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Communications on Applied Electronics (CAE) – ISSN : 2394-4714
Foundation of Computer Science FCS, New York, USA
Volume 4– No.5, February 2016 – www.caeaccess.org
35
An Insight towards Trends and Effectiveness of Vertical
Handoff Mechanism
Hemavathi Research Scholar
Dept. of ECE, BMSCE, Bangalore, India
S. Akhila Prof., Dept. of ECE
BMSCE, Bangalore, India
ABSTRACT
With increasing technological advancement of mobile
computing and mobile networks, there is an increasing
concern about a sustainable vertical handoff mechanism for
large scale heterogeneous networks. In existing
communication technology, different types of networking
protocols often pose a challenge in rendering an effective
communication when the mobile user moves from one to
other forms of wireless networks (3G, 4G, WiMax, GPRS,
CDMA, WLAN, etc). One of the significant factors to ensure
an effective handoff mechanism is ensure a faster
authentication process handling all the complexities of
heterogeneous network. Hence, this paper discusses about the
significant research attempts being done to enhance the
vertical handoff performance with respect to handling
complexities of heterogeneity, ensuring faster authentication
process. The paper also discusses the existing literatures
towards study of WLAN and CDMA network and finally the
paper discusses about the significant research gaps identified
by in-depth analysis of the outcomes of the existing
literatures.
Keywords
Handoff, vertical handoff, heterogeneous network, WLAN-3G
1. INTRODUCTION With the increasing demands of the pervasiveness and data
availability, there has been a lot of revolution changes in the
cellular communication technology witnessed most recently.
As cellular system offers infrastructure-dependent
connectivity, it is very important that there should be seamless
connectivity among the existing mobile user [1]. At present,
there are various types of communication technologies e.g.
UMTS, GPRS, 2G, 3G, 4G, WLAN, WiMax, CDMA etc. All
these networking technologies differ from each other in their
respective protocol stacks [2]. Owing to such differences in
the communication protocols, it leads to various problems e.g.
i) increased capacity for connecting new calls, ii) change of
user behavior, iii) channel interference, iv) unanticipated call
termination, v) outage etc. Therefore, in order to avoid all
these mentioned problems, it is essential that handoff
mechanism be performed for controlling such networking and
connectivity pitfalls. An efficient handoff mechanism leads to
enhanced reception with less probability of call drop and also
design and implementation of precise handoff mechanism will
lead to better load-balancing algorithm for properly managing
the multiple resources in the cellular network [3][4][5]. Such
principles of handoff mechanism is also strengthened by
incorporating handoff prioritization techniques [6][7]. The
existing handoff algorithm always attempts to minimize the
frequency of handoff event, which is quite detrimental for
optimal communication performance in large traffic situation.
Hence, handoff prioritization can be done using guard channel
method and queuing method [8]. The first technique reserves
a constant or changing number of channels required for
handoff, while the second technique is used for balancing the
load.
In existing system, there are 4 types of standard protocols that
is used for performing handoff mechanism viz. i) Mobile-
assisted handoff [9], ii) Network-controlled handoff [10], iii)
Soft and hard handoff [11], and iv) Mobile-Controlled
handoff [12]. Essentially, the handoff scheme has been also
reviewed with respect to 5 different schemes e.g. i) priority
scheme, i) handoff calls, iii) non-priority scheme, iv) queuing
scheme, and v) handoff call queuing scheme [13]. With the
upcoming technological requirements in 4G, Internet-of-
Things, Cloud Computing etc, it is important that handoff
mechanism be thoroughly investigated. Our prior work [14] a
Survey on Delay in Vertical Handoff in Heterogeneous
Wireless Networks has reviewed mainly the delay factor in
vertical handoff by discussing the work towards probe delay,
authentication delay, decision delay, re-association delay. The
paper also discussed certain open issues; however, authors
strongly felt that there is a need to put forward some more
updated work in this regards. Hence investigations are
continued to find that there are also some significant studies
towards heterogeneity factor, authentication factor, and
WLAN-CDMA network. The paper [14] lacks the scope of
discussion of research gap in descriptive manner as well as in-
depth analysis of the existing research contribution. Hence,
this paper fulfills this need by performing an in-depth review
of literature towards the existing techniques of vertical
handoff mechanism and also significantly discusses about the
research gap being explored from the study. Section 2
discusses about the brief fundamentals of handoff and
highlights the technical requirements for carrying out vertical
handoff schemes. Section 3 discusses about the most
significant literatures focusing on enhancing the performance
of heterogeneous network when vertical handoff takes place.
Section 4 discusses about the studies being considering the
authentication mechanism involved in vertical handoff
process. Section 5 discusses about the significant attempts of
researchers exclusively towards WLAN and CDMA. Finally
Section 6 highlights the research gap identified after in-depth
analysis of the literatures and Section 7 summarizes the
manuscript.
2. STUDIES TOWARDS HANDOFF The handoff can be said to be performed when a user gets the
connectivity of their data even when they are moving from
one to different networking area [15]. In telecommunications
handoff might be conducted due to different reasons:
When the Mobile station moves away from one cell to
another,
When a new call is originating from a Mobile station
belonging to a cell, whose new calls connecting capacity
Communications on Applied Electronics (CAE) – ISSN : 2394-4714
Foundation of Computer Science FCS, New York, USA
Volume 4– No.5, February 2016 – www.caeaccess.org
36
is used up. Then this call is transferred to the cell which
is overlapped on this.
When the same channel is accessed by the two Mobile
stations belonging to different cells then the channel gets
interfered, the call is transferred to a different channel in
the same cell or different channel in another cell in order
to avoid the interference.
When received signal level values and received signal
quality values are low on the serving cell and better on
the neighbor cell; etc.
Generally, handoff is of two types i) horizontal handoff and ii)
vertical handoff [15]. A horizontal handoff occurs between
two network access points that use the same network
technology and interface. A vertical handoff is a mechanism
to perform handoff operation between the two different types
of network access point by deploying different networking
technologies [16]. The schema of horizontal and vertical
handoff is shown in Fig.1
3PR3
WLAN-1
WLAN-2
Horizontal
Handoff Vertical
Handoff
Fig 1: Schema of Vertical handoff
Majority of the method adopted to perform handoff are
categorized to hard and soft handoff [15].
Before, starting to review the existing literatures on vertical
handoff mechanism it is important to understand the factors to
be considered for implementing a handoff mechanism over
the heterogeneous network, which are as follows:
There should be a reduced number of handoff events as
more number of handoff events often results in
degradation of quality of signal with maximized
probability of packet dropping factor, also results in
additional load on the traffic; hence, it should be kept as
low as possible.
The handoff should be accomplished in the shortest
duration of time (low delay).
The handoff mechanism should offer reliable and secure
data transmission with seamless connectivity over
heterogeneous networks.
In case of heavy traffic on WLAN, it often results in data
overflow. Hence, performing handoff mechanism over
such WLAN traffic should be avoided etc.
3. STUDIES TOWARDS
HETEROGENEOUS NETWORK Heterogeneous network refers to wireless networks that are
using different access technologies. The type of handoff that
takes place in heterogeneous network is vertical handoff. At
present, the existing specifications (fixed IPv6) of the internet
protocol are found not to support vertical handoff. As IP in
existing internet protocol is the universal standard, hence, all
the entities beyond it will be abstracted from the
communication-based application. Hence, in order to support
IPv6, a background process is required to be designed and to
be executed in the network layer that performs switching
among the heterogeneous networking protocols. The
background process in the network is then used to select the
specific network depending on the speed of the active
networks, utility cost, Quality-of-Service etc. However, such
selection of the network is highly customizable as well as
necessary changes in the protocol stack can be done based on
the application requirements. Once the network is selected,
the handoff mechanism encapsulates the IP datagram in the
precise versions of radio access operation to be used.
In case of vertical handoff mechanism, adoption of WLAN is
found to be very frequent. In the area of vertical handoff, it
was also found that decisions were formulated by comparing
the signal strength of the existing network with certain
significant benchmarked value, which is also called as
threshold. However, such techniques are not that complex and
are feasible to get it integrated with other attributes e.g.
channel capacity, cost etc in order to formulate better handoff
decision. Some of the techniques based on signal strength are
i) Adaptive lifetime based vertical handoff mechanism
presented by Zahran et al. [17], ii) adaptive threshold based
schemes presented by Mohanty [18], distance based
prediction techniques presented by Yan et al. [19]. It is
significant to consider these studies as signal strength, handoff
delay, and security are some of the significant network
parameters in study of vertical handoff mechanism. The
vertical handoff mechanism is ensured by performing i)
collection of handoff information, ii) decision for handoff, and
iii) execution of handoff. The effectiveness factor depends on
quantity of successful handoff with respect to cumulative
handoff being made. Table 1 highlights some of the
significant research attempts being made towards vertical
handoff in heterogeneous network.
Table.1: Summary of Studies on Vertical Handoff in Heterogeneous Network
Authors Handoff Problem Techniques Adopted Performance
Parameters
Inference
Choi and Cho
[20]
Next generation
network and its
Seamless mobility
Request processing for
mobile nodes by neighbor
nodes
Speed of mobile node,
handoff probability,
Dropped packets,
energy
faster handoff
Outcomes not benchmarked
Zahran et al.
[21]
3G cellular and
WLAN
Threshold scheme based
on signal threshold
Speed, no. of handoffs,
bandwidth, delay,
Enhances utilization of system
resources
Communications on Applied Electronics (CAE) – ISSN : 2394-4714
Foundation of Computer Science FCS, New York, USA
Volume 4– No.5, February 2016 – www.caeaccess.org
37
Outcomes not benchmarked,
Algorithm complexity not
discussed.
Liu et al. [22] Decision problem hysteresis based
technique, dwelling-timer
based algorithms
Handoff triggering
location
Theoretically studied on GPRS
and Wi-Fi
Issues of ping-pong effect and
reduction of matching ratio not
discussed.
Navarro et al.
[23]
Decision problem Algorithm based on state
space, reward function,
and transition feasibility
Reward, switching cost,
no. of handoff, weight
factor
optimal decision for
heterogeneous network
less focus on authentication
delays.
Arun and
Moni [24]
QoS provision over
4G
Developed power
management techniques
Throughput, channel
occupancy
dynamic and self-adaptable
algorithm
Outcomes not benchmarked less
focus on authentication scheme.
Gondara and
Kadam [25]
Vertical handoff in
4G
Analyzed and studied
existing techniques
-N/A Discussion paper
No discussion of research gap
Sharna &
Murshed [26]
Decision problem Markov decision Bandwidth, no. of
handoff, switching cost,
weight, discount factor
Achieved higher bandwidth
less focus on authentication
delays
Bijwe & Dethe
[27]
RSS Discussed RSS based
vertical handoff
-N/A Discussion paper
No discussion of research gap.
Nithyanandan
& Parthiban
[28]
WLAN-WiMax-LTE Gateway relocation
process
Power, delay, SNR,
packets dropped,
velocity,
better coupling techniques
Outcomes not benchmarked,
probe-based delay not discussed.
Kadhim &
Abed [29]
WLAN & Cellular
network
Hybrid Algorithm No. of handoff, velocity, reduction in handoff
Algorithm complexity not
discussed less extensive discussion.
Kunarak [30] UMTS-
WLAN/WiMax
Neural network RSS, distance, velocity,
dropping probability,
call arrival rate, grade of
services
Flexible handoff policy
Authentication delay not
discussed.
Shen et al. [31] Selection of good
QoS network
Principle Component
Analysis
Time, principle
components
Enhances system performance
Authentication delay not
discussed, algorithm complexity
not analyzed.
4. STUDIES TOWARDS
AUTHENTICATION MECHANISM Providing seamless vertical handoff calls for faster
deployment of authentication process and it is quite important
that mobile terminals to be appended with multiple base
stations or the access points in heterogeneous networks.
However, it is not that easy. In order to ensure the availability
of the services to mobile terminal, it is equally important to
conglomerate an efficient security standards, services offered
by service providers, and operators. Apart from security based
authentication system in vertical handoff in heterogeneous
network, various forms of services should be interoperable for
providing an effective mobility trait with existing wireless
standards. In the case of 3G, the authentication purely
depends on updating process of routing area. In case of 3GPP,
the authentication process depends on the key agreement and
cryptographic techniques. In case of WLAN, the
authentication process is again different. WLAN uses an
Extensible Authentication Protocol with Tunneled Transport
Layer security. Literatures have also found that probing phase
and re-association phase are the prime factors responsible
behind authentication delay in WLAN. Wherever a vertical
handoff takes place, for the purpose of security, an
authentication process should be performed to verify the
identity of the mobile terminal. In the wireless services,
secure and secret communication is desirable. If the
authentication is successful, then the encryption of data and
signaling is targeted. However, such types of existing
authentication schemes are associated with the pitfalls
Communications on Applied Electronics (CAE) – ISSN : 2394-4714
Foundation of Computer Science FCS, New York, USA
Volume 4– No.5, February 2016 – www.caeaccess.org
38
pertaining to the mobility. Such authentication schemes are
found to consume considerable processing time as well as
mechanism of authentication is not found much efficient
owing to the frequent round trip as needed from one terminal
of service provider to the consumer’s domain. Therefore,
there is a need of fast as well as efficient authentication policy
that uses authentication server located near the mobile
customer. Table 2 highlights summary of studies on Fast
Authentication Protocols in Vertical Handoff.
Table 2: Summary of Studies on Fast Authentication Protocols in Vertical Handoff
Authors Techniques Adopted Performance
Parameters
Accomplishment Limitation
Huang et al.
[32]
3G-WLAN-
cryptographic key
management
Delay, time, overhead of
key distribution
10 seconds of delay
accomplished
Key management could be
further enhanced; resource access
controls have more scope to be
upgraded.
Dutta et al.
[33]
Framework for
Handoff optimization
Mobility rate, packet loss,
jitter, buffering period
Reduces delay of
inter-domain handoff
Algorithm complexity is not
discussed.
Murtaza &
Ahmed [34]
3G-WLAN-adaptive
and predictive
scheme of network
selection
Latency, interference,
velocity, bandwidth,
packet error rate, energy
Ensures reduced
latency and zero loss of
packet
less consideration of energy of
mobile nodes.
Zahran and
Sreenan [35]
Broker-based schema
for heterogeneous
network
Delay, interruption,
probability,
energy saving,
resource management,
proactive handoff,
reduced delay
Authentication is less secured.
Faisal & Khan
[36]
Reactive and
proactive Scheme
Delay A simple technique to
reduce delay
Address acquisition problems not
discussed, outcomes not discussed
extensively.
Wanalertlak et
al. [37]
Global path cache Delay, prediction of next
AP, no. of cache
Reduced time to find
AP
Authentication delay less
emphasized, problem of MAC
contention not considered.
Khan [38] Localized re-
authentication
technique
Authentication latency Enhanced performance
of authentication
Less evidences of outcomes and
data analysis.
Priya et al.
[39]
Elgamal based
authentication
Throughput Resistive against DoS
attack
Improvement of authentication
delay not discussed.
Idrissi et al.
[40]
3G-WLAN Bandwidth, signaling
cost, authentication delay
Highly resistance
against replay attack
Not applicable for dense
network.
Moon [41] 3G-WLAN-IMS
registration method
Delay, arrival rate Enhanced SIP Outcomes not benchmarked.
5. STUDIES ON WLAN AND CDMA Most recently, there has been increasing attention towards
understanding the viability of performing an efficient handoff
mechanism for WLAN and CDMA cellular network. In this
regards, it should be known that the principle of handoff only
occurs during the cases of i) mobile upwards, ii) mobile
downwards, and iii) mobile through. Mobile upwards takes
place when the mobile host moves from CDMA network
(outside of WLAN) to WLAN network. Mobile download
takes place when the mobile host moves from WLAN to other
network that is connected to CDMA network. Mobile through
takes place when any one of the available network is selected
for media selection layer. Performing handoff mechanism for
the CDMA networks as well as WLAN is never an easy task
owing to their differences in the network entities. Usually,
WLAN is used for encapsulating the hotspot zones with
maximized data rate and minimized cost. The transmission
area of CDMA is quite bigger than WLAN that offers network
connectivity in minimized data rate and maximized cost.
Hence, this is the significant tradeoff in WLAN and CDMA
network performance. Although previous sections have
highlighted some studies focusing on vertical handoff
mechanism, but the discussion was mainly carried out to
highlight vertical handoff effectiveness and not much on the
case studies on heterogeneity. Hence, we will look into some
of the studies performed till date on WLAN and CDMA.
The study conducted by Narisetti et al. [42] has presented a
design of a vertical handoff framework considering WLAN
and CDMA networks. The outcome of the study shows better
mobility management and significantly minimizes the delay
during vertical handoff. A similar type of the study was also
presented by Chou et al., that used intelligent agents for i)
load balancing and ii) authentication process. The study has
considered pre-authentication along with SIM based
validation mechanism for the UMTS users. The outcome of
the study was done considering i) blocking ratio, ii) packet
loss ratio, iii) proportion for new call blocking, iv) ratio of call
interruption, v) overhead on channel capacity. The outcome of
this study using intelligent agent was compared with
techniques without mobile agents and convention mobile
Communications on Applied Electronics (CAE) – ISSN : 2394-4714
Foundation of Computer Science FCS, New York, USA
Volume 4– No.5, February 2016 – www.caeaccess.org
39
agent to find that it offers better performance. Kim et al. [44]
have presented an algorithm for selecting context-based
network that depends on distance data, signal strength, and
process of selection of network. The outcomes of the study
show better blocking probability, packet dropping probability,
and number of handoff. Agarwal and Kaur [45] have designed
an algorithm for vertical handoff for WLAN and CDMA. The
outcomes of the study were evaluated using throughput,
handoff delay and were not benchmarked. Similar pattern of
study was also carried out by Pande and Mhala [46]. The
simulation study was done in NS2 considering the
performance parameters as network delay, time, throughput.
However, the outcomes were not found to be benchmarked.
The next section will discuss about the significant research
gap that has been witnessed in the existing contribution
toward vertical handoff mechanism.
6. RESEARCH GAP From the viewpoint of the existing studies towards vertical
handoff mechanism in heterogeneous network, it can be said
that all the existing studies have their potential merit point as
well as limitation. Table 1 and Table 2 highlights the
inference of the trends of the work being witnessed for
enhancing handoff performance exclusively taking the case
studies of heterogeneous network. The research gaps explored
in the existing studies are as follows:
6.1 Less Emphasis to System Requirements Studies considering WLAN and 3G cellular services usually
consider to hide the authentication delay using cellular
services. A good example to understand this is if the WLAN
network is encapsulated by the 3G network while a mobile
terminal performs handoff from 3G to Wi-Fi, it is seen that
mobile terminal has the capability to retain the 3G connection
until the authentication process of Wi-Fi is accomplished.
However, these sorts of approach are accompanied with
pitfalls. The first pitfall is that such techniques cannot ensure
the availability of WLAN to be always covered in 3G
network. Second pitfall factor is, such techniques are less
applicable to WLAN as it supports multiple Access Stations.
Hence, seamless authentication delay is major problem in
WLAN and 3G cellular network, as owing to multiple AS,
authentication delay is more.
6.2 Less efficient mechanism of problem
formulation Majority of the existing studies towards heterogeneous
networks and its associated handoff mechanism are
formulated considering large number of machines (or
computing devices) and network parameters. From algorithm
implementation viewpoint, such consideration of large
number of research variable will significantly affect the
algorithm performance. Hence, there is a need to evolve up
with a design tactics that can formulate a precise parameter
for performing decision operation of performing handoff
mechanism.
6.3 Improper Algorithm Consideration It was also seen that certain algorithms were designed using
evolutionary techniques like neural network. Adoption of
such techniques is good enough for offline analysis but never
for online analysis. Training algorithm offers preciseness only
with the availability of data, which cannot be ensured in
online case studies of handoff mechanism.
6.4 Less Emphasis on Authentication
factor In majority of the existing studies, the term authentication is
found to posses dual meaning, where both the meanings are
quite valid viz. authentication using networking protocol
during handoff and authentication using security protocols
during handoff mechanism. Interesting, all the studies are
significantly found to ignore the significance of security or
cryptographic implementation for contributing fast
authentication standards. Less work is done towards
implementing new and robust cryptographic standards over
heterogeneous network to ensure a fail-proof authentication
system. Although there are certain studies using
cryptographic technique, but those studies were found not to
discuss about the effectiveness of the cryptographic
techniques to reduce authentication delays in large scale
handoff system with variables like mobility of the users.
6.5 Less Benchmarked Studies Majority of the existing studies towards vertical handoff
mechanism were discussed in the research papers. However,
very few benchmarked outcomes were observed. Although
some of the studies have explicitly claimed that their
outcomes were better but there is no mean to prove it with
respect to other existing studies.
6.6 Less Improvement in WLAN-CDMA The studies towards WLAN and CDMA are witnessed with
positive outcomes as there are less number of switches
between CDMA and WLAN network. Although, such
outcomes are in compliance with real-time requirement, it
seriously posses limitations. Imprecise selection of research
variables in such studies will lead to unwise resource
consumption that will directly affect the performance of the
networking devices which is incorporated with such
algorithms.
7. CONCLUSION Repeated discussion of theory is avoided in this manuscript as
in existing system there is availability of various research
paper highlighting the same over internet. The prime attempt
made in this paper is to highlight some of the significant
studies undertaken in vertical handoff schemes in
heterogeneous wireless network and extract research gap.
Hence, it can be seen from the paper that there is a need of
performing investigation towards designing an effective
authentication protocol. This paper identified the issues
mainly in WLAN-CDMA; future work will be in similar
direction. The prime objective of future work will be to
evolve with an improved vertical handoff algorithm by
considering multiple challenging system and network
parameters in order to reduce decision delay. The future work
will also consider a mechanism to select the Access Point
based on distance, power consumption, cost and bandwidth by
reducing the delay on multiple test-scenarios of mobility.
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