A total of 26,941 seconds of passenger vehicle activity and 3,830 seconds

of heavy vehicle activity were recorded and were available for data analysis.

6.1 Data Preparation

After data processing as described in Chapter 5, a unique spreadsheet was created

for each datafile (one per SRAM for each site). The spreadsheet contained a second by

second profile for each vehicle with the related attributes such as queue position or grade.

Prior to statistical analysis, each spreadsheet was converted to a common file format

readable by S-PLUS statistical software.

Data were separated into two vehicle type categories. The "passenger vehicle"

designation included vehicles such as cars, light duty trucks with 4 wheels, passenger

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vans, and sport utility vehicles. "Heavy vehicles" included trucks with 6 or more wheels.

Various vehicle activity profiles were observed for buses. However, the MEASURE model

does not currently include parameters for buses so this data were not used in the analysis.

Once data were separated by vehicle type, they were disaggregated into two

hundred-foot incremental distances according to a vehicle’s position from the point of

queuing. Data were disaggregated in this manner for two reasons. First, when collecting data

it was almost impossible to sample a complete vehicle trace as was shown in Figure 4-1. A

complete vehicle trace would follow a vehicle from rest to a distance downstream, such as

1000 feet, without interruption. In reality complete vehicle traces could not be collected

because of interference in tracking the vehicle. Interference came from a number of sources

such as surrounding vehicles, vegetation, the “tracked” vehicle changing lanes, etc.

Consequently, by analyzing data in specific segments, incomplete vehicle traces can be used

without compromising the integrity of the data. Second, it was expected that activity would

differ by location from the intersection stopline. For example, vehicles behave differently

when starting from rest at the intersection than when they are cruising midblock. However,

at some point along a link it is expected that activity will become homogenous and can be

grouped. Additionally, although activity for the first and tenth vehicle in a queue is

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expected to be dissimilar as the vehicles accelerate off the stopline, at some point

downstream, both vehicles should have reached their cruising speed and may have similar

vehicle profiles. Partitioning the data allows locations where the data act more similarly to be

identified. Data were partitioned according to the grouping conventions listed in Table 6-1

and an example of this disaggregation is shown in Figure 6-1.

To determine the fraction of activity in each response variable category, each of the

95 datafiles were prepared according to the following criteria:

1) Data were separated by queue position, level of service, volume to capacity, percent

heavy vehicles, upstream per lane volume, and downstream per lane volume. In most cases

upstream and downstream distances, grade, number of lanes, width, etc. were consistent for

the entire data collection site.

2) Data were then divided by 200-foot increments from the queuing point according to the

convention described above.

3) Seconds of activity for each response variable were calculated (i.e. seconds of activity

for the group where acceleration >= 6 mph/s).

4) Disaggregated data were summed by total seconds of activity and total seconds of

activity in each response category were calculated.

5) Percent of activity in each response category, such as % activity with acceleration >= 3.0

mph/s, was calculated by:

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% Activity = Seconds of response activity ÷ total seconds of activity. Table 6-1: Data Partitioning Name Description ACCEL Vehicle activity from the stopping point downstream 200 feet

for vehicles stopped by the traffic signal. ACCELPLUS200 Activity from 200 to 400 feet downstream of vehicle's initial

stopping point ACCELPLUS400 Activity from 400 to 600 feet downstream downstream of

vehicle's initial stopping point ACCELPLUS600 Activity from 600 to 800 feet downstream downstream of

vehicle's initial stopping point ACCELPLUS800 Activity from 800 to 1000 feet downstream downstream of

vehicle's initial stopping point ACCELPLUS1000 Activity from 1000 to 1200 feet downstream downstream of

vehicle's initial stopping point THRU Activity for vehicles not stopped by the traffic signal and

vehicles captured during "midblock" data collection. Data were divided by 200 foot increments before and after the intersection stopbar

DECEL Vehicle activity from 200 feet upstream of the vehicle's stopping point to the stopping point for vehicles stopped by the traffic signal.

DECELNEG200 Vehicle activity from 400 to 200 feet upstream of the vehicle's stopping point.

DECELNEG400 Vehicle activity from 600 to 400 feet upstream of the vehicle's stopping point.

DECELNEG600 Vehicle activity from 800 to 600 feet upstream of the vehicle's stopping point.

DECELNEG800 Vehicle activity from 1000 to 800 feet upstream of the vehicle's stopping point.

DECELNEG1000 Vehicle activity from 1200 to 1000 feet upstream of the vehicle's stopping point.

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Figure 6-1: Schematic of Distance Partions

132

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6.2 Data Analysis

Data were analyzed using hierachachial tree based regression analysis and then

validated using the Kolmorgorov-Smirnov two sample test in S-PLUS statistical software

version 4.5 from Mathsoft (Mathsoft, 1997). This analysis technique generates a "tree"

structure by dividing the sample data recursively into a number of groups. The groups are

selected to maximize some measure of difference in the response variable in the resulting

groups. One of the advantages of regression tree analysis over traditional regression analysis

is that it is a non-parametric method, which by definition does not require any distribution

assumptions and is more resistant to the effects of outliers (Roberts, 1999).

In growing a regression tree, the binary partitioning algorithm recursively splits the

data in each node until the node is homogenous or the node contains too few observations. If

left unconstrained, a regression tree model can "grow" until it results in a complex model with

a single observation at each terminal node that explains all the deviance.

However, for application purposes, it is desirable to create an end product that

balances the model's ability to explain the maximum amount of deviation with a simpler

model that is easy to interpret and apply. The software allows the user to interact with the

data in the following manner to select variables and help simplify the final model:

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• Response variable: the response variable is selected by the user from a list of fields from

the data set;

• Predictor variables: one or more independent variables can be selected by the user from

a list of fields associated with the dataset;

• Minimum number of observations allowed in a single split: sets the minimum number of

observations that must be present before a split is allowed (default is 5);

• Minimum node size: sets the allowed sample size at each node (default is 10);

• Minimum node deviance: the deviance allowed at each node (default is 0.01).

Tree size is not limited and the resulting model may be more complex than necessary. To

simplify the model, several methods can be used. First, the minimum number of

observations, minimum node size, and minimum node deviance can be increased or

decreased either singly or in combination. Three other functions can be used to simplify the

tree without sacrificing goodness-of-fit. Pruning reduces the nodes on a tree by

successively snipping off the least important splits. The importance of a subtree is measured

by a cost-complexity measure defined by:

Dk(T') = D(T') + k . size(T') (6-1)

where:

Dk(T') = deviance of the subtree T';

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k = cost-complexity parameter; and

size(T') = number of terminal nodes of T'.

Cost complexity pruning determines the subtree T' that minimizes Dk(T') over all subtrees.

The larger the value for k, the fewer subnodes that will result (Mathsoft, 1997).

The second function that can be used to simplify the model is shrinking. Shrinking

reduces that number of effective nodes by shrinking the fitted value of each node towards its

parent node. The shrunken fitted values are computed according the following algorithm:

y(node) = k .? (node) + (1 - k) . y(parent) (6-2)

where:

k = shrinking parameter, may be either a scalar of vector (0<k<1);

? (node) = the usual fitted value for a node; and

y(parent) = the shrunken fitted value for the node's parent.

Snipping (snip.tree) allows the user to interactively remove nodes and try various

modifications to the original model. Implications of using any of the procedures (prune,

shrink, snip, modifying minimum number of observations, modifying minimum node size, or

modifying minimum node deviance) can be evaluated by observing normal probability plots

of the residuals for the “tree” object, comparing residual mean deviance for different models,

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or inspecting a plot of the reduction in deviance with the addition of nodes. Breiman et al.

(1984) indicate that too large a tree will have a higher true misclassification rate than the right

sized tree, while too small a tree will not use some of the classification information available.

Breiman et al. (1984) suggest starting with an initial large tree model and then pruning back

to the right root node.

The residual mean deviance (RMD) is an indicator of regression tree "fit". It is the

mean deviance of the data samples in the terminal nodes of an estimated tree model. RMD

is calculated by summing of the deviance of all the data samples for all the terminal nodes.

The summed deviance is then divided by the number of terminal nodes. A lower value for

RMD indicates a "better" fit (Roberts, 1999). Under a normal (Gaussian) assumption, terms

in the residual mean deviance are the squared differences between the observations and the

predicted values (Mathsoft, 1997).

A plot of the model in S-PLUS may also be used to estimate the relative importance

of splits on a particular variable. When using the parameter of non-uniform spacing to plot

the regression tree model, the software plots the tree legs in approximation to the importance

of the split. Consequently, longer tree legs indicate that the variable explained more variation

than a shorter tree leg (Mathsoft, 1997).

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6.2.1 Identification of Microscopic Activity Distribution Dependent Variables

As discussed in Section 4.7, various microscopic activity variables have been

identified which may be highly relevant to emission producing activity. An in-depth overview

of the dependent variables was provided in that section. In short the following dependent or

response variables used in the statistical modeling are:

1) Acceleration >= 3.0 mph/s (ACC.3): The proportion of activity for the segment

where instantaneous acceleration rates are greater than or equal to 3.0 mph/s.

2) Acceleration >= 6.0 mph/s (ACC.6): The proportion of activity for the segment

where instantaneous acceleration rates are greater than or equal to 6.0 mph/s.

3) Deceleration <= -2.0 mph/s (DEC.2): The proportion of activity for the

segment where instantaneous acceleration rates are less than or equal to -2.0

mph/s.

4) Average Speed (AVGSPD): The average speed for the segment (mph).

5) Inertial Power Surrogate >= 120.0 mph2/s (IPS120): The proportion of activity

for the segment where inertial power surrogate (approximated by the product of

velocity and acceleration) is greater than or equal to 120.0 mph2/s.

6.2.2 Identification of Microscopic Activity Distribution Independent Variables

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Section 4.8 detailed 21 variables that were hypothesized to influence

microscopic activity. There may be additional variables, which were not considered and

may have contributed to model error. It is theorized that the single most relevant variable in

predicting microscopic vehicle activity is driver behavior. Variables that can serve as

surrogate variables for individual driver characteristics include trip purpose (work commute,

shopping, recreation, education) and driver characteristics (age, income, occupation, etc.).

Unfortunately, with the type of study performed, it was impossible to collect any of the

variables related to individual drivers.

Of the 21 original variables considered, the final data model was only able to

realistically include 13 variables. A more in-depth discussion of how each variable was

calculated is provided in Chapter 5. Following is the final list of the predictor variables used

in the statistical analysis with their designation name in the database in parentheses:

• Vehicle queue position (QUEUE): represents the position of the vehicle in queue at the

stopbar of the intersection (1, 2, 3, 4 ….). Vehicles not stopped at the intersection were

designated as “THRU” vehicles.

• Volume to capacity (VC): the volume to capacity ratio for the segment calculated using

HCS in 15-minute intervals.

• Level of Service (LOS): level of service for the segment, calculated using HCS in 15-

minute intervals.

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• Number of lanes (NO_LANES): the number of lanes in the direction of travel for the

segment studied.

• Lane width (WIDTH): the average lane width for the segment.

• Upstream volume (UPSTREAM): volume by 15-minute intervals for the upstream

segment of the intersection studied adjusted to hourly volume

• Volume was divided by the number of lanes yielding per lane volume.

• Downstream volume (DOWNSTREAM): volume by 15-minute intervals for the

downstream segment of the intersection studied adjusted to hourly volume. Volume was

divided by the number of lanes yielding per lane volume.

• Upstream distance (UPDIST): distance from the intersection studied to the nearest

upstream signalized intersection.

• Downstream distance (DOWNDIST): distance from the intersection studied to the

nearest downstream-signalized intersection.

• Grade (GRADE): grade for the segment.

• Percent heavy vehicles (PER_HV): percent heavy vehicles for the link.

• Speed limit (SPEEDLIMIT): the posted speed limit for the link studied.

• Location (LOCATION): a categorical variable that indicates the most typical land use

surrounding the link being studied. The designations include a) Industrial, b)

Commercial, c) Suburban, and d) Central Business District (CBD).

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• Link length (LINKDIST): this variable was used for "thru" vehicles and was the length

of the street segment from signalized intersection to signalized intersection where data

collection took place. This was used in place of upstream link distance and downstream

link distance since it was difficult to interpret what upstream and downstream distances

were for thru vehicles since they occupied positions both before and after the intersection

stopbar.

• Link volume (VOLUME): this variable was the per lane volume of the street segment

where data collection took place and was used for "thru" vehicles only instead of

upstream and downstream volumes.

Several of the variables, which were considered and collected, were not included in the

final statistical analysis. Density was identified as a variable that may be influential in affecting

vehicle activity. Although, it is relatively easy to calculate, it requires the average speed for

the segment. Speeds were available by queue categories, such as average speed for

"THRU" vehicles for the segment or average speed for the first vehicle in the queue.

However, an average speed representative of all activity on the segment could not be

calculated. Consequently, density was not included. Pavement condition (wet, dry, icy) was

also dropped as an independent variable. As discussed previously, most data collection

took place under dry pavement conditions.

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Before proceeding with the statistical analysis, the various predictor variables were

investigated to determine whether they were correlated. Correlation between variables may

result in false partitioning of data. Correlation was found to exist between the following

variables:

• LOS and upstream per lane volume;

• LOS and downstream per lane volume;

• Volume to capacity and upstream per lane volume;

• Volume to capacity and downstream per lane volume; and

• Volume to capacity and LOS.

Figure 6-2 demonstrates the degree of correlation between volume to capacity and

upstream per lane volume. Correlation indicates that two or more of the independent

variables had a high level of linear relationship between them. Because of the strong

correlation, only one of the correlated variables was tested at a time and the variable yielding

the “best” model was selected for the final analysis. For example, volume to capacity would

first be included as a predictor variable along with the other non-correlated variables such as

grade. Variables correlated with V/C would be excluded from the analysis (LOS, up and

downstream volume). Second, LOS would be tested without volume to capacity or

upstream or downstream volume. Third, upstream and downstream volumes were be used

as separate independent variables along with the non-correlated variables. The best of the

three models would then be selected.

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Figure 6-2: Correlation Between V/C and Upstream Per Lane Volume (R2 = 0.64) Variables such as lane width, grade, percent heavy vehicles, and CBD vs. non-CBD were

used in the calculation of volume to capacity and level of service. However, a strong

correlation was not detected between any of these variables and no further action was taken.

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6.3 Results of Statistical Analysis for Passenger Cars

Final results of regression tree results and model validation for each data partion unit

as listed in Table 6-1 are presented below for both passenger cars and heavy vehicles. An

in-depth discussion of the statistical analysis, assumptions, final

model selection, and model validation for each response variable for the data partion

ACCEL is presented below. The data partion, ACCEL, represents queued passenger cars

from the initial queuing position downstream 200 feet. Since the analysis procedure is

similar, the final model for each subsequent data partion is provided in the following sections

without a detailed description of interim analysis steps and final model selection protocol.

6.3.1 Activity for Queue Vehicles From Stopping Point to 200 Feet Downstream

ACCEL Model

Described below are the five models (one for each of the response variables) for

passenger cars stopped at the traffic signal. Data were analyzed for a distance of 200 feet

downstream of the vehicle's initial queuing position. Next, model validation is discussed and

the final model is presented.

6.3.1.1 Percent Activity >= 6.0 mph/s (ACC.6) To arrive at the "best" initial

model, various regression tree models were created. Since several of the variables were

highly correlated, a test run was made with different combinations of correlated variables as

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described above. The initial model with the lowest deviation or best fit was used. Next, to

simplify the model, various combinations of:

1) increasing allowed deviance at the nodes,

2) increasing or decreasing the minimum number of observations required before a split

occurs, and

3) increasing or decreasing the minimum number of nodes

were tested to simplify and improve model simplicity and "fit". The initial model was created

by allowing the tree to grow unconstrained for the first cut. Once an initial model was

created, the "snip.tree" function in S-PLUS was used to simplify the model by removing the

lower branches of the "tree" that explained the least deviance. Each resulting "tree" was

examined to ensure that the model's predictive ability wasn't compromised by allowing the

overall amount of deviance to increase significantly.

Figure 6-3 illustrates the initial tree model used for ACC6 (percent of activity >= 6.0

mph/s) for data from queue vehicles from the stopping point to a distance 200 feet

downstream. Results for the initial model are given in Table 6-2. As noted, the tree grew

into a complex model with a considerable number of branches and 13 terminal nodes. To

simplify the model, various combinations of the prune, snip, and shrink functions were

experimented with. The "snip.tree" function ended up being the most useful tool in simplifying

trees. As explained previously, the first split in the regression tree explains the most deviation

with following split subsequently explaining less of the deviation. Figure 6-4 illustrates the

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amount of deviance explained corresponding to the number of terminal nodes. As shown,

the first 13 nodes (not terminal nodes) explain 92% of the deviance. The additional 26

nodes combined only, explain 8% of the deviance. Figure 6-5 illustrates a normal probability

plot of the residuals for the original untrimmed tree.

Table 6-2: Full Untrimmed Regression Tree Results for ACC6 for Passenger Cars From Stopping Point to 200 Feet Downstream Summary(acc6accel.tree) Regression tree: Tree(formula = ACC6 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + LOCATION + NO.LANES + SPEEDLIMIT, data = CarsAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Variables actually used in tree construction: [1] "QUEUE" "GRADE" "DOWNSTREAM" "DOWNDIST" "UPSTREAM" "LOCATION" Number of terminal nodes: 13 Residual mean deviance: 49.89 = 19260 / 386 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -18.21 -3.074 -1.507 1.389e-015 1.52 36.48

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Figure 6-3: Original Untrimmed Regression Tree Model for ACC6 for Passenger Cars From Stopping Point to 200 Feet Downstream

Figure 6-4: Reduction in Deviance with the Addition of Nodes

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Figure 6-5: Normal Probability Plot of the Residuals for the Original Untrimmed Tree

A simplified model was derived which ends in six terminal nodes as compared to the

13 terminal nodes in the initial model. The residual mean deviance only increased from

49.89 to 57.27 and yielded a much cleaner model that the initial one. Results are shown in

Table 6-3 and Figure 6-6. As noted the independent model variables are queue position,

roadway grade, and downstream per lane volume.

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Table: 6-3: Trimmed ACC6 Model Results for Queued Passenger Cars From Stopping Point to 200 Feet Downstream Regression tree: tree(formula = ACC6 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + LOCATION + NO.LANES + SPEEDLIMIT, data = CarsAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = a6accel.snip3, nodes = 5) Variables actually used in tree construction: [1] "QUEUE" "GRADE" "DOWNSTREAM" Number of terminal nodes: 5 Residual mean deviance: 57.27 = 22560 / 394 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -17.5 -5.328 -1.507 2.353e-015 0.983 44.66

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Figure 6-6: Trimmed ACC6 Model for Queued Passenger Cars From Stopping Point to 200 Feet Downstream

6.3.1.2 Percent Activity >= 3.0 mph/s (ACC.3) This section describes the final

regression tree models for the response variable ACC.3 (percent of activity >= 3.0 mph/s).

Table 6-4 provides model results and Figure 6-7 shows the final regression tree model. In

the final model, queue position and grade were the most significant variables. The final

model had a rather poor fit with a RMD of 364.1.

6.3.1.3 Percent Activity Where Acceleration <= -2.0 mph/s (DEC.2)

Regression tree results for the response variable DEC.2 (percent of vehicle activity for the

indicated position where deceleration was less than or equal to -2.0 mph/s) are given in

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Table 6-5 and Figure 6-8. Note that downstream per lane volume with a single split on per

lane volume of 862 was the only variable for the final regression tree model.

Table: 6-4: Trimmed ACC.3 Model Results for Queued Passenger Cars From Stopping Point to 200 Feet Downstream Regression tree: Tree(formula = ACC3 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + WIDTH + LOCATION + NO.LANES + SPEEDLIMIT, Data = CarsAccelClean, na.action = na.omit, mincut = 5, Minsize = 10, mindev = 0.1) Snip.tree(tree = a3accel.snip3, nodes = 3) Variables actually used in tree construction: [1] "QUEUE" "GRADE" Number of terminal nodes: 3 Residual mean deviance: 364.1 = 144200 / 396 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -55.08 -11.49 2.172 –3.651e-016 13.12 46.45

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Figure 6-7: Trimmed ACC.3 Model for Queued Passenger Cars From Stopping Point to 200 Feet Downstream

Table: 6-5: Trimmed DEC.2 Model Results for Queued Passenger Cars From Stopping Point to 200 Feet Downstream Regression tree: tree(formula = Decel2 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + UPDIST + DOWNDIST + GRADE + WIDTH + LOCATION + NO.LANES + SPEEDLIMIT, data = CarsAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = 2) Variables actually used in tree construction: [1] "DOWNSTREAM" Number of terminal nodes: 2 Residual mean deviance: 89.71 = 35620 / 397 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -3.861 -3.861 -3.861 4.761e-015 –0.4611 81.84

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Figure 6-8: Trimmed DEC.2 Model for Queued Passenger Cars From Stopping Point to 200 Feet Downstream

6.3.1.4 Average Vehicle Speed (AVG-SPD) The next response variable was

average speed for the indicated position in mph. For the data partion from 0 to 200 feet

from the point of queue, the single predictor variable for average speed was queue position

with a residual mean deviance of 15.95. Table 6-6 provides model

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results and Figure 6-9 shows the final regression tree model. The analysis showed that

queue positions 1, 2, and 3 were similar and queue positions 4 and higher were similar.

6.3.1.5 Inertial Power Surrogate >= 120 mph2/s (IPS120) The response

variable is inertial power surrogate (IPS120--the product of speed and acceleration) that

equaled or exceeded 120 mph/s2 for the indicated position. Table 6-7 provides model

results and Figure 6-10 shows the final regression tree model. The final variables included

queue position and roadway grade, with the 1st queue position in one split and all other

queue positions in the other. For the first queue position, grade was divided into values < -

0.5 and values >= -0.5. Grade did not apply to higher queue positions.

Table: 6-6: Trimmed AVG_SPD Model Results for Queued Passenger Cars From Stopping Point to 200 Feet Downstream Regression tree: tree(formula = SPEED ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + WIDTH + LOCATION + NO.LANES + SPEEDLIMIT, data = CarsAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = spdaccel.snip3, nodes = c(3, 2)) Variables actually used in tree construction: [1] "QUEUE" Number of terminal nodes: 2 Residual mean deviance: 15.95 = 6331 / 397 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -14.02 -2.197 -0.6202 -4.661e-015 2.053 13.63

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Figure 6-9: Trimmed AVG_SPD Model for Queued Passenger Cars From Stopping Point to 200 Feet Downstream Table: 6-7: Trimmed IPS120 Model Results for Queued Passenger Cars From Stopping Point to 200 Feet Downstream Regression tree: Tree(formula = PKE120 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + UPDIST + DOWNDIST + GRADE + WIDTH + NO.LANES + SPEEDLIMIT, Data = CarsAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Snip.tree(tree = last.tree, nodes = c(3, 4)) Variables actually used in tree construction: [1] "QUEUE" "GRADE" Number of terminal nodes: 3 Residual mean deviance: 62.33 = 24680 / 396 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -12.1 -1.774 -1.774 2.435e-015 -1.774 71.22

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Figure 6-10: Trimmed IPS120 Model for Queued Passenger Cars From Stopping Point to 200 Feet Downstream

6.3.1.6 Summarization of Results for ACCEL As described in section 4.6, the

statistical approach used for data analysis involved a two-step process. Hierarchical based

regression tree analysis was first used, as described in the preceding sections, to identify the

predictor variables with the greatest power to explain the most variation in each of the five

response variables. Next, the predictor variables were used to stratify the original datasets,

into three-dimensional matrices in the form of a Joint Acceleration-Speed Probability Density

Function that can be used as input to MEASURE. Because data were originally collected in

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one-second intervals, JASPROD are in one-second "bins". JASPRODs are created by

dividing vehicle traces into a matrix of speed and associated accelerations bins according to

the operational or geometric characteristics, which were shown to be statistically significant.

6.3.1.7 Final Predictor Model for ACCEL The variables that were shown to

be the most relevant from regression tree analysis in influencing activity traces for passenger

cars from the initial point of queuing at the signalized intersection to a point 200 feet

downstream, for all the response variables, include roadway grade, queue position, and

downstream per lane volume. Relevant queue positions include the first vehicle in queue,

second and third vehicles in queue combined, and the fourth vehicle in queue and higher

combined. Grade is significant for the first, second, and third queue positions. According to

the data analysis, vehicle activity for this segment should be stratified by queue position, and

then other variables as shown in Table 6-8.

Table 6-8: Breakpoints for Data Stratification From the Initial Queue Position Downstream 200 Feet 1st in Queue 2nd and 3rd in Queue 4th in Queue and Grade < -4.5 Grade < -4.5 Down per lane < 862

Down per lane < 862 Down per lane < 862 Down per lane >= 862 ⇒ Down per lane >= 862

⇒ Down per lane >= 862

-1.5 > Grade > = -4.5 -1.5 > Grade >= -4.5 -0.5 > Grade >= -1.5 Grade >= -1.5 Grade >= -0.5 Down per lane < 862

Down per lane < 862 ⇒

Down per lane >= 862 ⇒ Down per lane >= 862

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6.3.1.8 Model Validation for ACCEL Model validation was difficult since the

dataset was not large enough to reserve a subset of sufficient size for validation.

Additionally, resources did not allow additional data collection to provide a "control" data

sample. However, the methodology can be validated internally. Following is description of

data validation to demonstrate the process of internal validation. Results are presented for

passenger cars for the data segment from the initial stopping point downstream 200 feet.

To validate model results, initial raw field data for the indicated segment were

divided by the factors listed in Table 6-9. Distributions of speed and acceleration for data

subsets were each compared using the non-parametric Kolmogorov-Smirnov goodness of fit

test for two independent samples using S-PLUS 4.5. The Kolmorgorov-Smirnov test was

described in more detail in section 4.5.2. A description follows for a comparison of two

datasets. Results of the K-S test for the first dataset (queue position = 1, grade < -4.5%,

downstream per lane volume < 862 {out1}) versus the second dataset, where queue

position and downstream per lane volume were held constant and the grade changed (queue

position = 1, grade >= -0.5, and downstream per lane volume < 862 {out10}) are provided

in Tables 6-9 and 6-10. The K-S was used to compare both speed and acceleration. As

shown, the null hypothesis that the distributions are the same was rejected for both speed

and acceleration. This indicated that the data should indeed be divided by these parameters

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from the regression tree analysis. Figure 6-11 compares the cumulative distributions for the

two datasets.

Table 6-9: K-S Test Statistic for Comparison of Datasets 1 and 10 for Acceleration Distributions Ks.gof(out1accel,out10accel) Two-Sample Kolmogorov-Smirnov Test Data: out1 and out10accel Ks = 0.1763, p-value = 0 Alternative hypothesis: Cdf of out1 does not equal the cdf of out10accel for at least one sample point. Table 6-10: K-S Test Statistic for Comparison of Datasets 1 and 10 for Speed Distributions Two-Sample Kolmogorov-Smirnov Test Data: out1speed and out10speed Ks = 0.0915, p-value = 0.0251 Alternative hypothesis: cdf of out1speed does not equal the cdf of out10speed for at least one sample point.

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Figure 6-11: Comparison of CDFs for Dataset Out1 and Out10

If the K-S test indicates that there is no statistical difference between the acceleration

and speed distributions of two data subsets, a strong case can be made for aggregating the

data up a level.

6.3.1.9 Final Model for Queued Vehicles for ACCEL After the K-S tests were

performed to validate the results of the regression tree analysis, a final model was selected

which reflected any changes to the data divisions indicated by the K-S tests. If the K-S test

indicated that the distributions were similar, the data from the two distributions were

combined. The final model, which governed how the final datasets were disaggregated for

MEASURE is presented in Table 6-11. As noted the only difference between the original

divisions of data suggested by the regression tree analysis, Table 6-8, and the final model

was in how the downstream per lane volume variable was ultimately divided. The original

three divisions for downstream per lane volume were:

1) downstream < 862;

2) 862 <= downstream < 902; and

3) downstream > =902.

The three were collapsed into two divisions after using the K-S test:

A) downstream < 862 and

B) downstream >= 862

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Table 6-11: Breakpoints for Data Stratification From the Initial Queue Position Downstream 200 Feet 1st in Queue 2nd and 3rd in Queue 4th in Queue and

Higher Grade < -4.5 Grade < -4.5 Down per lane < 862

Down per lane < 862 Down per lane < 862 Down per lane >= 862 ⇒ Down per lane >= 862

⇒ Down per lane >= 862

-1.5 > Grade > = -4.5 -1.5 > Grade >= -4.5 -0.5 > Grade >= -1.5 Grade >= -1.5 Grade >= -0.5 Down per lane < 862

Down per lane < 862 ⇒

Down per lane >= 862 ⇒ Down per lane >= 862

since division 2 (862<= downstream < 902) was shown to have the same distribution as

division 3 ( downstream >= 902).

6.3.2 Activity for Queued Vehicles From 200 to 400 Feet Downstream of Initial

Stopping Point (ACCELPLUS200)

The next data partion modeled was passenger vehicle activity that encompassed a

distance from 200 feet downstream of the queued vehicle's initial position to a point 400 feet

downstream. The final regression tree model results are presented in Appendix B.

Regression tree analysis and the K-S test were used and indicated that queue position and

grade were the most relevant variables in explaining variation. Table 6-12 illustrates the final

data breakdown by queue position.

Table 6-12 Breakpoints for Data Stratification From the 200 to 400 Feet Downstream of the Initial Queue Position

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1st in Queue 2nd and 3rd in Queue 4th and Higher in Queue Grade < -6.5 Grade < -4.5 Grade < -4.5 -4.5 > Grade >= -6.5 -1.5 > Grade >= -4.5 -1.5 > Grade >= -4.5 -1.5 > Grade >= -4.5 Grade >= -1.5 Grade >= -1.5 Grade >= -1.5 6.3.3 Activity for Queue Vehicles From 400 to 600 Feet Downstream of Initial

Stopping Point (ACCELPLUS400)

The next data partion was activity from 400 feet downstream of the queued vehicle's

initial queuing point to a point 600 feet from the initial queuing point. The final regression tree

model results are presented in Appendix B. For this data segment, queue position,

downstream per lane volume, distance to the nearest downstream intersection and percent

heavy vehicles were indicated as being relevant. According to model results, the first and

second vehicles in queue should be combined and 3rd and higher queue positions combined.

For the 1st and 2nd queue positions, distance to the nearest downstream intersection was

relevant. For 3rd and higher queue positions, percent heavy vehicles in the traffic stream was

significant. Final operational and geometric predictor variables after model validation are

demonstrated in Table 6-13.

Table 6-13: Breakpoints for Data Stratification From the 200 to 400 Feet Downstream of the Initial Queue Position 1st or 2nd in Queue 3rd or Higher in Queue Down per lane < 451 Down per lane < 878

Downdist < 803 Percent trucks < 5.5 ⇒ Downdist >= 803

⇒ Percent trucks >= 5.5

878 > Down per lane >= 451 Down per lane >= 878 Down per lane >= 878

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6.3.4 Activity for Queue Vehicles From 600 to 1,000 Feet Downstream of Initial

Stopping Point (ACCELPLUS600 and ACCELPLUS800)

The next data partion was activity that covered distances from a point 600 feet

downstream of the queued vehicle's initial queuing point to a point 1000 feet from the initial

queuing point. Data were initially divided by 200 feet increments. However, data were

combined from two segments, ACCELPLUS600 and ACCELPLUS800, since fewer data

were collected at increasing distances from the data collection location. Additionally, at

some point along a signalized link, it is expected that vehicle activity will become more

homogenous. The distance segment was included as a variable to test whether it was in

important factor in influencing vehicle activity (i.e were data from ACCELPLUS600

measurably different from ACCELPLUS800). The final regression tree model results are

given in Appendix B.

Statistical analysis indicated that posted speed limit, grade, and downstream per lane

volume are the most relevant variables that influence vehicle activity for this data segment.

Data should be divided first by the posted link speed limit with speeds less than 45 mph in

one set and posted speeds of 45 mph and higher in another and then further divided by

grade and downstream per lane volume. The final model is shown in Table 6-14.

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Table 6-14: Breakpoints for Data Stratification From the 200 to 400 Feet Downstream of the Initial Queue Position Speedlimit < 45 mph Speedlimit >= 45 mph Down per lane < 491 Down per lane < 491 Down per lane >= 491 Grade < -1.5 ⇒

Grade >= -1.5 Down per lane >= 491

Grade < -1.5

⇒ Grade >= -1.5

6.3.5 Activity for Queue Vehicles From Initial Stopping Point Upstream 200 Feet

(DECEL)

After data collected from the stopping point forward for queue vehicles were

analyzed for various distances, deceleration activity that occurred prior to the vehicle's

queuing position was analyzed. The first deceleration data partion was activity from the

vehicle's queuing position upstream 200 feet. The final regression tree model results are

found in Appendix B. The final combination of geometric and operational variables that

influence vehicle activity for this data segment include distance to the nearest upstream

signalized intersection, upstream per lane volume, and queue position. The data should first

be stratified by data collected at locations where the upstream distance is less than 1,168

and then data collected in locations with a distance to the nearest upstream intersection is

greater than 1,168 and less than 3,432 feet. The next set of data should be divided by

segments where the nearest upstream intersection is greater than 3,432 feet. The final rules

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for division of data according to regression tree and K-S test results for this data segment

are provided in Table 6-15.

Table 6-15: Breakpoints for Data Stratification From the Initial Queue Position Upstream 200 Feet Updist < 1168 3432 > Updist >= 1168 Updist > 3432 1st & 2nd in Queue 1st & 2nd in Queue 1st & 2nd in Queue

Up per lane < 613 Up per lane < 613 Up per lane < 613 ⇒ Up per lane >= 613

⇒ Up per lane >= 613

⇒ Up per lane >= 613

3rd and higher queue positions

3rd thru 8th position in queue 3rd and higher queue positions

Up per lane < 613 Up per lane < 613 Up per lane < 613 ⇒ Up per lane >= 613

⇒ Up per lane >= 613

⇒ Up per lane >= 613

9th in queue and higher Up per lane < 613

⇒ Up per lane >= 613

6.3.6 Activity for Queue Vehicles From 200 Feet Upstream of the Initial Stopping

Point to a 400 Feet Upstream (DECELNEG200)

The second deceleration data partion was activity from 200 feet to 400 feet

upstream of the vehicle's queuing position. The final regression tree model results are

presented in Appendix B. The final combination of variables that were shown to be the most

relevant in influencing activity traces according were grade, upstream per lane volume, and

queue position. According to the data analysis, vehicle activity for this segment should be

stratified by queue position and then other variables as shown in Table 6-16.

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Table 6-16: Breakpoints for Data Stratification From 200 to 400 Feet Upstream of the Initial Queue Position 1st and 2nd in Queue 3rd in Queue 4th in Queue and Higher Grade < -6.5 Grade < -6.5 Grade < -6.5 0 > Grade >= -6.5 Grade >= -6.5 0 > Grade >= -6.5

Up per lane < 447 Grade >= 0 ⇒ Up per lane >= 447

Grade >= 0

6.3.7 Activity for Queued Vehicles From 400 Feet Upstream of the Initial Stopping

Point to a 600 Feet Upstream (DECELNEG400)

For the data segment from 400 to 600 feet upstream of the initial queuing position,

only a single variable influenced vehicle activity. No activity was observed for the response

variables of acceleration >= 6.0 mph/s, acceleration >= 3.0 mph/s, or IPS >= 120. The

single predictor variable which explained the most deviation in both average speed and

percent of activity where acceleration <= -2.0 mph/s is upstream per lane volume with splits

on upstream < 601 vehicles per lane per hour and upstream >= 601 vehicles per lane per

hour.

6.3.8 "THRU" Vehicles at All locations

Vehicles not stopped at the intersection were analyzed separately from stopped

vehicles stopped since their vehicle activity traces are expected to be much different in the

vicinity of the intersection. Data were partitioned into 200-foot segments as for queued

vehicles. However all data partions were included in a single analysis for "THRU" vehicles

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and distance was included as a variables to test whether the location from the stopline affects

vehicle activity. The variables downstream and upstream volume were replaced by the

variable VOLUME as described in Section 6.2.2. The variable LINKDIST was also

included which reflected the length of the link where data collection was taking place and is

explained in section 6.2.2.

Including midblock data, the distances for data collection ranged from 2,000 feet

upstream of the intersection stopbar to 1,200 feet downstream of the intersection stopbar.

Regression tree analysis indicated that midblock data were statistically different from

upstream and downstream data positions. The designation for “THRU” data are those from

a distance 1000 feet upstream of the intersection stopline to 1200 feet downstream. All

other locations may be considered “MIDBLOCK”. Additionally, the posted link speed

limit, link volume, and link distance were shown to influence “THRU” vehicle activity. The

final data divisions are shown in Table 6-17.

Table 6-17: Breakpoints for Data Stratification For “Thru” Vehicles for All Distances Upstream and Downstream of the Data Collection Intersection Midblock Link distance < 3004 Link distance >= 3004

At intersection stopline

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Speed limit = 30

Speed limit = 35 or 40 Speed limit > 40

Link vol. < 543 Link vol. < 543 777 > Link vol. >= 543 Link length < 3004 856 > Link vol. >= 777

⇒ Link length >= 3004

Link Vol. >= 856 856 > Link Vol. >= 543 Link length < 3004 ⇒ Link length >= 3004

Link vol >= 856

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6.4 Heavy Trucks

The various regression tree models for heavy vehicles were much easier to run. In

many cases most of the initial regression tree models were simple enough that further

trimming was not warranted. This is likely due to the fact that heavy vehicle activity has

much less variation to begin with than passenger car activity since vehicle operation may be

constrained by vehicle rather than driver constraints. Presented below are the final models

from regression tree analysis and K-S validation for each data segment position for heavy

trucks.

6.4.1 Heavy Vehicle Activity for Queue Vehicles From Stopping Point to 200 Feet

Downstream (ACCEL) Model

This model provides results for heavy vehicles that were stopped at the traffic signal

and includes data for a distance from the vehicle’s initial queuing position downstream 200

feet. The variables that were shown to be the most relevant are roadway grade and queue

position as shown in Table 6-18.

Table 6-18: Breakpoints for Data Stratification From the Initial Queue Position Downstream 200 Feet 1st and 2nd Queue Positions

3rd thru 6th Queue Positions

7th and Higher Queue Positions

Grade < -4.5 8.5 > Grade >= -4.5 Grade > 8.5

No further division necessary No further division necessary

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6.4.2 Heavy Vehicle Activity From 200 feet From Stopping Point to 800 Feet

Downstream (ACCELPLUS200 to ACCELPLUS600)

This model provides results for heavy vehicles that were stopped at the traffic signal

and include data from a point 200 feet downstream of the vehicle's initial queuing position to

a position 800 feet from the initial stopping point. Two data partions were combined, so

distance from the initial stopping point was also included as an independent variable. The

variables shown to be the most relevant in influencing activity traces for this data segment for

heavy trucks include speed limit, grade, and percent trucks. According to the final data

analysis, vehicle activity for this segment should be stratified by the variables as shown in

Table 6-19.

6.4.3 Heavy Vehicle Activity From 200 feet Upstream to Stopping Point (DECEL)

The final combination of geometric and operational variables that influence vehicle

activity from the initial point of queue to a position 200 feet upstream include queue position

and grade. According to the regression tree analysis and K-S, vehicle

Table 6-19: Breakpoints for Data Stratification From 200 to 600 Feet Downstream of the Initial Queue Position Speed limit < 36 Speed limit >= 36 Grade < -4.5 Grade < -4.5 Grade >= -4.5 Grade >= -4.5

Percent trucks < 2.5 Percent trucks < 3.5

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⇒ Percent trucks < 2.5 ⇒ Percent trucks < 3.5

Percent trucks >= 2.5 Percent trucks >= 3.5 activity for the first, second, and third queue positions behaved similarly and should be

combined. Then data for the 4th and higher queue positions should be combined. The final

rules for division of data for this data segment is provided in Table 6-20.

6.4.4 Heavy Vehicle Activity for Queue Vehicles From 200 feet up to All Prior

Upstream Positions (DECELNEG200 to DECELNEG400)

This data segment was analyzed by including datasets for activity from a point 200

feet above the initial queuing location to any point upstream of that position. Data include

activity from 200 feet to 600 feet upstream. Distance from the initial queuing position was

also included as an independent variable to test if the distance from the signal was relevant.

The only variables shown to be relevant in influencing activity traces for heavy trucks

was upstream per lane volume as shown in Table 6-21.

Table 6-20: Breakpoints for Data Stratification From the Initial Queue Position Upstream 200 Feet 1st , 2nd and 3rd in Queue 4th and Higher in Queue Grade < 3.5 Grade < 3.5 Grade >= 3.5 Grade >= 3.5

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Table 6-21: Breakpoints for Data Stratification From 200 to 600 Feet Upstream of the Initial Queue Position All queue positions Upstream < 605 Upstream >= 605

6.4.5 Heavy Vehicle Activity for "THRU" Vehicles for All Positions

This model provides results for heavy vehicles that were not stopped at the traffic

signal and includes data for all distances before and after the stopbar including midblock.

Data for all “THRU” vehicles were combined and was composed of midblock data, data

collected immediately upstream of the intersection, and data collected immediately

downstream of the intersection. Link per lane volume (VOLUME) and link distance

(LINKDIST) were also included as variables as explained for the passenger vehicle “THRU”

data segment. Regression tree analysis indicated that midblock data were not statistically

different from upstream and downstream data positions. After regression tree and K-S

analysis the only relevant variable was percent grade of the segment being studied as shown

in Table 6-22.

6.5 Comparison of Data to Existing Relationships

In this section, field data are compared against other relationships that describe

speed and acceleration activity. A presentation of the ranges of acceleration found by speed

range is presented. Data are also compared against the values from the Traffic Engineering

Handbook (ITE, 1992), simulation models, and NCHRP 185. Activity

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Table 6-22: Breakpoints for Data Stratification For “Thru” Vehicles for All Distances Upstream and Downstream of the Data Collection Intersection All midblock and intersection activity Grade < -4.5 Grade >= -4.5

collected in the field that fell outside the range of activity in the FTP was also included.

6.5.1 Ranges of Field Data

An overview of the data collected is given in Table 6-23, which provides a bin count

by speed and acceleration range for all recorded values for all speed ranges for passenger

cars. Accelerations greater than and equal to 11.5 mph/s were combined into the 12 mph/s

bin. Accelerations less than and equal to -11.5 mph/s were combined into the -12 mph/s

bin. Figure 6-12 illustrates a graph of acceleration ranges by speed category (each speed

category sums to 1). This shows the variation in acceleration activity by speed range. As

shown, a significant variety exists in the data for accelerations across all speed ranges. This

data was intended to show that relationships that model acceleration as an inversely

proportional linear relationship to speed, do not provide a statistical distribution of actual on-

road vehicle activity. As noted, the most variation in acceleration ranges occurs at the lower

speed ranges from 0 to 35 mph speed bins.

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Table 6-23: Field Data Acceleration Observations by Speed Range Velocity (mph) Acceleration

(mph/s) 0 5 10 15 20 25 30 35 40 45 50 55 60 65 70 -12 Plus 3 0 2 0 1 1 0 0 0 0 0 0 0 0 0 -11 0 0 0 0 0 0 2 0 0 0 0 0 0 0 0 -10 3 0 1 2 1 2 1 0 0 0 0 0 0 0 0 -9 0 2 4 5 3 5 3 3 0 1 0 0 0 0 0 -8 1 5 9 5 13 11 6 1 2 0 0 0 0 0 0 -7 4 16 27 27 22 25 13 10 5 2 0 0 0 0 0 -6 12 27 54 67 78 57 41 20 8 5 1 0 0 0 0 -5 25 90 124 138 126 114 86 20 23 10 2 1 1 0 0 -4 39 137 203 238 221 203 145 94 32 17 9 2 1 0 0 -3 110 251 220 229 251 249 210 144 96 39 22 6 4 2 1 -2 184 224 186 184 228 245 266 231 161 102 56 22 7 1 0 -1 274 147 102 141 192 287 354 404 374 326 249 122 32 5 1 0 1029 83 64 116 227 393 526 750 896 1026 925 460 205 28 7 1 410 77 69 174 298 520 641 660 557 562 420 230 111 27 1 2 133 158 106 259 424 581 591 405 280 151 106 58 33 9 1 3 3 240 165 302 443 471 340 192 111 50 43 17 9 0 0 4 0 197 221 280 300 223 155 63 37 24 13 7 3 2 0 5 2 96 219 187 124 86 53 31 17 4 5 2 0 2 0 6 0 16 119 67 40 23 26 8 9 5 2 2 0 0 0 7 0 2 33 36 19 7 4 1 2 1 0 1 0 0 0 8 0 0 8 11 4 4 6 1 0 0 0 0 0 0 0 9 0 0 5 1 5 1 0 4 0 0 0 1 0 0 0 10 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 11 0 0 0 0 2 0 1 0 1 0 0 0 0 0 0 12 Plus 0 0 0 0 0 0 1 0 0 1 0 2 0 0 0 Column Total 2232 1768 1942 2469 3023 3508 3471 3042 2611 2326 1853 933 406 76 11

171

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Figure 6-12: Acceleration Distribution (mph/s) by Speed Ranges (mph)

173

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6.5.2 Comparison of Research to Existing Simulation Modeling

The use of simulation models by various research groups to output individual activity

profiles was discussed in Chapter 3. Simulation models offer attractive advantages for

modal activity modeling. They are readily available and often allow differing levels of analysis

with both simple and detailed data input. A major advantage to simulation modeling is the

ability to make multiple runs and compare different scenarios, such as comparing the effect of

different traffic timing plans on individual vehicle delay. The use of simulation models for

signalized intersections is especially promising because intersections are locations of

significant modal activity. Along signalized links, vehicle activity is particularly impacted by

intersection characteristics such as cycle length, which can easily be modeled by simulation.

However, simulation models often employ theoretical profiles of vehicle acceleration

and speed relationships. The algorithms were intended to model gross measures of traffic

activity, such as changes in cycle length or the effect of an incident. The models have been

validated under these conditions and perform well for the applications for which they were

developed. Internal algorithms, however, remain unvalidated for predicting individual vehicle

activity. Additionally, most models are incapable of integrating temporal and spatial

characteristics of traffic and roadways.

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To explore whether simulation models can be used to output realistic estimates of

individual vehicle activity and to identify drawbacks in their use, a companion study to this

research work (Hallmark and Guensler, 1999) compared individual activity output from a

simulation model with the field-collected vehicle profiles at signalized intersections that was

part of this work. For the comparison, a single study intersection was modeled using

simulation runs from NETSIM, the non-freeway, urban traffic simulation module of the

TRAF (CORSIM) traffic simulation model family. Instantaneous speed/acceleration output

from NETSIM for the study intersection was compared with the field data. A brief overview

of the results are discussed below, for a more detailed explanation, the reader is referred to

Hallmark and Guensler (1999).

Comparison of NETSIM and field data for the same sample intersection

demonstrated significant differences. Figure 6-13 and Figure 6-14 shows frequency of

activity by acceleration range for each model and frequency of activity by speed range for a

500-foot segment. Note that NETSIM underpredicts higher acceleration ranges (3 to 8

mph/s) for the study intersection. As shown, NETSIM also underpredicts vehicle activity in

the higher speed ranges (45 to 65 mph).

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Figure 6-13: Comparison of Percent Time Spent in Each Acceleration Range for Field Data and NETSIM (-250 to 250 feet from the stopbar)

Figure 6-14: Comparison of Percent Time Spent in Each Speed Range for

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Field Data and NETSIM (-250 to 250 feet from the stopbar)

The subset of midblock activity data was also analyzed. Figures 6-15 and 6-16

show frequency plots by speed and acceleration for a 500-foot segment of vehicle activity

2000 feet downstream of the study intersection. Unlike on-road vehicle activity, NETSIM

predicts few midblock acceleration events. Once a vehicle achieves it’s desired speed,

modeled acceleration activity remains fairly static. NETSIM also has a narrow range of

midblock speeds, ranging from 25 to 55 mph. Field data speeds range from 0 to 65 mph.

Field data show much greater acceleration variations and wider speed ranges. As

demonstrated in Figure 6-15, the field data midblock shows accelerations ranging from - 6

mph/s to 7 mph/s. The simulation model data only show activity for the acceleration ranges

from -4 to 3 mph/s. As shown in Figure 6-16, NETSIM has much narrower speed ranges

than demonstrated by the field data. No downstream queuing or significant driveway

interactions were noted, which would influence variations in speed and acceleration in the

field data.

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Figure 6-15: Comparison of Percent Time Spent in Each Acceleration Range for Field Data and NETSIM (midblock)

0%

2%

4%

6%

8%

10%

12%

14%

16%

18%

Freq

uenc

y

0 5 10 15 20 25 30 35 40 45 50 55 60 65

Speed (mph)

Field Data

NETSIM

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

0.5

Fre

qu

ency

-10 -8 -6 -4 -2 0 2 4 6 8 10

Acceleration (mph/s)

Field

NETSIM

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Figure 6-16: Comparison of Percent Time Spent in Each Speed Range for Field Data and NETSIM (midblock)

Results of the study indicate that even though the NETSIM model may be calibrated

correctly to predict aggregate flows or speeds, it is not necessarily calibrated to provide

accurate speed/acceleration profiles.

If NETSIM or similar simulation models do not predict speed/acceleration profiles

correctly, the ultimate impact is largely dependent on the emission factors that are applied to

the data. Emissions predicted from modal emission rate models, which predict significantly

higher emissions at higher engine loads, will be adversely affected by errors in predicted

speed/acceleration profiles, especially in the extreme speed/acceleration bins. When modal

emission factors indicate that average speeds are a highly significant variable (as they are for

oxides of nitrogen), NETSIM outputs are likely to underestimate modal emissions. When

high accelerations at low to medium speed ranges are more significant, NETSIM has the

potential to over-represent emissions (Hallmark and Guensler 1999).

One of the main reasons simulation models are unable to realistically model vehicle

activity are the underlying assumptions about vehicle behavior used in the model. In models,

such as NETSIM, a desired speed is assigned to each vehicle, which then attempts to reach

that target speed. The actual speeds attained are a function of interference with traffic

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control devices and interference with surrounding vehicles. The accelerations corresponding

to each instantaneously generated speed are constrained by car-following logic and an upper

bound maximum acceleration, which is a function of speed. The maximum acceleration at

any given speed is determined by a linear speed-acceleration relationship with maximum

acceleration occurring at zero velocity and zero acceleration at the maximum velocity. The

relationship is similar to that reported in NCHRP 185 (11 from TRB1999). TRAF version

5.0, used in the analyses reported here, allows users to define the maximum acceleration for

zero speed on dry level roads for a specified vehicle type (USDOT, 1995). A later version

of the program allows user defined maximum acceleration rates for specified speed ranges

(FHWA, 1995).

The problem with activity modeling that uses this linear speed-acceleration where

maximum acceleration is constrained by upper bound depending on the particular speed, is

that a vehicle can select any acceleration range up to that upper bound. No statistical

distribution of actual speeds and corresponding acceleration is actually incorporated into the

model. A plot of speed versus acceleration for data 0 to 250 feet from the stopbar for the

first vehicle is shown in Figure 6-17. for the first vehicle in the queue from the NETSIM

dataset described above, with the field data set. Data were extracted from NETSIM for 212

"first in the queue" vehicles and field data provided 37 "first in the queue" vehicles. Even

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though data were available for roughly three times as many vehicles, the NETSIM simulation

data show much less variation

Figure 6-17: Comparison of Field and NETSIM Data for the First Vehicle in the Queue (stopbar to 250 feet downstream)

than the field data. Additionally, acceleration peaks are noted in the 7 to 22 mph speed

range for the field data and from 0 to 10 mph for the simulation data.

Although the NETSIM microsimulation model has been presented, other simulation

models also have potential pitfalls that affect their ability to accurately model microscopic

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vehicle activity. The TRANSIMS simulation model based vehicle activity and position on

car-following theory rather than field studies of vehicle activity. One main drawback to the

model is that the cellular automata model describes vehicle position in units of cells, velocity

in units of cells per second and acceleration in units of cells per second per second. Since

the typical cell size is 7.5 meters, speed is modeled in 16 mph increments, which is too

aggregated for direct use in modal emissions modeling. Another drawback is that it does not

accurately represent acceleration events, which are a major variable in emissions (Williams et

al., 1999).

Other traffic simulation and optimization models such as TRANSYT-7F,

INTEGRATION, FREQ, NETSIM, and INTRAS calculate emissions but base output on

existing logic which is not expected to realistically model microscopic vehicle activity since

none of the models were developed based on on-road emission or vehicle activity data (Yu,

1999).

The simulation model proposed by Rakha et al. (1999) bases vehicle activity on car

following logic constrained by a linear acceleration decay function and may be characterized

by unrealistically high accelerations. To compensate, the model uses a linear acceleration

decay function that decreases. However, the application of the linear decay function has not

been validated with field studies.

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6.5.3 Comparison of Research to Traffic Engineering Rates

Evaluation of field data indicated that measured on-road maximum acceleration

exceed the published values from the Traffic Engineering Handbook (ITE, 1994) as listed in

Tables 3-1 and 3-2 in Chapter 3. A comparison of field data with the Traffic Engineering

Handbook values is provided in Table 6-24. Values in the Traffic Engineering Handbook

were listed by weight to power ratio. Since this value was not available for the field data, the

maximum value for any weight to power ratio from the Traffic Engineering Handbook were

compared to the field collected values. All data are for level roadways (-1% to 1% grades).

As noted, all field values exceeded the maximum published values for both passenger cars

and heavy trucks, indicating that commonly used acceleration rates may not adequately

represent on-road acceleration.

6.5.4 Comparison of Data to NCHRP 185

Some of the earlier speed acceleration relationships in traffic engineering were based on

NCHRP 185, which derived a linear speed-acceleration relationship as described in Section

3.3.1. A comparison of this relationship with field data for the

Table 6-24: Comparison of Field Data and Traffic Engineering Handbook Maximum Acceleration by Speed Range (mph/s) Vehicle Type 0 to 10

mph 10 to 20 mph

20 to 30 mph

30 to 40 mph

40 to 50 mph

50 to 60 mph

Passenger Cars from Traffic Eng. Handbook

6.3 6.1 5.3 4.8 4.3 3.8

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Passenger Cars from Field Data

9.9 9.4 8.8 8.8 6.7 5.5

Heavy Trucks from Traffic Eng. Handbook

2.0 1.6 1.4 1.0 0.7 0.4

Heavy Trucks from Field Data

4.9 5.0 4.2 5.1 4.7 4.5

first vehicle in queue for acceleration off the stopbar is shown in Figure 6-18. Only data for

the first vehicle in queue are presented since they are the only vehicles in the traffic stream

that enjoy unconstrained movement. Only data collection sites with no downstream backup

were included so that vehicle activity represents unconstrained acceleration. As shown,

vehicle activity does not follow a linear relationship. At low speeds, the vehicle is unable to

achieve high on-road acceleration. Acceleration ability increases with increasing speed until

approximately the 10 to 25 mph speed

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Figure 6-18: Comparison of Field Data for First Vehicle in Queue with Linear Speed-Acceleration Relationship

range when on-road acceleration decreases. Also demonstrated by this figure, is that on-

road vehicles undergo a wide distribution of vehicle activity at any given speed range beyond

0-5 mph. This indicates that the linear speed-acceleration relationship is too simplistic to

adequately model on-road vehicle activity for specialized applications such as air quality

modeling.

6.5.5 Comparison of Data to FTP Range of Activity

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As discussed previously, one of the most significant drawbacks for both activity and

emission factor modeling is the inability to model actual vehicle behavior, especially activity

outside the range of the FTP. Several studies referred to earlier in this work indicated that a

significant amount of on-road driving activity occurs outside the range of activity represented

in the Federal Test Procedure (LeBlanc et al., 1995; St. Denis et al., 1994; Effa and

Larsen, 1994).

A comparison of the total activity collected for passenger cars by percent of total

activity in each speed/ acceleration range is presented in Table 6-25. The data represent the

total activity collected over all intersections for passenger cars (sum of all columns and rows

= 1). While, data are not normalized to represent complete vehicle traces, a sense of the

magnitude of activity that falls outside the FTP can be gained. For a total of 29,673 seconds

of data collected, 6922 seconds of data fall outside the FTP (shaded area of the table). This

represents 23% of total recorded activity.

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Table 6-25: Percent Activity by Speed-Acceleration Ranges Outside the FTP (Shaded Area Represents FTP)

Velocity (mph) Acceleration (mph/s) 0 5 10 15 20 25 30 35 40 45 50 55 60 65 70

-12 + 0.01 0.00 0.01 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 -11 0.00 0.00 0.00 0.00 0.00 0.00 0.01 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 -10 0.01 0.00 0.00 0.01 0.00 0.01 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 -9 0.00 0.01 0.01 0.02 0.01 0.02 0.01 0.01 0.00 0.00 0.00 0.00 0.00 0.00 0.00 -8 0.00 0.02 0.03 0.02 0.04 0.04 0.02 0.00 0.01 0.00 0.00 0.00 0.00 0.00 0.00 -7 0.01 0.05 0.09 0.09 0.07 0.08 0.04 0.03 0.02 0.01 0.00 0.00 0.00 0.00 0.00 -6 0.04 0.09 0.18 0.23 0.26 0.19 0.14 0.07 0.03 0.02 0.00 0.00 0.00 0.00 0.00 -5 0.08 0.30 0.42 0.47 0.42 0.38 0.29 0.07 0.08 0.03 0.01 0.00 0.00 0.00 0.00 -4 0.13 0.46 0.68 0.80 0.74 0.68 0.49 0.32 0.11 0.06 0.03 0.01 0.00 0.00 0.00 -3 0.37 0.85 0.74 0.77 0.85 0.84 0.71 0.49 0.32 0.13 0.07 0.02 0.01 0.01 0.00 -2 0.62 0.75 0.63 0.62 0.77 0.83 0.90 0.78 0.54 0.34 0.19 0.07 0.02 0.00 0.00 -1 0.92 0.50 0.34 0.48 0.65 0.97 1.19 1.36 1.26 1.10 0.84 0.41 0.11 0.02 0.00 0 3.47 0.28 0.22 0.39 0.77 1.32 1.77 2.53 3.02 3.46 3.12 1.55 0.69 0.09 0.02 1 1.38 0.26 0.23 0.59 1.00 1.75 2.16 2.22 1.88 1.89 1.42 0.78 0.37 0.09 0.00 2 0.45 0.53 0.36 0.87 1.43 1.96 1.99 1.36 0.94 0.51 0.36 0.20 0.11 0.03 0.00 3 0.01 0.81 0.56 1.02 1.49 1.59 1.15 0.65 0.37 0.17 0.14 0.06 0.03 0.00 0.00 4 0.00 0.66 0.74 0.94 1.01 0.75 0.52 0.21 0.12 0.08 0.04 0.02 0.01 0.01 0.00 5 0.01 0.32 0.74 0.63 0.42 0.29 0.18 0.10 0.06 0.01 0.02 0.01 0.00 0.01 0.00 6 0.00 0.05 0.40 0.23 0.13 0.08 0.09 0.03 0.03 0.02 0.01 0.01 0.00 0.00 0.00 7 0.00 0.01 0.11 0.12 0.06 0.02 0.01 0.00 0.01 0.00 0.00 0.00 0.00 0.00 0.00 8 0.00 0.00 0.03 0.04 0.01 0.01 0.02 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9 0.00 0.00 0.02 0.00 0.02 0.00 0.00 0.01 0.00 0.00 0.00 0.00 0.00 0.00 0.00

10 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11 0.00 0.00 0.00 0.00 0.01 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00

12 + 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.01 0.00 0.00 0.00

187

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CHAPTER VII

7. DISCUSSION AND CONCLUSIONS ON MODAL MODELS

To address the lack of validated vehicle activity and to provide temporal and spatial

resolution of vehicle activity to provide more realistic input to air quality models, field studies

using laser rangefinding devices were undertaken to quantify actual vehicle behavior along

signalized links and at signal-controlled intersections. Data were analyzed to determine the

fractions of vehicle activity spent in different operating modes, especially those that may lead

to high engine load and elevated emissions. Statistical analysis using hierchachal tree based

regression was used to identify operational and geometric characteristics of studied

intersections which influence fractions of activity spent in individual operating mode.

Results indicate that for passenger cars, the most influential independent variables

include:

• grade of the study link

• queue position of the vehicle tracked

• downstream per lane volume for the data collection location

• percent trucks for the study link

• posted speed limit of the study link

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• upstream per lane volume for the data collection location

• distance to the nearest upstream signalized intersection from the data collection location

• distance to the nearest downstream signalized intersection from the data collection

location.

For heavy trucks, the most influential independent variables include:

• queue position of the vehicle tracked

• distance to the nearest down stream signalized intersection from the data collection

location

• grade of the study link

• posted speed limit of the study link

• percent trucks for the study link

• upstream per lane volume for the data collection location

• whether data collection occurred in the CBD, industrial area, suburban area, or

commercial area.

7.1 Model Limitations

Although, this research offers a step toward predicting microscopic vehicle activity at

signalized intersections, several limitations to the study exist which should be acknowledged.

One of the main drawbacks to this research model is that the ability did not exist with the

data collection approach used to provide a complete cycle of activity from intersection to

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intersection. Use of the LRF necessitated data collection in "snippets" rather than complete

traces. This method of data collection also influenced how data were analyzed. Ideally, data

traces following a vehicle through a complete cycle of activity would be highly useful in

predicting vehicle activity. The tradeoff between a car-following technique, such as that

described by Roberts (1999) and stationary data collection, employed in this research, is the

ability to collect complete vehicle traces versus the ability to collect a much larger sample

size.

Another limitation is that data collection only occurred in the Atlanta metropolitan

area. Data were collected at a wide variety of locations around the Atlanta area and

surrounding areas. However, it is unknown if the results of this study can unilaterally be

applied to other metropolitan areas.

Another limitation to this work is that vehicle activity may be more complex than can

be modeled with the amount of data that could be collected. Relationships between data

variables were shown to be complex.

Model validation was difficult since the dataset was not large enough to reserve a

subset of sufficient size for validation. Additionally, resources did not allow additional data

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collection to provide a "control" data sample, although, the methodology can be validated

internally.

Ideally data would have been collected for all influential geometric characteristics

across all operational ranges. However, for example, data would be collected for all grades

under all levels of service, V/C, etc. However to represent only two variables, grade from -

9% to +9% in 1% increments and LOS (A, B, C, D, E, and F), a total of 95 data collection

sessions would be required assuming all other variables remained constant (19 grade

intervals {-9, -8, ..... 0, .... +8, +9} x 5 LOS = 95). Consequently the major limitation of

this study was the ability to represent a wide range of geometric characteristics with all

operational conditions fully accounted for. This was due in part to resource limitations as

well as actually encountering data collection sites to meet all criteria. For example, it may be

possible to encounter several viable locations with a +9% grade. However, it is possible that

none of those locations exceeded LOS C so that LOS E and F on a 9% grade could not be

represented.

The independent variables used in the data collection process also limit the use of the

models. Since data collection could not represent all possible combinations of on-road

conditions, practical limitations exist on the extent to which the model can be applied. The

model cannot automatically be extended to make predictions outside the range of values

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collected for the independent variables. The limits of prediction by independent variable is

provided in Table 7-1.

Table 7-1: Limits of Prediction for Independent Variables Variable Minimum Value Maximum Value Level of Service A F Volume to Capacity 0.2 1.2 Upstream Distance 756 4,118 Downstream Distance 300 5,544 Upstream Per Lane Volume 143 924 Downstream Per Lane Volume

143 1,159

Grade -9 9 Percent Trucks 1% 35% Number of Lanes 2 5 Speed Limit 30 45 Lane Width 9 feet 12 feet Location Suburban, Commercial, Industrial, CBD Queue Position 1 15

7.2 Future Research Needs

One of the major limitations to this study is that data collection only took place in the

Atlanta Metropolitan area. Additional data should be collected and analyzed to “flesh” out

the models that were derived as part of this work. Since a number of variables were shown

to be significant, future work could focus on collecting data according to those variables.

The next logical step in this research would be to use the same data collection approach and

sample vehicle traces at signalized intersections in other areas of the country. It would be

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useful to compare results from cities similar in size to Atlanta as well as compare results to

medium and small cities.

Comparison of field results with simulation model output was also touched on in an

earlier section. Now that various deficiencies are apparent in using simulation model output

for microscopic vehicle activity for use in air quality models, a more in-depth study could be

undertaken which attempts to calibrate different simulation models. Calibration can be

attempted to determine if simulation models can be adjusted to give more accurate output.

7.3 Conclusions

To provide better estimates of microscopic vehicle activity, field studies using laser

rangefinding devices were conducted to quantify actual vehicle behavior along signalized

arterials and at signal-controlled intersections in Atlanta, Georgia. Data were analyzed to

determine the fractions of vehicle activity spent in different operating modes, especially those

that may lead to high engine load and elevated emissions. Statistical analysis, using

Hierchachal Regression Tree Analysis, of the data yielded various models for prediction of

microscopic vehicle activity based on geometric and operational characteristics of the

roadway. Data were divided into specific segments based on distance from the signalized

intersection where data collection occurred and analyzed. Overall results indicate that queue

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position, grade, downstream and upstream per lane volume, distance to the nearest

downstream intersection, percent heavy vehicles, and posted link speed limit are the

operational and geometric characteristics that most influence microscopic vehicle activity for

passenger vehicles. Results also indicate that queue position, distance to the nearest

downstream signalized intersection, grade, percent heavy vehicles, posted link speed limit

and upstream and downstream per lane volume are the critical variables that influence heavy-

duty vehicle microscopic activity.

Research results provide the ability to estimate microscopic vehicle activity as input

to both local and regional transportation-related air quality models, moving the

implementation of modal emission models closer to reality. Results have also indicated that

simulation modeling has several drawbacks as applied to microscopic transportation-related

air quality modeling and that existing traffic engineering relationships, which describe vehicle

activity, are not adequate to accurately describe vehicle activity relationships.

Because the results have described microscopic vehicle activity, research findings

may also enhance current methods for estimating capacity and modeling traffic flow and may

have applications for intelligent transportation systems (ITS).

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USEPA (1995b); United States Environmental Protection Agency; Final Technical Report on Aggressive Driving Behavior for the Revised Federal Test Procedure Notice of Proposed Rulemaking; January 1995. USEPA (1997); United States Environmental Protection Agency; EPA’s Proposal for MOBILE6 Facility-Specific Speed and Non-FTP Correction Factors; 1997. USEPA (1998); United States Environmental Protection Agency; Assessing the Emissions and Fuel Consumption Impacts of Intelligent Transportation Systems (ITS); Report Number 231-R-98-007; Washington D.C; 1998. Venigalla et al. (1995); Mohan Venigalla, Terry Miller, and Arun Chatterjee; Alternative Operating Mode Fractions to Federal Test Procedure Mode Mix for Mobile Source Emissions Modeling; Transportation Research Record 1472; Transportation Research Board, National Research Council; Washington D.C.; pp. 35-44; 1995. Washington (1996); Simon Washington; Considerations for Developing New Mobile Source Emissions Models; presented at the 75th Annual Meeting of the Transportation Research Board: Washington D.C.; January 1996. Wayson et al. (1997); Roger L. Wayson, C. David Cooper, Haitham Al-Deek, Linda C. Malone, Amy Datz, Pwu-Sheng Liu, Deb Kelly, Richard Traynelils, Mahmoud Heriba, and Fouad Matar; FLINT--The 'Florida Intersection' Model for Air Quality Modeling; presented at the 76th Annual Transportation Research Board Meeting; Washington, D.C., January 1997. Williams et al. (1999); Michael D. Williams, Gary R. Thayer; and LaRon Smith; A Comparison of Emissions Estimated in the TRANSIMS Approach with those Estimated from Continuous Speeds and Accelerations" Presented at the 78th Annual Meeting of the Transportation Research Board; Washington D.C.; January 1999. Wolf et al. (1999); Jean Wolf, Randall Guensler, Simon Washington, and William Bachman; High-Emitting Vehicle Characterization Using Regression Tree Analysis; Transportation Research Record 1641; Transportation Research Board; National Research Council; Washington, D.C.; pp. 58-65; 1998. Yu (1998); Lei Yu; Remote Vehicle Exhaust Emission Sensing for Traffic Simulation and Optimization Models; Transportation Research D; Vol. 3; No. 5; pp. 337-347; 1998.

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Yu (1999); Lei Yu; Remote Vehicle Exhaust Emission Sensing for Traffic Simulation and Optimization Models; Presented at the 78th Annual Meeting of the Transportation Research Board; Washington D.C.; January 1999.

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APPENDIX A

A.1 MECHANICS OF VEHICLE OPERATION

An overview of the actual mechanics of vehicle operation is presented in this

section. This information is presented so that an understanding can be gained of they

dynamics and constraints as that influence a vehicle's ability to accelerate from rest

since this activity makes up a significant portion of intersection activity.

The maximum longitudinal acceleration of a motor vehicle is constrained by

two primary factors. On the vehicle side, the maximum acceleration achievable is

limited by the tractive effort available at the wheels, which is simply the force

available at the roadway surface to perform work. In English units, work is expressed

in pounds. On the ground side, the resistance against forward movement limits the

maximum achievable acceleration by opposing forces, such as aerodynamic drag, and

is manifested at the wheel. Maximum performance in longitudinal acceleration is

determined by either engine power or traction limits on the drive wheels. The limit

that prevails may depend on the vehicle's speed. At lower speeds, tire traction may be

the limiting factor, while at higher speeds the engine power may account for the limits.

A.1.1 Tractive Effort

The tractive effort available at the wheels is a function of the force determined

by the engine. The amount of tractive force generated is a function of various engine

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factors such as the shape of the combustion chamber, the quantity of air drawn into the

combustion chamber during the induction phase, type of fuel used, and fuel intake

design. The power of an engine is the rate at which work is done. Power is a function

of the mean effective pressure, diameter of cylinders, length of stroke, revolutions per

minute, number of effective strokes per minute, type of fuel, fuel intake design,

number of cylinders, etc. Useful power developed at the engine shaft is reduced by

the amount of power expended in overcoming the frictional resistance of the engine.

There are various variables that influence the engine's performance. These influential

factors are listed in the sections below. The most common measures of engine output

are horsepower and torque. Torque is the work generated by the engine. Torque is

defined as twisting moment and the units are foot-pounds (ft-lb). Horsepower is the

rate of engine work.

Propulsive power is provided by the engine, and is characterized by engine

torque and power curves as a function of speed. Gasoline engines usually have a

torque curve that peaks in the mid-range of operating speeds depending on operating

system characteristics. Actual torque delivered to the drivetrain is reduced by the

amount required to accelerate the inertia of the rotating components and accessory

loads (Gillespie, 1992). Diesel engines are characterized by flatter torque curves.

Power is a function of speed and torque, which are represented by:

P(ft-lb/sec) = T x S; (A-1)

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P (kw) = 0.746 x HP; (A-2) HP = T x RPM/5252; (A-3)

where:

P = power ;

T = torque (ft-lb); and

S = Speed (radian/sec);

HP = horsepower (1 hp = 550 ft-lb/sec); and

RPM = revolutions per minute.

A.1.1.1 Spark Timing Spark timing is important in determing pressure

development in the engine cylinder. If combustion occurs too early in the cycle, work

transfer from the piston to the gases in the cylinder at the end of the compression

stroke is too large. On, the other hand if combustion starts too late, the cylinder

pressure is reduced, decreasing the expansion stroke and work transfer from the gas to

the piston. A maximum engine torque is possible for a specific spark timing at a fixed

speed, fuel mixture composition and flow rate. Firing order is also important for

optimum distribution of fuel to all cylinders.

A.1.1.2 Fuel Mixture Composition The fuel mixture in the engine cylinder

prior to firing is a mixture of fuel, air, and burned gases. For optimum engine

performance, a stoichiometric mixture with the exact proportion of air and fuel is

necessary for complete combustion. The throttle position controls the flow of air and

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fuel, when sensors indicate that the engine needs an extra supply of fuel for

acceleration, the throttle suddenly opens allowing the flow of fuel to increase more

rapidly than the flow of air. In order to get maximum power out of an engine, a

maximum quantity of chemical energy is required, resulting in an enriched fuel:air

mixture. For maximum power, all the air has to be burned, while for economical

cruising all the fuel must be burned.

Throttle position affects the fuel:air ratio as do ambient temperature, ambient

pressure and humidity, and engine temperature. The fuel:air control is also the

dominant factor in emissions production. The fuel is delivered to the engine by one of

three technologies; carburation, throttle body injection, or point fuel injection. The

majority of new vehicles have one of the two injection systems.

A carburetor delivers fuel as air rushes into the intake manifold via a narrow

chamber. When the accelerator pedal is pressed, the butterfly valve is actuated leading

to more air being allowed in the manifold. The speed of the engine and the throttle

position determine the amount of air allowed in the intake manifold.

Throttle body injection uses a fuel pump, pressure regulator, and injector to

control the fuel:air mixture. Sensors monitor the airflow and the computer system

decides on the amount of fuel that will be mixed with the air stream. The fuel pump

circulates fuel to the injector at a constant pressure with a needle valve in the injector

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opening for a set period of time to allow a pulse of fuel to mix with the air. Port fuel

injection delivers a spray of fuel above the intake valve leading to more uniform fuel

delivery in each cylinder. Commonly, the injector system maintains a constant

pressure in the fuel line and delivery of fuel is time controlled.

A.1.1.3 On-board Sensors and Computer Systems Currently, the electronic

engine control system has evolved into an integrated system. The main sensors in the

control system that relate to engine performance are:

• Airflow quantity sensor: senses and regulates the airflow injected into the

cylinder;

• Drive shaft speed angular position sensor: constitute timing base and is essential

for engine control;

• Oxygen concentration sensor: detects fuel:air ratios in exhaust and regulates

fuel:air ratios for fuel economy;

• Throttle valve position: monitors throttle position and helps control fuel amounts;

and

• Ignition timing: controls and optimizes combustion with the cylinder powerstroke

for optimum engine performance.

Because available power depends on the correct fuel:air mix, especially for

acceleration, vehicle performance is tied to the computer’s control system. For

starting the system has to go from closed-loop to open-loop system for proper fuel:air

mix. For heavy loading, such as uphill acceleration, the system goes into enrichment.

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A.1.2 Power Delivered to the Wheels

The first order determinant of vehicle acceleration performance is the ratio of

engine power to vehicle weight. Simplistically, acceleration is described according to

Newton's second law of motion (Gillespie, 1992):

Max = Fx (A-4)

where:

M = vehicle's mass = weight/gravitational constant;

Ax = forward acceleration; and

Fx = tractive force at the drive wheels.

Substituting the relationship of the drive power being the tractive force time the

forward speed, the following equation is given (Gillespie, 1992):

ax = (1/M)Fx = 550(g/V)(HP/W) (A-5)

where:

g = gravitational constant (32.2 ft/sec2);

V = speed (ft/sec);

HP = engine horsepower; and

W = vehicle weight.

The velocity term in the denominator indicates that acceleration capability decreases

with speed. To better describe acceleration performance, modeling the mechanical

systems whereby engine power is transmitted to the ground is necessary. Torque

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delivered from the engine through the clutch as input to the transmission can be

expressed as:

Tc = Te - Ieαe (A-6)

where:

Tc = torque at the clutch (input to the transmission);

Te = engine torque from dynamometer data at a specific speed;

Ie = engine rotational inertia;

αe = engine rotational acceleration.

Torque at the output of the transmission is increased by the gear ratio of the

transmission and decreased by inertial losses in the gears and shafts and is

approximated by (Gillespie, 1992):

Td = (Tc - Itαe)Nt (A-7)

where:

Td = torque output at the driveshaft;

Tc = torque at the clutch;

It = rotation inertia of the transmission;

αe = engine rotational inertia; and

Nt = numerical ratio of the transmission.

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Finally, torque delivered to the axles to provide tractive force at the ground is

amplified by the final drive ratio which is reduced somewhat by inertia of the driveline

components between the transmission and final drive and is given by (Gillespie,

1992):

Ta = Fxr + Iwαw = (Td - Idαd)Nf (A-8)

where:

Ta = torque on the drive axles;

Fx = tractive force on the ground;

r = wheel radius;

Iw = rotational inertia of the wheel and axle shafts;

αw = rotational inertia of the wheels;

Td = torque output to the driveshaft;

Id = rotational inertia of the driveshaft;

αd = rotational acceleration of the driveshaft; and

Nf = numerical ratio of the final drive.

Further solving for acceleration as a function of the wheel rotational acceleration and

the tire radius and incorporating inefficiencies due to mechanical and viscous losses in

the driveline components reducing the engine torque in proportion to the product of

the efficiencies of the individual components gives (Gillespie, 1992):

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ax = (TeNt fηt f - Rx - DA - Rhx - Wsinθ)/(M + Mr) (A-9)

where:

M = mass of the vehicle (W/g);

Mr = equivalent mass of the rotating components;

ax = acceleration (f/sec2);

W = vehicle weight;

Te = engine torque at a given speed;

Nt f = combined ratio of transmission and final drive;

ηt f = combined efficiency of transmission and final drive;

Rx = rolling resistance forces;

DA = aerodynamic drag force;

Rhx = hitch or towing forces; and

sinθ = grade.

Except for grade, all other forces vary with the speed of the vehicle.

Constant power is equal to the maximum power of the engine, which is the

upper limit of tractive effort available minus driveline losses and is only approached

when the engine reaches the speed where it develops maximum power. The tractive

force for each gear is the engine torque curve adjusted by the ratios for that gear. For

maximum acceleration performance, optimum shift point occurs between gears

(Gillespie, 1992).

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A.2 Resistive Forces

Besides actual vehicle constraints, various forces must be overcome by motor

vehicles if they are to move forward. Resistive forces acting against vehicle

movement involve a complex relationship between the vehicle's weight and the

distribution of that weight including the effect of grade, aerodynamic wind resistance,

roadway friction, and rolling resistance. Simply explained, the expression of these

forces is manifested where the tire touches the roadway

A.2.1 Vehicle Load

All of the factors contributing to a vehicle's load and can be represented as

front and rear axle loads, which is then distributed to the four tires. The following

factors contribute to vehicle load.

A.2.2 Weight

Vehicle weight acts at the center of gravity of the vehicle with the relationship

of vehicle mass times the acceleration of gravity. At low speeds, the relationship

between vehicle weight and axle loads are given by (Gillespie, 1992):

Wf = W(c/L - (ax /L)(h/L) ) (A-10)

where:

Wf = front axle load

W = vehicle weight

ax = forward acceleration

h = distance to vertical center of gravity position

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L = distance from front to back axle

c = distance from horizontal center of gravity to rear axle

g = acceleration of gravity.

A.2.3 Grade

As a vehicle operates on a grade it must overcome the gravitational forces

pulling the car backwards down the slope plus the force required to propel it forwards.

Vehicle operation against a grade is roughly the normal weight of the vehicle (W) is

increased by a tangent of the horizontal weight component, WsinΥ and vertical weight

component, WcosΥ . Υ is the arc tangent of the slopes rise over run. More simply,

grade resistance force is given by (Gillespie, 1992):

Rg = WG/100 (A-11)

where:

Rg = grade resistance force (lb);

W = gross vehicle weight (lb); and

G = roadway gradient (%) (Pline, 1992).

A.2.4 Aerodynamic Drag

Aerodynamic drag is the longitudinal resistance as a result of the air stream

interacting with the vehicle. It is related to the density of the air, velocity of the air

relative to the car, frontal area of the car, and an aerodynamic drag coefficient. Air

resistance is the frictional force of air passing over the vehicle's surface and the partial

vacuum created behind the vehicle and can be estimated by:

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Ra = 0.5 (2.15ρCDAV2)/g (A-12)

where:

Ra = air resistance force (lb);

ρ = air density (0.002385 lb/ft3 at sea level);

CD = aerodynamic drag coefficient;

A = frontal cross-sectional area (ft2);

V = vehicle speed (mph); and

g = acceleration of gravity (32.2 ft/sec2) (Pline, 1992).

The aerodynamic drag coefficient is usually 0.5 for passenger cars on the road. Newer

vehicles may have a lower drag coefficient as low as 0.3 (ITE, 1994). At low speeds

and for a vehicle starting out from rest, influences of aerodynamic drag may be

negligible.

A.2.5 Curve Resistance

Curve resistance is the force that acts through the front-wheel contact with the

pavement required to deflect a vehicle along a curvilinear path and is represented by:

Rc = 0.5 (2.15V2W)/Gr (A-13)

where:

Rc = curve resistance force (lb);

V = vehicle speed (mph);

W = gross vehicle weight (lb);

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g = acceleration of gravity (32.2 ft/sec2); and

R = radius of curvature (ft) (Pline, 1992).

A.2.6 Rolling Resistance

Rolling resistance is one of the major resistive forces acting against a vehicle. It

is manifested from the time the vehicles begin to turn. Following are the main factors

contributing to rolling resistance:

• tire temperature affecting deflection and energy loss, this diminishes as the vehicle

moves and the temperature in the tire rises;

• tire inflation pressure/load which determines tire elasticity leading to deflection in

the sidewall and contact region;

• the coefficient of surface friction;

• velocity;

• tire wear; and

• tire slip (Gillespie, 1992).

At low speeds, the primary resistive force is rolling resistance rather than

aerodynamic drag. The mathematical representation of rolling resistance is given by:

Rr = (Crs + 2.15CrvV2)W (A-14)

where:

Rr = rolling resistance (lb);

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Crs = a constant (typically 0.012 for passenger cars);

Crv = also a constant (typically 0.65 x 10-6 sec2/ft2 for passenger cars);

V = vehicle speed (mph); and

W = gross vehicle weight (lb) (ITE, 1994).

A.2.7 Road-Load Power

Road-load power is the power required to drive the vehicle on a level road at

constant speed. It is the power required to overcome all the resistive forces to the

vehicle’s movement including rolling resistance and aerodynamic drag. Rolling

resistance is caused by the friction between the tires and the roadway and aerodynamic

drag is wind resistance. An approximate relationship is given by (Heywood, 1988):

Pr = (CRMvg + ½ñaCDAvSv

2)Sv (A-15)

where:

Pr = road-load power;

CR = coefficient of rolling resistance (0.012<Cr<0.015)3;

Mv = mass of vehicle;

g = acceleration due to gravity;

ña = ambient air density;

CD = drag coefficient (for passenger cars 0.3<CD<0.5)3;

Av = vehicle’s frontal area;

Sv = speed of vehicle. (Heywood, 1988)

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Both aerodynamic drag and rolling resistance add to the power required to

keep the vehicle moving. Rolling resistance remains fairly constant while,

aerodynamic drag increases exponentially with speed (Gillespie, 1992).

A.2.8 Inertial Resistance

Inertial resistance is the force that a vehicle must overcome to change speed

and is given by:

Ri = Wa/g (A-16)

where:

Ri = inertial resistance force (lb);

W = gross vehicle weight (lb);

a = acceleration rate (ft/sec2); and

g = acceleration of gravity (32.2 ft/sec2) (ITE, 1994).

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APPENDIX B

RESEARCH RESULTS This section details the results of the regression tree analysis from Chapter 6.

B.1 Passenger Cars

The following sections describe the regression tree models developed using data for

passenger vehicles. Passenger vehicles are defined as non-commercial vans, buses, and

trucks. They include passenger vans, cars, light duty trucks (< 6 wheels), and sport utility

vehicles.

B.1.1 Passenger Cars Percent Activity >= 6.0 mph/s (ACC.6)

The following sections present the regression tree models for the response variable

of percent activity where acceleration is greater than or equal to 6.0 mph/s. Data are

presented for each data partion.

B.1.1.1 Activity for Queue Vehicles From Stopping Point to 200 Feet

Downstream ACCEL Model The final model for the stopping point to 200 feet

downstream yielded a “tree” with a residual mean deviance (RMD) of 57.27. Results are

shown in Table B-1 and Figure B-1. As noted, the independent model variables are queue

position, roadway grade, and downstream per lane volume.

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Table: B-1: Trimmed ACC6 Model Results for Queued Passenger Cars From Stopping Point to 200 Feet Downstream Regression tree: tree(formula = ACC6 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + LOCATION + NO.LANES + SPEEDLIMIT, data = CarsAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = a6accel.snip3, nodes = 5) Variables actually used in tree construction: [1] "QUEUE" "GRADE" "DOWNSTREAM" Number of terminal nodes: 5 Residual mean deviance: 57.27 = 22560 / 394 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -17.5 -5.328 -1.507 2.353e-015 0.983 44.66

Figure B-1: Trimmed ACC6 Model for Queued Passenger Cars From

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Stopping Point to 200 Feet Downstream

B.1.1.2 Activity for Queue Vehicles From 200 to 400 Feet Downstream of

Initial Stopping Point (ACCELPLUS200) The next data partion is activity that

encompassed a distance from 200 feet downstream of the queued vehicle's initial queuing

point to a point 400 feet from the initial queuing point. The final regression tree model results

are presented in Table B-2 and Figure B-2. As shown for the response variable of percent

activity >= 6.0 mph/s, the significant variable is downstream per lane volume. The residual

mean deviance for the final model was 12.72, indicating a fairly "good" model fit.

Table: B-2: Trimmed ACC6 Model Results for Queued Passenger Cars From 200 Feet from Stopping Point to 400 Feet Downstream Regression tree: Tree(formula = ACC6 ~ QUEUE + DOWNSTREAM + PerTrucks + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = CarsAccelP200Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = 2) Variables actually used in tree construction: [1] "DOWNSTREAM" Number of terminal nodes: 2 Residual mean deviance: 13.08 = 2968 / 227 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -1.398 -1.398 -0.11 -6.991e-016 -0.11 31.92

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Figure B-2: Trimmed ACC6 Model for Queued Passenger Cars 200 Feet From Stopping Point to 400 Feet Downstream

B.1.1.3 Activity for Queue Vehicles From 400 to 600 Feet Downstream of

Initial Stopping Point (ACCELPLUS400) The next data partion was activity from 400

feet downstream of the queued vehicle's initial queuing point to a point 600 feet from the

initial queuing point. The final regression tree model results are presented in Table B-3 and

Figure B-3. As shown the only model variables is downstream per lane volume and distance

to the nearest downstream signalized intersection.

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Table: B-3: Trimmed ACC6 Model Results for Queued Passenger Cars From 400 Feet from Stopping Point to 600 Feet Downstream Regression tree: tree(formula = ACC6 ~ QUEUE + DOWNSTREAM + PerTrucks + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH, data = CarsAccelP400Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = 2) Variables actually used in tree construction: [1] "DOWNSTREAM" Number of terminal nodes: 2 Residual mean deviance: 10.42 = 885.3 / 85 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -3.124 -0.3162 -0.3162 4.824e-016 -0.3162 21.87

Figure B-3: Trimmed ACC6 Model for Queued Passenger Cars 400 Feet

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From Stopping Point to 600 Feet Downstream B.1.1.4 Activity for Queue Vehicles From 600 to 1,000 Feet Downstream of

Initial Stopping Point (ACCELPLUS600 and ACCELPLUS800) The next data partion

was activity that encompassed a distances from a point 600 feet downstream of the queued

vehicle's initial queuing point to a point 1000 feet from the initial queuing point. No activity

was observed for these datapoints where acceleration >= 6.0 mph/s

B.1.1.5 Activity for Queue Vehicles From Initial Stopping Point Upstream

200 Feet (DECEL) After data collected from the stopping point forward for queue

vehicles were analyzed for various distances, deceleration activity that occurred prior to the

vehicle's queuing position was analyzed. The first deceleration data partion was activity that

encompassed a distance of 200 feet upstream of the vehicle's queuing position up to the

queued vehicle's initial queuing point. The final regression tree model results are presented in

Table B-4 and Figure B-4. As shown, the only significant variable was the downstream per

lane volume.

Table B-4: Trimmed ACC6 Model for Queued Passenger Cars 200 Feet Before up to the Stopping Point Regression tree: Tree(formula = ACC6 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + UPDIST + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH, data = CarsDecelClean, na.action = na.omit, mincut = 5, Minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = 2) Variables actually used in tree construction: [1] "DOWNSTREAM" Number of terminal nodes: 2 Residual mean deviance: 0.03694 = 11.64 / 315

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Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -0.057 4.337e-17 4.33e-17 2.07e-017 4.337e-17 3.383

Figure B-4: Trimmed ACC6 Model for Queued Passenger Cars 200 Feet Before up to Stopping Point

B.1.1.6 Activity for Queue Vehicles From 200 Feet Upstream of the Initial

Stopping Point to a 400 Feet Upstream (DECELNEG200) No model is presented for

percent of activity greater or equal to 6.0 mph/s since no activity in this acceleration range

was noted in any of the datasets.

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B.1.1.7 Activity for Queue Vehicles From 400 Feet Upstream of the Initial

Stopping Point to a 600 Feet Upstream (DECELNEG400) No model is presented for

percent of activity greater or equal to 6.0 mph/s since no activity in this acceleration range

was noted in any of the datasets.

B.1.1.8 "THRU" Vehicles at All locations Vehicles not stopped at the

intersection were analyzed separately from vehicles which stopped at the intersection, since

their vehicle activity traces are expected to be somewhat different in the vicinity of a

signalized intersection than midblock. Data were partitioned into 200-foot segments as for

queued vehicles. However all data partions were included in a single analysis for "THRU"

vehicles and distance was included as a variables to test whether the location from the

stopline affects vehicle activity. The variables downstream and upstream volume were

converted to a field for per lane volume on the link in question since data before and after the

stopbar were included. Including midblock data the distances ranged from 2,000 feet before

the intersection stopbar to 1,200 past the intersection stopbar. The single relevant predictor

variable is posted speed limit. added upper accel and decel. As noted the model has a fairly

good fit with an RMD of only 1.0. Results are provided in Table B-5 and Figure B-5.

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Table B-5: Trimmed ACC6 Model for "THRU" Vehicles For All Distances Regression tree: snip.tree(tree = a6thru.snip5, nodes = 3) tree(formula = ACC6 ~ Distance + VOLUME + LINKDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = CarsThruClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1 ) Variables actually used in tree construction: [1] "SPEEDLIMIT" Number of terminal nodes: 2 Residual mean deviance: 1.009 = 602.1 / 597 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -1.041 -0.1209 -0.1209 -3.149e-016 -0.1209 11.45

Figure B-5: Trimmed ACC6 Model for "THRU" Vehicles For All Distances

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B.1.2 Percent Activity >= 3.0 mph/s (ACC3)

The following sections describe the final regression tree models for each distance

partion using the percent of activity >= 3.0 mph/s as the response variable.

B.1.2.1 Activity for Queue Vehicles From Stopping Point to 200 Feet

Downstream (ACCEL) This model provides results for passenger cars that were stopped

at the traffic signal and includes data for a distance of 200 feet downstream of the vehicle's

initial queuing position. The response variable is percent of vehicle activity for the indicated

position where acceleration equal or exceed 3.0 mph/s. Table B-6 provides model results

and Figure B-6 shows the final regression tree model. In the final model, queue position, and

grade were the most significant variables. The final model had a rather poor fit with a RMD

of 364.1.

Table: B-6: Trimmed ACC3 Model Results for Queued Passenger Cars From Stopping Point to 200 Feet Downstream Regression tree: tree(formula = ACC3 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + WIDTH + LOCATION + NO.LANES + SPEEDLIMIT, data = CarsAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = a3accel.snip3, nodes = 3) Variables actually used in tree construction: [1] "QUEUE" "GRADE" Number of terminal nodes: 3 Residual mean deviance: 364.1 = 144200 / 396 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -55.08 -11.49 2.172 -3.651e-016 13.12 46.45

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Figure B-6: Trimmed ACC3 Model for Queued Passenger Cars From Stopping Point to 200 Feet Downstream B.1.2.2 Activity for Queue Vehicles From 200 to 400 Feet Downstream of Initial

Stopping Point (ACCELPLUS200) The next data partion was activity that encompassed

from 200 feet downstream of the queued vehicle's initial queuing point to a point 400 feet

from the initial queuing point. The final regression tree model results are presented in Table

B-7 and Figure B-7. As shown the significant variables include roadway grade, and queue

position. Again, the model fit was rather poor with a residual mean deviance over 500.

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Table: B-7: Trimmed ACC3 Model Results for Queued Passenger Cars From 200 Feet from Stopping Point to 400 Feet Downstream Regression tree: tree(formula = ACC3 ~ QUEUE + DOWNSTREAM + PerTrucks + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH, data = CarsAccelP200Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = c(7, 6, 5)) Variables actually used in tree construction: [1] "QUEUE" "GRADE" Number of terminal nodes: 4 Residual mean deviance: 561.7 = 126400 / 225 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -57.97 -14.59 –6.717 7.354e-015 14.81 85.4

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Figure B-7: Trimmed ACC3 Model for Queued Passenger Cars 200 Feet From Stopping Point to 400 Feet Downstream

B.1.2.3 Activity for Queue Vehicles From 400 Feet Downstream of the

Initial Stopping Point to a 600 Feet Downstream (ACCELPLUS400) The next

acceleration data partion was activity from a distance of 400 feet downstream of the

vehicle's queuing position to a point 600 feet downstream from the queued vehicle's initial

queuing point. The final regression tree model results are presented in Table B-8 and Figure

B-8. As shown, the predictor variables from the model are queue position and downstream

per lane volume. As for the other data partions, model fit only gave an RMD of 245.4.

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Table B-8: Trimmed ACC3 Model for Queued Passenger Cars 400 Feet to 600 Feet Downstream of the Initial Stopping Point for Queued Vehicles Regression tree: tree(formula = ACC3 ~ QUEUE + UPSTREAM + DOWNSTREAM + PerTrucks + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = CarsAccelP400Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = c(4, 5)) Variables actually used in tree construction: [1] "QUEUE" "DOWNSTREAM" Number of terminal nodes: 3 Residual mean deviance: 245.4 = 20610 / 84 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -28.59 -10.05 -2.838 7.708e-016 4.731 48.07

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Figure B-8: Trimmed ACC3 Model for Queued Passenger Cars 400 Feet to 600 Feet Downstream of the Initial Stopping Point

B.1.2.4 Activity for Queue Vehicles From 600 to 1000 Feet Downstream of

Initial Stopping Point (ACCELPLUS600 and ACCELPLUS800) The next data partion

was activity that encompassed a distances from a point 600 feet downstream of the queued

vehicle's initial queuing point to a point 1000 feet from the initial queuing point. Data were

initially divided by 200 feet increments so this analysis combined all data partions greater

than and including 600 feet from the initial queuing point. This was done since less data were

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collected at increasing distances from the data collection location. Additionally, at some

point along a signalized link, it is expected that vehicle activity will become more

homogenous. The distance variable was included to test whether distance was in important

factor in influencing vehicle activity. The final regression tree model results are presented in

Table B-9 and Figure B-9. As shown the only significant variable is downstream per lane

volume. The model had an acceptable fit with RMD of 44.27.

Table: B-9: Trimmed ACC3 Model Results for Queued Passenger Cars From 600 Feet from Stopping Point to 1,000 Feet Downstream Regression tree: Tree(formula = ACC3 ~ Distance + QUEUE + DOWNSTREAM + PerTrucks + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = CarsAccelP600Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Variables actually used in tree construction: [1] "DOWNSTREAM" Number of terminal nodes: 2 Residual mean deviance: 44.27 = 973.9 / 22 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -7.008 -2.136 -0.512 2.961e-016 -0.512 17.98

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Figure B-9: Trimmed ACC3 Model for Queued Passenger Cars 600 Feet From Stopping Point to 1,000 Feet Downstream

B.1.2.5 Activity for Queue Vehicles From Initial Stopping Point Upstream

200 Feet (DECEL) Deceleration activity for a distance from a point 200 feet upstream of

the vehicle's queuing position up to from queued vehicle's initial queuing point was analyzed

for percent activity with acceleration greater than 3.0 mph/s. The final regression tree model

results are presented in Table B-10 and Figure B-10. As shown, the only significant variable

was the upstream per lane volume.

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Table B-10: Trimmed ACC3 Model for Queued Passenger Cars 200 Feet Before up to Stopping Point Regression tree: tree(formula = ACC3 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + UPDIST + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH, data = CarsDecelClean, na.action=na.omit, mincut=5, minsize=10, mindev = 0.1) snip.tree(tree = a3decel.snip2, nodes = 3) Variables actually used in tree construction: [1] "UPSTREAM" Number of terminal nodes: 2 Residual mean deviance: 15.5 = 4883 / 315 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -4.473 -0.6188 -0.6188 4.304e-015 -0.6188 49.37

Figure B-10: Trimmed ACC3 Model for Queued Passenger Cars 200 Feet Before up to Stopping Point

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B.1.2.6 Activity for Queue Vehicles From 200 Feet Upstream of the Initial

Stopping Point to a 400 Feet Upstream (DECELNEG200) The second deceleration

data partion was activity that included from 200 feet to 400 feet upstream of the vehicle's

queuing position. The final regression tree model results are presented in Table B-11 and

Figure B-11. As shown, the only significant variables are roadway grade and queue

position.

Table B-11: Trimmed ACC3 Model for Queued Passenger Cars 400 Feet Before up to 200 Feet Behind Stopping Point Regression tree:tree(formula = ACC3 ~ QUEUE + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH, data = CarsDecelPlus200Clean, na.action = na.omit, mincut = 3, minsize = 6, mindev = 0.1) Variables actually used in tree construction: [1] "DOWNSTREAM" "QUEUE" Number of terminal nodes: 3 Residual mean deviance: 1.88 = 139.2 / 74 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -8.58 -5.24e-018 -5.24e-018 -4.6e-017 -5.2e-018 8.08

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Figure B-11: Trimmed ACC3 Model for Queued Passenger Cars 400 Feet Before up to 200 Feet Behind Stopping Point

B.1.2.7 Activity for Queue Vehicles From 400 Feet Upstream of the Initial

Stopping Point to a 600 Feet Upstream (DECELNEG400) No model is presented for

percent of activity greater or equal to 3.0 mph/s since no activity in this acceleration range

was noted in any of the datasets for this distance range.

B.1.2.8 "THRU" Vehicles at All locations Vehicles not stopped at the

intersection were analyzed separately since their vehicle activity traces are expected to

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somewhat different in the vicinity to the signalized intersection. Data were partitioned into

200-foot segments as for queued vehicles. However all data partions were included in a

single analysis for "THRU" vehicles and distance was included as a variables to test whether

the location from the stopline affects vehicle activity. Including midblock data the distances

ranged from 2,000 feet before the intersection stopbar to 1,200 past the intersection

stopbar. The most relevant predictor variables are link distance, posted link speed limit, and

link per lane volume . Results are provided in Table B-12 and Figure B-12, which show link

distance where data collection occurred, link posted speed limit, and the per lane volume of

the link where data collection took place to be final model variables.

Table B-12: Trimmed ACC3 Model for "THRU" Vehicles for All Locations Regression tree: tree(formula = ACC3 ~ Distance + VOLUME + PER.TRUCKS + LINKDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = CarsThruClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = a3thru.snip3, nodes = 4) Variables actually used in tree construction: [1] "LINKDIST" "SPEEDLIMIT" "VOLUME" Number of terminal nodes: 4 Residual mean deviance: 82.12 = 47220 / 575 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -20.04 -3.785 -1.355 6.895e-016 0.002061 94.95

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Figure B-12: Trimmed ACC3 Model for "THRU" Vehicles for All Locations B.1.3 Percent Activity Where Acceleration <= -2.0 mph/s (DECEL2)

The following sections describe the final regression tree models for each distance

partion using the percent of activity where deceleration <= -2.0 mph/s.

B.1.3.1 Activity for Queue Vehicles From Stopping Point to 200 Feet

Downstream (ACCEL) This model provides results for passenger cars that were stopped

at the traffic signal and includes data for a distance of 200 feet downstream of the vehicle's

initial queuing position. The response variable is percent of vehicle activity for the indicated

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position where deceleration was less than or equal to -2.0 mph/s. In Table B-13 and Figure

B-13, the final regression tree model variable, downstream per lane volume, is presented.

Table: B-13: Trimmed DECEL2 Model Results for Queued Passenger Cars From Stopping Point to 200 Feet Downstream Regression tree: tree(formula = Decel2 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + UPDIST + DOWNDIST + GRADE + WIDTH + LOCATION + NO.LANES + SPEEDLIMIT, data = CarsAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = 2) Variables actually used in tree construction: [1] "DOWNSTREAM" Number of terminal nodes: 2 Residual mean deviance: 89.71 = 35620 / 397 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -3.861 -3.861 -3.861 4.761e-015 -0.4611 81.84

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Figure B-13: Trimmed DECEL2 Model for Queued Passenger Cars From Stopping Point to 200 Feet Downstream

B.1.3.2 Activity for Queue Vehicles From 200 to 400 Feet Downstream of

Initial Stopping Point (ACCELPLUS200) The next data partion was activity from 200

feet downstream of the queued vehicle's initial queuing point to 400 feet from the initial

queuing point. The final regression tree model results are presented in Table B-14 and

Figure B-14. As shown the final model variable is roadway grade.

Table: B-14: Trimmed DECEL2 Model Results for Queued Passenger Cars From 200 Feet from Stopping Point to 400 Feet Downstream Regression tree: tree(formula = Decel2 ~ QUEUE + DOWNSTREAM + PerTrucks + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH, data = CarsAccelP200Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = c(2, 3)) Variables actually used in tree construction: [1] "GRADE" Number of terminal nodes: 2 Residual mean deviance: 45.17 = 10250 / 227 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -5.731 -1.834 -1.834 5.162e-015 -1.834 31.49

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Figure B-14: Trimmed DECEL2 Model for Queued Passenger Cars 200 Feet From Stopping Point to 400 Feet Downstream

B.1.3.3 Activity for Queue Vehicles From 400 Feet Downstream of the

Initial Stopping Point to a 600 Feet Downstream (ACCELPLUS400) Vehicle activity

for the section 400 feet upstream of the vehicle's queuing position to point 600 feet

downstream from the queued vehicle's initial queuing point is presented here. The final

regression tree model results are in Table B-15 and Figure B-15. Downstream per lane

volume, distance to the nearest downstream signalized intersection and downstream per lane

volume are the final independent model variables.

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Table B-15: Trimmed DECEL2 Model for Queued Passenger Cars 400 Feet to 600 Feet Downstream of the Initial Stopping Point for Queued Vehicles Regression tree: tree(formula = Decel2 ~ QUEUE + DOWNSTREAM + PerTrucks + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = CarsAccelP400Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = d2accel400.snip2, nodes = 4) Variables actually used in tree construction: [1] "DOWNSTREAM" "DOWNDIST" Number of terminal nodes: 3 Residual mean deviance: 193.3 = 16240 / 84 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -16.07 -3.067 -3.067 1.582e-016 -3.067 59.3

Figure B-15: Trimmed DECEL2 Model for Queued Passenger Cars 400

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Feet to 600 Feet Downstream of the Initial Stopping Point

B.1.3.4 Activity for Queue Vehicles From 600 to 1000 Feet Downstream of

Initial Stopping Point (ACCELPLUS600) The next data partion was activity including

distances from a point 600 feet downstream of the queued vehicle's initial queuing point to a

point 1000 feet from the initial queuing point. Data were initially divided by 200 feet

increments so this analysis combined all data partions greater than and including 600 feet

from the initial queuing point. This was done since fewer data were collected at increasing

distances from the data collection location. Additionally, at some point along a signalized

link, it is expected that vehicle activity will become more homogenous. The distance variable

was included to test whether distance was in important factor in influencing vehicle activity.

The final regression tree model results are presented in Table B-16 and Figure B-16.

Downstream per lane volume is the only predictor variable for the response variable

DECEL2.

Table: B-16: Trimmed DECEL2 Model Results for Queued Passenger Cars From 600 Feet from Stopping Point to 1000 Feet Downstream Regression tree: tree(formula = Decel2 ~ Distance + QUEUE + DOWNSTREAM + PerTrucks + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = CarsAccelP600Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Variables actually used in tree construction: [1] "DOWNSTREAM" Number of terminal nodes: 2

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Residual mean deviance: 53.49 = 1177 / 22 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -8.885 -1.249 -1.249 -4.256e-016 -1.249 24.44

Figure B-16: Trimmed DECEL2 Model for Queued Passenger Cars 600 Feet From Stopping Point to 1000 Feet Downstream

B.1.3.5 Activity for Queue Vehicles From Initial Stopping Point Upstream

200 Feet (DECEL) After data collected from the stopping point forward for queue

vehicles were analyzed for various distances, deceleration activity that occurred previous to

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the vehicle's queuing position was analyzed. The first deceleration data partion was activity

that covered a distance from the initial queuing point upstream 200 feet. The final regression

tree model results are presented in Table B-17 and Figure B-17. As shown, significant

independent variables were the distance to the nearest upstream signalized intersection and

queue position with a RMD of 443.6 which is rather poor but represented the best model

that could be derived.

Table B-17: Trimmed DECEL2 Model for Queued Passenger Cars 200 Feet Before up to Stopping Point Regression tree: tree(formula = Decel2 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + UPDIST + DOWNDIST + GRADE + SPEEDLIMIT + WIDTH, data = CarsDecelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = d2decel.snip2, nodes = 4) Variables actually used in tree construction: [1] "UPDIST" "QUEUE" Number of terminal nodes: 4 Residual mean deviance: 443.6 = 138800 / 313 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -70.1 -7.727 4.173 8.069e-016 17.4 41.44

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Figure B-17: Trimmed DECEL2 Model for Queued Passenger Cars 200 Feet Before up to Stopping Point

B.1.3.6 Activity for Queue Vehicles From 200 Feet Upstream of the Initial

Stopping Point to 400 Feet Upstream (DECELNEG200) Data for activity that fell in

the distance range from 200 feet to 400 feet upstream of the point where the vehicle stopped

in queue are presented below. The final regression tree model results are presented in Table

B-18 and Figure B-18. As shown, the only significant variables are roadway grade and

upstream per lane volume. The RMD is over 1000, indicating a rather "poor" model fit.

Table B-18: Trimmed DECEL2 Model for Queued Passenger Cars 400 Feet

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Before up to 200 Feet Behind Stopping Point Regression tree: tree(formula = Decel2 ~ QUEUE + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = CarsDecelPlus200Clean, na.action = na.omit, mincut = 3, minsize = 6, mindev = 0.1) Variables actually used in tree construction: [1] "DOWNSTREAM" "GRADE" Number of terminal nodes: 4 Residual mean deviance: 975 = 71170 / 73 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -66.73 -23.2 -0.06605 4.614e-015 33.26 47.11

Figure B-18: Trimmed DECEL2 Model for Queued Passenger Cars 400 Feet Before up to 200 Feet Behind Stopping Point

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B.1.3.7 Activity for Queue Vehicles From 400 Feet Upstream of the Initial

Stopping Point to a 600 Feet Upstream (DECELNEG400) The next deceleration data

partition was activity that fell within 400 to 600 feet upstream of the vehicle's queuing

position. The final regression tree model results are presented in Table B-19 and Figure B-

19. As shown, the only significant variable is upstream per lane volume.

Table B-19: Trimmed DECEL2 Model for Queued Passenger Cars 400 Feet to 600 Feet Upstream of the Initial Stopping Point for Queued Vehicles Regression tree: tree(formula = Decel2 ~ QUEUE + DOWNSTREAM + PER.TRUCKS, data = CarsDecelPlus400UpClean, na.action = na.omit, mincut = 3, minsize = 6, mindev= 0.1) Variables actually used in tree construction: [1] "DOWNSTREAM" Number of terminal nodes: 2 Residual mean deviance: 406.4 = 4064 / 10 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -25.69 -5.553 -5.553 -1.036e-015 2.427 40.97

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Figure B-19: Trimmed DECEL2 Model for Queued Passenger Cars 400 Feet to 600 Feet Upstream of the Initial Stopping Point

B.1.3.8 "THRU" Vehicles at All locations Vehicles not stopped at the

intersection were analyzed separately from queued vehicles, since their vehicle activity traces

are expected to somewhat different in the vicinity to the signalized intersection. Data were

partitioned into 200-foot segments as for queued vehicles. However all data partions were

included in a single analysis for "THRU" vehicles and distance was included as a variables to

test whether the location from the stopline affects vehicle activity. Including midblock data,

the distances ranged from 2,000 feet before the intersection stopbar to 1,200 past the

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intersection stopbar. The most relevant predictor variable is link volume, which is shown in

Table B-20 and Figure B-20.

Table B-20: Trimmed DECEL2 Model for "THRU" Vehicles for All Locations Regression tree: tree(formula = Decel2 ~ VOLUME + PER.TRUCKS + UPDIST + LINKDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = CarsThruClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = c(2, 3)) Variables actually used in tree construction: [1] "VOLUME" Number of terminal nodes: 2 Residual mean deviance: 266.4 = 153700 / 577 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -24.66 -8.412 -8.412 -7.219e-014 4.078 91.58

Figure B-20: Trimmed DECEL2 Model for "THRU" Vehicles for All Locations

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B.1.4 Average Vehicle Speed

The following sections describe the final regression tree models for each distance

partion for the response variable average vehicle speed by dataset.

B.1.4.1 Activity for Queue Vehicles From Stopping Point to 200 Feet

Downstream (ACCEL) This model provides results for passenger cars that were

stopped at the traffic signal and includes data for a distance of 200 feet downstream of the

vehicle's initial queuing position. The response variable is average speed for the indicated

position in mph. Table A2-21 provides model results and Figure A2-21 shows the final

regression tree model. The predictor variable in the final model is queue position with a

residual mean deviance of 15.95.

Table: B-21: Trimmed AVG_SPD Model Results for Queued Passenger Cars From Stopping Point to 200 Feet Downstream Regression tree: tree(formula = SPEED ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + WIDTH + LOCATION + NO.LANES + SPEEDLIMIT, data = CarsAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = spdaccel.snip3, nodes = c(3, 2)) Variables actually used in tree construction: [1] "QUEUE" Number of terminal nodes: 2 Residual mean deviance: 15.95 = 6331 / 397 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -14.02 -2.197 -0.6202 -4.661e-015 2.053 13.63

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Figure B-21: Trimmed AVG_SPD Model for Queued Passenger Cars From Stopping Point to 200 Feet Downstream

B.1.4.2 Activity for Queue Vehicles From 200 to 400 Feet Downstream of

Initial Stopping Point (ACCELPLUS200) The next data partion was activity from 200

feet downstream of the queued vehicle's initial queuing point to a point 400 feet downstream

from the initial queuing point. The final regression tree model results are presented in Table

B-22 and Figure B-22. As shown the significant variables include roadway grade and queue

position.

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Table: B-22: Trimmed AVG_SPD Model Results for Queued Passenger Cars From 200 Feet from Stopping Point to 400 Feet Downstream Regression tree: tree(formula = SPEED ~ QUEUE + DOWNSTREAM + PerTrucks + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH, data = CarsAccelP200Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1)snip.tree(tree = last.tree, nodes snip.tree(tree = spdaccel200.snip3, nodes = 4) Variables actually used in tree construction: [1] "QUEUE" "GRADE" Number of terminal nodes: 3 Residual mean deviance: 18.34 = 4146 / 226 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -18.74 -2.441 0.3595 2.746e-015 2.421 13.93

Figure B-22: Trimmed AVG_SPD Model for Queued Passenger Cars 200 Feet From Stopping Point to 400 Feet Downstream

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B.1.4.3 Activity for Queue Vehicles From 400 Feet Downstream of the

Initial Stopping Point to a 600 Feet Downstream (ACCELPLUS400) The next

deceleration data partion was activity from 400 feet downstream of the vehicle's queuing

position to a point 600 feet downstream from the queued vehicle's initial queuing point. The

final regression tree model results are presented in Table B-23 and Figure B-23. As shown,

the only significant variables are distance to nearest downstream signalized intersection and

queue position.

Table B-23: Trimmed Average Speed Model for Queued Passenger Cars 400 Feet to 600 Feet Downstream of the Initial Stopping Point Regression tree: tree(formula = SPEED ~ QUEUE + UPSTREAM + DOWNSTREAM + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = CarsAccelP400Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = spda400.snip4, nodes = 7) Variables actually used in tree construction: [1] "DOWNDIST" "QUEUE" Number of terminal nodes: 3 Residual mean deviance: 36.01 = 3313 / 92 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -23.88 -3.485 0.5151 1.518e-014 4.053 13.22

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Figure B-23: Trimmed Average Speed Model for Queued Passenger Cars 400 Feet to 600 Feet Downstream of the Initial Stopping Point

B.1.4.4 Activity for Queue Vehicles From 600 to 1000 Feet Downstream of

Initial Stopping Point (ACCELPLUS600) The next data partion was activity for a

distance 600 feet downstream of the queued vehicle's initial queuing point to 1000 feet from

the initial queuing point. Data were initially divided by 200 feet increments so this analysis

combined all data partions greater than and including 600 feet from the initial queuing point.

This was done since fewer data were collected at increasing distances from the data

collection location. Additionally, at some point along a signalized link, it is expected that

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vehicle activity will become more homogenous. The distance variable was included to test

whether distance was in important factor in influencing vehicle activity. The final regression

tree model results are presented in Table B-24 and Figure B-24. As shown the significant

variable is posted link speed limit.

Table: B-24: Trimmed AVG_SPD Model Results for Queued Passenger Cars From 600 Feet from Stopping Point to 1000 Feet Downstream Regression tree: tree(formula = SPEED ~ Distance + QUEUE + DOWNSTREAM + PerTrucks + GRADE + SPEEDLIMIT + NO.LANES + DOWNDIST + LOCATION + WIDTH, data = CarsAccelP600Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = 3) Variables actually used in tree construction: [1] "SPEEDLIMIT" Number of terminal nodes: 2 Residual mean deviance: 17.49 = 384.9 / 22 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -10.71 -2.487 -0.6702 1.48e-016 1.871 8.388

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Figure B-24: Trimmed AVG_SPD Model for Queued Passenger Cars 600 Feet From Stopping Point to 1000 Feet Downstream

B.1.4.5 Activity for Queue Vehicles From Initial Stopping Point Upstream

200 Feet (DECEL) After data collected from the stopping point forward for queue

vehicles were analyzed for various distances, deceleration activity that occurred previous to

the vehicle's queuing position was analyzed. The first deceleration data partion was activity

from the initial queue position upstream 200 feet upstream. The final regression tree model

results are presented in Table B-25 and Figure B-25. As shown, the only significant

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variables were the upstream per lane volume and distance to the nearest upstream-signalized

intersection.

Table B-25: Trimmed AVG_SPD Model for Queued Passenger Cars 200 Feet Before up to Stopping Point Regression tree: tree(formula = SPEED ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + UPDIST + GRADE, data = CarsDecelClean, na.action = na.omit, mincut = 5,minsize = 10, mindev = 0.1) snip.tree(tree = spddecel.snip2, nodes = c(13, 12)) Variables actually used in tree construction: [1] "UPDIST" "UPSTREAM" Number of terminal nodes: 4 Residual mean deviance: 30.72 = 9614 / 313 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -16.68 -3.481 -0.09889 -3.53e-016 3.207 21.97

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Figure B-25: Trimmed AVG_SPD Model for Queued Passenger Cars 200 Feet Before up to Stopping Point

B.1.4.6 Activity for Queue Vehicles From 200 Feet Upstream of the Initial

Stopping Point to a 400 Feet Upstream (DECELNEG200) Presented in this section

are regression tree model results for average speed as the dependent variable for data

included in a 200-foot segment from 200 to 400 feet upstream of the "tracked" vehicle's

initial queuing point. The final regression tree model results are presented in Table B-26 and

Figure B-26. As shown, the resulting predictor variables are roadway grade and queue

position.

Table B-26: Trimmed AVG_SPD Model for Queued Passenger Cars 400 Feet Before up to 200 Feet Behind Stopping Point Regression tree: tree(formula = SPEED ~ QUEUE + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + NO.LANES + SPEEDLIMIT + WIDTH + LOCATION, data = CarsDecelPlus200Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Variables actually used in tree construction: [1] "QUEUE" "GRADE" Number of terminal nodes: 4 Residual mean deviance: 17.09 = 1248 / 73 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -10.15 -2.347 -0.05 2.122e-015 2.253 14.16

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Figure B-26: Trimmed AVG_SPD Model for Queued Passenger Cars 400 Feet Before up to 200 Feet Behind Stopping Point

B.1.4.7 Activity for Queue Vehicles From 400 Feet Upstream of the Initial

Stopping Point to a 600 Feet Upstream (DECELNEG400) The next deceleration data

partion was activity that encompassed a distance of 400 feet upstream of the vehicle's

queuing position to a point 600 feet upstream from the queued vehicle's initial queuing point.

The final regression tree model results are presented in Table B-27 and Figure B-27. As

shown, the only significant variables upstream per lane volume with a RMD of only 26.02.

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Table B-27: Trimmed AVG_SPD Model for Queued Passenger Cars 400 Feet to 600 Feet Upstream of the Initial Stopping Point for Queued Vehicles Regression tree: tree(formula = SPEED ~ QUEUE + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE, data = CarsDecelPlus400UpClean, na.action = na.omit, mincut = 3, minsize = 6, mindev = 0.1) Variables actually used in tree construction: [1] "DOWNSTREAM" Number of terminal nodes: 2 Residual mean deviance: 19.51 = 195.1 / 10 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -9.633 -1.767 0.95 -2.961e-015 2.533 5.133

Figure B-27: Trimmed AVG_SPD Model for Queued Passenger Cars 400 Feet to 600 Feet Upstream of the Initial Stopping Point for Queued Vehicles

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B.1.4.8 "THRU" Vehicles at All locations Vehicles not stopped at the

intersection were analyzed separately since their vehicle activity traces are expected to

somewhat different in the vicinity to the signalized intersection. Data were partitioned into

200-foot segments as for queued vehicles. However all data partions were included in a

single analysis for "THRU" vehicles and distance was included as a variables to test whether

the location from the stopline affects vehicle activity. Including midblock data the distances

ranged from 2,000 feet before the intersection stopbar to 1,200 past the intersection

stopbar. The most relevant predictor variables, shown in Table B-28 and Figure B-28 are

posted speed limit for the link, per lane volume, and link length.

Table B-28: Trimmed AVG_SPD Model for "THRU" Vehicles for All Locations Regression tree: tree(formula = SPEED ~ Distance + VOLUME + PER.TRUCKS + LINKDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH, data = CarsThruClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1 ) snip.tree(tree = spdthru.snip2, nodes = 6) Variables actually used in tree construction: [1] "SPEEDLIMIT" "VOLUME" "Distance" Number of terminal nodes: 4 Residual mean deviance: 64.91 = 37330 / 575 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -26.36 -3.714 0.2513 -1.27e-014 4.295 86.84

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Figure B-28: Trimmed AVG_SPD Model for "THRU" Vehicles for All Locations

B.1.5 Inertial Power Surrogate >= 120 mph2/s (IPS120) The following

sections describe the final regression tree models for each distance partion for the inertial

power surrogate greater than or equal to 120 mph2/s. Inertial power surrogate is

approximated by the product of velocity and acceleration.

B.1.5.1 Activity for Queue Vehicles From Stopping Point to 200 Feet

Downstream (ACCEL)

This model provides results for passenger cars that were stopped at the traffic signal

and includes data for a distance of 200 feet downstream of the vehicle's initial queuing

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position. The response variable is inertial power surrogate (the product of speed and

acceleration) that equals or exceeds 120 mph/s2 for the indicated position. Table B-29

provides model results and Figure B-29 shows the final regression tree model. Final

variables include queue position and roadway grade.

Table: B-29: Trimmed IPS120 Model Results for Queued Passenger Cars From Stopping Point to 200 Feet Downstream Regression tree: tree(formula = PKE120 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + UPDIST + DOWNDIST + GRADE + WIDTH + NO.LANES + SPEEDLIMIT, data = CarsAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = c(3, 4)) Variables actually used in tree construction: [1] "QUEUE" "GRADE" Number of terminal nodes: 3 Residual mean deviance: 62.33 = 24680 / 396 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -12.1 -1.774 -1.774 2.435e-015 -1.774 71.22

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Figure B-29: Trimmed IPS120 Model for Queued Passenger Cars From Stopping Point to 200 Feet Downstream

B.1.5.2 Activity for Queue Vehicles From 200 to 400 Feet Downstream of

Initial Stopping Point (ACCELPLUS200) The next data partion was activity from 200

feet to 400 feet downstream of the "tracked" vehicle's initial queuing point at the intersection.

The final regression tree model results are presented in Table B-30 and Figure B-30. As

shown the significant variables include roadway grade and queue position.

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Table: B-30: Trimmed IPS120 Model Results for Queued Passenger Cars From 200 Feet from Stopping Point to 400 Feet Downstream Regression tree: tree(formula = PKE120 ~ QUEUE + DOWNSTREAM + PerTrucks + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH, data = CarsAccelP200Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = c(3, 4)) Variables actually used in tree construction: [1] "GRADE" "QUEUE" Number of terminal nodes: 3 Residual mean deviance: 276 = 62390 / 226 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -21.47 -5.123 -5.123 4.206e-015 -3.287 78.52

Figure B-30: Trimmed IPS120 Model for Queued Passenger Cars 200 Feet From Stopping Point to 400 Feet Downstream

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B.1.5.3 Activity for Queue Vehicles From 400 Feet Downstream of the Initial

Stopping Point to a 600 Feet Downstream (ACCELPLUS400) The next data partition

was activity that encompassed a distance of 400 feet downstream of the vehicle's queuing

position to a point 600 feet downstream. The final regression tree model results are

presented in Table B-31 and Figure B-31. As shown, the only significant variables are

queue position and percent trucks.

Table B-31: Trimmed IPS120 Model for Queued Passenger Cars 400 Feet to 600 Feet Downstream of the Initial Stopping Point for Queued Vehicles Regression tree: tree(formula = PKE120 ~ QUEUE + DOWNSTREAM + PerTrucks + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = CarsAccelP400Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = pkeaccel400.snip2, nodes = 4) Variables actually used in tree construction: [1] "QUEUE" "PerTrucks" Number of terminal nodes: 3 Residual mean deviance: 213.8 = 17960 / 84 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -32.49 -9.971 -0.2389 4.769e-016 -0.2389 67.5

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Figure B-31: Trimmed IPS120 Model for Queued Passenger Cars 400 Feet to 600 Feet Downstream of the Initial Stopping Point

B.1.5.4 Activity for Queue Vehicles From 600 to 1000 Feet Downstream of

Initial Stopping Point (ACCELPLUS600 The next data partion was activity that

encompassed a distances from a point 600 feet downstream of the queued vehicle's initial

queuing point to a point 1000 feet from the initial queuing point. Data were initially divided

by 200 feet increments so this analysis combined all data partions greater than and including

600 feet from the initial queuing point. This was done since fewer data were collected at

increasing distances from the data collection location. Additionally, at some point along a

signalized link, it is expected that vehicle activity will become more homogenous. The

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distance variable was included to test whether distance was in important factor in influencing

vehicle activity. The final regression tree model results are presented in Table B-32 and

Figure B-32. As shown the only significant variables roadway grade.

Table: B-32: Trimmed IPS120 Model Results for Queued Passenger Cars From 600 Feet from Stopping Point to 1000 Feet Downstream Regression tree: tree(formula = PKE120 ~ QUEUE + Distance + DOWNSTREAM + PerTrucks + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = CarsAccelP600Clean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = 3) Variables actually used in tree construction: [1] "GRADE" Number of terminal nodes: 2 Residual mean deviance: 90.55 = 1992 / 22 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -15.67 -1.999 -1.999 -1.573e-016 -0.07944 20.03

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Figure B-32: Trimmed IPS120 Model for Queued Passenger Cars 600 Feet From Stopping Point to 1000 Feet Downstream

B.1.5.5 Activity for Queue Vehicles From Initial Stopping Point Upstream

200 Feet (DECEL) After data collected from the stopping point forward for queue

vehicles were analyzed for various distances, deceleration activity that occurred previous to

the vehicle's queuing position was analyzed. The first deceleration data partion was a

distance of 200 feet upstream of the vehicle's queuing position. The final regression tree

model results are presented in Table B-33 and Figure B-33. As shown, the only significant

variable was roadway grade.

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Table B-33: Trimmed IPS120 Model for Queued Passenger Cars 200 Feet Before up to Stopping Point Regression tree: tree(formula = PKE120 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + UPDIST + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = CarsDecelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = 3) Variables actually used in tree construction: [1] "GRADE" Number of terminal nodes: 2 Residual mean deviance: 0.06023 = 18.97 / 315 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -0.08625 3.643e-017 3.643e-017 7.864e-018 3.643e-017 3.354

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Figure B-33: Trimmed IPS120 Model for Queued Passenger Cars 200 Feet Before up to Stopping Point

B.1.5.6 Activity for Queue Vehicles From 200 Feet Upstream of the Initial

Stopping Point to a 400 Feet Upstream (DECELNEG200) The next deceleration data

partion was activity that covering from 200 to 400 feet upstream of the vehicle's queuing

position. No activity was noted for inertial power surrogate over 120 mph2/s, so no models

are presented.

B.1.5.7 Activity for Queue Vehicles From 400 Feet Upstream of the Initial

Stopping Point to a 600 Feet Upstream (DECELNEG400) The next deceleration data

partion was activity that encompassed a distance of 400 feet upstream of the vehicle's

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queuing position to a point 600 feet upstream from the queued vehicle's initial queuing point.

No model is presented since no activity over 120 mph2/s was observed.

B.1.5.8 "THRU" Vehicles at All locations

Vehicles not stopped at the intersection were analyzed separately since their vehicle

activity traces are expected to somewhat different in the vicinity to the signalized intersection.

Data were partitioned into 200-foot segments as for queued vehicles. However all data

partions were included in a single analysis for "THRU" vehicles and distance was included as

a variables to test whether the location from the stopline affects vehicle activity. Including

midblock data the distances ranged from 2,000 feet before the intersection stopbar to 1,200

past the intersection stopbar. Data models are presented in Table B-34 and Figure B-34,

which show link per lane volume and distance from the upstream intersection as predictor

variables.

Table B-34: Trimmed IPS120 Model for "THRU" Vehicles for All Locations Regression tree: tree(formula = PKE120 ~ Distance + VOLUME + PER.TRUCKS + LINKDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = CarsThruClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = PKEthru.snip4, nodes = 4) Variables actually used in tree construction: [1] "Distance" "VOLUME" Number of terminal nodes: 3 Residual mean deviance: 38.99 = 22460 / 576 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max.

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-14.02 -2.302 -1.014 4.436e-015 -1.014 85.97

Figure B-34: Trimmed IPS120 Model for "THRU" Vehicles for All Locations B.2 Heavy Trucks

The various models for heavy vehicles were much easier to run. In many cases most

of the models were simple enough that further trimming was not warranted. This is likely due

to the fact that heavy vehicle activity has much less variation to begin with than passenger car

activity. Below is presented the results for each response variable by position partion.

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B.2.1 Percent Activity >= 6.0 mph/s (ACCEL6)

The following sections present the regression tree models for the response variable

of percent activity where acceleration is greater than or equal to 6.0 mph/s. Data are

presented for each data partition.

B.2.1.1 Heavy Vehicle Activity for Queue Vehicles From Stopping Point to 200

Feet Downstream ACCEL Model

This model provides results for heavy vehicles that were stopped at the traffic signal

and includes data for a distance of 200 feet downstream of the vehicle's initial queuing

position. The response variable is the percent of activity where acceleration equals or

exceeds 6 mph/s. Table B-35 provides model results and Figure B-35 shows the final

regression tree model. As shown the distance to the nearest signalized downstream

intersection was the only variable provided by the model.

Table B-35: Trimmed ACC6 Model Results for Queued Heavy Vehicles From Stopping Point to 200 Feet Downstream Regression tree: tree(formula = ACC6 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + UPDIST + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH, data = TrucksAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Variables actually used in tree construction: [1] "DOWNDIST" Number of terminal nodes: 2 Residual mean deviance: 18.12 = 579.8 / 32 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -5.354 -5.204e-018 -5.204e-018 5.01e-017 -5.204e-018

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19.64

Figure B-35: Trimmed ACC6 Model Results for Queued Heavy Vehicles From Stopping Point to 200 Feet Downstream

B.2.1.2 Heavy Vehicle Activity for Queue Vehicles From 200 feet From

Stopping Point to 800 Feet Downstream (ACCELPLUS200 to ACCELPLUS600)

This model provides results for heavy vehicles that were stopped at the traffic signal and

includes data for a distance from a point 200 feet downstream of the vehicle's initial queuing

position to a position 800 feet from the initial stopping point. The response variable is the

percent of activity where acceleration equals or exceeds 6 mph/s for the indicated position.

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Data partions were combined so distance from the initial stopping point was also included as

an independent variable. Table B-36 provides model results and Figure B-36 shows the

final regression tree model. The explanatory variable is downstream per lane volume.

Table B-36: Trimmed ACC6 Model Results for Queued Heavy Vehicles From 200 to 800 Feet From the Initial Stopping Point Regression tree: tree(formula = ACC6 ~ Position + QUEUE + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = trucksAccelPlusClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Variables actually used in tree construction: [1] "DOWNSTREAM" Number of terminal nodes: 2 Residual mean deviance: 10.07 = 342.5 / 34 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -2.856 -5.2e-18 -5.2e-18 -1.3e-16 -5.2e-18 17.13

Figure B-36: Trimmed ACC6 Model Results for Queued Heavy

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Vehicles From 200 to 800 Feet From the Initial Stopping Point B.2.1.3 Heavy Vehicle Activity for Queue Vehicles From 200 feet Before to

Queuing Point Stopping Point (DECEL)

No model is presented for percent of activity greater or equal to 6.0 mph/s since no

activity in this acceleration range was noted in any of the datasets.

B.2.1.4 Heavy Vehicle Activity for Queue Vehicles From 200 feet up to All Prior

Upstream Positions (DECELNEG200 to DECELNEG400)

Datasets included activity from a point 200 feet above the initial queuing location to

any point upstream of that position. Data include activity from 200 feet to 600 feet

upstream. No model is presented for percent of activity greater or equal to 6.0 mph/s since

no activity in this acceleration range was noted in any of the datasets.

B.2.1.5 Heavy Vehicle Activity for "THRU" Vehicles for All Positions

This model provides results for heavy vehicles that were not stopped at the traffic

signal and includes data for all distances before and after the stopbar including midblock.

The response variable is the percent of activity where acceleration equals or exceeds 6

mph/s for the indicated position. Predictor variables tested, also included distance from the

intersection stopbar since all data partions were included. The final predictor variable is

percent trucks with results shown in Table B-37 provides model results and Figure B-37

shows the final regression tree model.

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Table B-37: Trimmed ACC6 Model Results for "Thru" Heavy Vehicles Regression tree: tree(formula = ACC6 ~ Distance + QUEUE + Volume + PER.TRUCKS + Linkdistance + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = TrucksThruClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = 3) Variables actually used in tree construction: [1] "PER.TRUCKS" Number of terminal nodes: 2 Residual mean deviance: 16.28 = 1676 / 103 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -3.647 -0.1419 -0.1419 2.876e-016 -0.1419 29.67

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Figure A2-37: Trimmed ACC6 Model Results for "Thru" Heavy Vehicles B.2.2 Percent Activity >= 3.0 mph/s (ACCEL3) The following sections present the regression tree models for the response variable

of percent activity where acceleration is greater than or equal to 3.0 mph/s. Data are

presented for each data partion.

B.2.2.1 Heavy Vehicle Activity for Queue Vehicles From Stopping Point to

200 Feet Downstream (ACCEL) This model provides results for heavy vehicles that

were stopped at the traffic signal and includes data for a distance of 200 feet downstream of

the vehicle's initial queuing position. The response variable is the percent of activity where

acceleration equals or exceeds 3 mph/s for the indicated position. Table B-38 provides

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model results and Figure B-38 shows the final regression tree model. As shown the distance

to the nearest signalized downstream intersection and roadway grade are the only variables

provided by the model.

Table B-38: Trimmed ACC3 Model Results for Queued Heavy Vehicles From Stopping Point to 200 Feet Downstream Regression tree: tree(formula = ACC3 ~ QUEUE + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = TrucksAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = 6) Variables actually used in tree construction: [1] "DOWNDIST" "GRADE" Number of terminal nodes: 3 Residual mean deviance: 180.4 = 5591 / 31 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -22.49 -8.137 –2.496 1.306e-015 8.991 30.13

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Figure B-38: Trimmed ACC3 Model Results for Queued Heavy Vehicles From Stopping Point to 20 Feet Downstream

B.2.2.2 Heavy Vehicle Activity for Queue Vehicles From 200 feet From

Stopping Point to 800 Feet Downstream (ACCELPLUS200 to ACCELPLUS600)

This model provides results for heavy vehicles that were stopped at the traffic signal and

includes data for a distance from a point 200 feet downstream of the vehicle's initial queuing

position to a position 800 feet from the initial stopping point. Distance from the queuing

position was also included as a predictor variable. The response variable is the percent of

activity where acceleration equals or exceeds 3.0 mph/s for the indicated position. Table B-

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39 provides model results and Figure B-39 shows the final regression tree model. The

explanatory variable is roadway grade with an RMD of 144.7.

Table B-39: Trimmed ACC3 Model Results for Queued Heavy Vehicles From 200 to 800 Feet From the Initial Stopping Point Regression tree: tree(formula = ACC3 ~ Position + QUEUE + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = trucksAccelPlusClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Variables actually used in tree construction: [1] "GRADE" Number of terminal nodes: 2 Residual mean deviance: 144.7 = 4921 / 34 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -24.44 -1.921 -1.921 6.908e-016 -1.921 35.55

Figure B-39: Trimmed ACC3 Model Results for Queued Heavy Vehicles From

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200 to 800 Feet Downstream From the Initial Stopping Point

B.2.2.3 Heavy Vehicle Activity for Queue Vehicles From 200 feet Before to

Queuing Point Stopping Point (DECEL) No model is presented for percent of activity

greater or equal to 3.0 mph/s since no activity in this acceleration range was noted in any of

the datasets.

B.2.2.4 Heavy Vehicle Activity for Queue Vehicles From 200 feet up to All

Prior Upstream Positions (DECELNEG200 to DECELNEG400) Datasets included

activity from a point 200 feet above the initial queuing location to any point upstream of that

position. Data include activity from 200 feet to 600 feet upstream. Distance from the initial

queuing point was also included as a variable since the model included various data partions.

No model is presented for percent of activity greater or equal to 3.0 mph/s since no activity

in this acceleration range was noted in any of the datasets.

B.2.2.5 Heavy Vehicle Activity for "THRU" Vehicles for All Positions

This model provides results for heavy vehicles that were not stopped at the traffic signal and

includes data for all distances before and after the stopbar including midblock. Distance was

also included as an independent variable. In place of upstream and downstream volume, link

volume for the vehicle's positions was substituted. A variable for the link distance was also

used in place of upstream and downstream distances. The response variable is the percent

of activity where acceleration equals or exceeds 3 mph/s for the indicated position.

Response variables also included distance from the intersection stopbar. Table B-40

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provides model results and Figure B-40 shows the final regression tree model. The only

variable used in the final model is link posted speed limit.

Table B-40: Trimmed ACC3 Model Results for "Thru" Heavy Vehicles Regression tree: tree(formula = ACC3 ~ Distance + Volume + PER.TRUCKS + Linkdistance + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = TrucksThruClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Variables actually used in tree construction: [1] "SPEEDLIMIT" Number of terminal nodes: 2 Residual mean deviance: 28.86 = 2972 / 103 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -2.966 -2.966 -0.8579 -6.725e-016 -0.8579 30.35

Figure B-40: Trimmed ACC3 Model Results for "Thru" Heavy Vehicles

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B.2.3 Percent Activity <= -2.0 mph/s (DECEL2)

The following sections present the regression tree models for the response variable

of percent activity where acceleration is less than or equal to -2.0 mph/s. Data are

presented for each data partion.

B.2.3.1 Heavy Vehicle Activity for Queue Vehicles From Stopping Point to

200 Feet Downstream (ACCEL) This model provides results for heavy vehicles that

were stopped at the traffic signal and includes data for a distance of 200 feet downstream of

the vehicle's initial queuing position. The response variable is the percent of activity where

acceleration is less than or equals -2 mph/s for the indicated position. Table B-41 provides

model results and Figure B-41 shows the final regression tree model. As shown, queue

position and grade were the most influential variables provided by the model.

Table B-41: Trimmed DECEL2 Model Results for Queued Heavy Vehicles From Stopping Point to 200 Feet Downstream Regression tree: tree(formula = Decel2 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + UPDIST + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = TrucksAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Variables actually used in tree construction: [1] "QUEUE" "GRADE" Number of terminal nodes: 3 Residual mean deviance: 4.695 = 145.6 / 31 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -2.194 -1.68 -3.469e-018 2.582e-017 -3.469e-018

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6.64

Figure B-41: Trimmed DECEL2 Model Results for Queued Heavy Vehicles From Stopping Point to 200 Feet Downstream

B.2.3.2 Heavy Vehicle Activity for Queue Vehicles From 200 feet From Stopping

Point to 800 Feet Downstream (ACCELPLUS200 to ACCELPLUS600)

This model provides results for heavy vehicles that were stopped at the traffic signal

and includes data for a distance from a point 200 feet downstream of the vehicle's initial

queuing position to a position 800 feet from the initial stopping point. The response variable

is the percent of activity where acceleration is less than or equal to -2.0 mph/s for the

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indicated position. The distance from the intersection stopline was also included as an

independent variable since not all data were from the same data partion. Table B-42

provides model results and Figure B-42 shows the final regression tree model. The single

explanatory variable is downstream per lane volume.

Table B-42: Trimmed DECEL2 Model Results for Queued Heavy Vehicles From 200 Downstream to 800 Feet From the Initial Stopping Point Regression tree: tree(formula = Decel2 ~ Position + QUEUE + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH, data = trucksAccelPlusClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = 2) Variables actually used in tree construction: [1] "DOWNSTREAM" Number of terminal nodes: 2 Residual mean deviance: 370.2 = 12590 / 34 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -20.3 -3.495 -3.495 2.837e-015 -3.495 79.69

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Figure B-42: Trimmed DECEL2 Model Results for Queued Heavy Vehicles From 200 to 800 Feet Downstream From the Initial Stopping Point B.2.3.3 Heavy Vehicle Activity for Queue Vehicles From 200 feet Before to

Queuing Point Stopping Point (DECEL)

This model provides results for heavy vehicles that were stopped at the traffic signal

and includes data for a distance from a point 200 feet upstream of the vehicle's initial queuing

position to the initial queuing point. The response variable is the percent of activity where

acceleration is less than or equal to -2.0 mph/s for the indicated position. Table B-43

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provides model results and Figure B-43 shows the final regression tree model. The single

explanatory variable selected by the model is queue position.

Table B-43: Trimmed DECEL2 Model Results for Queued Heavy Vehicles From 200 Feet Upstream to the Initial Stopping Point Regression tree: tree(formula = Decel2 ~ QUEUE + UPSTREAM + PER.TRUCKS + UPDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = TrucksDecelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Variables actually used in tree construction: [1] "QUEUE" Number of terminal nodes: 2 Residual mean deviance: 573.2 = 6878 / 12 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -46.98 -16.3 9.362 1.523e-015 13.82 28.7

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Figure B-43: Trimmed DECEL2 Model Results for Queued Heavy Vehicles From 200 Feet Upstream to the Initial Stopping Point

B.2.3.4 Heavy Vehicle Activity for Queue Vehicles From 200 feet up to All

Prior Upstream Positions (DECELNEG200 to DECELNEG400) Datasets included

activity from a point 200 feet above the initial queuing location to any point upstream of that

position. Data include activity from 200 feet to 600 feet upstream. Distance from the initial

queuing position was also included as an independent variable. Queue position is the only

final model. As noted the model fit was rather poor with an overall deviance of 1526. The

results are shown in Table B-44 and Figure B-44.

Table B-44: Trimmed DECEL2 Model Results for Queued Heavy Vehicles From 200 Feet Upstream to Higher Upstream Positions Regression tree: Tree(formula = Decel2 ~ Position + QUEUE + UPSTREAM + PER.TRUCKS + UPDIST + GRADE + SPEEDLIMIT, data = TrucksDecelPlusClean, na.action = na.omit, mincut = 3, minsize = 6, mindev = 0.1) Variables actually used in tree construction: [1] "QUEUE" Number of terminal nodes: 3 Residual mean deviance: 1526 = 10680 / 7 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -39.99 -31.55 1.19 1.421e-015 22.85 60

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Figure B-44: Trimmed DECEL2 Model Results for Queued Heavy Vehicles from 200 Feet Upstream to Higher Upstream Positions

B.2.3.4 Heavy Vehicle Activity for "THRU" Vehicles for All Positions This

model provides results for heavy vehicles that were not stopped at the traffic signal and

includes data for all distances before and after the stopbar including midblock. The

response variable is the percent of activity where acceleration is <= -2 mph/s for the

indicated position. Response variables also included distance from the intersection stopbar.

Table B-45 provides model results and Figure B-45 shows the final regression tree model.

Predictor variables used in the final model include location and link volume. Location was

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split by industrial and suburban on the left side of the split and CBD and commercial on the

right side of the split.

Table B-45: Trimmed DECEL2 Model Results for "Thru" Heavy Vehicles Regression tree: tree(formula = Decel2 ~ Distance + Volume + PER.TRUCKS + DIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = TrucksThruClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = d2truckstrhu.snip3, nodes = 7) Variables actually used in tree construction: [1] "LOCATION" "Volume" Number of terminal nodes: 4 Residual mean deviance: 310.1 = 31320 / 101 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -30.8 -4.666 -4.666 5.684e-015 4.414 80.05

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Figure B-45: Trimmed DECEL2 Model Results for "Thru" Heavy Vehicles B.2.4 Average Speed (AVG-SPD)

The following sections present the regression tree models for the response variable

of average speed. Data are presented for each data partion.

B.2.4.1 Heavy Vehicle Activity for Queue Vehicles From Stopping Point to

200 Feet Downstream (ACCEL) This model provides results for heavy vehicles that

were stopped at the traffic signal and includes data for a distance of 200 feet downstream of

the vehicle's initial queuing position. The response variable is average speed for the

indicated position. Table B-46 provides model results and Figure B-46 shows the final

regression tree model. As shown, queue position and distance to the nearest downstream

signalized intersection were the most influential variables provided by the model.

Table B-46: Trimmed AVG_SPD Model Results for Queued Heavy Vehicles From Stopping Point to 200 Feet Upstream Regression tree: snip.tree(tree = tspdaccel.snip2, nodes = 7) tree(formula = SPEED ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + UPDIST + DOWNDIST + GRADE + SPEEDLIMIT + WIDTH + NO.LANES + LOCATION, data = TrucksAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Variables actually used in tree construction: [1] "DOWNDIST" "QUEUE" Number of terminal nodes: 3 Residual mean deviance: 14.74 = 456.9 / 31 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -7.343 -2.289 -0.45 1.045e-015 1.755 9.757

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Figure B-46: Trimmed AVG_SPD Model Results for Queued Heavy Vehicles From Stopping Point to 200 Feet Downstream

B.2.4.2 Heavy Vehicle Activity for Queue Vehicles From 200 feet From

Stopping Point to 800 Feet Downstream (ACCELPLUS200 to ACCELPLUS600)

This model provides results for heavy vehicles that were stopped at the traffic signal and

includes data for a distance from a point 200 feet downstream of the vehicle's initial queuing

position to a position 800 feet from the initial stopping point. The response variable is

average speed (mph) for the indicated position. The distance from the intersection stopline

was also included as an independent variable since not data were from the same data

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partion. Table B-47 provides model results and Figure B-47 shows the final regression tree

model. The explanatory variables are posted link speed limit, percent heavy vehicles, and

queue position.

Table B-47: Trimmed AVG_SPD Model Results for Queued Heavy Vehicles From 200 to 800 Feet From the Initial Stopping Point Regression tree: tree(formula = SPEED ~ Position + QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + UPDIST + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH, data = trucksAccelPlusClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = 4) Variables actually used in tree construction: [1] "SPEEDLIMIT" "PER.TRUCKS" Number of terminal nodes: 4 Residual mean deviance: 30.12 = 963.9 / 32 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -16.68 -2.312 0.4707 1.135e-015 2.621 11.42

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Figure B-47: Trimmed AVG_SPD Model Results for Queued Heavy Vehicles From 200 to 800 Feet From the Initial Stopping Point

B.2.4.3 Heavy Vehicle Activity for Queue Vehicles From 200 feet Before to

Queuing Point Stopping Point (DECEL) This model provides results for heavy vehicles

that were stopped at the traffic signal and includes data for a distance from a point 200 feet

upstream of the vehicle's initial queuing position to the initial queuing point. The response

variable is average speed for the indicated position. Table B-48 provides model results and

Figure B-48 shows the final regression tree model. The single explanatory variable selected

by the model is roadway grade.

Table B-48: Trimmed AVG_SPD Model Results for Queued Heavy Vehicles From 200 Feet Upstream to the Initial Stopping Point Regression tree: tree(formula = SPEED ~ QUEUE + UPSTREAM +

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PER.TRUCKS + UPDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = TrucksDecelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Variables actually used in tree construction: [1] "GRADE" Number of terminal nodes: 2 Residual mean deviance: 19.11 = 210.3 / 11 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -6.45 -3.05 0.34 8.199e-016 2.35 6.05

Figure B-48: Trimmed AVG_SPD Model Results for Queued Heavy Vehicles From 200 Feet Upstream to the Initial Stopping Point

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B.2.4.4 Heavy Vehicle Activity for Queue Vehicles From 200 feet up to All

Prior Upstream Positions (DECELNEG200 to DECELNEG400) Datasets included

activity from a point 200 feet above the initial queuing location to any point upstream of that

position. Data include activity from 200 feet to 600 feet upstream. Distance from the initial

queuing position was also included as an independent variable. Upstream per lane volume is

the only final model variable. Results are given in Table B-49 and Figure B-49.

Table B-49: Trimmed AVG_SPD Model Results for Queued Heavy Vehicles From 200 Feet Upstream to Higher Upstream Positions Regression tree: tree(formula = SPEED ~ Position + QUEUE + UPSTREAM + PER.TRUCKS + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH, data = TrucksDecelPlusClean, na.action = na.omit, mincut = 3, minsize = 6, mindev = 0.1) Variables actually used in tree construction: [1] "UPSTREAM" Number of terminal nodes: 3 Residual mean deviance: 33.89 = 237.3 / 7 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -7.433 -3.381 -0.4833 2.487e-015 2.569 9.067

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Figure B-49: Trimmed AVG_SPD Model Results for Queued Heavy Vehicles From 200 Feet Upstream to Higher Upstream Positions

B.2.4.5 Heavy Vehicle Activity for "THRU" Vehicles for All

Positions This model provides results for heavy vehicles that were not stopped at

the traffic signal and includes data for all distances before and after the stopbar

including midblock. The response variable is average speed (mph) for the indicated

position. Response variables also included distance from the intersection stopbar.

Table B-50 provides model results and Figure B-50 shows the final regression tree

model. The predictor variables given by the model are posted link speed limit and

link per lane volume.

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Table B-50: Trimmed AVG_SPD Model Results for "Thru" Heavy Vehicles Regression tree: Regression tree: tree(formula = SPEED ~ Volume + PER.TRUCKS + Linkdistance + GRADE + SPEEDLIMIT + NO.LANES, data = TrucksThruClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = last.tree, nodes = 2) Variables actually used in tree construction: [1] "SPEEDLIMIT" Number of terminal nodes: 2 Residual mean deviance: 69.93 = 7343 / 105 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -20.01 -4.966 0.3877 -7.139e-015 5.531 24.09

Figure B-50: Trimmed AVG_SPD Model Results for "Thru" Heavy Vehicles

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B.2.5 Percent Activity Where Inertial Power Surrogate >- 120 mph2/s (IPS120)

The following sections present the regression tree models for the response variable

of percent activity where inertial power surrogate exceeds or equals 120.0 mph2/s. Data are

presented for each data partion.

B.2.5.1 Heavy Vehicle Activity for Queue Vehicles From Stopping Point to

200 Feet Downstream (ACCEL) This model provides results for heavy vehicles that

were stopped at the traffic signal and includes data for a distance of 200 feet downstream of

the vehicle's initial queuing position. The response variable is the percent of activity where

inertial power surrogate is greater than or equal to 120 mph2/s for the indicated position.

Table B-51 provides model results and Figure B-51 shows the final regression tree model.

As shown, distance to the nearest downstream signalized intersection was the most influential

variable provided by the model.

Table B-51: Trimmed IPS120 Model Results for Queued Heavy Vehicles From Stopping Point to 200 Feet Upstream Regression tree: tree(formula = PKE120 ~ QUEUE + UPSTREAM + DOWNSTREAM + PER.TRUCKS + UPDIST + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = TrucksAccelClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Variables actually used in tree construction: [1] "DOWNDIST" Number of terminal nodes: 2 Residual mean deviance: 65.54 = 2097 / 32

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Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -8.926 -5.204e-018 -5.204e-018 1.546e-016 -5.204e-018 41.06

Figure B-51: Trimmed IPS120 Model Results for Queued Heavy Vehicles From Stopping Point to 200 Feet Upstream

B.2.5.2 Heavy Vehicle Activity for Queue Vehicles From 200 feet From

Stopping Point to 800 Feet Downstream (ACCELPLUS200 to ACCELPLUS600)

This model provides results for heavy vehicles that were stopped at the traffic signal

and includes data for a distance from a point 200 feet downstream of the vehicle's initial

queuing position to a position 800 feet from the initial stopping point. The response variable

is the percent of activity where inertial power surrogate is greater than or equal to 120

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mph2/s for the indicated position. The distance from the intersection stopline was also

included as an independent variable since data were not all from the same data partion.

Table B-52 provides model results and Figure B-52 shows the final regression tree model.

The explanatory variable is downstream per lane volume.

Table B-52: Trimmed IPS120 Model Results for Queued Heavy Vehicles From 200 to 800 Feet From the Initial Stopping Point Regression tree: tree(formula = PKE120 ~ Position + QUEUE + DOWNSTREAM + PER.TRUCKS + DOWNDIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = trucksAccelPlusClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) Variables actually used in tree construction: [1] "DOWNSTREAM" Number of terminal nodes: 2 Residual mean deviance: 10.07 = 342.5 / 34 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -2.856 -5.204e-018 -5.204e-018 -1.364e-016 -5.204e-018 17.13

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Figure B-52: Trimmed IPS120 Model Results for Queued Heavy Vehicles From 200 to 800 Feet From the Initial Stopping Point B.2.5.3 Heavy Vehicle Activity for Queue Vehicles From 200 feet Before to

Queuing Point Stopping Point (DECEL)

No observations of activity exceeding 120 mph2/s were observed in the datasets for

heavy vehicles that were stopped at the traffic signal and includes data for a distance from a

point 200 feet upstream of the vehicle's initial queuing position to the initial queuing point.

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B.2.5.4 Heavy Vehicle Activity for Queue Vehicles From 200 feet up to All

Prior Upstream Positions (DECELNEG200 to DECELNEG400) No activity for

inertial power surrogate greater than or equal to 120 mph2/s was observed for any of the

datasets for heavy vehicles that stopped at the signalized intersection for a distance from 200

feet upstream of the initial queuing position to all other recorded distances upstream of this

point.

B.2.5.5 Heavy Vehicle Activity for "THRU" Vehicles for All Positions

This model provides results for heavy vehicles that were not stopped at the traffic signal and

includes data for all distances before and after the stopbar including midblock. The

response variable is the percent of activity where inertial power surrogate is greater than or

equal to 120 mph2/s for the indicated position. Response variables also included distance

from the intersection stopbar. Table B-53 provides model results and Figure B-53 shows

the final regression tree model. The single variable used in the final model roadway grade.

Table B-53: Trimmed IPS120 Model Results for "Thru" Heavy Vehicles Regression tree: tree(formula = PKE120 ~ Distance + Volume + PER.TRUCKS + DIST + GRADE + SPEEDLIMIT + NO.LANES + WIDTH + LOCATION, data = TrucksThruClean, na.action = na.omit, mincut = 5, minsize = 10, mindev = 0.1) snip.tree(tree = pketrucksthru.snip3, nodes = 2) Variables actually used in tree construction: [1] "GRADE" Number of terminal nodes: 2 Residual mean deviance: 28.54 = 2939 / 103 Distribution of residuals: Min. 1st Qu. Median Mean 3rd Qu. Max. -4.998 -0.7684 -0.7684 –1.866e-015 -0.7684 28.32

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Figure B-53: Trimmed IPS120 Model Results for "Thru" Heavy Vehicles