128
AN EVALUATION OF SUSTAINABLE SUBAND SUPERCRITICAL FLUID EXTRACTION TECHNOLOGIES AND TRADITIONAL SOXHLET FOR THE ISOLATION OF HIGH QUALITY, NATURAL LAVANDULA spp. FLAVOURS Amanda Edda Daluiso Degree of Master of Science Department of Food Science and Agricultural Chemistry McGill University Montreal, Quebec, Canada April, 2015 A thesis submitted to McGill University in the partial fulfillment of the requirements for the Degree of Master of Science © Amanda Edda Daluiso 2015

AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

Embed Size (px)

Citation preview

Page 1: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

AN EVALUATION OF SUSTAINABLE SUB– AND

SUPERCRITICAL FLUID EXTRACTION TECHNOLOGIES

AND TRADITIONAL SOXHLET FOR THE ISOLATION OF

HIGH QUALITY, NATURAL LAVANDULA spp. FLAVOURS

Amanda Edda Daluiso

Degree of Master of Science

Department of Food Science and Agricultural Chemistry

McGill University

Montreal, Quebec, Canada

April, 2015

A thesis submitted to McGill University in the partial fulfillment of the

requirements for the Degree of Master of Science

© Amanda Edda Daluiso 2015

Page 2: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

1

Abstract

Growing interest in high quality, natural foods and beverages by consumers who

are increasingly more concerned with their health and well-being has driven the

food industry to explore natural flavours in product development and

reformulations. Recognized for its valuable aromatic oil by the fragrance industry,

lavender continues to garner great interest for its use as a natural flavouring

substance in beverages, confectionery, baked goods, and dairy products by the

food industry. In this study, critical fluid technology and classical extraction

techniques were assessed for their capacity to generate high quality, natural

Lavandula extracts. The quality of these extracts was evaluated by investigating

the chemical composition of each isolate and the mobilization of select

Lavandula quality related compounds, linalyl acetate, linalool and camphor, using

gas chromatography- mass spectrometry (GC-MS). Over thirty compounds of

North American lavender Lavandula Angustifolia ‘Royal Velvet’ and lavandin

Lavandula x Intermedia ‘Grosso’ cultivated in Sequim, Washington, USA were

characterized by GC-MS from extracts obtained by means of Soxhlet,

supercritical carbon dioxide extraction (SFE-CO2) and subcritical water extraction

(SWE). Linalool and linalyl acetate were determined as the main quality

indicators of the SFE-CO2 extracts while linalool was the key character impact

compound of SWE within the Lavandula spp. cultivars. The highest yield was

Page 3: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

2

determined from Soxhlet due to the co-extraction of high molecular weight

compounds such as waxes. SFE-CO2 (1-3% w/w) and SWE (2-4% w/w) yields

agreed well with those found in literature for essential oils. SWE delivered

extracts rich in isolated oxygenated compounds. These extracts may have useful

applications in other industries. In terms of high Lavandula flavour quality, the

best extracts were those of lavender obtained with SFE-CO2. SFE performed at

low pressure of 2000 psi was recommended as optimal operational conditions.

SFE-CO2 is a promising sustainable alternative for the generation of high quality

lavender extracts for application in the flavour industry as a natural ingredient.

Page 4: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

3

Résumé

L'intérêt croissant porté aux aliments et boissons naturels et de haute qualité par

les consommateurs qui sont de plus en plus préoccupés par leur santé et bien-

être a poussé l'industrie alimentaire à explorer les saveurs naturelles dans le

développement et reformulation de produits. Reconnu pour sa précieuse huile

aromatique par l'industrie de la parfumerie, la lavande continue d'attirer un grand

intérêt pour son utilisation comme substance aromatisante naturelle dans les

boissons, la confiserie, les produits de boulangerie et les produits laitiers par

l'industrie alimentaire. Dans cette étude, la technologie de fluide critique et les

procédés d'extraction classiques ont été évalués pour leur capacité à générer

des extraits naturels et de haute qualité de Lavandula spp.. La qualité de ces

extraits a été évaluée en étudiant la composition chimique de chaque isolat et la

mobilisation des composés de qualité de Lavandula sélectionnés, l'acétate de

linalyle, linalol et le camphre, par spectrométrie de masse-chromatographie en

phase gazeuse (GC-MS). Plus de trente composés de lavande Lavandula

angustifolia 'Velvet Royale' et lavandin Lavandula x intermedia

'Grosso' d'Amérique du Nord cultivé à Sequim, Washington, Etats-Unis ont été

caractérisés par GC-MS à partir d'extraits obtenus au moyen de Soxhlet,

extraction avec dioxyde de carbone supercritique (SFE-CO2) et extraction par

eau sous-critique (SWE). Linalol et acétate de linalyle ont été déterminés les

Page 5: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

4

principaux indicateurs de qualité dans les extraits SFE-CO2 bien que linalol était

le composé à caractère d'impact clé du SWE dans les espèces de Lavandula. Le

rendement le plus élevé a été déterminé par Soxhlet en raison de la co-

extraction de composés de poids moléculaire élevé tels que des cires. Les

rendements par SFE-CO2 (1-3% p/p) et SWE (2-4% p/p) sont en bon accord

avec ceux trouvés dans la littérature pour les huiles essentielles. SWE a livré des

extraits riches en composés oxygénés isolés. Ces extraits peuvent avoir des

applications utiles dans d'autres industries. En termes de qualité de la saveur de

Lavandula, les meilleurs extraits étaient ceux de lavande obtenu par SFE-CO2.

SFE effectuée à une basse pression de 2000 psi a été recommandé comme

conditions opérationnelles optimales. SFE-CO2 est une alternative durable

prometteuse pour la production d'extraits de lavande de haute qualité pour

application dans l'industrie des arômes comme un ingrédient naturel.

Page 6: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

5

Table of Contents

LIST OF TABLES .......................................................................................................................................... 7

LIST OF FIGURES ........................................................................................................................................ 8

LIST OF ABBREVIATIONS ........................................................................................................................... 9

Statement from the Thesis Office ................................................................................................................ 10

Contribution of Authors ................................................................................................................................ 13

DEDICATION ............................................................................................................................................... 14

Chapter 1 Introduction ................................................................................................................................. 15

1.1 General Introduction ............................................................................................................................. 15

1.1.1 Commonly studied Lavandula species in research .................................................................... 15

1.2 Secondary metabolites in plants ........................................................................................................... 17

1.2.1 Chemical constituents found in Lavandula spp. ........................................................................ 19

1.3. Biological activities of the genus Lavandula ......................................................................................... 20

1.3.1. Flavour and Aroma impact ....................................................................................................... 21

1.3. 2 Toxicity studies .......................................................................................................................... 23

1.4. Lavandula and its applications ............................................................................................................. 23

1.4.1 Lavandula and food ................................................................................................................... 24

1.5 Quality characteristics of Lavandula spp. extractives .......................................................................... 25

1.6. Methods of isolation of natural flavour constituents from plants ....................................................... 28

1.6. 1 Critical fluid technology ............................................................................................................ 29

1.6.1. 1 Supercritical Fluid Extraction (SFE) ........................................................................................ 29

1.6. 1. 2 Subcritical water extraction (SWE) ....................................................................................... 32

1.7. Instrumental Analysis of Flavours ........................................................................................................ 33

Rationale and Objectives of the Proposed Research .................................................................................. 35

Chapter 2 Literature Review ........................................................................................................................ 37

2.1. Literature review on solvent extraction of Lavandula species using Soxhlet method......................... 37

2.2 Sub- and supercritical fluid extraction for the isolation of Lavandula spp. natural products............... 37

2.2.1 Literature review on SFE of Lavandula species ......................................................................... 38

2.2.2 Literature review on SWE of Lavandula species ........................................................................ 40

Chapter 3 Method Development of the Proposed Research ...................................................................... 42

3.1 Materials ................................................................................................................................................ 42

3.1.1 Plant material ............................................................................................................................. 42

Page 7: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

6

3.1.2 Chemicals and reagents ............................................................................................................. 43

3.2 Extraction Methods ............................................................................................................................... 44

3.2.1 Soxhlet ....................................................................................................................................... 44

3.2.2 Supercritical fluid extraction using carbon dioxide (SFE-CO2) ................................................... 46

3.2.3 Subcritical water Extraction (SWE) ............................................................................................ 53

3.3 Analytical Procedure ............................................................................................................................. 59

3.3.1 Gas Chromatography Mass spectrometry (GC-MS)................................................................... 60

3.3.2 Fourier transform infrared spectroscopy .................................................................................. 62

3.4 Statistical Analysis ................................................................................................................................. 63

Chapter 4 Chemical composition and characterization of mobilized Lavandula spp. constituents

via selected conventional method and critical fluid technology ................................................................... 64

4.1 Qualitative studies of mobilized Lavandula spp. analytes via GC-MS ................................................... 64

4.1.1 Linear retention index (LRI) determination ............................................................................... 64

4.1.2 Electron ionization (EI) mass spectra of volatile target constituents ........................................ 67

4.2 Chemical composition of Lavandula spp. extract ................................................................................. 75

4.2.1 Soxhlet Method ......................................................................................................................... 75

4.2.2 SFE-CO2 ...................................................................................................................................... 77

4.2.3 SWE ............................................................................................................................................ 83

Chapter 5 Evaluation of extraction yield of Lavandula spp. isolates obtained by conventional

method and critical fluid technology ............................................................................................................ 86

5.1 Yield studies of Lavandula spp. extracts ............................................................................................... 86

5.1.1 Soxhlet Method ......................................................................................................................... 86

5.1.2 SFE-CO2 ...................................................................................................................................... 87

5.1.3 SWE ............................................................................................................................................ 91

Chapter 6 Study of selected quality parameters of the Lavandula spp. extracts obtained by

conventional method and critical fluid technology ....................................................................................... 93

Chapter 7 General Conclusions .................................................................................................................. 95

REFERENCES ............................................................................................................................................ 98

Appendix A ................................................................................................................................................ 106

Page 8: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

7

LIST OF TABLES

Percentage of major constituents of lavender, lavandin, and spike lavender oils ......................... 20

Odour impact of selected Lavandula spp. terpenes ...................................................................... 22

Physical properties of fluid states .................................................................................................. 30

Classification of the Lavandula spp. samples ............................................................................... 42

Properties of solvents permitted for use in flavour extraction ....................................................... 46

Retention time of alkanes and bromo-alkanes for LRI determination ........................................... 65

Physicochemical properties of selected Lavandula spp. constituents .......................................... 66

Percentage yields obtained via Soxhlet using ethanol or hexane as solvent ............................... 88

Percentage yield of Lavandula spp. obtained via SFE-CO2 at various experimental conditions .. 88

Percentage yield of Lavandula spp. obtained via SWE at various extraction temperatures ......... 88

Summary of the classification of tentatively identified constituents ............................................. 106

Chemical Composition of Lavandula spp. extract obtained via Soxhlet...................................... 107

Chemical Composition of Lavender extract obtained via SFE-CO2 ........................................... 111

Chemical Composition of Lavandin extract obtained via SFE-CO2 ............................................ 115

Chemical Composition of Lavender extract obtained via SWE ................................................... 119

Chemical Composition of Lavandin extract obtained via SWE ................................................... 123

Page 9: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

8

LIST OF FIGURES

Structural representation of important quality marker monoterpenes of Lavandula spp............... 27

Laboratory built supercritical fluid extraction system ..................................................................... 50

Laboratory built subcritical water extraction (SWE) system .......................................................... 56

Mass spectrum of linalyl acetate from NIST library (above) and component determined by GC-MS

(below) ........................................................................................................................................... 70

Mass spectrum of linalool from NIST library (above) and component determined by GC-MS

(below) ........................................................................................................................................... 71

Mass spectrum of camphor from NIST library (above) and component determined by GC-MS

(below) ........................................................................................................................................... 72

Mass spectrum of eucalyptol from NIST library (above) and component determined by GC-MS

(below) ........................................................................................................................................... 73

Mass spectrum of borneol from NIST library (above) and component determined by GC-MS

(below) ........................................................................................................................................... 74

Total ion count chromatogram of Lavender extract obtained via SFE-CO2 at 2000 psi and 80°C 80

FTIR spectra of co-extracted wax-like material (SFE-CO2; 3000psi and 60°C) ........................... 82

ATR-IR spectra of co-extracted wax-like material (SFE-CO2; 3000psi and 60C) ........................ 82

A 3D response surface plot of yields obtained via SFE-CO2 of lavender with respect to pressure

and temperature ............................................................................................................................ 90

A 3D response surface plot of yields obtained via SFE-CO2 of lavandin with respect to pressure

and temperature ............................................................................................................................ 90

Page 10: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

9

LIST OF ABBREVIATIONS

CO2 Carbon dioxide

DDW Distilled de-ionised water

EI Electronic ionization

FTIR Fourier transform infrared spectroscopy

GC Gas Chromatography

LRI Linear retention index

MS Mass spectrometer

Rt Retention time

SFE Supercritical Fluid Extraction

SFE- CO2 Supercritical Carbon Dioxide Extraction

SWE Subcritical Water Extraction

Page 11: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

10

Statement from the Thesis Office

In accordance with the regulations of the Faculty of Graduate Studies and

Research of McGill University, the following statement from the Guidelines for

Thesis Preparation is included:

Candidates have the option of including, as part of the thesis, the text of one or

more papers submitted, or to be submitted, for publication, or the clearly-

duplicated text of one or more published papers. These texts must conform to the

“Guidelines for Thesis Preparation” and must be bound together as an integral

part of the thesis.

The thesis must be more than a collection of manuscripts. All components must

be integrated into a cohesive unit with a logical progression from one chapter to

the next. In order to ensure that the thesis has continuity, connecting texts that

provide logical bridges between the different papers are mandatory.

The thesis must conform to all other requirements of the “Guidelines for Thesis

Preparation” in addition to the manuscripts.

As manuscripts for publication are frequently very concise documents, where

appropriate, additional material must be provided in sufficient detail to allow a

clear and precise judgement to be made of the importance and originality of the

research reported in the thesis.

In general when co-authored papers are included in a thesis, the candidate must

have made a substantial contribution to all papers included in the thesis. In

addition, the candidate is required to make an explicit statement in the thesis as

to who contributed to such work and to what extent. This statement should

appear in a single section entitled “Contribution of Authors” as a preface of the

thesis.

Page 12: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

11

When previously published copyright material is presented in a thesis, the

candidate must obtain, if necessary, signed waivers from the co-authors and

publishers and submit these to the Thesis Office with the final deposition.

Page 13: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

12

Acknowledgements

I would like to take this opportunity to express my most sincere gratitude to the

many who have supported me throughout this journey of graduate studies. First

and foremost, I would like to recognize my supervisor Dr. W. D. Marshall for his

endless patience, positivity and support which have been sincerely appreciated.

The guidance provided in the final stage of my graduate studies by Dr. Yaylayan

has been important and for that, I am truly grateful. I am blessed with wonderful

family and friends who have always supported my endeavours, notably academic

ones. The love and encouragement demonstrated especially by my mom and my

fiancé, Matthew, have been invaluable to me. You two are my rock in life. I am

also grateful to all my fellow colleagues and departmental professors and staff

members at McGill for their support, collaboration and camaraderie. A special

thank you is merited to A. Rahn for helping me see the light at the end of the

tunnel with this thesis. I would like to thank D. Valtierra, P. Guerra, P. Owen, A.

Constantineau, M. Rivero-Huguet and T. Yuan for providing insight and sharing

their experiences with me. I would also like to thank Dr. S. Kermasha for his

encouragement throughout the years. Last but not least, I would like to express

my gratitude to the management team of the Montreal regional office of the

Canadian Food Inspection Agency for their support throughout my graduate

studies. It has been a memorable and valuable journey.

Page 14: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

13

Contribution of Authors

This thesis is presented in the traditional, monograph format, and consists of

seven chapters.

The present author was responsible for the concepts, design of experiments,

experimental work and manuscript preparation. Thesis supervisor, Dr. William D.

Marshall had advisory input into the work in the earlier stage. Co-supervisor, Dr.

Varoujan A. Yaylayan guided manuscript completion while critically editing the

dissertation prior to submission. Thanks must be given to Dr. S. Prasher of

McGill University Department of Bioresource Engineering, Dr. T. A. Johns of

McGill University School of Dietetics and Human Nutrition, Dr. S. Karboune and

Dr. A. Ismail of McGill University Department of Food Science and Agricultural

Chemistry, for allowing me to use their laboratory equipment.

Page 15: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

14

DEDICATION

This document is dedicated to the great mentors of my life, my parents, and to a

gracious supervisor, W. D. Marshall.

Page 16: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

15

Chapter 1 Introduction

1.1 General Introduction

Belonging to the Labiatae (Lamiaceae) family, Lavandula spp. plant falls in the

same lineage as several aromatically renowned herbs such as rosemary

(Rosmarinus spp.), thyme (Thymus spp.), mint (Mentha spp.), and sage (Salvia

spp.). Essential oils of species of great economical significance originate from

this plant family (Kara and Baydar, 2013).

The Genus Lavandula is recognized as an aromatic shrub of characteristically

fragrant conical-shaped whorls of light purple to blue hued flowers held around a

central stem. The flowers, consisting of a five-lobed corolla (petals) tube

emerging through the calyx (sepals), are commonly used for various applications.

The characteristic qualities of the plant are attributed to the secondary

metabolites of the multicellular-headed glandular trichomes (Iriti et al., 2006).

These glandular trichomes are located on the superficial parts of the leaves and

the calyx of the Lavandula plant (Iriti et al., 2006). This blossom is recognized for

the very intense, tangy floral notes yet calming nuance lavender brings to

products.

1.1.1 Commonly studied Lavandula species in research

Reaching over thirty different species, the genus Lavandula is divided into six

sections: Lavandula, Stoechas, Dentata, Pterostoechas, Chaetostachys, and

Page 17: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

16

Subnuda (McNaughton, 2000). The Section Lavandula is frequently discussed in

literature as it represents the most cultivated lavenders in the world as well as

holding the most odoriferous examples of the Lavandula genus (McNaughton,

2000). Species within the Lavandula genus which are commonly studied and of

commercial and economic importance include Lavandula latifolia (Spike

lavender), Lavandula angustifolia (True lavender or English lavender), Lavandula

stoechas (Spanish lavender), and Lavandula x intermedia (lavandin) (Gonςalves

and Romano, 2013; McNaughton, 2000; Iriti et al., 2006; Topal et al., 2008). The

Section Lavandula cultivars which have been established for this research are

English or true lavender and lavandin.

1.1.1.1 True Lavender (Lavandula angustifolia)

True lavender, Lavandula angustifolia, gets its name from angustifolia meaning

“narrow-leaved”. This specie is popular for oil production as it is known to yield

high quality oils (Lis-Balchin, 2002). This high quality is based on the oil

constituents’ sweet contribution in fragrance. Moreover, it has been suggested

that this specie is the best for culinary use as Lavandula angustifolia has a sweet

aroma and taste (Platt, 2009). The specie is also known for its tolerance to

extreme conditions such as cold temperatures, winds, rain, and snow, thus

making it among the hardiest of lavanders (McNaughton, 2000).

Page 18: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

17

1.1.1.2 Lavandin (Lavandula x intermedia)

Lavandin is a result of crossbreeding between Lavandula latifolia and Lavandula

angustifolia (McNaughton, 2000). They are very hardy plants characteristic of its

parent, Lavandula angustifolia. Their increased spike production and greater oil

content, being about four to eight times that of lavender, are favourable

(McNaughton, 2000). For this reason, global lavandin oil production supersedes

lavender oil production being the primary Lavandula cultivar grown globally for its

oil (McNaughton, 2000). The oils from the most important lavandin varieties

include ‘Abrial’ and ‘Grosso’ (Surburg and Panten, 2006). Lavandin differs slightly

in aromatic notes from lavender. The former holds a characteristically strong but

reduced sweet lavender fragrance, due to the greater amount of camphor relative

to the Lavandula angustifolia cultivars. Section 1.2.1 further discusses the

contribution to the aromatic differences among the Lavandula spp..

1.2 Secondary metabolites in plants

Phytochemicals are secondary metabolites of plants which are produced for roles

other than primary functions such as growth, photosynthesis, reproduction. They

provide a protective value to the plants. For instance, they may have negative

impacts on other organisms such as herbivores and pathogens and inhibit the

Page 19: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

18

growth of competitor plants (i.e. allelopathy) (Dudareva, 2006). Furthermore, they

are responsible for the colour contributions to flowers (i.e. pigments such as

delphinidin and malvidin flavonoids in lavender) and together with terpene and

phenolic odours, attract pollinators (Dudareva, 2006; Lis-Balchin, 2002). The

individual phytochemicals or mixture thereof within the Lavandula genus is of

significance to the biological activities of the plant material.

The terpenes are of the greatest importance among the bioactive compounds

found within the genus. The biosynthesis of terpenes or terpenoids in higher

plants is believed to be a function of two independent pathways; the cytoplasmic

pathway, mevalonate (MVA), and the plastidal pathway, methylerythritol (MEP)

(Biswas et al., 2009). These constituents are a group of compounds chemically

based on the number of isoprene (2-methyl-1,3 butadiene) units linked together

and comprise of hemiterpenes (C5), monoterpenes (C10), sesquiterpenes (C15),

diterpenes (C20), sesterpenes (C25), triterpenes (C30), polyterpenes (>C30)

(Chizzola, 2013). Essential oils are a complex mixture of volatile secondary

metabolites which consist of aromatic and aliphatic monoterpenes and

sesquiterpenes (Biswas et al., 2009; Chizzola, 2013). Triterpenoids, diterpenes,

and polyterpenes are non-volatile secondary metabolites. Sesquiterpenes may be

volatile or non-volatile.

Page 20: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

19

1.2.1 Chemical constituents found in Lavandula spp.

The chemical composition of Lavandula spp. can include over three hundred

chemical constituents (Lis-Balchin, 2002). They generally comprise of

monoterpenes (i.e. α- and β-pinene, camphene, limonene, p-cymene, sabinene,

terpinene, β-ocimene) and its alcohols (i.e. linalool, borneol, α-terpineol,

lavandulol, p-cymen-8-ol), its aldehydes (i.e. cumin aldehydes), its ether (i.e.

eucalyptol), its esters (i.e. linalyl acetate, terpenyl acetate), its ketones (i.e.

camphor, fenchone, carvone, coumarin, n-octanone) (Lis-Balchin, 2002; Torras-

Claveria et al., 2007). Sesquiterpenes (i.e. caryophyllene and its oxide, α-

santalal), phenols (i.e. eugenol, thymol, coumarin, carvacrol, hydroxycinnamic

acids, chlorogenic acid, rosmarinic acid), and other trace components (i.e. other

flavonoids) are also among the bioactive compounds (Lis-Balchin, 2002; Torras-

Claveria et al., 2007).

The chemical variation found within the Lavandula genus, for lavender, lavandin,

and spike lavender, as can be shown in Table 1, contributes to the difference in

its bioactive properties. The major constituents of True lavender include linalool

and linalyl acetate. The latter two constituents along with eucalyptol, and

camphor make up largely lavandin oil while spike lavender oil predominantly

holds high amounts of linalool, eucalyptol, and camphor.

Page 21: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

20

Table 1 Percentage of major constituents of lavender, lavandin, and spike lavender oils

Percentage of essential oil in a

Constituents Lavender oil

(Lavandula angustifolia)

Lavandin oil (Lavandula x intermedia )

Spike lavender oil (Lavandula latifolia )

Linalyl acetate 12-54% 19-26% 0-1.5%

Linalool 10-50% 20-23% 26-44% cis-and/or trans-Ocimene 1.0-17% 1.0-3.0% 0-0.3% Eucalyptol (1,8-Cineole) 2.1-3.0% 10.00% 25-36%

Camphor 0-0.2% 12.00% 5.3-14.3% Lavandulol and acetate 0.1-1.4% 0.5-0.8% 0.2-1.5%

α- and β-Pinene 0.02-0.3% 0.6-0.9% 1.6-3.6% Borneol 1.0-4.0% 2.9-3.7% 0.8-4.9%

Caryophyllene and/or its oxide

3.0-8.0% 2.7-6.0% 0.1-0.3%

Myrcene 0.4-1.3% 1.2-1.5% 0.2-0.4% Farnesene Trace 1.1% 0.2-0.3%

Germacrene D 0.2-0.9% 1.0-1.2% - Camphene 0.1-0.2% 0.3-0.6% 0.2-1.8% Limonene 0.2-0.4% 0.9-1.5% 1.0-2.2%

Reference from aLis-Balchin, 2002

1.3. Biological activities of the genus Lavandula

According to the literature, lavender holds various potential bioactivities, including

clinical and therapeutic benefits. They include neurological or psychiatric (i.e.

sedative or hypnotic, anxiolytic, mood modulator, effect on cognitive function,

analgesic), cardiovascular, pulmonary, gastrointestinal or hepatic, endocrine,

rheumatological, reproductive, immune modulation, antimicrobial, pesticidal,

antineoplastic, antioxidant, and others (Lahlou, M., 2004; Cavanagh and

Wilkinson, 2002; Torras-Claveria et al., 2007; Ghoreishi et al., 2012). The two

Page 22: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

21

characteristic chemical constituents of the Lavandula genus, linalyl acetate and

linalool, have been attributed to sedative action and local anesthetic effects

(Cavanagh and Wilkinson, 2002). The physiological properties of Lavandula

extractives are dependent upon stereochemistry (i.e. chirality and isomerism) as

well as chemotypes (Lahlou, M., 2004).

1.3.1. Flavour and Aroma impact

Flavour is a sensory experience which arises from a combination of taste and

smell. The aromatic properties of Lavandula extractives are owed to the

individual terpenes and mixture thereof which hold characteristic odours. These

can be seen in Table 2. Their odour thresholds are variable and dependant on

the matrix (Chizzola, 2013). True lavender oil is generally noted as a fresh,

sweet, floral, herbaceous odour of a woody balsamic base (Surburg and Panten,

2006). Lavandin and spike lavender oil are perceived as lavender-like with a

slightly camphoraceous note and a characteristic rough odour slightly like

eucalyptol and camphor respectively (Surburg and Panten, 2006).

Page 23: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

22

Table 2 Odour impact of selected Lavandula spp. terpenes

Compound Aroma descriptors

Borneol Woody-camphoraceous, dry-minty a

Isoborneol Camphoraceous, weak peppery and woody a

Camphene Camphoraceous, mild-oily a

Camphor Camphoraceous, fresh, warm-minty, ethereal a

β-Caryophyllene Woody, spicy, terpene notes a

Caryophyllene oxide Weak woody, warm, mild, weak spicy a

Eucalyptol (1,8 cineole) Fresh notes, reminiscent of camphorb

trans-β-Farnesene Warm, mild, sweet a

trans-α-Farnesene Mild, warm, sweet a

Germacrene D Weak spicy, weak fruity, apple-like, weak dry-woody a

Limonene Fresh, citrus-like, mild lemon and orange notes a

Linalool Fresh, floral, clean, sweet, lemon notes a

Linalyl acetate Bergamot-lavenderb

Myrcene Mild, sweet, balsamic, plastic note a

cis-β-Ocimene Herbal, warm-herbaceous, sweet-floral, neroli-oil-like a

trans-β-Ocimene Herbal, weak floral a

α-Pinene Pine-like, sharp, woody, turpentine-like a

β-Pinene Dry-woody, pine-like, resinous-terpene-like, spicy a

a Reference from Chizzola, 2013 ;

b Reference from Surburg and Panten, 2006

Page 24: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

23

1.3. 2 Toxicity studies

Given its historic use, Lavandula toxicity is deemed rare. The lethal Dose (LD50)

of lavender and lavandin oil in rats (oral dose) and lavender oil in rabbits (dermal

application) has been reported as higher than 5 g/kg body weight (Schulz et al.,

2004; Lis-Balchin, 2002). An account of lavandin poisoning has been reported in

an eighteen month old boy after the ingestion of home-produced lavandin extract

(Landelle et al., 2008). Sensitization has also been reported (Lis-Balchin, 2002).

1.4. Lavandula and its applications

The Genus Lavandula is distinguished for its versatility as it has seen various

uses over time. Its botanical designation or genus name, Lavandula, is inherited

from the Latin word lavare, meaning “to wash”, as the plant was commonly used

to perfume baths in Roman times (McNaughton, 2000). Lavandula spp. continue

to be popular in various applications in addition to pharmaceutical and medicinal

ones (Gonςalves and Romano, 2013). Lavender’s essential oil is commonly

employed in aromatherapy and massage where its major clinical benefits are on

the central nervous system (Cavanagh and Wilkinson, 2002). Lavender has

antimicrobial activity against bacteria, fungi, and some insects lending itself to

agricultural uses as a natural pesticide besides ornamental planting

(McNaughton, 2000). The fragrance industry also makes use of its fragrance

Page 25: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

24

and/or oil for the production of perfumes, cosmetics, and household products

(Platt, 2009). Moreover, culinary uses are seen as it is found in haute cuisine and

food manufacturing. Flavour molecules within lavender impart a sweet floral note

to food and beverages which stimulate the gustatory and olfactory senses

(Surburg and Panten, 2006).

1.4.1 Lavandula and food

Lavender has continued to garner great interest for its use as a natural flavouring

substance. In food manufacturing, Lavandula species natural extractives are

generally recognized as safe (GRAS) (Burdock and Fenaroli, 2005). Culinary

uses are seen in dairy (ice cream and cheese), confectionary, baked goods,

jams, gelatins and puddings, chewing gum, and beverages (Burdock and

Fenaroli, 2005; McNaughton, 2000). Lavender has been said to bring a soothing,

aromatic quality to foods such as chocolate.

Natural flavouring substances contribute to the marketing of natural foods and

actually comprise the major portion of the food flavour market (Reineccius,

2006). Moreover, flowers represent beauty, naturalness and health and these

properties may be used for emotional product positioning in the food industry

(DöhlerGroup, 2014). Producer, marketer and provider of natural ingredients,

ingredient systems and integrated solutions for the food and beverage industry,

Page 26: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

25

DöhlerGroup, have indicated that hints of florals such as lavender hit high notes

today among top trendsetters (2014).

1.5 Quality characteristics of Lavandula spp. extractives

Food and beverage formulators are considering specific value-added ingredients.

The quality and marketable value of a Lavandula natural extract is measured by

the chemical composition of the essential oil. Preparations rich in oxygenated

compounds often represent an important index for flavour quality. In Lavandula

spp. extracts, flavour quality is predominantly determined by the presence of

oxygenated compounds such as the ‘character impact’ compounds which

contribute to the characteristic sweet-floral aroma of lavender. They include (R)-

(-) linalool and linalyl acetate. The former is an acyclic unsaturated tertiary

alcohol which occurs in many essential oils and known for its fresh, clean,

flowery aroma quality. Due to its relatively high volatility, it is known to impart

naturalness to top notes. Together with its esters, linalool is one of the most

frequently used fragrance substances (Surburg and Panten, 2006). Linalyl

acetate is an acyclic terpene ester which imparts a bergamot-lavender odour

(Surburg and Panten, 2006). This acetate is recognized as the most important

fragrance and flavour substance among the linalyl esters (Surburg and Panten,

2006). High percentage of linalool and linalyl acetate, with minimal camphor

proportions are representative of a high quality Lavandula extract (Biswas et al.,

Page 27: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

26

2009; Kara and Baydar, 2013). Camphor, a cyclic terpene ketone with slightly

minty odour (Surburg and Panten, 2006). Consequently, lavender oil is

considered to be of higher quality relative to lavandin oil. Moreover, linalyl

acetate holds a higher value to linalool as a food additive in the flavour market

(Martin et al., 2007; Lee and Shibamoto, 2002).). Wesolowska et al. (2010)

indicated that the ratio of linalyl acetate to linalool should be greater than one for

high quality Lavandula spp. extractives. These quality parameters are consistent

with ISO standards. ISO 3515:2002 standard states the percent composition of

distilled essential oil of true lavender to be 25.0-45.0%, 25.0-38.0%, 0-0.5% and

0-1.5% for linalyl acetate, linalool, and camphor respectively (Kara and Baydar,

2013; Lis-Balchin; 2002). The standard ISO 8902:1986 also sets compositional

ranges of 28.0-38.0%, 25.0-35.0%, and 6.0-8.0% for linalyl acetate, linalool, and

camphor respectively for lavandin ‘Grosso’ oil (Lis-Balchin, 2002).

Page 28: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

27

Acyclic Bicyclic

(R)-linalool

Camphor

(R)-linalyl acetate

Figure 1 Structural representation of important quality marker monoterpenes of Lavandula spp.

Page 29: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

28

1.6. Methods of isolation of natural flavour constituents from plants

As defined by the Codex Alimentarius Commission (2005), natural flavouring

substances are “flavouring substances obtained by physical processes that may

result in unavoidable but unintentional changes in the chemical structure of the

components of the flavouring (e.g. distillation and solvent extraction), or by

enzymatic or microbiological processes, from material of plant or animal origin.”

Natural flavouring substances derived from plant material commonly use

conventional methods such as distillation and solvent extraction. Distillation

processes and expression (for citrus fruits) give rise to essential oils (Chizzola,

2013). Despite their extensive use in flavour extraction from plant material, the

harsh heat treatment of the distillation techniques has been found to degrade

volatile compounds in the plant material yielding extracts with incomplete sets of

flavour profiles (Da Porto et al., 2009). Many disadvantages are associated with

existing conventional methods with the principle concern being that of organic

solvent use and contamination. A movement in minimizing the use of toxic

solvents in processing has been demonstrated, leading to the development of

alternative sustainable and greener processes such as critical fluid technology

including subcritical and supercritical fluid extraction.

Page 30: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

29

1.6. 1 Critical fluid technology

Critical fluid technology has demonstrated its potential as an alternative

separation technique due to its extraction and fractionation ability using solvents

around their critical points. Potential applications in the isolation of bioactive

molecules in plants, including flavour and aroma compounds, have been

demonstrated (Herrero et al., 2006; Pourmortazavi and Hajimirsadeghi, 2007; Xia

et al. 2008).

1.6.1. 1 Supercritical Fluid Extraction (SFE)

Supercritical fluid extraction (SFE) exploits the liquid phase and gas-like

physicochemical properties of a solvent, maintained at temperatures and

pressures above their critical point, to mobilize a solute from a given matrix. The

extraction process occurs in four stages; the diffusion of the supercritical fluid

into the porous sample matrix, the separation of the solute-solute interaction

within the matrix, the diffusion of the solutes out of the matrix, and the recovery of

the analytes from the sample during decompression (Richter, 1992). Among the

parameters of SFE, pressure holds a fundamental role in the process due to its

solubility effect. An important relationship of supercritical fluids is that of solvent

strength to density. The solvent strength of pure supercritical fluids shows a

direct correlation to the density of the fluid (Richter, 1992). As a function of

Page 31: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

30

pressure and temperature, changes in density can permit variable solvating

power, allowing for selective extractions. As can be observed in Table 3, the

density of supercritical fluids is comparable to that of a liquid (Reineccius, 2006).

A supercritical fluid possesses a higher molecular diffusion (diffusivity) and lower

viscosity relative to a liquid, which in turn closely resemble the properties of a

gas.

Table 3 Physical properties of fluid states

Densitya (kg/m3)

Diffusivity a (m3/s)

Viscositya (MPa s)

Gas (P= 101.3 kPa, T= 288-303K)

0.6-2 (0.1-0.4) x 10-4 (1-3) x 10-4

Supercritical (T= TcP =Pc) 200-500 (0.7) x 10-7 (1-3) x 10-4

(T= TcP =4Pc) 400-900 (0.2) x 10-7 (3-9) x 10-4

Liquid (T= 288-303K) 600-1600 (0.22) x 10-9 (0.2-3) x 10-2 Reference from

aReineccius, 2006

Moreover, no surface tension occurs due to the absence of a liquid and gas

interphase (Attokaran, 2011). Low kinematic viscosities (viscosity divided by

density) are said to promote free-convection mass transfer (i.e. buoyancy effects,

gravity effects, concentration gradients) as well as force-convective mass

transfer due to enhanced turbulence in a system (Richter, 1992). Rapid mass

transfer and solute mobilization from the matrix is achievable as a result. The

solvent as well as nature of the desired analyte(s) influence the operating

temperature of the extraction system.

Page 32: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

31

SFE boasts of an environmentally-friendly, rapid technique, being accomplished

in minutes rather than hours. A significant advantage of this technology is its lack

of residual solvent in extracts. Solvents that are gaseous at atmospheric

conditions can be depressurized, allowing its escape into air or be re-

compressed and recycled back in the system, leaving a clean extract with no

need for an additional concentration step prior to analysis. SFE technology is

presently known for its industrial application to the large scale production of food

processes such as the decaffeination of coffee and tea and the extraction of

aroma contributing α- or β- acids from hops used in beer brewing, functional

ingredients such as naturally derived antioxidants and preservative agent

NatureGuardTM rosemary extract, and various pharmaceutical extractions

(Attokaran, 2011; Newly Weds Foods, 2014).

1.6. 1. 1.1 Supercritical fluid extraction using carbon dioxide (SFE-CO2)

Extraction using carbon dioxide in its supercritical state has become an attractive

method for isolation processes in food and biological applications. It is the

solvent of choice for food applications as it meets the requirements food safety

standards (Reineccius, 2006). Moreover, it is attractive due to its abundant,

inexpensive, inert towards oxidation, noncorrosive in dry environments, nontoxic,

odourless, tasteless, colorless, non-flammable and nonexplosive nature

Page 33: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

32

(Beckman, 2004; Attokaran, 2011; Pallado et al., 1997). It permits extractions at

low temperatures and pressures with its critical temperature (Tc) of 31°C and

critical pressure (Pc) of 73atm (1073psi); hence a valuable tool for the extraction

of heat labile materials. SFE-CO2 is well recognized for its numerous advantages

in flavour extraction applications. It is also credited for its enhanced product

quality as it provides a more complete flavour profile with added “top-notes” (first

flavours or odours perceived) and “back-notes” (residue flavours or odours

perceived) in all producing a different profile than obtained with traditional

extraction methods (Reineccius, 2006).

1.6. 1. 2 Subcritical water extraction (SWE)

Also referred to as superheated or pressurized hot water extraction, SWE

employs pressurized water, maintained in its liquid state, between its boiling (Tb)

and critical temperature (Tc) of 100°C and 374°C respectively (Herrero et al.,

2006). This environmentally clean alternative extraction technique has

demonstrated its ability to selectively extract different classes of compounds from

natural sources by the thermal fine-tuning of water for nutraceutical and/or

pharmaceutical applications (Ozel and Gogus, 2014; Waseem and Kah, 2015).

The principles of SWE involve the behaviour of liquid water as a collection of

individual molecules with the dielectric constant closely resembling that of a gas

at the critical temperature. Subcritical water may mimic polar organic solvents

Page 34: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

33

such as acetonitrile, ethanol, methanol and acetone with polarity changes

brought about by temperature. An increase in the latter imparts intrinsic

thermodynamic transformations to the solvent causing a fall in the high degree of

association in the liquid caused by van der Waals forces, hydrogen bonding and

dipole-dipole interactions (Herrero et al., 2006; Ozel and Gogus, 2014). A

decrease in the viscosity and surface tension of water renders the subcritical

solvent suitable for the mobilization of polar to non polar organic compounds

(Ozel and Gogus, 2014). The attractiveness of SWE is also a result of its rapid,

efficient, selective, inexpensive, environmentally friendly nature (Herrero et al.,

2006). The solvent is naturally occurring, non-toxic, and non-flammable. Higher

quality extractives may be produced due to the enhanced recovery of

oxygenated compounds which are valuable components as they contribute

significantly to the flavour and fragrance of essential oils. Minimized energy

requirements have also been demonstrated in comparison to conventional

methods such as steam distillation due to the absence of energy intensive latent

heat of evaporation (Herrero et al., 2006; Ozel and Gogus, 2014).

1.7. Instrumental Analysis of Flavours

Used as a standard method in determining many volatile constituents, gas

chromatography (GC) has been widely accepted in various industries including

Page 35: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

34

the food industry, notably with groups working with flavours and aromas. The use

of GC for the identification of aromatic compounds has been well studied,

particularly with GC coupled with Mass Spectrometry (GC-MS) (Surburg and

Panten, 2006; Reverchon et al., 1995; Pallado et al., 1997; Iriti et al., 2006;

Matos et al., 2009; Lee and Shibamoto, 2002; Da Porto et al., 2009; Waseem

and Kah, 2015).

Page 36: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

35

Rationale and Objectives of the Proposed Research

The concepts of health and wellness, natural, and environmentally clean

practices are leading themes today.

Credited for its positive contribution to human health and well-being, the

Lavandula genus shows potential for use as a natural ingredient in high value

(value added) food and beverage systems. Currently, the scientific research

which employs Lavandula plant species of diverse geographical range remains

relatively scarce as the majority of literature covers Lavandula spp. from the

European and particularly Mediterranean region. In this research, North

American Lavandula spp. cultivars were considered. Moreover, critical fluid

technology has demonstrated great promise as a sustainable processing

technique of biological materials. Little research has been performed on sub- and

supercritical fluid extraction of Lavandula spp. cultivars.

The overall objective of this research was to investigate critical fluid technology

for its use as a sustainable alternative for the extraction of high quality Lavandula

flavour for application as a natural ingredient in food industry.

Page 37: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

36

The specific objectives of this study were:

I. To extract and characterize the mobilized flavour volatiles from North

American Lavandula Angustifolia ‘Royal Velvet’ and Lavandula x

Intermedia ‘Grosso’ by Gas Chromatography Mass Spectrometry

II. To investigate the chemical composition of the volatile extractives and the

mobilization of valuable oxygenated compounds of the Lavandula spp.

plant material extracted by Soxhlet, supercritical carbon dioxide, and

subcritical water

III. To study the extraction yield of Lavandula spp. isolates obtained by the

three proposed extraction methods

IV. To investigate the quality of the Lavandula spp. extracts obtained by the

three proposed extraction methods

V. To formulate conclusions regarding the relative merits of the three

proposed extraction methods

Page 38: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

37

Chapter 2 Literature Review

2.1. Literature review on solvent extraction of Lavandula species using Soxhlet

method

Ghoreishi and associates carried out the traditional Soxhlet extraction of dried

Iranian Lavandula angustifolia flowers by the standard method for 8 h with 50 mL

of n-hexane. The total mass of four components (i.e. camphor, fenchone, linalyl

acetate, and linalool) in the plant material extracted using Soxhlet accounted for

80 % of the total mass of the lavender sample (Ghoreishi et al., 2012). In another

study, Soxhlet was performed for the isolation of volatiles in a comparative study

using spike lavender (Lavandula latifolia Medik) (Eikani et al., 2008). Essential oil

components were extracted from Iranian lavandin (Lavandula hybrida) dried

flowers using Soxhlet for 8h with 50 mL of ethanol solution (Kamali et al., 2012).

The oil content in the lavandin sample was determined to be 1.52% by mass

(Kamali et al., 2012).

2.2 Sub- and supercritical fluid extraction for the isolation of Lavandula spp.

natural products

Little research has been found in literature on the isolation of Lavandula spp.

natural products using sub- or supercritical fluid technology.

Page 39: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

38

2.2.1 Literature review on SFE of Lavandula species

An earlier study of supercritical fluid extraction of Turkish Lavandula Stoechas

subspecies Cariensis Boiss flowers for the isolation of essential oils was

performed by Adasoglu, Dincer, and Bolat (1994). A comparative study was done

on the effect of pressure (70-110 bar (1015-1595 psi/ 69-109 atm)), temperature

(30-50°C), carbon dioxide flow rate (7.2-36 L/h) and particle size on the relative

yields with respect to steam distillation. The extraction time considered was 20,

40, and 60 minutes. It was demonstrated that the temperature and particle size

are major variables in the processing, with decreasing oil yields (loss of volatiles)

as a result of particle size reduction. It was suggested that the pressure and

solvent flow rate had little effect on the oil yields as extraction around the critical

point is favourable. The optimum conditions were found to be 85.77 bar (1244

psi/85 atm), 36.58°C, 10.11L/h, and -2143 μm (Adasoglu et al., 1994).

A primary study of dried lavandin, Lavandula x intermedia Emeric ex Loisel,

using supercritical carbon dioxide extraction was investigated by Oszagyan et al.

(1996). Stage wise separation (fractionation) of essential oils by varying

pressures (295-300 bar (4277-4351 psi/291-296 atm)) at a constant temperature

of 40°C was demonstrated. The effect of particle size of the plant material on

extraction rates was also considered. This study showed that yields of

Page 40: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

39

supercritical fluid extracts were significantly greater than those of steam

distillation.

Akgün, Akgün, and Dincer (2000) also investigated the modeling and extraction

of Turkish Lavandula Stoechas, subspecies Cariensis Boiss, dried flowers for the

essential oil using supercritical carbon dioxide. The extraction process was

modeled using a quasi-steady-state model in order to demonstrate the effects of

solvent flow rate (1.092-2.184x10-3 kg/min), pressure (8-14 MPa (1161-2028 psi/

79 – 138 atm)), and temperature (308-323K (35-50°C)) on the extraction rate. An

extraction time maximum of 180 minutes was used, with 30 minutes intervals.

Under these conditions, this research demonstrated that extraction rate was not

significantly affected by the carbon dioxide flow rate. Moreover, the authors also

demonstrated that extraction rate increased with increasing temperature and

pressure (Akgün et al., 2000). From this research, extraction parameters to

consider included a pressure range of 10-14 MPa (1454-2028 psi/99-138 atm),

temperature of 323K (50°C), flow rate of 1.456x10-3 kg/min for an extraction

duration of 90-120 minutes (Akgun et al., 2000).

Da Porto, Decorti, and Kikic (2009) considered the SFE of Italian Lavandula

angustifolia L. flowers for use in food manufacturing. A comparative study was

done on the isolation of flavour compounds of lavender relative to

hydrodistillation and ultrasound-assisted solvent extraction. The supercritical

Page 41: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

40

carbon dioxide conditions that were studied included a pressure range of 80-

120 bar (1160-1740 psi/ 79-118 atm), temperature between 35 and 60 °C. The

best overall conditions were a pressure of 120 bar (1740psi/118atm) and

temperature of 40°C. This was determined on the basis of the extract

composition analysed by GC-MS. The results of this study demonstrated that

supercritical fluid extracts were quantitatively the most rich with a shorter

extraction time and offer greatest food flavouring stability and quality (Da Porto et

al., 2009).

2.2.2 Literature review on SWE of Lavandula species

Eikani et al. (2008) performed a comparative study on SWE with conventional

isolation methods such as Soxhlet extraction and hydrodistillation on Iranian

dried spike lavender (Lavandula latifolia Medik). The authors demonstrated the

great potential of subcritical water as a solvent in the extraction process of

Lavandula spp. It was found to be comparable quantitatively to traditional

methods but more rapid and more selective towards valuable oxygenated

compounds. The processing variables used in this research were a temperature

range of 100-175°C, pressure range of 20-40 bar (290-580 psi/20-39 atm) with

solvent flow rate of 1,2,3,4 ml/min, and extraction time maximum of 120 minutes,

using 20 minutes intervals. SWE used ground lavender with particle size varying

Page 42: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

41

from 250-500 μm. The kinetic data showed the working optimal conditions to be

at temperature, pressure and flow rate of 150°C, 20 bar (290 psi/20 atm), and 3

ml/min respectively (Eikani et al., 2008).

Giray et al. (2008) investigated the effects of SWE on the chemical composition

of dried Lavandula Stoechas flowers from Turkey. Kinetic studies demonstrated

the quick efficiency of subcritical water in isolating volatile constituents relative to

conventional methods including distillation and solvent extraction. SWE was

found to be selective towards small molecular weight oxygenated compounds

contribute significantly to the fragrance of the Lavandula oil (Giray et al., 2008).

Processing parameters that were considered in this study were temperatures of

100, 125, and 150°C, and pressure range of 40-90 atm (588-1323 psi). The flow

rate used was that of 1ml/min and a varying static extraction time 0-30 minutes,

followed by a 20 minute dynamic extraction. The optimum extraction temperature

was 100°C.

Page 43: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

42

Chapter 3 Method Development of the Proposed Research

3.1 Materials

3.1.1 Plant material

Commercially available North American dried florets of Lavandula Angustifolia

‘Royal Velvet’ (Lavender) and Lavandula X Intermedia ‘Grosso’ (Lavandin) grown

in Sequim, Washington, USA were used for this research. Table 2 offers the

scientific and botanical classification of the Lavandula spp. samples used in this

study.

Table 4 Classification of the Lavandula spp. samples

Common Botanical Name Lavender Lavandin

Genus Lavandula Lavandula

Subgenus Lavandula Lavandula

Section Lavandula Lavandula

Species L. Angustifolia L. X Intermedia

Cultivar ‘Royal Velvet’ ‘Grosso’

3.1.1.1 Physical properties of plant material sample

3.1.1.1.1 Moisture content

The moisture content of the dried florets of Lavandula Angustifolia ‘Royal Velvet’

and Lavandula X Intermedia ‘Grosso’ were 9.274% ± 0.995 dry weight basis and

Page 44: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

43

14.381% ±2.070 dry weight basis respectively. A sample size of 5.000g of each

Lavandula spp. was placed separately in a dessicator in order to remove the

available moisture from the dried florets. The moisture content was determined

once no significant change in moisture loss was observed over time.

3.1.1.1.2 Particle size

The plant material was ground using a Thomas Scientific Thomas Wiley mini mill,

with a mesh size 20, in order to facilitate solvent penetration through cell

rupturing and increased interfacial area. The particle size of the starting material

was determined to be 841 μm. This parameter was established while taking into

account the limitations of the instrumental grinding tool.

3.1.2 Chemicals and reagents

Hexane and dichloromethane were purchased from Caledon Laboratories Ltd.,

Georgetown, ON, Canada. Ethanol was obtained from Fisher Scientific, Ottawa,

ON, Canada. Nitrogen gas was purchased from MEGS, Saint-Laurent, QC,

Canada. All reagents were ACS reagent grade or better. All reference standards,

linalool (≥99.0%, GC, Fluka), linalyl acetate (≥95%, GC, Fluka), camphor

(≥99.0%, GC, Fluka) , eucalyptol (≥99.0%, GC, Fluka), (-)borneol (≥99.0%, GC,

Fluka), were purchased from Sigma-Aldrich Canada Ltd., Oakville, ON, Canada.

The analytical homologous series of n-alkane (C6-C16) standards were obtained

Page 45: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

44

from PolyScience corp., Illinois, USA. The carbon dioxide (SFE grade) was

obtained by MEGS (Ville St-Laurent, QC, Canada). The solvent used in the

extraction process was distilled de-ionised water (DDW) obtained from a

Millipore-Q purification system (Millipore, MA, USA) with a resistivity of 18.0 MΩ

cm. Drierite® (8 mesh CaO4S) (Fisher Scientific) was used as the desiccant’s

drying agent.

3.2 Extraction Methods

3.2.1 Soxhlet

3.2.1.1 Experimental Procedure

Soxhlet extraction was carried out in a standard apparatus for 12h on 2.000g of

the dried Lavandula spp. plant material with 200 mL of solvent, depending on the

selected mobile phase system (see section 3.2.1.2). The rate of extraction was

an average of 15 and 12 minutes per cycle for lavender and lavandin

respectively. The addition of cotton to the top of the thimble was done in order to

prevent the residue of the sample from entering the receiving flask. The extract

was concentrated using a Büchi Rotavopor R-114 at 40°C to remove the bulk of

solvent, subsequently being placed under a stream of nitrogen where the

residual solvent was evaporated within 30 minutes. These conditions were

Page 46: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

45

selected so as to minimize the loss of volatiles. Extract yield was determined

using the following equation

Equation 1

%100*(g) weight sample

(g) residue ofweight (%)

Yield

3.2.1.2 Mobile phase selection

The mobile phase for the reference method was carefully selected. Hexane and

ethanol were found to be suitable solvents in order to provide appropriate

comparables with the selected critical fluid extraction methods. The polarity of the

extractants as well as the nature of the solvent were considered. Important

chemical properties of various solvents permitted for use in the flavour extraction

processes which have been considered can be found in Table 3. Ideally, the

solvent should hold a relatively low boiling point so that it can easily be removed

by evaporation with minimal loss of volatiles. Furthermore, the solvent properties

need to be compatible with GC-MS analysis.

Page 47: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

46

Table 5 Properties of solvents permitted for use in flavour extraction

Solvent Boiling Point (°C)

at 760mm Log P (octanol-

water) Permitted

Residue (ppm) a

Hexane 68.7 3.80 25

Methylene chloride

40.0 1.25 30

Acetone 56.5 -0.24 30

Ethanol 78.4 -0.32

Methanol 64.7 -0.82 50

Supercritical CO2 -56.6 a

Reineccius, 2006

Hexane was selected given its traditional use in solvent extraction due to its low

polarity (log P value of 3.80) and thus high selectivity toward lipophilic

components. It will also serve as a good reference for the SFE-CO2 analysis.

Ethanol, being a more polar organic solvent (log P value of -0.32), is useful for

the extraction of lipophilic materials with polar constituents thus providing a good

reference for the comparative analysis to the SWE process. Moreover, it is

considered a safe chemical solvent for use in food systems.

3.2.2 Supercritical fluid extraction using carbon dioxide (SFE-CO2)

3.2.2.1 Experimental Procedure

In the present work, the two Lavandula samples were subjected to a dynamic

batch extraction by an in house SFE system using carbon dioxide under various

process conditions.

Page 48: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

47

The SFE-CO2 extraction system was a laboratory built assembly as shown in

Figure 2. The unit consisted of a high pressure capacity pump, a heated region

for temperature control of the extraction cell, and a region for the decompression

and collection of the mobilized analytes. The supercritical fluid was pumped via a

“superpressure” diaphragm compressor (Newport Scientific, Jessup, MD, U.S.A.)

through an empty stainless steel column assembly (10 mm id x 25 cm), which

acted as a temperature and pressure equilibration vessel (TPEV). The TPEV,

immersed in a heated serological water bath (Fisher Scientific, USA), was

connected in series to a preheating coil (1/16 in. stainless steel tubing) located

upstream from the stainless steel high pressure cylindrical extraction vessel (5

mL, Waters Corp, USA). The extraction cell contained stainless steel caps at

both ends with a frit assembly to provide even distribution of fluid. The

preheating coil and extraction cell, holding the 2.0 g of dried ground Lavandula

spp. material, were situated within a GC oven (Hewlett-Packard, 5890A).

Pressure within the assembly was maintained with a terminal restrictor made of

silica un-deactivated fused capillary (0.75 mm x 1 in.id length) tubing

(Chromatographic Specialties, Brockville, ON, Canada). A digital pressure meter

(Omega engineering Inc., CT, USA) was online to provide the pressure of the

incoming supercritical fluid stream located immediately out of the oven (pre-

preheating coil). The exit tip of the capillary tubing was immersed in 3.0 mL of

Page 49: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

48

ethanol to trap analytes from the reactor effluent. High pressure needle valves

(SSI model 02-0120, Alltech, U.S.A.) were mounded throughout the assembly.

The second incoming solvent stream was designated as a pressure release

stream and was configured to permit venting of the system if the pressure within

the reactor column became excessive. A Varian 9010 solvent delivery system

(Varian Associates Inc., Walnut Creek, U.S.A.) was online in order to deliver

selected solvents of varying polarities for cleaning of the system in between runs.

A final purging of the system was completed with CO2 to dissolve any

contamination remaining.

The extract, collected in a dry and tarred vial, was concentrated under a N2

stream and weighed once all solvent was evaporated. These conditions were

selected so as to minimize the loss of volatiles. The percentage of extract

obtained was calculated using the following equation

Equation 2

%100*(g) weight sample

(g) residue ofweight (%)

Yield

3.2.2.2 Process parameters considerations

The extraction parameters that were considered include time, pressure,

temperature, solvent volumetric flow rate, and particle size.

Page 50: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

49

3.2.2.2.1 Time

A preliminary study investigating the extraction time parameter demonstrated that

a 20 minutes extraction was feasible for an efficient extraction process. This first

evaluation consisted of the fractionation of the extracts over a one hour time

period at time intervals of 20 minutes at processing conditions of 2000 psi and

40°C. It was noted that the bulk of the characteristic compounds (linalyl acetate

and linalool) were extracted within the first 20 minutes. The quantitative

difference of these characteristic analytes collected between 20 to 60 minutes

was considered negligible based on GC-MS analysis results and therefore a

quick dynamic extraction process was considered.

Page 51: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

50

Figure 2 Laboratory built supercritical fluid extraction system

Page 52: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

51

3.2.2.2.2 Pressure

The pressure parameter investigated were ca 2000 psi, ca 2500 psi, ca 3000 psi.

In literature, pressures used in SFE-CO2 are relatively lower than those in the

proposed research (Adasoglu et al., 1994; Da Porto et al., 2009). The range

studied permitted for the attainment of an extract rather than exclusively the oil

as with lower operating pressures (Oszagyan et al., 1996). Higher pressures

were difficult to control manually given the instrumental (ie, powerful pump)

limitations. The experimental conditions reflected the range of ca 2000 psi (2000-

2100 psi), ca 2500 psi (2500-2600 psi) and ca 3000 psi (3000-3100 psi).

3.2.2.2.3 Temperature

The temperature conditions investigated included 40°C, 60°C, and 80°C.

Minimization of the loss of volatile flavour compounds was considered for the

selection of the temperature range. A preliminary study was performed with a

temperature range between 60°C to 100°C. At the latter temperature, thermal

degradation was apparent and a strong burn-like odour was perceived. Martin et

al. (2007) also suggests that 80°C is the highest feasible operating temperature

for SFE of plant material.

Page 53: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

52

3.2.2.2.4 Solvent volumetric flow rate

The volumetric flow rate of the solvent was determined using water displacement

approach as the flow rates exceeded the working limits of the available digital

flow meter. Using the Boyle’s and Charles’ combined gas law, the compressed

volumetric flow rate was calculated from the experimentally measured

decompressed volumetric flow rate using the following equations

Equation 3

Equation 4

where P1 is the internal pressure of the system, P2 the atmospheric pressure

(14.7 psi), ύ1 the volumetric flow rate of compressed CO2, ύ2 the volumetric flow

rate of decompressed CO2, T1 temperature within the system, T2 atmospheric

temperature (25°C). The volumetric CO2 flow rates at the various process

conditions are shown in Table 4.

Page 54: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

53

Table 4 Decompressed CO2 flow rate (mL/s) at experimental conditions

Flow rate at ATPa (mL/s)

(compressed CO2 flow rate, ml/minb) ±Std.Dev.c

Extraction Cell Temperature (°C)

Pressure (PSI) Lavender Lavandin

40

2000

36 (20) ± 8.68 37 (21) ± 14.80 2500

3000

60

2000

53 (45) ± 5.70 70 (59) ± 17.00 2500

3000

80

2000

51 (58) ± 4.76 57 (64) ± 3.46 2500

3000 a

ATP-ambient temperature and pressure ;b

calculated compressed CO2 flow rate (mL/min);c Std.Dev.- mean standard deviation

3.2.2.2.5 Particle size

The particle size of the sample was 841 μm as previously discussed in section

3.1.1.1.2.

3.2.3 Subcritical water Extraction (SWE)

3.2.3.1 Experimental Procedure

In the present work, the two Lavandula samples were subjected to a dynamic

fractionation process using an in house SWE system under various process

conditions.

SWE was performed in a laboratory built apparatus as shown in Figure 3. The

unit consisted of a heated water supply in its liquid state, a pump, a heated

Page 55: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

54

region for temperature control of the extraction cell, and a region for the

collection of the mobilized analytes. Pre-heated at 100°C, distilled de-ionised

water (DDW) was delivered for an extraction process via a Varian 9010 solvent

delivery system (Varian Associates Inc., Walnut Creek, U.S.A.) at a constant flow

rate to the stainless steel high pressure cylindrical extraction vessel (5 mL,

Waters Corp, USA), holding the 1.0 g of ground Lavandula material. The

extraction cell contained a stainless steel cap, on each end, with a frit assembly

to provide even distribution of fluid. The extraction cell connected to a preheating

coil (1/16 in. stainless steel tubing) was mounted vertically within a gas

chromatographic oven (Hewlett-Packard, 5890 II) with solvent flowing from top to

bottom. The eluent was collected from the stainless steel tubing (1/16 in.) exiting

the heated chamber, in vials held in an ice bath in order to minimize thermal

degradation of the volatile constituents. Pressure within the assembly was

maintained with a terminal restrictor made of silica un-deactivated fused capillary

(0.75 mm x 1 in.id length) tubing (Chromatographic Specialties, Brockville, ON,

Canada) ensuring that the water remained in the liquid state. The pressure within

the system was monitored digitally throughout the extraction process via the

Varian 9010 solvent delivery system. High pressure needle valves (SSI model

02-0120, Alltech, U.S.A.) were mounded throughout the assembly. The SWE

Page 56: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

55

system was purged and selected solvents of ranging polarities were run through

for the cleaning of the system in between runs.

The yield was determined by the solvent evaporation of 1 mL portion of aqueous

extract, collected in a dry and tarred vial, at atmospheric conditions and weighed

once all solvent was evaporated. These conditions were selected based on the

availability of laboratory equipment, all the while seeking to minimize the loss of

volatiles. The yield was calculated using the following equation

Equation 5

%100*

(g) weight sample

1

10ml (g) residue fractional ofweight

(%)Yield

ml

Page 57: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

56

Figure 3 Laboratory built subcritical water extraction (SWE) system

Page 58: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

57

3.2.3.2 Process parameters considerations

The extraction parameters that were considered include time, pressure, temperature,

solvent volumetric flow rate, and particle size.

3.2.3.2.1 Time

A fractionation of the extracts over 2 min time intervals for a maximum of 12 minute

period was considered. The objective of this study was to investigate an extraction

method suitable for a quick isolation process. A preliminary study investigating the

extraction time parameter demonstrated that the bulk of the coloured emitting and

odoriferous compounds were extracted within the first 6 to 8 minutes. SWE operating

conditions in literature consider short extraction times of under 60 minutes (Ayala and

Luque de Castro, 2000; Giray et al, 2008). Ayala and Luque de Castro (2000) suggest

that SWE is almost complete within 15 minutes.

3.2.3.2.2 Pressure

The pressure parameter studied ranged between 56 ± 6 to 66 ± 4 atm for the SWE

process of Lavandula spp. The latter range permits for an extraction of Lavandula

extracts with the solvent in its liquid state. Table 5 demonstrates the experimental

conditions for each temperature and time parameter respectively.

Page 59: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

58

Table 5 Pressure (atm) conditions of the SWE of Lavandula spp.

Pressure (atm) ±Std.Dev.a

Temperature (°C) Lavender Lavandin

100 63 ± 5 66 ± 4

120 56 ± 6 63 ± 4

140 59 ± 6 58 ± 5 aStd.Dev.- mean standard deviation

3.2.3.2.3 Temperature

The temperature conditions investigated included 100°C, 120°C and140°C.

Minimization of the thermal degradation of flavour compounds was considered for the

selection of the temperature range below the critical temperature of the solvent of

374°C. A preliminary experimental study of the temperature condition of SWE

demonstrated that thermal degradation was apparent at 160°C with a strong burn-like

odour from the sample and darker coloured extract perceived. Giray et al. (2008)

discusses a similar observation at 150°C.

3.2.3.2.4 Solvent volumetric flow rate

The volumetric flow rate of the solvent was regulated digitally at a constant flow of 5

mL/min.

3.2.3.2.5 Particle size

The particle size of the sample was 841 μm as previously discussed in section

3.1.1.1.2.

Page 60: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

59

3.3 Analytical Procedure

The extracts isolated by the three proposed methods were investigated using gas

chromatography mass spectrometry (GC-MS) with a primary focus on three key

Lavandula quality and flavour profile markers; linalool, linalyl acetate and camphor. The

SFE-CO2 isolated a two phase extract with a quasi-solid material in liquid. The co-

extracted wax-like material was subjected to further analysis with FTIR.

For qualitative analysis, the chromatographic peaks were tentatively identified through

National Institute of Standards and Technology (NIST) and Saturn library search

routines and structures were selected based on high matching factor. Five key

compounds, linalyl acetate, linalool, camphor, eucalyptol, and borneol, were identified

by comparing the retention time and mass spectra of the relevant chromatographic

peaks with that of authentic reference standards. The linear retention index (LRI) was

determined and used in the tentative identification of the eluting compounds.

Characterization of chromatographic peaks was further based on the calculated LRI in

comparison to LRI found in literature when reference standards were not available. An

analytical homologous series of n-alkanes (C6-C16) were used for the determination of

the LRI. The following equation was used

Equation 6

n+

tn - 1+tn

tn -t 100LRI

Page 61: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

60

where t is retention time of target compound, tn is retention time of n-alkane eluting

before target compound, tn+1 is retention time of n-alkane eluting after target compound,

and n is the n-alkane carbon number. Linear retention index equation used is for a non-

isothermal temperature programming for GC analysis.

The normalization method was employed for the semi-quantitative analysis. The relative

percentage of each analyte was estimated by dividing the integrated peak area of the

individual compound by the sum of all integrated peaks within an extract. The equation

used is as follows

Equation 7

3.3.1 Gas Chromatography Mass spectrometry (GC-MS)

3.3.1.1 GC-MS analysis of extracts obtained via Soxhlet Method

The concentrated extract was reconstituted with 10 mL of selected solvent (see section

3.2.1.2). The reconstituted extract was then centrifuged in order to remove the solid

particles (waxes) in solution. An azeotropic mixture of 15:84:1 (v/v/v) was prepared with

the ethanolic extract, dichloromethane, and n-nonane respectively in order to take

advantage of the lower boiling properties of the azeotrope for GC-MS analysis. A ratio

of 15:84:1 (v/v/v) was prepared with the hexane derived extract, hexane, and n-nonane

Page 62: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

61

respectively A final 15% (v/v) extract solution for all Soxhlet extracts was used for GC-

MS analysis.

GS-MS analysis was performed on a Varian GC instrument (model 3900) fitted with an

autosampler (8400 model) and coupled to a MS with ion trap detector (2100T model).

Chromatographic separations were performed on a Varian factorfour VF-5ms capillary

column (30m X 0.25mm ID X 0.25μm film thickness). The oven temperature

programming consisted of an initial temperature of 50°C, held for 5 min and raised to

130°C at a rate of 2°C min-1, subsequently the temperature was further raised to 200°C

at a rate of 3°C min-1, then finally to 250°C at a rate of 5°C min-1. Injector and transfer

line temperatures were 250°C and 250°C respectively. The carrier gas (He) flow rate

was 1.0 mL/min. The sample volume injected was 1.0 μL. A split injection with a ratio of

1:10 was used. The electron impact ionization mass spectrometer had an ionization

voltage of 70eV and ion source temperature of 150°C. The scan mode was in the mass

range of m/z 41 to 400 amu.

3.3.1.2 GC-MS analysis of extracts obtained via SFE-CO2

An azeotropic mixture of 50:49:1 (v/v/v) was prepared with the ethanolic extract,

dichloromethane, and n-nonane respectively for GC-MS analysis. The chemical boiling

properties of an azeotropic system between ethanol and dichloromethane were taken

Page 63: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

62

advantage of for GC-MS analysis. Chromatographic analysis was performed under the

same GC-MS conditions as reported in section 3.3.1.1.

3.3.1.3 GC-MS analysis of extracts obtained via SWE

The extracts were centrifuged in order to separate the quasi-solid material which was

co-extracted by SWE. The supernatant (5 mL) of each extract was partitioned

successively with three alternate 5 mL aliquots of dichloromethane (DCM), thus

obtaining a DCM fraction. The latter non-polar fraction was collected and dried over with

NaSO4 (0.3g/mL sample) prior to analysis.

An azeotropic mixture of 50:49:1 (v/v/v) was prepared with the DCM fraction extract,

dichloromethane, and n-nonane respectively for GC-MS analysis. Chromatographic

analysis was performed under the same GC-MS conditions as reported in section

3.3.1.1.

3.3.2 Fourier transform infrared spectroscopy

An aliquot of SFE sample was placed in a centrifuge tube. The two phases consisting of

a liquid upper layer, and semi-solid bottom layer (wax-like material) were separated by

centrifugation. The semi-solid wax-like material was isolated, air dried at atmospheric

conditions and set aside for further evaluation.

Page 64: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

63

The air dried semi-solid layer was evaluated using Fourier transform infrared (FTIR)

spectroscopy based on both transmission and attenuated total reflectance (ATR)

approaches. A Nicolet 8210 Fourier transform infrared spectrometer (Nicolet Instrument

Inc, Madison, WI) run under a DX operating system was used. A 100 μm (spacer) with

transmission CaF2 flow cell was used for FTIR analysis while the ATR used a Zn-Se

ATR crystal. The flow cell and ATR crystal were operated at ambient temperature.

Prior to analysis, the flow cell and the crystal surface in the ATR system were cleaned

thoroughly and rinsed with propanol. FTIR analysis was carried out by applying the

sample either onto the flow cell or the ATR crystal, recording the FTIR spectrum and

then wiping the cell with propanol. Spectra were collected by co-adding 128 scans at a

spectral resolution of 4 cm-1 in the range of 100 to 4000 cm-1 and a gain of 2.0. Ethanol

was used as to collect the spectrum of the solvent. The absorbance spectrum of the

solvent was subtracted from the absorbance spectrum of each sample to give its

differential spectrum. A baseline correction and a first derivative of the spectrum were

performed.

3.4 Statistical Analysis

The results reported in this study are means ± standard deviation (SD) of at least

duplicate measurements.

Page 65: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

64

Chapter 4 Chemical composition and characterization of mobilized

Lavandula spp. constituents via selected conventional method and critical

fluid technology

4.1 Qualitative studies of mobilized Lavandula spp. analytes via GC-MS

4.1.1 Linear retention index (LRI) determination

Analysis of flavours may be complex due to numerous constituents or peaks and

interfering matrix signals. The characterization and tentative identification of compounds

in these complex chromatograms may be facilitated with the use of the LRI for GC-MS

analysis while overcoming the shortcomings of retention time (Rt) analysis due to the

numerous factors which can affect Rt.

A series of n-alkanes was used for the calculation of the LRI. The retention time of the

alkanes are shown in Table 6. Moreover, a comparative study using a series of bromo-

alkanes was considered in order to establish a model for potential use of bromo-alkanes

in LRI determination. The carbon number (n) of the selected alkanes was plotted

against the retention time. A linear correlation exists between the retention times of the

bromo-alkanes and the n-alkanes. A linear equation of y = 6.1863x - 26.025 and y =

6.1767x - 46.39 was obtained with a correlation coefficient of 0.9959 and 0.998 for the

series of bromo-alkanes and n-alkanes respectively. Differences between the retention

profile of the bromo-alkanes and the n-alkanes are evident. The bromine atom allows

Page 66: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

65

for greater retention of the molecule to the column stationary phase relative to that of

the n-alkanes under the same gas chromatographic conditions. Thus, the bromo-

alkanes of a lower carbon number may be useful in complex analysis as they are less

volatile and less polar in comparison to the n-alkane counterpart.

Table 6 Retention time of alkanes and bromo-alkanes for LRI determination

n-alkanes Bromo-alkanes

carbon number Rt (min) carbon number Rt (min)

6 ND 5 5.224

7 ND 6 9.78

8 4.134 7 17.279 a

9 7.869 8 23.245

10 15.377 a 9 29.652 a

11 21.554 a 10 37.307

12 27.306 11 42.024 a

13 34.112 12 49.752

14 40.608 13 54.397 a

15 46.745 14 58.787

16 51.873 a

values are predicted values based on retention time modeling; ND = not detected

Results of LRI of each constituent mobilized within the extracts are shown in Tables 8-

12. The calculated LRI corroborate well with that found in published literature (Lee and

Shibamoto, 2002; Iriti et al., 2006; Chemat et al., 2006; Eikani et al, 2008; Matos et al.,

2009; Da Porto et al., 2009). The separation of the complex mixture of compounds of

volatile nature using a high resolution capillary column was achieved. The volatiles

eluted in the general order of their boiling point, as shown in Table 7, with increasing

GC oven temperature.

Page 67: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

66

Table 7 Physicochemical properties of selected Lavandula spp. constituents

Constituent Chemical Name b Chemical

Formula a

Molecular

Weight

(g/mol) a

Boiling Point

(°C) a

at P =101.3kPa

Linalyl acetate 3,7-Dimethyl-1,6-

octadien-3-ol acetate C12H20O2 196.29 220

Linalool 1,6-Octadien-3-ol, 3,7-

dimethyl C10H18O 154.25 198

Camphor Bicyclo[2.2.1]heptan-2-

one, 1,7,7-trimethyl C10H16O 152.24 204

Eucalyptol

or 1, 8 Cineol

12-

Oxabicyclo[2.2.2]octane,

1,3,-trimethyl

C10H18O 154.25 176-177

Borneol Bicyclo[2.2.1]heptan-2-

ol,1,7,7-trimethyl C10H18O 154.25

Reference from a Surburg and Panten, 2006;

b NIST library

Page 68: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

67

4.1.2 Electron ionization (EI) mass spectra of volatile target constituents

In GC-MS analysis, the characteristic mass spectral ions of each peak within the

chromatograms were studied. Characterization and tentative identification of extract

constituents was accomplished by studying the mass spectrum of each compound

considering the characteristic mass spectral ions such as the molecular ion, [M]+, the

highest peak at the highest m/z in the MS spectrum, the base peak representing the

largest and most intense peak in MS spectrum, and the fragment ions which are the

peaks formed from fragmentation of molecular ion with m/z values less than the

molecular ion with greater intensity than molecular ion. The elution pattern and mass to

charge (m/z) values of the mass spectrum of the authentic reference standards were

compared with that of the sample constituent’s mass spectrum for identification.

Similarities between the constituent’s mass spectrum and the library mass spectrum as

well as the calculated LRI were evaluated for the characterization of the remaining

compounds. It is important to note that the chromatograms were scanned for coeluting

peaks and background ions.

The identification of five key flavour compounds of Lavandula spp. including the

oxygenated hydrocarbon-derived compounds linalyl acetate, linalool, camphor,

eucalyptol, and borneol are discussed further. These compounds were identified using

authentic reference standards. A comparative analysis of the mass spectrum of each

key component in the extract and that given by the NIST library is considered in Figures

Page 69: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

68

4-8. The mass spectral data of linalyl acetate from the extract supported that of the

NIST library. As can be seen, the base peak at m/z 93 is present however the molecular

ion at m/z 196 is absent. The characteristic mass spectral fragment ions determined by

GC-MS included the ions at m/z 43, 91, 41, 80, 79, 67, 121, 69 and 92. Considering the

spectral data of linalool found within the extract, the latter agreed well with that of the

NIST library. The base peak at m/z 71 is present however, the molecular ion of 154 is

not apparent. The characteristic mass spectral fragment ions determined by GC-MS

included ions at m/z 43, 93, 81, 41, 55, 80, 67, 69 and 121. In the evaluation of

camphor, the mass spectrum of this molecule corroborated well with the spectral data of

the library. In the mass spectrum of the eluting constituent, the base peak at m/z 95 and

the molecular ion at m/z 152 can be found. The characteristic mass spectral fragment

ions determined by GC-MS included ions at m/z 81, 108, 109, 67, 41, 55, 93 and153.

The evaluation of the mass spectra of eucalyptol demonstrates that the base peak at

m/z 43 and the molecular ion at m/z154 are both apparent. The characteristic mass

spectral fragment ions determined by GC-MS included ions at m/z 81, 93, 139, 108,

111, 67, 69 and 41. For the identification of borneol, the base peak at m/z 95 and the

molecular ion at m/z 154 are visible in the mass spectrum of the eluting constituent as

seen in Figure 8. The characteristic mass spectral fragment ions determined by GC-MS

included ions at m/z 67, 93, 41, 96, 43, 121, 136, 110 and 81.

Page 70: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

69

Column bleed of the silicone phase accounts for the presence of high m/z values

around 281 and 355 in the experimental mass spectrum data.

Page 71: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

70

Figure 4 Mass spectrum of linalyl acetate from NIST library (above) and component determined by GC-MS (below)

(mainlib) 1,6-Octadien-3-ol, 3,7-dimethyl-, acetate

20 30 40 50 60 70 80 90 100 110 120 130 140 150 160 170 180 190 200 2100

50

100

27

43

55

60

69

80

93

107

121

125

136

154

O

O

30.897 min, Scan: 1987 1,6-Octadien-3-ol, 3,7-dimethyl-, acetate

40 60 80 100 120 140 160 180 200 220 240 260 280 300 320 340 360 380 400

43

43

55

55

67

69

79

80

93

93

121

121

136

136

151

154

171 191 210 226 249 265 281 325 341 355 383 399

Page 72: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

71

Figure 5 Mass spectrum of linalool from NIST library (above) and component determined by GC-MS (below)

(mainlib) 1,6-Octadien-3-ol, 3,7-dimethyl-

20 30 40 50 60 70 80 90 100 110 120 130 140 150 1600

50

100

27

29

31

39

41

45 51

53

55

59 65

67

69

71

80

83

93

96 107

117

121

127

136

153

OH

20.327 min, Scan: 1304 1,6-Octadien-3-ol, 3,7-dimethyl-

40 50 60 70 80 90 100 110 120 130 140 150 160 170 180 190 200 210 220 230 240 250 260 270 280 290

41

4355

55

71

7180

81 93

93103

105 121

121

136

136

147 157 191 208 265 281

Page 73: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

72

Figure 6 Mass spectrum of camphor from NIST library (above) and component determined by GC-MS (below)

(mainlib) Bicyclo[2.2.1]heptan-2-one, 1,7,7-trimethyl-, (1R)-

10 20 30 40 50 60 70 80 90 100 110 120 130 140 150 1600

50

100

15

27

36

39

41

43

45

53

55

61 65

67

69

81

83

91

93

95

108

123137

152

O

23.414 min, Scan: 1503 Bicyclo[2.2.1]heptan-2-one, 1,7,7-trimethyl-, (1R)-

40 50 60 70 80 90 100 110 120 130 140 150 160 170 180 190 200 210 220 230 240 250 260 270 280

41

41

55

55

67

69

81

81

95

95

108

108

118

119

130

134

140 152

152

173 191 267

Page 74: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

73

Figure 7 Mass spectrum of eucalyptol from NIST library (above) and component determined by GC-MS (below)

(mainlib) Eucalyptol

10 20 30 40 50 60 70 80 90 100 110 120 130 140 150 160 1700

50

100

15

27

31

39

41

43

45

53

55

59

65

69

71

79

81

84

93

96

108

111

115

121 136

139154

O

15.550 min, Scan: 995 Eucalyptol

40 50 60 70 80 90 100 110 120 130 140 150 160 170 180 190 200 210 220 230 240 250 260 270 280 290

43

43

55

55

67

71

81

81

93

93

108

108121

125139

139

154

154

177 191 207 253 281

Page 75: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

74

Figure 8 Mass spectrum of borneol from NIST library (above) and component determined by GC-MS (below)

MW: 154 (mainlib) Borneol

40 50 60 70 80 90 100 110 120 130 140 150 160 170 180 1900

50

100

41

4355

5967

71 8286

93

95

110121 139

154

HO

25.225 min, Scan: 1620 Borneol

40 50 60 70 80 90 100 110 120 130 140 150 160 170 180 190

41

41

49

50

55

55

61 67

67

72

79

81

84

86 93

93

95

95

98

98

103 110

110

121

121

136

136

146 153

154

176

Page 76: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

75

4.2 Chemical composition of Lavandula spp. extract

The chemical composition of the Lavandula spp. extracts were found to be highly

complex with hundreds of components detected via AMDIS. The chemical constituents

mobilized by the various experimental extraction methods can be seen in Tables 12 to

16.

4.2.1 Soxhlet Method

Solvent extraction of Lavandula spp. flavour components from a solid matrix was

achieved using the Soxhlet extraction. The mature extraction process served as a

reference method and allowed for the estimation of the extract content of the plant

materials. It is also known to generate extractives with a complete flavour profile as well

as other intrinsic characteristics such as colour of the natural starting material

(Reineccius, 2006).

GC-MS analysis demonstrated the presence of 200 to 600 components in the

Lavandula spp. extracts obtained via Soxhlet using the two solvent systems (ethane,

hexane). A lower amount of components were detected by AMDIS from the lavender

samples. The Soxhlet extracts were found to be a complex composition of volatile

terpenes where monoterpenes such as linalool and linalyl acetate constituted the bulk of

the content. The percentage of linalool and linalyl acetate ranged from 22-33% and 33-

37% respectively. These relative percentages for the lavender and lavandin samples

Page 77: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

76

agree well with literature (Da Porto et al., 2009; Lis-Balchin, 2002; Bisset, 1994). Linalyl

acetate and linalool accounted for up to 58-70% of the Lavandula spp extract.

GC-MS analysis indicated that the chemical composition of the extracts differed

qualitatively in the detection of minor constituents. Recurring constituents for the

Lavandula spp. samples included monoterpene, α-pinene, low molecular weight

oxygenated compounds such as eucalyptol, ocimenes, linalyl acetate, linalool and its

oxide, camphor, borneol, terpinen-4-ol, geraniol, and high molecular weight oxygenated

compounds including geranyl acetate, caryophyllene and its oxide, santalene,

farnescene, germacrene D. The chemical composition of the Soxhlet extracts can be

seen in Table 12.

The characteristic chromatographic differences in chemical composition between the

two cultivars due to the presence of camphor corroborated well with literature (Lis-

Balchin, 2002; Bisset, 1994). It was observed that the percentages of camphor were

lower than the expected percentage reported in Table 1 for the lavandin cultivar. This

finding suggests that there may be variability when working with biological system such

as plant materials. The lavandin extracts held prominent minor peaks of eucalyptol,

camphor, and borneol relative to lavender samples as expected given the characteristic

chemical composition of lavandin species.

It was also noted that the reference method gave rise to Lavandula spp. extracts

composed of predominantly oxygenated terpene compounds. The extracts held a

Page 78: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

77

greater presence of oxygenated constituents in the ethanol solvent system extracts

relative to the hexane. The semi-polar nature of ethanol successfully extracted chemical

species that may be considered more polar than the hexane extract. This was apparent

as the Soxhlet extracts produced a greenish-yellow liquid, representative of the

presence of chlorophyll, with ethanol as solvent in comparison to a yellow tinged liquid

obtained with hexane. Moreover, the extraction of non-polar constituents such as β-

caryophyllene by the polar mediums has been previously reported and postulated to be

due to the molecule being loosely bound to the Lavandula plant material (Eikani et al.,

2008). The hexane solvent mobilized the most amounts of hydrocarbon molecules.

4.2.2 SFE-CO2

A light coloured extract with a true representation of the aroma of the starting Lavandula

plant material was obtained via SFE-CO2. The chemical compounds of Lavandula spp.

samples obtained by SFE and detected by GC-MS can be seen in Tables 13 and 14.

Linalool and linalyl acetate remained the predominant peaks within the chromatograms,

as illustrated in Figure 9. Linalool and linalyl acetate held percentages ranging from 8-

25% and 16-31% respectively. This corroborated well with those seen in literature (Lis-

Balchin, 2002). The lavandin cultivar demonstrated a different trend with respect to the

relative percentages of linalool and linalyl acetate ranging from 2-20% and 12-32%

respectively. The minimum range fell slightly lower than that reported in literature for this

Page 79: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

78

cultivar (Lis-Balchin, 2002). Camphor was not apparent in the lavender samples as it is

characteristic of this cultivar’s composition. Higher molecular weight compounds such

as α-bisabolol were quite prominent within the lavandin samples.

Recurring constituents for the Lavandula spp. samples included monoterpene, α-

pinene, low molecular weight oxygenated compounds such as linalyl acetate, linalool,

borneol, terpinen-4-ol, geraniol and high molecular weight compounds like geranyl

acetate, caryophyllene and its oxide, santalene, farnescene, germacrene D, bisabolene,

and α-bisabolol.

An increase in the mobilization of oxygenated terpenes was noted with an increase in

temperature with respect to the lavender cultivar. This was a result of an increase in the

solute vapor pressure with temperature (Ghoreishi et al., 2012). A general decrease in

the percentage of oxygenated compounds was also observed with increase in pressure.

Ghoreishi et al. (2012) explains that this may be attributed to the simultaneous counter

effect of higher temperature which causes lower solvent density with respect to density

enhancement via pressure increase. The pressure of 2000 psi is thus suggested as

optimal pressure due to the highest percentage of oxygenated compounds extracted

with lowest operational input. This agrees well with findings by Da Porto et al. (2009)

who suggested that the best overall performance of SFE to be at a pressure of 120 bar

(1740psi), which was the highest pressure investigated in their study, and a temperature

of 40°C. Additionally, a consistent increase in oxygenated compounds at 60°C was

Page 80: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

79

observed in the results within the lavandin cultivar. The effect of solvent flow rate on the

mobilization of volatiles may be attributed to this occurrence.

The supercritical solvent may not have mobilized a greater percentage of oxygenated

compounds relative to the reference method; however, it is suggested that this

percentage may be valuable taking into account the shorter extraction time required for

SFE (20 min vs. 12 hrs). Moreover, supercritical carbon dioxide may provide extracts

which are moderately free from polar, charged, and large molecules such as sugars,

polysaccharides, glycosides, tannins, chlorophyll, cellulose, organic and inorganic salts,

saponins, tannins, phospholipids, amino acids, and proteins with selective fine tuning of

operating parameters (Oszagyan et al, 1996; Pallado et al., 1997; Attokaran, 2011).

SFE with carbon dioxide showed an increased ability towards sesquiterpenes and high

molecular weight compounds with a carbon number of fifteen or greater relative to the

other proposed methods. The selective non-polar nature of SFE-CO2 was apparent as

carbon dioxide in its supercritical state is soluble to lipophilic organic compounds such

as cuticular waxes and resins and esters, ethers, and lactones (Oszagyan et al, 1996).

A quasi solid opaque wax-like material was co-extracted with the Lavandula spp. oil by

SFE-CO2.

Page 81: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

80

Figure 9 Total ion count chromatogram of Lavender extract obtained via SFE-CO2 at 2000 psi and 80°C

Page 82: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

81

4.2.2.1 Fourier transform infrared (FTIR) spectroscopy

Fourier transform infrared (FTIR) spectroscopy based on both transmission and

attenuated total reflectance (ATR) approaches was used to evaluate the chemical

composition of the quasi solid material that was precipitated within the supercritical

carbon dioxide extraction process. Both the FTIR and ATR-IR data support the notion

that the supercritical carbon dioxide extraction process gives rise to natural extractives

which may include long chain hydrocarbons such as waxes.

The data collected via ATR-IR demonstrated an overall low absorption. Nonetheless,

the spectra obtained from the solid wax-like sample via ATR-IR shows strong

absorption bands, characteristic of simple alkanes due to C-H stretching and bending.

Strong absorptions bands (2971 cm-1, 2921 cm-1, 2855 cm-1) are observed falling within

the 3000-2850 cm-1 C-H stretch region. C-H bend or scissoring from 1470-1450 cm-1, C-

H methyl rocking from 1370-1350 cm-1. No indication of bands above 3000 cm-1 can be

found, suggesting the presence of C-H stretches only, and none from alkenes and

aromatics. Moreover, the lack of other significant characteristic band further

corroborates with the notion of the presence of hydrocarbons such as terpenes and

waxes.

Page 83: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

82

Figure 10 FTIR spectra of co-extracted wax-like material (SFE-CO2; 3000psi and 60°C)

Figure 11 ATR-IR spectra of co-extracted wax-like material (SFE-CO2; 3000psi and 60C)

Page 84: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

83

4.2.3 SWE

Selective fractionation was achieved with SWE. This was deemed valuable for

generating extracts with selective polar compounds of interest. SWE seemed to

produce the degradation of thermolabile compounds and hydrolysis of water sensitive

compounds.

The chemical composition of the Lavandula spp. samples obtained via SWE can be

seen in Table 6 and 7. It was observed that linalool was the predominant peak in the

chromatograms of both Lavandula spp. samples obtained via SWE. The percentage of

linalool ranged between 48-88% and 42-67% for the lavender and lavandin sample

respectively. This was higher than those reported in literature for lavender essential oils

(Lis-Balchin, 2002). The character impact compound, linalyl acetate, is a minor

constituents within the extracts, when detected. The percentage of linalyl acetate

ranged between 0-8% for the Lavandula spp. extracts. The absence of linalyl acetate is

noted throughout the entire extraction time at a temperature of 100°C for both

Lavandula spp. Hydrolysis of this compound may have resulted during SWE. Esters can

be hydrolyzed by the release of H+ ions from water to the corresponding acids and

alcohols at high temperature (near its boiling point). This chemical reaction is a common

occurrence in hydro-distillation of essential oil from lavender (Reverchon et al., 1995). It

is also suggested that linalyl acetate was broken down into its biosynthesized precursor

Page 85: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

84

molecule, linalool and accordingly, may account for the higher amount of the latter

constituent in the extract.

This finding may also suggest that SWE conditions did not give rise to a significant

change in polarity of water at 100°C with the experimental pressure of 56- 66 atm. The

solvent may not have been able to solubilize the least hydrophilic compounds or permit

for high diffusivity of linalyl acetate out from the plant matrix. Eikani et al. (2008)

suggested that some constituents such as linalyl acetate, borneol, α-terpineol were

extracted at slower rate within 50 minutes of the SWE as a result of their lower polarities

and solubilities in the solvent.

Furthermore, SWE greatly modified the extract with respect to the starting composition

of the plant material. The fractions were quite rich in percentage of camphor in the

lavandin sample relative to lavender, as expected. These ketone rich fractions held

percentages as high as 24% of the total extract. GC-MS analysis demonstrated that the

chemical composition of the extracts obtained was selective towards polar oxygenated

terpenes without plant waxes, as little to no hydrocarbons present. Eucalyptol and

borneol held a steady presence in the lavandin samples. Recurring constituents for the

Lavandula spp. samples included monoterpene, α-pinene (within the lavandin sample

only) and low molecular weight oxygenated compounds such as alcohol constituents

eucalyptol, linalool, borneol, terpinen-4-ol, and terpineol.

Page 86: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

85

Selected organic compounds, such as aromatic compounds from Lavandula spp. plant

material, may be soluble in the solvent at subcritical conditions, particularly if they hold a

polar moiety. In comparison to the other proposed methods, the subcritical solvent was

able to produce highly odiferous fractions while mobilizing flavonoid pigments of

Lavandula spp. within 12 minutes of extraction. SWE gave rise to an array of colorful

extract fractions; a dark violet coloured extract was apparent after a 2 minute

fractionation and this subsequently faded following a 4 minute fractionation and then

reached nearly colourless after 12 minutes.

Page 87: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

86

Chapter 5 Evaluation of extraction yield of Lavandula spp. isolates obtained

by conventional method and critical fluid technology

5.1 Yield studies of Lavandula spp. extracts

5.1.1 Soxhlet Method

In the present study, the percentage yield ranged between 11.75 to 16.08% (w/w) for

the Lavandula spp. as figured in Table 8. The experimental yields of the Lavandula spp.

samples obtained by the conventional method appeared to be relatively high, at first

glance, as compared to literature where lavender flowers are known to contain up to 3%

of essential oil (Bisset, 1994). Lis-Balchin (2002) has also reported values of 2.8-4.96%

and 6.25-10% (dry floral weight) of essential oil isolated by distillation processes for

lavender and lavandin respectively. The higher yield obtained experimentally was

attributed to the presence of constituents of high molecular masses such as waxes

similar to those found in an oleoresin content. Solvent extraction is a method employed

for the isolation of aromatic extractives, including essential oil, non-volatile compounds,

and/or waxes from materials through the use of solvents. Apolar solvents (hexane) and

ethanol are known to extract a certain amount of non-volatile compounds and natural

waxes from the plant (Reineccius, 2007; Chizzola, 2013).

Furthermore, the Soxhlet extraction using ethanol gave rise to a yield with

approximately a 4 percent difference between the Lavandula samples. The overall

Page 88: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

87

lavandin yield was greater than that of lavender as expected. The presence of a

valuable difference in yields between the Lavandula species has been reported as

lavandin may hold about four to eight times a greater amount of essential oil relative to

lavender (McNaughton, 2000). No difference in the yield was observed between

Lavandula spp. with the Soxhlet extraction using hexane.

5.1.2 SFE-CO2

SFE using carbon dioxide was carried out on the two Lavandula spp. at different

experimental conditions. The yield obtained via SFE-CO2 of the Lavandula samples are

demonstrated in Table 9. The percentage yield ranged between 1.00 to 3.12% (w/w) for

the Lavandula spp. One may suggest that SFE-CO2 is able to successfully extract all

the essential oil from the plant as literature indicates up to 3% oil content in the

Lavandula spp. (Bisset, 1994). Nonetheless, little amounts of quasi solid material such

as waxes were co-extracted under some processing conditions. Similarly to Soxhlet

method with hexane as solvent, the characteristic differences between the two

Lavandula spp. are not observed with SFE under the selected processing conditions.

However, the highest yields obtained were 2.52% ± 0.530 and 3.12% ± 0.601 for

lavender and lavandin respectively, with the latter cultivar producing a greater maximum

yield relative to lavender.

Page 89: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

88

Table 8 Percentage yields obtained via Soxhlet using ethanol or hexane as solvent

Solvent Percent Yield (w/w) ± Std.Dev.a

Lavender Lavandin

Ethanol 11.75±1.114 16.08±1.260

Hexane 12.60±1.341 12.28±1.166 a

Std.Dev.-mean standard deviation

Table 9 Percentage yield of Lavandula spp. obtained via SFE-CO2 at various experimental conditions

Cell Temperature

(°C)

Percent Yieldb (w/w) ± Std.Dev.a

Lavender Lavandin

Pressure (psi) 2000 2500 3000 2000 2500 3000

40 2.02±0

.531 1.97± 0.848 2.35±0.707 1.00± 0.212 2.75± 0.424

2.87± 0.176

60 1.42±0

.247 2.30± 0.217 2.52±0.530 2.17± 0.318 2.35± 0.212

3.12± 0.601

80 1.57±0

.459 1.97± 0.035 2.43±0.206 1.17± 0.318 1.30± 0.100

1.40± 0.281

aStd.Dev.-mean standard deviation;

bextraction time t= 20 min.

Table 10 Percentage yield of Lavandula spp. obtained via SWE at various extraction temperatures

Percent Yieldb (w/w) ± Std.Dev.a

Lavender Lavandin

Cell Temperature

(°C) 100 120 140 100 120 140

2.24±0.23 3.75±0.05 4.00±0.16 2.98±0.11 3.06±0.32 3.37± 0.01

aStd.Dev.-mean standard deviation;

bextraction time t= 12 mins

Page 90: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

89

Changes in the pressure and temperature parameters demonstrated an influence on the

SFE-CO2 yield. A 3D response surface plot design of the SFE-CO2 of the Lavandula

samples yield using a two factor, temperature and pressure, response are illustrated in

Figures 12 and 13. The effect of supercritical fluid temperature and pressure on the

overall extraction yield was a linear relationship for the lavender sample. Density

enhancement via pressure increase was observed. An increase in yield was attributed

to the overlap of solute vapor pressure enhancement to supercritical fluid density

decrease with increasing temperature (Ghoreishi et al., 2012).

The response surface plot of the lavandin sample did not follow the same trend as

lavender. The yield increased with pressure as expected with density enhancement via

pressure, however two distinguished trends of the overall yield were observed with

increasing temperature. The yield increased until it reached a maximum value at 60°C,

followed by a decreasing region. Ghoreishi et al. (2012) suggests that the first region of

increasing temperature is a result of solute vapor pressure enhancement followed by

retrograde solubility as solute vapor pressure becomes equivalent to the effect of

carbon dioxide density and then subsequently the effect of density decrease prevails

the vapor pressure enhancement. Furthermore, the variability in solvent volumetric flow

rate within the given process conditions was noted and may explain the inconsistencies

observed during the lavandin extraction. Pare and Belanger (1997) have suggested that

the solvent flow rate does not influence the solvating power, given that density is a

Page 91: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

90

Figure 12. A 3D response surface plot of yields obtained via SFE-CO2 of lavender with respect to pressure and temperature

Figure 13. A 3D response surface plot of yields obtained via SFE-CO2 of lavandin with respect to pressure and temperature

1.565 1.659 1.752 1.846 1.94 2.034 2.127 2.221 2.315 2.409 above

SFE-CO2 OF LAVENDER

1.328 1.519 1.71 1.901 2.092 2.282 2.473 2.664 2.855 3.046 above

SFE-CO2 OF LAVANDIN

Page 92: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

91

function of pressure and temperature, but rather holds a secondary effect on mass

transfer properties. The study by Akgun, Akgun and Dincer (2000) also supports this

theory stating that the extraction process is controlled by intraparticle mass-transfer by

diffusion, which can be controlled by flow rate, in addition to solute solubility in the

supercritical carbon dioxide.

Additionally, some inconsistencies in the results may be explained by the sensitive

function of the pressure and temperature parameters. Pare and Belanger (1997) point

out that good thermal and pressure control are indispensable in SFE-CO2. The

temperature control was in check throughout the extraction process as it was digitally

set. In contrast, the pressure control was experimentally challenging and fluctuated,

falling within a given range as noted in section 3.2.2.2.2. The gas loading factor

responds analogously with pressure which in turn affects the extraction power of carbon

dioxide due to the solvent density and solute vapor pressure changes (Varona et al.,

2008; Akgun, Akgun and Dincer, 2000).

5.1.3 SWE

In this study, the yield was calculated based on a total extraction time of 12 minutes.

The yield obtained via SWE of the Lavandula samples are demonstrated in Table 10.

The percentage yield ranged between 2.24 and 4.00% (w/w). The overall yield trend

increased with increasing temperature for both Lavandula spp. This is in agreement with

reported literature (Giray et.al, 2008). The highest percentage was obtained by means

Page 93: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

92

of SWE at cell temperature of 140°C with yield of 4.00% and 3.37% for lavender and

lavandin respectively. The characteristic differences between the two Lavandula

cultivars are not observed with SWE under the selected processing conditions. In this

research, the pressure was generally consistent and the pressure response was not

studied for the SWE. The experimental conditions fell within the pressure range studied

by Giray et al. (2008) who demonstrated that pressure ranging from 40-90 atm did not

have a significant effect on the yield in SWE. It is suggested that SWE is successful in

extracting all of the essential oil from the plant without the precipitation of cuticular

waxes.

Page 94: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

93

Chapter 6 Study of selected quality parameters of the Lavandula spp.

extracts obtained by conventional method and critical fluid technology

In the present study, it was found that all extracts obtained by traditional Soxhlet and

SFE-CO2 gave rise to high quality Lavandula spp. extracts as the ratio of linalyl acetate

to linalool was greater than 1. This can be determined via Tables 12-16. The ester

content of the Lavandula spp. is of greatest significance in the flavour quality as linalyl

acetate, the ‘character impact’ compound, determines the fine quality and market value

of Lavandula spp. oils. The extracts obtained by SWE produced a hydrolysis reaction of

linalyl acetate to linalool and therefore the quality marker ratio was inferior to 1 or

unresolved.

The chromatographic results are reflective of the composition of each extract obtained

and thus could suggest similar oil composition in accordance to the ISO International

Standard for lavender and lavandin. The semi-quantitative data determined by GC-MS

area normalization allowed for an evaluation of the chemical composition of the

Lavandula spp. extracts with particular attention brought to the three key Lavandula

spp. quality markers (linalyl acetate, linalool, and camphor). In this study, not all of the

extracts were comparable to ISO 3515:2002 lavender oil and ISO 8902:1986 lavandin

oil standards. When comparing the three proposed methods, the lavender (Lavandula

Angustifolia ‘Royal Velvet’) gave rise to the highest Lavandula spp. Quality extracts

Page 95: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

94

obtained by mean of Soxhlet technique with hexane as solvent and SFE-CO2 (at 2000

psi and 80°C) as it reflected all the ISO standards criteria with respect to the linalyl

acetate, linalool, and camphor.

Considering the individual constituents, the linalyl acetate content in lavender extracts

obtained via Soxhlet (using hexane and ethanol as solvents) and SFE-CO2 (2000 psi

and 40-80°C, 2500 psi and 80°C, 300 psi and 80°C) reflected the acceptable range set

by ISO 3515:2002 for lavender oil. The ISO 8902:1986 lavandin oil standard was

comparable with respect to linalyl acetate for all Soxhlet extracts and SFE-CO2 (2000

psi and 60°C, 2500 psi and 40-60°C).

The linalool percentage in the lavender extracts obtained via Soxhlet (hexane and

ethanol) and SFE-CO2 (2000 psi and 80°C) reflected the ISO 3515:2002 lavender oil

compositional standard. Soxhlet (ethanol) and SFE-CO2 extracts did not reflect the ISO

8902:1986 lavandin oil standard. The linalool content of the SWE extracts were

significantly above the two ISO Lavandula oil compositional standards for linalool due to

hydrolysis of linalyl acetate.

With respect to the camphor content, the lavender extracts obtained by Soxhlet

(hexane), SFE-CO2 and SWE (6-12 min fractions) reflected the ISO 3515:2002 lavender

oil standard. The ISO 8902:1986 lavandin oil standard was not met in relation to the

camphor.

Page 96: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

95

Chapter 7 General Conclusions

Great interest in the application of critical fluid technology for the isolation of food and

biological products has been demonstrated by the chemical, pharmaceutical,

nutraceutical and food industries. This research was aimed to investigate the flavour

extractives obtained by natural processes such as traditional Soxhlet solvent extraction

and critical fluid technology, SFE-CO2 and SWE, using North American Lavandula

Angustifolia ‘Royal Velvet’ and Lavandula x Intermedia ‘Grosso’ cultivars. The chemical

composition of the volatile extractives of Lavandula species was determined by GC-MS.

The mobilization of critical quality components (linalyl acetate, linalool, camphor) of the

Lavandula spp. plant material were studied.

In summary,

1) Supercritical fluid technology using carbon dioxide can be suggested as a good

extractant for the extraction of natural Lavandula flavours. It is a rapid (20 min

vs. 12 hrs) and a sustainable extraction method relative to conventional

alternatives. Other advantages include improved product quality and safety, and

minimized energy requirements through the use of non-toxic solvent under mild

operating conditions.

Page 97: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

96

2) High quality, natural Lavandula spp. extracts may be obtained via Soxhlet and

critical fluid technology by SFE-CO2 as the ratio of linalyl acetate to linalool was

greater than 1. Moreover, Lavandula Angustifolia extracts via Soxhlet using a

hexane as solvent and SFE-CO2 (2000 psi and 80°C) reflected the chemical

composition of ISO quality standards with respect to linalyl acetate, linalool, and

camphor content.

3) Despite its advocacy as a quick sustainable alternative in extraction techniques,

SWE did not give rise to high quality Lavandula spp. extracts with the

experimental conditions set in the present study.

4) Selective fractionation is easily achieved with SWE. Subcritical water is however

suggested as a good solvent for natural extractives which are selective towards

valuable oxygenated compounds.

The results fulfill the main objective of this project which was to evaluate sustainable

extraction techniques for the isolation of high quality Lavandula spp. extracts for

application in the flavour industry as a natural ingredient.

Page 98: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

97

It is important to note that standardisation of natural flavour extracts is a great

challenge as their molecular composition can vary widely. Differences in the results

may be attributable to various sources such as environmental conditions (i.e. light

intensity, temperature, altitude, time of year, geographic distribution), horticultural

practices (i.e. watering practices, fertilizers), genotypes of the plant, drying conditions,

and extraction and separation technology.

In future work, further investigation is needed to understand the effect of solvent flow

rate in SFE-CO2. Quantitation studies should also be carried out. Further optimization

studies would be required on the extraction method efficiencies of SFE-CO2 for

industrial applications. Moreover, additional studies are required to understand the

physico-chemical properties of the natural isolated extracts is necessary for their direct

use in different food and beverage matrices.

Page 99: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

98

REFERENCES

Adasoglu, N., S. Dincer, and E. Bolat. (1994). “Supercritical-Fluid Extraction of Essential

Oil from Turkish Lavender Flowers”. The Journal of Supercritical Fluids. 7 (2): 93.

Akgun, Mesut, Nalan A Akgun, and Salih Dincer. (2000). “Separations - Extraction and

Modeling of Lavender Flower Essential Oil Using Supercritical Carbon

Dioxide”. Industrial & Engineering Chemistry Research. 39(2): 473.

Attokaran, M.. Natural food flavors and colorants. Hoboken: Wiley. 2011.

Ayala, R.S. and Luque de Castro M.D. (2000) “Continuous Subcritical water extraction

as a useful tool for isolation of edible essential oils”. Food Chemistry. 75(1):109-113.

Beckman, Eric J. (2004). “Supercritical and near-critical CO2 in green chemical

synthesis and processing”. Journal of Supercritical Fluids. 28(2): 121–191

Bisset, N.L. Lavandulae floes herbal drugs and phytopharmaceuticals. Stuttgart: CRC

Press, 1994.

Biswas, K. K., Foster, A. J., Aung, T. and Mahmoud, S. S. (2009). “Essential oil

production: relationship with abundance of glandular trichomes in aerial surface of

plants”. Acta Physiologiae Plantarum. 31(1): 13-19.

Burdock, G. A. and Fenaroli, G. Fenaroli's handbook of flavor ingredients. Boca Raton,

Fla: CRC Press, 2005.

Page 100: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

99

Cavanagh, H. M. A. and Wilkinson, J. N. (2002). “Biological activities of lavender

essential oil”. Phytotherapy Research. 16(4): 301-308.

Chemat, F., M.E. Lucchesi, J. Smadja, L. Favretto, G. Colnaghi, and F. Visinoni. (2006).

“Microwave accelerated steam distillation of essential oil from lavender: A rapid, clean

and environmentally friendly approach”. Analytica Chimica Acta. 555 (1): 157-160.

Chizzola, R. (2013). Regular Monoterpenes and Sesquiterpenes (Essential oils). In K.

G. Ramawat and J. M. Merillon (Eds.), Natural products: Phytochemistry, botany and

metabolism of alkaloids, phenolics and terpenes. (pp.2973-3008). Berlin: Springer.

Codex Alimentarius Commision, Joint FAO/WHO Food Standards Programme Codex

Committee on Food Additives and Contaminants.Discussion Paper on Flavouring

Agents. 37th Session, The Hague, the Netherlands, 25-29 April 2005.

Dapkevicius, A., Venskutonis, R., van Beek, T. A. and Linssen, J. P. H. (1998).

“Antioxidant activity of extracts obtained by different isolation procedures from some

aromatic herbs grown in Lithuania”. Journal of the Science of Food and Agriculture.

77(1): 140-146

Da Porto, C., Decorti, D. and Kikic, I. (2009). “Flavour compounds of Lavandula

angustifolia L. to use in food manufacturing: Comparison of three different extraction

methods”. Food Chemistry. 112(4): 1072-1078.

DöhlerGroup. Blossom Flavors. Retrieved October 27, 2014, from

www.doehler.com/en/landingpages/blossom-flavours.html

Page 101: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

100

Dudareva, Natalia, Florence Negre, Dinesh A. Nagegowda, and Irina Orlova. (2006).

“Plant Volatiles: Recent Advances and Future Perspectives”. Critical Reviews in Plant

Sciences. 25(5): 417-440.

Eikani, Mohammad H., Fereshteh Golmohammad, Soheila Shokrollahzadeh, Mehdi

Mirza, and Soosan Rowshanzamir. (2008). “Superheated Water Extraction of Lavandula

Latifolia Medik Volatiles: Comparison with Conventional Techniques”. Journal of

Essential Oil Research. 20(6): 482-487.

Ghoreishi, Seyyed M., Kamali, Hossein, Ghaziaskar, Hasan S., and Dadkhah, Ali A.

(2012). “Optimization of Supercritical Extraction of Linalyl Acetate from Lavender via

Box-Behnken Design”. Chemical Engineering Technology. 35(9): 1641–1648.

Giray, E. Sultan, Saliha K r c , D. Alpaslan Kaya, Murat Türk, zgür Sönmez, and

Memet nan. (2008). “Comparing the effect of sub-critical water extraction with

conventional extraction methods on the chemical composition of Lavandula

stoechas". Talanta. 74(4): 930-935.

Gonςalves, S and Romano, A. (2013). Micropropagation of Lavandula spp.. In M.

Lambardi, E. A. Ozudogru and S. M. Jain (Eds.), Protocols for micropropagation of

selected economically-important horticultural plants (pp.189-198). New York: Humana

Press.

Hallahan, D. L. (2000). Monoterpenoid Biosynthesis in Gladular Trichomes of Labiate

Plants. In J. A. Callow (Ed.), Advances in Botanical Research incorporating advances in

plant pathology-Plant Trichomes (pp. 77-111). London: Academic press.

Page 102: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

101

Herrero, Miguel, Alejandro Cifuentes, and Elena Iba ez. (2006). “Sub- and supercritical

fluid extraction of functional ingredients from different natural sources: Plants, food-by-

products, algae and microalgae:A review”. Food Chemistry. 98(1): 136-148.

Iriti, M., Colnaghi, G., Chemat, F., Smadja, J., Faoro, F. and Visinoni, F. A. (2006).

“Histo-cytochemistry and scanning electron microscopy of lavender glandular trichomes

following conventional and microwave-assisted hydrodistillation of essential oils: a

comparative study”. Flavour and Fragrance Journal. 21(4): 704-712.

Kamali H, Jalilvand, M.R. and Aminimoghadamfarouj, N. (2012). “Pressurized fluid

extraction of essential oil from Lavandula hybrida using a modified supercritical fluid

extractor and a central composite design for optimization”. Journal of Separation

Science. 35(12): 1479-85.

Kara, N. And Baydar, Hasan. (2013). “Determination of lavender and lavandin cultivars

(Lavandula sp.) containing high quality essential oil in Isparta, Turkey”. Turkish Journal

of Field Crops. 18(1): 58-65.

Lahlou, M. (2004). “Essential oils and fragrance compounds: bioactivity and

mechanisms of action”. Flavour and Fragrance Journal. 19(2): 159-165.

Landelle C, G Francony, NF Sam-La , Y Gaillard, F Vincent, I Wrobleski, and V Danel.

2008. “Poisoning by lavandin extract in a 18-month-old boy”. Clinical Toxicology

(Philadelphia, Pa.). 46(4): 279-81.

Page 103: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

102

Lee, K. G. and Shibamoto, T. (2002). “Determination of antioxidant potential of volatile

extracts isolated from various herbs and spices”. Journal of Agricultural and Food

Chemistry. 50 (17): 4947-4952.

Lis-Balchin, Maria. Lavender, The Genus Lavandula. New York: Taylor & Francis, 2002.

Mart n, , Silva, V., Pérez, L., Garc a-Serna, J., and Cocero, M. J. (2007). “Direct

Synthesis of Linalyl Acetate from Linalool in Supercritical Carbon Dioxide: A

Thermodynamic Study”. Chemical Engineering & Technology. 30(6): 726-731.

Matos, F., Miguel, M. G., Duarte, J., Venancio, F., Moiteiro, C., Correia, A. I. D.,

Figueiredo, A. C., Barroso, J. G. And Pedro, L. G. (2009). “Antioxidant Capacity of the

Essential Oils From Lavandula luisieri, L. stoechas subsp lusitanica, L. stoechas subsp

lusitanica x L. luisieri and L. viridis Grown in Algarve (Portugal)”. Journal of Essential Oil

Research. 21 (4): 327-336.

McNaughton, Virginia. Lavender the Grower’s Guide. Portland: Timber Press Inc., 2000.

Newly Weds Foods. Food Safety & Functional Ingredients. Retrieved May 12, 2014

from http://www.newlywedsfoods.com/products/food-safety-functional-ingredients/

Oszagyan M, Simandi B, Sawinsky J, Kery A, Lemberkovics E. and Fekete J. (1996)

“Supercritical fluid extraction of volatile compounds from lavandin and thyme.” Flavour

and Fragrance Journal. 11(3):157-165.

Page 104: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

103

Ozel, M. Z. and Gogus, F. (2014). Subcritical Water as a Green Solvent for Plant

Extraction. In F. Chémat and M. A. Vian (Eds.), Alternative solvents for natural products

extraction. (pp. 73-90). Heidelberg: Springer.

Pallado, Paolo, Graziano Tassinato, Martina D'Alpaos, and Pietro Traldi. (1997). “Gas

chromatography/mass spectrometry in aroma chemistry: a comparison of essential oils

and flavours extracted by classical and supercritical techniques”. Rapid

Communications in Mass Spectrometry. 11(12): 1335-1341.

Platt, Ellen Spector. Lavender, How to Grow and Use the Fragrant Herb.

Mechanicsburg: Stackpole Books, 2009.

Pourmortazavi, S.M., and S.S. Hajimirsadeghi. (2007). “Supercritical fluid extraction in

plant essential and volatile oil analysis”. Journal of Chromatography A. 1163(1-2): 2-24.

Reineccius. G. A. (2007). Flavour-Isolation Techniques. In R. G. Berger (Ed.), Flavours

and fragrances: Chemistry, bioprocessing and sustainability. (pp. 409-425). Berlin:

Springer.

Reverchon E, Della Porta G. and Senatore F. (1995) “Supercritical CO2 extraction and

fractionation of lavender essential oil and waxes”. Journal of Agricultural and Food

Chemistry. 43(6):1654-1658.

Richter, B. E. (1992). Supercritical Fluid Extraction Methods. In T. Cairns & J. Sherma

(Eds.), Emerging strategies for pesticide analysis (pp. 51-70). Boca Raton, Fla: CRC

Press.

Page 105: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

104

Schulz, Volker, Hansel, Rudolf, and Blumenthal, Mark. Rational phytotherapy: reference

guide for physicians and pharmacists. Berlin: Springer. 2004.

Surburg, Horst and Panten, Johannes. Common Fragrance and Flavor Materials.

Weinheim: Wiley and Co., 2006.

Topal, U., Sasaki, M., Goto, M., and Otles, S. (2008). “Chemical compositions and

antioxidant properties of essential oils from nine species of Turkish plants obtained by

supercritical carbon dioxide extraction and steam distillation”. International Journal of

Food Sciences and Nutrition. 59(7-8): 619-634.

Torras-Claveria, L., Jauregui, O., Bastida, J., Codina, C. and Viladomat, F. (2007).

“Antioxidant activity and phenolic composition of lavandin (Lavandula x intermedia

emeric ex loiseleur) waste”. Journal of Agricultural and Food Chemistry. 55(21): 8436-

8443.

Varona, S., A. Martin, M.J. Cocero, and T. Gamse. (2008). “Supercritical carbon dioxide

fractionation of Lavandin essential oil: Experiments and modeling”. The Journal of

Supercritical Fluids. 45(2): 181-188.

Waseem, Rabia, and Kah Hin Low. (2015). “Advanced analytical techniques for the

extraction and characterization of plant-derived essential oils by gas chromatography

with mass spectrometry”. Journal of Separation Science. 38(3): 483-501.

Wesolowska, Aneta, Jadczak, Dorota, and Grzeszczuk, Monika. (2010) “Influence of

distillation time on the content and composition of essential oil isolated from lavender

(Lavandula angustifolia Mill.)”.Herba Polonica. 56: 3.

Page 106: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

105

Xia, Yan, Mario E. Rivero-Huguet, Brianna H. Hughes, and William D. Marshall. (2008).

“Isolation of the sweet components from Siraitia grosvenorii”. Food Chemistry. 107(3):

1022-1028.

Page 107: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

106

Appendix A

Table 11. Summary of the classification of tentatively identified constituents

Oxygenated Hemiterpenes 2-Pentanal

Monoterpene Hydrocarbons

Camphene α-Pinene Limonene

Z-Ocimene E-Ocimene

Oxygenated Monoterpenes

Eucalyptol cis-Linalool oxide

trans-Linalool oxide Linalool Camphor Borneol Terpinen-4-ol Terpineol Cis-Geraniol Carvacrol Eugenol 8-Hydroxylinalool

Sesquiterpene Hydrocarbons

β-Caryophyllene

α-Santalene α-Bergamotene Farnesene Germacrene D Bisabolene Cedrene

Oxygenated Sesquiterpenes

Santalol

α-Caryophyllene oxide α-Cadinol α-Bisabolol

Other Oxygenated Compounds

2-Hexenal Linalyl acetate Lavandulyl acetate Geranyl acetate

Page 108: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

107

Table 12. Chemical Composition of Lavandula spp. extract obtained via Soxhlet

Peak number

Tentative Identification LRIb LRIrefc

Lavender Lavandin

Ethanol Hexane Ethanol Hexane

1 2-Hexenal d, 866

2 2-Pentanal d, 911

3 N.I.g 933

4 Camphene d 965

0.34

5 α-Pinened, e 968 968 0.67 2.56 1.36 2.87

6 N.I.g 981

7 N.I.g 990

8 Limonene d 1000

0.57

9 Eucalyptol d, f 1002 1005 0.45 0.48

2.06

10 Z-Ocimene d, f 1010 1017 0.53 2.43

1.69

11 E-Ocimene d,f 1021 1027 0.47 1.65 0.9 1.72

12 cis-Linalool oxide d,f 1046 1045 1.53 1.4

0.33

13 trans-Linalool oxide d,f 1064 1059 1.38 1.19

0.17

14 Linalool d,f 1082 1074 33.2 31.6 22.16 23.96

15 Octen-acetate d,e 1090 1107 0.62 0.68

0.44

16 Camphor d,e 1132 1137 0.6

3.54 5.94

17 N.I.g 1156

0.39

0.7 0.57

18 Borneol d,e 1163 1161 2.27 2.21 6.11 4.64

Page 109: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

108

19 N.I.g 1170

20 Terpinen-4-ol d,j 1173 1186 2.41 2.15 1.72 1.67

21 N.I.g 1182

1.12 1.02

22 Terpineolj 1190

1.08 0.78

0.33

23 N.I.g 1224

24 N.I.g 1231

25 Linalyl acetate d,e 1252 1254 36.8 35.96 36.5 32.77

26 Geraniol d 1284

1.91 2.05 2.73 2.54

27 Carvacrold 1291

28 N.I.g 1323

0.47 0.78

29 Eugenol d, f 1331 1327

30 8-Hydroxylinaloold 1334

1.22 1.04 0.84 0.19

31 N.I.g 1345

0.88

32 Limonene oxide/dioxided 1348

0.57

33 Neryl Acetatej 1359

0.8 0.7 0.93

34 N.I.g 1373

35 Geranyl acetatee,d 1377 1377 0.56 1.72 1.3 1.79

36 β-Caryophyllenee,d 1411 1413 2.19 2.54 2.21 2.3

37 α-Santalenee,d 1413 1414 3.39 4.04

0.38

38 α-Bergamotenej 1427

0.55 0.86

0.27

39 N.I.g 1445

1.88

Page 110: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

109

40 Farnesenee,d 1453 1453 1.08 0.88 2.25 0.23

41 Germacrene D d, f 1474 1474 0.5

2.55 2.07

42 N.I.g 1504

1.11 0.62

43 Bisabolene d,j 1507

1.03 0.66

44 N.I.g 1511

1.33 0.76

45 Santalold 1515

46 Cedrene d 1522

1.3 0.84

47 α-Caryophyllene oxidee,d 1575 1573 0.91 1.19

48 Ethyl phthalate d 1587

1.89

49 α-Cadinol d N.D.h

50 N.I.g N.D.h

3.77 1.79

51 α-Bisabolol d,e N.D.h 1677

5.89 3.1

Monoterpene Hydrocarbons 2.01 6.64 2.26 6.85

Oxygenated Monoterpenes 46.62 42.9 37.1 41.83

Sesquiterpene Hydrocarbons 7.71 8.32 9.34 6.75

Oxygenated Sesquiterpenes 0.91 1.19 5.89 3.1

Page 111: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

110

Other Oxygenated Compounds 39.27 39.73 40.53 37.1

Total of characterized compounds (%) 96.52 98.78 95.12 95.63

Total of Oxygenated Compounds (%) 86.8 83.82 83.52 82.03 Total of Hydrocarbons (%) 9.72 14.96 11.6 13.6

% Figures are their relative proportions as percent of total area; The % RSD values ranged from 2-20%; b Linear Retention Index;

d NIST library;

e- Iriti et al., 2006;

f Matos et al.,

2009; gN.I.-not identified;

hN.D.-not determined;

iLee and Shibamoto, 2002;

j Da Porto et al., 2009

Page 112: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

111

Table 13. Chemical Composition of Lavender extract obtained via SFE-CO2

Lavender

Peak number

Tentative Identification

LRIb LRIrefc

2000 psi 2500 psi 3000 psi

40°C 60°C 80°C 40°C 60°C 80°C 40°C 60°C 80°C

1 2-Hexenal d 866

2 2-Pentanal d 911

3 N.I.g 933

4 Camphened 965

5 α-Pinened, e 968 968 1.42 1.21 1.45

0.88

6 N.I.g 981

7 N.I.g 990

8 Limonene d, 1000

9 Eucalyptol d, f 1002 1005

10 Z-Ocimene d, f 1010 1017

11 E-Ocimene d,f 1021 1027

0.96

12 cis-Linalool

oxide d,f 1046 1045

0.71

13 trans-Linalool

oxide d,f 1064 1059

0.69

14 Linalool d,f 1082 1074 18.87 23.59 24.92 7.79 13.06 18.52 15.4 16.8 20.62

15 Octen-acetate

d,e 1090 1107

Page 113: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

112

16 Camphor d,e 1132 1137

17 N.I.g 1156

0.51

18 Borneol d,e 1163 1161 3.24 3.68 2.09 2.7 3.02 3.42 3.42 3.64 4.07

19 N.I.g 1170

0.57

20 Terpinen-4-ol d,j 1173 1178 1.89 1.73 1.27 1.73 1.56 1.6 1.9

21 N.I.g 1182

1.45 1.32 6.12 1.54 1.43 1.71 1.87 2

22 Terpineolj 1190 1196 2.27 2.26 3.53 3.37 3.74 3.94 4.03

23 N.I.g 1224

24 N.I.g 1231

25 Linalyl acetate

d,e 1252 1254 30 30.6 29.88 15.96 19.68 27.09 24.31 22.7 27.53

26 Geraniol d 1284

2.38 2.02 1.7 2.13 2.29 2.01

27 Carvacrold 1291

0.95 2.64 1.58 1.51 1.69 1.83

28 N.I.g 1323

2.8 2.32 6.14 3.39 3.15 3.48 3.81

29 Eugenol d, f 1331 1327

30 8-

Hydroxylinaloold 1334

3.05 3.53 2.73 7.27 4.52 4.19 4.51 4.71 4.1

31 N.I.g 1345

2.52 2.82 1.95 4.75 2.79 2.55 2.85 2.95

32 Limonene

oxide/dioxided 1348

1.4 1.52 1.08 2.27 1.49 1.53 1.59 1.46

33 Neryl Acetatej 1359 1366

0.5

34 N.I.g 1373

35 Geranyl 1377 1377 1.51 1.36 1.37

1.31

Page 114: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

113

acetatee,d

36 β-

Caryophyllenee,d 1411 1413 3.42 2.9 2.68 2.72 2.21 2.92 2.93 2.45

37 α-Santalenee,d 1413 1414 5.78 5.04 4.5 5.48 4.02 4.71 4.97 4.24 3.47

38 α-Bergamotenej 1427 1418 0.9 0.8 0.62 0.61 0.61 0.4 0.38

39 N.I.g 1445

1.54

1.63

1.75 1.95

40 Farnesenee,d 1453 1453 3.2 2.96 1.87 3.2 2.69 2.4 3 2.64 2.25

41 Germacrene D d,

f 1474 1474 1.37 1.11

1.1

1.34 0.93

42 N.I.g 1504

43 Bisabolene d,j 1507 1500 0.89 1.06

1.41 1.16 1.16 1.22 1.58

44 N.I.g 1511

0.89

45 Santalold 1515

1.2 0.7 2.12 1.52 1.08 1.27 1.31 1.33

46 Cedrene d 1522

47 α-Caryophyllene

oxidee,d 1575 1573 3.59 4.3 2.89 7.61 4.76 4.17 4.63 4.53 5.34

48 Ethyl phthalate 1587

49 α-Cadinol d N.D.h

50 N.I.g N.D.h

1.75 1.99 1.31 4.04 2.03 1.8 2.27 2.22 2.4

51 α-Bisabolol d,e N.D.h 1677 1.23 1.43 0.95 2.8 1.54 1.34 1.6 1.63 1.74

52-61 N.I.g (C>15)

5.05 7.36 5.55 16.4 16.95 8.31 6.82 9.16 17.66

Page 115: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

114

Monoterpene Hydrocarbons 1.42 1.21 2.41 0 0 0.88 0 0 0

Oxygenated Monoterpenes 33.1 32.32 39.18 22.67 30.17 36.4 34.2 35.99 34.72

Sesquiterpene Hydrocarbons 15.56 13.87 9.67 11.4 12.04 11.8 13.8 11.86 7.3

Oxygenated Sesquiterpenes 4.82 6.93 4.54 12.53 7.82 6.59 7.5 7.47 8.41

Other Oxygenated Compounds 33.89 31.96 33.27 15.96 21.38 29.22 27.91 24.71 27.53

Total of characterized compounds (%) 88.79 86.29 89.07 62.56 71.41 84.89 83.41 80.03 77.96

Total of Oxygenated Compounds (%) 71.81 71.21 76.99 51.16 59.37 72.21 69.61 68.17 70.66 Total of Hydrocarbons (%) 16.98 15.08 12.08 11.4 12.04 12.68 13.8 11.86 7.3

% Figures are their relative proportions as percent of total area; The % RSD values ranged from 2-28%; b Linear Retention Index;

d NIST library;

e- Iriti et al., 2006;

f Matos et al.,

2009; gN.I.-not identified;

hN.D.-not determined;

iLee and Shibamoto, 2002;

j Da Porto et al., 2009

Page 116: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

115

Table 14. Chemical Composition of Lavandin extract obtained via SFE-CO2

Lavandin

Peak number

Tentative Identification

LRIb LRIrefc

2000 psi 2500 psi 3000 psi

40°C 60°C 80°C 40°C 60°C 80°C 40°C 60°C 80°C

1 2-Hexenal d 866

2 2-Pentanal d 911

3 N.I.g 933

4 Camphene d 965

5 α-Pinened, e 968 968

1.77 0.92 1.65 1.38 0.99 0.61 0.82 0.7

6 N.I.g 981

7 N.I.g 990

8 Limonene d, 1000

9 Eucalyptol d, f 1002 1005

10 Z-Ocimene d, f 1010 1017

0.69

0.67 0.56

11 E-Ocimene d,f 1021 1027

1.28 0.65 1.21 1.02 0.73 0.58

12 cis-Linalool

oxide d,f 1046 1045

13 trans-Linalool

oxide d,f 1064 1059

14 Linalool d,f 1082 1074 1.73 20.29 12.57 12.92 17.14 14.62 3.63 10.3 6.74

15 Octen-acetate

d,e 1090 1107

Page 117: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

116

16 Camphor d,e 1132 1137

1.97 0.89 0.37 1.29 0.85

17 N.I.g 1156

0.77

0.49

18 Borneol d,e 1163 1161 2.37 5.72 6.34 4.85 5.84 5.53 3.97 4.65 5.1

19 N.I.g 1170

20 Terpinen-4-ol d,j 1173 1178

1.62 1.32 1.27 1.53 1.34 0.51 1

21 N.I.g 1182

22 Terpineolj 1190 1196

23 N.I.g 1224

24 N.I.g 1231

25 Linalyl acetate

d,e 1252 1254 11.7 32.46 23.97 31.75 33.2 29.82 16.85 25.17 21.59

26 Geraniol d 1284

1.9 3.08 2.6 2.93 2.03 3.07 2.48 2.55 2.65

27 Carvacrold 1291

28 N.I.g 1323

29 Eugenol d, f 1331 1327

30 8-

Hydroxylinaloold 1334

1.62 0.46 1.16

1.07 1.35 1.08 1.5

31 N.I.g 1345

1.38

32 Limonene

oxide/dioxided 1348

33 Neryl Acetatej 1359 1366

0.63

34 N.I.g 1373

35 Geranyl 1377 1377

1.22

1.24 1.03 0.91

Page 118: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

117

acetatee,d

36 β-

Caryophyllenee,d 1411 1413

3.57 2.34 4.11 4.14

3.04 2.12 2.39

37 α-Santalenee,d 1413 1414 1.77

0.57

2.21 0.91

38 α-Bergamotenej 1427 1418

39 N.I.g 1445

40 Farnesenee,d 1453 1453 5.23 3.03 4.4 4.64 3.55 4.03 6.29 4.08 5.18

41 Germacrene D d,

f 1474 1474 4.94 3.45 4.57 5.07 3.87 4.11 5.7 4.23 5.09

42 N.I.g 1504

3.49 1.32 2.35 2.3 1.79 2.08 3.18 2.39 3

43 Bisabolene d,j 1507 1500 2.54 1.26 2.01 1.94 1.49 1.79 2.54 1.82 2.55

44 N.I.g 1511

3.06 1.38 2.52 2.4 1.9 2.16 3.02 2.37 2.84

45 Santalold 1515

1.68

46 Cedrene d 1522

3.73 2.78 2.65 2.12 2.42 3.94 2.59 3.31

47 α-Caryophyllene

oxidee,d 1575 1573 1.36 0.99 0.67

1.2 0.98 1.09

48 Ethyl phthalate 1587

49 α-Cadinol d N.D.h

0.96

0.78 0.66

50 N.I.g N.D.h

13.94 3.94 8.9 6.93 5.34 7.08 11.23 9.78 11.32

51 α-Bisabolol d,e N.D.h 1677 11.24 6.47 13.83 10.53 8.51 11.31 18.24 15.55 18.46

52-61 N.I.g (C>15)

28.42 1.64 4.9 0 1.61 3.88 8.64 7.25 6.5

Page 119: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

118

Monoterpene Hydrocarbons 0 3.74 1.57 3.53 2.96 1.72 0.61 1.4 0.7

Oxygenated Monoterpenes 7.62 33.14 24.88 22.34 27.83 26.48 11.94 19.58 15.99

Sesquiterpene Hydrocarbons 18.21 11.31 16.1 18.98 15.17 14.56 22.42 14.84 18.52

Oxygenated Sesquiterpenes 13.56 8.15 14.82 10.53 9.18 11.31 20.22 17.19 19.55

Other Oxygenated Compounds 13.6 36.76 26.57 35.92 36.26 33.8 19.33 27.72 24.24

Total of characterized compounds (%) 52.99 93.1 83.94 91.3 91.4 87.87 74.52 80.73 79

Total of Oxygenated Compounds (%) 34.78 78.05 66.27 68.79 73.27 71.59 51.49 64.49 59.78 Total of Hydrocarbons (%) 18.21 15.05 17.67 22.51 18.13 16.28 23.03 16.24 19.22

% Figures are their relative proportions as percent of total area; The % RSD values ranged from 4-25%;

b Linear Retention Index;

d NIST library;

e- Iriti et al., 2006;

f Matos et al.,

2009; gN.I.-not identified;

hN.D.-not determined;

iLee and Shibamoto, 2002;

j Da Porto et al., 2009

Page 120: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

119

Table 15 Chemical Composition of Lavender extract obtained via SWE

Lavender

Peak number

Tentative Identificati

on LRI

b

LRI

refc

100°C 120°C 140°C

2 4 6 8 10 12 2 4 6 8 10 12 2 4 6 8 10 12

1 2-Hexenal

d

866

2 2-Pentanal

d

911

3 N.I.g 933

4 Camphene

d

965

0.92

5 α-Pinene

d,

e

968 968

6 N.I.g 981

7 N.I.g 990

8 Limonene

d,

1000

9 Eucalyptol

d, f

1002 100

5 1.06

1.57

1.35

1.15 1.37

1.18

1.14

10 Z-Ocimene

d, f

1010 101

7

0.75

11 E-Ocimene

d,f

1021 102

7

12 cis-Linalool

oxide d,f

1046

1045

8.03

8.29

6.91 0.92

13 trans-

Linalool oxide

d,f

1064 105

9 7.4

7.42

6.23

14 Linalool d,f

1082 107 49. 81. 85. 87. 80. 67. 48.2 81.2 86. 84. 68. 65. 55.6 80. 75. 75. 66. 73.

Page 121: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

120

4 24 59 97 89 82 86 2 1 66 55 66 04 7 25 44 52 11 38

15 Octen-

acetate d,e

1090

1107

16 Camphor

d,e

1132 113

7 1.42

1.67

1.4 1.69

1.49 1.41

17 N.I.g 1156

5.42

18 Borneol d,e

1163 116

1 5.13

5.43

4.14

4.22

5.1 5.18 4.64

3.57

1.53 5.26

19 N.I.g 1170

1.73

1.67

4.45 5.89

20 Terpinen-

4-ol d,j

1173

1178

4.66

6.21

5.2 4.44 5.81 5.68

4.72

3.86 1.65

2.62

21 N.I.g 1182

3.89

1.89

3.89 1.7

6.84 0.69

22 Terpineolj 1190

1196

6.5 1.65

3.34

7.89

19.18

32.14

6.87 2.12 3.02

5.98

31.34

34.96

3.12 2.79

21.94

24.48

33.89

26.62

23 N.I.g 1224

24 N.I.g 1231

25 Linalyl

acetate d,e

1252

1254

1.04

26 Geraniol d

1284

27 Carvacrold 1291

28 N.I.g 1323

5.06

4.63

4.48

29 Eugenol d,

f 1331

1327

30 8-

Hydroxylinalool

d

1334

5.89

5.13

31 N.I.g 1345

Page 122: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

121

32 Limonene

oxide/dioxide

d

1348

33 Neryl

Acetatej

1359 136

6

34 N.I.g 1373

35 Geranyl

acetatee,d

1377

1377

36 β-

Caryophyllene

e,d

1411 141

3

37 α-

Santalenee,

d

1413 141

4

38 α-

Bergamotene

j

1427 141

8

39 N.I.g 1445

40 Farnesene

e

,d

1453 145

3

41 Germacren

e D d,

f

1474 147

4

42 N.I.g 1504

43 Bisabolene

d,j

1507 150

0

44 N.I.g 1511

45 Santalold 1515

46 Cedrene d

1522

47 α-

Caryophyllene

1575 157

3

Page 123: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

122

oxidee,d

48 Ethyl

phthalate 1587

49 α-Cadinol d

N.D.h

50 N.I.g N.D.

h

51 α-Bisabolol

d,e

N.D.h

1677

52-61

N.I.g (C>15)

Monoterpene Hydrocarbons 0 0 0 0 0 0 0.75 0.92 0 0 0 0 0 0 0 0 0 0

Oxygenated Monoterpenes 89.33

98.12

100 100 100 100 88.0

2 97.3

8 100 100 100 100

81.11

90.63

78.06

75.52

66.11

73.38

Sesquiterpene Hydrocarbons 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Oxygenated Sesquiterpenes 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Other Oxygenated Compounds 0 0 0 0 0 0 1.04 0 0 0 0 0 0 0 0 0 0 0

Total of characterized compounds (%)

89.33

98.12

100 100 100 100 89.8

1 98.3 100 100 100 100

81.11

90.63

78.06

75.52

66.11

73.38

Total of Oxygenated Compounds (%)

89.33

98.12

100 100 100 100 89.0

6 97.3

8 100 100 100 100

81.11

90.63

78.06

75.52

66.11

73.38

Total of Hydrocarbons (%) 0 0 0 0 0 0 0.75 0.92 0 0 0 0 0 0 0 0 0 0

% Figures are their relative proportions as percent of total area; The % RSD values ranged from 1-22%; b Linear Retention Index;

d NIST library;

e- Iriti et al., 2006;

f Matos et al.,

2009; gN.I.-not identified;

hN.D.-not determined;

iLee and Shibamoto, 2002;

j Da Porto et al., 2009

Page 124: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

123

Table 16. Chemical Composition of Lavandin extract obtained via SWE

Lavandin

Peak numb

er

Tentative Identificat

ion LRI

b

LRI

refc

100°C 120°C 140°C

2 4 6 8 10 12 2 4 6 8 10 12 2 4 6 8 10 12

1 2-Hexenal

d

866

0.1

0.06

2 2-Pentanal

d

911

1.17

0.2 0.44

0.08

3 N.I.g 933

0.08

4 Camphene

d

965

0.47

5 α-Pinene

d,

e

968 968 1.31

1.69

1.27

1.99

4 0.94 1.37 1.88

2.97

3.53

3.24

1.24

1.82

2.49

3.77

2.79

6 N.I.g 981

0.1

7 N.I.g 990

0.17

8 Limonene

d,

1000

0.48

1.18

1.51

1.6 1.2 2.13

1.36

9 Eucalyptol

d, f

1002 100

5 5.21

4.69

4.51

4.87

2.29

4.07 4.39 5.13

4.5 5.31

3.98

4.44 3.72

3.48

3.77

3.5 2.78

10 Z-Ocimene

d, f

1010 101

7 0.13

0.65

0.6 0.51

0.54

11 E-Ocimene

d,f

1021 102

7 0.55

1.13

1.06

0.97

0.91

1.04

12 cis-

Linalool oxide

d,f

1046 104

5 2.36

2.69

3.04 0.09

13 trans-

Linalool oxide

d,f

1064 105

9 1.93

2.34

2.51 0.19

Page 125: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

124

14 Linalool d,f

1082 107

4 42.29

46.62

53.87

55.47

57.83

60.85

42.12

49.16

52.53

58.17

66.73

63.41

46.43

50.31

57.49

59.59

63.98

56.77

15 Octen-

acetate d,e

1090

1107

0.32

0.66

0.2

16 Camphor

d,e

1132 113

7 19.38

11 20.45

18.77

15.23

9.75

19.58

24.4 19.5

9.93

3.12

0.81

23.15

22.83

14.44

3.84

0.53

17 N.I.g 1156

1.24

1.19 0.87 0.98

1.15

1 1.02

0.86

0.08

18 Borneol d,e

1163 116

1 11.85

26.65

12.28

12.04

11.64

12.12

14.33

13.77

13.42

11.24

6.17

2.28

13.98

14.21

12.32

6.56

1.93

0.72

19 N.I.g 1170

0.38

20 Terpinen-

4-ol d,j

1173

1178

4.37

8.05

4 3.88

3.7 4.13

4.35 4.1 3.95

3.79

2.84

1.8 4.19 3.99

3.92

3.26

1.78

1

21 N.I.g 1182

0.73

2.28

22 Terpineolj 1190

1196

1.88

6.5 3.03

4.06

4.74

6.85

2.55 1.93 2.61

5.08

9.72

16.93

2.26 2.7 5.5 12.96

19.97

18.83

23 N.I.g 1224

0.93

0.93

2.69

24 N.I.g 1231

0.11

25 Linalyl

acetate d,e

1252

1254

2.59

2.75

2.94

8.29

26 Geraniol d

1284

0.42

0.62

27 Carvacrold 1291

28 N.I.g 1323

29 Eugenol d,

f 1331

1327

30 8-

Hydroxylinalool

d

1334

0.6

Page 126: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

125

31 N.I.g 1345

0.38

32 Limonene oxide/diox

ided

1348

33 Neryl

Acetatej

1359 136

6

0.19

34 N.I.g 1373

35 Geranyl

acetatee,d

1377

1377

0.32

36 β-

Caryophyllene

e,d

1411 141

3

37 α-

Santalenee

,d

1413 141

4

38 α-

Bergamotene

j

1427 141

8 1.16

39 N.I.g 1445

40 Farnesene

e,d

1453 145

3

41 Germacre

ne D d,

f

1474 147

4

42 N.I.g 1504

43 Bisabolen

e d,j

1507

1500

44 N.I.g 1511

45 Santalold 1515

46 Cedrene d

1522

Page 127: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

126

47

α-Caryophyll

ene oxide

e,d

1575 157

3

48 Ethyl

phthalate 1587

49 α-Cadinol d

N.D.h

50 N.I.g N.D.

h

0.14

51 α-

Bisabolol

d,e

N.D.h

1677

52-61 N.I.g (C>15)

2.81

2.91

0.38

0.2

Monoterpene Hydrocarbons 2.94

0 1.69

1.27

1.99

4 0.94 1.37 1.88

5.93

6.1 6.41

0 1.24

1.82

5.11

5.9 5.73

Oxygenated Monoterpenes 89.33

93.49

95.29

94.67

93.27

89.14

90.67

96.69

95.51

88.98

84.17

73.14

97.74

96.06

92.67

77.88

71.19

62.92

Sesquiterpene Hydrocarbons 1.16

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Oxygenated Sesquiterpenes 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Other Oxygenated Compounds 0 0 0 0 0 0 0 0 0 0 0 3.01

0 0 0 2.75

2.94

9.23

Total of characterized compounds (%)

93.43

93.49

96.98

95.94

95.26

93.14

91.61

98.06

97.39

94.91

90.27

82.56

97.74

97.3

94.49

85.74

80.03

77.88

Total of Oxygenated Compounds (%)

89.33

93.49

95.29

94.67

93.27

89.14

90.67

96.69

95.51

88.98

84.17

76.15

97.74

96.06

92.67

80.63

74.13

72.15

Page 128: AN EVALUATION OF SUSTAINABLE SUB AND …digitool.library.mcgill.ca/thesisfile135374.pdfPhysicochemical properties of selected Lavandula spp. constituents ... In general when co-authored

127

Total of Hydrocarbons (%) 4.1 0 1.69

1.27

1.99

4 0.94 1.37 1.88

5.93

6.1 6.41

0 1.24

1.82

5.11

5.9 5.73

% Figures are their relative proportions as percent of total area; The % RSD values ranged from 1-15%; b Linear Retention Index;

d NIST library;

e- Iriti et al., 2006;

f Matos et al.,

2009; gN.I.-not identified;

hN.D.-not determined;

iLee and Shibamoto, 2002;

j Da Porto et al., 2009