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Abstract of thesis entitled
An evidence-based protocol of massage therapy in neonatal unit to improve
the weight gain of preterm infants
Submitted by
Wong Ka Yin
For the degree of Master of Nursing
at the University of Hong Kong
In July 2016
Slow weight gain of preterm infants is a common problem in the neonatal unit,
which would lead to prolong hospitalization of preterm infant. By an informal
nursing observation in a public hospital in Hong Kong, over 80% of the medically
stable infants in neonatal unit have to continue hospitalization because their body
weight did not reach 2000g yet, which was one of the discharge criteria of the
Special Care Baby Unit. In current nursing practice in Hong Kong, no extra
nursing care will be performed to these medically stable infants to improve the
weight gain. This dissertation aims to evaluate the current evidence on the
effectiveness of massage therapy for improving weight gain of preterm babies in
neonatal unit, assess the transferability and feasibility of an evidence-based
protocol to be implemented in a neonatal unit in a public hospital in Hong Kong
(Hospital A), develop an evidence-based protocol on the massage therapy for
preterm infant in a neonatal unit in Hospital A in order to improve their daily
weight gain and develop an implementation and an evaluation plan of assessing
the effectiveness of this evidence-based protocol.
ii
By searching two electronic databases, which were PubMed and CINAHL Plus,
ten randomized control trials (RCTs) meet the inclusion criteria for this
dissertation and all of them were evaluated by a critical appraisal tool, Scottish
Intercollegiate Guideline Network (SIGN) for their level of evidence. All studies
showed that massage therapy for preterm infants improves their daily weight gain.
The transferability and feasibility of the research findings of these ten RCTs are
evaluated. Their research findings are found to be transferrable and feasible in the
target setting in Hong Kong. A detail implementation plan, which includes
communication plan, pilot study plan and evaluation plan, is developed for the
implementation of the evidence-based guideline of massage therapy in the
neonatal unit in the target setting. All the stakeholders will be addressed in the
communication plan. A pilot study will be conducted before the implementation of
the full-scale program to ensure the protocol is feasible in the target setting. After
the implementation of the full-scale program, all outcomes will be evaluated for
the effectiveness of the protocol, which include daily weight gain of preterm
infants, length of hospitalization of preterm infants, cost of extra manpower,
savings from shortened length of hospitalization and staff’s satisfaction level
towards the proposed massage therapy protocol. The expected benefits of the
iii
proposed innovation include improvement of weight gain and reduced length of
hospitalization of preterm infants.
iv
An evidence-based protocol of massage therapy in neonatal unit to improve
the weight gain of preterm infants
By
Wong Ka Yin
BN(Hons), RN (HK)
A dissertation submitted in partial fulfillment of the requirements for the degree of
Master of Nursing
At the University of Hong Kong
July 2016
v
Declaration
I declare that this thesis represents my own work, except where due
acknowledge is made, and that it has not been previously included in a thesis,
dissertation or report submitted to this University or to any other institution for a
degree, diploma or other qualification.
(Sign):______________________________
WONG KA YIN
July 2016
vi
Acknowledgement
I would like to express my sincere gratitude to my supervisor Dr. Patsy Chau
for her patient guidance and encouragement. Her insightful comments and
suggestions helped me to complete this dissertation. It was my pleasure to have
her as my supervisor in my master study in the University of Hong Kong.
Also, I would like to thank my family, friends and colleagues for their support
over the past two years. I cannot complete my dissertation without their support
and encouragement.
vii
Table of content Abstract…………………………………………………………………………….i
Declaration………………………………………………………………………..iv
Acknowledgements………………………………………………………………..v
Table of Content………………………………………………………..…………vi
Chapter 1: Introduction
1.1 Background……………………………………………………………………1
1.2 Affirming the Need……………………………………………………………4
1.3 Objectives and Significance…………………………………………………...7
1.3.1 Objectives…………………………………………………………………....7
1.3.2 Significance…………………………………………………………..……...7
Chapter 2: Critical Appraisal
2.1 Search and Appraisal Strategies……………………………………………….9
2.1.1 Inclusion criteria…………………………………………………….……….9
2.1.2 Exclusion criteria…………………………………………………………….9
2.1.3 The search strategy………………………………………………….…...…10
2.1.4 Appraisal strategy…………………………………………………………..11
2.2 Results………………………………………………………………………..11
2.3 Table of evidence……………………………………………………………..12
2.3.1 Baseline characteristics of subjects of studies……………………………...12
2.3.2 Interventions………………………………………………………………..12
2.3.3 Appraisal results……………………………………………………………15
2.4 Summary and Synthesis…………………………………………………...…15
2.4.1 Weight gain…………………………………………………………………16
2.4.2 Length of stay………………………………………………………………21
2.4.3 Other outcomes……………………………………………………….……21
2.5 Implication……………………………………………………………...……22
Chapter 3: Implementation Potential and Clinical Guideline
3.1 Transferability………………………………………………………………..23
3.2 Feasibility…………………………………………………………………….26
3.3 Cost/benefit ratio……………………………………………………………..30
3.4 Evidence-Based Practice Guideline………………………………………….32
Chapter 4 – Implementation Plan
4.1 Communication plan…………………………………………………………34
4.2 Pilot study Plan……………………………………………………………….37
4.3 Evaluation Plan…………………………………………………………………..40
4.3.1 Identification of the outcomes………………………………………………..40
4.3.2 Target population and number of clients to be involved…………………….42
viii
4.3.3 Data analysis…………………………………………………………………..43
4.4 Basis for implementation…………………………………………………...…..44
Chapter 5 – Conclusion……………………………………………………………46
Appendice
Appendix A – Table of the searching result………………………………………..47
Appendix B – PRISMA flowchart………………………………………………….48
Appendix C – Table of evidence……………………………………………………49
Appendix D – SIGN critical appraisal checklist…………………………………...57
Appendix E – Time frame for implementing the innovation……………………...80
Appendix F – Cost and benefits of the innovation………………………………...81
Appendix G – SIGN level of evidence and grading system……………………...83
Appendix H – Evidence-based practice guideline of the innovation………….....84
Appendix I – Massage therapy chart……………………………………………..93
Appendix J – Checklist of infant massage assessment…………………………...94
Appendix K – Questionnaire for assessing level of staff’s satisfaction…………..96
References………………………………………………………………….........97
1
Chapter 1: Introduction
1.1 Background
World Health Organization (WHO) (2012) defines preterm infants as infants
who were born alive with gestational age less than 37 weeks. According to the
Born Too Soon: The Global Action Report on Preterm birth (WHO, 2012), around
15 million preterm infants were born every year, and the trend is rising every year.
A study conducted in a university teaching hospital in Hong Kong showed that
6.5% of the singleton infants were born preterm. (Hui, Lao, Leung, Schaaf&
Sahota, 2014). Due to the advance in technology and improvement in neonatal
care, the survival rate of preterm infants had dramatically increased over the past
decades. (Wilson-Costello, 2007; Saigal& Doyle, 2008). However, the morbidity
of preterm infants is high and it becomes a burden of the health care system.
(Wilson-Costello, 2007; Saigal& Doyle, 2008). There is a need to improve the
nursing care of these preterm infant in order to reduce their morbidity. Moreover,
the immature gastrointestinal system of preterm infants may not be effective
enough to absorb nutrients that they need, in fact, feeding intolerance is very
common among preterm infants and therefore their weight gain is not satisfactory.
Although parental nutrition can be used to provide nutrients and achieve better
2
weight gain, it poses a risk to preterm infant by increasing the risk of infection and
liver failure. (Neu, 2007).
Postnatal growth failure is very common among preterm infant with low birth
weight, the study showed that the average weight gain velocity has a negative
association with the rate of postnatal growth failure of preterm infant. (Horbar et
al., 2015). Therefore, postnatal growth failure can possibly be prevented by
improving the weight gain in preterm infant by the implementation of massage
therapy. Postnatal growth failure is related to poor neurodevelopmental outcome
in preterm infant. (Dusick, Poindexter, Ehrenkranz& Lemons, 2003). Preterm
infants have increased risk of a lot of long-term morbidity including
developmental delay, growth retardation, behavior problem, neurodevelopmental
disability, or even cerebral palsy. (Wilson-Costello, 2007; Saigal& Doyle,
2008).A recent systematic review concluded that consistent evidences from
various observational studies showed that there is a positive relationship between
the postnatal weight gain and neurocognitive outcomes of preterm infant. (Ong et
al., 2015). Massage therapy of preterm infant can reduce their stress level in
neonatal intensive care unit (NICU) (Hernandez-Reif, Diego & Field, 2007), it can
improve the neurodevelopmental outcomes of these infant because repetitive
stress will increase the risk of altered brain development and neurodevelopmental
3
consequences. (Ranger&Grunau, 2014). It is important as there are a lot of
environment stressor in the NICU, which includes sound, light and routine nursing
care, and environmental stressors cause physiological and behavioral stress to
preterm infant, and there is a risk of causing neurological problem. (Peng et al.,
2009; Peng et al. 2010). Increased exposure to the environmental stress in the
NICU may be associated with decrease in brain size and alternation of brain
microstructure, and causing alternation of the neurobehaviour of these preterm
infant. (Smith et al. ,2011).
Massage therapy in preterm infants is proved to have no adverse effect in
various studies if they were performed appropriately. (Livingston et al., 2009;
White-Traut&Goldman, 1988). Massage of preterm infants can increase vagal
activity, which will facilitate food digestion by increasing gastric motility and
digestive hormones.(Diego, Field &Hernandez-Reif, M, 2005; Diego et al., 2007),
another study showed that massage therapy can increase serum level of insulin
and insulin-like growth factor 1, which are responsible for growth in infant (Field
et al., 2008), all these mechanisms may explain the potential of massage therapy
of improving weight gain in preterm infant other than aggressive parental
nutritional support when they received massage therapy.
4
1.2 Affirming the Need
The target setting is a neonatal unit which comprise of both NICU and
specialized care baby unit (SCBU) in Hospital A, serving around 370 preterm
infants a year. There are 12 NICU beds, and over 90% of the infants that require
admission to the NICU are preterm infants. There is a “low birth weight” cubicle
in SCBU, when the preterm infants become medically stable in NICU and have
increased their body weight to at least 1500g, they will be transferred to this
cubicle. The preterm infants that do not require NICU admission will be admitted
to this cubicle directly. All preterm infant in this cubicle will be discharged home
when they are medically stable and their body weight becomes equal to or more
than 2000g. Although some preterm infants are medically stable in NICU, they
take a long time to increase their body weight to 1500g in order to be transferred
to the “low birth weight” cubicle of SCBU. In conclusion, inadequate body weight
was the major reason that prolongs hospitalization of preterm infant.
Shorten the length of hospitalization by massage therapy can reduce their
exposure to environmental stressors, and massage therapy can reduce their stress
level during their hospitalization period to improve neurodevelopmental outcomes.
(Procianoy, Mendes & Silveira, 2010). As the neurodevelopmental outcomes of
preterm infants improve, the burden of the health care system will decrease as less
5
special school or special training program have to be provided for them.
There are a lot of evidences showed that massage therapy can shorten the length
of hospitalization of preterm infant. (Rangey&Sheth, 2014; Mendes&Procianoy,
2008; Gonzalez et al., 2009; Field et al., 1986). The hospitalization cost of preterm
infant is high, especially in the NICU. (John, Nelson, Cliver, Bishnoi&Goldenberg,
2000; Gilbert, Nesbitt&Danielsen, 2003), the hospitals and the health care system
can be benefited if the length of hospitalization of preterm infant decreased.
Decrease the length of hospitalization of preterm infants can reduce workload of
nurses, decrease separation of parents and their babies. Prolonged separation of
mothers and their preterm infants would leads to negative attachment behaviours
with their infants. (Flacking et al., 2012). On the other hand, evidence showed that
breastfeeding will become easier after preterm infants are discharged from
hospitals, therefore shorten hospitalization of preterm infants can facilitate
breastfeeding. (Boucher et al., 2011). Breastfeeding is particularly important for
preterm infants as breast milk can reduce their morbidity. (Furman, Taylor, Minich
& Hack, 2003; Vohr et al., 2006). The NICU environment and “rules” are not
facilitating frequent breastfeeding of preterm infants, because their mothers will
be exhausted from frequent pumping of breast milk and transportation to the
hospitalization every day, which will decrease breast milk production. (Boucher et
6
al., 2011). Limited visiting hours, lack of privacy, noisy environment, strict
feeding schedule in the NICU, limited time for skin-to-skin contact with infants,
which was proved to increase milk supply, will induce stress to the breastfeeding
mother and reduce their milk supply. (Flacking, Ewald, Nyqvist&Starrin, 2006;
Aagaard&Hall, 2008; Benoit&Semenic, 2014; Conde-Agudelo&Diaz-Rossello,
2014; Boucher, Brazal, Graham-Certosini, Carnaghan-Sherrard&Feeley, 2011).
Although there is a recent published systematic review of preterm infant massage
(Badr, Abdallah&Kahale, 2015), this systematic review included journals that
used oil massage as intervention, which is different from the proposed innovation
that use massage therapy only to improve the weight gain of preterm infant. Also,
some recent journals related to preterm infant massage were not included in that
systematic review. Therefore, it is needed to perform a systematic review.
Massage for preterm infant in the neonatal unit is not a routine nursing care in
the neonatal unit in Hospital A. Also, there is no protocol available for infant
massage in Hospital A. Therefore, there is a need to develop an evidence-based
protocol for implementation of preterm infant massage.
7
1.3 Objectives and Significance
1.3.1Objectives
1. To evaluate current evidence on the effectiveness of massage therapy on the
daily weight gain of preterm infant
2. To assess the transferability and feasibility of an evidence-based protocol to be
implemented in a neonatal unit in Hospital A
3. To develop an evidence-based protocol on the massage therapy for preterm
infant in a neonatal unit in Hospital A in order to improve their daily weight
gain
4. To develop an implementation and an evaluation plan of assessing the
effectiveness of this evidence-based protocol on the daily weight gain of
preterm infant in the neonatal unit.
1.3.2 Significance
The major barrier of discharging those medically stable preterm infants is
inadequate body weight. Each year, the target setting has around 370 preterm
infants in the “low birth weight” cubicle were medically stable, but they have to
stay in the hospital just because their body weight did not reached the discharge
criteria. These preterm infants have to stay in hospital for an average of 30 days.
Massage therapy can be a simple intervention for improving weight gain in
8
preterm infants, and reduce their length of hospitalization. As mentioned in the
previous session, shorten the length of hospitalization of preterm infants can
provide more opportunities for their parents to have physical or emotional
interactions with their infants, which will improve the bonding between parents
and infants. (Flacking et al., 2012).
9
Chapter 2: Critical Appraisal
2.1 Search and Appraisal Strategies
In chapter 1, we have affirmed the need of developing an evidence-based
protocol for implementation of preterm infant massage protocol. Therefore, a
systematic review on massage therapy for preterm infant will be performed, the
search and appraisal strategies will be discussed in this section.
2.1.1Inclusion criteria
Studies that include preterm infants who are less than 37 weeks of gestational
age as target group of the studies are included. The interventions of the studies
should be massage therapy with moderate pressure or tactile/kinesthetic
stimulation. The control group of the studies should receive no massage therapy at
all. Weight gain or change in body weight should be one of the outcomes of the
studies. All the studies should be RCTs.
2.1.2Exclusion criteria
Studies will be excluded if the interventions used involve the use of oil during
massage therapy. Studies will be excluded if the target group of the studies include
term infant or infant with maternal substance abuse.
10
2.1.3The search strategy
The search was conducted from September to November 2015. The databases
selected for searching were PubMed and CINAHL Plus. The keywords used for
searching were divided into three categories. The first categories (S1) of keywords
included “massage”, “tactile-kinesthetic stimulation” and “tactile/kinesthetic
stimulation”. The second categories (S2) of keywords included “preterm infant”,
“preterm neonate”, “premature infant” and “premature neonate”. The third
categories (S3) of keywords included “body weight” and “weight gain”. The
keywords in each category were linked with “OR” in the search engine, after that,
the searching results of S1, S2 and S3 were combined by using “AND” in the
search engine. 62 studies were identified after searching in databases, and no
additional studies obtained from reference lists. 59 studies left after excluding the
duplicated literatures, and then the studies were screened by titles and abstracts,
28 studies were excluded as they were not relevant to the topic. The full texts of
the remaining 31 studies were assessed for eligibility, and 10 studies were
included in qualitative synthesis finally. Data of these 10 studies were extracted to
table to evidence which summarizes sample characteristics, various kind of
massage method, massage duration and frequency, outcomes and effect size of
massage therapy .
11
2.1.4 Appraisal strategy
A methodology checklist for RCTs which is developed by Scottish
Intercollegiate Guidelines Network (SIGN) (SIGN, 2014) was used as a critical
appraisal tool to determine the quality of the literature. High quality RCT is rated
as 1++, acceptable RCT is rated as 1+ and low quality RCT is rated as 1-.
2.2 Results
The details of the searching results were summarized in Appendix A. The
number of articles obtained from the combined searching result in PubMed and
CINAHL Plus was 55 and 7 respectively, 3 of them were duplicated, so the total
number of articles yielded from the initial search was 59. The detail of the
screening process was summarized in PRISMA flowchart which was attached in
Appendix B.
These 59 articles were screened by titles and abstracts, 31 articles were relevant
to the topic, and 28 articles were excluded. Then full text articles of these 31
articles were assessed for eligibility, only 10 of them were included in the
qualitative synthesis. The reasons for excluding the 21 studies were 18 of them
were not RCT, 2 of them had control group that was different from the inclusion
criteria and 1 of them involved the use of oil during massage therapy. Ten RCTs
were yielded from literature search for generating the table of evidence (Appendix
12
C), which will be discussed in the following session.
2.3 Table of evidence
2.3.1Baseline characteristics of subjects of studies
One RCT (Lee, 2005) was conducted in Korea, one RCT (Ferber et al., 2002)
was conducted in Israel, and the other RCTs were conducted in United States. The
target setting of 4 RCTs were intermediate care unit (Gonzalez et al., 2009; Field
et al., 2008; Scafidi, Field & Schanberg, 1993; Field et al., 1986), while the other
RCTs were conducted in NICU. All of the target groups of the ten RCTs were
medically stable preterm infants who have started feeding. Only one RCT did not
state that whether the subjects were ventilator-dependent or not. (Moyer-Mileur,
Haley, Slater, Beachy & Smith, 2013), the other RCTs excluded
ventilator-dependent infants from their studies.
2.3.2 Interventions
Eight of the other RCTs used the method which was developed by Field et al.
(1986) (Method A) as the massage method. Method A is a massage method that
consists of two tactile stimulation phase with a kinesthetic stimulation phase in
between, the tactile stimulation phase consists of twelve strokes for five areas of
the body when the baby is placed in prone position, which are crown to shoulders,
neck across shoulders, upper back to waist, thigh to foot of both legs and
13
shoulders to hands, while kinesthetic stimulation phase consists of five
one-minute session of six passive or extension movements of arms and legs when
the baby is placed in supine position. (Field et al., 1986). Massaro et al. (2009)
just used one of the tactile stimulation phase of method A as the massage method
in one of the treatment group, and another treatment group used one tactile
stimulation phase and one kinesthetic stimulation phase together as the massage
method. Gonzalez et al. (2009) used Vimala massage as the massage method, this
method was different from method A as it massaged infant from head to toe,
supine to prone position and from the midline of the body to extremities.
Moyer-Mileur et al. (2013) used another massage method that is different from
method A by only six strokes were done for each area instead of twelve strokes in
the tactile stimulation phase, and this method involved the massage of the chest
over the ribcage, which was not included in method A, also, the tactile stimulation
phase will not be repeated after kinesthetic stimulation phase in this method.
The control group of all RCTs was without massage therapy. Parents and nurses
acted as massage providers respectively in two intervention groups. (Ferber et
al.,2002). Only two RCTs involved parents in massage therapy (Gonzalez et al. et
al., 2009; Ferber et al., 2002), the other RCTs used health care professionals
(HCPs) to perform massage therapy. Diego et al. (2005) had two intervention
14
groups which differed by the pressure level of the massage provided to preterm
infants. The other seven RCTs had one treatment group only, and their treatment
group used massage therapy alone as intervention.
The frequency of the massage therapy for preterm infants in four RCTs was
twice per day. (Moyer-Mileur et al., 2013; Gonzalez et al., 2009; Massaro et al.,
2009; Lee, 2005). The frequency of the massage therapy of the other six studies
was three times per day. (Field et al., 1986; Scafidi et al., 1993; Ferber et al., 2002;
Diego et al.,2005; Diego et al., 2007; Field et al., 2008). The duration of each
massage therapy was 20 minutes in one RCT (Moyer-Mileur et al., 2013), and 15
to 20 minutes in another RCT. (Gonzalez et al., 2009). The duration of each
massage therapy was 15 minutes in all of the other eight RCTs.
The intervention period of massage therapy was highly variable among ten
RCTs. The intervention period of five RCTs was 10 days. (Gonzalez et al., 2009;
Lee, 2005; Ferber et al., 2002; Scafidi et al., 1993; Field et al., 1986), and three
RCTs set 5 days as the intervention period. (Field et al., 2008;Diego et al.,2007;
Diego et al., 2005). Moyer-Mileur et al. (2013) set the intervention period as 6
days per week, for a maximum of 4 weeks. Massaro et al. (2009) set the
intervention period started from study entry of the infant until the infant was
discharged from hospital.
15
2.3.3Appraisal results
SIGN checklist was used to determine the level of evidence of the RCT. The
SIGN checklists of various RCTs were attached in Appendix D. Level of evidence
of one RCT is (1++) as it used good randomization and concealment method
(Massaro et al., 2009). The level of evidence of six RCTs are (1+), most of them
mentioned randomization but did not specified the method of randomization, and
they did not mentioned the concealment method.(Field et al., 1986; Scafidi et al.,
1993; Ferber et al.,2002; Diego et al., 2005; Diego et al., 2007;Gonzalez et al.,
2009). Level of evidence of three RCTs are (1-) as they did not mentioned method
of randomization and concealment, and due to high dropout rate (Moyer-Mileur et
al., 2013), small sample size (Lee, 2005) and inadequate data of the number of
subjects allocated to each group. (Field et al., 2008). Blinding of the subjects were
not a major concern as all of the subjects were preterm infants, only three RCTs
provided information of blinding the investigator of the study (Moyer-Mileur et al.,
2013; Gonzalez et al., 2009; Diego et al., 2005), while the other RCTs did not
blinded the investigators or did not provide information on it.
2.4 Summary and synthesis
Weight gain was the common outcome measure among all RCTs. Length of
hospitalization was used as outcome measure in two RCTs. (Gonzalez et al., 2009;
16
Field et al. 1986). Only one RCT used change in serum level of insulin and IGF-1
as outcome measure. (Field et al., 2008).
2.4.1Weight gain
Five RCTs reported that massage therapy increase the mean daily weight gain
of preterm infant with an effect size of 5-10g, all results were statistically
significant. (Field et al.,1986; Ferber et al., 2002; Diego et al., 2007; Gonzalez et
al., 2009; Massaro et al., 2009). Massaro et al., (2009) was a good quality RCT
and the other four RCTs were of acceptable quality. (Field et al.,1986; Ferber et al.,
2002; Diego et al., 2007; Gonzalez et al., 2009). Gonzalez et al. (2009) used
method B as the massage method of the intervention, while the other RCTs used
method A as the massage method of the intervention of their studies. However,
Ferber et al. (2002) reported that the weight gain was only statistically significant
from day 6-11 of the intervention period, also, if the massage was performed by
nurse, the mean daily weight gain was 3.45g more when compared with the group
of infants who received massage therapy performed by their parents. On the other
hand, Massaro et al. (2009) reported that the effect of massage therapy on weight
gain of preterm infants was only significant when the birth weight of the infant
was more than 1 kilogram, also, the result of this RCT showed the mean daily
weight gain was 5g more in the group of infants receiving tactile and kinesthetic
17
stimulation when compared with that receiving tactile stimulation only. Also,
Massaro et al. (2009) showed that the kinesthetic stimulation phase of method A
was the main part of the massage therapy that contributed to the increase in weight
gain of the preterm infant.
Scafidi et al. (1993) and Diego et al. (2005) reported that the massage therapy
can increase the mean daily weight gain of preterm infant by 3g and 4.1g in their
studies respectively. While Diego et al. (2005) reported a statistically significant
increase of 0.7g in the weight gain when light pressure massage was used, such
effect could be regarded as clinically insignificant. These two RCTs are of
acceptable quality.
Field et al. (2008) reported that change in weight gain in the massage group was
18.3g more than that in the control group, but the mean daily weight gain was not
reported in this RCT, also, this study was rated as a low quality RCT. Diego et al.
(2007) also reported massage can improve percentage of daily weight gain of the
preterm infants by 30% when compared with infants in the control group. Field et
al. (1986) reported the daily weight gain per calories of intake per kilogram of
body weight of the infants received massage therapy increased by 0.06g when
compared with those in the control group. Scafidi et al. (1993) used the average
weight gain of the infants in the control group to determine the high weight gainer
18
and low weight gainer in both treatment and control group, the result showed that
the high weight gainer in the treatment group was 30% more than that in the
control group.
Only two RCTs did not have show significant positive effect of massage
therapy to weight gain in preterm infant over the control group (Moyer-Mileur et
al., 2013; Lee, 2005), both of them were rated as low quality RCTs by SIGN
checklist.(SIGN, 2014). Moyer-Mileur et al. (2013) reported that the mean daily
weight gain of infants in massage group was +0.4g compared with infants in
control group, but the significance was not reported. Moyer-Mileur et al. (2013)
used method C as massage method, which was a less common method, to massage
the infant. While Lee (2005) showed a positive effect, the results were not
significant. It could be due to the small sample size as this RCT only recruited 26
infants.
Only two RCTs used massage therapy which was performed by parents as
intervention. (Gonzalez et al.,2009; Ferber et al., 2002), both studies showed that
massage therapy that was performed by parents can improve mean daily weight
gain of preterm infants by 6-8g, but Ferber et al. (2002) reported that the effect on
weight gain was more effective if the massage was performed by trained staffs.
The results of these two RCTs were statistically significant. Four RCTs used
19
massage therapy which was performed by trained nurses as intervention (Field et
al., 1986; Scafidi et al., 1993; Lee, 2005; Massaro et al., 2009), Lee (2005) did not
showed significant result while the other three RCTs showed statistically
significant result. Two RCTs used trained staffs for providing massage therapy to
preterm infants without specifying the qualification of the staffs, their results were
statistically significant. (Ferber et al., 2002; Field et al., 2008). Three RCTs used
massage therapist for providing massage therapy to preterm infants without
specifying the qualification of the staffs, two of them were statistically significant.
(Diego et al., 2005; Diego et al., 2007), while Moyer-Mileur et al. (2013) did not
reported the significance of the result.
All reviewed RCTs used 15 minutes as the duration of each massage session,
except two RCTs used 20 minutes (Moyer-Mileur et al., 2013; Gonzalez et al.,
2009), but they showed similar effect size. The frequency of massage therapy of
three RCTs was twice per day (Lee, 2005; Massaro et al., 2009; Moyer-Mileur et
al., 2013), only Massaro et al. (2009) has statistically significant mean weight gain
of +7.5g. The frequency of massage therapy of the other 7 RCTs was three times
per day, by eliminating a result from a poor quality RCT (Field et al. 2008), the
mean of the weight gain of the remaining 6 RCTs was around +6g. As two out of
three RCTs that used "twice per day" as their frequency of massage therapy did
20
not show significant result in mean daily weight gain of preterm infants (Lee,
2005; Moyer-Mileur et al., 2013) and only one out of seven RCTs that used "three
times per day" as their frequency of massage therapy did not show significant
result in mean daily weight gain of preterm infants, the frequency of massage
therapy should be set as three times per day in order to improve the mean weight
gain of preterm infants more significantly.
The implementation period for the massage therapy for each preterm infant will
be set as 10 days as five selected RCTs used 10 days as their length of
implementation period of massage therapy. (Field et al. ,1986; Scafidi et al., 1993;
Ferber et al., 2002; Lee, 2005, Gonzalez et al., 2009). Three RCTs used 5 days as
their length of implementation period of massage therapy. (Diego et al., 2005;
Diego et al., 2007; Field et al., 2008). Massaro et al. (2009) provided massage
therapy to preterm infants from their time of study entry until they were
discharged. Moyer-Mileur et al. (2013) provided massage therapy to preterm
infants from their time of study entry until they were discharged, for a maximum
of four weeks. Three RCTs of acceptable quality that used 10 days as length of
implementation of massage period showed the highest statistically significant
mean daily weight gain among all selected RCTs. (Field et al., 1986; Ferber et al.,
2002; Gonzalez et al., 2009).
21
2.4.2 Length of stay
Length of hospitalization was reported in two RCTs. (Field et al., 1976;
Gonzalez et al., 2009). Field et al.(1976) and Gonzalez et al. (2009) reported that
massage of preterm infants reduced the length of hospitalization by 6 days and 4
days respectively. The results of these two RCTs were statistically significant.
2.4.3 Other outcomes
Only one RCT reported that massage therapy of preterm infants can increase
the change of serum insulin and IGF-1 level by 0.53µU/mL and 0.39ng/ mL
respectively. (Field et al., 2008). Insulin and IGF-1 promotes growth in preterm
infants.
Although massage therapy for preterm infants had no reported adverse effect
among all selected RCTs, some RCTs included some actions that prevent the
occurrences of adverse effects, these actions include pre-warming hands before
providing massage therapy (Gonzalez et al., 2009, Field et al., 1986, Field et al.,
2008), performing massage therapy in incubator (Gonzalez et al., 2009, Ferber et
al., 2002, Field et al., 1986, Field et al., 2008), and arranging massage therapy one
hour after feeding. (Gonzalez et al., 2009, Diego et al., 2005, Diego et al., 2007,
Lee, 2005). These RCTs are of acceptable quality, except Lee (2005) and Field et
al. (2008) are of poor quality.
22
2.5 Implication
There are sufficient evidences to show that massage therapy performed by
trained nurses with moderate pressure can improve weight gain in preterm infant.
Therefore, there is a need to develop an evidence-based protocol of massage
therapy of preterm infant in the neonatal unit in order to improve the weight gain
and shorten the length of hospitalization of hospitalized preterm infants.
23
Chapter 3: Implementation Potential and Clinical Guideline
3.1 Transferability
The target setting of massage therapy is neonatal unit in Hospital A in Hong
Kong, including NICU and low birth weight cubicle of SCBU. The target
population of massage therapy are medically stable preterm infants who are less
than 37 weeks of gestational age in NICU and SCBU. In Hospital A, there were
around 300 infants admitted to the NICU each year, and 90% of the admitted
infants were born preterm, so around 270 preterm infants were admitted to the
NICU each year. Around 100 preterm infants were admitted to the low birth
weight cubicle of SCBU directly without being admitted to the NICU. Therefore,
the number of preterm infants admitted to the neonatal unit was around 370 per
year. Low birth weight is their common problem. After taking references to the
exclusion criteria as stated in the selected RCTs, infants with major congenital
abnormalities, congenital heart malformations, central nervous system dysfunction
and grade II to IV intraventricular haemorrhage, necrotizing enterocolitis, and
infants that were immunocompromised, HIV-infected, having infections that
require contact isolation, receiving ventilator support, phototherapy, antibiotics
treatment, requiring surgical intervention were also excluded. (Field et al., 1986;
Scafidi et al., 1993; Ferber et al.,2002; Lee, 2005; Diego et al., 2005; Diego et al.,
24
2007; Field et al., 2008; Gonzalez et al., 2009; Massaro et al., 2009;
Moyer-Mileur et al., 2013). These conditions are rare in the target setting,
therefore I assume only 5% of the infants are excluded and the number of preterm
infants benefit from the massage therapy will be 352.
There are 12 NICU beds and 12 beds in the low birth weight cubicle of SCBU.
The occupancy of NICU is usually 90-100% and the occupancy of the low birth
weight cubicle of SCBU is usually 50-70%. The target setting of 4 selected RCTs
were intermediate care unit (Gonzalez et al., 2009; Field et al., 2008; Scafidi et al.,
1993; Field et al., 1986), which was similar to the clinical setting of the low birth
weight cubicle of the SCBU of Hospital A, while the other RCTs were conducted
in NICU. As the clinical settings of the SCBU and NICU in the public hospital in
Hong Kong were comparable to the clinical settings as stated in the selected ten
RCTs, the innovation can be transferred to the target setting in order to promote
weight gain of preterm infant. One RCT used parents as the people who
performed massage therapy to their infants. (Gonzalez et al., 2009). On the other
hand, another RCT had two intervention groups which involved mothers and
staffs in performing massage therapy to preterm infants respectively, this RCT
showed better weight gain in the group of infants that receiving massage therapy
from staffs. The massage therapy will be performed by trained nurses in the NICU
25
and SCBU of Hospital A, three acceptable quality RCTs (Field et al., 1986;
Scafidi et al., 1993) and one good quality RCT(Massaro et al., 2009) used trained
nurses as massage therapy provider to preterm infants showed statistically
significant positive result in mean daily weight gain of preterm infant.
The aim of the proposed intervention was promoting the weight gain of preterm
infants, in order to shorten their length of hospitalization and improve their
neurodevelopmental outcomes. According to the vision of the Hospital Authority,
the health care professionals should provide high quality services to patients to
prevent their length of hospitalization and readmission to the hospital, also, to
maximize their quality of life after discharge. (Hospital Authority, 2016). All of
the studies showed similar philosophy of care by providing massage therapy to
preterm infants to improve their weight gain, and decrease their length of
hospitalization, also, improved weight gain can improve neurodevelopmental
outcomes of preterm infants and allow them to have better quality of life and
possibly reduce their possibility of readmitting to hospital in later life. Hospital
Authority (2012) stated that evidence-based and cost-effective treatment options
should be adopted to improve clinical outcomes. This philosophy of care was
shown in all of the selected studies as massage therapy was evidence-based
intervention to promote weight gain of preterm infants. Therefore, the philosophy
26
of care of massage therapy and the Hospital Authority is the same.
The implementation of the proposed project will take seven months in total,
prepare and present proposal to the NC will take two weeks, form a massage
project team will take two weeks, present proposal to the administrative staffs and
get their approval will take one month, present proposal to the consultant doctor
and senior nursing staffs by NC will take two weeks. After these preparation, a
two-month pilot study will be conducted, which will be divided into three phases.
Phase one includes briefing of the innovation to all nurses and conducting training
sessions to all nurses , phase two is the pilot test and phase three includes pilot test
evaluation and refinement of the protocol. After the pilot study, a full-scale
implementation of the massage therapy protocol will last for two months. Then
evaluation of the implementation of the massage therapy protocol in the target
setting will be conducted, which will take one month. The detail of the time frame
for implementation of this innovation is showed in the appendix E.
3.2 Feasibility
Nurses will be responsible for the implementation of the massage protocol of
preterm infant in the neonatal unit. After receiving training from a Certified Infant
Massage Instructor (CIMI), nurses should have the freedom to perform massage
therapy in the target setting, and nurses have the freedom to terminate any
27
intervention that it considered undesirable for the patients. The pediatricians
should be supportive towards this new innovation as it can improve the weight
gain of the preterm infants and shorten their length of hospitalization, and this
innovation is safe as almost no adverse effect was reported from various studies.
The administrative staffs will support the intervention as there is a NC in the
target setting. She conducted research with the doctors and have initiated many
new evidence-based practice in the neonatal unit with other colleagues, such as
using sucrose solution to relieve neonatal pain during painful procedure. She
always encourages nurses to give recommendations that can improve the nursing
care in the target setting. Therefore, it would not cause friction within the
organization.
In the day time, each NICU nurse had to take care of two stable infants or one
critically ill infant. Also, there are 6 NICU beds in one cubicle, a senior nurse has
to supervise junior nurses in this cubicle and acts as a “runner” to assist the
nursing care of the infants in this cubicle. An extra runner will be available during
day time shift to assist with the nursing care in the NICU and SCBU. In the day
time, two nurses will be responsible for the low birth weight cubicle of the SCBU
in each shift. The implementation of the massage therapy protocol may interfere
with current staff functions in a certain extent. However, as the nurses in the
28
NICU and SCBU are busiest at the infant’s feeding time and 1 hour after the
doctors’ round as they has to implement the new treatment to the infant. The
massage can be arranged between the feeding time of the infants, and before the
doctors’ round, so that the nursing activities will not be interfered. If the case
nurse of the preterm infant in the NICU is busy on performing nursing care or
resuscitating other critically ill infant, the senior nurse who acts as a “runner” in
that NICU cubicle will be responsible for performing the massage therapy to the
preterm infants. If this senior nurse is busy too, the runner of the neonatal unit will
be responsible for performing the massage therapy. The nurses in the low birth
weight cubicle of the SCBU should have plenty of time to perform massage
therapy for preterm infants because there are not much extra nursing care that they
have to provide for the infants except the blood taking round in the early morning,
and the major nursing cares that they have to provide for the infants are changing
diapers and feeding babies only. Nevertheless, the nurses may not be cooperative
as their workload will be increased. Therefore, an extra 15 minutes tea time will
be arranged for the nurses in A and P shift to “compensate” for their extra
workload.
Nurses require training in order to become competent to perform the massage
therapy. There are three registered nurses that have attended CIMI course, all of
29
them are willing to provide training sessions for the other colleagues if they do not
need to use their own time to conduct the training session. Three identical training
sessions on massage therapy for preterm infant will be arranged to allow all the
nurses to have the opportunity to attend at least one of them. The other nurses
have to use their own time to attend the training session. As every nurse in the
paediatric department of Hospital A is required to attend at least 5 pediatric
training sessions that were conducted by the nurses or doctors during non-duty
hours every year in order to fulfill the requirement of the staff development review,
the nurses will be willing to attend the workshop of preterm infant massage by
using their own time, also, the nurse can obtain 1 Continuing Nursing Education
(CNE) point by attending it.
The weight gain of preterm infants is the major indicator of the effectiveness of
the massage therapy. All of the stable NICU infants will be weighted on Thursday
and Sunday, and all of the SCBU infants will be weighted on Tuesday and Friday.
A digital weighing scale will be used to weigh the infant. It is a routine nursing
care so it will not increase the workload of nurses. The weight gain of each
preterm infant receiving massage therapy will be recorded for evaluating the
effectiveness of massage therapy. No extra equipment is needed to perform the
massage therapy. The massage therapy will be performed inside the incubator,
30
which is readily available in the neonatal unit and also, some preterm infants are
already inside the incubator.
3.3 Cost/benefit ratio
There was no adverse effect reported for the preterm infants receiving massage
therapy from various literatures. The massage therapy for preterm infants can
improve their weight gain, and also improve their neurodevelopmental outcomes,
shorten their length of hospitalization and thus facilitating breastfeeding.
(Flacking et al., 2012; Boucher et al., 2011; Dusick et al., 2003). If the massage
therapy is not implementing in the target setting, the weight gain of the stable
preterm infants will be compromised, their neurodevelopmental outcomes will
remain unsatisfactory and their hospitalization period will be prolonged, therefore,
breastfeeding will be hindered and their risk of infection increased. Gonzalez et al.
(2009) and Field et al. (1986) reported that the length of hospitalization can be
shorten by performing massage therapy to preterm infants by 4 and 6 days
respectively, without specifying the length of stay in NICU and SCBU separately.
Therefore, the length of hospitalization can be shorten by around 5 days by
estimation. To be conservative, I assumed that only the length of stay in the SCBU
can be shortened.
31
The nonmaterial costs of implementing the massage therapy for preterm infants
include lower staff morale. It is because the implementation of the massage
therapy protocol increases the workload of nurses. However, the potential
nonmaterial benefits of massage therapy for preterm infants include increased
parents’ satisfaction about our nursing care and improve reputation of the neonatal
unit in Hospital A as massage therapy is not routinely performed for preterm
infants in all public hospital in Hong Kong.
All of the detailed calculation procedures of the cost and saving mentioned
below are listed in the appendix F. The set up cost of the massage therapy includes
the cost of the three training sessions organized by three CIMIs, which is $651.
The operational cost of this massage therapy per year includes the time cost of
nurses who perform massage therapy for all eligible admitted preterm infants and
the cost of 15-minutes tea break for nurses in A shift and P shift. As there are 50
RNs in the target setting and their average hourly salary is $192, the cost of
massage therapy for all preterm infants is calculated by $192 times 3/4 hour times
10 days times 352 infants which is $506,880, while the cost of the 15-minutes tea
break would be 13 nurses times $192 times 1/4 hour times 2 shifts times 365 days
which is $455,520, so the total operational cost is $962,400. As the target setting
will recruit around 10 new nurses every year, a training session of massage
32
therapy will be organized for them, so the maintenance cost of this massage
therapy per year is $217. On average, the length of hospitalization could be
shortened by 5 days by massage therapy (Gonzalez et al.,2009; Field et al., 1986).
As the massage therapy may not be effective for all preterm infants, I assume only
80% of the eligible admitted preterm infants can shorten their hospitalization
period. As the daily cost of an acute bed is $4,910. (Hospital Authority, 2016), the
cost related to prolong hospitalization of preterm infants can be reduced by
$6,913,280 per year by implementing this innovation. In conclusion, the
department can save $5,950,663 in the first year by implementing this massage
protocol for preterm infants in the neonatal unit, and saved $6,861,703 per year in
each of the following years.
3.4 Evidence-Based Practice Guideline
The SIGN guideline is used to classify the grade of recommendation and rate
the level of evidences. (SIGN, 2016). The level of evidence of a RCT is the
highest when it is rated as 1++, followed by 1+, and the lowest level of evidence
is rated as 1-. The highest grade of recommendation is “A”, follows by “B”, “C”
and “D”, where “D” represents the lowest grade of recommendation. In order to
achieve grade “A” recommendation, the evidence must be supported by at least
one meta-analysis, systematic review, or a RCT with level of evidence of 1++, or
33
a body of evidence that directly applicable to the target population that have
consistent result of this recommendation. The evidence-based practice guideline
of massage therapy for preterm infants consists of two parts, which includes
assessment and implementation. Eight out of nine recommendation of the
evidence-based practice guideline of this innovation are graded as grade “A”, and
one of it is graded as grade “B”. The detail of the SIGN grading system is listed in
the appendix G. The evidence-based practice guideline of the massage therapy for
preterm infants is listed in appendix H.
34
Chapter 4 – Implementation Plan
A well designed implementation plan is important for implementing a new
protocol in the target setting, the time frame of the implementation plan is shown
in appendix E. In this chapter, the communication plan of various stakeholders
and detail of the pilot study will be discussed. Also, various outcomes of this study
are identified. The effectiveness of the massage therapy protocol will be also be
evaluated.
4.1 Communication plan
In order to formulate a communication plan, the stakeholders of the protocol
must be identified. For the administrative level, the stakeholders include Chief of
Service (COS), Ward Manager (WM), Departmental Operation Manager (DOM),
Advanced Practice Nurse (APN), Nurse Officer (NO) and NC. The WM, DOM
and COS are responsible for the approval of the new clinical guideline in the ward,
by evaluating the cost and effectiveness of the new intervention. They will
allocate resources for the implementation of new clinical guideline if required.
The NC will be responsible to monitor the quality of the nursing care in the ward,
therefore she has to know there will be a new intervention in the ward. Two NOs
and five APNs are responsible to allocate the human resources in every shift of
duty to balance the workload of nurses. The consultant medical officer will assess
35
the risks and benefits of the massage therapy, and determine whether it can be
performed to preterm infants or not. The frontline staffs, that are the 50 Registered
Nurses (RNs), will be responsible to perform the massage therapy to preterm
infants. Therefore, they are stakeholders too. Also, the parents of the preterm
infants are stakeholders because their infants receive massage therapy.
Firstly, the innovation proposer will present the proposal to the NC about the
rationale, risks, benefits, cost-benefit ratio and resource requirement of the
massage therapy for preterm infant in order to gain her support, it will take around
one week. She always encourages colleagues to introduce some new
evidence-based nursing intervention in the ward and she acted as a leader of any
new evidence-based project in the ward. If she supports the proposed innovation,
the innovation proposer will invite her to be the leader of the massage project
team. Then a massage project team will be formed within one week, which
included 1 NC and 4 RNs, 3 out of the 4 RNs will have the qualification of CIMI.
The NC will act as a leader of the team and the RNs will be responsible to provide
training to the nurses on massage therapy of preterm infants, communication with
stakeholders, data collection, data analysis and evaluation. After getting support
from the NC, the innovation proposer will try to gain approval from the
administrative staffs, which include COS, DOM and WM. It is because they have
36
to be informed for any change in ward routine and nursing intervention, and also
they have the power to allocate resources for the implementation of new
intervention. The innovation proposer will present a well-written proposal to WM
first, and explain the rationale of the massage therapy for preterm infants, risks
and benefits, cost-benefit ratio and resources requirement to her. If WM supports
the massage therapy for preterm infants, the innovation proposer will present the
proposal to DOM, if she supports the massage therapy too, she will discuss with
the COS to gain her approval too. The time required to present the proposal to all
administrative staffs and obtain their approval for implementing the innovation
would be around one month. After that, the NC will present the proposal to the
consultant doctor and senior staffs in the clinical setting, including APNs and NOs
in their regular neonatal team meeting every week in order to facilitate the
implementation of the massage protocol in the ward and get their support, it will
take around two weeks.
There is an around 15 minute’s announcement session at 1400 every day. I will
ask the WM for the approval of using three announcement sessions to conduct a
briefing session of massage therapy for preterm infants to all nurses. In the
briefing session, the need for the implementation of massage therapy for preterm
infants will be emphasized and benefits of the massage therapy will be explained.
37
As there is no public hospital in Hong Kong has started the implementation of
massage therapy for preterm infant, the sense of professionalism of the neonatal
nurses in Hospital A can be increased. The progress of the implementation of the
proposed protocol will be presented in the announcement session once per week in
order to allow the nurses to know how their nursing care can improve the weight
gain of their patients, and then their level job satisfaction level can be increased.
Also, an extra 15-minutes tea time will be arranged for all then nurses in A and P
shift to compensate their workload in order to decrease their resistance towards
the implementation of the massage therapy protocol.
4.2 Pilot study Plan
Before the implementation of the full-scale program of massage therapy in the
ward, a pilot study will be conducted to explore the feasibility of the
implementation of massage therapy for the preterm infants in the ward setting.
The objectives of the pilot study include assessing the feasibility of implementing
the protocol, assessing the nurses’ compliance of the protocol and identifying
potential problem during implementation of the protocol.
A massage therapy chart (Appendix I) will be added to the patients’
documentation if the preterm infant is eligible for massage therapy. The consent
for massage therapy will be obtained from the parents of preterm infants and
38
documented in the massage therapy chart when they become eligible for massage
therapy, the risks and benefits of massage therapy will be explained by case nurse
and an information pamphlet will be given to parents. Six massage protocols and
massage method will be printed and laminated, and then two massage protocols
and massage method will be placed inside each cubicle in order to allow the
nurses to take reference as needed.
The duration of the pilot study will be two months, and it will be divided into
phase 1, phase 2 and phase 3. The first two weeks are considered as a phase 1.
Within these two weeks, three briefing session of the training session and massage
therapy protocol will be made by the nurse consultant (NC) during the daily
announcement session. Poster of the training session will be posted to the nurses’
station and all nurses are required to register for one of the training session. All
nurses should have attended an one hour training session for massage therapy for
preterm infant before the end of the phase 1 of the pilot study. During the phase 2
of the pilot study, nurses will have opportunities to familiarize with the techniques
of massage therapy for preterm infants and the use of massage therapy chart. As
mentioned in chapter 2, the number of estimated patients that will be admitted to
NICU and SCBU will be 270 and 100 per year. Therefore, 33 preterm infants will
be admitted to NICU and 12 preterm infants will be admitted to SCBU within the
39
period of pilot study. I expect that 70% of the admitted preterm infants in the
NICU will become eligible for massage therapy within the period of the pilot
study, therefore, around 30 preterm infants will receive massage therapy within
the period of pilot study. Each preterm infant has to receive massage therapy three
times daily for 10 days. There are 50 nurses in the neonatal unit, each nurse
should have opportunities to perform at least 18 times of massage therapy during
the phase 2 of the pilot study period. The APNs and NOs will assign the three
CIMIs to the “runner” position during each shift of duty, so that they can perform
assessment of the massage therapy for the other nurses to ensure they are able to
perform the massage therapy correctly. All the nurses will be assessed on the
massaging skill for at least one time by one of the CIMIs by using a checklist of
infant massage assessment (Appendix J). This form consists of 10 items, each
nurse has to get at least 8 marks out of 10 in order to pass the assessment,
otherwise, a reassessment is required. Massage therapy charts of all eligible
preterm infants for massage therapy will be evaluated by the 4 RNs for staff
compliance with the implementation of the massage therapy for preterm infants
every week. A self-reported questionnaire (Appendix K) will be distributed to all
nurses, and they have to complete and return it to a collection box by the end of
phase 2 of pilot study. Phase 3 of the pilot study consists of evaluation of the pilot
40
study and refinement of the protocol, which will take around two weeks. All
massage project team members will collect feedback from nurses and their
feedback will be discussed in their regular meeting, which will be held once per
week, in order to improve the logistics of the protocol and solve problems
encountered by nurses during pilot study. The protocol will be revised and
modified according to the collected feedback from nurses.
4.3 Evaluation Plan
In order to evaluate the effectiveness of the proposed protocol in the target
setting, the patient outcome, system outcome and healthcare provider outcome of
the implementation have to be evaluated and the target population and required
sample size have to be identified. The evaluation of the innovation will take one
month.
4.3.1 Identification of the outcomes
The patient outcome includes daily weight gain of preterm infants and their
length of hospitalization. Daily weight gain of preterm infants is the primary
outcome as it was a patient outcome that was used by all the reviewed RCTs. It
can be obtained by subtracting the body weight of the preterm infant before the
whole course of massage therapy by the body weight of the preterm infant after
the whole course of massage therapy, and then divided by 10 days. The body
41
weight of preterm infant is measured by a standardized digital scale. Gram will be
used as the unit. The implementation period of massage therapy for each preterm
infant is 10 days, and various studies evaluated the body weight of the infant right
after the whole course of massage therapy. Therefore, the body weight of the
infant will be measured on day 1 and day 11 during the implementation period and
the daily weight gain will be documented in the massage therapy chart. Length of
hospitalization of preterm infants is the secondary outcome, as the preterm infants
can be benefited if their length of hospitalization shorten. The clerk will be
responsible to calculate the length of hospitalization of each infant. It will be
measured when the infant is discharged from the hospital.
The healthcare provider outcome is the staff satisfaction level towards the
massage therapy protocol. Staff satisfaction has a positive relationship with
clinical competency and self-efficacy. (Tyler et al., 2012). A self-reported
questionnaire (Appendix K) will be distributed to all nurses, and they have to
complete and return it to a collection box by the end of the implementation period.
Nurses have to respond to six questions on 5-point Likert scale (Likert, 1932),
ranging from strongly agree to strong disagree, and the total score reflects the staff
satisfaction level towards the massage therapy protocol. 5 marks will be given to
“strongly agree” and 1 mark will be given to “strongly disagree”. The total score
42
will be calculated, ranging from 6 marks to 30 marks, higher score indicates
higher satisfaction level. A total score of 18 indicates overall satisfaction.
The system outcomes are the cost of extra manpower and the savings from
shortened length of hospitalization. Cost of extra manpower includes salary of the
nurses corresponded to performing massage therapy for all preterm infants every
year and the 15 minutes tea break arranged for all nurses in A shift and P shift in
order to compensate for their workload. Saving from shortened length of stay
takes into account the daily costs of hospitalization and the length of hospital stay.
4.3.2 Target population and number of clients to be involved
The target audience of massage therapy is medically stable preterm infants who
are less than 37 weeks of gestational age in NICU and SCBU. The exclusion
criteria include major congenital abnormalities, congenital heart malformations,
central nervous system dysfunction, grade II to IV intraventricular haemorrhage,
necrotizing enterocolitis, immunocompromised, HIV-infected, infections that
require contact isolation, receiving ventilator support, phototherapy, antibiotics
treatment, requiring surgical intervention. (Field et al., 1986; Scafidi et al., 1993;
Ferber et al.,2002; Lee, 2005; Diego et al., 2005; Diego et al., 2007; Field et al.,
2008; Gonzalez et al., 2009; Massaro et al., 2009; Moyer-Mileur et al., 2013).
By taking reference to 7 selected RCTs, the minimal additional daily weight
43
gain of preterm infants after receiving massage therapy is +3g when compared
with the control group. (Field et al., 1986; Scafidi et al., 1993; Ferber et al., 2002;
Diego et al.,2005; Diego et al., 2007; Massaro et al., 2009; Gonzalez et al., 2009).
Three selected RCTs were not included in the calculation as they are low quality
RCTs. (Lee, 2005; Field et al., 2008; Moyer-Mileur et al., 2013). By taking
reference to a RCT that is similar to the ward setting of Hospital A, the standard
deviation of daily weight gain is 6.7g.(Field et al., 1986). A computer software is
used to calculate the required sample size. (Lenth, 2006-9). One sample t-test is
used to calculate the sample size. By setting stigma as 6.7, true mean difference as
3, power as 0.8 and alpha as 0.05 in one-tail paired t test, the sample size required
is 33. To be conservative, I assume the dropout rate of the intervention would be
the highest possible dropout rate among all selected RCTs of good or acceptable
quality, which is 16%. (Diego et al., 2005). Therefore, the final sample size
required is 40.
4.3.3 Data analysis
All analyses will be performed by using Statistical Package for Social Science
(SPSS) version 22 with 5% level of significance. In order to determine whether
massage therapy improve the daily weight gain of preterm infants from day1 to
day 11 of massage therapy by at least 3g more than that in the current setting,
44
t-test will be used. To investigate whether massage therapy can reduce the length
of hospitalization of preterm infants by at least 5 days than that in the current
setting, the length of hospitalization of preterm infants will be analyzed by t-test.
To investigate the staff satisfaction level towards the implementation of the
massage therapy protocol, the percentage of staff with total score of the
questionnaires above 18 will be analyzed by z-test to evaluate if such percentage
exceeds 70% or not.
Cost of extra manpower resulted from performing massage therapy for all
preterm infants will be calculated by the mean hourly salary of nurses, which is
$192,times 15 minutes times 3 times and the number of preterm infants receiving
massage therapy. The cost of the 15-minute break will be calculated by the mean
hourly salary of nurses, which is $192, times 15 minutes times 365 days times the
total number of nurses in A shift and P shift. The savings from shortened length of
hospitalization can be calculated by the daily cost of an acute bed, which is $4,910
(Hospital Authority, 2016) times the number of shortened days of hospitalization.
4.4 Basis for implementation
The minimal additional daily weight gain of preterm infants after receiving
massage therapy is +3g when compared with the control group. (Field et al., 1986;
Scafidi et al., 1993; Ferber et al., 2002; Diego et al.,2005; Diego et al., 2007;
45
Massaro et al., 2009; Gonzalez et al., 2009). The massage therapy protocol is
considered to be effective if preterm infants can achieve an additional daily weight
gain of 3g after the intervention. As the baseline daily weight gain of preterm
infants in Hospital A is 15g, the massage therapy protocol is considered to be
effective if the daily weight gain of preterm infants is equal or more than 18g. The
massage therapy protocol is considered to be effective if the length of
hospitalization can be reduced by 5 days, which is the mean reduction in length of
hospitalization among the selected RCTs. (Gonzalez et al., 2009; Field et al.,
1986).
In order to maintain a positive atmosphere in the ward setting of Hospital A to
facilitate the implementation of the massage therapy protocol, 70% of the
collected questionnaires should be 18 marks or above in order to maintain a
positive atmosphere in the ward setting. Also, in order to increase the feasibility of
the massage therapy protocol, the money saved by the implementation of the
massage therapy protocol should be more than the cost of the extra manpower
required for the implementation of the massage therapy protocol.
46
Chapter 5 - Conclusion
Slow weight gain is a common problem for preterm infants in neonatal unit.
Massage therapy can improve the weight gain of preterm infants with no reported
side effects, and it is a cost-effective intervention which requires no special
equipment to perform. This study adopted a transitional nursing research approach
to propose an evidence-based massage therapy protocol which can guide nurses to
perform massage therapy for preterm infants, in order to improve the weight gain
of preterm infants in the neonatal unit and decrease the length of hospitalization of
preterm infants. Also, the implementation of massage therapy protocol can save
money for the hospital as the cost related to hospitalization of preterm infants can
be reduced.
47
Appendix A - Table of the searching result
Search
ID
Keywords Databases
PubMed CINAHL
Plus
S1 Tactile-kinesthetic stimulation OR
tactile/kinesthetic stimulation OR
Massage
12324 1109
S2 Preterm infant OR Premature infant OR
Preterm neonate OR premature neonate
83485 3762
S3 Weight gain OR Body weight 524088 17344
S4 S1 AND S2 AND S3 55 7
48
Records screened by title
and abstract (n =59)
Appendix B - PRISMA Flow Diagram
Records identified through
database searching (PubMed,
CINAHL Plus)
(n =62)
Additional records identified
through other sources
(n = 0 )
Records after duplicates removed
(n =59)
Records excluded
(n =28)
Full-text articles assessed
for eligibility
(n =31)
Full-text articles excluded,
with reasons
(n =21)
1) Non-RCT: 18
2) Wrong control group: 2
-exercise: 1
-sham therapy: 1
3) Wrong intervention: 1
Studies included in
qualitative synthesis
(n =10)
49
Appendix C- Table of evidence
Citation /
Design
(Study quality)
Sample
characteristics
Intervention Intervent
ion
schedule
Intervention
period
Control
(C)
Outcomes
(Assessment time)
Effect size
(Intervention
- Control)
Moyer-Mileur
et al. (2013)/
United
States/(-)
1. NICU patients
2. GA of
28wks4days
-32wks3days
3. Medically stable
4. Tolerated enteral
feeding volumes
>100 ml/kg/day
-Method C was used
by massage therapist,
which is similar to
method A but it is
shorten and involve
massage of the chest
(n=22)
-Twice
per day
-20
minutes
per
session
6 days per
week, for a
maximum
of 4 weeks
No massage
(n=22)
1. Mean daily weight
gain over 4 weeks
1. +0.4g, NR
Gonzalez et al.
(2009)/
Mexico/ (+)
1. Patients of
neonatal unit
2. Corrected GA of
30 to 35 weeks
3. Clinically stable
without oxygen
supplementation
4. Receive orogastric
feeding
- Method B was used,
which was different
from method A by its
head-to-toe,
supine-to-prone and
midline to peripheral
progression
-Parents were trained
to massage their own
baby.(n=30)
-Twice
per day
-15-20
minutes
per
session
10 days Usual
nursery care
without
massage.
(n=30)
1. Mean daily weight
gain over 10 days
2. Length of
hospitalization
1. +8.3g
(p<0.001)
2.-3.97days
(p=0.03)
50
Massaro,
Hammad,
Jazzo& Aly
(2009)/ United
States/ (++)
1, NICU patients
2.Birth
weight<1500g
and/or
GA≦32wks
3. postnatal
day>7days and
current body
weight>1000g
4. Clinically stable
5. Not on ventilator
support
6. Feed orally
I (A) Massage (Tactile
stimulation phase
only) group (n=19)
-Only the first phase
of method A was
used, the number of
strokes decrease to
six and the time for
each stroke increase
to 10 seconds.
-Massage performed
by trained registered
nurses
I (B) Massage (Tactile
and Kinesthetic
stimulation phases)
group (n=20)
-second phase of
method A was added
after the massage
procedure as stated
above
-Twice
per day
-15
minutes
per
session
From the
time of
study entry
until baby
was
discharged
Standard
care in the
nursery
(n=20)
From the time of
study entry until
discharge,
For all infants
I(A) vs (C)
1. Mean daily weight
gain
I(B) vs (C)
2. Mean daily weight
gain
For infant with
Birth
weight>1000g:
I(A) vs (C)
3. Mean daily
weight gain
I(B) vs I(C)
4. Mean daily
weight gain
1. -1.8g, NS
2. +1.1g, NS
3. +2.5g
(p=0.012)
4. +7.5g
(p=0.012)
51
Field et al.
(2008)/
United
States/ (-)
1. Patients of a step-down
nursery
2. Preterm infant
3. Medically stable, fit for
transfer to the “grower”
nursery, without
respiratory support
-Method A was
used by staffs,
but the
qualification of
staffs is not
specified
(n=21)
-three times
per day
-15 minutes
per session
5 days Usual care
without
massage
(n=21)
At day 5 of the
study,
Primary outcome
1. Change in
insulin (µU/mL)
2. Change in
IGF-1 (ng/ mL)
Secondary
outcome
3. Mean for
change in
weight gain
1. +0.53
(p<0.001)
2. 0.39
(p<0.05)
3. +18.3g
(p<0.02)
Diego et
al. (2007)/
United
States /
(+)
1. NICU patients
2. Preterm infants
3. Receiving gavage
feeding
4. Medically stable
5. Not on ventilator
support
-Method A was
used by massage
therapist
(n=40)
-Three
times per
day
-15-minute
s
sessions
per day
5 days Standard
nursery care
(n=40)
1.Mean daily
weight gain
over 5 days
2. % of daily
weight gain
(g/kg)
1. +5.21g
(p<0.01)
1. +30%
(p<0.05)
52
Lee
(2005)/
Korea/ (-)
1. NICU patients
2. GA<36wks with
birth weight<2000g
3. Not on persistent
mechanical
ventilation
4. Physiologically
stable
-Method A was used
by trained nurses
(n=13)
-Twice per
day
-15 minutes
per session
10 days Usual NICU
care without
massage
(n=13)
1. Mean daily
weight gain over
10 days of
intervention
1) +0.99g, NS
Diego,
Field
&Hernand
ez-Reif
(2005)/
United
States/ (+)
1. NICU patients
2. Preterm infant
3. Medically stable
4. gavage-fed
5. Without respiratory
support
I(A): Massage group
(n=16)
-Method A was used
by massage therapist
I(B): Sham massage
group (n=16)
Followed the same
method as the
massage group, except
that light pressure
stroking was used
during the first and
last 5 minutes periods
of the sham massage.
-Three
times per
day
-15 minutes
per session
5 days Standard
nursery care
(n=16)
I(A) vs (C)
1. Mean daily
weight gain over
5 days
I(B) vs (C)
2. Mean daily
weight gain over
5 days
1. +4.1g
(p<0.01)
2. +0.7g
(p<0.01)
53
Ferber et
al. (2002)
/ Israel /
(+)
1. NICU patients of 3
medical centers
2. GA 26-34 wks
3. Birth weight 600-2200g
4. medically stable without
ventilator support
5. More than 5 days of age
6. Not solely rely on
parenteral nutrition
I(A): Massage by
staff group (n=17)
-Method A was
used, except that
the kinesthetic
stimulation
phase was
removed, the
tactile
stimulation
phase extended
to 15 minutes.
- Staff performed
the massage
I(B): Massage by
mothers group
(n=21)
-Follow the same
massage method
as stated above
-Mother
performed the
massage
-Three
times per
day, at the
beginning
of 3
consecutive
hours
-15 minutes
per session
10 days No massage
was
provided.
(n=19)
I(A) vs (C)
1. Mean daily
weight gain
from day1-5
2. Mean daily
weight gain
from day6-11
3. Mean daily
weight gain
from day1-11
I(B) vs (C)
4. Mean daily
weight gain
from day1-5
5. Mean daily
weight gain
from day6-11
6. Mean daily
weight gain
from day1-11
1. +6.244g, NR
2. +9.1g
(p=0.04)
3. +7.8g
4. +6.38g, NR
5. +5.65g
(p=0.04)
6. +5.98g, NR
54
Scafidi et
al. (1993)/
United
States/ (+)
1. Patients of intermediate
care unit
2. GA=26-36wks
3. Birth weight
=800-1550g
4. Not receiving
intravenous nutrition
5. Entry weight into the
study =1000-1550g
6. Medically stable, in
room air
Method A was
used by trained
research assistant
or nurses. (n=50)
-Three
times per
day, at the
beginning
of 3
consecutive
hours
-15 minutes
per session
10 days Standard
nursery care
(n=43)
1. Mean daily
weight gain
over 10 days
2. Percentage of
high weight
gainers
1. +3g (p<0.01)
2. +30%
(p<0.01)
Field et al.
(1986)/
United
States/ (+)
1. Patients of intermediate
care unit
2. GA<36wks
3. Birth weight<1500g
4. Body weight
1000-1650g when admit
to transitional care
nursery
5. Not on oxygen therapy
6. Not receiving
intravenous nutrition
Method A was
used by nurses.
(n=20)
-Three
times per
day, at the
beginning
of 3
consecutive
hours
-15 minutes
per session
10 days
with 1 day
without
intervention
Routine
nursery care
without
massage.
(n=20)
1. Mean daily
weight gain
over 10 days
2. Mean daily
weight gain
per calories of
intake per
kilogram of
body weight
3. Length of
hospitalization
1. +8g
(p<0.0005)
2. +0.06
(p<0.0005)
3. -6 days
(p<0.05)
Foot notes: GA- Gestational age, NICU – Neonatal Intensive Care Unit, Insulin-Like Growth Factor 1 - IGF-1
NS – non-significant, NR- not reported (significance)
55
Details of massage method
Method A One 15 minutes stimulation session consisted of three 5-minutes phases.
First phase(Tactile stimulation phase)
Baby placed in prone position in an incubator. The person responsible for stimulation performed hand scrubbing,
then she placed the palms of her hands on the infant. Then she gently stroked her hands for five 1-minute periods
(Each stroking motion consisted of 12 strokes at around 5 seconds) over the following area
1) From the top of the head to the neck
2) From the neck across the shoulders
3) From the upper back to the waist
4) From the thigh to the foot to the thigh on both legs
5) From the shoulders to the hands, then from the hands to the shoulders on both arms
Second phase (Kinesthetic stimulation phase)
Baby placed in supine position. This kinesthetic stimulation phase consisted of five 1-minute segments of six
passive flexion or extension movements, starting from the each arm, then each leg, and then both legs together,
with each movement lasted for 10 seconds each.
Third phase
Tactile stimulation phase as stated in first phase was repeated while the baby was placed in prone position
Method B Vimala massage was performed by massaging 6 anatomic regions, including face, upper limbs, thorax, abdomen,
lower limbs and back, and then stretching all four limbs. If infant showed any signs of discomfort noted during
massage, the massage motion slowed down to allow the infant to adapt slowly.
56
Method C Six compression strokes were done to each of the following area
1) Top of thighs to ankles and feet
2) chest over the ribcage
3) Shoulders down to the arms and palms
4) Head from crown to neck
5) From the back of the neck to the waist
After the massage, range of motion was performed by assisting the infant to do extension and flexion movements
over four limbs, 5 times per limb.
Appendix D –SIGN critical appraisal checklist
S I G N
Methodology Checklist 2: Controlled Trials
Study identification (Include author, title, year of publication, journal title, pages
Field, T. M., Schanberg, S. M., Scafidi, F., Bauer, C. R., Vega
Tactile/kinesthetic stimulation effects on preterm neonates.
Guideline topic:
Before completing this checklist, consider:
1. Is the paper a randomised controlled trial
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
clinical trial questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
2. Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question
Section 1: Internal validity
In a well conducted RCT study…
1.1 The study addresses an appropriate and clearly
focused question.
1.2 The assignment of subjects to treatment groups
is randomised.
1.3 An adequate concealment method is used.
1.4 The design keeps subjects and investigators
‘blind’ about treatment allocation.
SIGN critical appraisal checklist
Checklist 2: Controlled Trials
Include author, title, year of publication, journal title, pages
Field, T. M., Schanberg, S. M., Scafidi, F., Bauer, C. R., Vega-Lahr, N., Garcia, R., ...& Kuhn, C. M. (1986).
stimulation effects on preterm neonates. Pediatrics, 77(5), 654-658.
Key Question No:
completing this checklist, consider:
randomised controlled trial or a controlled clinical trial? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
elevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question � 2. Other reason �
Does this study do it?
The study addresses an appropriate and clearly Yes
“The purpose of the present study was to
evaluate the effects of tactile/kinesthetic
stimulation on weight gain of very small,
preterm neonates who had received intensive
care.“
The assignment of subjects to treatment groups Can’t say
-Stratified randomization based on gestational age,
birth weight, number of NICU days and transitional
care nursery admission weight was done.
-No method of randomization is stated.
An adequate concealment method is used. No
-No method of concealment
is mentioned
The design keeps subjects and investigators
‘blind’ about treatment allocation.
Can’t say
-The study just mentioned the researchers who
conducted the sleep/wake behavior observation
and the Brazelton assessments were blind
group assignments
-No information for blinding is provided for
nurses who provide treatment and measure
body weight
57
Include author, title, year of publication, journal title, pages)
Lahr, N., Garcia, R., ...& Kuhn, C. M. (1986).
658.
Key Question No: Reviewer:
? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a controlled
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
elevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
� (please specify):
“The purpose of the present study was to
tactile/kinesthetic
stimulation on weight gain of very small,
preterm neonates who had received intensive
Stratified randomization based on gestational age,
birth weight, number of NICU days and transitional
care nursery admission weight was done.
No method of randomization is stated.
concealment
The study just mentioned the researchers who
conducted the sleep/wake behavior observation
and the Brazelton assessments were blind to the
No information for blinding is provided for
nurses who provide treatment and measure
58
1.5 The treatment and control groups are similar at
the start of the trial.
Yes
1.6 The only difference between groups is the
treatment under investigation.
Yes
1.7 All relevant outcomes are measured in a
standard, valid and reliable way.
Yes
-Daily body weight of infants were measured
1.8 What percentage of the individuals or clusters
recruited into each treatment arm of the study
dropped out before the study was completed?
0%
1.9 All the subjects are analysed in the groups to
which they were randomly allocated (often
referred to as intention to treat analysis).
Yes
1.10 Where the study is carried out at more than one
site, results are comparable for all sites.
Does not apply
Section 2: OVERALL ASSESSMENT OF THE STUDY
2.1 How well was the study done to minimise bias?
Code as follows:
High quality (++)�
Acceptable (+)☑
Low quality (-)�
Unacceptable – reject 0 �
2.2 Taking into account clinical considerations, your
evaluation of the methodology used, and the
statistical power of the study, are you certain that
the overall effect is due to the study
intervention?
Yes
2.3 Are the results of this study directly applicable
to the patient group targeted by this guideline?
Yes.
-The subjects of this study is preterm infant.
2.4 Notes. Summarise the authors’ conclusions. Add any comments on your own assessment of the study, and
the extent to which it answers your question and mention any areas of uncertainty raised above.
Randomization is mentioned but the method of performing randomization is not specified. Also, no
method of concealment is reported in the study. These would downgrade the study. However, this study
was published in 1986, it is acceptable that the method of randomization and concealment was not
mentioned in the study.
S I G N
Methodology Checklist 2: Controlled Trials
Study identification (Include author, title,
Scafidi, F. A., Field, T., &Schanberg, S. M. (1993). Factors that predict which preterm infants benefit most from
massage therapy. Journal of Developmental & Behavioral Pediatrics
Guideline topic:
Before completing this checklist, consider:
1. Is the paper a randomised controlled trial
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
clinical trial questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
2. Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question
Section 1: Internal validity
In a well conducted RCT study…
1.1 The study addresses an appropriate and clearly
focused question.
Note:
1.2 The assignment of subjects to treatment groups
is randomised.
1.3 An adequate concealment method is used.
1.4 The design keeps subjects and
‘blind’ about treatment allocation.
1.5 The treatment and control groups are similar at
the start of the trial.
1.6 The only difference between groups is the
treatment under investigation.
Methodology Checklist 2: Controlled Trials
Include author, title, year of publication, journal title, pages
Scafidi, F. A., Field, T., &Schanberg, S. M. (1993). Factors that predict which preterm infants benefit most from
Journal of Developmental & Behavioral Pediatrics, 14(3), 176-180.
Key Question No:
completing this checklist, consider:
randomised controlled trial or a controlled clinical trial? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
elevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question � 2. Other reason �
Does this study do it?
The study addresses an appropriate and clearly Yes
“The present study examined individual differences
to identify infant and clinical characteristics that
would predict maximal weight gain in control
infants and in infants receiving massage therapy. “
The assignment of subjects to treatment groups Can’t say
-Randomized stratification based on gestational
birth weight, duration of NICU care and entry
weight into the study was done
-No method of randomization is mentioned
An adequate concealment method is used. No
-No method of concealment is mentioned
The design keeps subjects and investigators
‘blind’ about treatment allocation.
Can’t say
-The research assistant weighted the infant daily, no
data is provided whether he/she is blinded about the
allocation or not.
The treatment and control groups are similar at Yes
-There is no statistically significant difference for
all perinatal data between the control group and the
intervention group.
The only difference between groups is the
Yes
59
year of publication, journal title, pages)
Scafidi, F. A., Field, T., &Schanberg, S. M. (1993). Factors that predict which preterm infants benefit most from
180.
Key Question No: Reviewer:
? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a controlled
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
elevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
� (please specify):
“The present study examined individual differences
clinical characteristics that
would predict maximal weight gain in control
infants and in infants receiving massage therapy. “
Randomized stratification based on gestational age,
birth weight, duration of NICU care and entry
weight into the study was done
No method of randomization is mentioned
No method of concealment is mentioned
The research assistant weighted the infant daily, no
data is provided whether he/she is blinded about the
There is no statistically significant difference for
all perinatal data between the control group and the
60
1.7 All relevant outcomes are measured in a
standard, valid and reliable way.
Yes
-The infants were weighted daily by the research
assistant
1.8 What percentage of the individuals or clusters
recruited into each treatment arm of the study
dropped out before the study was completed?
0%
1.9 All the subjects are analysed in the groups to
which they were randomly allocated (often
referred to as intention to treat analysis).
Yes
1.10 Where the study is carried out at more than one
site, results are comparable for all sites.
Does not apply
Section 2: OVERALL ASSESSMENT OF THE STUDY
2.1 How well was the study done to minimise bias?
Code as follows:
High quality (++)�
Acceptable (+)☑
Low quality (-)�
Unacceptable – reject 0 �
2.2 Taking into account clinical considerations, your
evaluation of the methodology used, and the
statistical power of the study, are you certain that
the overall effect is due to the study
intervention?
Yes
2.3 Are the results of this study directly applicable
to the patient group targeted by this guideline?
Yes
-All of the subjects in this study is preterm infant.
2.4 Notes. Summarise the authors’ conclusions. Add any comments on your own assessment of the study, and
the extent to which it answers your question and mention any areas of uncertainty raised above.
Randomization is mentioned but the method of performing randomization is not specified. Also, no
method of concealment is reported in the study. These would downgrade the study. However, this study
was published in 1993, it is acceptable that the method of randomization and concealment was not
mentioned in the study. Also, the sample size of this study was 93 infants, which was a good sample size
to show the effect of massage therapy.
S I G N
Methodology Checklist 2: Controlled Trials
Study identification (Include author, title, year of publication, journal title, pages
Ferber, S. G., Kuint, J., Weller, A., Feldman, R., Dollberg, S., Arbel, E., &Kohelet, D. (2002). Massage therapy by
mothers and trained professionals enhances weight gain in
37-45.
Guideline topic:
Before completing this checklist, consider:
1. Is the paper a randomised controlled trial
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
clinical trial questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
2. Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question
Section 1: Internal validity
In a well conducted RCT study…
1.1 The study addresses an appropriate and clearly
focused question.
1.2 The assignment of subjects to treatment groups
is randomised.
1.3 An adequate concealment method is used.
1.4 The design keeps subjects and
‘blind’ about treatment allocation.
Methodology Checklist 2: Controlled Trials
Include author, title, year of publication, journal title, pages
Ferber, S. G., Kuint, J., Weller, A., Feldman, R., Dollberg, S., Arbel, E., &Kohelet, D. (2002). Massage therapy by
mothers and trained professionals enhances weight gain in preterm infants. Early Human Development
Key Question No:
completing this checklist, consider:
randomised controlled trial or a controlled clinical trial? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
elevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question � 2. Other reason �
Does this study do it?
The study addresses an appropriate and clearly Yes
“The aim of the present study was to assess the
effect of massage therapy
members on the weight gain of preterm
during their stay in the NICU.”
The assignment of subjects to treatment groups Can’t say
-A random cluster design was used, infants were
randomly assigned and matched
birth weight and age at study entry
-Randomization is mentioned but method of
randomization is not specified
An adequate concealment method is used. No
No method of concealment mentioned
The design keeps subjects and investigators
‘blind’ about treatment allocation.
No
-Two research assistants, supervised by four senior
neonatologists are blind to the treatment allocation,
they calculated enteral and parenteral
according to body weight.
-Mothers are not blinded to treatment allocation as
they need to perform the intervention
61
Include author, title, year of publication, journal title, pages)
Ferber, S. G., Kuint, J., Weller, A., Feldman, R., Dollberg, S., Arbel, E., &Kohelet, D. (2002). Massage therapy by
Early Human Development, 67(1),
Key Question No: Reviewer:
? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a controlled
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
elevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
� (please specify):
“The aim of the present study was to assess the
effect of massage therapy by mothers and staff
members on the weight gain of preterm infants
during their stay in the NICU.”
A random cluster design was used, infants were
randomly assigned and matched for gestational age,
birth weight and age at study entry
Randomization is mentioned but method of
randomization is not specified
No method of concealment mentioned
Two research assistants, supervised by four senior
are blind to the treatment allocation,
they calculated enteral and parenteral nutrition
according to body weight.
Mothers are not blinded to treatment allocation as
they need to perform the intervention
62
1.5 The treatment and control groups are similar at
the start of the trial.
Yes
-The differences between the baseline variables
between the intervention and control group are not
statistically significant
1.6 The only difference between groups is the
treatment under investigation.
Yes
1.7 All relevant outcomes are measured in a
standard, valid and reliable way.
Yes
1.8 What percentage of the individuals or clusters
recruited into each treatment arm of the study
dropped out before the study was completed?
Only overall dropout rate is reported, which is 7%. The
dropout rate in each group was not specified.
-Reasons for dropout:
1) Parent’s personal reasons
2) Change in infant medical conditions
3) Parents cannot meet the standard required by the
research team when they performed massage for their
babies
1.9 All the subjects are analysed in the groups to
which they were randomly allocated (often
referred to as intention to treat analysis).
Yes
1.10 Where the study is carried out at more than one
site, results are comparable for all sites.
Yes
-The breastfeeding policy, the use of preterm
infant’s formula and the policy of total parenteral
nutrition were similar in 3 centers,
Section 2: OVERALL ASSESSMENT OF THE STUDY
2.1 How well was the study done to minimise bias?
Code as follows:
High quality (++)�
Acceptable (+)☑
Low quality (-)�
Unacceptable – reject 0 �
2.2 Taking into account clinical considerations, your
evaluation of the methodology used, and the
statistical power of the study, are you certain that
the overall effect is due to the study
intervention?
Yes
2.3 Are the results of this study directly applicable
to the patient group targeted by this guideline?
Yes
63
2.4 Notes. Summarise the authors’ conclusions. Add any comments on your own assessment of the study, and
the extent to which it answers your question and mention any areas of uncertainty raised above.
Randomization is mentioned but the method of performing randomization is not specified. Also, no
method of concealment is reported in the study. These would downgrade the study.
None of the mothers in the same room were assigned to different treatment groups, it can minimize the
bias by preventing parents from observing the other treatment performed to other babies in the same care.
S I G N
Methodology Checklist 2: Controlled Trials
Study identification (Include author, title, year of publication,
Diego, M. A., Field, T., & Hernandez-
massaged preterm neonates. The Journal of pediatrics
Guideline topic:
Before completing this checklist, consider:
1. Is the paper a randomised controlled trial
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
clinical trial questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
2. Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES com
Reason for rejection: 1. Paper not relevant to key question
Section 1: Internal validity
In a well conducted RCT study…
1.1 The study addresses an appropriate and
focused question.
1.2 The assignment of subjects to treatment groups
is randomised.
1.3 An adequate concealment method is used.
1.4 The design keeps subjects and investigators
‘blind’ about treatment allocation.
1.5 The treatment and control groups are similar at
the start of the trial.
Methodology Checklist 2: Controlled Trials
Include author, title, year of publication, journal title, pages
-Reif, M. (2005). Vagal activity, gastric motility, and weight gain in
The Journal of pediatrics, 147(1), 50-55.
Key Question No:
pleting this checklist, consider:
randomised controlled trial or a controlled clinical trial? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question � 2. Other reason �
Does this study do it?
The study addresses an appropriate and clearly Yes
“we hypothesized that preterm neonates receiving
moderate-pressure massage therapy would
show greater weight gain and increased vagal
activity and gastric motility, but not greater
intake than preterm neonates
light-pressure stimulation (sham/ placebo
or controls.”
The assignment of subjects to treatment groups Yes
-Stratified randomization based on birth weight
-Computer-generated randomization is used
adequate concealment method is used. No
No method of concealment is mentioned
The design keeps subjects and investigators
‘blind’ about treatment allocation.
Yes
“Data collection was done by researchers blind to
the neonates’ group assignments.
clinical staff were also blind to the neonates’ group
assignments and to the hypotheses of the study.
Massage therapists were blind to the
the study”
The treatment and control groups are similar at Yes
No statistically significant difference between the
variables of the treatment groups and control group.
64
journal title, pages)
Reif, M. (2005). Vagal activity, gastric motility, and weight gain in
Key Question No: Reviewer:
? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a controlled
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
plete the checklist.
� (please specify):
hypothesized that preterm neonates receiving
pressure massage therapy would
show greater weight gain and increased vagal
activity and gastric motility, but not greater calorie
intake than preterm neonates receiving
pressure stimulation (sham/ placebo massage)
Stratified randomization based on birth weight
generated randomization is used
No method of concealment is mentioned
“Data collection was done by researchers blind to
neonates’ group assignments. Parents and
also blind to the neonates’ group
hypotheses of the study.
Massage therapists were blind to the hypotheses of
No statistically significant difference between the
variables of the treatment groups and control group.
65
1.6 The only difference between groups is the
treatment under investigation.
Yes
1.7 All relevant outcomes are measured in a
standard, valid and reliable way.
Yes
1.8 What percentage of the individuals or clusters
recruited into each treatment arm of the study
dropped out before the study was completed?
Massage group:11.1%
Sham massage group: 5.9%
Control group: 15.8%
-It is an acceptable dropout rate.
-The reasons for dropout are equipment malfunction
and unstable data.
1.9 All the subjects are analysed in the groups to
which they were randomly allocated (often
referred to as intention to treat analysis).
Yes
1.10 Where the study is carried out at more than one
site, results are comparable for all sites.
Does not apply
Section 2: OVERALL ASSESSMENT OF THE STUDY
2.1 How well was the study done to minimise bias?
Code as follows:
High quality (++)�
Acceptable (+)☑
Low quality (-)�
Unacceptable – reject 0 �
2.2 Taking into account clinical considerations, your
evaluation of the methodology used, and the
statistical power of the study, are you certain that
the overall effect is due to the study
intervention?
Yes
2.3 Are the results of this study directly applicable
to the patient group targeted by this guideline?
Yes
-All of the subjects of this study were preterm infants.
2.4 Notes. Summarise the authors’ conclusions. Add any comments on your own assessment of the study, and
the extent to which it answers your question and mention any areas of uncertainty raised above.
Concealment is not mentioned in the study, it downgraded the study. There may be bias for the dropout
infants were excluded from the study because of unstable data, the author did not specified the details of
the unstable data. The total sample size of this study is 48 infants, which is an acceptable sample size.
S I G N
Methodology Checklist 2: Controlled Trials
Study identification (Include author, title, year of publication, journal title, pages
Lee, H. K. (2005). The effect of infant massage
premature infants. TaehanKanhoHakhoe Chi
Guideline topic:
Before completing this checklist, consider:
1. Is the paper a randomised controlled trial
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
clinical trial questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated
2. Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question
Section 1: Internal validity
In a well conducted RCT study…
1.1 The study addresses an appropriate and clearly
focused question.
1.2 The assignment of subjects to treatment groups
is randomised.
1.3 An adequate concealment method is used.
1.4 The design keeps subjects and investigators
‘blind’ about treatment allocation.
1.5 The treatment and control groups are similar at
the start of the trial.
Note: All of the baseline neonatal characteristi
are similar, there is no statistically significant
difference.
Methodology Checklist 2: Controlled Trials
Include author, title, year of publication, journal title, pages
Lee, H. K. (2005). The effect of infant massage on weight gain, physiological and behavioral responses in
TaehanKanhoHakhoe Chi,35(8), 1451-1460.
Key Question No:
completing this checklist, consider:
randomised controlled trial or a controlled clinical trial? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated
Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question � 2. Other reason �
Does this study do it?
The study addresses an appropriate and clearly Yes
“The purpose of this study was to evaluate the
premature infants’ responses to infant massage
(tactile and kinesthetic stimulation). These
responses measured by weight, physiological (vagal
tone, heart rate, oxygen saturation) and behavioral
responses (behavioral states, motor activities, and
behavioral distress).”
The assignment of subjects to treatment groups Can’t say
-Randomization is mentioned but method not
specified
An adequate concealment method is used. No
-No concealment method is mentioned
subjects and investigators
‘blind’ about treatment allocation.
Can’t say
-The presence of blinding is not mentioned in the
study
The treatment and control groups are similar at
Note: All of the baseline neonatal characteristics
are similar, there is no statistically significant
Yes
66
Include author, title, year of publication, journal title, pages)
on weight gain, physiological and behavioral responses in
Key Question No: Reviewer:
? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a controlled
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
� (please specify):
“The purpose of this study was to evaluate the
premature infants’ responses to infant massage
and kinesthetic stimulation). These
responses measured by weight, physiological (vagal
oxygen saturation) and behavioral
responses (behavioral states, motor activities, and
ation is mentioned but method not
No concealment method is mentioned
The presence of blinding is not mentioned in the
67
1.6 The only difference between groups is the
treatment under investigation.
Yes
-All infants received the amount of usual touch
during NICU care, the treatment group received
massage therapy in addition to these usual touch.
1.7 All relevant outcomes are measured in a
standard, valid and reliable way.
Yes
Nurse weighted the infants in the early morning
every day.
1.8 What percentage of the individuals or clusters
recruited into each treatment arm of the study
dropped out before the study was completed?
0%
1.9 All the subjects are analysed in the groups to
which they were randomly allocated (often
referred to as intention to treat analysis).
Yes
1.10 Where the study is carried out at more than one
site, results are comparable for all sites.
Does not apply
Section 2: OVERALL ASSESSMENT OF THE STUDY
2.1 How well was the study done to minimise bias?
Code as follows:
High quality (++)�
Acceptable (+)�
Low quality (-)☑
Unacceptable – reject 0 �
2.2 Taking into account clinical considerations, your
evaluation of the methodology used, and the
statistical power of the study, are you certain that
the overall effect is due to the study
intervention?
Yes
2.3 Are the results of this study directly applicable
to the patient group targeted by this guideline?
Yes
All subjects of this study were preterm infants
2.4 Notes. Summarise the authors’ conclusions. Add any comments on your own assessment of the study, and
the extent to which it answers your question and mention any areas of uncertainty raised above.
Randomization is mentioned but the method of performing randomization is not specified. Also, no
method of concealment is reported in the study. These would downgrade the study. Moreover, the sample
size is small, only 26 infants were included in the study,
S I G N
Methodology Checklist 2: Controlled Trials
Study identification (Include author, title, year of publication, journal title, pages
Diego, M. A., Field, T., Hernandez Rei‐
massage elicits consistent increases in vagal activity and gastric motility that are associated with greater weight
gain. ActaPaediatrica, 96(11), 1588-1591.
Guideline topic:
Before completing this checklist, consider:
1. Is the paper a randomised controlled trial
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
clinical trial questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
2. Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question
Section 1: Internal validity
In a well conducted RCT study…
1.1 The study addresses an appropriate and clearly
focused question.
1.2 The assignment of subjects to treatment groups
is randomised.
1.3 An adequate concealment method is used.
1.4 The design keeps subjects and investigators
‘blind’ about treatment allocation.
1.5 The treatment and control groups are similar at
the start of the trial.
1.6 The only difference between groups is the
treatment under investigation.
1.7 All relevant outcomes are measured in a
standard, valid and reliable way.
Methodology Checklist 2: Controlled Trials
Include author, title, year of publication, journal title, pages
z Reif, M., Deeds, O., Ascencio, A., &Begert, G. (‐
massage elicits consistent increases in vagal activity and gastric motility that are associated with greater weight
1591.
Key Question No:
completing this checklist, consider:
randomised controlled trial or a controlled clinical trial? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question � 2. Other reason �
Does this study do it?
The study addresses an appropriate and clearly Yes
“To determine whether preterm infant massage
leads to consistent increases in
gastric motility and whether these increases are
associated with greater weight gain.”
The assignment of subjects to treatment groups Can’t say
-Stratified randomization based on birth weight and
days of NICU stay was used
-Method of randomization is not specified
An adequate concealment method is used. No
-No concealment method is mentioned.
The design keeps subjects and investigators
‘blind’ about treatment allocation.
Can’t say
-The presence of blinding is unclear
The treatment and control groups are similar at Yes
No statistically significant differences between the
baseline characteristics between the treatment group
and the control group
difference between groups is the
Yes
All relevant outcomes are measured in a
standard, valid and reliable way.
Yes
68
Include author, title, year of publication, journal title, pages)
rt, G. (2007). Preterm infant ‐
massage elicits consistent increases in vagal activity and gastric motility that are associated with greater weight
Key Question No: Reviewer:
? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a controlled
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
� (please specify):
“To determine whether preterm infant massage
leads to consistent increases in vagal activity and
gastric motility and whether these increases are
associated with greater weight gain.”
Stratified randomization based on birth weight and
was used
Method of randomization is not specified
No concealment method is mentioned.
blinding is unclear
No statistically significant differences between the
baseline characteristics between the treatment group
69
1.8 What percentage of the individuals or clusters
recruited into each treatment arm of the study
dropped out before the study was completed?
Control group: 15%
Treatment group: 10%
-It is an acceptable dropout rate
- The reasons for dropout are equipment malfunction
and unstable data.
1.9 All the subjects are analysed in the groups to
which they were randomly allocated (often
referred to as intention to treat analysis).
Yes
1.10 Where the study is carried out at more than one
site, results are comparable for all sites.
Does not apply
Section 2: OVERALL ASSESSMENT OF THE STUDY
2.1 How well was the study done to minimise bias?
Code as follows:
High quality (++)�
Acceptable (+)☑
Low quality (-)�
Unacceptable – reject 0 �
2.2 Taking into account clinical considerations, your
evaluation of the methodology used, and the
statistical power of the study, are you certain that
the overall effect is due to the study
intervention?
Yes
2.3 Are the results of this study directly applicable
to the patient group targeted by this guideline?
Yes
-All of the subjects are preterm infants
2.4 Notes. Summarise the authors’ conclusions. Add any comments on your own assessment of the study, and
the extent to which it answers your question and mention any areas of uncertainty raised above.
Randomization is mentioned but the method of performing randomization is not specified. Also, no
method of concealment is reported in the study. These would downgrade the study.
Each infants in the treatment groups were massaged several therapists to ensure that treatment effects were
the result of the treatment protocol and not from any one particular therapist in order to reduce bias. There
may be bias for the dropout infants were excluded from the study because of unstable data, the author did
not specified the details of the unstable data.
The sample size was 80, which was an acceptable sample size.
S I G N
Methodology Checklist 2: Controlled Trials
Study identification (Include author, title, year of publication, journal title, pages
Field, T., Diego, M., Hernandez-Reif, M., Dieter,
and insulin-like growth factor 1 (IGF-
pediatrics: JDBP, 29(6), 463.
Guideline topic:
Before completing this checklist, consider:
1. Is the paper a randomised controlled trial
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
clinical trial questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
2. Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). I
Reason for rejection: 1. Paper not relevant to key question
Section 1: Internal validity
In a well conducted RCT study…
1.1 The study addresses an appropriate and clearly
focused question.
1.2 The assignment of subjects to treatment groups
is randomised.
1.3 An adequate concealment method is used.
1.4 The design keeps subjects and investigators
‘blind’ about treatment allocation.
1.5 The treatment and control groups are similar at
the start of the trial.
1.6 The only difference between groups is the
treatment under investigation.
Methodology Checklist 2: Controlled Trials
Include author, title, year of publication, journal title, pages
Reif, M., Dieter, J. N., Kumar, A. M., Schanberg, S., & Kuhn, C. (2008). Insulin
-1) increased in preterm neonates. Journal of developmental and behavioral
Key Question No:
completing this checklist, consider:
randomised controlled trial or a controlled clinical trial? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question � 2. Other reason �
Does this study do it?
appropriate and clearly Yes
“This study examined the effects of massage
therapy on insulin and IGF
of massage therapy, preterm neonates were
expected to show greater weight gain and higher
concentrations of insulin and IGF
who were not massaged.”
The assignment of subjects to treatment groups Can’t say
-Randomization is mentioned but the method is
not specified.
An adequate concealment method is used. No
-No concealment method is mentioned.
The design keeps subjects and investigators
‘blind’ about treatment allocation.
No
-Parents, staffs and researchers were not
blinded to the group assignment.
The treatment and control groups are similar at Yes
-None of the group differences were
statistically significant
The only difference between groups is the
Yes
70
Include author, title, year of publication, journal title, pages)
J. N., Kumar, A. M., Schanberg, S., & Kuhn, C. (2008). Insulin
Journal of developmental and behavioral
Key Question No: Reviewer:
? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a controlled
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
F YES complete the checklist.
� (please specify):
“This study examined the effects of massage
therapy on insulin and IGF-1. Following five days
of massage therapy, preterm neonates were
expected to show greater weight gain and higher
insulin and IGF-1 than neonates
who were not massaged.”
Randomization is mentioned but the method is
concealment method is mentioned.
Parents, staffs and researchers were not
blinded to the group assignment.
None of the group differences were
71
1.7 All relevant outcomes are measured in a
standard, valid and reliable way.
Yes
-The neonates were weighed daily prior to the 8
am feeding.”
1.8 What percentage of the individuals or clusters
recruited into each treatment arm of the study
dropped out before the study was completed?
-Only the total dropout rate is stated in the study
-The total dropout rate is 6.7%
-Reason of dropout is not specified
1.9 All the subjects are analysed in the groups to
which they were randomly allocated (often
referred to as intention to treat analysis).
Yes
1.10 Where the study is carried out at more than one
site, results are comparable for all sites.
Does not apply
Section 2: OVERALL ASSESSMENT OF THE STUDY
2.1 How well was the study done to minimise bias?
Code as follows:
High quality (++)�
Acceptable (+)�
Low quality (-)☑
Unacceptable – reject 0 �
2.2 Taking into account clinical considerations, your
evaluation of the methodology used, and the
statistical power of the study, are you certain that
the overall effect is due to the study
intervention?
Yes
2.3 Are the results of this study directly applicable
to the patient group targeted by this guideline?
Yes
-All of the subjects were preterm infants.
2.4 Notes. Summarise the authors’ conclusions. Add any comments on your own assessment of the study, and
the extent to which it answers your question and mention any areas of uncertainty raised above.
Randomization is mentioned but the method of performing randomization is not specified. Also, no
method of concealment is reported in the study. These would downgrade the study. Only the total sample
size (N=42) is stated, but the number of neonate in each group was not specified. Although blinding is not
possible in this study, the author stated that “any differential special care would likely be given to the
control group infants and result in decreased group differences or a more conservative test of the treatment
effects”. The reason of dropout is not specified, which would cause bias. The mean for change in weight
gain was the secondary outcome of this study.
S I G N
Methodology Checklist 2: Controlled Trials
Study identification (Include author, title, year of publication, journal title, pages
Massaro, A. N., Hammad, T. A., Jazzo, B., & Aly, H. (2009). Massage with kinesthetic stimulation improves
weight gain in preterm infants. Journal of perinatology
Guideline topic:
Before completing this checklist, consider:
1. Is the paper a randomised controlled trial
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
clinical trial questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
2. Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question
Section 1: Internal validity
In a well conducted RCT study…
1.1 The study addresses an appropriate and clearly
focused question.
1.2 The assignment of subjects to treatment groups
is randomised.
1.3 An adequate concealment method is used.
1.4 The design keeps subjects and investigators
‘blind’ about treatment allocation.
Methodology Checklist 2: Controlled Trials
author, title, year of publication, journal title, pages
Massaro, A. N., Hammad, T. A., Jazzo, B., & Aly, H. (2009). Massage with kinesthetic stimulation improves
Journal of perinatology, 29(5), 352-357.
Key Question No:
completing this checklist, consider:
randomised controlled trial or a controlled clinical trial? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
elevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question � 2. Other reason �
Does this study do it?
The study addresses an appropriate and clearly Yes
“We conducted a randomized controlled clinical
trial to test the hypothesis that infant massage with
or without KS (or exercise)can improve weight gain
and decrease length of hospital stay in
infants.”
The assignment of subjects to treatment groups Yes
-computer-generated random number
sequence was used for randomization
An adequate concealment method is used. Yes
-Treatment allocation was concealed in opaque,
sequentially numbered, sealed envelopes until study
entry
The design keeps subjects and investigators
‘blind’ about treatment allocation.
Can’t say
-All other persons in the NICU were blinded to the
treatment allocation, except the nurses that have to
perform massage
-For the research assistant who performed data
collection, the author did not state whether he/she
was blinded or not.
72
author, title, year of publication, journal title, pages)
Massaro, A. N., Hammad, T. A., Jazzo, B., & Aly, H. (2009). Massage with kinesthetic stimulation improves
Key Question No: Reviewer:
? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a controlled
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
elevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
� (please specify):
“We conducted a randomized controlled clinical
hypothesis that infant massage with
or without KS (or exercise)can improve weight gain
and decrease length of hospital stay in preterm
generated random number table
sequence was used for randomization
Treatment allocation was concealed in opaque,
sequentially numbered, sealed envelopes until study
All other persons in the NICU were blinded to the
treatment allocation, except the nurses that have to
For the research assistant who performed data
collection, the author did not state whether he/she
73
1.5 The treatment and control groups are similar at
the start of the trial.
Yes
All of the baseline characteristics have no
statistically significant difference except for the
head circumferences, but head circumferences were
not likely to have any impact on the result.
1.6 The only difference between groups is the
treatment under investigation.
Yes
1.7 All relevant outcomes are measured in a
standard, valid and reliable way.
Yes
-The infants were weighted by the NICU nurse
every day
1.8 What percentage of the individuals or clusters
recruited into each treatment arm of the study
dropped out before the study was completed?
Massage group: 9.5%
(1 infant was diagnosed with congenital
cytomegalovirus which required contact isolation, 1
infant was diagnosed with congenital hydrocephalus
and have to transferred to another hospital for
neurosurgical intervention)
massage with
exercise group: 0%
Control group: 0%
This rate of dropout is acceptable.
1.9 All the subjects are analysed in the groups to
which they were randomly allocated (often
referred to as intention to treat analysis).
Yes
1.10 Where the study is carried out at more than one
site, results are comparable for all sites.
Does not apply
Section 2: OVERALL ASSESSMENT OF THE STUDY
2.1 How well was the study done to minimise bias?
Code as follows:
High quality (++)☑
Acceptable (+)�
Low quality (-)�
Unacceptable – reject 0 �
2.2 Taking into account clinical considerations, your
evaluation of the methodology used, and the
statistical power of the study, are you certain that
the overall effect is due to the study
intervention?
Yes
2.3 Are the results of this study directly applicable
to the patient group targeted by this guideline?
Yes
All of the subjects of this study were preterm infants
74
2.4 Notes. Summarise the authors’ conclusions. Add any comments on your own assessment of the study, and
the extent to which it answers your question and mention any areas of uncertainty raised above.
The author did not specified whether the research assistant was blinded to the treatment allocation, it may
be a risk of bias as this research assistant was responsible for data collection. The reasons for the dropout
subjects were reasonable and are not likely to affect the findings of this study.
S I G N
Methodology Checklist 2: Controlled Trials
Study identification (Include author, title, year of publication, journal title, pages
Gonzalez, A. P., Vasquez-Mendoza, G., García
Romero-Gutierrez, G. (2009). Weight gain in preterm infants following parent
randomized controlled trial. American journal of perinatology
Guideline topic:
Before completing this checklist, consider:
1. Is the paper a randomised controlled trial
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
clinical trial questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
2. Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question
Section 1: Internal validity
In a well conducted RCT study…
1.1 The study addresses an appropriate and clearly
focused question.
1.2 The assignment of subjects to treatment groups
is randomised.
1.3 An adequate concealment method is used.
1.4 The design keeps subjects and investigators
‘blind’ about treatment allocation.
1.5 The treatment and control groups are similar at
the start of the trial.
Methodology Checklist 2: Controlled Trials
Include author, title, year of publication, journal title, pages
Mendoza, G., García-Vela, A., Guzmán-Ramirez, A., Salazar
Gutierrez, G. (2009). Weight gain in preterm infants following parent-administered Vimala massage: a
American journal of perinatology, 26(4), 247-252.
Key Question No:
completing this checklist, consider:
randomised controlled trial or a controlled clinical trial? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
elevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question � 2. Other reason �
Does this study do it?
The study addresses an appropriate and clearly Yes
“Our specific objectives were (1) to monitor weight
gain among preterm infants
massage program; (2) to assess if observed
differences in weightgain impacted hospital stay;
and (3) to assess secondary
neonates receiving massage.”
The assignment of subjects to treatment groups Yes
-table of random numbers is used for randomization
An adequate concealment method is used. Can’t say
-Concealment is mentioned but not described.
The design keeps subjects and investigators
allocation.
Yes
“One investigator trained and supervised
the administration of massage, and a
different investigator, unaware of group assignment,
collected all study data (weight, caloric intake, head
circumference, etc.). Another
unaware of group assignment, conducted the
statistical analysis.”
The treatment and control groups are similar at Yes
-No statistically significant differences between the
treatment groups and the control
75
Include author, title, year of publication, journal title, pages)
Ramirez, A., Salazar-Torres, M., &
administered Vimala massage: a
tion No: Reviewer:
? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a controlled
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
elevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
� (please specify):
“Our specific objectives were (1) to monitor weight
gain among preterm infants with and without a
program; (2) to assess if observed
differences in weightgain impacted hospital stay;
and (3) to assess secondary effects, if any, among
neonates receiving massage.”
of random numbers is used for randomization
Concealment is mentioned but not described.
“One investigator trained and supervised parents on
the administration of massage, and a
different investigator, unaware of group assignment,
collected all study data (weight, caloric intake, head
circumference, etc.). Another investigator, also
of group assignment, conducted the
No statistically significant differences between the
treatment groups and the control group.
76
1.6 The only difference between groups is the
treatment under investigation.
Yes
1.7 All relevant outcomes are measured in a
standard, valid and reliable way.
Yes
“Weight and caloric intake were recorded daily.
Weight was recorded with a digital scale Seca
GMBH &Co. kg model 374 1321009 (Hamburg,
Germany).Infants were weighed at 8:00 hours every
day, 1 hour before the next scheduled feeding.”
1.8 What percentage of the individuals or clusters
recruited into each treatment arm of the study
dropped out before the study was completed?
0%
1.9 All the subjects are analysed in the groups to
which they were randomly allocated (often
referred to as intention to treat analysis).
Yes
1.10 Where the study is carried out at more than one
site, results are comparable for all sites.
Does not apply
Section 2: OVERALL ASSESSMENT OF THE STUDY
2.1 How well was the study done to minimise bias?
Code as follows:
High quality (++)�
Acceptable (+)☑
Low quality (-)�
Unacceptable – reject 0 �
2.2 Taking into account clinical considerations, your
evaluation of the methodology used, and the
statistical power of the study, are you certain that
the overall effect is due to the study intervention?
Yes
2.3 Are the results of this study directly applicable to
the patient group targeted by this guideline?
Yes
-All subjects of this study were preterm infants.
2.4 Notes. Summarise the authors’ conclusions. Add any comments on your own assessment of the study, and
the extent to which it answers your question and mention any areas of uncertainty raised above.
Although concealment is mentioned, it is not described in the study. Parents were responsible for the
massage for their infants, and every massage sessions were supervised by trained health care providers to
ensure the massage was performed appropriately, in order to minimize the bias caused by personal
massage preferences.
S I G N
Methodology Checklist 2: Controlled Trials
Study identification (Include author, title, year of publication, journal title, pages
Moyer-Mileur, L. J., Haley, S., Slater, H., Beachy, J., & Smith, S. L. (2013). Massage improves growth quality by
decreasing body fat deposition in male preterm infants.
Guideline topic:
Before completing this checklist, consider:
1. Is the paper a randomised controlled trial
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
clinical trial questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
2. Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete
Reason for rejection: 1. Paper not relevant to key question
Section 1: Internal validity
In a well conducted RCT study…
1.1 The study addresses an appropriate and clearly
focused question.
1.2 The assignment of subjects to treatment groups
is randomised.
1.3 An adequate concealment method is used.
Methodology Checklist 2: Controlled Trials
Include author, title, year of publication, journal title, pages
Slater, H., Beachy, J., & Smith, S. L. (2013). Massage improves growth quality by
decreasing body fat deposition in male preterm infants. The Journal of pediatrics, 162
Key Question No:
cklist, consider:
randomised controlled trial or a controlled clinical trial? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
Outcome). IF NO REJECT (give reason below). IF YES complete the checklist.
Reason for rejection: 1. Paper not relevant to key question � 2. Other reason �
Does this study do it?
The study addresses an appropriate and clearly Yes
“Therefore, we evaluated weight gain, body fat
deposition, and circulating leptin and adiponectin
levels in preterm infants randomized to receive a
twice daily Massage
program compared with preterm infants randomized
to receive standard NICU care (Control).”
The assignment of subjects to treatment groups Can’t say
-Stratified randomization based on sex was used
-Method for randomization is not specified.
An adequate concealment method is used. No
-No method of concealment is mentioned.
77
Include author, title, year of publication, journal title, pages)
Slater, H., Beachy, J., & Smith, S. L. (2013). Massage improves growth quality by
162(3), 490-495.
Key Question No: Reviewer:
? If in doubt, check the study
design algorithm available from SIGN and make sure you have the correct checklist. If it is a controlled
questions 1.2, 1.3, and 1.4 are not relevant, and the study cannot be rated higher than 1+
Is the paper relevant to key question? Analyse using PICO (Patient or Population Intervention Comparison
the checklist.
� (please specify):
“Therefore, we evaluated weight gain, body fat
deposition, and circulating leptin and adiponectin
levels in preterm infants randomized to receive a
program compared with preterm infants randomized
ndard NICU care (Control).”
Stratified randomization based on sex was used
Method for randomization is not specified.
method of concealment is mentioned.
78
1.4 The design keeps subjects and investigators
‘blind’ about treatment allocation.
Yes
“Treatment was masked with Massage or Control
administered twice daily by licensed massage
therapists”
“Both Massage and Control were administered
behind a privacy screen to maintain ‘masking 'of the
infant’s study assignment to parents and NICU
clinical staff. In addition, study personnel
responsible for anthropometric measurements or
biochemical analyses (the clinical studies
coordinator and two research assistants) were
masked to the infant’s study assignment to
minimize bias during data collection”
1.5 The treatment and control groups are similar at
the start of the trial.
Yes
All of the baseline parameters of both treatment and
control groups were similar
1.6 The only difference between groups is the
treatment under investigation.
Yes
1.7 All relevant outcomes are measured in a
standard, valid and reliable way.
Yes
“Body weight on an electronic infant scale (Air
Shields, Vickers,
OH) was recorded to the nearest g.”
1.8 What percentage of the individuals or clusters
recruited into each treatment arm of the study
dropped out before the study was completed?
At study week 4,
Massage group: 50%
Control group: 55%
-It is a high dropout rate
-The reason for dropout is not stated in the study
1.9 All the subjects are analysed in the groups to
which they were randomly allocated (often
referred to as intention to treat analysis).
Yes
1.10 Where the study is carried out at more than one
site, results are comparable for all sites.
Does not apply
Section 2: OVERALL ASSESSMENT OF THE STUDY
2.1 How well was the study done to minimise bias?
Code as follows:
High quality (++)�
Acceptable (+)�
Low quality (-)☑
Unacceptable – reject 0 �
79
2.2 Taking into account clinical considerations, your
evaluation of the methodology used, and the
statistical power of the study, are you certain that
the overall effect is due to the study
intervention?
Yes
2.3 Are the results of this study directly applicable
to the patient group targeted by this guideline?
Yes
All subjects of this study were preterm infant.
2.4 Notes. Summarise the authors’ conclusions. Add any comments on your own assessment of the study, and
the extent to which it answers your question and mention any areas of uncertainty raised above.
Although the investigators were well blinded for the treatment allocation in this study, method of
randomization and concealment were not specified in this study. Both of them will downgrade the study.
Also, this study have high dropout rate by week 4 of the study period, and the reasons for the subjects
from dropping out were not specified, it would cause bias to the result.
80
Appendix E -Time frame for implementation of the innovation
Month 1 2 3 4 5 6 7
Week 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
Present proposal to the NC √
Form a massage project team √
Present proposal to the
administrative staffs and get
organization approval
√ √ √ √
NC presents proposal to
consultant doctors and senior
nursing staffs
√ √
Phase 1 of pilot study
Briefing of the innovation to
all nurses and conduct
training sessions to all nurses
√ √
Phase 2 of pilot study
Pilot test
√ √ √ √
Phase 3 of pilot study
Pilot test evaluation and
refinement of the protocol
√ √
Implementation period √ √ √ √ √ √ √ √
Evaluation √ √ √ √
81
Appendix F – Costs and benefits of the innovation
Set up cost
Item Cost
Cost of 3 training
session (By 3
CIMIs)
Average salary of the 3 CIMIs=$38219
Hourly salary of the 3 CIMs=$38219/176hours
=$217
Total cost of the 3 training session by 3 CIMIs
=$217*3
=$651
Operational cost
Item Cost
Cost of massage
therapy performed
by nurses for all
preterm infants
every year
50 RNs in the ward
Each preterm infants received 3 sessions of massage (15mins
each) every day
the implementation period for each preterm infant= 10days
Average monthly salary of all the RNs
=(5 people x $47,143+ 15 people x $38,219+
30 people x $29,295)/50 people
=$33,757
Average hourly salary of all the RNs
=$33,757/176hours
=$192
Cost of the massage therapy for each preterm infant
=$192x(45 minutes /60 minutes)*10 days
=$1,440
Annual cost of the massage therapy for all preterm infants
=$1,440 x 352 infants
=$506,880
15-minutes tea
break for nurses in
A shift and P shift
per year
There are 13 nurses on duty in each shift.
The cost of a 15-minutes tea break in each shift
=13x $192 x (15minutes/60minutes)
=$624
The annual cost of 15-minutes tea break for nurses of A shift
and P shift
=$624 x 2 shifts x 365 days
=$455,520
82
Maintenance cost
Item Cost
Cost of training
session for new
nurses every year
(By CIMI)
Average salary of the 3 CIMIs=$38,219
Hourly salary of the 3 CIMs=$38,219/176hours
=$217
Cost of a training session by a CIMI
=$217
Saving by massage therapy ( Cost of not implementing massage therapy)
Item Cost
Saving by
shortening period
of hospitalization
of preterm infants
Shorten hospitalization period by ~5 days
Assume only 80% of eligible preterm infants can be benefited
from the massage, as some of them may be excluded or not
effective to massage therapy
Saving by shortening period of hospitalization by preterm
infant
=$4,910 x (352 infants*80%) x 5 days
=$6,913,280
Total amount saved by the massage therapy on preterm infants to the ward in the first
year
=$6,913,280-($651+$506,880+$455,520)
=$5,950,229
Total amount saved by the massage therapy on preterm infants to the ward per year
=$6,913,280-($217+$506,880+$455,520)
=$6,861,703
83
Appendix G – SIGN level of evidence and grading system
Level of evidence
1++ High quality meta-analyses, systematic reviews of RCTs, or RCTs with a
very low risk of bias
1+ Well-conducted meta-analyses, systematic reviews, or RCTs with a low
risk of bias
1- Meta-analyses, systematic reviews, or RCTs with a high risk of bias
2++ High quality systematic reviews of case control or cohort or studies
High quality case control or cohort studies with a very low risk of
confounding or bias and a high probability that the relationship is causal
2+ Well-conducted case control or cohort studies with a low risk of
confounding or bias and a moderate probability that the relationship is
causal
2- Case control or cohort studies with a high risk of confounding or bias and
a significant risk that the relationship is not causal
3 Non-analytic studies, e.g. case reports, case series
4 Expert opinion
Grading system
Grade A At least one meta-analysis, systematic review, or RCT rated as 1++,
and directly applicable to the target population; or
A body of evidence consisting principally of studies rated as 1+,
directly applicable to the target population, and demonstrating overall
consistency of results
Grade B A body of evidence including studies rated as 2++, directly applicable
to the target population, and demonstrating overall consistency of
results; or
Extrapolated evidence from studies rated as 1++ or 1+
Grade C A body of evidence including studies rated as 2+, directly applicable to
the target population and demonstrating overall consistency of
results; or
Extrapolated evidence from studies rated as 2++
Grade D Evidence level 3 or 4; or
Extrapolated evidence from studies rated as 2+
Reference:
Scottish Intercollegiate Guidelines Network (2014). SIGN grading system 1999-2012.
Retrieved 20th February, 2016, from
http://www.sign.ac.uk/guidelines/fulltext/50/annexoldb.html
84
Appendix H- Evidence-Based Practice Guideline
Title
An evidence-based protocol of massage therapy in neonatal unit to improve the
weight gain of preterm infants
Target Users
Registered nurses working in SCBU and NICU
Target population of the proposed protocol
Medically stable preterm infants, with consent from parents
Aim
To improve the weight gain of preterm infants in neonatal unit
Objectives
The objectives of the evidence based guideline were:
1) To prevent growth restriction of preterm infants by improving their weight gain
(2) To provide a standardized evidence-based practice of massage method for preterm
infants
(3) To enhance nurses’ competency on performing massage therapy to preterm infant
85
Recommendations
Part 1 - Asessment
1) Assess the eligibility of the infants to massage therapy
A) The infants should be preterm (less than 37 weeks of gestation), medically
stable, without congenital abnormalities, congenital malformation, feeding
intolerance, conditions that affects central nervous system (Grade of
recommendation: A)
� Supporting evidence
Massage therapy should be provided if the preterm infant was medically stable,
without conditions that may affect weight gain. (Massaro et al., 2009; Field et el.,
1986; Scafidi et al., 1993; Ferber et al., 2002; Diego et al., 2005; Diego et al.,
2007;; Lee, 2005; Field et al., 2008; Gonzalez et al., 2009;Moyer-Mileur et al.,
2013) (1++,1+,1+,1+,1+,1+,1+,1-,1-,1-)
B) The infant which required surgical intervention should be excluded. (Grade of
recommendation: A)
� Supporting evidence
Infant that requires surgical intervention is considered as clinically unstable and
massage therapy should not be performed. (Gonzalez et al., 2009; Diego et al.,
2005; Diego et al., 2007; Lee, 2005; Field et al., 2008) (1+,1+, 1+, 1-, 1-)
86
C) Infants with congenital infection should be excluded. (Grade of
recommendation: A)
� Supporting Evidence
Infants with congenital infection, such as HIV infection, will be more likely to be
immunocompromised and prone to infection during the massage procedure.
(Scafidi et al., 1993; Diego et al., 2005; Diego et al., 2007; Field et al., 2008)
(1+,1+,1+,1-)
D) Infants with maternal substance abuse should be excluded (Grade of
recommendation: A)
� Supporting evidence
Maternal substance abuse, including illicit drugs and alcohol, will cause infants to
be more likely to have growth restriction, which limit the effectiveness of massage
therapy on these infants. (Gonzalez et al., 2009; Field et al., 1986; Scafidi et al.,
1993; Diego et al., 2005; Diego et al., 2007; Field et al., 2008)
(1+,1+,1+,1+,1+,1-)
Part 2 - Implementation
2) The massage method by Field et al. (1986) should be used. This method
included a 15 minutes stimulation session consisted of three 5 minutes phases.
The first and last phase was tactile stimulation phase, while the middle phase
87
was kinesthetic stimulation phase. During the tactile stimulation, the infant
was placed in prone position, and then stroked with his or her hands for five
1 minute period (12 strokes, 5 seconds per stroking motion) over 5 regions of
the infants’ body. The sequence as listed as follow:
(i) From the top of head to the neck
(ii) From the neck to the shoulders
(iii) From the upper back to the waist
(iv) From the thighs to the foots, and then from the foots to the thighs
(v) From the shoulders to the hands, and then from the hands to the shoulders.
During the kinesthetic stimulation phase, the infant was placed in supine position.
Six Passive flexion and extension movements will be performed for each arm,
and then each leg, and finally both legs together, and each movement lasts for
around 10 seconds. (Grade of recommendation: A)
� Supporting evidence
Six studies used massage method that was stated in Field et al. (1986), and this
massage method was showed to be effective in improving the weight gain of
preterm infants in these studies. (Field et al., 1986, Scafidi et al., 1993, Diego et
al., 2005, Diego et al., 2007, Lee, 2005, Field et al., 2008) (1+, 1+, 1+, 1+, 1-, 1-)
88
3. The massage schedule should be three times per day and 15 minutes for each
session. (Grade of recommendation: A)
� Supporting evidence
Three studies used this massage schedule in their research and found to be
effective in improving the weight gain of preterm infants in these studies.. (Field
et al., 1986, Scafidi et al., 1993, Ferber et al., 2002). (1+, 1+, 1+)
4. The massage should be arranged one hour after previous feed. (Grade of
recommendation: A)
� Supporting evidence
Four studies suggested that the massage should be arranged one hour after
previous feed to avoid the infant from vomiting. (Gonzalez et al., 2009, Diego et
al., 2005, Diego et al., 2007, Lee, 2005) (1+, 1+, 1+, 1-)
5. The massage procedure should be performed inside the incubator. (Grade of
recommendation: A)
� Supporting evidence
Four studies suggested that the massage should be performed inside the incubator
to maintain the temperature of the infant throughout the massage procedure.
(Gonzalez et al., 2009, Ferber et al., 2002, Field et al., 1986, Field et al., 2008) (1+.
1+, 1+, 1-)
89
6. The nurse should prewarm his or her hands by thorough hand scrubbing
before performing the massage to the preterm infant. (Grade of
recommendation: B)
� Supporting evidence
Three studies recommended the person who is responsible to massage the infant to
prewarm his or her hands before performing the massage, in order to maintain the
body temperature and avoid causing discomfort to the infant. (Gonzalez et al.,
2009, Field et al., 1986, Field et al., 2008) (1+, 1+, 1-)
7. Moderate pressure should be used to perform the massage therapy for
preterm infant. (Grade of recommendation: A)
� Supporting evidence
Four studies recommended the massage therapy should be performed by using
moderate pressure as moderate-pressure massage therapy may increase vagal
activity and gastric motility which leads to better weight gain. (Scafidi et al., 1993,
Ferber et al., 2002, Diego et al, 2005, Field et al. ,2008) (1+, 1+, 1+, 1-). Also, the
effect size resulted from light pressure massage is clinically insignificant. (Diego
et al., 2005).
90
8. The nurse should observe whether the infants have any sign of discomfort (e.g.
back arching, clenched fists, crying) throughout the massage procedure, if it
lasts for more than 15 seconds, the nurse should slow down the massage
action without breaking skin contact with the infant to allow the infant to
adapt to it. (Grade of recommendation: B)
� Supporting evidence
The sign of discomfort of the infant should be observed by nurse throughout the
massage procedure to avoid overstimulation of the infant. (Gonzalez et al., 2009)
(1+)
9. No oil or cream should be used during the massage procedure for the preterm
infants. (Grade of recommendation: A)
� Supporting evidence
All studies did not use oil or cream during the massage procedure for preterm
infants. (Massaro et al., 2009, Field et al., 1986, Scafidi et al., 1993, Ferber et al.,
2002, Diego et al., 2005, Diego et al., 2007, Lee, 2005; Field et al., 2008,
Gonzalez et al., 2009,Moyer-Mileur et al., 2013.) (1++, 1+, 1+, 1+, 1+, 1+, 1+,
1-, 1-, 1-)
91
References
Field, T. M., Schanberg, S. M., Scafidi, F., Bauer, C. R., Vega-Lahr, N., Garcia,
R., ...& Kuhn, C. M. (1986). Tactile/kinesthetic stimulation effects on preterm
neonates. Pediatrics, 77(5), 654-658.
Scafidi, F. A., Field, T., &Schanberg, S. M. (1993). Factors that predict which preterm
infants benefit most from massage therapy. Journal of Developmental &
Behavioral Pediatrics, 14(3), 176-180.
Ferber, S. G., Kuint, J., Weller, A., Feldman, R., Dollberg, S., Arbel, E., &Kohelet, D.
(2002). Massage therapy by mothers and trained professionals enhances weight
gain in preterm infants. Early Human Development, 67(1), 37-45.
Lee, H. K. (2005). The effect of infant massage on weight gain, physiological and
behavioral responses in premature infants. TaehanKanhoHakhoe Chi,35(8),
1451-1460.
Diego, M. A., Field, T., & Hernandez-Reif, M. (2005). Vagal activity, gastric motility,
and weight gain in massaged preterm neonates. The Journal of
pediatrics, 147(1), 50-55.
Diego, M. A., Field, T., Hernandez Reif, M., Deeds, O., Ascencio, A., &Begert, G. ‐
(2007). Preterm infant massage elicits consistent increases in vagal activity and
gastric motility that are associated with greater weight
92
gain. ActaPaediatrica, 96(11), 1588-1591.
Field, T., Diego, M., Hernandez-Reif, M., Dieter, J. N., Kumar, A. M., Schanberg, S.,
& Kuhn, C. (2008). Insulin and insulin-like growth factor 1 (IGF-1) increased
in preterm neonates. Journal of developmental and behavioral pediatrics:
JDBP, 29(6), 463.
Massaro, A. N., Hammad, T. A., Jazzo, B., & Aly, H. (2009). Massage with
kinesthetic stimulation improves weight gain in preterm infants. Journal of
perinatology, 29(5), 352-357.
Gonzalez, A. P., Vasquez-Mendoza, G., García-Vela, A., Guzmán-Ramirez, A.,
Salazar-Torres, M., & Romero-Gutierrez, G. (2009). Weight gain in preterm
infants following parent-administered Vimala massage: a randomized controlled
trial. American journal of perinatology, 26(4), 247-252.
Moyer-Mileur, L. J., Haley, S., Slater, H., Beachy, J., & Smith, S. L. (2013). Massage
improves growth quality by decreasing body fat deposition in male preterm
infants. The Journal of pediatrics, 162(3), 490-495.
93
Appendix I - Massage therapy chart
The informed consent for massage therapy was obtained from mother/father/parents
on ______________ by _______________(Staffs’ name & Signature)
Become eligible for massage therapy when:
Day of life: _______________
Gestational age: ________________(At birth) � __________________ (Now)
Body weight: _______________ (At birth) � __________________(Now)
Basic information:
Feeding pattern: Q2Hx10/Q3Hx8 On TPN infusion: Yes/No
Mode of ventilation: RA/NC/HHHFNC/NIV-CPAP
Day Date Adverse event (e.g. sign of distress,
desaturation, bradycardia)
Performed by
(signature)
1
2
3
4
5
6
7
8
9
10
Please fill in the body weight of the infants on day 1 and day 11 of massage therapy
protocol
Day 1 Day 11
Body weight (g)
Daily weight gain (g)
Patient’s Gum label
94
Appendix J –Checklist of infant massage assessment
Name: _________________
Item Pass Fail Remarks
1) Perform hand hygiene before performing
massage
2) Pre-warm his or her hands by thorough
hand scrubbing before performing the
massage
Tactile stimulation phase
2) Infant is placed in prone position
3) Stroked with his or her hands for five 1
minute period over 5 regions of the
infants’ body in correct sequence:
(i) From the top of head to the neck
(ii) From the neck to the shoulders
(iii) From the upper back to the waist
(iv) From the thighs to the foots, and then
from the foots to the thighs
(v) From the shoulders to the hands, and
then from the hands to the shoulders.
4) For each region of the infants’ body,
perform 12 strokes and each stroking
motion lasts for around 5 seconds
Kinesthetic stimulation phase
5) Infant is placed in supine position
6) Six Passive flexion and extension
movements will be performed for each
arm, and then each leg, and finally both
legs together, and each movement lasts
for around 10 seconds
Tactile stimulation phase
7) Infant is placed in prone position
8) Stroked with his or her hands for five 1
minute period over 5 regions of the
infants’ body in correct sequence:
(i) From the top of head to the neck
(ii) From the neck to the shoulders
(iii) From the upper back to the waist
95
(iv) From the thighs to the foots, and then
from the foots to the thighs
(v) From the shoulders to the hands, and
then from the hands to the shoulders.
9) For each region of the infants’ body,
perform 12 strokes and each stroking
motion lasts for around 5 seconds
General assessment
10) Moderate pressure is used throughout
the massage procedure
Assessor: ____________________
Marks: ______/10 (If <8, the nurse has to be reassessed again by CIMI)
96
Appendix K - Questionnaire for the evidence-based protocol of massage therapy
Please circle the best answer
on the right side
Strongly
agree
Agree Neutral Disagre
e
Strongly
disagree
The length of the training
session is appropriate
5 4 3 2 1
The training session is useful
for learning how to perform
massage therapy in preterm
infant
5 4 3 2 1
The workload is affordable 5 4 3 2 1
The massage therapy chart is
easy to use
5 4 3 2 1
The routine nursing care is not
affected by the massage
therapy protocol
5 4 3 2 1
Overall, you are satisfied with
the massage therapy protocol
in preterm infants
5 4 3 2 1
Please feel free to write down any comment related to the implementation of massage
therapy protocol for preterm infants:
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