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AMYOTROPHIC LATERAL SCLEROSIS 2017 © The Authors, some rights reserved; exclusive licensee American Association for the Advancement of Science. Mutations in the vesicular trafficking protein annexin A11 are associated with amyotrophic lateral sclerosis Bradley N. Smith, 1 * Simon D. Topp, 1 * Claudia Fallini, 2 * Hideki Shibata, 3 * Han-Jou Chen, 1 * Claire Troakes, 1 Andrew King, 1 Nicola Ticozzi, 4,5 Kevin P. Kenna, 2 Athina Soragia-Gkazi, 1 Jack W. Miller, 1 Akane Sato, 3 Diana Marques Dias, 1 Maryangel Jeon, 2 Caroline Vance, 1 Chun Hao Wong, 1 Martina de Majo, 1 Wejdan Kattuah, 1 Jacqueline C. Mitchell, 1 Emma L. Scotter, 6 Nicholas W. Parkin, 7 Peter C. Sapp, 2 Matthew Nolan, 1 Peter J. Nestor, 8 Michael Simpson, 9 Michael Weale, 9 Monkel Lek, 10,11 Frank Baas, 12 J. M. Vianney de Jong, 12 Anneloor L. M. A. ten Asbroek, 12 Alberto Garcia Redondo, 13 Jesús Esteban-Pérez, 13 Cinzia Tiloca, 4,5 Federico Verde, 4,5 Stefano Duga, 14,15 Nigel Leigh, 16 Hardev Pall, 17 Karen E. Morrison, 18 Ammar Al-Chalabi, 1 Pamela J. Shaw, 19 Janine Kirby, 19 Martin R. Turner, 20 Kevin Talbot, 20 Orla Hardiman, 21 Jonathan D. Glass, 22 Jacqueline de Belleroche, 23 Masatoshi Maki, 3 Stephen E. Moss, 24 Christopher Miller, 1 Cinzia Gellera, 25 Antonia Ratti, 4,5 Safa Al-Sarraj, 1 Robert H. Brown Jr., 2 Vincenzo Silani, 4,5John E. Landers, 2Christopher E. Shaw 1†‡ Amyotrophic lateral sclerosis (ALS) is a fatal neurodegenerative disorder. We screened 751 familial ALS patient whole-exome sequences and identified six mutations including p.D40G in the ANXA11 gene in 13 individuals. The p.D40G mutation was absent from 70,000 control whole-exome sequences. This mutation segregated with disease in two kindreds and was present in another two unrelated cases (P = 0.0102), and all mutation carriers shared a common founder haplotype. Annexin A11positive protein aggregates were abundant in spinal cord motor neurons and hippocampal neuronal axons in an ALS patient carrying the p.D40G mutation. Transfected human embryonic kidney cells expressing ANXA11 with the p.D40G mutation and other N-terminal mutations showed altered binding to calcyclin, and the p.R235Q mutant protein formed insoluble aggregates. We con- clude that mutations in ANXA11 are associated with ALS and implicate defective intracellular protein trafficking in disease pathogenesis. INTRODUCTION Gene hunting in rare Mendelian disorders has been transformed by exome sequencing. This approach is particularly attractive for late- onset autosomal dominant syndromes with short disease durations, such as amyotrophic lateral sclerosis (ALS), where DNA is rarely avail- able from multiple affected individuals in the same kindred to support traditional linkage analyses. ALS has a lifetime risk of 1 in 400 and is characterized by degeneration of brain and spinal cord motor neurons resulting in progressive paralysis and death within ~3 years ( 1). Ten percent of ALS cases are familial (FALS), and a causative gene mutation can be identified in ~60% of European kindreds (2). Mutations in the same genes account for ~10% of sporadic ALS cases (SALS), reflecting incomplete penetrance. Nonsynonymous mutations in the SOD1, TARDBP, and FUS genes and an intronic hexanucleotide repeat expan- sion in C9orf72 together account for ~20% of all ALS cases, and other rarer genes account for another ~1 to 3% of cases (3, 4). Whole-genome or whole-exome sequencing (WGS/WES) has enabled identification of nine ALS genes through either shared variant segregation analysis in ALS kindreds (VCP, PFN1, MATR3, CHCHD10, and CCNF) or rare variant burden analysis (TUBA4A, TBK1, NEK1, and C21orf2)(515). Here, we analyzed whole-exome sequences from patients with FALS and identified a nonsynonymous founder mutation in the ANXA11 gene that is present in all affected family members tested and is also found in multiple unrelated index cases. Annexin A11 is a widely expressed calcium-dependent phospholipid-binding protein (505 amino acids, 56 kDa) that belongs to the larger human annexin protein family of 12 members (16). Each family member has four highly conserved annexin domains, which can form complexes with calcium ions facil- itating binding to anionic cell membranes. Unique to the annexin family, annexin A11 has the longest N terminus (~196 amino acids), which is hydrophobic and disordered and binds to several interacting partners, the best characterized being calcyclin (encoded by S100A6) (17). Annexin A11 is associated with autoimmune disorders such as systemic lupus erythematosus, and case-control studies have found a genetic association between the p.R230C single-nucleotide polymor- phism (SNP) with the multisystem autoimmune disease sarcoidosis (18, 19). Additionally, increased annexin A11 expression is also found in breast cancer and other acquired malignancies (18). Here, we pre- sent a new role for annexin A11 in a rare neurodegenerative Mendelian disorder, ALS. RESULTS Exome sequencing detects missense ANXA11 mutations in ALS cases From our cohort of 751 European FALS patients (negative for C9orf72 GGGGCC expansions), we obtained exome sequencing data for two or more affected relatives from only 50 families (average, 2.14 individuals per family), highlighting the difficulty in obtaining DNA samples from extended kindreds for this late-onset disorder. Families ranged from a simple pair of siblings (sharing an estimated 50% of their variants) to an index case, parent, and a second cousin (sharing an estimated 1.5% of their variants). On average, 84% (range, 58 to 97%) of the protein- coding bases contained in reference sequence (RefSeq) transcripts were sequenced in all family members to a depth of 10 reads, a cutoff threshold in line with that used by the Exome Aggregation Consortium (ExAC) SCIENCE TRANSLATIONAL MEDICINE | RESEARCH ARTICLE Smith et al., Sci. Transl. Med. 9, eaad9157 (2017) 3 May 2017 1 of 15 by guest on May 30, 2018 http://stm.sciencemag.org/ Downloaded from

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AMYOTROPH IC LATERAL SCLEROS I S

Smith et al., Sci. Transl. Med. 9, eaad9157 (2017) 3 May 2017

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Mutations in the vesicular trafficking protein annexinA11 are associated with amyotrophic lateral sclerosisBradley N. Smith,1* Simon D. Topp,1* Claudia Fallini,2* Hideki Shibata,3* Han-Jou Chen,1*Claire Troakes,1 Andrew King,1 Nicola Ticozzi,4,5 Kevin P. Kenna,2 Athina Soragia-Gkazi,1

Jack W. Miller,1 Akane Sato,3 Diana Marques Dias,1 Maryangel Jeon,2 Caroline Vance,1

Chun Hao Wong,1 Martina de Majo,1 Wejdan Kattuah,1 Jacqueline C. Mitchell,1 Emma L. Scotter,6

Nicholas W. Parkin,7 Peter C. Sapp,2 Matthew Nolan,1 Peter J. Nestor,8 Michael Simpson,9

Michael Weale,9 Monkel Lek,10,11 Frank Baas,12 J. M. Vianney de Jong,12

Anneloor L. M. A. ten Asbroek,12 Alberto Garcia Redondo,13 Jesús Esteban-Pérez,13

Cinzia Tiloca,4,5 Federico Verde,4,5 Stefano Duga,14,15 Nigel Leigh,16 Hardev Pall,17

Karen E. Morrison,18 Ammar Al-Chalabi,1 Pamela J. Shaw,19 Janine Kirby,19 Martin R. Turner,20

Kevin Talbot,20 Orla Hardiman,21 Jonathan D. Glass,22 Jacqueline de Belleroche,23

Masatoshi Maki,3 Stephen E. Moss,24 Christopher Miller,1 Cinzia Gellera,25 Antonia Ratti,4,5

Safa Al-Sarraj,1 Robert H. Brown Jr.,2 Vincenzo Silani,4,5† John E. Landers,2† Christopher E. Shaw1†‡

Amyotrophic lateral sclerosis (ALS) is a fatal neurodegenerative disorder. We screened 751 familial ALS patientwhole-exome sequences and identified six mutations including p.D40G in the ANXA11 gene in 13 individuals.The p.D40G mutation was absent from 70,000 control whole-exome sequences. This mutation segregated withdisease in two kindreds and was present in another two unrelated cases (P = 0.0102), and all mutation carriersshared a common founder haplotype. Annexin A11–positive protein aggregates were abundant in spinal cordmotor neurons and hippocampal neuronal axons in an ALS patient carrying the p.D40G mutation. Transfectedhuman embryonic kidney cells expressing ANXA11 with the p.D40G mutation and other N-terminal mutationsshowed altered binding to calcyclin, and the p.R235Q mutant protein formed insoluble aggregates. We con-clude that mutations in ANXA11 are associated with ALS and implicate defective intracellular protein traffickingin disease pathogenesis.

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ay 30, 2018rg/

INTRODUCTION

Gene hunting in rare Mendelian disorders has been transformed byexome sequencing. This approach is particularly attractive for late-onset autosomal dominant syndromes with short disease durations,such as amyotrophic lateral sclerosis (ALS), whereDNA is rarely avail-able frommultiple affected individuals in the same kindred to supporttraditional linkage analyses. ALS has a lifetime risk of 1 in 400 and ischaracterized by degeneration of brain and spinal cordmotor neuronsresulting inprogressiveparalysis anddeathwithin~3years (1). Tenpercentof ALS cases are familial (FALS), and a causative gene mutation can beidentified in ~60% of European kindreds (2). Mutations in the samegenes account for ~10% of sporadic ALS cases (SALS), reflectingincomplete penetrance. Nonsynonymous mutations in the SOD1,TARDBP, and FUS genes and an intronic hexanucleotide repeat expan-sion in C9orf72 together account for ~20% of all ALS cases, and otherrarer genes account for another ~1 to 3% of cases (3, 4).Whole-genomeor whole-exome sequencing (WGS/WES) has enabled identificationof nine ALS genes through either shared variant segregation analysisin ALS kindreds (VCP, PFN1,MATR3, CHCHD10, and CCNF) or rarevariant burden analysis (TUBA4A, TBK1, NEK1, and C21orf2) (5–15).Here, we analyzed whole-exome sequences from patients with FALSand identified a nonsynonymous founder mutation in the ANXA11gene that is present in all affected family members tested and is alsofound in multiple unrelated index cases. Annexin A11 is a widelyexpressed calcium-dependent phospholipid-binding protein (505 aminoacids, 56 kDa) that belongs to the larger human annexin protein familyof 12 members (16). Each family member has four highly conservedannexin domains, which can form complexes with calcium ions facil-

itating binding to anionic cell membranes. Unique to the annexinfamily, annexin A11 has the longest N terminus (~196 amino acids),which is hydrophobic and disordered and binds to several interactingpartners, the best characterized being calcyclin (encoded by S100A6)(17). Annexin A11 is associated with autoimmune disorders such assystemic lupus erythematosus, and case-control studies have found agenetic association between the p.R230C single-nucleotide polymor-phism (SNP) with the multisystem autoimmune disease sarcoidosis(18, 19). Additionally, increased annexin A11 expression is also foundin breast cancer and other acquired malignancies (18). Here, we pre-sent a new role for annexin A11 in a rare neurodegenerativeMendeliandisorder, ALS.

RESULTSExome sequencing detects missense ANXA11 mutationsin ALS casesFrom our cohort of 751 European FALS patients (negative forC9orf72GGGGCCexpansions), we obtained exome sequencing data for two ormore affected relatives from only 50 families (average, 2.14 individualsper family), highlighting the difficulty in obtainingDNA samples fromextended kindreds for this late-onset disorder. Families ranged from asimple pair of siblings (sharing an estimated 50% of their variants) toan index case, parent, and a second cousin (sharing an estimated 1.5%of their variants). On average, 84% (range, 58 to 97%) of the protein-coding bases contained in reference sequence (RefSeq) transcripts weresequenced in all familymembers to adepthof≥10 reads, a cutoff thresholdin line with that used by the Exome Aggregation Consortium (ExAC)

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for defining high-quality variants (20). Our filtering strategy was to de-tect new high-quality, coding and splicing variants that are absent fromthe 1000 genomes, UK10K, Exome Variant Server (EVS), and ExACdatabases (n > 72,000). This produced an average of ~10 candidatesper family (range, 0 to 27) (table S1). As proof of principle, the analysisidentified mutations shared in single kindreds from several knownALSgenes, including SOD1,TARDBP,FUS,DCTN1,andTUBA4A (9,21–24).It was immediately apparent that only two variants appeared in the listof candidates for more than one family: The well-characterized patho-genic p.M337V mutation in TARDBP (25) was found in two NorthAmerican families, and a new p.D40G variant in ANXA11 (Refseq IDNM_145869) was found in twoBritish families (an uncle-niece pair andtwo cousins). (The full list of candidate variants found in both U.K.ANXA11 p.D40G families are listed in table S2.) One additional Italianproband from the extended FALS exome cohort also carried the sameANXA11 p.D40G variant. We then extended the analysis to include694 unrelated European FALS probands (including the 50 probandsfrom our multiplex families) and sought new protein-changing var-iants thatwere shared by three ormore probands. This approach also iden-tified the ANXA11 p.D40G variant and the following well-characterizedpathogenic ALS mutations: 10× SOD1 p.I114T (26), 6× TARDBP p.A382T(22), 5× SOD1p.A5V (27), 4×FUSp.R521C (23), 3×TARDBPp.M337V,3× SOD1 p.G94D (28), and 3× FUS p.P525L (29).

We then used Sanger sequencing to sequence the coding exons ofANXA11 in a separate set of 180 British apparent SALS cases and iden-

1United Kingdom Dementia Research Institute Centre, Maurice Wohl Clinical Neuroscience Institute, Institute of Psychiatry, Psychology and Neuroscience, King’s CollegeLondon, 125 Coldharbour Lane, Camberwell, SE5 9NU London, U.K. 2Department oNeurology, University of Massachusetts Medical School, Worcester, MA 01605, USA3Department of Applied Molecular Biosciences, Graduate School of BioagriculturaSciences, Nagoya University, Furo-cho, Chikusa-ku, Nagoya 464-8601, Japan. 4Department of Neurology and Laboratory of Neuroscience, Istituto di Ricovero e Cura aCarattere Scientifico (IRCCS) Istituto Auxologico Italiano, 20149 Milan, Italy. 5Department of Pathophysiology and Transplantation, “Dino Ferrari” Center, University of Milan, 20122 Milan, Italy. 6Centre for Brain Research, Faculty of Medical andHealth Sciences, University of Auckland, 85 Park Road, Grafton, Auckland, NewZealand. 7Molecular Genetics Laboratory, Viapath, Genetics Centre, Guy’s HospitalGreat Maze Pond, SE1 9RT London, U.K. 8German Center for NeurodegenerativeDiseases, Leipziger Str. 44, 39120 Magdeburg, Germany. 9Medical & MoleculaGenetics, Division of Genetics and Molecular Medicine, King’s College London, Guy’Tower, London Bridge, SE1 9RT London, U.K. 10Analytic and Translational GeneticUnit, Massachusetts General Hospital, Boston, MA 02114, USA. 11Program in Medical and Population Genetics, Broad Institute of Massachusetts Institute of Technologyand Harvard, Cambridge, MA 02142, USA. 12Department of Genome Analysis, University of Amsterdam, Academic Medical Centre, P.O. Box 22700, 1100DE AmsterdamNetherlands. 13Unidad de ELA, Instituto de Investigación Hospital 12 de Octubre deMadrid, SERMAS, and Centro de Investigación Biomédica en Red de EnfermedadeRaras (CIBERER), U-723Madrid, Spain. 14Department of Biomedical Sciences, HumanitaUniversity, Rozzano,Milan, Italy. 15Humanitas Clinical and ResearchCenter, ViaManzon56, 20089 Rozzano, Milan, Italy. 16Trafford Centre for Medical Research, Brighton andSussex Medical School, BN1 9RY Brighton, U.K. 17School of Clinical and ExperimentaMedicine, College of Medical and Dental Sciences, University of Birmingham, Birmingham, U.K. 18University of Southampton, Southampton General Hospital, SO16 6YD, UK19Sheffield Institute for Translational Neuroscience, University of Sheffield, SheffieldU.K. 20Nuffield Department of Clinical Neurosciences, John Radcliffe Hospital, OxfordU.K. 21Academic Unit of Neurology, Trinity Biomedical Sciences Institute, Trinity College Dublin, Dublin, Republic of Ireland. 22Department of Neurology, Center for Neurodegenerative Disease, Emory University School of Medicine, Atlanta, GA 30322USA. 23Neurogenetics Group, Division of Brain Sciences, Imperial College LondonHammersmith Hospital Campus, Burlington Danes Building, Du Cane Road, W120NN London, U.K. 24Institute of Ophthalmology, University College London, 11-43 BathStreet, EC1V 9EL London, U.K. 25Unit of Genetics of Neurodegenerative and MetabolicDiseases, Fondazione IRCCS Istituto Neurologico “Carlo Besta,” 20133 Milan, Italy.*These authors contributed equally to this work.†These authors contributed equally to this work.‡Corresponding author. Email: [email protected]

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tified one further heterozygous p.D40G carrier, bringing the totalnumber to 4 out of a combined cohort of 874 probands. Becausethe two U.K. families carrying the p.D40G mutation were not suffi-ciently powered to conduct a linkage analysis [simulated lod (loga-rithm of the odds ratio for linkage) score of 0.63 using MERLIN] (30),we sought an alternate method to ascertain the significance of thep.D40G mutation. It is possible that a variant could be present fourtimes in a sample of 874 cases and absent from 72,000 other individ-uals yet still be unrelated to the disease. We therefore tested the nullhypothesis that any equal-sized cohort of Europeans could also con-tain a new variant shared by at least four people. We achieved this byrunning simulation studies using the aggregated variant call countsfrom the non-Finnish European (NFE) subset of the ExAC database(n = 33,370). Briefly, all ExACNFE variants were randomly distributedacross 33,370 individuals, and random cohorts of 874 people wereextracted. The cohort was deemed to have “passed” if it containedat least one protein-changing variant found four ormore times withinthe cohort, but absent from the remainder of ExAC,UK10K, EVS, and1000 genomes databases. After 250,000 iterations, only 2550 simulatedcohorts contained such a variant, which demonstrated that the pres-ence of the p.D40G variant was statistically significant (P = 0.0102).Although not population-matched to our cohort, we consider ExAC tobe suitable for this purpose because it contains a high proportion ofSwedes who are on average more genetically homogeneous than theU.K. population (table S3) (31). Therefore, ExAC would be expectedto produce more shared nonpathogenic variants than our cohort, andso, we expect this estimate of significance to be a conservative one. Inconjunction with the family-based study, the simulation analysis pro-vides additional evidence that the ANXA11 p.D40Gmutation is asso-ciated with ALS.

The p.D40G mutation has a common European founderSanger sequencing of DNA from 17 familymembers across the twomul-tigenerational British kindreds confirmed the presence of the p.D40Gmutation in all four affected individuals identified from the exomecapture data (Fig. 1, A and B). Four unaffected individuals also carriedthe mutation, but incomplete penetrance of ALS mutations is well re-cognized and three of these individuals were in their 40s, whereas theaverage age of disease onset in ANXA11 p.D40G affected carriers is72 years of age. DNA was available from five British p.D40G carrierswho share a common haplotype on the disease allele defined by fourexonic SNPs and two polymorphic microsatellites spanning the locuswith phase determined by a cluster of carriers in U.K. Family 2, con-firming a common founder (fig. S1; primers are listed in table S4).Theminimal haplotype is defined by a physical stretch of 2.5megabasesof genomic DNA spanning the ANXA11 locus, common to all p.D40Gcarriers. The core four-SNP haplotype, located in exons of genes flank-ing ANXA11, is present in ~5% of our extended FALS cohort (n = 787,including C9orf72 expansion–positive cases) and ~5% of Europeansfrom the 1000 genomes database (n = 514). This suggests that the mu-tation arose on a European background. The maximal recombinationregion defining the limits of the p.D40G locus is 7.1 megabases andcontains 23 genes (fig. S2). Interrogation of exome sequencing data foundthat no p.D40G carriers shared any additional protein-changing var-iants in the 23 genes within this region. Of the coding bases, 70.3 to97.2%were covered to a read depth of≥10 for each sample, and 97.9%were covered by ≥10 reads in at least one sample (table S5). This ev-idence indicates that p.D40G is the sole causal exonic variant withinthis locus.

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ANXA11 mutations in FALS and SALS cluster in theN terminusAdditional ANXA11 variants were identified in two unrelated indivi-duals in the FALS cohort who carried the c.112G>A, p.G38R variant(rs142083484), which was absent from local U.K. and Italian exomecontrols (n = 4505). Although the p.G38R variant is present in 5 of31,804 NFE ExAC exomes, it is still significantly associated with FALSin our cohort (P = 0.004, two-tailed Fisher’s exact test). New p.G175R(c.523G>A) and p.R346C (c.1036C>T) variants were also each de-tected in a single index case. The p.G175R variant was shared by anaffected sibling with ALS (Fig. 1C), confirming segregation with dis-ease. All FALS cases havingANXA11 variants were negative for exoniccoding mutations in all known ALS genes including SOD1, TARDBP,FUS, PFN1, UBQLN2, MATR3, CHCHD10, TBK1, OPTN, VAPB,ANG, SQSTM1, CCNF, TUBA4A, C21orf2, NEK1, and VCP.

Smith et al., Sci. Transl. Med. 9, eaad9157 (2017) 3 May 2017

All coding exons of ANXA11 underwent Sanger sequencing inan additional 180 British SALS cases (primers are listed in tableS4). As previously mentioned, an additional p.D40G case was identi-fied, as well as an individual carrying a p.G189E (c.566G>A) variant,present only once in U.K. and European controls (n = 4505) and 14 timesin the ExAC NFE subpopulation (n = 33,140). p.G189E is also pres-ent once in an ALS genetic database (ALSdB; http://chgv.org/alsdb/index.jsp). The last variant, located in the first annexin domain, wasa p.R235Q (c.704G>A) change absent in local controls (n = 4505)but present once as a low-quality variant call in ExAC. Notably,ALS cases carrying ANXA11 mutations did not carry the p.R230Crisk allele (rs1049550) that is associated with sarcoidosis (19). Allvariants found in FALS and SALS cases are listed in table S6 withcontrol database frequencies and various computational predictionsof pathogenicity.

Fig. 1. Annexin A11 mutations identified in ALS patients after stringent filtering of exome sequencing data. (A and B) Pedigrees of U.K. Family 1 and 2, respectively,carrying the p.D40Gmutation. Familymembers forwhomDNAwas available for segregation analysis are labeledwithM/W for a heterozygousmutation (A>G allele) orW/W for ahomozygous reference allele. The gender has been anonymized for each individual. Affected individualswith ALS are denoted by a solid black diamond, unaffected individuals bywhitediamonds, andunaffectedcarrierswith ablackdot. Affected familymemberswhounderwent exomesequencing aspart of this studyaremarkedwith ablue star. (C) Thep.G175Rmutation segregates in both an index case and affected sibling. (A to C) The age at death, where data are available, is listed above each p.D40G carrier (affected and unaffected).(D) Schematic representation of the annexin A11 protein highlighting the clustering ofmutations in the N terminus (first 196 residues). Mutation positions in theN terminusare fully conserved inmammals and conserved in birds, amphibians, and reptiles if themutations are in annexin domains. Mutations in FALS are indicated by red boxes and thosein SALS by blue boxes. The p.D40Gmutation found in two index FALS cases and an affected sibling from eachU.K. family, an Italian index case, and aU.K. SALS case (n= 6) clusterswith the p.G38R mutation in the N terminus of the annexin A11 molecule. The binding site of calcyclin (CACY) is located in the N terminus (residues 50 to 62).

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Four of the six mutations in annexin A11 cluster with p.G38R andp.D40Gwithin the longN terminus, implying that this regionhas func-tional importance. All mutation positions are completely conserved inmammals, and those in the annexin domains are also conserved in allcurrently sequenced birds, amphibians, and reptiles (Fig. 1D).

ALScases carrying thep.D40Gmutation show latediseaseonsetandcytoplasmic immunoreactive inclusions inpostmortemtissuesAll patients with ANXA11mutations had late disease onset (average,67 years) with a classical ALS phenotype without features of dementia(table S7). Five of six patients carrying the p.D40G variant firstpresented with difficulty speaking and swallowing (bulbar-onset

Smith et al., Sci. Transl. Med. 9, eaad9157 (2017) 3 May 2017

ALS). Postmortem tissue was available from a SALS case carrying thep.D40G variant and showed classical pathological features of ALStogether with a unique feature of large annexin A11–immunoreactiveinclusions that were absent from other ALS cases or controls (Fig. 2).Spinal cord sections revealed marked neuronal loss within the anteriorhorns. There was marked myelin pallor and astrogliosis in the anteriorand lateral corticospinal tracts. Many surviving motor neurons con-tained cytoplasmic inclusions that stained positive for p62 andphospho–TDP-43 (Fig. 2A). Phospho–TDP-43 inclusions were alsofound in the medulla, temporal neocortex, and hippocampus. AnnexinA11 staining of spinal cord sections showed numerous neuronal cyto-plasmic inclusions in the cell body and adjacent axon (Fig. 2, B to E).

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Fig. 2. Annexin A11 immunohistochemical analysis in postmortem spinal cord tissue from a SALS case with the p.D40G mutation. (A) Phospho–TDP-43–positive cyto-plasmic inclusion from the anterior horn of the spinal cord. (B to E) Annexin A11–positive inclusions in motor neurons of the spinal cord include skein-like structures (B) andfilamentous and tubular-shaped structures (C and D). Occasional basket-like inclusions were seen in the spinal cord (E). (F) Abundant annexin A11–positive torpedo-like neuriticstructures were present in the neuropil of themotor cortex (red arrows). Representative spinal cord staining for annexin A11 inclusions in a SALS case (n = 15) who is negativefor ANXA11mutations (G) and two C9ORF72 expansion–positive ALS cases (spinal cord and frontal cortex) (H and I). (J) Staining for annexin A11 inclusionswas also negative inan ALS case harboring a p.D101G mutation in SOD1 (spinal cord). Similarly, frontotemporal lobar degeneration (FTLD)–TDP-43 cases (spinal cord; n = 3) (K) and Alzheimer’sdisease (AD) cases (n = 3) (L) and control individuals (n = 13) (M) were also negative for staining for annexin A11 inclusions. (N andO) Double labeling of spinal cord tissue inthe p.D40G SALS case for phospho–TDP-43 (green) and annexin A11 aggregates (red). (P) Costaining for ubiquitinated aggregates (red, annexin A11; green, ubiquitin) showedoccasional colocalization (white arrow). Scale bars, 30 mm (A, E, G, and H), 20 mm (B and C), 15 mm (D), 50 mm (F, I, J, K, and L), 25 mm (M and N), and 50 mm (O and P).

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These included skein-like (Fig. 2B), large-caliber, tubular-shapedstructures (Fig. 2, C and D), as well as filamentous and more complexbasket-like inclusions (Fig. 2E). Annexin A11–positive neuronal cy-toplasmic inclusions were also evident in small numbers in the motorcortex, dentate gyrus of the hippocampus, and temporal neocortexsometimes accompanied by abundant torpedo-like neuritic structuresin the neuropil (Fig. 2F). Occasional sparse annexin A11–positive neu-ronal cytoplasmic inclusions and neurites were also seen in the occipitallobe, but no staining was observed in the cerebellum. Staining for theamyloid precursor protein, neurofilament (light, medium, and heavy),and b3-tubulin was negative. SALS cases (n = 13) devoid of knownmu-tations were negative for annexin A11 neuronal cytoplasmic inclusionsin the spinal cord (Fig. 2G), as were two C9orf72 expansion–positivecases and an SOD1-positive case with a p.D101G mutation (Fig. 2, Hto J). Additionally, tissue from three ALS/frontotemporal dementia(FTD) cases (Fig. 2K), three Alzheimer’s disease patients (Fig. 2L), andthree Parkinson’s disease patients were negative for annexin A11–positive neuronal cytoplasmic inclusions in the cortex (n = 2) and spi-nal cord (n= 1) forALS/FTDcases and in cortical and brainstem tissuefor Alzheimer’s disease and Parkinson’s disease patients, respectively.Spinal cord annexinA11 staining was negative in 13 controls (Fig. 2M)(including frontal and temporal cortex and medulla regions in threecontrols). Double fluorescent labeling of phospho–TDP-43 and annexinA11 in spinal cordneurons showedno evidence of colocalization (Fig. 2,N and O). Some annexin A11–positive aggregates were ubiquitinated(Fig. 2P). The cytoplasmic aggregates seen in postmortem tissue fromthep.D40GALSpatientmaybe causedby enhanced annexinA11 expres-sion due to an additional promoter mutation. However, screening of theANXA11 promoter identified no new, rare or common variants [minorallele frequency (MAF), <0.05] in any of the cases carryingANXA11mu-tations. Furthermore, in lysates prepared from frozen frontal cortex post-mortem tissue from anALS casewith the p.D40Gmutation, there was nochange in the amount of annexin A11 compared to three age- and sex-matched controls (fig. S3).

Overexpressed mutant annexin A11 forms insoluble proteinaggregates in mouse primary motor neuronsTounderstand the functional significance of these variants, weundertooka series of cellular studies ofmutations identified in our exome set.Wegenerated annexin A11WT, annexin A11G38R, annexin A11D40G, andannexinA11R235Q taggedwith hemagglutinin (HA) or green fluorescentprotein (GFP) at the C terminus. Constructs were expressed in mouseprimarymotor neurons and human embryonic kidney (HEK) 293 cells.Mouse primary motor neurons transfected with annexin A11WT HA-tagged constructs showed nuclear and cytoplasmic localization. In thecytoplasm, annexinA11was present in larger vesicle-like structures andsmaller foci structures and was diffusely distributed throughout thesoma, axons, and dendrites (Fig. 3A). Apart from annexin A11R235Q,whichwas elevated in the cytoplasm, there was no evidence that the othermutations affected the distribution between the nucleus and cytoplasm(Fig. 3B) (32). Annexin A11R235Q mutant protein appeared to aggregateinto the foci but was never associatedwith vesicle-like structures, and dif-fuse staining was absent (P < 0.001) (Fig. 3C). Annexin A11D40G had asimilar pattern to wild-type (WT) protein, but annexin A11G38R

displayed significantly less association with vesicle-like structures (P =0.005). Annexin A11R235Q GFP-tagged protein in HEK cells showedmarked aggregation into ubiquitin and p62-positive inclusions thatspecifically bound endogenous annexin A11 antibody, which was con-firmed by Western blot (fig. S4). Annexin A11R235Q GFP-tagged pro-

Smith et al., Sci. Transl. Med. 9, eaad9157 (2017) 3 May 2017

tein also produced high–molecular weight insoluble species that wereobserved on Western blot (Fig. 3, D and E) (P = 0.007).

Annexin A11R235Q sequesters wild type annexin A11Wealso investigated whether the aggregation-prone p.R235Qmutationrecruited WT annexin A11. Human neuroblastoma SH-SY5Y cellswere cotransfected with constructs of either annexin A11WT taggedwith GFP and annexin A11WT tagged with HA or annexin A11R235Q

tagged with GFP and annexin A11WT tagged with HA (Fig. 4A). Themerged image of cells expressing annexin A11WT tagged with HA andannexin A11WT tagged with GFP showed nuclear staining and dif-fuse cytoplasmic staining (Fig. 4A, top). Annexin A11R235Q taggedwith GFP showed cytoplasmic puncta, and the WT protein taggedwith HA showed colocalization with the mutant protein (Fig. 4A,bottom). This suggests that insoluble mutant annexin A11R235Q re-cruits WT annexin A11. This recruitment ofWT annexin A11 tomu-tant aggregates was confirmed by conducting a solubility assay onHEK cells cotransfected with annexin A11WT HA tagged and eitherannexin A11WT or annexin A11R235Q tagged with GFP, followed by im-munoprecipitation (IP) andWestern blot analysis. For the solubility as-say, only the insoluble urea fraction of the annexin A11WT HA-tagged/annexin A11R235Q GFP-tagged cotransfection contained annexin A11WT

compared to thecotransfectionwithannexinA11WT(Fig. 4B), demonstrat-ing that the insoluble p.R235Qmutant protein can sequester WT annexinA11. Furthermore, we cotransfected HEK cells with HA-tagged annexinA11WT and GFP-tagged annexin A11R235Q. We pulled down the mutantproteinwith rabbit anti-GFP antibody and probed the blot withmouseanti-HA antibody, which demonstrated that WT annexin A11 coim-munoprecipitated with the insoluble mutant protein (Fig. 4C). Thissuggests that mutant annexin A11 is able to recruit WT annexin A11and may therefore exert toxicity in a dominant-negative manner.

Annexin A11 mutant proteins do not bind to calcyclinResidues 50 to 62 in annexinA11 bind to calcyclin (encoded by S100A6)(33) and are in close proximity to the p.G38R and p.D40G mutations,so we sought evidence for any effect of the mutations on this interac-tion. Calcyclin is a 10-kDaprotein that contains twoEF-hand calcium-bindingmotifs (34). Secondary structure prediction analysis (using thealgorithm Jpred4) (35), carried out on an alignment of all mammalianannexin A11 ortholog sequences, predicted that residues 40 to 44 and51 to 59 potentially form dual putative amphipathic helices, a findingthat correlates with a previous investigation of recombinant mouseannexin A11 (fig. S5A) (36). The helices also mirror those seen inannexinA1,which, in the absence of calcium ions, are embeddedwithinthe annexin core but then are released upon activation by calcium ions,facilitating their binding to S100 calcium-binding protein A11 and alsomediating calcium-dependent protein-membrane interactions (fig. S5,B and C) (37, 38). Although the N terminus of annexin 11 is much lon-ger than and highly divergent from the N terminus of annexin 1, thehigh conservation of the first four residues in the second helix (QEYVin annexin 1 versus QDYL in annexin 11) implies a possible conservedbinding site in the annexin core and is additional evidence for a similarmechanism of action. Both the annexin A11 p.G38R and p.D40G var-iants are predicted to prevent or severely reduce formation of the firstamphipathic helix (fig. S5D). Extending this analysis to 22 rare andcommon polymorphisms spanning the D40 residue and listed inExAC, we predicted no abolition of the first or second N-terminalamphipathic helix (fig. S6), suggesting that this disruption of struc-ture is disease-specific.

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To assess the effects of mutations in annexin A11 on binding to cal-cyclin, we performed binding assays of GFP-tagged annexin A11WT

and the annexin A11G38R/D40G/G189E/R235Q mutants using a previouslypublished in vitro IP assay (39). Annexin A11WT coimmunopre-cipitatedwith calcyclin, confirming that annexinA11 binds to calcyclin.Annexin A11D40G showed disruption of binding to calcyclin, as didannexin A11G189E and annexin A11R235Q mutant proteins (Fig. 5A). An-nexin A11G38R binding to calcyclin, however, was markedly increasedcompared toWT annexin A11. To assess the specificity of the loss of cal-cyclin binding due to annexin A11 mutations, we also conductedbinding assays with four ANXA11 variants present in control individ-uals. These were a rare p.D40H variant (rs368751524, seen once only inExAC) not detected in our ALS cases, two common NFE N-terminalpolymorphisms flanking p.D40G—p.P8L (rs147334030; MAF, 0.007)and p.R191Q (rs2229554; MAF, 0.05)—and the p.R230C SNP asso-ciatedwith sarcoidosis (rs1049550;MAF, 0.44). These polymorphismsbehaved in the same manner as WT annexin A11 and did not alter

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calcyclin binding (fig. S7). Therefore, disruption of calcyclin bindingin ALS cases harboringANXA11mutations is disease-specific. No dif-ferences were observed in the binding of annexin A11 to other knownbinding partners such as apoptosis-linked gene 2 [ALG-2 (encoded byPDCD6)] and sorcin (fig. S8).

Calcyclin is overexpressed in corticospinal tract astrocytes ofALS patientsSpinal cord sections from the ALS patient carrying the p.D40G muta-tion were stained with anti-calcyclin antibody. Although there was noobservable difference in neuronal staining between the ALS case andcontrols, increased calcyclin expression was detected in the cytoplasmof astrocytes in the lateral corticospinal tracts compared to controls(Fig. 5B, i and ii). This was not a mutation-specific event becauseelevated calcyclin expression was also seen in apparent SALS caseswithout known ALS mutations (Fig. 5B, iii). Increased expression ofcalcyclin in astrocytes of the corticospinal tract has previously been

Fig. 3. Transfection ofWT andmutant annexin A11 intomouse primarymotor neurons andHEK cells. (A) HA tagged annexin A11WT andmutant annexin A11G38R/D40G/R235Q

constructs were transfected into mouse primary motor neurons. Transfected cells displayed (A) cytoplasmic vesicle–like structures for annexin A11WT/G38R/D40G and (B) increasedlocalization of smaller foci in the cytoplasm of annexin A11R235Q transfected neurons [***P = 0.0004, one-way analysis of variance (ANOVA) and Dunnett’s post hoc test; barsrepresent mean and SEM]. Vesicles were defined as structures with a diameter between 0.5 and 1.9 mm (mean, 1 mm) and foci as structures with a diameter between 0.16 and0.5 mm(mean, 0.3 mm). (C) A significant proportion of foci were associatedwith annexinA11R235Q (****P<0.0001, one-wayANOVAandDunnett’s post hoc test); a smaller proportionof vesicles were associated with annexin A11G38R and were absent with annexin A11R235Q (**P = 0.0051 and ****P < 0.0001, respectively, one-way ANOVA and Dunnett’s post hoctest). (D) Transfection of HEK cells with GFP tagged annexin A11WT/G38R/D40G/G189E/R235Q constructs followed by a solubility assay [showing lysate (L), soluble (S), and insoluble (I)fractions] revealed that annexinA11R235Q formeddetergent-resistant insoluble aggregates. (E) The amountof theannexinA11R235Q insoluble fraction is statistically significantwhencompared with that for the WT protein (***P = 0.007, one-way ANOVA with Dunnett’s post hoc test).

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reported in SALS cases, as well as in SOD1G93A transgenic mice, butthe functional significance of this observation is unknown (40, 41).

Overexpression of calcyclin prevents aggregation of p.R235Qmutant annexin A11We also explored the impact of calcyclin interactions on annexin A11solubility. We cotransfected FLAG-tagged calcyclinWT with GFP-tagged annexinA11WTor annexinA11R235Q inHEK cells and assessedannexin A11 solubility using the NP-40 insolubility assay and West-ern blot analysis. Remarkably, the increase in calcyclin expression re-duced soluble WT and p.R235Q annexin A11 but cleared insolubleannexin A11R235Q (Fig. 5C). This suggested that increasing calcyclinmay inhibit annexin A11 expression or enhance annexin A11 clear-ance through a degradation pathway. Treating the cotransfected cellswith the ubiquitin proteasome inhibitor MG132 for 24 hours restoredannexin A11R235Q insolubility (Fig. 5D; P < 0.001).

DISCUSSIONUsing a stringent filtering strategy on a large cohort of FALS exomesequences (n = 694) in conjunction with a shared variant analysis of 50Caucasian kindreds, we identified a nonsynonymous mutation p.D40G

Smith et al., Sci. Transl. Med. 9, eaad9157 (2017) 3 May 2017

in ANXA11, shared in two U.K. familiesbut absent from >70,000 control exomesequences. The mutation segregated withdisease within the families and was de-tected in an additional Italian FALS pro-band. Sequencing of 180 unrelated U.K.SALSpatients identified p.D40G in a sixthindividual, providing further evidencethat p.D40G is associated with ALS.

Our study was limited by two factors.First, the primary shared variant analysisthat formed the basis of the study relied onthe pathogenic variant for each family be-ing a nonsense, missense, or splicing mu-tation located in a region sequenced to anadequate depth in all family members.Second, because we lacked power to per-form traditional linkagewithinour p.D40Gkindreds, we devised a simulation-basedapproach to model the number of newvariants that would be found by chancemultiple times in a disease cohort of thissize. Using this strategy, we were able todemonstrate that the p.D40G mutation isassociated with ALS in the four kindreds(P = 0.0102). In addition, all p.D40G indi-viduals had a common founder p.D40Ghaplotype, which adds to the growing listof founder ALSmutations (42–44). A newp.G175Rmutation segregatedwith diseasein another kindred; several differentANXA11mutations clustered in the N ter-minus of the molecule were also associatedwith ALS, which implicates a functionalimpact of mutations in this region.

Mutations in ANXA11 present a clin-ical phenotype characterized by late-onset

classical ALS with five of six p.D40G cases having bulbar-onset disease.Postmortem tissue from a p.D40GALS case displayed abundant annex-in A11–positive aggregates withinmotor neurons in the spinal cord andin neurons and neuropil in the neocortex and hippocampus in additionto the classical features of neuronal loss, phospho–TDP-43 inclusions,and astrogliosis.

Annexin A11 is a phospholipid-binding protein that forms phos-pholipid vesicles in vitro in a calcium-dependent manner (36). It mayparticipate in vesicle trafficking, but it has also been reported to play arole in apoptosis, exocytosis, and cytokinesis (18, 36). Annexin A11 co-localizes with calcyclin in the nuclear envelope during prophase of mi-tosis (45); however, little is known about its role in postmitotic neurons.

Our cellular expression studies indicate that annexin A11 doesform vesicle-like structures in motor neurons, providing circumstan-tial evidence for a role in vesicular transport (Fig. 3). Annexin A11 hasrecently been shown to participate in regulating the delivery of vesic-ular cargoes from the endoplasmic reticulum to the Golgi apparatus,which ismediated through annexin A11 binding to ALG-2 to stabilizeSec31A (46). In our study, however, annexin A11 mutations did notdirectly affect binding to ALG-2 in IP assays.

Annexin A11mutations could behave in a dominant-negative man-ner and interfere with the normal function of WT annexin A11. We

Fig. 4. AnnexinA11with thep.R235Qmutation sequestersWTannexinA11. (A) CoexpressionofANXA11WT taggedwithHA andANXA11R235Q taggedwithGFP in SH-SY5Y cells demonstrated colocalization by immunocytohistochemistry, suggest-ing that the mutant protein sequestered the WT protein. Scale bars, 10 mm. (B) To confirm this observation, we conductedsolubility assays, generating lysate, soluble, and insoluble fractions, followed by Western blot. Expression of GFP-taggedANXA11WT andGFP-taggedANXA11R235Q inHEK cells replicated that seen in Fig. 3D,with aggregates seenonly in the insolublefraction (labeled as I) of ANXA11R235Q. Coexpression of GFP-tagged ANXA11WT or ANXA11R235Q with an equal amount ofHA-tagged ANXA11WT in HEK cells resulted in accumulation of HA-tagged ANXA11WT in the insoluble fraction only whencoexpressed with GFP-tagged ANXA11R235Q (indicated by a red cross) (n = 3). (C) A further IP assay also confirmed seques-teringof ANXA11WTbyANXA11R235Q. CotransfectionofHEK cellswithGFP-taggedANXA11R235Q andHA-taggedANXA11WT

followed by IP with rabbit anti-GFP antibody, and probing with mouse anti-HA antibody demonstrated direct sequestering ofANXA11WT in the IP fraction. This included higher insoluble molecular weight species compared to control empty plasmidvector and empty plasmid vector plus GFP (top). Verification of the IP was shown by staining with mouse-GFP (input totalprotein lysate and IP;middle) andpositive stainingofHA-taggedANXA11WT [input andnonboundbead flow-through (FT); top].

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have demonstrated the sequestration of WT annexin A11 into aggre-gates with the p.R235Q mutant annexin A11. We also observed a largenumber of annexin A11 inclusions in affected neurons in postmortemtissue from a patient carrying the p.D40Gmutation, which is consistentwith a dominant-negative mechanism. Most ANXA11 mutations are,however, in the N terminus and do not appear to alter solubility or in-duce aggregation in cultured cells. Thep.D40Gandp.G38Rmutations lieclose to the calcyclin-binding domain in annexin 11. Calcyclin is knownto play a role in proteostasis, during which it forms a functional complexwith calcyclin-binding protein (CACYBP) and the RING-type E3 ubi-quitin ligase SIAH-1 that regulates ubiquitination and degradationof many proteins including b-catenin (47). We observed significantdifferences in calcyclin binding with several annexin A11 mutations.Calcyclin binding was inhibited by p.D40G and p.G189E mutationsbut was consistently increased above that for WT by the p.G38R mu-tation. Therefore, loss of calcyclin binding may result in an accumu-

Smith et al., Sci. Transl. Med. 9, eaad9157 (2017) 3 May 2017

lation of cytoplasmic annexin A11, promoting formation of insolubleaggregates. Because most N-terminal mutations abolished calcyclinbinding, this suggested that calcyclin may also be necessary for annex-in A11 structure and function and that N-terminal mutations maytherefore act through a loss-of-function mechanism. Although thep.R235Qmutant annexin A11 also failed to bind to calcyclin (possiblybecause of aggregation), it is interesting to note that the overexpres-sion of calcyclin led to clearance of insoluble p.R235Q annexin A11 ag-gregates by facilitating proteasomal degradation. Because p.R235Qmutant annexinA11 is able to sequesterWT annexinA11, it could alsodisrupt binding of the WT protein to calcyclin in the same manner asthe p.D40Gmutation; therefore, a dominant-negative loss of functioncould be a common mechanism.

We and others have shown that calcyclin expression is increased inastrocytes in apparent SALS cases, as well as in the patient carrying thep.D40G mutation (40, 41). Although this phenomenon is not solely

Fig. 5. Annexin A11 mutations disrupt binding to calcyclin. (A) Western blot demonstrating lack of binding of FLAG-tagged calcyclin to GFP-tagged mutant annexin A11(ANXA11D40G, ANXA11G189E, and ANXA11R235Q) compared to ANXA11WT after IP (n = 3). Top: GFP intensities of input and immunoprecipitated fractions, with immunoglobulinG (IgG) heavy [50 kDA (*)] and light [25 kDa (**)] chains indicated. Bottom: Input and IP of FLAG-tagged calcyclin alone. Ctrl, control. (B) Cross section of postmortem spinal cordtissue showing calcyclin expression in (i) controls and (ii) a SALS case with the p.D40G mutation. High calcyclin expression can be seen in the lateral corticospinal tracts (blackarrows). (iii) SALS casewith no knownALS causingmutation but displaying strong expressionof calcyclin in the lateral corticospinal tracts in postmortemspinal cord (black arrows).Scale bars, 40 mm(i), 30 mm(ii), and 25 mm (iii). (C) To determine the effect of calcyclin overexpression on aggregation, we conducted anNP-40 solubility assay by coexpressing 500 ngofGFP-taggedANXA11WTorANXA11R235Q and500ngof FLAG-taggedcalcyclin inHEK cells. Clearanceof insolublep.R235Qmutant annexinA11aggregatesbycalcyclinwasobserved.Addition of the proteasomal inhibitor MG132 restored the aggregation event by blocking degradation of the aggregated proteins by the ubiquitin proteosomal pathway. Anequivalent amount of empty GFP vector (500 ng) was added toHEK cells expressingWT or p.R235Qmutant annexin A11 as a loading control. (D) Quantification of the proportionof insoluble fractions from (C) relative tountreatedANXA11GFP (WT) including calcyclinoverexpression (+C) and calcyclinoverexpressionplusMG132 treatment (+C+M). Bandswerequantifiedwith ImageJ, and intensity was calculatedwith respect to untreatedGFP-tagged ANXA11WT. A one-way ANOVA test demonstrated significance for increased aggregationdue to the p.R235Q mutation and rescue of aggregation in p.R235Q mutant cells by calcyclin overexpression and MG132 treatment (R235Q + C + M). *P < 0.05 and ***P < 0.001,respectively, one-way ANOVA and Dunnett’s post hoc test (n = 3).

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linked to ANXA11 mutations, it raises the possibility that increasedastrocytic calcyclin expression is a response to defective proteostasis.Cells in which TDP-43 is knocked down demonstrate increased expres-sion of calcyclin transcripts (48, 49). Additionally, elevated calcyclinconcentrations can lead to formation of oligomers that have amyloido-genic properties that may seed superoxide dismutase 1 (SOD1) aggre-gation (50).

In summary, we have identified six rare ANXA11 variants in 13 in-dividuals, which account for ~1%of familial and 1.7% of apparent SALScases in our cohort. Functional investigation of four of these variants(p.G38R, p.D40G, p.G189E, and p.R235Q) yielded initial insights intoa causative role in ALS biology. However, the contribution of the re-mainingANXA11 variants to disease has yet to be determined.ANXA11variants altered binding to calcyclin, which led to aggregation of annex-inA11 in the cytoplasmof transfected cells and in neuronal cytoplasmicinclusions in postmortem spinal cord and brain tissue from ALS pa-tients. The identification of ANXA11 variants further implicates calcium-binding proteins and intracellular trafficking in ALS pathobiology (51).Further work investigating how annexin A11 mutations affect the fold-ing of annexinA11, its binding to calcyclin, vesicular transport, andTDP-43 aggregation will help to clarify the underlyingmechanisms of diseasepathogenesis.

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MATERIALS AND METHODSStudy designThe aims of this study were to (i) identify genes harboring dominantMendelian mutations that cause FALS and (2) assess the impact ofthose mutations in functional cellular assays and in postmortem tis-sues. Sample size was based on availability of DNA from fully con-sented FALS cases in which known pathogenic mutations had beenexcluded. Through international collaborations, we analyzed theexome sequences of 694 probands, which is the largest single dataset from FALS cases with European ancestry. The exome data werefiltered to exclude likely false-positive variant calls, any variants ob-served in databases of non-ALS individuals, and variants observed onlyin patients of a single nationality. Two parallel approaches were taken tofind associated genes: (i) variants that segregated in all affected relativeswithin a family and were also found in more than 1 of the 50 familiesto which these criteria could be applied, and (ii) variants that werefound in three or more unrelated probands. A set of 180 SALS caseswas used as a replication cohort and screened for the presence of anyvariants identified in the discovery phase. The significance of the as-sociation between any identified variants and ALS was estimated bysimulating large numbers of random cohorts of 874 European indi-viduals extracted from the ExAC database of variant frequencies andobserving the proportion of these cohorts that supported the nullhypothesis, that is, the proportion that contained a variant privateto the simulated cohort and present in an equal or greater numberof individuals than the associated variant.

The results implicated a missense variant, p.D40G, which was lo-cated close to a calcyclin-binding site in the protein encoded by thegene ANXA11. As per the second aim of the study, we then function-ally characterized the effects of this mutation and other privateANXA11 variants to explore putative disease mechanisms. This in-cluded overexpression studies in HEK and SH-SY5Y cells, in vitrobinding assays with calcyclin, the major known binding partner ofANXA11, IP assays, staining of spinal cord postmortem tissue forANXA11 inclusions and calcyclin expression, in vitro aggregation as-

Smith et al., Sci. Transl. Med. 9, eaad9157 (2017) 3 May 2017

says, and predicted alterations to the secondary structure of theANXA11 protein.

DNA samplesFull patient consent was provided by FALS and SALS index patientsand control individuals for research purposes. All patients had a di-agnosis of definite or probable ALS based on revised El Escorial crite-ria (52) with at least one relative known to have ALS and/or FTD. AllFALS patients were prescreened for the C9orf72 intronic hexanu-cleotide expansion, and any positive samples were excluded fromthis analysis. The discovery cohort was composed of 694 FALS pro-bands sourced from the United States (266), U.K. (193), Italy (138),Spain (33), Germany (25), Ireland (17), Canada (9), Netherlands (9),Belgium (3), and New Zealand (1). An additional 60 affected relativesof these probands, representing 50 families, also underwent exome se-quencing in tandem for segregation analysis. Sequence data for 102 ofthe cases in the cohort were obtained, with permission, from thedbGAP (database of Genotypes and Phenotypes) repository [NationalInstitutes of Health (NIH) Exome Sequencing of FALS, National In-stitute of Neurological Disorders and Stroke (NINDS), phs000101.v4.p1, Traynor].

Exome sequencing and bioinformatic analysisPaired-end FASTQ files from Illumina exome sequencing were alignedto the hg19 human reference using Novocraft NovoAlign and variantscalled with SAMtools v1.1 mpileup. VCF files were filtered at DP≥ 10,GQ≥ 20, andMQ≥ 50, and indels were normalized with bcftools v1.1norm. Functional annotation, pathogenicity predictions, andmatches to1000 genomes were added with table_annovar.pl (53), whereas all otherannotation was added via custom perl scripts. Variants were filtered outif they were not novel [defined as being present in either 1000 genomes(www.1000genomes.org), ExAC (http://exac.broadinstitute.org/),Exome Sequencing Project (http://evs.gs.washington.edu/EVS/),UK10K (www.uk10k.org/), or 672 in-house exome controls] or if theywere located at positions with a read depth <10 in >25% of ExACsamples. Insertions and deletions were excluded because of theincreased error rate inmatching variants to control databases assembledand called by alternative pipelines. Synonymous and intronic variantswere assessed by NetGene2 and GeneSplicer and excluded if nochanges in scores compared to the reference allele were observed atlocations matching to known Refseq acceptor or donor splice sites.Common ancestry between samples was taken from existing familialannotation where available and also deduced from IBD analysis inPLINK v1.07 (54). Two parallel approaches were then taken to narrowdown this set of high-quality, novel, protein-changing variants to thosemost likely to be pathogenic in ALS. First, we identified the variants thatwere shared between all exome-sequenced cases of the 50 families forwhich data were available for more than one family member, an ap-proach used successfully in many Mendelian disorders (55). Second,we identified all the variants that were shared by three or more pro-bands, selected as the sample from each of the 694 families with thehighest proportion of the exome covered at a depth ≥10×. The readalignments weremanually inspected for all resulting variants, and clear-ly identifiable false positives were removed, resulting in an effective re-vised filter cutoff of GQ ≥90.

Simulation studies using ExAC variant callsTo assess the null hypothesis, that finding a novel protein-changingvariant four or more times would also likely to occur in a nondisease

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cohort, we chose a simulation strategy on the basis of variant callsfrom the ExAC database. The VCF files for the r.0.3 release of ExACwere annotated and filtered by the identical pipelines described above,with the exception that only variants present within the NFE popula-tion of ExAC samples were considered. ExAC NFE heterozygote andhomozygote counts were added together to give NFE carrier counts.The data were then further filtered to only retain variants shared by fouror more carriers (n = 67,154). These variants were then randomly dis-tributed across 33,370 simulated ExAC European individuals. TheFALS + SALS cohort was then simulated by randomly selecting 874of these individuals (694 FALS probands + 180 SALS) from the totalpool. To replicate the variant that is novel across the remainder of thedata set, each variant in the filtered ExACdata set was rejected if all NFEcarriers were not within the simulated cohort. A cohort was deemed tohave passed if at least one variantmet the above criteria. TheP valuewascalculated as the proportion of cohorts that passed, after sufficient per-mutations of random cohorts had been generated to achieve a stableresult to two significant figures. All random integers were generatedusing the perl CPAN Math::Random::Secure irand function.

Genetics screeningAll coding exons ofANXA11 (Refseq IDNM_145869) were amplifiedusing standard polymerase chain reaction (PCR) procedures. At least100 base pairs of flanking intronic sequence was included to detectsplice site mutations (primers are listed in table S4). Amplicons weredirectly sequenced with BigDye Terminator v1.1 on an ABI 3130 ge-netic analyzer (Applied Biosystems Pty Ltd.), and sequence chroma-tograms were analyzed for mutations using Sequencher 4.10 directlyby eye (Gene Codes Corporation). Reconfirmation of novel mutationswas conducted by redilution of stock DNA and re-PCR and direct se-quencing. Rare variant positions inANXA11were also filtered against3596 Italian exome controls. A total of 909 local control U.K. samplesmatched for sex and age were assayed for ANXA11 genomic SNPpositions for the p.G38R, p.D40G, p.G189E, and p.R235Q mutationsusing KASPar genotyping methods by LGC Genomics.

Haplotype studyMicrosatellites surrounding the ANXA11 locus were identified usingHg19build of theUniversity of California, SantaCruzGenomeBrowser(www.genome.ucsc.edu/) and amplified by standard PCR with the for-wardprimer incorporating a fluorescent 6-carboxyfluorescein (FAM) label.Onemicroliter of PCRproductwas run using fragment analysis on anABI3130 genetic analyzer. Allele sizing was conducted using GeneMapper V4.SNP markers rs41291392, rs17617713, rs72821609, and rs72805713 weregenotyped using standard PCR and direct sequencing (primers arelisted in table S4). The genomic haplotype locus figure (fig. S2) wasdrawn using the “Dalliance” program (56).

Plasmids and cloningAcomplementaryDNA(cDNA) encodingANXA11was amplified frompEGFP-C3/ANXA11 (57) with the following pair of oligonucleotideswith a Bam HI site (underlined): 5′-TAGGATCCACCATGAGC-TACCCTGGCTATCC-3′ (sense) and 5′-GCGGATCCGAGT-CATTGCCACCACAGATCTT-3′ (antisense). The DNA fragmentobtained was subcloned into the pCR–Blunt II–TOPO (Invitrogen).To construct pANXA11-GFP, a Bam HI fragment from pCR–BluntII–TOPO/ANXA11 was inserted into the Bam HI site of pEGFP-N-SGG (58). Single–amino acid changes (G38R, D40G, and R235Q) wereintroduced into pANXA11-GFP by PCR-based site-directed mutagen-

Smith et al., Sci. Transl. Med. 9, eaad9157 (2017) 3 May 2017

esis. To construct pFLAG-S100A6, we inserted an Eco RI fragment ofpCR2.1 TOPO/S100A6 (provided by K. Hitomi, Nagoya University,Japan) into the EcoRI site of pCMV3xFLAG-B (59). A cDNA encodingsorcin was amplified from human fetus cDNA library (Clontech) andsubcloned into the pCMV-Tag 2A (Stratagene) to construct pFLAG-sorcin. An expression vector encodingALG-2N-terminally taggedwithFLAG (pFLAG-ALG-2 RNAiR) was described previously (60).

ANXA11 expression vectors (Gateway pcDNA3.1/nV5-DEST,Invitrogen) encoding C-terminal HA-tagged ANXA1 WT, p.G38R,p.D40G, and p.R235Q mutants were used in this study. Site-directedmutagenesis was performed according to the manufacturer’s protocol(QuikChange II Site-Directed Mutagenesis Kit, Stratagene) using anANXA11-HA–tagged pDONR221 entry clone plasmid to produceconstructs harboring the novel mutants identified in this study. ThepDONR221-ANXA11 mutant constructs were then recombined withpT-REx-DEST30 to create the final mutant expression constructs. Allconstructs were verified by sequencing.

AntibodiesMouse monoclonal anti-GFP at 1/2000 (cat. no sc-9996, Santa CruzBiotechnology),mousemonoclonal anti–glyceraldehyde-3-phosphatedehydrogenase (GAPDH) (cat. no G8795, Gillingham), and mousemonoclonal histone H3 (cat. no 96C10, New England Biolabs) wereused for detecting lysate, soluble, and insoluble fractions on Westernblot fromNP-40 insolubility assays. In the annexin A11/EF-hand pro-tein (calcyclin, ALG-2, and sorcin) binding assays, mouse monoclonalanti-FLAG (cat. no. F3165, Sigma-Aldrich) was used to immuno-precipitate FLAG-tagged EF-hand proteins, and mouse monoclonalanti-GFP (cat. no. sc-9996, Santa Cruz Biotechnology) and mouse mono-clonal anti-FLAG or rabbit polyclonal anti-FLAG (cat. no. F7425, Sigma-Aldrich) were used to detect GFP-fused proteins and FLAG-taggedproteins, respectively. Polyclonal rabbit anti-ANXA11 (cat. no. 10479-2-AP, Proteintech) was used for ANXA11R235Q staining of HEK cells(fig. S4) and spinal cord of the p.D40G SALS patient, SALS patientdevoid of known ALS causing mutation, other neurodegenerative dis-orders, and controls. Polyclonal rabbit anticalcyclin (cat. no. 10245-1-AP, Proteintech) was used for immunohistochemistry (IHC) of patientand control postmortem tissue and detection of FLAG-tagged calcyclinby Western blot in HEK cells.

Transfection of HEK and SH-SY5Y cellsHEK293T and SH-SY5Y cells were maintained in Dulbecco’s modi-fied Eagle’s medium (DMEM) with high glucose plus GlutaMAX andDMEM/F-12, respectively (Life Technologies), with 10% fetal bovineserum, penicillin (100 U/ml), and streptomycin (100 mg/ml) in awater-jacketed incubator at 5% CO2. For solubility fractionation,transfections were performed in 12-well plates with 500 ng of plasmidDNA and 1.5 ml of FuGENEHD (Promega) per well according to themanufacturer’s protocol. For immunofluorescence, HEK293T cellswere plated at 25,000 cells/cm2 on 13-mm-diameter, 1.5-mm-thickcoverslips coated with poly-D-lysine (Sigma-Aldrich) in 24-well platesand transfected with 250 ng of DNA and 0.75 ml of FuGENE HD.SH-SY5Y cells were transfected in the same manner except that thetransfection reagent used was Lipofectamine (Fisher Scientific).

FLAG-S100A6 and ANXA11-GFP binding assaysHEK293YS14 cells (a subclonedHEK293 cell line) (61), whichhadbeenplated on the previous day, at a density of 1.8 × 106 cells per 10-cm dishwere transfected with expression plasmids using polyethyleneimine

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(150 mg) (Polysciences) and then cultured for 24 hours. To attainequivalent expression level, we used the following amounts of plasmidDNA for SGFP2-fused proteins: 3 mg of pSGFP2-N-SGG, 5 mg ofpANXA11WT-SGFP2, 6 mg of p.G38R, 7 mg of p.D40G, 6 mg of p.G189E,10mgofp.R235Q,5mgofp.P8L, 5mgofp.D40H,5mgofp.R191Q, and5mgof p.R230C. The cells were washed and harvested with phosphate-buffered saline (PBS), suspended in 210 ml per 10-cm dish (for cellsexpressing SGFP2-fused proteins in the case of interaction with calcy-clin), 470 ml per 10-cmdish (for cells expressing SGFP2-fused proteinsin the case of interactions with ALG-2 or sorcin), or in 350 ml per 10-cmdish (for cells expressing FLAG-tagged proteins) of lysis buffer [20 mMHepes-KOH (pH 7.2), 142.5 mM KCl, and 2.5 mMMgCl2] containing0.2% Triton X-100, 10 mMEGTA, protease inhibitors [1 mME64, leu-peptin (3 mg/ml), 0.1 mM Pefabloc, 2 mM pepstatin A, and 0.2 mMphenylmethylsulfonyl fluoride], and phosphatase inhibitors (50 mMNaF, 10 mM b-glycerophosphate, and 1 mM Na3VO4). After 30 minon ice, the cell lysates were centrifuged at 15,000g for 10 min at 4°C.The cleared lysates of the cell expressing GFP-fused proteins weredivided into aliquots of 200 ml and mixed with 100 ml of the clearedlysates of the cells expressing FLAG-tagged proteins. Twenty micro-liters of themixture was taken as input. The samples were rotated at 4°Cfor 90 min in the presence of 100 mM CaCl2, mixed with 0.8 mg ofmouse antibody against FLAG (M2) (cat. no F7425, Sigma-Aldrich),and rotated at 4°C for further 60 min. Then, the samples were incu-bated overnight at 4°C with 10 ml of Dynabeads Protein G (Novex andInvitrogen). The beads were collected using a magnet and washedtwice with 500 ml of lysis buffer containing 0.1% Triton X-100 and100 mM CaCl2. Washed beads were boiled for 5 min in 56 ml of 1×SDS–polyacrylamide gel electrophoresis sample buffer. Four microli-ters of input and 8 ml of IP (for detection of FLAG-tagged proteins) or1.2 ml of input and 12 ml of IP (for detection of GFP-fused proteins)were run on a Western blot.

FLAG-calcyclin and ANXA11-GFP overexpression in HEK cellsFive hundred nanograms ofANXA11-GFPWT andANXA11-GFPR235Q

constructs was cotransfected with 500 ng of FLAG-calcyclin in a six-well dish of HEK cells plated at 25,000 cells/cm2. Untreated ANXA11-GFPWT and ANXA11-GFPR235Q were cotransfected with an emptypEGFP-C1 vector (Clontech Pty Ltd.). Duplicate wells of ANXA11-GFPWT and ANXA11-GFPR235Q transfected cells were also treatedwith 0.5 mMMG132 24 hours before harvesting (48 hours after trans-fection). Cells were harvested and processed according to the NP-40insolubility assay below.

Culture of mouse primary motor neuronsMotor neurons were isolated from mouse embryos, cultured, andtransfected as described (62). Cells were fixed 1 or 4 days after transfectionand processed for immunofluorescence. After antigen retrieval in citratebuffer for 20 min and blocking in 5% bovine serum albumin (BSA) for1 hour, cells were hybridized overnight at 4°C with HA primary antibody(Covance, 1:1000) and were incubated with Alexa 488– or Alexa 594–conjugated secondary antibodies (Jackson Immunoresearch) for 1 hourat room temperature. Vesicles were defined as structures with a diam-eter between 0.5 and 1.9 mm (mean, 1 mm) and foci between 0.16 and0.5 mm (mean, 0.3 mm).

Protein fractionation, insolubility assay, and Western blotANXA11-GFP WT and mutant construct–transfected HEK cellswere harvested at 48 wells after transfection and fractionated using

Smith et al., Sci. Transl. Med. 9, eaad9157 (2017) 3 May 2017

an NP-40 solubility assay as described previously (63). Lysate andsoluble fractions were quantified using a BSA standard protein assayand 5 mg of lysate and soluble fractions analyzed byWestern blotting.The same volume of insoluble fraction was loaded as per cell lysate.Nitrocellulose membranes were probed with mouse monoclonal anti-GFP at 1:2000 dilution, mouse monoclonal anti-GAPDH at 1:2000dilution, and mouse monoclonal histone H3 at 1:1000 dilution in1% skimmilk and PBS-Tween. Band intensities were quantified usingImageJ (http://imagej.nih.gov/ij/). Membrane imaging was conductedwith fluorescent secondary antibodies, goat anti-rabbit, and anti-mouseIgG (H+L)DyLight 680Conjugate (cat. nos. 35568 and 35521, ThermoLife Sciences) on a LI-COR Odyssey Imager. Fifteen micrograms offrontal cortex lysate was run on polyvinylidene difluoride membranes,probed with 1/400 Proteintech rabbit ANXA11, developed usingenhanced chemiluminesence, and visualized using anti-rabbit chemi-luminescent horseradish peroxidase (cat. no. WBKLS0500, MilliporeImmobilon).

Cotransfection IP assayIndividual wells of a six-well plate were seeded with HEK cells andtransfected at 70% confluence with either annexin A11–GFPR235Q orannexin A11–GFPR235Q plasmid. A duplicate set of wells with annexinA11–GFPWTor annexinA11–GFPR235Qwere cotransfectedwith annexinA11–HAWT. At 48 hours, cells were harvested in immunopurificationbuffer [50 mM tris (pH 7.4), 150 mM NaCl, 1% Triton X-100, and100 mMCaCl2with protease and phosphatase inhibitors]. The cell lysatewas collected and incubated with an immunopurification antibody(rabbit anti-GFP, cat. no AB290, Abcam) and Dynabeads Protein G(Life Technologies) overnight at 4°C. The Dynabeads Protein Gantibody-protein complex was purified using magnetic separationand washed with immunopurification buffer before elution in loadingbuffer [variation on protocol described in (64)]. Lysates, IP, and flow-through fractions were run on a nitrocellulose membrane, and mem-brane imaging was conducted with fluorescent secondary antibodiesand a LI-COR Odyssey.

Mutation modeling and Jpred analysisThe Refseq protein database was searched with human ANXA11(NP_001148.1) via BlastP at the National Center for BiotechnologyInformation (http://blast.ncbi.nlm.nih.gov/Blast.cgi). The highestmatching sequence per vertebrate species from the first 250 resultswas aligned with all others using Muscle (www.ebi.ac.uk/Tools/msa/muscle/). Sequenceswere removed if they had a better reciprocalmatchto a different human annexin gene or if they contained significantnumbers of gaps, mismatching regions, or consecutive “X”s, implyingincomplete ormistranslated sequence. Fish were also excluded becausethey consistently showed significant divergence along the majority ofthe N terminus, and with the exception of the first 20 amino acids, asatisfactory alignment to other taxonomic classes could not be ob-tained. The resulting multiple alignment was hand-edited in GeneDocand submitted to Jpred4 (www.compbio.dundee.ac.uk/jpred4/) forsecondary structure prediction. Predictions were also made for theALS-associated variants p.G38R and p.D40G and 22 non-ALS variantsfrom the ExAC database flanking these residues, by replacing everyamino acid in themultiple alignmentswith the variant residue. Possibleamphipathicity of any resulting a helices was tested by submitting thesequences to Helixator (www.tcdb.org/progs/helical_wheel.php). Theprocedure was then repeated for human ANXA1, but with this gene,it was not necessary to exclude fish species from the alignment.

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NeuropathologyBrain tissue samples in 10% formalin-fixed, paraffin-embedded tissueblocks were available from the London Neurodegenerative DiseasesBrain Bank (King’s College London, U.K.). Consent for autopsy, neu-ropathological assessment, and researchwas obtained fromall subjects,and all studies were carried out under the ethical approval of the tissuebank. Block taking for histological and immunohistochemical studiesand neuropathological assessment for neurodegenerative diseases wasperformed in accordance with standard criteria.ImmunohistochemistryIHC was carried out in accordance with previously publishedprotocols (65). Briefly, sections of 7-mm thickness were cut from theparaffin-embedded tissue blocks and deparaffinized in xylene, endog-enous peroxidase was blocked by 2.5% H2O2 in methanol, and IHCwas performed. To enhance antigen retrieval, sections were kept incitrate buffer for 10 min after microwave treatment. After blockingin normal serum, primary antibody was applied overnight at 4°C.

After washes, sections were incubated with biotinylated secondaryantibody (DAKO), followed by avidin/biotinylated enzyme complex(Vectastain Elite ABC kit, Vector Laboratories). Finally, sections wereincubated for 10 to 15 min with 3,3′-diaminobenzidine chromogen(0.5 mg/ml) (Sigma-Aldrich Company Ltd.) in tris-buffered saline(pH 7.6) containing 0.05% H2O2. Sections were counterstained withHarris’s hematoxylin, and immunostainingwas analyzed using a Leicamicroscope (Leica).Double immunofluorescenceSeven-micrometer sections were cut from formalin-fixed paraffin-embedded blocks, dewaxed in xylene, and dehydrated in 99% industrialmethylated spirit. Sections were then pretreated by microwaving in cit-rate buffer and blocked using normal goat serum (1:10 for 45 min).Primary antibodies were then applied, and sections were incubated at4°C overnight. Sections were washed, and secondary Alexa Fluor anti-body (Invitrogen) was applied for 45 min (in dark). Autofluorescencewas quenched by incubating the sections with Sudan Black for 10 min,followed by numerous washes in PBS before coverslip mounting usinghard-set media with DAPI (4′,6-diamidino-2-phenylindole). Sectionswere visualized using a fluorescence microscope (Zeiss AxiovertS100), and images were captured using Image-Pro Express (V6).

Statistical analysisStatistical analysis of mouse primary motor neuron immuno-fluorescence data, NP-40 insolubility data, and fluorescence-activatedcell sorting survival datawas performedwithGraphPad Prism software.Normality of the data sets was assessed with the D’Agostino-Pearsontest. One-way ANOVA with Dunnett’s post hoc test or Kruskal-Walliswith Dunn’s post hoc test was performed depending on normality.

SUPPLEMENTARY MATERIALSwww.sciencetranslationalmedicine.org/cgi/content/full/9/388/eaad9157/DC1Fig. S1. The ANXA11 p.D40G mutation shares a common haplotype composed of four exonicSNPs and two microsatellites.Fig. S2. Haplotype gene map of the ANXA11 p.D40G locus.Fig. S3. Annexin A11 Western blot of lysates made from postmortem tissue of the SALS patientharboring the p.D40G mutation and control individuals.Fig. S4. p.R235Q ANXA11-GFP colocalizes with ubiquitin and p62 in HEK cells.Fig. S5. Modeling of annexin A11 identifies two amphipathic helices in the N terminus ofannexin A11 that overlap with the G38 and D40 residues.Fig. S6. Twenty-two ExAC polymorphisms spanning the D40 locus do not disrupt theformation of amphipathic helices.Fig. S7. Rare and common ANXA11 polymorphisms do not disrupt calcyclin binding comparedto ALS-specific variants.

Smith et al., Sci. Transl. Med. 9, eaad9157 (2017) 3 May 2017

Fig. S8. N-terminal annexin A11 mutations do not alter binding of sorcin and ALG-2.Table S1. New variants shared between members of each familial ALS family.Table S2. New variants shared between ANXA11 p.D40G families.Table S3. Homogeneity of the FALS cohort and ExAC NFEs.Table S4. Primer sequences used in the ANXA11 p.D40G haplotype study and for Sangersequencing of ANXA11 exons.Table S5. Exon coverage data of genes within the minimal p.D40G haplotype region.Table S6. All variants found within ANXA11 in FALS and SALS.Table S7. Clinical details of patients with ANXA11 mutations.

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Acknowledgments: We would like to thank people with ALS and their families for theirparticipation in this project. We acknowledge sample management undertaken by BiobankingSolutions funded by the Medical Research Council at the Centre for Integrated GenomicMedical Research, University of Manchester. Postmortem tissues were provided by MedicalResearch Council London Neurodegenerative Diseases Brain Bank. Funding: Funding for thiswork was provided by the Middlemass family, Heaton-Ellis Trust, Motor Neurone DiseaseAssociation, Medical Research Council, The Psychiatry Research Trust of the Institute ofPsychiatry, Guy’s and St. Thomas’ Charity, the Wellcome Trust, and the Noreen MurrayFoundation. This work was supported by the UK Dementia Research Institute which is funded by theMedical Research Council, Alzheimer’s Society and Alzheimer’s Research UK. This is a EuropeanUnion Joint Programme Neurodegenerative Disease Research (JPND) project. The project issupported through the following funding organizations under the aegis of JPND (www.jpnd.eu):U.K. Medical Research Council and Economic and Social Research Council. This project is fundedby the Medical Research Foundation (MRF) with salary provided for B.N.S. (MRF-060-0003-RG-SMITH).C.E.S. and A.A.-C. received salary support from the National Institute for Health Research (NIHR)Dementia Biomedical Research Unit at South London and Maudsley National Health Service(NHS) Foundation Trust and King’s College London. C.F. received salary support from the ALSAssociation (ALSA). H.S. and M.M. were supported by the Japan Society for the Promotionof Science grants (15K07384 to H.S. and 26292050 to M.M.). P.C.S. was supported throughthe auspices of H. Robert Horvitz, an Investigator at the Howard Hughes Medical Institute inthe Department of Biology at the Massachusetts Institute of Technology. AriSLA cofinancedwith support of “5 × 1000” Healthcare Research of the Ministry of Health (grant NOVALS 2012to N.T., CT., C.G., V.S., and J.E.L.) and the Italian Ministry of Health (grant GR-2011-02347820-IRisALS to N.T. and C.T). The views expressed are those of the authors and not necessarilythose of the NHS, the NIHR, or the Department of Health. Funding was provided by the NIH/NINDS (R01NS073873 to J.E.L.), the American ALSA, and Project MinE. Funding was alsoprovided by Instituto de Salud Carlos III (grant PI14/00088) and FUNDELA (Spanish foundationfor the development of ALS research). The work leading up to this publication was fundedby the European Community’s Health Seventh Framework Programme (FP7/2007–2013; grantagreement number 259867). Samples used in this research were, in part, obtained from theU.K. National DNA Bank for Motor Neuron Disease (MND) Research, funded by the MNDAssociation and the Wellcome Trust. Author contributions: B.N.S., S.D.T., C.F., H.S., H.-J.C., C.T.,A.K., S.A.-S., J.E.L., M.W., V.S., and C.E.S designed the experiments. B.N.S., A.S.-G., C.V., andJ.W.M. performed the exome capture. M.S. designed and implemented the exome assembly and

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SC I ENCE TRANS LAT IONAL MED I C I N E | R E S EARCH ART I C L E

variant calling. S.D.T. designed and implemented the variant annotation and filtering pipeline,the secondary structure analyses, and the 1000 genomes haplotype study. S.D.T. and K.P.K.managed the exome capture data. M.W. and S.D.T. designed the ExAC simulation strategy, andS.D.T. implemented it. M.L. provided the ExAC population stratification. B.N.S. performedthe mutation screening, haplotype study, HEK transfection studies with ANXA11 WT and mutantconstructs, cotransfection study with ANXA11 and calcyclin, protein fractionation, solubilityassays, and Western blotting of lysates from postmortem tissue. C.F. cultured and transfectedmouse primary motor neurons with ANXA11-HA WT and mutant constructs. H.-J.C. transfectedSH-SY5Y cells and conducted the cotransfection and IP assay using ANXA11 WT and R235Qconstructs. H.S. and A.S. performed the FLAG-CACY and ANXA11-GFP binding assays. C.T.,A.K., W.K., D.M.D., M.N., and S.A.-S. performed the neuropathology staining and analysis.C.H.W., M.D.M., N.W.P., and P.C.S. performed the genetic screening. E.L.S. and J.C.M. conductedthe data analysis. P.J.N., F.B., J.M.V.d.J., A.L.M.A.t.A., A.G.R., J.d.B., J.E.-P., C.T., F.V., S.D., N.L., H.P.,K.E.M., A.A.-C., P.J.S., J.K., M.R.T., K.T., O.H., J.D.G., J.d.B., C.G., A.R., R.H.B.J., S.A.-S., N.T., V.S.,J.E.L., and C.E.S. collected and/or contributed the DNA samples or exome sequences. B.N.S.,S.D.T., and C.E.S. wrote the manuscript with contributions from the other authors. Competinginterests: R.H.B.J. is a consultant for Voyager Therapeutics. V.S. serves on the board ofCytokinetics for the Vitality trial in ALS and has received consulting fees. A.A.-C. has consultedfor Mitsubishi Tanabe Pharma. C.E.S. is an unpaid consultant to Chronos Therapeutics. Theother authors declare that they have no competing interests. Data and materials availability:

Smith et al., Sci. Transl. Med. 9, eaad9157 (2017) 3 May 2017

FALS exome variants generated from the cohort used in this study have been depositedfor public access into the University of Massachusetts Medical School ALS Variant Server(http://als.umassmed.edu). DNA and postmortem tissue samples can be obtained by contactingthe corresponding author C.E.S.

Submitted 26 November 2015Resubmitted 16 August 2016Accepted 4 January 2017Published 3 May 201710.1126/scitranslmed.aad9157

Citation: B. N. Smith, S. D. Topp, C. Fallini, H. Shibata, H.-J. Chen, C. Troakes, A. King, N. Ticozzi,K. P. Kenna, A. Soragia-Gkazi, J. W. Miller, A. Sato, D. M. Dias, M. Jeon, C. Vance, C. H. Wong,M. de Majo, W. Kattuah, J. C. Mitchell, E. L. Scotter, N. W. Parkin, P. C. Sapp, M. Nolan, P. J. Nestor,M. Simpson, M. Weale, M. Lek, F. Baas, J. M. Vianney de Jong, A. L. M. A. ten Asbroek, A. G. Redondo,J. Esteban-Pérez, C. Tiloca, F. Verde, S. Duga, N. Leigh, H. Pall, K. E. Morrison, A. Al-Chalabi, P. J. Shaw,J. Kirby, M. R. Turner, K. Talbot, O. Hardiman, J. D. Glass, J. de Belleroche, M. Maki, S. E. Moss, C. Miller,C. Gellera, A. Ratti, S. Al-Sarraj, R. H. Brown Jr., V. Silani, J. E. Landers, C. E. Shaw, Mutations in thevesicular trafficking protein annexin A11 are associated with amyotrophic lateral sclerosis. Sci. Transl.Med. 9, eaad9157 (2017).

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amyotrophic lateral sclerosisMutations in the vesicular trafficking protein annexin A11 are associated with

Silani, John E. Landers and Christopher E. ShawVincenzoMaki, Stephen E. Moss, Christopher Miller, Cinzia Gellera, Antonia Ratti, Safa Al-Sarraj, Robert H. Brown, Jr.,

Janine Kirby, Martin R. Turner, Kevin Talbot, Orla Hardiman, Jonathan D. Glass, Jacqueline De Belleroche, MasatoshiFederico Verde, Stefano Duga, Nigel Leigh, Hardev Pall, Karen E. Morrison, Ammar Al-Chalabi, Pamela J. Shaw, J. M. Vianney de Jong, Anneloor L. M. A. ten Asbroek, Alberto Garcia Redondo, Jesús Esteban-Pérez, Cinzia Tiloca,W. Parkin, Peter C. Sapp, Matthew Nolan, Peter J. Nestor, Michael Simpson, Michael Weale, Monkel Lek, Frank Baas, Caroline Vance, Chun Hao Wong, Martina de Majo, Wejdan Kattuah, Jacqueline C. Mitchell, Emma L. Scotter, NicholasTicozzi, Kevin P. Kenna, Athina Soragia-Gkazi, Jack W. Miller, Akane Sato, Diana Marques Dias, Maryangel Jeon, Bradley N. Smith, Simon D. Topp, Claudia Fallini, Hideki Shibata, Han-Jou Chen, Claire Troakes, Andrew King, Nicola

DOI: 10.1126/scitranslmed.aad9157, eaad9157.9Sci Transl Med

which implicates defective intracellular protein trafficking in ALS pathogenesis.reticulum. Functional studies in transfected cells revealed abnormal binding of mutant annexin 11 to calcyclin, p.D40G mutation. Annexin 11 is known to play a role in vesicular trafficking between the Golgi and endoplasmicannexin 11 protein inclusions were detected in spinal motor neurons and hippocampal axons in a patient with the

gene in 13 individuals, which were absent or vanishingly rare in ~70,000 healthy controls. AbundantANXA11. performed exome sequencing of 751 familial ALS cases and discovered six missense mutations in the et al

Amyotrophic lateral sclerosis (ALS) causes progressive paralysis due to motor neuron degeneration. Smith Annexing another protein in ALS pathogenesis

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MATERIALSSUPPLEMENTARY http://stm.sciencemag.org/content/suppl/2017/05/01/9.388.eaad9157.DC1

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