American In Fa Structure 2008 Full Report

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    American Society

    of Civil Engineers

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    American Societ o Civil Engineers

    March 25, 2009

    www.asce.org/reportcard

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    American Society of Civil Engineers

    1801 Alexander Bell Drive

    Reston, Virginia, 20191-4400

    World Headquarters

    101 Constitution Ave, NW

    Suite 375 EastWashington, D.C., 20001

    Washington Office

    202-789-7850

    ASCE and American Society of Civil Engineers

    Registered in U.S. Patent and Trademark Office.

    Copyright 2009 by the American Society of Civil Engineers.

    All Rights Reserved.

    ISBN: 978-0-7844-1037-0

    Manufactured in the United States of America.

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    www.asce.org/reportcard

    Founded in 1852, the American Society

    o Civil Engineers is the countrys oldest

    national civil engineering organization.

    It represents more than 146,000 civil

    engineers in private practice, government,

    industry, and academia who are dedicated

    to advancing the science and proessiono civil engineering. ASCE is a 501(c)(3)

    tax exempt educational and proessional

    society.

    D. Wane Klot, p.e., d.wre, f.asce

    President, American Societyof Civil Engineers 20082009

    Klot AssociatesHouston, Texas

    Patrick J. Natale, p.e., f.asce, cae

    Executive DirectorAmerican Societ o Civil EngineersReston, Virginia

    The grades and recommendations o the

    2009Report Card for Americas Infrastruc-

    ture are determined by a committee made

    up o 28 ASCE members, all experts in

    their areas o practice. Biographies o each

    member are available in the appendix.

    2009 RepoRt CaRd foR ameRiCasinfRastRuCtuReadvisoRy CounCil

    Andrew Herrmann, p.e., secb, f.asce

    Advisory Council ChairmanHardest & Hanover, LLPNew York, New York

    BridgesDonald L. Basham, p.e., m.asceStantec Consulting

    Louisville, Kentucky

    Inland Waterways, Levees

    John Bennett, p.e., m.asce

    AmtrakWashington, D.C.

    Rail

    Jeanette Brown, p.e., bcee, f.asce, d.wreStamord Water Pollution

    Control Authorit

    Stamord, ConnecticutDrinking Water, Wastewater

    Charles C. Calhoun, jr., p.e., f.asceConsultant

    Vicksburg, MississippiInland Waterways

    J. Richard Capka, p.e, m.asce

    Dawson & AssociatesWashington, D.C.

    Bridges, Roads

    Ton Dalrmple, ph.d., p.e., f.asce

    Johns Hopkins UniversitBaltimore, Maryland

    Inland Waterways

    Michael DeVo, p.e., m.asceRW Armstrong

    Indianapolis, IndianaAviation

    Advisory Council

    advisoRy CounCil

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    David Gehr, m.asceParsons Brinckerho Inc.

    Leesburg, Virginia

    RoadsHenr J. Hatch, p.e., dist.m.asce

    Oakton, VirginiaStrategic Plan

    Brad Iarossi, p.e., m.asce

    Association o State Dam Saet OfcialsUpper Marlboro, Maryland

    Dams

    Dale Jacobson, p.e., bcee, f.asce

    Jacobson Satchell Consultants, Inc.Omaha, Nebraska

    Drinking Water, Hazardous Waste,Wastewater

    Leon Kempner, jr., ph.d., p.e., m.asce

    Bonneville Power AdministrationPortland, Oregon

    Energy

    Otto J. Lnch, p.e., m.ascePower Line Sstems, Inc.

    Nixa, MissouriEnergy

    Roger M. Millar, jr., p.e., f.asce

    Missoula Ofce o Planning and Grants

    Missoula, MontanaRail, Transit

    Paul F. Mlakar, ph.d., p.e., f.asceU.S. Arm Corps o Engineers

    Vicksburg, MississippiDams, Inland Waterways,Levees, Resilience

    James K. Murph, p.e., cfm, m.asce

    URS CorporationHerndon, Virginia

    Dams, Levees

    Peter G. Nicholson, ph.d., p.e., f.asceUniversit o Hawaii

    Honolulu, Hawaii

    Dams, Levees

    Robert E. Nickerson, p.e., m.asce

    Consulting EngineerFort Worth, Texas

    Energy

    Thomas M. Rachord, ph.d., p.e, f.asceGannett Fleming, Inc.

    Mechanicsburg, Pennsylvania

    Drinking Water, WastewaterDebra R. Reinhart, ph.d., p.e., bcee, f.asce

    Universit o Central FloridaOrlando, Florida

    Hazardous Waste, Solid Waste

    Thomas S. Slater, p.e., m.asce

    Renolds, Smith and Hills, Inc.

    Raleigh, North CarolinaAviation

    Paul C. Talor, p.e., m.asceOrange Count Transportation Authorit

    Orange, Caliornia

    Rail, Roads, Transit

    Paulo Valerio, p.e., a.m.asce

    Marland National Capital Parkand Planning Commission

    Kensington, MarylandParks

    C. Michael Walton, ph.d., p.e., dist.m.asce

    Universit o Texas at AustinAustin, Texas

    Roads, Transit

    Thomas R. Warne, p.e., m.asce

    Tom Warne and Associates, LLCSouth Jordan, UtahRoads

    David L. Westerling, ph.d., p.e., f.asce

    Merrimack CollegeNorth Andover, Massachusetts

    Drinking Water, Inland Waterways

    Kevin Womack, ph.d., p.e., m.asce

    Utah State UniversitLogan, Utah

    Bridges

    Brian T. Pallasch, cae, aff.m.asceStaff Contact

    American Societ o Civil EngineersWashington, D.C.

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    www.asce.org/reportcardPreace

    pRefaCe

    These challenges are great, but they

    can be met. It will take government and

    industry leadership, sound technology,

    wise community planning, and involved

    citizens to make real changes.

    A healthy inrastructure will enable

    us to remain a strong and prosperous

    nation, but only i we move orward

    with vision, leadership, and community

    involvement and support. We must

    work together to develop a path orward

    and begin the rst crucial steps. With

    perseverance and a common goal, we can

    work together to rebuild our once great

    inrastructure.

    D. Wane Klot,p.e., d.wre, f.asce

    President

    American Societ o Civil Engineers

    20082009

    The2009 Report Card for Americas Infra-

    structure nds not much has changed

    since the last edition our years ago. Years

    o delayed maintenance and lack o mod-

    ernization have let Americans with an

    outdated and ailing inrastructure that

    cannot meet our needs.

    Inrastructure has a direct impact on

    our personal and economic health, and

    the inrastructure crisis is endangering

    our nations uture prosperity. For the

    saety and security o our amilies, we can

    no longer aord to ignore the congested

    roads, aging dams, broken water mains,

    and decient bridges we ace every day. As

    a society, we must become better stewards

    o the environment through the use o

    sustainable inrastructure practices. The

    quality o lie or this and uture genera-

    tions depends on our willingness to rise to

    the challenge.

    Civil engineers are stewards o the nations inra-structure, charged with the design, construction,operation, and maintenance o our vital public works.

    Inherent in that responsibility is the obligation toperiodically assess the state o the inrastructure,report on its condition and perormance, and adviseon the steps necessary or its improvement.

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    ASCE Description and Advisory Council Roster i

    Preface iii

    Lists of Figures and Tables vi

    Executive Summary 1

    Introduction 9

    5 Key Solutions 11

    Category Factsheets

    Water and Envronment

    Dams 15

    DrinkingWater 25

    HazardousWaste 33

    Levees 41

    SolidWaste 49

    Wastewater 57

    Transportaton

    Aviation 65

    Bridges 75

    InlandWaterways 83

    Rail 91

    Roads 99

    Transit 107

    table of Contents

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    www.asce.org/reportcard

    Publc Facltes

    ParksandRecreation 117

    Schools 125

    Energy

    Energy 133

    Appendices

    PreviousReportCards 141

    TakeActionNow 142

    AdvisoryCouncilBios 143

    Methodology 148

    SourcesorEstimated5-YearInvestmentNeeds 150

    PhotographyCredits 151

    Acknowledgements 153

    Table o Contents

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    FIGURE 1.1 NumberoHighHazardDamsintheUnitedStates 18

    FIGURE 3.1 TaxRevenueromBrownfeldsRedevelopment

    inBillionsoDollars 36

    FIGURE 4.1 LikelihoodoLeveeFailure/Flooding

    Overa30-YearResidentialMortgage 44

    FIGURE 5.1 PercentoMunicipalSolidWastethatisRecycled:19602007 51

    FIGURE 5.2 ComponentsoMunicipalSolidWaste

    (254milliontonsgeneratedin2007) 52

    FIGURE 7.1 CauseoNationalAviationSystemDelays 70

    FIGURE 8.1 PercentoDefcientBridgesintheUnitedStates 78

    FIGURE 9.1 CommoditiesShippedViaInlandWaterway(bytons) 86

    FIGURE 10.1 NumberoAmtrakPassengers(inthousands):19952006 93

    FIGURE 11.1 HighwayVehicleMilesTraveled:19952005 102

    FIGURE 13.1 VisitstoNationalParks 121

    FIGURE 14.1 SchoolConstructioninBillionsoDollars:19982007 127

    FIGURE 15.1 ConstructionExpendituresorTransmission

    inMillionso2006Dollars:19772006 136

    v 2009 Report Card or Americas Inrastructure www.asce.org/ reportcard

    figuRes and tables

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    TABLE A 2009ReportCardforAmericasInfrastructure 2

    TABLE B Estimated5-YearInvestmentNeedsinBillionsoDollars 7

    TABLE 1.1 NumberoDefcientDamsinUnitedStatesbyRepairStatus 17

    TABLE 2.1 DesignLieoDrinkingWaterSystems 28

    TABLE 2.2 WaterUsage:1950and2000 28

    TABLE 4.1 DamagesromFloodinginLevee-RelatedAreas 43

    TABLE 6.1 DesignLieoWaterSystems 60

    TABLE 7.1 Top10U.S.PassengerAirports,20062007 67

    TABLE 7.2 Top10U.S.CargoAirports,20062007 69

    TABLE 8.1 U.S.BridgeStatistics 77

    TABLE 9.1 TheNationsBusiestInlandPorts 85

    TABLE 11.1 Top10MostCongestedCitiesintheU.S. 101

    TABLE 12.1 TrafcDelayReductionDuetoPublicTransportation 109

    TABLE 12.2 RevenueSourcesorTransitFinancing

    inMillionsoDollars:2004 110

    TABLE 13.1 AcresoProtectedLand 119

    www.asce.org/reportcard vFigures and Tables

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    ExEcutivE

    Summary

    The2009 Report Card for AmericasInfrastructure grades 15 categories o inra-structure, including a new category: levees.For the second time, Americas inrastruc-ture rates a cumulative grade o D. While not

    all categories are as badly or are plagued bythe same problems, delayed maintenance andchronic underunding are contributors to thelow grades in nearly every category.

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    www.asce.org/reportcardExecutive Summary

    exeCutive summaRytRends in the gRades

    Grades ranged rom a high o C+ or solid

    waste to a low o D- or drinking water,

    inland waterways, levees, roads, and

    wastewater. U.S. surace transportation

    and aviation systems declined over thepast our years, with aviation and transit

    dropping rom a D+ to D, and roads drop-

    ping rom a D to a nearly ailing D-.

    Showing no signicant improvement

    since the last report, the nations bridges,

    public parks and recreation, and rail

    remained at a grade o C, while dams, haz-

    ardous waste, and schools remained at a

    grade o D, and drinking water and waste-

    water remained at a grade o D-. Levees,

    the newest category, debuted on the 2009

    Report Card at a barely passing grade o D-.

    Just one categoryenergyimproved

    since 2005, raised its grade rom D to D+.

    Wr erDAMS: As dams age and downstream

    development increases, the number o

    decient dams has risen to more than

    4,000, including 1,819 high hazard dams.

    Over the past six years, or every de-

    cient, high hazard potential dam repaired,

    nearly two more were declared decient.

    There are more than 85,000 dams in the

    U.S., and the average age is just over 51

    years old. Because o the lack o progress

    made in repairing and rehabilitating the

    nations dams, this category again earned

    a grade o D.

    DRINKING WATER: Drinking water

    again earned a D-. Americas drinking

    water systems ace an annual shortall o

    at least $11 billion to replace aging acili-ties that are near the end o their useul

    lie and to comply with existing and uture

    ederal water regulations. This does not

    account or growth in the demand or

    drinking water over the next 20 years.

    Leaking pipes lose an estimated seven

    billion gallons o clean drinking water a

    day. Although Americans still enjoy some

    o the best tap water in the world, the

    costs o treating and delivering that water

    where it is needed continue to outpace the

    unds available to sustain the system.

    HAzARDOUS WASTE: Hundreds o

    thousands o contaminated sites exist

    across the country, representing millions

    o dollars o untapped economic potential.

    Redevelopment o browneld sites over

    the past ve years generated an estimated

    191,338 new jobs and $408 million annu-

    ally in extra revenues or localities. In

    2008, however, there were 188 U.S.

    cities with browneld sites awaiting

    cleanup and redevelopment. Additionally,

    ederal unding or Superund cleanup

    o the nations worst toxic waste sites has

    declined steadily, dropping to $1.08 billion

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    in 2008, its lowest level since 1986. Since

    little has been done to clean up these sites

    since the lastReport Card, hazardouswaste again earned a grade o D.

    LEVEES: TheReport Card s new cate-

    gory, levees, earned a D-. More than 85%

    o the nations estimated 100,000 miles o

    levees are locally owned and maintained.

    The reliability o many o these levees is

    unknown. Many are more than 50 years

    old and were originally built to protect

    crops rom fooding. With an increase indevelopment behind these levees, the risk

    to public health and saety rom ailure

    has increased. Rough estimates put the

    cost at more than $100 billion to repair

    and rehabilitate the nations levees.

    SOLID WASTE: The category that has

    consistently had the highest grade on the

    Report Card for Americas Infrastructure

    is solid waste, again earning the highest

    grade o C+. In 2007, the U.S. produced

    254 million tons o municipal solid waste.

    More than a third was recycled or recov-

    ered, representing a 7% increase since

    2000. Per capita generation o waste has

    remained relatively constant over the last

    20 years. Despite those successes, the

    increasing volume o electronic waste and

    lack o uniorm regulations or its disposal

    creates the potential or high levels o

    hazardous materials and heavy metals in

    the nations landlls, posing a signicant

    threat to public saety.

    WASTEWATER: Aging systems dis-

    charge billions o gallons o untreated

    wastewater into U.S. surace waters each

    TABLE A 2009 Report Card forAmercas Infrastructure

    Aviation D

    Bridges C

    Dams D

    DrinkingWater D-

    Energy D+

    HazardousWaste D

    InlandWaterways D-

    Levees D-

    PublicParksandRecreation C-

    Rail C-

    Roads D-

    Schools D

    SolidWaste C+

    Transit D

    Wastewater D-

    notes Each category was evaluatedon the basis o capacity,condition, unding, uture need,operation and maintenance,public saety and resilience

    D$2.2trillion

    AMERICASINFRASTRUCTUREG.P.A.

    ESTIMATED5YEARINVESTMENTNEED

    A = Exceptional

    B = Good

    C = Mediocre

    D = Poor

    F = Failing

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    Executive Summary www.asce.org/reportcard

    year. The U.S. Environmental Protec-

    tion Agency estimates that the nation

    must invest $390 billion over the next 20years to update or replace existing sys-

    tems and build new ones to meet increas-

    ing demand. Wastewater continues to be

    among the lowest grades on theReport

    Card, again earning a D- in 2009.

    trrAVIATION: Despite surging oil prices,

    volatile credit markets, and a laggingeconomy, the Federal Aviation Adminis-

    tration projects a 3% annual growth in

    air travel. Travelers will be aced with

    increasing delays and inadequate condi-

    tions as a result o the long overdue need

    to modernize the outdated air trac con-

    trol system and the ailure to enact a ed-

    eral aviation program. The increasing

    delays and the lack o new authorization

    or ederal aviation programs have caused

    aviations grade to slip to a D in 2009.

    BRIDGES: More than 26%more than

    one in ouro the nations bridges are

    either structurally decient or unction-

    ally obsolete. While some progress has

    been made in recent years to reduce the

    number o decient and obsolete bridges

    in rural areas, the number in urban areas

    is rising. A $17 billion annual investment

    is needed to substantially improve current

    bridge conditions. Currently, only $10.5

    billion is spent annually on the construc-

    tion and maintenance o bridges. There

    have been no substantial improvements

    in bridge condition since the lastReport

    Card, keeping the grade at a C or 2009.

    INLAND WATERWAyS: The nations

    waterways oer an ecient and envi-

    ronmentally riendly way to move goodsacross the country. The average tow barge

    can carry the equivalent o 870 trac-

    tor trailer loads. O the 257 locks still in

    use on the nations inland waterways, 30

    were built in the 1800s and another 92 are

    more than 60 years old. The average age

    o all ederally owned or operated locks

    is nearly 60 years, well past their planned

    design lie o 50 years. The cost to replace

    the present system o locks is estimated atmore than $125 billion. Despite the eco-

    nomic savings waterways can oer, little

    has been done to improve their condition

    since 2005, leaving this category at a grade

    o D-.

    RAIL: A reight train is three times as uel

    ecient as a truck, and traveling by pas-

    senger rail uses 20% less energy per mile

    than traveling by car. However, growth

    and changes in demand create bottlenecks

    that constrain trac in critical areas.

    Freight and passenger rail generally share

    the same network, and a signicant poten-

    tial increase in passenger rail demand will

    add to the reight railroad capacity chal-

    lenges. More than $200 billion is needed

    through 2035 to accommodate anticipated

    growth. Similar to the nations inland

    waterways, rail oers enormous economic

    and environmental potential, but ew

    improvements have been made since 2005.

    This category again rates at a C-.

    ROADS: Congestion on the nations roads

    is increasing and the cost to improve is

    ever rising, causing the roads grade to

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    decrease to a D- in 2009. Americans spend

    4.2 billion hours a year stuck in trac at

    a cost to the economy o $78.2 billion, or$710 per motorist. Poor conditions cost

    motorists $67 billion a year in repairs and

    operating costs. One-third o Americas

    major roads are in poor or mediocre condi-

    tion and 45% o major urban highways are

    congested. Current spending o $70.3 bil-

    lion per year or highway capital improve-

    ments is well below the estimated $186

    billion needed annually to substantially

    improve conditions.

    TRANSIT: Transit use increased 25%

    between 1995 and 2005, aster than any

    other mode o transportation. However,

    nearly hal o American households do not

    have access to bus or rail transit, and only

    25% have what they consider to be a good

    alternative. The Federal Transit Admin-

    istration estimates that $15.8 billion is

    needed annually to maintain conditions

    and $21.6 billion is needed to improve to

    good conditions. In 2008, ederal capital

    outlays or transit were only $9.8 billion.

    Since investment in transit has not kept

    pace with its growing needs, the 2009

    grade has dropped to a D.

    pc fcPUBLIC PARKS AND RECREATION:

    Parks, beaches, and other recreational

    acilities contribute $730 billion per year

    to the U.S. economy, support nearly 6.5

    million jobs, and contribute to cleaner air

    and water and higher property values.

    Despite record spending on parks at the

    state and local level, the acreage o park-

    land per resident in urban areas is declin-

    ing. While signicant investments are

    being made in the National Park Serviceor its 2016 centennial, the agencys acili-

    ties still ace a $7-billion maintenance

    backlog. Even though some progress has

    been made since 2005 to improve the

    nations parkland, lagging public invest-

    ment means that public parks and recre-

    ation still earns a grade o C- in 2009.

    SCHOOLS: Spending on the nations

    schools grew rom $17 billion in 1998 to apeak o $29 billion in 2004. However, by

    2007 spending ell to $20.28 billion. No

    comprehensive, authoritative nationwide

    data on the condition o Americas school

    buildings have been collected in a decade.

    The National Education Associations best

    estimate to bring the nations schools into

    good repair is $322 billion. Without up-

    to-date data, the true extent o the prob-

    lems acing the nations schools cannot be

    known, and thereore schools once again

    receive a grade o D.

    erENERGy: Progress has been made in grid

    reinorcement since 2005, and substantial

    investment in generation, transmission,

    and distribution is expected over the next

    two decades. Demand or electricity has

    grown by 25% since 1990. Public and gov-

    ernment opposition and diculty in the

    permitting processes are restricting much

    needed modernization. Projected electric

    utility investment needs could be as much

    as $1.5 trillion by 2030. The increase to a

    grade o D+ is largely due to anticipated

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    Executive Summary www.asce.org/reportcard

    investments in improvements over the

    next two decades, which began in 2005.

    Raising the gRades: solutions

    The nations inrastructure aces some

    very real problems that threaten our way

    o lie i they are not addressed. These

    problems are solvable i we have the

    needed vision and leadership. Raising the

    grades on our inrastructure will require

    that we seek and adopt a wide rangeo structural and non-structural solu-

    tions in every category, including tech-

    nical advances, unding and regulatory

    changes, and changes in public behavior

    and support.

    ASCE has developed ve key solutions

    to begin raising the grades. They are:

    INCREASE ederal leadership in inra-

    structure to address the crisis;

    PROMOTE sustainability and resil-

    ience in inrastructure to protect the

    natural environment and withstand

    natural and man-made hazards;

    DEVELOP national, state, and regional

    inrastructure plans that complement

    a national vision and ocus on system-

    wide results;

    ADDRESS lie-cycle costs and ongoing

    maintenance to meet the needs o cur-

    rent and uture users;

    INCREASE and improve inrastruc-

    ture investment rom all stakeholders.

    Raising the gRades: Case st udies

    While the conditions listed in theReportCard mean low grades or all categories,

    there are positive examples rom across

    the country that demonstrate some prog-

    ress is being made. Throughout the report,

    case studies o how public and private

    organizations have addressed specic

    problems are included to demonstrate how

    these innovative solutions can be applied

    on a larger scale. The case studies or each

    category may not contribute to an overallimprovement o the grade, but they illus-

    trate that the problems acing the nations

    inrastructure are solvable with some

    creativity and determination.

    histoRy

    The concept or a report card to grade the

    nations inrastructure originated in 1988

    with a congressionally chartered commis-

    sion, the National Council on Public

    Works Improvement. TitledFragile Foun-

    dations: A Report on Americas Public Works,

    the councils report issued recommenda-

    tions on how to improve the nations inra-

    structure. As a way to guide the study, the

    authors used the report card concept to

    establish a baseline evaluation o the inra-

    structure. This rst report card included

    eight categories o inrastructure and

    assigned letter grades on the basis o peror-

    mance and capacity o existing public works.

    In 1988, when the report was released,

    the nations inrastructure earned a C,

    representing an average grade. Among the

    problems identied withinFragile Foun-

    dations were increasing congestion and

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    included capacity, condition, operations

    and maintenance, current and uture

    unding, public saety, and resilience. Thegrade determination was based on both

    publicly available data and the subjective

    judgments o the engineers serving on the

    advisory council.

    The 2005Report Card eatured a cat-

    egory called Security that sought to rate

    the ability o inrastructure to meet man-

    made threats. In the our years since that

    report, engineers have begun to look at

    security in the context o inrastructuresoverall resilienceor the ability to with-

    stand and recover rom both natural and

    man-made hazards. Since the likelihood o

    natural disaster is sometimes much higher

    than that o a man-made threat, and resil-

    ience must be determined on a system by

    system basis, the 2009Report Card now

    incorporates resilience as a grading actor

    in each category.

    the need foR investment

    In 2009, ASCE estimates that $2.2 trillion

    needs to be invested over ve years to

    bring the condition o the nations inra-

    structure up to a good conditionan

    increase o more than hal a trillion dol-

    lars since the 2005Report Cards estimate

    o $1.6 trillion. This number, adjusted or

    a 3% rate o infation, represents capital

    spending at all levels o government and

    includes what is already being spent.

    Current spending amounts to only about

    hal o the needed investment, which

    means the U.S. must invest an additional

    $1.1 billion over the next ve years.

    deerred maintenance and age o the system;

    the authors o the report worried that scal

    investment was inadequate to meet the

    current operations costs and uture

    demands on the system. Since 1998 ASCE

    has released ourReport Cards and ound

    each time that these same problems persist.

    methodology

    TheReport Card advisory council com-

    prises 28 engineers with expertise in the

    disciplines represented in the report. For

    nearly a year the council worked to ana-

    lyze current data and conditions within

    the 15 categories, consult with additional

    technical and industry experts, and assess

    and assign grades.

    In assigning grades, the council consid-

    ered several undamental criteria. These

    above: Crews work to

    rescue stranded drivers

    ater a major water main

    broke in Montgomery

    County, Maryland on

    December 23, 2008.

    Photo courtesy of The

    Gazette / Gazette.Net.

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    Executive Summary www.asce.org/reportcard

    TABLE B Estmated 5-Year Investment Needs n Bllons of Dollars

    EstimatEd amEricanrEcovEry FivE-yEar

    5-yEarnEEd actual andrEinvEstmEnt invEstmEnt

    catEgory (billions) spEnding* act(p.l.111-005) shortFall

    Aviation 87 45 1.3 (40.7)

    Dams 12.5 5 0.05 (7.45)

    DrinkingWater

    andWastewater 255 140 6.4 (108.6)

    Energy 75 34.5 11 (29.5)

    HazardousWaste

    andSolidWaste 77 32.5 1.1 (43.4)

    InlandWaterways 50 25 4.475 (20.5)

    Levees 50 1.13 0 (1.13)

    PublicParks

    andRecreation 85 36 0.835 (48.17)

    Rail 63 42 9.3 (11.7)

    RoadsandBridges 930 351.5 27.5 (549.5)

    Discretionarygrantsorsuracetransportation 1.5

    Schools 160 125 0** (35)

    Transit 265 66.5 8.4 (190.1)

    2.122 trllon*** 903 bllon 71.76 bllon (1.176 trllon)

    Total Need**** $2.2 trillion

    * 5 year spending estimate based on the most recent availablespending at all levels o government and not indexed or infation

    ** The American Recovery and Reinvestment Act included $53.6 billionor a State Fiscal Stabilization Fund or education, as o press time,

    it was not known how much would be spent on school inrastructure.*** Not adjusted or infation**** Assumes 3% annual infation

    souRCes For source inormation see page 150.

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    intRoduCtion

    The American Society o Civil Engineers andits members are committed to protectingthe health, saety, and welare o the public,and as such, are equally committed toimproving the nations public inrastructure.

    To achieve that goal, theReport Card depictsthe condition and perormance o the nationsinrastructure in the amiliar orm o a schoolreport cardassigning letter grades that arebased on physical condition and needed scalinvestments or improvement.

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    www.asce.org/reportcard

    intRoduCtionSince 1998, ASCE has issued three inra-

    structure report cards and numerous

    status updates that depict the current

    state o the inrastructure and provide

    potential solutions or improvement. The

    Report Card has been cited in numerous

    articles and academic studies, and thenations political leaders rely on theReport

    Card to provide them with clear inorma-

    tion which they can use as a guide or

    policy decisions.

    To develop the quadrennialReport Card

    for Americas Infrastructure, ASCE assem-

    bles an advisory panel o the nations lead-

    ing civil engineers to determine the scope

    o the inquiry and establish a methodology

    or assigning grades. They then analyze

    hundreds o studies, reports, and other

    sources, and ASCE surveys thousands o

    engineers to determine what is happening

    in the eld.

    The concept or a report card to grade

    the nations inrastructure originated in

    1988 with a congressionally chartered

    commission, the National Council on Pub-

    lic Works Improvement. TitledFragile

    Foundations: A Report on Americas Pub-

    lic Works, the councils report issued rec-

    ommendations on how to improve the

    nations inrastructure. As a way to guide

    the study, the authors used the report card

    concept to establish a baseline evaluation

    o the inrastructure. This rst report card

    included eight categories o inrastructure

    and assigned letter grades based on

    perormance and capacity o existing

    public works.

    When the report was released in 1988,

    the nations inrastructure earned a C,

    representing an average grade. Among the

    problems identied withinFragile Foun-dations were increasing congestion and

    deerred maintenance and age o the sys-

    tem; the authors o the report worried that

    scal investment was inadequate to meet

    the current operations costs and uture

    demands on the system.

    In 1998, ASCE ound that in the decade

    since theFragile Foundations report was

    released, the overall grade had dropped a

    whole letter grade to a D. Moreover, a ail-

    ing grade was assigned to the nations pub-

    lic school inrastructure, with near ailing

    grades in such crucial areas as drinking

    water, roads, and dams. The grades sur-

    prised even the authors and generated

    widespread public attention.

    TheReport Card issued in 2001 showed

    a slight upturn to a D+ in the overall

    grade, but by 2005 it sank back to a D.

    What is most telling, however, is the act

    that the concerns in the 1988 report are

    the same concerns ound subsequently,

    such as inadequate capacity and deerred

    maintenance.

    The grades or the previous report

    cards can be ound in Appendix A o

    this report.

    Introduction

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    ASCEsReport Card for Americas Infrastruc-ture seeks to inorm the public and policymakers about the condition o the nationsinrastructure and how best to improve it.Americans owe their economic prosperity,

    public saety, and high quality o lie to theinrastructure that serves them every day.

    Five Key

    SolutionS

    raising the grades

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    www.asce.org/reportcardFive Key Solutions

    five Key solutionsWhile theReport Card points out seri-

    ous deciencies in the nations inrastruc-

    ture as well as the need or ocused and

    visionary leadership and adequate und-

    ing, these can be addressed. The key solu-

    tions oered by ASCE are ambitious and

    will not be implemented overnight, butAmericans are capable o real and positive

    change. ASCE urges all o those who want

    to continue our tradition o a strong and

    prosperous nation to begin by maintain-

    ing and improving the inrastructure that

    makes us great.

    The ve key solutions are:

    INCREASE ederal leadership in

    inrastructure;

    PROMOTE sustainability and

    resilience;

    DEVELOP ederal, regional, and state

    inrastructure plans;

    ADDRESS lie cycle costs and ongoing

    maintenance;

    INCREASE and improve inrastruc-

    ture investment rom all stakeholders.

    inCRease fedeRalleadeRship in1.infRastRuCtuRe

    Americas inrastructure needs bold lead-

    ership and a compelling national vision.

    During the 20th century, the ederalgovernment led the way in building our

    nations greatest inrastructure systems

    by means ranging rom the New Deal

    programs to the interstate highway sys-

    tem and the Clean Water Act. Since that

    time, ederal leadership has diminished

    and the condition o the nations inra-

    structure has suered. Currently most

    inrastructure investment decisions are

    made without the benet o a national

    vision. That strong national vision must

    originate with strong ederal leadership

    and be shared by all levels o government

    and the private sector. Without a strong

    national vision, inrastructure will con-

    tinue to deteriorate.

    pRomote sustainability

    2.and ResilienCe

    Americas inrastructure must meet

    ongoing needs or natural resources,

    industrial products, energy, ood, trans-

    portation, shelter, and eective waste

    raising the grades

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    management, and at the same time pro-

    tect and improve environmental quality.

    Sustainability and resiliency must be anintegral part o improving the nations

    inrastructure. Todays transporta-

    tion systems, water treatment systems,

    and food control systems must be able

    to withstand both current and uture

    challenges. Both structural and non-

    structural methods must be applied to

    meet challenges. Inrastructure systems

    must be designed to protect the natural

    environment and withstand both natu-ral and man-made hazards, using sus-

    tainable practices, to ensure that uture

    generations can use and enjoy what we

    build today, as we have benetted rom

    past generations. Additionally, research

    and development should be unded at

    the ederal level to develop new, more

    ecient methods and materials or

    building and maintaining the nations

    inrastructure. Sustainable development

    will not only preserve our high quality

    o lie and environment we enjoy today,

    but improve conditions in the uture.

    develop fedeRal,Regional, and s tate3.infRastRuCtuRe plans

    Inrastructure investment at all lev-

    els must be prioritized and executed

    according to well conceived plans that

    both complement the national vision

    and ocus on systemwide outputs. Goals

    o the plan should center on reight

    and passenger mobility, intermodality,

    water use, environmental stewardship,

    and encouraging resiliency and sustain-

    ability. The plans must refect a betterdened set o ederal, state, local, and

    private sector roles and responsibilities

    and instill better discipline or setting

    priorities and ocusing unding to solve

    the most pressing problems. The plans

    should also complement our broad

    national goals o economic growth

    and leadership, resource conservation,

    energy independence, and environmen-

    tal stewardship. Inrastructure plansshould be synchronized with regional

    land use planning and related regulation

    and incentives to promote nonstructural

    as well as structural solutions to miti-

    gate the growing demand or increased

    inrastructure capacity.

    addRess lifeCyCle Costs and

    4.ongoing maintenanCe

    As inrastructure is built or rehabili-

    tated, lie cycle cost analysis should be

    perormed or all inrastructure sys-

    tems to account or initial construction,

    operation, maintenance, environmental,

    saety and other costs reasonably antici-

    pated during the lie o the project, such

    as recovery ater disruption rom natu-

    ral or manmade hazards. Additionally,

    owners o the inrastructure should be

    required to perorm ongoing evaluations

    and maintenance to keep the system

    unctioning at a sae and satisactory

    level. Lie cycle cost analysis, ongoing

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    Five Key Solutions 1www.asce.org/reportcard

    maintenance, and planned renewal will

    result in more sustainable and resilient

    inrastructure systems and ensure theycan meet the needs o uture users.

    inCRease and impRoveinfRastRuCtuRe investment5.fRom all staKeholdeRs

    All levels o government, owners, and

    users must renew their commitment to

    inrastructure investments in all catego-

    ries. All available nancing options mustbe explored and debated. While great

    strides can be made with sustainable

    development and ongoing maintenance,

    i we are to make the necessary long-term

    improvements, signicant unds must be

    invested. The longer critical investments

    to improve the operability, saety, and

    resilience o the nations inrastructure

    are withheld, the greater the uture cost

    and risk o ailure. We must develop and

    authorize innovative nancing programs

    that not only make resources readily

    available, but also encourage the most

    eective and ecient use o those

    resources. Federal investment must be

    used to complement, encourage, and

    leverage investment rom the state and

    local government levels as well as rom

    the private sector. In addition, users o

    inrastructure must be willing to pay the

    appropriate price or their use.

    These ve key solutions are holisticrecommendations to improve theplanning, building, and maintenanceo the nations inrastructure, butthey must be applied in a way thatmeets the unique needs o eachcategory. Along with detailedconditions descriptions, the individual

    chapters o this book contain specicsolutions or raising the grade in eachinrastructure category.

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    DAMS

    As dams age and downstream developmentincreases, the number o decient dams hasrisen to more than 4,000, including 1,819high hazard potential dams. Over the pastsix years, or every decient, high hazard

    potential dam repaired, nearly two morewere declared decient. There are more than85,000 dams in the U.S., and the average ageis just over 51 years old.

    Water and environment

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    www.asce.org/reportcard

    Water and environment

    1

    A = ExceptionalB = GoodC = Mediocre

    D = Poor

    F = Failing

    AMERICASINFRASTRUCTUREG.P.A.

    1

    EncouragE or require eectivestate dam saety programs that provideadequate unding, sta, and statutoryauthorities;

    DEvElop emergency action plansor every high hazard dam by 2011;

    Establish a national undingprogram and parallel state programsto repair nonederally owned dams;

    incluDE dam ailure inundationmapping as part o the National FloodInsurance Program;

    EDucatE the public about damsaety risks;

    EncouragE individuals to educatethemselves on the location and conditiono dams in their area.

    Facts About DAMS www.asce.org/reportcard

    DDAMS

    ESTIMATED 5-YEAR FUNDINGREQUIREMENTS FORDams

    Total investment needs$12.5billion

    Estimated spending$5.05 billion

    Projected shortall$7.45 billion

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    ConDition

    Dams provide essential benets, includ-ing drinking water, power generation,

    food protection, irrigation, and recre-

    ation. They may be publicly owned and

    operated by ederal agencies, states, cities

    and municipalities or privately owned and

    operated by businesses and corporations.

    Typically earth embankments or concrete

    structures, dams can reach heights o up

    to 770 eet and store billions o gallons o

    water. A dams hazard potential is clas-sied on the basis o the anticipated con-

    sequences o ailure, not the condition o

    the dam. The classications include high

    hazard potential (anticipated loss o lie

    in the case o ailure), signicant hazard

    potential (anticipated damage to build-

    ings and important inrastructure), and

    low hazard potential (anticipated loss o

    the dam or damage to the foodplain, but

    no expected loss o lie).The National Inventory o Dams (NID),

    which is maintained by the U.S. Army

    Corps o Engineers (USACE), shows

    that the number o dams in the U.S. has

    increased to more than 85,000, but the

    ederal government owns or regulates

    only 11% o those dams.3,5 Responsibility

    or ensuring the saety o the rest o the

    nations dams alls to state dam saety pro-

    grams. Many state dam saety programs

    do not have sucient resources, und-

    ing, or sta to conduct dam saety inspec-

    tions, to take appropriate enorcement

    actions, or to ensure proper construction

    by reviewing plans and perorming con-

    struction inspections. For example, Texas

    has only 7 engineers and an annual bud-

    get o $435,000 to regulate more than

    7,400 dams.3 That means each inspector

    is responsible or more than 1,050 dams.Worse still, Alabama does not have a dam

    saety program despite the act that there

    are more than 2,000 dams in the state.

    And in some states many dams are speci-

    cally exempted rom inspection by state

    law. In Missouri there are 740 high hazard

    potential dams that are exempted because

    they are less than 35 eet in height. The

    task or the states is an enormous chal-

    lenge. (See Table 1.1)While the total number o dams is

    increasing, the number o high hazard

    potential dams is also increasing at an

    alarming rate, now totaling 15,237.3 That

    represents an increase o more than 3,300

    new high hazard potential dams since

    2007. This increase is a result o new

    development below dams, which is dra-

    matically increasing the consequences o

    ailure and resulting in the reclassica-tion o dams. This change in classication

    requires that signicantly greater saety

    standards be met given the greater conse-

    quences o dam ailure.

    The number o dams determined to be

    unsae or decient has risen rom 3,500

    in 2005 to 4,095 in 2007.3 O that num-

    ber, high hazard potential dams that

    are also classied as decient has risen

    rom 1,367 in 2005 to 1,819 in 2007.3 The

    greatest indicator o the condition o the

    nations dams can be seen in Table 1.1 that

    demonstrates the increase in the num-

    ber o high hazard dams that need to be

    repaired compared to the number o com-

    pleted repairs to high hazard dams, which

    remains fat.3 The rate o dam repairs is

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    Facts About DAMS www.asce.org/reportcard

    not keeping pace with the increase in the

    number o high hazard dams that need

    rehabilitation. The gap between damsneeding repair and those actually repaired

    is growing signicantly.

    Many dams are determined to be de-

    cient as a result o aging, deterioration,

    and a lack o maintenance. Oten dams

    are deemed unsae or decient as a result

    o increased scientic and engineering

    knowledge about large food events and

    earthquakes, and the ability to predict a

    dams structural response to such extreme

    events, which pose a signicant saety

    threat. Many dams were constructed 30

    or 40 years ago using the best science and

    engineering at the time. But as a result

    o the additional 40 years o historical

    records and greater abilities to predict

    increases in loads on dams and the dams

    Many state dam saety programsdo not have sucient resources,unding, or sta to conductdam saety inspections, to takeappropriate enorcement actions,or to ensure proper constructionby reviewing plans and perormingconstruction inspections.

    TABLE 1.1 Number Defient Dams in United States b Repair Status

    #of #ofHigHHazard #ofHigHHazard #ofHigHHazard

    year deficientdams deficientdams repaireddams damsneedingrepair

    2001 1,348 488 124 364

    2002 1,536 646 163 483

    2003 2,004 648 120 528

    2004 3,000 979 100 879

    2005 3,271 1,367 138 1,229

    2006 3,346 1,308 139 1,169

    2007 4,095 1,826 83 1,743

    SoURCE Association o State Dam Saety Ocials

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    o a ailure to identiy and notiy people

    residing below a dam, and to coordinate

    their evacuationhas also increased.

    9

    However, the number o high hazard

    potential dams nationwide that have EAPs

    remains at a lackluster 50%. Even worse is

    the act that many high hazard potential

    dams are unregulated and uninspected.

    Approximately 30% o the high hazard

    potential dams have not been inspected

    within the last ve years (see Figure 1.1).

    Federal agencies own or regulate a very

    small percentage o the 85,000 dams in

    the U.S. but they ace signicant chal-

    lenges in terms o oversight.8 As the coun-

    trys dams age, downstream development

    increases, and better engineering methods

    are developed, more signicant rehabilita-

    tion will be needed. Examples include the

    responses to those events, more dams are

    being identied as unsae or decient.

    The National Dam Saety Program(NDSP), which was established by the

    Water Resource Development Act o 1996,

    created a national dam saety program

    administered by the Federal Emergency

    Management Agency that is designed to

    provide incentive grants to states and

    training to encourage research.12 While

    there have been successes and improve-

    ments as a result o the NDSP and stronger

    state programs, the saety and condition

    o the nations dams have not improved

    overall. Successes have included modest

    increases in stang, budgets, and dam

    saety inspections in some state programs.

    The number o Emergency Action Plans

    (EAPs)essential plans used in the event

    FIGURE 1.1 Number High Hazard Dams in the United States

    8,000

    9,000

    10,000

    11,000

    SoURCE Association o State Dam Saety Ocials

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    The U.S. Department o Agriculture, Natural Resources Conservation Ser-

    vice (NRCS) has provided technical and unding assistance to local water-

    shed sponsors to construct 11,000 project dams (primary purposes being

    food control, water supply, and grade stabilization) since 1948most o

    these dams were installed under the Watershed Protection and Flood

    Prevention Act (PL 83-566).13 While these watershed project dams

    provide signicant annual benets, thousands o these dams need to be

    rehabilitated: 1,065 watershed dams have already exceeded their design

    lie and by 2015 an additional 4,300 dams will have exceeded their design

    lie; 1,000 dams need to be rehabilitated due to stricter dam saety standards

    as a result o downstream development greatly increasing the consequences

    o a dam ailure.

    The NRCS has implemented a very successul program to provide assess-

    ments, planning, designs, and construction unding to begin the enormous

    task o repairing watershed dams throughout the U.S. The success o the

    program has been a result o partnerships between the NRCS, local spon-

    sors, and state dam saety ocialsleadership and unding provided

    by Congress. The design and construction unding is cost-shared65% is

    provided by the NRCS and 35% is provided through local participation. To

    date, 77 dams have been rehabilitated, an additional 55 have been autho-rized or construction, and another 31 are in the planning phase.

    Congress has continued its leadership role by providing $100 million in

    the 2008 Farm Bill (mandatory unding) and has authorized $85 million to

    be appropriated or scal years 2008 through 2012 (discretionary unding)

    to support the Watershed Rehabilitation Program. Over the next our years

    (FY 20092012), the NRCS anticipates perorming 400 dam assessments,

    processing 250 local sponsor requests or assistance, developing 200 rehabili-

    tation plans, completing 170 designs, and rehabilitating 120 watershed dams.

    Facts About DAMS 1www.asce.org/reportcard

    U.S. NATURAL RESoURcES coNSERvATIoN SERvIcE Watershed Rehabilitatin Prgram

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    $317 million rehabilitation o Wol Creek

    Dam, which is owned by the USACE, and

    the major improvements to Folsom Dam,which were jointly undertaken by the

    USACE and the U.S. Bureau o Reclama-

    tion at an estimated cost o $1.5 billion

    through 2019.

    In 2009, the Association o State Dam

    Saety Ocials (ASDSO) estimated that

    the total cost to repair the nations dams

    totaled $50 billion and the needed invest-

    ment to repair high hazard potential dams

    totaled $16 billion. These estimates haveincreased signicantly since ASDSOs

    2003 report, when the needed invest-

    ment or all dams was $36 billion and the

    needed investment or high hazard poten-

    tial dams was $10.1 billion.4

    The 2009 report noted an additional

    investment o $12 billion over 10 years will

    be needed to eliminate the existing back-

    log o 4,095 decient dams. That means

    the number o high hazard potential damsrepaired must be increased by 270 dams

    per year above the number now being

    repaired, at an additional annual cost

    o $850 million a year. To address the

    additional 2,276 decientbut not high

    hazarddams, an additional $335 million

    per year is required, totaling $3.4 billion

    over the next 10 years.4

    While much progress in identiying

    the condition o the nations dams has

    been made since the implementation o

    the NID, the 2008 ailure o a dam retain-

    ing coal ash rom a power plant in Ten-

    nessee points out signicant gaps in the

    regulation o dams associated with the

    power and mining industry at both the

    ederal and state levels. Many states do

    not have the authority to regulate min-

    ing dams, other states only regulate min-

    ing dams ater the mining operation hasstopped, and some states regulate mining

    dams through departments other than

    those that administer the dam saety pro-

    gram. At the ederal level there are signi-

    cant dierences in regulatory standards

    between the coal mining industry and

    the metal/nonmetal industries regarding

    standards or design, inspection, and the

    requirements to provide EAPs or high

    hazard dams.

    RESiliEnCE

    Dams are generally not very resilient

    because ew have redundant structures,

    many have regional impacts, and only 50%

    o high hazard dams have EAPs.

    The U.S. Department o Homeland

    Security, through the Oce o Inrastruc-

    ture Protection, has started addressingthis important issue in collaboration with

    the dam saety and dam security com-

    munities, ederal and state agencies, and

    the entire spectrum o owners and opera-

    tors. Given the large number o dams

    and their broad range o resiliency levels,

    eorts are being made to develop a ratio-

    nal prioritization approach or coordinat-

    ing protection programs and resiliency

    enhancements. Important physical and

    unctional characteristics o damssuch

    as the consequence o ailure and loss o

    critical benetsare considered the basis

    or identiying which dams would have

    the most severe and long lasting impact i

    service was lost (drinking water, hydro-

    power, food damage reduction, inland

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    Facts About DAMS 2www.asce.org/reportcard

    When it was constructed in 1964, the

    Martinez Creek Dam was designed

    to protect agricultural lands. Since

    that time, development in the area

    has increased and the lake ormed by

    the dam is an integral part o the city

    o Live Oaks park system. County

    ocials applied to the NRCS Small

    Watershed Rehabilitation Program or

    grants to rehabilitate the dam since its

    hazard level had increased rom low

    to high. Since the dam was raised and

    the spillway upgraded, engineers now

    expect the dam to last another 100

    years.Photo courtesy o the San Antonio

    River Authority.

    BExAR coUNTy, Tx Martinez creek Dam N. 5

    Following several devastating food events that resulted in

    more than 35 dam ailures, the state o New Jersey developedunding programs or the rehabilitation o dams. Two state

    bond acts have provided the New Jersey Department o Envi-

    ronmental Protection, Bureau o Dam Saety and Flood Con-

    trol, with $110 million to administer low interest loans or dam

    rehabilitation projects. Twenty-our dams, including 19 high

    hazard dams, have been completed so ar; 29 more, including

    10 high hazard dams, are under construction; and 45, includ-

    ing 11 high hazard dams, are in some stage o planning and

    design. Owners o the Skyline Lake Dam applied to this state

    program and received $900,000 to reconstruct the concretespillway and stabilize the earth embankment to allow or over-

    topping during a storm. Overall, approximately $32.8 million

    has been disbursed rom the program to date.Photo courtesy o

    New Jersey Department o Environmental Protection, Ofce o

    Engineering and Construction.

    RINGWooD, NJ Skline Lake Dam

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    Just outside o Albuquerque, New Mexico, the Piedra Liza Dam today protects

    seven times as many people as when it was built in the early 1950s. Analyses in

    the early 2000s showed deciencies within the dam and should it ail, as many

    as 1,700 residents in the area and 43,000 commuters on Interstate 25 could be

    adversely aected. Sandoval County applied to the NRCS Small Watershed

    Rehabilitation Program or assistance in 2005 and by 2007 repairs had been

    completed.Photo courtesy o the U.S. Natural Resources Conservation Service.

    SANDovAL coUNTy, NM NRcS Rehabilitated Dam

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    Facts About DAMS 2www.asce.org/reportcard

    navigation, etc.). By considering the

    impact on all sectorspublic saety, local

    commerce, service suppliers, etc.in therisk evaluation process, strategies that

    target increased resilience and improved

    security can be eectively identied.

    ConClUSion

    Despite some successes, the overall

    condition o the nations dams has not

    improved in recent years. This is evi-

    denced by the rising numbers o damsespecially high hazard damsthat are

    decient and in need o repair as well as by

    the limited number o dams that are actu-

    ally repaired each year. In order to make

    signicant improvements in the nations

    damsa matter o critical importance

    to public health, saety and welare

    Congress, the administration, state dam

    saety programs, and dam owners will

    have to develop an eective inspection,enorcement and unding strategy to

    reverse the trend o increasingly deterio-

    rating dam inrastructure.

    SoURCES

    1 Association o State Dam Saety Ocials.

    National Dam Saety Program Successes and Chal-

    lenges (2003)

    2 Association o State Dam Saety Ocials.

    State and Federal Oversight o Dam Saety Must

    Be Improved (2007)

    3 Association o State Dam Saety Ocials. Sta-

    tistics on Dams and State Saety Regulation (2007)

    4 Association o State Dam Saety Ocials.

    The Cost o Rehabilitating Our Nations Dams: A

    Methodology, Estimate and Funding Mechanisms

    (2002; rev. ed., 2008)

    5 Association o State Dam Saety Ocials.

    News Archives. 21 October 2008

    www.damsaety.org

    6 Federal Emergency Management Agency.

    Availability o Dam Insurance, A Report to Con-

    gress (1999)

    7 Federal Emergency Management Agency.

    Federal Guidelines or Dam Saety (2004)

    8 Federal Emergency Management Agency.

    Drat Report: Dam Saety in the United States,

    Progress Report on the National Dam SaetyProgram Fiscal Year 2006 and 2007(2008)

    9 Federal Emergency Management Agency.

    Emergency Action Planning or State Regulated

    High-Hazard Dams; Findings, Recommendations

    and Strategies (2007)

    10Federal Emergency Management Agency.

    Dam Saety and Security in the United States:

    A Progress Report on the National Dam Saety

    Program Fiscal Years 2004 and 2005

    11 Federal Emergency Management Agency.

    Interagency Committee on Dam Saety Agency

    Report on the Implementation o the FederalGuidelines or Dam Saety

    12Federal Emergency Management Agency.

    The National Dam Saety Program: 25 Years o

    Excellence (2005)

    13United States Department o Agriculture,

    Natural Resources Conservation Service (NRCS)

    Watershed Rehabilitation Program www.nrcs.

    usda.gov/programs/WSRehab/

    other Resures:

    National Research Council o the National

    Academies, Washington, D.C.,Assessment o the

    Bureau o Reclamations Security program, (2008)

    U.S. Army Corps o Engineers.National Inven-

    tory o Dams Overview (2007)

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    DRINKING WATER

    Americas drinking water systems ace anannual shortall o at least $11 billion toreplace aging acilities that are near theend o their useul lives and to comply withexisting and uture ederal water regula-

    tions. This does not account or growth inthe demand or drinking water over the next20 years. Leaking pipes lose an estimated 7billion gallons o clean drinking water a day.

    Water and environment

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    www.asce.org/reportcard

    Water and environment

    2

    A = ExceptionalB = GoodC = Mediocre

    D = Poor

    F = Failing

    AMERICASINFRASTRUCTUREG.P.A.

    2

    incrEasE unding or waterinrastructure system improvementsand associated operations through acomprehensive ederal program;

    crEatE a Water Inrastructure TrustFund to nance the national shortallin unding o inrastructure systemsunder the Clean Water Act and the SaeDrinking Water Act, including storm-water management and other projectsdesigned to improve the nations waterquality;

    Employ a range o nancing

    mechanisms, such as appropriationsrom general treasury unds, issuance orevenue bonds and tax exempt nancingat state and local levels, public-privatepartnerships, state inrastructure banks,and user ees on certain consumerproducts as well as innovative nancingmechanisms, including broad-basedenvironmental restoration taxes toaddress problems associated with waterpollution, wastewater management andtreatment, and storm-water management.

    Facts About DRINKING WATER www.asce.org/reportcard

    D-

    DRinKinG WAtER

    ESTIMATED 5-YEAR FUNDINGREQUIREMENTS FORDrinking water anD

    wastewater

    Total investment needs$255billion

    Estimated spending$146.4 billion

    Projected shortall$108.6 billion

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    ConDitionS

    The nations drinking-water systems acestaggering public investment needs over

    the next 20 years. Although America

    spends billions on inrastructure each

    year, drinking water systems ace an

    annual shortall o at least $11 billion in

    unding needed to replace aging acilities

    that are near the end o their useul lie

    and to comply with existing and uture

    ederal water regulations. The shortall

    does not account or any growth in thedemand or drinking water over the next

    20 years.2

    O the nearly 53,000 community water

    systems, approximately 83% serve 3,300

    or ewer people. These systems provide

    water to just 9% o the total U.S. popula-

    tion served by all community systems. In

    contrast, 8% o community water systems

    serve more than 10,000 people and pro-

    vide water to 81% o the population served.Eighty-ve percent (16,348) o nontran-

    sient, noncommunity water systems and

    97% (83,351) o transient noncommunity

    water systems serve 500 or ewer people.

    These smaller systems ace huge nancial,

    technological, and managerial challenges

    in meeting a growing number o ederal

    drinking-water regulations.

    In 2002, the U.S. Environmental Pro-

    tection Agency (EPA) issued The Clean

    Water and Drinking Water Inrastructure

    Gap Analysis, which identied potential

    unding gaps between projected needs

    and spending rom 2000 through 2019.

    This analysis estimated a potential 20-

    year unding gap or drinking water capi-

    tal expenditures as well as operations and

    maintenance, ranging rom $45 billion to

    $263 billion, depending on spending levels.

    Capital needs alone were pegged at $161billion.2

    The Congressional Budget Oce (CBO)

    concluded in 2003 that current unding

    rom all levels o government and cur-

    rent revenues generated rom ratepayers

    will not be sucient to meet the nations

    uture demand or water inrastructure.

    The CBO estimated the nations needs or

    drinking water investments at between

    $10 billion and $20 billion over the next 20years.3

    In 1996, Congress enacted the drinking-

    water state revolving loan und (SRF) pro-

    gram. The program authorizes the EPA

    to award annual capitalization grants to

    states. States then use their grants (plus

    a 20% state match) to provide loans and

    other assistance to public water systems.

    Communities repay loans into the und,

    thus replenishing the und and makingresources available or projects in other

    communities. Eligible projects include

    installation and replacement o treat-

    ment acilities, distribution systems, and

    some storage acilities. Projects to replace

    aging inrastructure are eligible i they are

    needed to maintain compliance or to ur-

    ther public health protection goals.

    Federal assistance has not kept pace

    with demand, however. Between FY 1997

    and FY 2008, Congress appropriated

    approximately $9.5 billion or the SRF.

    This 11-year total is only slightly more

    than the annual capital investment gap or

    each o those years as calculated by the

    EPA in 2002.

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    Facts About DRINKING WATER 2www.asce.org/reportcard

    The Caliornia Department o Water Resources predicts that by 2020, the entire

    state will experience water shortages equal to the needs o 4 to 12 million ami-

    lies o our or one year. To meet growing demand and reduce reliance on water

    imported rom northern Caliornia and the Colorado River, the Orange County

    Water District developed the Groundwater Replenishment (GWR) System that

    takes highly treated sewer water and puries it to levels that meet state and ederal

    drinking water standards. GWR System water will be between 35% to 75% cheaper

    than water produced by seawater desalination and the purication process will

    consume about hal the energy.Photos courtesy o Orange County Water District.

    oRANGE coUNTy, cAGrundwater Replenishment Sstem

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    TABLE 2.1Design Lie Drinking Water Sstems

    components yearsofdesignlife

    Reservoirs and Dams 5080

    Treatment PlantsConcrete Structures 6070

    Treatment PlantsMechanical and Electrical 1525

    Trunk Mains 6595

    Pumping StationsConcrete Structures 6070

    Pumping StationsMechanical and Electrical 25

    Distribution 6095

    SoURCE US EPA Clean Water and Drinking Water Inrastructure GapAnalysis Report, September 2002

    TABLE 2.2Water Usage: 1950 and 2000

    percent

    1950 2000 cHange

    Population (Millions) 93.4 242 159%

    Usage (Billions o Gallons per Day) 14 43 207%

    Per Capita Usage (Gallons per Person per Day) 149 179 20%

    SoURCE US EPA Clean Water and Drinking Water Inrastructure GapAnalysis Report, September 2002

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    Facts About DRINKING WATER 2www.asce.org/reportcard

    RESiliEnCE

    Drinking water systems provide a criticalpublic health unction and are essential to

    lie, economic development, and growth.

    Disruptions in service can hinder disaster

    response and recovery eorts, expose the

    public to water-borne contaminants, and

    cause damage to roadways, structures,

    and other inrastructure, endangering

    lives and resulting in billions o dollars

    in losses.

    The nations drinking-water systemsare not highly resilient; present capa-

    bilities to prevent ailure and properly

    maintain or reconstitute services are inad-

    equate. Additionally, the lack o invest-

    ment and the interdependence on the

    energy sector contribute to the lack o

    overall system resilience. These short-

    comings are currently being addressed

    through the construction o dedicated

    emergency power generation at key drink-ing water utility acilities, increased

    connections with adjacent utilities or

    emergency supply, and the develop-

    ment o security and criticality crite-

    ria. Investment prioritization must take

    into consideration system vulnerabilities,

    interdependencies, improved eciencies

    in water usage via market incentives, sys-

    tem robustness, redundancy, ailure con-

    sequences, and ease and cost o recovery.

    The question is not whetherthe ederal government shouldtake more responsibility ordrinking water improvementsbut how it should take moreresponsibility.

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    The Louisville Water Company has proposed $11 million in projects that

    could be unded as part o the 2009 American Recovery and Reinvestment Act

    (P.L. 111-005). The projects would rehabilitate 75 miles o water main to extend

    the useul lie o the system and reduce water main breaks. In addition, 9.5 miles

    o water main would be replaced to improve water quality, re hydrant fow and

    reduce maintenance. Together, the projects would support 101 jobs.

    LoUISvILLE, Ky Amerian Reer and ReinestmentAt Funding

    PoRT ANGELES,WA

    Dwntwn Water Main Prjet

    In 2008, the City o Port Angeles com-

    pleted a project to replace the water

    mains and sidewalks in the downtown

    area. The replacement water mains

    bring the citys downtown area to a

    service level that meets current re

    fow standards, reduces seismic risks

    and helps prevent water main ail-

    ures due to age. The original watermains were installed in 1914. In con-

    junction with the water main replace-

    ment, many sidewalks were replaced

    with pavers that enhance the down-

    town appearance. Also, new conduit

    and wiring was installed or street and

    pedestrian lighting.Photos courtesy o

    the City o Port Angeles.

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    Facts About DRINKING WATER 3www.asce.org/reportcard

    ConClUSion

    New solutions are needed or whatamounts to nearly $1 trillion in critical

    drinking water and wastewater invest-

    ments over the next two decades. Not

    meeting the investment needs o the next

    20 years risks reversing public health,

    environmental, and economic gains o the

    past three decades.

    Without a signicantly enhanced

    ederal role in providing assistance to

    drinking water inrastructure, criticalinvestments will not occur. Possible solu-

    tions include grants, trust unds, loans

    and incentives or private investment. The

    question is not whether the ederal gov-

    ernment should take more responsibility

    or drinking water improvements but how

    it should take more responsibility.

    The case or ederal investment is

    compelling. Needs are large and unprec-

    edented; in many locations, local sourcescannot be expected to meet this challenge

    alone, and because waters are shared

    across local and state boundaries, the

    benets o ederal help will accrue to the

    entire nation. Clean and sae water is no

    less a national priority than are national

    deense, an adequate system o interstate

    highways, and a sae and ecient aviation

    system. These latter inrastructure

    programs enjoy sustainable, long-term

    ederal grant programs; under current

    policy, water and wastewater inrastruc-

    ture do not.

    SoURCES

    1 Congressional Research Service, Sae Drink-ing Water Act: Selected Regulatory and Legislative

    Issues, April 2008.

    2 U.S. Environmental Protection Agency, The

    Clean Water and Drinking Water Inrastructure

    Gap Analysis, September 2002.

    3 U.S. Congressional Budget Oce,Future

    Investment in Drinking Water and Wastewater

    Inrastructure, May 2002.

    4 G. Tracy Mehan, Testimony beore the

    Subcommittee on Water Resources and

    Environment, U.S. House Transportation and

    Inrastructure Committee, February 2009.http://transportation.house.gov/hearings/

    hearing.aspx.

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    Hazardous Waste

    Redevelopment o brownelds sites over thepast ve years generated an estimated 191,338new jobs and $408 million annually in extrarevenues or localities. In 2008, however,there were 188 U.S. cities with brownelds

    sites awaiting cleanup and redevelopment.Additionally, ederal unding or Superundcleanup o the nations worst toxic waste siteshas declined steadily, dropping to $1.08 billionin 2008, its lowest level since 1986.

    Water and environment

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    www.asce.org/reportcard

    Water and environment

    3

    A = ExceptionalB = GoodC = Mediocre

    D = Poor

    F = Failing

    AMERICASINFRASTRUCTUREG.P.A.

    3

    rEauthorizE ederal Superundtaxes on chemicals, petroleum, andcorporations or create another ederalunding mechanism to revive theHazardous Substance Superund cleanup

    program and remove the cost o cleanuprom the general und;

    implEmEnt legislationincentiveprograms, or examplethat considersenvironmental costs and encouragesthe reduction o hazardous waste at thesource and the design o reuse programs;

    Enact the Brownelds Revitalization

    and Environmental Restoration Act tohelp localities redevelop browneld sites;

    continuE to und existing ederalprograms to nance the revitalization oAmericas brownelds;

    crEatE a Brownelds RedevelopmentAction Grant program within theEnvironmental Protection Agency toprovide investment unds or localgovernments that would allow privateinvestments to be leveraged in order tohelp preserve armland and open spaces.

    Facts About HAzARDouS WASTE www.asce.org/reportcard

    DHAzARDoUS WAStE

    ESTIMATED 5-YEAR FUNDINGREQUIREMENTS FORHazarDous waste

    anD soliD waste

    Total investment needs$77billion

    Estimated spending$33.6 billion

    Projected shortall$43.4 billion

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    ConDitionS

    SuperfudSince Congress enacted the Compre-

    hensive Environmental Response, Com-

    pensation and Liability Act (CERCLA or

    Superund) in December 1980, correc-

    tive action has been taken at thousands

    o contaminated sites across the country.

    However, nearly 30 years o ederal atten-

    tion to cleaning up contaminated sites has

    done little to reduce the problem. As oNovember 2008, 1,255 sites were listed on

    the National Priorities List (NPL), down

    only slightly rom 1,273 sites in 2004, and

    another 9,957 sites were awaiting evalua-

    tion or possible listing.3

    While the number o sites remains

    relatively constant, ederal unding dur-

    ing the last 20 years has systematically

    decreased. When it was enacted, CERCLA

    established the Superund Trust Fund,which was unded by a corporate envi-

    ronmental income tax and excise taxes

    on petroleum and specied chemicals.

    The trust und received approximately

    $1.5 billion per year beore the legisla-

    tive authority authorized to collect the

    taxes expired on December 31, 1995. While

    there has been some interest in reinstat-

    ing the taxes, there has been little legisla-

    tive action. Superund cleanup is currently

    unded through the ongoing appropria-

    tions process.4

    Between scal years 1981 and 2005

    Congress appropriated $29.3 billion to aid

    in the cleanup o hazardous waste sites

    under Superund. Billions more were

    appropriated to clean up leaking under-

    ground storage tanks and brownelds

    sites. The states have also contributed bil-lions to hazardous-waste cleanups. Even

    as the need has grown, annual congres-

    sional appropriations or Superund have

    steadily declined in recent years ater

    topping $2 billion in scal year 1998.

    The appropriation or both scal years

    2007 and 2008 was $1.08 billion, the low-

    est level since scal year 1986.2 Higher

    unding levels have been proposed in the

    last two years but have not been enactedbecause o incomplete congressional

    appropriations processes, which result in

    the same level o unding being carried on

    rom the previous year.

    The Environmental Protection Agen-

    cys (EPA) 2004 report Cleaning up the

    Nations Wastes Sites estimated that as

    many as 350,000 contaminated sites

    will require cleanup during the next 25

    years. Assuming that current regulationsand practices remain the same, it could

    cost as much as $250 billion to clean up

    those sites.5 No updated data have been

    released, but current cleanup costs could

    be much higher when infation is taken

    into account.

    Meanwhile, the pace o cleanups

    is slowing. For much o the 1990s the

    EPA averaged more than 70 construction-

    complete sites per year. However, since

    2000 the number o newly completed sites

    has decreased dramatically. In scal year

    2003 there were just 40 NPL sites deemed

    to be complete, and in 2007 and 2008 the

    EPA reported that only 24 and 30 sites

    were completed, respectively.6

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    Facts About HAzARDouS WASTE 3www.asce.org/reportcard

    AUSTIN, Tx Gre Landfll

    In 2004, the Rhizome Collective received a $200,000 Brownelds Cleanup

    Grant rom the EPA to remediate and restore the 9.8-acre Grove Landll site.

    The site included a ormer landll, which was open rom 1967 to 1970 and then

    subjected to illegal dumping or approximately 15 years ollowing its closure.

    Subsequent tests revealed the presence o harmul chemicals and other materi-

    als. O Austins 656,562 residents at the time, 39,105 lived in the area surrounding

    the Grove Landll site. The collective implemented a green remediation strategy

    or the cleanup, which included salvaging wood scraps and concrete to be used

    or erosion control, chipping wood to create mulch or recreational trails, recy-

    cling 31.6 tons o metal, salvaging concrete to be used as ll or building inra-

    structure, and powering equipment with biouel generators and photovoltaic

    panels. Following the cleanup, the site was turned into an environmental educa-

    tion park that promotes sustainable concepts.

    BrwfedsAcross the country, hundreds o thou-

    sands o ormer industrial and commer-cial sites potentially containing hazardous

    waste sit idle awaiting remediation. Most

    o these abandoned or underutilized acili-

    ties are in urban areas. Shits in resources,

    industries, technical expertise, and wealth

    are the primary cause or environmental

    degradation and loss o economic viability.

    Remediated browneld sites, however,

    can provide improvements in health and

    public saety, environmental benets, and

    economic development.

    According to a survey by the U.S. Con-

    erence o Mayors, there were 24,896

    browneld sites awaiting redevelopment

    in 2008 in 188 cities nationwide. In addi-

    tion, more than 150 cities had successully

    redeveloped 1,578 browneld sites, return-

    More than 150 cities had successullyredeveloped 1,578 browneld sites,returning more than 10,000 acresto economic productivity in 2007.These actions resulted in $408million in new municipal revenues in62 cities and more than 191,338 jobs

    a dramatic increase rom $90 millionand 83,000 jobs in 2004.

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    FIGURE 3.1 Ta Reenue rm Brwnfelds Redeelpmentin Billins Dllars

    SoURCE US Conerence o Mayors, Recycling Americas Land: 2008 Brownelds Redevelopment Report

    2007

    2006

    2005

    nActual revenue nConservative estimate nOptimistic estimate

    The nations mayors estimate that with additional unding or brownelds

    redevelopment, ar more tax revenues could be realized.

    36 2009 Report Card or Americas Inrastructure www.asce.org/ reportcard

    ing more than 10,000 acres to economic

    productivity. These actions resulted in

    $408 million in new municipal revenuesin 62 cities and more than 191,338 jobsa

    dramatic increase rom $90 million and

    83,000 jobs in 2004.1

    O the 188 cities with idle brownelds,

    148 reported that a total o 576,373 new jobs

    and as much as $1.9 billion annually could

    be generated i the sites were redeveloped.1

    The countrys mayors identied insu-

    cient unding, environmental assessment,

    lack o money or demolition and liabilityconcerns as the leading obstacles to rede-

    velopment. Currently, 3,282 sites in 150

    cities have been mothballeddesignated

    by developers or owners as having no

    chance o redevelopment.1

    The pace o cleanups is slowing.For much o the 1990s theEPA averaged more than 70construction-complete sitesper year. However, since 2000

    the number o newly completedsites has decreased dramatically.

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    Facts About HAzARDouS WASTE 3www.asce.org/reportcard

    Ater a century o sitting at the hub o the areas timber industry, the Sequim

    Bay Estuary in northwest Washington State suered rom sediment pollu-

    tion and habitat degradation. Ater receiving a Brownelds Cleanup Grant

    rom the EPA and partnering with state, local, and private stakeholders, the

    Jamestown SKlallam Tribe began restoring the estuarys natural eatures

    as part o its plan to clean up the entire Sequim Bay. The project removed 99

    creosote pilings that were used to store timber waiting to be shipped out to

    sea as well as contaminated soil and solid waste, restoring an 82-acre area

    to its natural ecosystem. Since the cleanups completion in 2005, the area is

    experiencing increased economic benets rom tourism and shing.7

    Photo courtesy o the Jamestown SKlallam Tribe.

    SEqUIM BAy, WA Seuim Ba Estuar Restratin

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    RESiliEnCE

    In order to be resilient, browneld sites

    must be sustainable, ensuring that needs

    o both current and uture generations

    are met. Future investments must address

    innovative technologies, security, and lie-

    cycle maintenance o the sites. A resilience

    strategy that addresses both disposal and

    cleanup o existing sites can help improve

    public perception in accepting the cre-

    ation and location o new waste disposal

    acilities.

    Decades o industrial activity in a

    downtown area o Providence contam-

    inated a seven-acre site with lead, arse-

    nic, and other hazardous substances.

    In 2006, the nonprot educational

    corporation Meeting Street secured

    a $200,000 Brownelds Cleanup

    Grant rom the EPA, which paid or

    site remediation. The group also

    secured unding rom government

    and private sources to build a new

    educational acility. The center, built

    to Leadership in Energy and Envi-

    ronmental Design (LEED) standards,

    includes an elementary school and a

    middle school as well as special ser-

    vices or disabled and low-income stu-

    dents and other amenities available or

    community use.7Photo courtesy o the

    U.S. Environmental Protection Agency.

    PRovIDENcE, RI Brwnfeld cleanup

    ConClUSion

    Hazardous waste sites across the coun-

    try hold enormous potential or economic

    growth and community redevelopment.

    However, we risk losing access to those

    benets i unding is not increased and the

    pace o remediation is not accelerated. To

    restore these sites to a sae and usable con-

    dition, both public and private organiza-

    tions must work together.

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    Facts About HAzARDouS WASTE 3www.asce.org/reportcard

    SoURCES

    1 U.S. Conerence o Mayors,Recycling Ameri-cas Land: A National Report on Brownfelds

    Redevelopment Volume VII, January 2008.

    2 Budget o the United States Government,

    Government Printing Oce Access:

    www.gpoaccess.gov/usbudget/browse.html.

    3 U.S. Environmental Protection Agency,

    National Priorities List, U.S.: www.epa.gov/

    superund/sites/npl/index.htm.

    4 U.S. Congressional Research Service,

    Superund Taxes or General Revenues: Future

    Funding Issues or the Superund Program,

    February, 2008.5 U.S. Environmental Protection Agency,

    Cleaning up the Nations Waste Sites, 2004:

    www.clu-in.org/download/market/

    2004market.pd.

    6 U.S. Environmental Protection Agency,

    Superund National Accomplishments Summary,

    2008: www.epa.gov/superund/accomp/

    numbers08.htm.

    7 U.S. Environmental Protection Agency,

    Clean-up Success Story Pages: www.epa.gov/

    brownelds/success/success_cleanupss.htm.

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    LEVEES

    More than 85% o the nations estimated100,000 miles o levees are locally owned andmaintained. The reliability o many o theselevees is unknown. Many are more than 50years old and were originally built to protect

    crops rom fooding. With an increase indevelopment behind these levees, the riskto public health and saety rom ailure hasincreased. Rough estimates put the cost atmore than $100 billion to repair and rehabili-tate the nations levees.

    Water and environment

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    ConDition

    The state o the nations levees has a sig-nicant impact on public saety. Levees

    are man-made barriers (embankment,

    foodwall, s