77
Alpha and theta oscillations: Conscious control of information processing in the human brain? Wolfgang Klimesch University of Salzburg Austria May conference on ‚Consciousness, brain rhythms and the perception-action cycle‘ Memphis, May 3 rd – 4 th 2008

Alpha and theta oscillations: Conscious control of information processing in the human brain?

  • Upload
    roy

  • View
    34

  • Download
    1

Embed Size (px)

DESCRIPTION

Alpha and theta oscillations: Conscious control of information processing in the human brain?. Wolfgang Klimesch University of Salzburg Austria. May conference on ‚Consciousness, brain rhythms and the perception-action cycle‘ Memphis, May 3 rd – 4 th 2008. - PowerPoint PPT Presentation

Citation preview

Page 1: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Alpha and theta oscillations: Conscious control of information processing in the human brain?

Wolfgang KlimeschUniversity of Salzburg

Austria

May conference on ‚Consciousness, brain rhythms and the perception-action cycle‘

Memphis, May 3rd – 4th 2008

Page 2: Alpha and theta oscillations: Conscious control of information processing in the human brain?

(1) Oscillations: Timing and spatial organization of information processes. Oscillations provide mechanisms that allow the emergence of spatially and temporally organized firing patterns in neural networks.

(2) Slow frequency oscillations: Conscious control of information processing. Slow frequency oscillations in the theta and alpha range (of about 4 – 13.5 Hz) are associated with the top-down control of two large processing systems, a working memory system and a a complex knowledge system, allowing semantic orientation in a constantly changing environment.

Theta and alpha oscillations exhibit a variety of different synchronization processes (e.g., amplitude increase, phase coupling, event-related phase reorganization) that reflect different types of control processes and different aspects of the timing of cognitive processes.

(3) Process binding and consciousness

(4) Conclusions

Oscillations and the control of information processing:Outline of the

structure of argumentation and proposed hypotheses

Page 3: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Part 1.1Timing of neuronal activity and information

processing

Page 4: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Inhi

biti

on

Min

imum

Max

imum

Time

Cell 2

Cell 1

Cell 3

Cell 1

Cell 2

Cell 3

Excitation

(Pyram

idal cells)M

aximum

Minim

um

Oscillations reflect rhythmic fluctuations of the membrane potential (of the dendritic tree and soma).

They have a strong influence on the timing of neural firing.The influence of oscillations depends on the excitatory level of

affected cells and on the magnitude of their amplitudes.

Basics: Inhibition, Excitation and Timing

Page 5: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Large amplitudes tend to entrain many neurons

Inhi

biti

on

Min

imum

Max

imum

Time

Cell 2

Cell 1

Cell 3

Cell 1

Cell 2

Cell 3

Excitation

(Pyram

idal cells)M

aximum

Minim

um

Basics: Inhibition, Amplitude and Timing

Page 6: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Example 1: Alpha-like oscillations control the timing of sensory coding

Nicolelis & Fanselow, (2002). Thalamcortical optimization of tactile processing according to behavioural state. Nature Neurosci. 5 (6), 517-523.

Whi

sker

mov

emen

t

a) Top-down control of sensory encoding during exploratory behavior

b)

b)

c)

c)

Page 7: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Individual alpha frequency (IAF) varies to a large degree between subjects (in a range of about 7.5 and 13.5 Hz) and is related to the speed of information processing. This have been shown very early in EEG research: e.g., Surwillo, W. (1961). Frequency of the alpha rhythm, reaction time and age, Nature 191, 823-824. Klimesch, W. (1996). Alpha frequency, reaction time and the speed of processing information, J. Clin. Neurophysiol. 13, 511-518.

Example 2: Alpha oscillations and the timing of information processing

Hz

Th

eta

Low

er-1

Low

er-2

Up

per

4 6 8 10 12

Hz4 6 8 10 12

Hz4 6 8 10 12

IAF

B) Subject with slow alpha at 7.5 Hz

A) Average alpha frequency in a large sample of subjects is at about 10 Hz

C) Subject with fast alpha at 13.5 Hz

Range of variation

Pow

er/A

mpl

itud

eP

ower

/Am

plit

ude

Pow

er/A

mpl

itud

e

Page 8: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Interindividual differences in alpha frequency vary with age and memory performance. (A) From early childhood to puberty, alpha frequency increases from about 5.5 to more than 10 Hz but then starts to decrease with age. (B) As compared to bad memory performers, good performers have a significantly higher alpha frequency, even in Alzheimer demented subjects.

Hz

10

5+

++

+

+

A) B)

Age (years)

Alzheimer(65 years)

Young Adults (25 Years)

1 2 3 4 5 6 7 8 9 11 13 15 20 30 40 50 60 70

Hz

10

5

Age (A) and performance related (B) differences in IAF

IAF increases and declines with age just as processing speed, cognitive performance and brain volume does

Goo

d m

emor

y pe

rfor

mer

s

Goo

d m

emor

y pe

rfor

mer

s

Bad

mem

ory

perf

orm

ers

Bad

mem

ory

perf

orm

ers

Example 2: Alpha oscillations and the timing of information processing

Page 9: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Part 1.2Oscillations and the spatio-temporal organisation

of information processing

Page 10: Alpha and theta oscillations: Conscious control of information processing in the human brain?

First half retention interval

Second half retention interval

Manipulation Retention

Upper alpha phase coherence: leading and trailing sites

Sauseng, P., Klimesch, W., Doppelmayr, M., Pecherstorfer, T., Freunberger, R., Hanslmayr, S., (2005). EEG alpha synchronization and functional coupling during top-down processing in a working memory task. Hum. Brain Mapp. 26, 148-155.

Page 11: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Part 2 Slow frequency oscillations: Conscious control

of information processing. The functional meaning of theta and alpha

Page 12: Alpha and theta oscillations: Conscious control of information processing in the human brain?

(i) A brief phasic event-related increase in theta power probably reflects encoding/retrieval of new (episodic) information.

(ii) A long lasting event-related increase probably reflects top-down control associated with central executive functions. Examples:- The maintenance of information in WM- Spatial navigation (exploratory behavior)- Sustained attention

Part 2.1 ThetaTheta appears to be related to different functions of a complex working memory (WM) system. At least two types of task-related responses can be distinguished :

Page 13: Alpha and theta oscillations: Conscious control of information processing in the human brain?

E

RD

%

E

RS

%50

0

5

0

100

-1000 -500 0 500 1000 ms

Picture encoding (hits, dotted) and recognition (hits, bold; correct rejections dashed ). O1; IAF = 10.3

E

RD

%

E

RS

%50

0

5

0

100A) Theta; 4.3-6.3Hz B) Lower-1 alpha; 6.3-8.3 Hz

E

RD

%

E

RS

%50

0

5

0

100

E

RD

%

E

RS

%50

0

5

0

100C) Lower-2 alpha; 8.3-10.3 Hz D) Upper alpha; 10.3-12.3 Hz

Theta old/new - effect

Evoked theta; recogn. hits

Evoked lower-2 alpha; recogn. hits

Evoked lower-1 alpha; recogn. hits

Evoked upper alpha; recogn. hits

-1000 -500 0 500 1000 ms

-1000 -500 0 500 1000 ms -1000 -500 0 500 1000 ms

Frequency specificity and functional meaning of theta for episodic encoding. Klimesch et al (2001). Episodic retrieval is reflected by a process specific increase in human theta activity. Neuroscience Letters, 302, 49-52.

Page 14: Alpha and theta oscillations: Conscious control of information processing in the human brain?

The neural correlates of conscious awareness during successful retrieval are reflected by a late event-related synchronization (ERS) in theta.

An early EEG synchronization in the theta band predicted knowing, and a later remembering. Moreover, early and late event-related potentials were also found to predict knowing and remembering, respectively.

-6,00

-4,00

-2,00

0,00

2,00

4,00

-1

-0,5

0

0,5

1

Remember

Know

125 250 375 500 625 750 875

New

ERP‘s, recording site Pz

Increase in theta, recording site Pz

Remember

Know

New

µV

ER

BP

in z

-val

ues

-6,00

-4,00

-2,00

0,00

2,00

4,00

-1

-0,5

0

0,5

1

Remember

Know

125 250 375 500 625 750 875

New

ERP‘s, recording site Pz

Increase in theta, recording site Pz

Remember

Know

New

µV

ER

BP

in z

-val

ues

The

ta E

RS

-6,00

-4,00

-2,00

0,00

2,00

4,00

6,00

extCP1

-6,00

-4,00

-2,00

0,00

2,00

4,00

6,00

extCP1

-6,00

-4,00

-2,00

0,00

2,00

4,00

6,00

extCP1

-1.5

-1

-0.5

0

0.5

1

1.5-250 -125 0 125 250 375 500 625 750 875

-1.5

-1

-0.5

0

0.5

1

1.5-250 -125 0 125 250 375 500 625 750 875

-1.5

-1

-0.5

0

0.5

1

1.5-250 -125 0 125 250 375 500 625 750 875

Know

New

a)

b)

c)

-2µV+

-1µV+

ERP

Theta

ERP

Theta

ERP

Theta

CP1

-125 0 125 250 375 500 625 750 875 1000

-125 0 125 250 375 500 625 750 875 1000

-125 0 125 250 375 500 625 750 875 1000

CP1

CP1

Remember

-6,00

-4,00

-2,00

0,00

2,00

4,00

6,00

extCP1

-6,00

-4,00

-2,00

0,00

2,00

4,00

6,00

extCP1

-6,00

-4,00

-2,00

0,00

2,00

4,00

6,00

extCP1

-1.5

-1

-0.5

0

0.5

1

1.5-250 -125 0 125 250 375 500 625 750 875

-1.5

-1

-0.5

0

0.5

1

1.5-250 -125 0 125 250 375 500 625 750 875

-1.5

-1

-0.5

0

0.5

1

1.5-250 -125 0 125 250 375 500 625 750 875

Know

New

a)

b)

c)

-2µV+

-1µV+

ERP

Theta

ERP

Theta

ERP

Theta

CP1

-125 0 125 250 375 500 625 750 875 1000

-125 0 125 250 375 500 625 750 875 1000

-125 0 125 250 375 500 625 750 875 1000

CP1

CP1

Remember

Evoked theta

Evoked theta

Evoked theta

Klimesch, W., Doppelmayr, M., Yonelinas, A., Kroll, N.E.A., Lazzara, M., Roehm, D., & Gruber, W. (2001). Theta synchronization during episodic retrieval: neural correlates of conscious awareness. Cognitive Brain Research, 12, 33-38.

Page 15: Alpha and theta oscillations: Conscious control of information processing in the human brain?

75 words are presented, 45 items are repeated (old),

30 not repeated (new)Yes/no recognition and confidence judgment.

Stimulus onset every 3.5 sec

30 items 45 itemsnot repeated repeated (new words) (old words)

15 itemsLag 1656 sec

25 itemsLag 828 sec

15 itemsLag 27 sec

Retrieval from Retrieval from WM intermediate memory

Block 1 Block 2…………….. Block 8

Continous Word Recognition Paradigm

A decaying episodic trace is associated with decreased theta Klimesch, W., Hanslmayr, S., Sauseng, P., Gruber, W., Brozinski, C., Kroll, N.E.A., Yonelinas, A., & Doppelmayr, M. (2006c). Oscillatory EEG correlates of episodic memory trace decay. Cerebral Cortex, 16 (2), 280-290.

Page 16: Alpha and theta oscillations: Conscious control of information processing in the human brain?

ms-200.0 -100.0 0.0 100.0 200.0 300.0 400.0 500.0 600.0 700.0 800.0

µV 0.0

-2.5

-5.0

2.5

5.0

ms-200.0 -100.0 0.0 100.0 200.0 300.0 400.0 500.0 600.0 700.0 800.0

µV 0.0

-2.5

-5.0

2.5

5.0

Po3 Pz

1st presentationLag 16Lag 8Lag 2

ms-200.0 -100.0 0.0 100.0 200.0 300.0 400.0 500.0 600.0 700.0 800.0

µV 0.0

-2.5

-5.0

2.5

5.0

O1

P3P2

N2

N1

P1

Page 17: Alpha and theta oscillations: Conscious control of information processing in the human brain?

= 0

.5 [H

z]

ERP 1

-1 -0.5 0 0.5 1

0

5

10

15

20

2

0

Signal21T5ERD & Signal23T5ERD

ERP 2

-1 -0.5 0 0.5 1

2

0

ERP 1 - ERP 2

-1 -0.5 0 0.5 1

1

-1

ERP 2 - ERP 1

-1 -0.5 0 0.5 1

1

-1

= 0

.5 [H

z]

ERD 1

-1 -0.5 0 0.5 1

0

5

10

15

20

40

-40

ERD 2

-1 -0.5 0 0.5 1

40

-40

ERD 1 - ERD 2

-1 -0.5 0 0.5 1

15

-15

ERD 2 - ERD 1

-1 -0.5 0 0.5 1

15

-15

= 0

.5 [H

z]All 1

-1 -0.5 0 0.5 1

0

5

10

15

20

6

0

All 2

-1 -0.5 0 0.5 1

6

0

All 1 - All 2

-1 -0.5 0 0.5 1

0.5

-0.5

All 2 - All 1

-1 -0.5 0 0.5 1

0.5

-0.5

= 0

.5 [H

z]

PLI 1

-1 -0.5 0 0.5 1

0

5

10

15

20

0.5

0

PLI 2

-1 -0.5 0 0.5 1

0.5

0

PLI 1 - PLI 2

-1 -0.5 0 0.5 1

0.15

-0.15

PLI 2 - PLI 1

-1 -0.5 0 0.5 1

0.15

-0.15

Evozierte Power Lag2 Evozierte Power Lag16

ERD Lag2 ERD Lag16

Whole power Lag2 Whole Power Lag16

PLI Lag2 PLI Lag16Diff

eren

zmap

s fü

r E

letr

ode

T5

Evoked Theta

Theta ERS

Alpha ERD

Theta Phase Locking

Page 18: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Lag effect: Theta, T5

% E

RS

p1(-400 - -200)

p2(-200 – 0)

t1(0 – 200)

t2(200 – 400)

t3(400 – 600)

t4(600 – 800)

p1(-400 - -200)

p2(-200 – 0)

t1(0 – 200)

t2(200 – 400)

t3(400 – 600)

t4(600 – 800)

0

5

10

15

20

25

30

35

% E

RS

0

5

10

15

20

25

30

35

p1(-400 - -200)

p2(-200 – 0)

t1(0 – 200)

t2(200 – 400)

t3(400 – 600)

t4(600 – 800)

p1(-400 - -200)

p2(-200 – 0)

t1(0 – 200)

t2(200 – 400)

t3(400 – 600)

t4(600 – 800)

lag-2lag-8lag-16

lag-2lag-8lag-16

lag-2lag-8lag-16

lag-2lag-8lag-16

Prestimulusintervals p1, p2

Poststimulusintervals, t1 – t4

Prestimulusintervals p1, p2

Poststimulusintervals, t1 – t4

Prestimulusintervals p1, p2

Poststimulusintervals, t1 – t4

Prestimulusintervals p1, p2

Poststimulusintervals, t1 – t4

Lag effect: Theta, mean over all electrodes

Page 19: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Evoked theta in P2 time window (around 300 ms)

Low resolution electromagnetic tomography LORETA (Pascual-Marqui et al., 1994)

Page 20: Alpha and theta oscillations: Conscious control of information processing in the human brain?

LORETA (Pascual-Marqui et al., 1994).

The P3 component elicited stronger activity for Lag-2 than Lag-16 in left superior temporal gyrus and middle temporal gyrus, posterior cingulated gyrus, bilateral lingual gyrus, and, most interesting, in right hippocampus and parahippocampal gyrus (t > 3.77, p < .05 corrected). There were no significant differences between lag-2 and lag-8, nor between lag-8 and lag-16.

LO

RE

TA

; P3

unfi

lter

ed

Page 21: Alpha and theta oscillations: Conscious control of information processing in the human brain?

WM comprises an anterior-posterior network

Attentional Control/Central executive Phonological loopprimarily located in left hemisphere, including- articulatory rehearsal system (BA 44)- temporary STORAGE system (BA 40): ‚Verbal-acoustic‘ STM‘

Visuospatial sketchpad primarily located in right hemisphere, including- frontal areas (BA 6, 47) and- posterior areas (BA, 19, 40): ‚visual STM‘

Page 22: Alpha and theta oscillations: Conscious control of information processing in the human brain?

From Sarnthein, Petsche, Rappelsberger, Shaw &Von Stein (1998). Synchronization between prefrontal and posterior association cortex during human working memory. PNAS, 95, 7092-7096.

Enhanced coherence in the theta range (4-7 Hz) during retention. Connections between electrode sites represent significant increases of coherence above control (P< 0.05 or better). The shaded areas indicate the range of positions of individual electrodes as determined in an MRI study. Note that the occipital electrodes (01, 02) are placed not over primary visual areas, but closer to the parieto-temporo-occipital association region. (a) During retention of character strings in memory, enhanced coherence appeared between prefrontal and posterior cortex. In posterior cortex, the left hemisphere was predominantly involved. (b) coherence- increases during retention of abstract line drawings in memory. Patterns of encanced coherence were similar n both tasks, but more connections appeared in the right hemisphere in the visual task. For convergent evidence see Weiss & Rappelsberger (2000)

A) character strings B) line drawings

Functional interplay in theta frequency between prefrontal and posterior regions

Page 23: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Is the ‘interplay’ between anterior and posterior regions due to executive functions operating on storage areas?

Study by Sauseng, Klimesch, Gruber, Doppelmayr, Stadler, W., & Schabus (2002)

Issue of interest: Retrieval processes from LTM (or intermediate memory) activated from WM.

Design: Three tasks were performed, a learning, ‘recognition’ and selective retrieval task. First, subjects had to learn a verbal label (numbers between 1-8) for each of a set of 8 abstract pictures. Second, the pictures were presented and subjects had to name the label. Third, in the selective retrieval task, two labels were presented sequentially. Now in response to each label, the respective picture had to be retrieved. To guarantee that subjects are actually retrieving the corresponding pictures they had to perform an imagery task after the presentation of the second label.

Label 1 Label 2

Retrievepicture 1

Retrievepicture 2 and perform imagery task

Page 24: Alpha and theta oscillations: Conscious control of information processing in the human brain?

x = positive maximumo = negative maximum

Theta -ERP mapsubject “M“

ms

400

500

600

700

800

x x x x x x

xx x x x x

x x

x xx x

x x x xx x

o o o

o oo o

oo o o o o

o o o

o

o

o o o o oo o

0 10 20 30 40 50 60 70 80 90

occipital to frontal

o

+0.8

0

-0.8

µV

+1.8

0

-1.8

µV

frontal to occipital

change in direction of theta marked by vertical line

Evoked theta behaves like a travelling wave. After a label is presented several cycles of theta can be observed travelling from frontal to occipital sites. At about 774 ms (on average) the direction reverses. This ‚latency‘ is correlated with memory performance (number of correct labels in recognition task): r = .39 p < .05.

Page 25: Alpha and theta oscillations: Conscious control of information processing in the human brain?

ms poststim500 600 700 800 900 1000 1100 1200 1300

µV 0.0

-0.5

-1.0

-1.5

0.5

1.0

1.5

Fz

Cz

Pz

Oz

Theta-waves single subject “B“

A

pop -1 p+1

change in direction

Example of an evoked, ‘traveling’ theta wave, one subject, negative polarity is in blue

Page 26: Alpha and theta oscillations: Conscious control of information processing in the human brain?

150

175

200

225

250

p-2 p-1 p+1 p+2po

FzOzms

250

225

200

175

150

Significant increase in frontal theta period during p0

*

At time of change in direction frontal theta period increases

Page 27: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Upper Alpha Desynchronization (ERBP) over occipital sites as a function of theta reversal

-0,4

0

0,4

z-valu

es

Stimulus triggered Triggered by theta

Triggered by theta

400 ms

Page 28: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Part 2.2 Alpha

Part 2.2.1 The key for the functional understanding of alpha: The onset of

Alpha ERD reflects retrieval from memory

Page 29: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Episodic processing mode:A phasic process concentrated

on a specific event

Semantic processing mode: A continuous, automatic

process

In a conventional, event-related memory task episodic and semantic memory proccesses are required

Post-StimulusPre-Stimulus

Mem

ory item

Do not initiate encoding in WMS

Control encoding into WMS

Prepare for encoding:

Post-StimulusPre-Stimulus

Block access to LTMS

Mem

ory item

Control access to LTMS

Prepare for retrieval:

Time

The

ta

Am

plit

ude

TimeA

lpha

A

mpl

itud

e

ERSERD

Page 30: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Part 2.2.1 The functional dissociation between theta

and alpha

The behaviour of alpha is puzzling and remarkable in several ways: (i) Whereas other frequencies reliably show an increase in power (event-related synchronization, ERS) in response to a stimulus/event, alpha shows a decrease (event-related desynchronization, ERD) in many tasks. (ii) More recently, it became clear that certain types of tasks reliably elicit alpha ERS.

We have suggested recently that the key for understanding alpha is the fact that the onset of upper alpha ERD indicates the onset of access to and retrieval of a trace from LTM (Klimesch et al. 2007).

Page 31: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Sample: 22 right handed volunteers (8 males, mean age = 22.88; SD = 3.34; 14 females, mean age = 23.79; SD = 4.41). Each subject had to perform first the reading and then the semantic task.

READING TASK: Subjects were instructed to silently read and to pronounce the sentence right after a question mark would appear.

SEMANTIC TASK: Subjects were instructed to read the sentence in order to search a super-ordinate concept for the noun of the third chunk and to pronounce the super-ordinate concept after the question mark appeared.

First chunk:subject

‚Ein Hase‘,A rabbit

Second chunk:finite verb and a

reflexive pronoun ,hat sich‘

‚is‘

Third chunk:object

‚in der Schachtel‘‚in the box‘

Fourth chunk:verb

,versteckt‘‚hiding‘

?

800 ms 800 ms 800 ms 800 ms

Evidence for hypothesis that semantic memory is related to upper alpha ERD

From: Röhm, D., Klimesch, W., Haider, H., Doppelmayr, M. (2001). The role of theta and alpha oscillations for language comprehension in the human electroencephalogramm. Neuroscience Letters, 310, 137-140.

Experimental design:

Page 32: Alpha and theta oscillations: Conscious control of information processing in the human brain?

1.1

0.8

0.5

0.2

0z-values

Thetareading task semantic task

Upper alphareading task semantic task

*** reading > semantic

1.1 1.2

2.1

3.1

4.1

2.2

3.2

4.2

1.1 1.2

2.1

3.1

4.1

2.2

3.2

4.2

n.s

n.s

n.s

* reading < semantic

** reading < semantic

** reading < semantic

*** reading < semantic

3rd chunkretrieval of super-ordinateconcept insemantictask

Evidence for hypothesis that semantic memory is related to upper alpha ERDSignificant increase in upper alpha ERD during retrieval from semantic long-term memory and semantic processing - although sentences were already presented in

the preceding reading task.

1. chunk

2. chunk

3. chunk

4. chunk

Theta ERS and Upper Alpha ERD scaled in red

Page 33: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Part 2.2.2 Alpha and Perception No ERD but phase locking during ‘re-activation

of a trace’

Experimental design:

Example of a trial. The subjects were instructed to respond as fast as possible to two target stimuli (p, q) by pressing one of four buttons.

Hanslmayr, S., Klimesch, W., Sauseng, P., Gruber, W., Doppelmayr, M., Freunberger, R., Pecherstorfer, T., 2005. Visual discrimination performance is related to decreased alpha amplitude but increased phase locking. Neurosci. Lett. 375, 64-68. For similar findins see: T. Ergenoglu, T. Demiralp, Z. Bayraktaroglu, M. Ergen, H. Beydagi, Y. Uresin, Alpha rhythm of the EEG modulates visual detection performance in humans, Cognitive Brain Res. 20 (2004) 376-383. These findings were replicated in Hanslmayr et al. (2007).

Page 34: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Mean reaction time ~ 500 ms

0.5

1

1.5

Power bad

-0.5 0 0.5

5

10

15

20

PLI good

-0.5 0 0.5

5

10

15

20

0.1

0.2

0.3

0.4

PLI bad

-0.5 0 0.5

5

10

15

20

Power good

-0.5 0 0.5

5

10

15

20

Good perception performers Bad perception performers

No upper alpha ERD in perception taskAre good and bad performers using different strategies of top-down control?

Page 35: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Period of 100 ms = 10 Hz

Large alpha phase-locking is associated with a large P1 and N1 component in the EEG

Page 36: Alpha and theta oscillations: Conscious control of information processing in the human brain?

2 6 10 14 18

Frequency (Hz)

2 6 10 14 18

Frequency (Hz)

1

2

3

4

5

6

1

2

3

4

5

6

Pre

stim

ulus

Mag

nitu

de(µ

v)P

rest

imul

usM

agn

itude

(µv)

2 6 10 14 18

Frequency (Hz)

2 6 10 14 18

Frequency (Hz)

1

2

3

4

5

6

1

2

3

4

5

6

Pre

stim

ulus

Mag

nitu

de(µ

v)P

rest

imul

usM

agn

itude

(µv)

Memory task

2 6 10 14 18 Hz

2 6 10 14 18

Frequency (Hz)

2 6 10 14 18

Frequency (Hz)

1

2

3

4

5

6

1

2

3

4

5

6

Pre

stim

ulus

Mag

nitu

de(µ

v)P

rest

imul

usM

agn

itude

(µv)

2 6 10 14 18

Frequency (Hz)

2 6 10 14 18

Frequency (Hz)

1

2

3

4

5

6

1

2

3

4

5

6

Pre

stim

ulus

Mag

nitu

de(µ

v)P

rest

imul

usM

agn

itude

(µv)

Perception task

2 6 10 14 18 Hz

Recording site: Pz

Prestimulus alpha synchronization

cf Hanslmayr et al. 2006, 207)

Prestimulus alpha synchronization may reflect different strategies of top-down control that lead to differences in performance

Page 37: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Perceivers (P+) : Group of subjects (n = 15) with a performance that lies significantly above chance (25%). Mean detection rate: 58%

Non-Perceivers (P-) : Group of subjects (n = 15) with a performance that is not significantly different from chance. Mean detection rate: 26 %

Correlation between alpha power (8 – 12 Hz) and detection performance. Both scales are transformed to ranks.

prestimulus power (- 500 to 0 ms)

Page 38: Alpha and theta oscillations: Conscious control of information processing in the human brain?

c) For the group of Perceivers (P+), the ongoing prestimulus EEG (- 500 to 0 ms) shows larger phase coupling in trials when subjects failed to perceive the stimulus. d) topography of electrode pairs with larger phase coupling for incorrect as compared to correct responses. e) Number of couplings for each electrode.

Page 39: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Resting condition, eyes open

Page 40: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Part 2.2.3 Alpha ERS reflects control of search area/ blocking of retrieval

Page 41: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Upper Alpha, Temporal sites, Hits

30

0

30

60

ER

D%

E

RS

%

1000 ms

Memory SetWarningsignal Probe

Load 10, varied

Load 5, consistent

ENCODING RETENTION RETRIEVALCognitive processes:

Task sequence:

Upper alpha exhibits a load dependent increase in ERS during encoding and retention in memory scanning tasks (Klimesch et al., 1999; Jensen et al.,

2002; Schack & Klimesch, 2002; Busch & Herrmann, 2003; Cooper et al., 2003; Herrmann et al., 2004a; Sauseng et al., 2005b)

Encoding, Load 10 varied

Reference

Retention, set size 4

Retention, set size 2

Pz

A

bsol

ute

Pow

er5

10

15

20

2 4 6 8 10 12 14 16 Hz

Pz

2 4 6 8 10 12 14 16 Hz

A

bsol

ute

Pow

er5

10

15

20

Page 42: Alpha and theta oscillations: Conscious control of information processing in the human brain?

InterpretationAlpha synchronization reflects inhibitory top-down control to

block retrieval of interfering information When the stored memory trace has to be retrieved, however, a

strong ERD can be observed.

In a memory scanning task, a subject is in an encoding and retrieval mode.

Trial k B 2 H 5 4 L K R 1 F H?

Trial k + 1: 3 1 L 4 8 6 R K C 8 F?

Suppression of retrieval of items from previous trialshelps to reduce interference

The separately performed TMS experiment revealed that the amplitude of the motor evoked potential (MEP) at the hand was reduced during INH as compared to ACT and a baseline condition.

Further Evidence comes from findings about motor behavior and the mu.rhythm:In a study by Hummel et al. (2002) subjects had - in response to visual cues - to perform sequential finger movements on an electrical keybord. The task was either to actually perform the movements (ACT condition) or to

look at the cues but to inhibit a response (INH condition). Upper alpha ERD was observed during ACT but ERS during INH

Page 43: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Part 2.2.4 Alpha phase and top-down control

Page 44: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Memory set500ms

Retention Interval 2500ms

Probe & ResponseMatch or no match?

Ret

enti

onM

anip

ulat

ion

pure retention

retention + manipulation (rotation around vertical midline)

2 analysing intervals(0 – 1000 ms and 1000 - 2000 ms after

memory item offset)

Sauseng, P., Klimesch, W., Doppelmayr M., Pecherstorfer, T., Freunberger, R., Hanslmayr, S. (2005). EEG alpha synchronization and functional coupling during top-down processing in a working memory task. Human Brain Mapping, in press.

Visuo-spatial working memory task

Page 45: Alpha and theta oscillations: Conscious control of information processing in the human brain?

First half retention interval Second half retention interval

Upper Alpha between 9.8 and 12.7 Hz

Page 46: Alpha and theta oscillations: Conscious control of information processing in the human brain?

First half retention interval

Second half retention interval

Manipulation Retention

Upper alpha coherence: leading and trailing sites

Page 47: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Part 3: Process binding and consciousness

Event-related phase reorganization (ERPR)and between frequency phase coupling

may reflect binding of different processes that are controlled by consciousness

Page 48: Alpha and theta oscillations: Conscious control of information processing in the human brain?

ms-500 0 500

ms-500 0 500

ms-500 0 500ms

Hz

-1000 -500 0 500

5

10

15

20

ms

Hz

-1000 -500 0 500

5

10

15

20

ms

Hz

-1000 -500 0 500

5

10

15

20

Who

le P

ower

Evo

ked

Pow

erPL

I

F7, set size 4 O2, set size 4

loga

rith

mic

sca

le f

or p

ower

PL

I

Upper Alpha Sync.during retention

6 Hz

12 Hz

6 Hz

12 Hz

Theta : upper alpha phase coupling in a Sternberg task (load 2 and load 4); Schack, Klimesch & Sauseng (2005). Internat. Journal of Psychophysiology, in press.

Page 49: Alpha and theta oscillations: Conscious control of information processing in the human brain?

theta: s4-s2 11.719 ms 23.438 ms 35.156 ms 46.875 ms 58.594 ms 70.312 ms 82.031 ms 93.75 ms

105.469 ms 117.188 ms 128.906 ms 140.625 ms 152.344 ms 164.062 ms 175.781 ms 187.5 ms 199.219 ms

210.938 ms 222.656 ms 234.375 ms 246.094 ms 257.812 ms 269.531 ms 281.25 ms 292.969 ms 304.688 ms

316.406 ms 328.125 ms 339.844 ms 351.562 ms 363.281 ms 375 ms 386.719 ms 398.438 ms 410.156 ms

421.875 ms 433.594 ms 445.312 ms 457.031 ms 468.75 ms 480.469 ms

Difference of phase-locking index at 6 Hz: load 4 – load 2

permutation test (1000 perm.) for PLI at F7 (0-400 ms): tsum=0.038

no univariate differences

Page 50: Alpha and theta oscillations: Conscious control of information processing in the human brain?

0 ms 11.719 ms 23.438 ms 35.156 ms 46.875 ms 58.594 ms 70.312 ms 82.031 ms 93.75 ms

105.469 ms 117.188 ms 128.906 ms 140.625 ms 152.344 ms 164.062 ms 175.781 ms 187.5 ms 199.219 ms

210.938 ms 222.656 ms 234.375 ms 246.094 ms 257.812 ms 269.531 ms 281.25 ms 292.969 ms 304.688 ms

316.406 ms 328.125 ms 339.844 ms 351.562 ms 363.281 ms 375 ms 386.719 ms 398.438 ms 410.156 ms

421.875 ms 433.594 ms 445.312 ms 457.031 ms 468.75 ms 480.469 ms

permutation test (1000 perm.) for PLI at O2 (100-500 ms): tsum=0.022;

No univariate sign. diff.: 200-500 ms

Difference of phase-locking index at 12 Hz: load 4 – load 2

Page 51: Alpha and theta oscillations: Conscious control of information processing in the human brain?

m:n phase synchronization; F7 / O2

Page 52: Alpha and theta oscillations: Conscious control of information processing in the human brain?

ERP‘s Sternberg yes response, load 2 (blue) and load 4 (red)

-2

0

2

4

6 µ

V

85 ms11.8 Hz

250 500 ms 170 ms 5.9 Hz

RT, load 2400 ms

RT, load 4524 ms

P3

-4

-

2

0

2

4

µV

250 500 msF7

O2

ERP‘s generated (in part) bynested theta and upper alpha.

Phase reversal between left frontaland right posterior sites.

F7 dominated by theta

O2 dominated by upper alphaand theta

Significant theta and upper alpha PLI and significant phase coupling suggest nested oscillations as illustrated below.

Page 53: Alpha and theta oscillations: Conscious control of information processing in the human brain?

P1 N1 P1 N1

Phase locking index

Evoked Power

Event-related Potential

O2M+ M-

PLI

Gabor wavelet estimate (µV)

0 0.6

20

5

10

5

10

Hz

Hz

-10

0

10

µV

-1 -0.5 0 0.5 1Time (sec)

0

5

10

15

20

Freq

uenc

y (H

z)

Stimulus

Good memory performers (M+) show a significantly larger phase locking in the N1 time window as compared to bad performers (M-)

Page 54: Alpha and theta oscillations: Conscious control of information processing in the human brain?

A) Alpha: 10 Hz Sinus

0 50 100 150 200

-

+P1 at 100 ms

N1 at 150 ms

Resetting at 25 ms

B) Theta:, 6 Hz Sinus-

+

N1 at 150 ms

Resetting at 24.9 ms

24.9 66.6 108.3 ms

P1

0 50 100 150 200

Period = 166.7 ms,

0 50 100 150 200

C) Phase alignment at N1

N1 at 150 ms

D) Superposition

0 50 100 150 200

P1 latency is 86 ms

N1 at 150 ms

Interpeak latency is 150-86 = 64ms 7.8 Hz

The basic properties of the P1-N1 complex can be described by a superposition of an evoked theta and alpha wave

Page 55: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Part 3.1 Instantaneous Phase Alignment (IPA)

between frequencies generates event-related potentials (ERP‘s)

Page 56: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Picture encoding and retrieval task. Data and methods from: Gruber,W., Klimesch, W., Sauseng, P. & Doppelmayr M. (2004). Alpha phase synchronization predicts P1 peak latency and amplitude size. Cerebral Cortex, in press.

N1

P1

Time [ms]

Vol

tage

V]

Event-related potentiala

c

-500 -250 0 250 500 750 1000

0

-10

-20

10

20

Time [ms]

Fre

quen

cy [

Hz]

Gab

or e

stim

ates

max

min

Evoked powerb

d

-500 -250 0 250 500 750 1000

5

10

15

20

Time [ms]

Fre

quen

cy [

Hz]

Whole power

-500 -250 0 250 500 750 1000

5

10

15

20

Time [ms]

Fre

quen

cy [

Hz]

Significant PLI (α = 10 %)

-500 -250 0 250 500 750 1000

5

10

15

20

Sig

n. P

LI

min

max

n.s. Gab

or

esti

mat

es

max

min

Recording site O1, example for one subject

Page 57: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Fre

quen

cy [

Hz]

P1 N1

Phase angle; pos. peak, neg. peak

(1) Test for circular unimodal distribution of the phase angle (Hodges-Ajne test)

(2) For selected frequencies at each time point the mean phase angle was determined.

Steps for determining a significant phase alignment between frequencies (for each time point and frequency bin):

(3) By using confidence intervals it was tested whether the phase angle of each selected frequency bin deviates significantly from mean phase angle.(4) From all selected cases only those with a significant increase in PLI were considered.

Phase alignment between frequencies, example for one subject (data from Gruber et al. 2004)

e

Page 58: Alpha and theta oscillations: Conscious control of information processing in the human brain?

h Phase alignment and ERP over all subjects

Circular histogram of phase angle at P1 / N1

counts0 1

P1

N10°

90°

180°

270°

30°

60°120°

150°

210°

240°300°

330°

g

Time [ms]

Fre

quen

cy [

Hz]

pos. peak (360°)

neg. peak (180°)

po

s. g

oin

g n

eg. g

oin

g

pos. goingneg. going

Sign. phase alignment

ER

P [µ

V]

-20

+20

5

10

15

20

40 80 120 160 200 240

f

pos. peak (0°)

Page 59: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Timet1 t2 t3

Prestimulus Stimulus Poststimuus

Theta

UpperAlpha

Phase reset

Phase reset Co-activation of both networks:

Information exchange?

Page 60: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Part 3.2 The P1 may reflect alpha-ERPR

Hypothesis: The P1 is the earliest manifestation of a top-down process during early sensory processing in sensory-semantic long-term memory which is functionally associated with alpha activity. The general idea is that under conditions where sensory processing is guided by a specific expectancy e.g., about the spatial location and/or type of stimulus, the P1 amplitude will be larger than under conditions where specific expectancies are lacking.

For a Review see: Klimesch, Sauseng & Hanslmayr (2007). EEG alpha oscillations: The inhibition/timing hypothesis. Brain Research reviews.

Page 61: Alpha and theta oscillations: Conscious control of information processing in the human brain?

-15

-10

-5

0

5

10

15

[µV]

0 50 100 150 200 250 300 350 400 450 500 [ms]

O2 GA-ERP-L1 GA-ERP-L2 GA-ERP-L3 GA-ERP-L4

-15

-10

-5

0

5

10

15

[µV]

0 50 100 150 200 250 300 350 400 450 500 [ms]

Oz GA-ERP-L1 GA-ERP-L2 GA-ERP-L3 GA-ERP-L4

Degraded picture recognition task; Data analysis in progress

Example 1:The P1 is not a sensnory component.

It is missing if expectancy/early categorization is missing

Recording site Oz Recording site O2

Completely degraded picture

Not degraded picture

P1 appears graduelly as expectancy becomes more specific

Page 62: Alpha and theta oscillations: Conscious control of information processing in the human brain?

The circle represents the ‚stimulus space‘ ~ All possible stimuli that may appear in a particular task/condition.

If the P1 is generated by evoked alpha, the P1 should reflect inhibition as alpha does

Highly specifc expectancy Specifc expectancy Vague expectancy

The P1 may be related to the inhibition of access to irrelevant stimuli

inhibition inhibition inhibition

Page 63: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Picture categorization task: Objects vs. Scrambled objects

Example 2:The P1 may reflect top-down induced inhibition

Page 64: Alpha and theta oscillations: Conscious control of information processing in the human brain?

-16

-12

-8

-4

0

4

8

12

16

[µV]

-50 0 50 100 150 200 250 300 350 400 450 [ms]

Oz OBJ-ERP SCR-ERP

P1

N1

ERP at Oz

The average median for the response times for objects was 490.1 ms (SD=0.65 ms) and 506.1 ms for scrambled objects. Difference is not significant.

Objects

ScrambledObjects

Page 65: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Larger evoked alpha for scrambled objects in time window of P1

Page 66: Alpha and theta oscillations: Conscious control of information processing in the human brain?

..

......

..

......

..

..

Cue: Arrow, 34 ms; Random SOA (600-800 ms); Target 50 ms

The cue indicates the most likely side (p = .75; valid trials).

Spatial Cue Paradigm after Posner

Hemifield presentation of two targets (short and long bar)

..

......

..

......

..

..

Cue: Arrow, 34 ms; Random SOA (600-800 ms); Target 50 ms

VALID Trial, Example:

INVALID Trial, Example:

Page 67: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Po3 Target Valid

Ipsi = Target is expected and processed ‘at’ PO4

Contra = Target is expected and processed ‘at’ PO3

9

8

7

6

5

4

3

2

1

0

-1

-2

-3

-4

-5

-6

-7

-8

-9

[µV]

-1.4 -1.3 -1.2 -1.1 -1.0 -0.9 -0.8 -0.7 -0.6 -0.5 -0.4 -0.3 -0.2 -0.1 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 [s]

-

+

9

8

7

6

5

4

3

2

1

0

-1

-2

-3

-4

-5

-6

-7

-8

-9

[µV]

-1.4 -1.3 -1.2 -1.1 -1.0 -0.9 -0.8 -0.7 -0.6 -0.5 -0.4 -0.3 -0.2 -0.1 0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 [s]

-

+

Po3 Target Invalid

Ipsi = Target is expected ‘at’ PO3 but processed ‘at’ PO4

Contra = Target is expected ‘at’ PO4 but processed ‘at’ PO3

Page 68: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Po3 Target VALID

Po3 Target INVALID

Ipsi = Target is expected and processed ‘at’ PO4

Contra = Target is expected and processed ‘at’ PO3

Ipsi = Target expected ‘at’ PO3 but processed ‘at’ PO4

Contra = Target expected ‘at’ PO4 but processed ‘at’ PO3

100 ms

Time course of changes in upper alpha power

Page 69: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Example 3:The P1 behaves like a traveling, evoked alpha wave.

Page 70: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Table 1P1 and N1 latencies in ms

ComponentPz P3 P4 PO3 PO4 P7 P8 O1 O2

P1 138 128 132 120 122 116 108 113 112

N1 183 170 175 166 163 162 159 162 163

Difference 45 42 43 46 41 46 51 49 51

0

9

-9

-500 0 500 1000

0

PzO1

0

9

-9

-500 0 500 1000

0

PzO1

Stroop task; Klimesch et al 2007The task is to respond only to ink color but to ignore the meaning of the presented words

Page 71: Alpha and theta oscillations: Conscious control of information processing in the human brain?

-40 -20 0 20 40 60 80 100 120 140 160 180 200 220 [ms]

PO3-0.5

-1.0

-1.5

P8-0.5

-1.0

-1.5

[µV]

-40 -20 0 20 40 60 80 100 120 140 160 180 200 220 [ms]

-0.5

-1.0

-1.5

[µV]

O1

-40 -20 0 20 40 60 80 100 120 140 160 180 200 220 [ms]

-0.5

-1.0

-1.5

[µV]

PO4

-40 -20 0 20 40 60 80 100 120 140 160 180 200 220 [ms]

P4-0.5

-1.0

-1.5

[µV]

-40 -20 0 20 40 60 80 100 120 140 160 180 200 220 [ms]

-0.5

-1.0

-1.5

[µV]

Pz

-40 -20 0 20 40 60 80 100 120 140 160 180 200 220 [ms]

P7-0.5

-1.0

-1.5

[µV]

-40 -20 0 20 40 60 80 100 120 140 160 180 200 220 [ms]

-0.5

-1.0

-1.5

[µV]

P3

-40 -20 0 20 40 60 80 100 120 140 160 180 200 220 [ms]

-0.5

-1.0

-1.5

[µV]

-40 -20 0 20 40 60 80 100 120 140 160 180 200 220 [ms]

P1 O1 P1 Pz

0 - 16 ms 17 - 33 ms 33 - 49 ms

50 - 66 ms 67 - 83 ms 84 - 100 ms

100 - 116 ms 117 - 133 ms 134 - 150 ms

151 - 167 ms 167 - 183 ms 184 - 200 ms

-1.0 µV 1.0 µV0 µV

Filtered ERP (7 to 10 Hz)

Topography of filtered ERP

C D

Page 72: Alpha and theta oscillations: Conscious control of information processing in the human brain?

2

4

6

8

10

12

14

16

18

20

0

3

-1000 -800 -600 -400 -200 0 200 400 600 800 ms

Hzm

/sMean Travel Speed (m/s)

Page 73: Alpha and theta oscillations: Conscious control of information processing in the human brain?

-800 -400 0 400 800 ms0

0.2

Correlation of Single Trial Phase-differences with P1 Latency

B C

2

4

6

8

10

12

14

16

18

200

0.2

Correlation of Single Trial Phase-differences with N1 Latency

2

4

6

8

10

12

14

16

18

20

-800 -400 0 400 800 ms

Hz Hz

Page 74: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Part 4: Conclusions

4. 1. ThetaFor theta the interpretation appears straight forward: This oscillation appears functionally related to processes in a complex WM-system that operates under direct conscious (top-down) control

Page 75: Alpha and theta oscillations: Conscious control of information processing in the human brain?

4.2 Alpha Synchronized (upper) alpha reflects control processes in a complex long-term memory (LTM, or ‘knowledge system’) system that may either operate under top-down control or may be running automatically in a default-like mode. An important function of these control processes is to keep us semantically oriented in our environment with respect to its meaning, location and time.

The reactivity, topography and functional meaning of alpha is similar to that of posterior parts of a default mode network as proposed by Gusnard & Raichle (2001). Raichle and colleagues assume that activity in the posterior cingulate and precuneus during a baseline state (in which no specific task performance is required) is related to the ‘representation (monitoring) of the world around us’. For posterior lateral parts of the default mode network the authors assume a specific role for the monitoring of targets at unfamiliar or unexpected locations. It should be emphasized that the default network plays an important role for consciousness as patient studies with lesions in posterior parts of the default network indicate.

Page 76: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Gusnard, D.A. & Raichle, M.E. (2001). Searching for a baseline: Functional imaging and the resting human brain. Nature Reviews Neuroscience, 2, 685-694.

Is alpha part of the default mode network? The reactivity, topography and functional meaning of alpha is similar to that of posterior parts

of a default mode network. (i) Activity decreases in a variety of different tasks; (ii) Resting activity is larger over posterior brain regions, (iii) Both systems are associated with ‚semantic

orientation‘.

The default mode network (Gusnard and Raichle, 2001)

Page 77: Alpha and theta oscillations: Conscious control of information processing in the human brain?

Oscillations and joy:Peaks are more enjoyable than troughs