Alvin A Schall Financial Disclosure Report for 2010

8/3/2019 Alvin A Schall Financial Disclosure Report for 2010

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I ,4010Rev. 1 /2011 I FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010 Report Required by the Ethicsin Go vernment Act of 1978(5 U.S.C. app. 101-111)I . P e r s o n Reporting (las t name, firs t , middle ini t ia l)Sch a l l , A l v in A .

4. Tit le (Art ic le I I I judges indicate ac t ive o r s e n i o r s t a t u s ;magistrate judges indicate full- or part- time)Uni t e d S t a t e s C i rcu i t Ju dge (Se n i o r S t a t u s )

7 . C h a m b e r s o r Office Address7 1 7 Mad iso n P lac e , N.W.W a sh i ng t on , DC 20439

2. Court or Organizat ionUn i t e d S t a t e s C o u r t o f A p p e a l s f o r t h e F e d e r a l C i r c u it

5a. Report Type (check appropriate type)] N o . m i n a t i o n , D a t e[] Initial [] Annual [] Final

3. Date of R e p o r t0 5 / 0 4 / 2 0 1 1

6. Report ing Per iod01/01/2010

to12/31/2010

5b. [] Amended Report[ 8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it it, in my opinion, In compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form mast be followed~ Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last pag~

I . P 0 S I T I 0 N S . a t o p o r ~ . g i n d i v i d u a l on~v; see p p . 9 - 1 3 o f f i l i n g instruct ions.)---] N O N E ( N o reportable positions.)

POSITION1 . T r us tee ( o n e o f two ) Tru s t #22. T r us tee ( o n e o f two ) T r us tee # 43. Exe cu t o r (one o f t wo) Estate

4.5.

NAME OF ORGANIZATION/ENTITY

II. A G R E E M E N T S . ~ R e p o r ~ n g individual only; seepp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

D A T E P A R T IES A N D T ER M S


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FINANCIAL DISCLOSURE REPORTPage 2 o f 11

N a m e o f P e r s o n R e p o r t i n gSc h a l l , A l v i n A.

Date of R e p o r t05/04/2011

I I I . N O N - I N V E S T M E N T I N C O M E . t~,~.~ i .d i , i d u a l o . d s p o ~ e ~ s e e r ~A. Filers Non-Investment Income

[] (N o reportable income.)ONE non-investmentDATE SOURCE AND TYPE

2.3.4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - I f yo u w ere married during any portion of the reporting year, complete this section.(Dollar amount no t requ ired excep t fo r honoraria . )

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

IV . R E I M B U R S E M E N T S --transportation, Iodglng, food, entertainment.( In c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i ld r e n : s e e p p . 2 5 - 2 7 o f f il i n g i n s t r u c t i o n s . )

~] (No reportable reimbursements.)ONESOURCE

1 . N e w Y o r k I n t e l l e c t u a lPr o p er ty Law A sso c ia t io n

D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDEDMar c h 2 6-2 7 , 2 0 1 0 New York, NY A n n u a l D i n n e r i n ho n o r o f T r a n s p o r t a t io n , M e a l s , a n d L o d g i n gthe Federal Judiciary

2. P hila de lp hia I nte lle ctu al N ove m be r 18 -1 9, Phi lad e lp h ia , PA A n n u a l D i n n e r i n h o n o r o f T r a n s p o r t a ti o n , M e a l s , a n d L o d g i n gProper ty Law Association 2 0 1 0 the Federal Judiciary


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FINANCIAL DISCLOSURE REPORTPage 3 of 11

N a m e o f P e r s o n R e p o r t i n gSchall, Alvin A.

D a t e o f R e p o r t05/04/2011

V . G I F T S . a n c t u d e s t h o s e t o s p o ~ e a n d dependent children; see p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o repor table g i f ts . )

SOURCE DESCRIPTION1 .2.

3.

4.

5 .

VALUE

V I . L I A B I L I T I E S . a n e t u d ~ ~ o s e o f s p o u s e and dependent children; see pp. 32-33 of filing instructions.)[] (No r epor table l iabil i t ies .)ONE

CREDITOR DESCRIPTION

3.

4.

5.

S u n T r u s t B a n k Loan-Secured by mortgage on real propertyVALUECODE

J


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FINANCIAL DISCLOSURE REPORTPage 4 of 1 1

N a m e o f P e r s o n Report ingSc h a l l , Ah i n A.

D a t e o f R e p o r t0 5 / 0 4 / 2 0 1 1

V II . I N V E S T M E N T S a n d T R U S T S - i .... o , v a l u e , t r a n s o c t l o n s a n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t ch ildren ; s e e p p . 3 4 - 6 0 of f i l ln g instructions.)~] NONE income, assets, or transactions.)N o reportable

D e s c r i p t io n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P l a c e " ( X ) " a f te r e a c h a s s e te x e m p t f ro m p r i o r d i sc l o s u r e

I n co m e d u r in g G r o ss va lu e at e n dr e po rt i n g p er i o d o f r e po rt i n g p er i o d(0 (2) (i) (2) (i ) ~2) (3) (4) ( 5 )A m o u n t T y p e ( e .g ., V a l u e Value T y p e ( e . g ., D a t e Value G a i n I d e n t i ty o fC o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l, m m / d d ~ , y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r o d e m p l i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

1 . Abbott Laborator ies , Inc. B Di v i de nd K T2. Altr ia Group, Inc. B Di v i de nd K T3. B o e i n g C o . B Di v i de nd K T4. C ita d e l B ro a d ca s tin g C o rp N o n e5. Exxon Mo b il C orp . C Di v i de nd M T6. Ge ne ra l E l e c t r i c C o . B Di v i de nd L T7. Ge ne ra l Mi l l s , Inc . B Di v i de nd L T8. H o m e D ep o t , In c . B D ivid en d L9. H o sp i r a , In c . N o n e J T1 0 . ln te l Co r p . C Di v i de nd M T1 1 . J .P . Mo r g an Chase & Co . A Di v i de nd M T1 2 . K r af t Fo o d s , In c . A Di v i de nd K T1 3 . M BI A, I nc . N o n e J T1 4 . M i n n e s o t a M i n i n g & M f g . C o . B Di v i de nd L T1 5 . M o to ro la , In c. N o n e J T1 6 . Pepsico , Inc. C Di v i de nd M T1 7 . Philip Morr is ln tl. Inc. C D ivid en d L T

Sol d 06/28/10 J

Distributed 06/09/10 J

I . I ncome Gai n C odes : A = $ 1,000 o r les s B = $ 1,001 - $ 2,500 C = $ 2,501 -( See C o l u mns BI and I ) 4 ) F =$50.001 - $100,0~0 G =$100,001 - $1,000,000 I l l =$1.000,001 - $5.000.000

2 . V al u e C o&~ J ~$15.000 o Ices K = $15.001 - $ 50.000 L = $ 50.001 - $ 100,000{See C o l u mns C I and D 3) N =$250.001 - $500.000 O =$500.001 - $1.000.~O0 PI =$1.000.001 - $5.000,000

P 3 = $ 2 5 . 0 0 0 . 0 0 1 - $ 5 0 , 0 0 0 . 0 0 0 P 4 = M o r e l h a n $ 5 0 . C 0 0 . 0 0 03 . Va l ue Me t h o d Co d e s Q =Appraisal R =C ost (R ea l E sta te O nly ) S =A sscssm tnat

( See C o l u mn C 2) U = B o o k Va l ue V = O h c r W = E s t i ma t e d

D =$5,001 - $ 1 5 . 0 0 0112 =More thanM =$100.001 - $250,000P2 =$5 ,000,001 - $25,000,000T =C as h Mar k e t

E =$15,0~1 - $50,000


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D a t e o f R e p o r t05/04/2011

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . c o ~ , e , ~ a l u o , ,~ , ~ o ~ o , # a n c t ~ ,h o s eN O N E ( N o r ep o r t a b l e i n c o m e , a s s e t s , o r t r a n s a c t i o n s . )

D e s c r i p t io n o f A s s e ts T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f ro m p r i o r d i sc l o s u r e

I n c o m e d u r in g G r o s s v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(I) (2 ) (I) (2) (I ) (2) (3) (4) ( 5 )A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g ., D a t e Value G a i n Ident i t y o fC o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l, m m / d d , y ) , C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

1 8 . R .R . D o n n e l ly & S o n s Co . B Di v i de nd K T1 9 . D WS A d viso r Fun d s Mid -Cap G r o wth Fun d B D ivid en d M TC l a ss S20 . DW S In t e rna t i ona l Em e rg i ng Ma rk e t s A Di v i de nd K T

Eq ui ty Fun d Clas s S21 . W a l t D i s n e y C o . A Di v i de nd L T22 . Y u m B r a n d s , l n c . A Di v i de nd K T23 . Cap i ta l On e B an k Cer t i f ic a te o f D ep o s i t B Interes t K T2 4 . C a p it a l O n e B a n k C e r ti fi ca t e of D e p os i t C Interes t L T25 . A m e r i ca n Expre ss Ba nk C e r t i f i ca t e o f C Interes t L TDeposit26 . W a ch ov i a Ba nk C e r t i f i ca te o f D e pos i t B Interes t K T27 . D W S C a s h I n v e s t m e n t T r u s t A Interes t Sol d28 . DW S St ra t e g i c Gov . SEC Fu nd - S A Interes t L T Bu y29 . D W S C a s h I n v e s t m e n t T r u s t~ A Interes t Sol d30 . D W S G N M A F u n d - S ~ A Interes t K T Bu y31 . Gre a t Horn Mi n i ng Sy nd i ca t e N o n e J U32 . Edga r t own W a t e r C o . N o n e J U33 . M a in bo che r , In c. N o n e J U34 . E v e r g re e n M o n e y F u n d B Interes t J T

07/23/10 L A07/23/10 L07/23/10 K A07/23/10 K

1. In co m e Gain Co d es : A = $ 1,000 o r les s B = $ 1,001 - $ 2.500 C = $ 2,501 - $ 5 ,000 D ~$5,001 . $15,000( S e e C 0 1 u m m B I a n d D 4 ) F =$50.001 - $100.000 G =$ 10 0,0 01 - $1 .0 00.0 00 II I = $1 .0 00.0 01 - $5 .0 00 ,0 00 1 1 2 = M o t e t ha n $ 5 . 0 0 0 .I ~ 0 0

2 . V al u e C o&~ J =S 15.000 or le~s K = $15.001 - $ 50.000 L = $50.001 - $ 100,000 M =$100.001 - $250.000( See C o l u mns C I and D 3) N = $250.001 - $ 500.000 O -$ 500.001 - $ 1 ,000,000 PI = $1,000,001 - $5 .000,0~ O P2 = $5,0~ 0,001 - $25 ,000.000P3 =$25.000.001 - $ 50.000.000 P4 =Mote than $50,000,0003 . Va l ue Me l h o d Co d e s Q = Ap p ra i sa l R = Co s t (R e a l E s t a te On l y) S = Assc ssmt m! T = Ca sh M a rkc ~( S c C o l u mn C 2) U = B o o k Va l ue V --Other W = E s t i ma t e d

E =$15,001- $50.000


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FINANCIAL DISCLOSURE REPOR TPage 6 o f 11


D a t e o f R e p o r t05/04/201 I

V 11 . INV ESTM ENTS an d TRU STS - i,, .......N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t z u s t a s s e t s )P l a c e " ( X ) " a f t e r e a c h a s s e t

exempt from prior disclosure

I n c o m e d u r in g G r o s s v a lu e at e n dr e po rt i n g p er i o d o f r e po rt i n g p er i o d

(0 ( 2 ) (l) (2)A m o u n t T y p e ( e .g ., Value ValueC o d e I d i v . , r e n t , C o d e 2 M e th o d( A - H ) or in t . ) ( J - P ) C o d e 3( Q - W )

(i )T y p e ( e . g .,b u y , s e l l ,t ~ - d e m p t i o n )

(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

m m / d d ~ y y Code 2 C o d e I buyer/seller( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

35 . F i d e l i t y C a s h R e s e r v e s F u n d ~ A Interes t L T3 6 . V a n g u a r d I n t e r m e d i a te - T e r m T a x - E x e m p tF u n d A d m i ra l S h a re s37. Bond Fund~ Interes t M

38 . V a n g u a r d L i m i t e d -T e r m T a x - E x e m p t F u n dA dm i ra l Sh a re s39. Bond Fund~ Interes t M40 .

41 .

42 .

V a n g u a r d G N M A F u n d A d m i r a l S h a r e sBond Fund~V a n g u a r d S h o r t- T e r m B o n d I n d e xA dm i ra l ty Sh a re s Bond Fu nd

D I n t e r e s t M

C I n t e r e s t M

T

TBu yBu y

06/20/10 M06/20/10 M

43. TRUST#l:

45 .

46 .

47 .

48 .

49 .

50 .

51 .

Bl a ck rock Fu nds In t e rna t iona l Bo ndPo r t f o l io Fun dDe u t sch e Ba nk Tru s t C o . U.S . Sm a l lCap i ta l iza t io n Fun dDe u t sch e Ba nk Tru s t C o . Ta x- Fre e Incom eFu ndD eutsc he B an k T r us t Co . In te r n a t io n a l Fun d

A Di v i de ndA Di v i de ndB Di v i de ndA Di v i de nd

K

K

T

S o l dT

T

01/15/10

De u t sch e Ba nk Tru s t C o . U.S . L a rgeC a p i t a l iza t i on Va l u e Fu nd2 .0 0 % U .S . T r easur y No tes

B Di v i de nd M TA Interes t J T

D W S H i g h I n co m e F u n d C l a s s A A Di v i de nd JMSC I Em e rg i ng Ma rk e t s Inde x Fu nd A D ivid en d K

I . I ncome Gai n C odes : A =$1.000 or less B =$1,001 - $2.500 C -$2 . 5 01 - $ 5 ,000( S e e C o l u m n s B I a n d I V ) F =$50.001 - $ 1 0 O . 0 0 0 G =$100.0~1 - $1.000.000 II1 =$1.000.001 - $5.000.000

2. Value Codes J =$15.000 or less K = $15.001 - $ 50.000 L = $50.0O I - $ 100.000{See C o l u mns C I and D 3} N =$250.001 o $500.000 O =$ 50 0,00 1 - $ 1,0 00.0 00 P I = $1 ,0 00 .0 01 - $ 5,0 00 ,0 ~0

P3 =$25.000.001 - $ 50.000.000 P4 =More than $50.000.0003. Va lue M etho d C o d e s Q =App raisa l R = Co s t (R e a l E s t a te On l y) S =A s s cs s mem

{ S ~ r C o l u m n C 2 } U = B o o k Va l ue V = O~ h e r W = E s t i ma t e d

D =$5,001 - $15.0~Otl2 =More than $5.000,000M = $ 1 0 0 , 0 0 1 - $ 2 5 0 . 1 . 0 0P2 =$5.000.001 - $25,000.000T = Ce sh M a rkc ~

E = $ 1 5 , 0 ~ 1 - $ 5 0 . 0 00


7/11


N a m e o f P e r so n R e p o r t i n gSc h a l l , A l v i n A.

Date of Report05/04/2011

N O N E (No reportable income, assets, or transactions.)D e s c r i p t io n o f A s s e ts T r a n s a c t i o n s d u r i n g r e p o r l i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s )P l a c e " ( X ) " a f t e r e a c h a s s e t

exempt from prior disclosure

I n c o m e d u r i n g G r o s s v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I ) ( 2 ) (I) (2) (I) (2) (3) (4) (5 )A m o u n t T y p e ( e .g ., Value Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fC o d e I d i v . , r e n t , C od e 2 M e th o d b u y , s e l l, m m / d d , 3 , y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

52 . Gol dm a n Sa ch s N a t u ra l Re sou rce s Inde x A Di v i de ndFu nd53 . C oh e n & St e e r s Re a l t y Inde x Fu nd A Di v i de nd54 . D eutsc he B an k T r us t Co . Mo n ey Mar ke t A Interes t

D ep o s i t Ac c o un t55 . T R U S T # 2 :56 . A m e r i ca n Expre ss C o . A Di v i de nd57 . B P PLC A Di v i de nd58 . K im ber ly Cla r k Co r p . B Di v i de nd59 . Pfizer , Inc. A Di v i de nd60 . R aytheo n Co . B Di v i de nd61 . R . R . D o n n e l l y & S o n s C o . A Di v i de nd62 . De u t sch e Ba nk Tru s t C o .U.S . L a rge C Di v i de ndCapitalization Growth Fund63 . De u t sch e Ba nk Tru s t C o . Ta x- Fre e Incom e D Di v i de ndFu nd64 . De u t sch e Ba nk Tru s t C o . In t e rna t i ona l Fu nd A Di v i de nd65 . D eutsc he B an k T r us t Co . Mo n ey Mar ke t A Interes tD ep o s i t Ac c o un t6 6 . T R U S T # 3 :

J

J

J

KKLJ

KKNM

JK

TT

T

TTT

T

TTT

TTT

67 .68 .

De u t sch e Ba nk Tru s t C o . U.S . Sm a l lCap i ta l iza t io n Fun d Di v i de ndDe u t sch e Ba nk Tru s t C o . Ta x- Fre e Incom e B Di v i de nd KFu nd

I . I ncome Gai n C odes : A = $ 1,000 o r les s B = $ 1,001 - $ 2.500 C = $ 2,501 - $ 5 ,000 D = $ 5,001 - $ 15 ,000(S c Co lumn s B 1 a n d D4 ) F = $ 50,001 - $ 100,000 G = $100.001 - $ 1.0O 0.0~ ) H I = $1.000.0O I - $5.000,000 1 1 2 = M o r e t h a n $ 5 ,0 0 0 , 0 0 0

2. Value Code~ J = $ 15 .000 o r le s s K = $15 ,001 - $ 50.000 L = $50.001 - $ 100.000 M = $100.001 - $250.000( See C o l u mns C I and D 3) N -$ 250.001 - $ 500.000 O =$500.001 - $1 .000.000 P I = $ 1. 00 0. 00 1 - $ 5. 00 0. 00 0 P 2 = $ 5. 00 0. 00 1 - $2 5. 00 0. 00 0

P3 =$25.000.001 - $ 50.000,090 P4 =More than $50.000.0003 . Va l ue Me t h o d Co d e s Q =Appraisal R =C ost (R ea l E sta te On ly) S = Asse ssm en t T =C as h Mar k e t(S~e Column (72) U =l :k~k Value V = O the r W =Esfim aled

E = $ 1 5 , 0 ~ 1 - $ 5 0 , 0 0 0


8/11

FINANCIAL DISCLOSURE REPORTPage 8 of 1 1

N a m e o f P e r s o n R e p o r t i n gSchall, Alvin A.

Date of Repo~0 5 1 0 4 1 2 0 1 I

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . . . . e . value, transactions ( i n c l u d e s t h o s e of spo .. . . n d d e p e n d e n t c h i l d r e n : se e p p . 3 4 - 6 0 offillng i n s t r u c t l o n s . )N O N E (No reportable income, assets, or transactions.)

A. B. C. O.Description of Assets Income dur ing Gro ss va lu e a t end Transactions during reporting period

(including trust assets) reporting period o f r e p o r t i n g p e r i o d(I) (2) (I) (2) (I) (2) (3) (4) ( 5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T yp e (e .g . , Valu e Va lue T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fexempt from prior disclosure C o d e 1 d i v . , r e n t , Code 2 M e th o d buy, sell , m m / d d z 3 , y Code 2 C o d e I buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

( Q - W ) t r a n s a c t i o n )

69 . De u t sch e Ba nk Tm st C o . In t e rna ti ona l Fu nd A D ivid en d K T70 . D eutsc he B an k T r us t Co . U .S . Lar g e B Di v i de nd MCap i ta l iza t io n Value Fun d71 . 2 .0 0 % U .S . T r easur y No tes A Interes t J

TT

72 . D W S H i g h I n c o m e F u n d C l a s s A A D ivid en d J T73 . MSC I Em e rg i ng Ma rk e t s Inde x Fu nd A Di v i de nd K T74 . Gol dm a n Sa ch s N a t u ra l Re sou rce s Inde x A Di v i de ndFu nd75 . C o h e n & S t e e r s R e a l ty M a j o r s In d e x F u n d A D ivid en d J T76 . D eutsc he B an k T r us t Co . Mo n ey M ar ke t A In terestDeposit Account77 . T R U S T # 4 :78 . A m e r i c a n E x p r e s s C o . A D i v i d e n d L

79 . B P P L C A Di v i d e n d K80 . Ge n e ra l E le c t r i c C o . A D i v i d e n d K

T

T

T

81 . Me rck & C o . , Inc . B Di v i de nd K82 . P r o c t e r & G a m b l e C o . B Di v i de nd K83 . D eutsc he B an k T r us t Co . In te r n a t io n a l Fun d B D ivid en d L84 . D eutsc he B an k T r us t Co . T ax able In c o me E Di v i de nd N

Fu nd85 . D W S H i g h I n c o m e F u n d - I n s u r ed B D ivid en d K

T

TT

TT

1. Income Gain Codes: A :$1.000 or less B = $ 1,001 - $ 2,500 C = $ 2.501 - $ 5 ,000 D =$5,001 . $15,000( Se C o l u mns BI and IM) F = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 O 0 G =$ 100 ,00 1 - $1 .0 00 ,0 00 I I I =$ 1.00 0,00 1 - $5 .0 00 .0 00 112 =More than $5.000.000

2. Value Codes J = $ 15 .000 o r le ss K = $ 15.001 - $ 50,000 L = $ 50.001 - $ 100.000 M =$1 00.001 - $250.000( s ee C o l u mns C I and D 3) N =$250.001 - $ 500.000 O =$500.1)01 - $1.000,000 PI =$1.000,001 - $5.000.000 P2 =$5.0~O.001 - $25,000.000

P3 =$25.000.001 - $5 0.000.0~0 P4 =More Ihan $50.000.0003 . Va l ue Me t h o d Co d e s Q =Appcaisa l R = Co s l (R e a l E s t a t e On l y) S = Assc ssmc n t T = Ca sh M a rkc ~( See C o l u mn C 2) U -Book V al u e V = O , h m " W -Es t i mat ed

E =$ 1 5 , 0 0 1 - $ 5 0 . 0 0 0


9/11


N a m e o f P e r s o n R e p o r t i n gSchall, Ahin A.

D a t e o f R e p o r t0 5 1 0 4 1 2 0 1 1

N O N E (No reportable income, assets, or transactions.)A. B. C.

D e s c r i p t i o n o f A s s e t s In c o m e d u r in g G r o s s va lu e at en d( including t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g period

(I) (2) (I) (2)Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e

e x e m p t f r o m p r i o r d i s c lo s u r e I Code I di v . . ren t . C o d e 2 M e lh o d( A - H ) or in t . ) ( J - P ) C o d e 3( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(I ) (2) (3) (4) (5 )T y p e ( e . g . , D a t e Value Gain l d e n f i ~ y o fbuy, sell , m n v d d / y y Code 2 C o de I buyer/se l l~

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

86 . I Shares U.S. Treasury Inflation Protected A Dividend K TS e c u r i t ie s F u n d87 . PIMCO Developing Local Markets Fund B Dividend K T

88 .

89 .90 .91 .92 .

93 .94 .95 .

Eaton V ance Structured Emerging MarketsF u n dDeutsche B ank Tru st Co. U.S. LargeC a p i t a l iz a t i o n V a l u e F u n dI Path Dow Jones AIG Comm odity IndexTotal Return Fun dDWS Reef G lobal Real Estate Secured Fund

Deutsche Bank Trust Co. Money MarketDeposit AccountESTATE (Opened 10/31/08)

Dreyfus Intermediate Municipal Bond Fund

W illiams 79 Associates

A Dividend K T

B Dividend L T

A Divid end J T

A Dividend J T

A Dividend K T

D Dividend

None

M T Sol d(part)J W

06/16/10 L D

I1 Inco m e Gain Co des : A = $ I.O 00 o r less B = $ 1.001 - $ 2.500 C = 52,501 - $ 5 .000 D =$5.001 - 515.000( S C o l umns B I and I ) 4 ) F = $ 5 0 , 0 0 1 * $ 1 0 0 . 0 0 0 G = $1 00 .0 01 - $ 1. 00 0, 00 0 I I I = $ 1 .0 00 .0 01 - $ 5.0 00 .0 00 11 2 = M o r e S h a h $ 5 . 0 0 0 . 0 0 0

2 . V a l u ~ C o ~ J =$15,000 o~ less K =$15 ,001 - $ 50.000 L =550,001 - 5100.000 M =5100.001 - $250.0(}0(.See C olu mn s C I a nd D3) N =5 25 0.001 - 5 500.( X) 0 O =$500,001 - $1.000.000 P I = 5 1. 00 0. 00 1 - 55 .0 00 .0 00 P 2 = $ 5. 00 0. 00 1 - 52 5. 00 0. 00 0

P3 = $25.000.0O I - $ 50.000.0~ 0 P4 = M o re iha n $ 50.000.0~ 03 . Va l ue Me t h o d Co d e s Q = Ap p ra i sa l R = Co s t (R e a l E s l a te On l y) S = Assc ssmc n l T =~ h M a rke ~( Scc C o l u mn C 2) U = B ~ o k Va l ue V - -O t h e r W -Es t i mat ed

E =$15.001- $50,000


10/11

FINANCIAL DISCLOSURE REPORTPage 10 of 11

Name of Person Rep or t i n gS cha l l , Alv in A.

Date of Report05/04/2011

V II I. A D D I T IO N A L I N FO R M A T I O N O R E X P L A N A T I O N S . (Indicatc part of report)

A D D I T I O N A L I N F O R M A T I O N W I T H R E S P E C T T O P A R T V I I O F T H I S R E P O R T :

I. I t e m s 1 - 18 , 2 I , 22 , 31 - 33 , 5 6 - 6 I , a nd 78 - 8 2 a re com m on s t ock h o l d i ngs .

2. I t e m s 19 , 20 , 28 , 30 , 36 - 41 , 44 , 5 0- 5 3 , 72- 75 , 8 5 - 8 8 , 90 , 91 , a nd 94 a re m u t u a l fu nds .

3. I tems 2 3 -2 6 a r e c e r t i fic a tes o f d ep o s i t .

4. I t e m s 27 , 29 , 34 , 35 , 5 4 , 6 5 , 76 , a nd 92 a re i n t h e na t u re o f m o ne y m a rk e ts a ccou n t s .

5. I tems 4 9 an d 7 1 a r e U n i ted S ta tes T r easur y No tes .

6. I t e m s 45 , 47 , 48 , 6 2 , 6 4 , 6 7 , 6 9 , 70 , 8 3 , a nd 8 9 a re com m i ng l e d com m on s t ock tru s t fu nds m a n a ge d b y De u t sch e Ba nk Tru s t C o .

7. I t e m s 46 , 6 3 , a nd 6 8 a re com m i ng l e d t a x- f r e e se cu r it i e s t ru s t fu nds m a na ge d b y De u t sch e Ba nk Tru s t C o .

8. I t e m s 8 4 a nd 8 5 a re com m i ng l e d de b t se cu r it i e s t ru s t fu nds m a na ge d b y De u t sch e Ba nk Tru s t C o . .

9. I tem 9 5 i s a r ea l es ta te p ar tn er sh ip .


11/11

FINANCIAL DISCLOSURE REPOR TPage 11 of 11

N a m e o f P e r s o n R e p o r t in gSc h a l l , A l v i n A.

Dale of Repor t0 5 1 0 4 1 2 0 1 1

IX. CERTIFICATION.I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I further cert i fy that earned income from o uts ide employm ent and honoraria and the acceptance of gi f t s which have been reported are incom pliance w ith the prov is ions of 5 U.S.C. app . 501 et. seq., 5 U.S.C. 7353, and J udicial Confere nce regu lations.

Signature

N O T E : A N Y IN D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y FA L S I F IE S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i tt e e o n F in a n c i a l D i s c l o s u r eA d m i n i st r a ti v e O f f i ce o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.Washington, D.C. 20544

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Alvin A Schall Financial Disclosure Report for 2010