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Selection of Single-Use Components Presenters: Pietro Perrone & Christopher Smalley ISPE Webinar 21 May 2020 ©2020 ISPE - ALL RIGHTS RESERVED

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Page 1: ALL RIGHTS RESERVED - Homepage | ISPE · 2020. 6. 22. · Connecting Pharmaceutical Knowledge ispe.org ISPE Good Practice Guide: Single-Use Technology . 6. Released for publication

Selection of Single-Use ComponentsPresenters: Pietro Perrone & Christopher Smalley

ISPE Webinar 21 May 2020

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Connecting Pharmaceutical Knowledge ISPE.org 2

Having audio issues? Try:1. Logging out and logging

back in or2. Use the dial-in option.

But remember to use your audio pin to fully participate!

Thank you for joining us today! A few housekeeping items before we begin:

• The webinar will be recorded and shared with participants along with a PDF of the presentation 24 hours after the conclusion of the webinar.

• We will be using polling questions. Your participating is appreciated.

• Have a question? Use the Question box on the control panel to the right to submit your question.

Before We Get Started

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POLL – Pre-session

Where are you getting information about Single-Use Technology?(Select all that apply)

3

ISPE Good Practice Guide to Single-Use Technology

ISPE Conferences and Training

Other guides to Single Use Technology

Other organizations conferences and training

Other

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Speaker

Pietro P. Perrone, P. E.Automation Process EngineerCytiva (Formerly GE Healthcare Life Sciences)• 20+ years of purification/separation technology experience

• Process development/optimization, equipment scale-up, and project management.• Design, automation and operation of filtration systems, bioreactors, and

chromatography unit operations• Conventional stainless-steel equipment and single-use technology.

• ISPE• Lead author of Good Practice Guide: Single-Use Technology• Past chair of the Disposables Community of Practice • Active in Boston Chapter of ISPE and formerly on its board of directors.• Member of the Pharmaceutical Engineering Committee and Editorial Reviewer for

Pharmaceutical Engineering.

• Certifications• Professional Engineer registered in Massachusetts • ASQ Certified Biomedical Auditor

• Education• Chemical Engineering - Tufts University • Biomedical Engineering & Biotechnology - University of Massachusetts

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AGENDA

-- Introduction of Good Practice Guide: Single-Use Technology

-- Components, Assemblies & Systems

-- Comparison of Stainless Steel and SUT Components

-- Quality Requirements

-- User Requirements Specifications

-- Design Space

-- Critical Quality Attributes

-- Risk assessment

-- In-House Qualification

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ISPE Good Practice Guide:Single-Use Technology

6

Released for publication at the 2018 Annual Meeting in Philadelphia.

Provides a road map for “how-to” implement Single-Use Technology (SUT) into manufacturing processes. A practical guide for knowing what to do “now.”

Plan, anticipate, and respond to surprises that can arise when implementing the new technology.

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ISPE Good Practice Guide:Single-Use Technology

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POLL #1

Which of the following are Single Use Components or Systems?(Select all that apply)

8

Self contained filter unit

Sample bottles

Disposable 2,000 L bioreactor

Tubing that is disposed of following a campaign

All of the above

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Single-Use Technology

Systems

Assemblies

Components

Ref: ISPE Good Practice Guide: Single-Use Technology, Fig. 1.1, Page 11

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Single-Use Technology

Systems

Assemblies

Components

Ref: ISPE Good Practice Guide: Single-Use Technology, Fig. 1.1, Page 11

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Comparison of SUT and Stainless-Steel components:

• Vessels

• Tubing

• Connectors

Single-Use Technology

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Single-Use Technology: Vessels

12

Stainless Steel TechnologyUse – Clean, Sterilize & Validate – and Repeat

Size – Typically up to 20,000 Liters.

Pressure – Typically to 50 psig but can be designed and rated higher.

Sterilization – Done multiple times on-site with steam by end user.

Instrumentation - Large array of instruments are installed on vessel.

Transparency – Generally limited to illuminated sight glasses/view ports that are added to vessel.

Single-Use Technology (SUT) Use Once and Done

Size - Typically up to 2,000 liters with some vessels projected to be up to 6,000 liters.

Pressure - Typically operates under 1 psig.

Sterilization – Done one time with irradiation as part of supplier’s manufacturing process.

Instrumentation – Conventional instruments often added to SUT Assembly at point of use. Some instruments (pH, DO, etc.) for biomanufacturing are available in SUT Style.

Transparency – Generally through or from top/sides of bags. View ports used when bag is placed in containers.

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Single-Use Technology: Vessels

13

ReadyCircuitTM Bags & Tubing Assemblies – Data file 28-9606-44 AF GE Healthcare 2014

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SUT and Sustainability - GE Healthcare -2017

Single-Use Technology: Vessels

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https://cdn.gelifesciences.com/dmm3bwsv3/AssetStream.aspx?mediaformatid=10061&destinationid=10016&assetid=17085

Typical vessel capacities range from 10 liters to 2,000 liters

Single-Use Technology: Vessels

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https://www.gelifesciences.com/en/us/solutions/bioprocessing/products-and-solutions/upstream-bioprocessing/fortem

Single-Use Technology: Vessels/Film

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https://www.gelifesciences.com/en/us/solutions/bioprocessing/products-and-solutions/upstream-bioprocessing/fortem

Single-Use Technology: Vessels/FilmAttributes of film layers

Mechanical robustnessTear & puncture resistance

Low gas permeability

BiocompatibilityLow extractables & leachablesWeldability for seal strength

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Single-Use Technology: Tubing

18

Stainless Steel TechnologyUse – Clean, Sterilize & Validate – and Repeat

Size – Up to 4 inch diameter is typically available.

Pressure – Tens or hundreds of psig.

Sterilization – Done multiple times on-site with steam by end user.

Flow Management – Valves of various designsare available to connect with tubing. CIP velocity often defines flow requirement.

Transparency – None – Instruments are needed to determine conditions in tubing.

Single-Use Technology (SUT) Use Once and Done

Size - Up to about one inch internal diameter.

Pressure - Typically operate under 10 psig with reinforced tubing reaching up to 80 psig.

Sterilization – Done one time with irradiation as part of supplier’s manufacturing process.

Flow Management – Pinch valves or clamps provide closure without contact with fluid.

Transparency – Most tubing types are translucent and allow fluids to be seen.

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Silicone, Cflex, Braided

Single-Use Technology: Tubing

ReadyCircuitTM Bags & Tubing Assemblies – Data file 28-9606-44 AF GE Healthcare 2014

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Single-Use Technology: Connectors

20

Stainless Steel TechnologyUse – Clean, Sterilize & Validate – and Repeat

Size – Sanitary ferrules up to 4 inch diameter are typically available.

Pressure – Tens to hundreds of psig.

Sterilization – Done multiple times on-site with steam by end user.

Joining Methods – Connectors are welded to tubing, vessels, or other stainless steel components.

Single-Use Technology (SUT) Use Once and Done

Size - Up to about one inch internal diameter.

Pressure - Typically operate under 10 psig.

Sterilization – Done one time with irradiation as part of supplier’s manufacturing process.

Joining Methods – Inserted into tubing and fastened with mechanical strap or clamping device outside of tubing. May result in reduced diameter for flow of liquid.

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Wide variety and sizes:

• Barb connector

• Barb to sanitary connector

• Luer fitting

• Molded connection

• Aseptic connection

Single-Use Technology: Connectors

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Single-Use Technology

22

Assemblies Bring It All Together

ReadyCircuitTM Bags & Tubing Assemblies – Data file 28-9606-44 AF GE Healthcare 2014

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Quality Requirements Wetted Non-Wetted

Extractables Profile ABiological and Chemical Compatibility A BIntegrity/Compliance with Function A BCompatibility with Temperature & Pressure A ACompliance with Qualification Criteria A ALimits for Bioburden and Endotoxin ALimits for Particulate Matter A BManufacturing Environment A AInspection A BInventory Control A ANote: A Indicates Required; B Indicates Useful; No Letter Indicates Not Needed

23

Single-Use Technology: Quality Requirements

Ref: ISPE Good Practice Guide: Single-Use Technology, Fig. 2.5, Page 40

Table 2.5: Suggested Quality Requirements Based on Classification of Components

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POLL #2

Which order of tasks is most appropriate for Single-Use Technology?

24

Leachables, Extractables, Risk Assessment, Qualification, User Requirements

Extractables, User Requirements, Risk Assessment, Leachables, Qualification

User Requirements, Extractables, Risk Assessment, Leachables, Qualification

User Requirements, Risk Assessment, Extractables, Qualification, Leachables

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Speaker

Christopher J. Smalley, PhD, MS, MBACompounding Pharmacist AdvisorValSource

Chris Smalley has recently retired from Merck, where he had responsibility for innovative implementation and validation, including Single Use Systems, globally. Previously, he had been Director of Quality Operations for Wyeth Pharmaceuticals for 12 years with responsibility for setting validation standards and validation activities globally. His research experience includes responsibility for Quality in the U.S. operations of the Sanofi Research Division, and earlier he had worked for the Johnson & Johnson family of companies, where he was a Plant Manager.

Chris is a graduate of the Philadelphia College of Pharmacy of the University of the Sciences in Philadelphia. His graduate education includes a MBA from Temple University Fox School of Business, a Masters of Science in Pharmaceutical Chemistry from Temple University School of Pharmacy, and a Ph.D. in Healthcare Administration from LaSalle University. Chris is currently a member of the ISPE Disposables CoP and serves on the Pharmaceutical Engineering Committee (PEC).

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• Determine what is needed

• Design Space is one method to define those needs

• A checklist of Critical Qualification Attributes will help quantify those needs

26

Single-Use Technology

DEFINE USER REQUIREMENTS

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• Case Study

− Six Suppliers Were Reviewed

− The Example Company Has Used These Suppliers at its Plants Worldwide

− Suppliers A, B, C, D, E, F

27

Single-Use Technology

DESIGN SPACE

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From Chapter 8 (Appendix 4) of the SUT Guide5

• Attribute 1: Biocompatibility Testing

• Attribute 2: Mechanical Properties

• Attribute 3: Gas Transmission Properties

• Attribute 4: Compendial Physicochemical Testing

• Attribute 5: Animal Origin Control

• Attribute 6: Total Organic Carbon (TOC) Analysis

• Attribute 7: pH and Conductivity

28

Single-Use Technology

CRITICAL QUALITY ATTRIBUTES

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Continued:• Attribute 8: Extractables and Leachables (E&L)

• Attribute 9: Chemical Compatibility

• Attribute 10: Protein Adsorption Studies

• Attribute 11: Endotoxin Testing

• Attribute 12: Sterilization (Irradiation)

• Attribute 13: Container Closure Integrity

• Attribute 14: Particulate Testing

• Attribute 15: Calibration of Embedded Instrumentation

29

Single-Use Technology

CRITICAL QUALITY ATTRIBUTES

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Supplier BSE/TSE Risk BiocompatibilityA BSE/TSE Free USP <88> Class VI

B BSE/TSE Free USP <88> Class VI

C BSE/TSE Free EP 3.1.7

D BSE/TSE Free USP <88> Class VI

E BSE/TSE Free USP <88> Class VI

F BSE/TSE Free USP <88> Class VI

30

Single-Use TechnologyDESIGN SPACE

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Supplier Other “Basic” QualificationsA USP <87>, EP 3.1.9B USP <87>, EP 3.1.9CD EP 3.1.9 Japanese Pharmacopeia

Section 51EF

31

Single-Use TechnologyDESIGN SPACE

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Supplier Operational Temperature

Operational Pressure

Contact Time

Solvents/pH

A -45°C to 135°C Ambient 72 hrs.

B -45°C to 135°C Ambient 72 hrs.

C -45°C to 135°C Ambient 72 hrs.

D -45°C to 135°C Ambient 72 hrs.

E -50°C to 175°C Ambient 72 hrs.

F -45°C to 135°C Ambient 72 hrs.32

Single-Use TechnologyDESIGN SPACE

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• Solvent/pH Data?− Most Biological Processes Are Water Based

− Information Can be Obtained From Other Qualification Tests:

→ USP <381>→ USP <661>→ ISO 10993-3→ ISO 10993-4→ ISO 10993-6→ ISO 10993-10→ ISO 10993 -11

33

Single-Use TechnologyDESIGN SPACE

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• Supplier A provides USP <661> and ISO 10993-6, -10 and -11

• Supplier B provides USP <381>, <661> and ISO 10993-3, -4, -10 and -11

• Supplier D provides USP <381> and USP <661>

34

Single-Use TechnologyDESIGN SPACE

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• USP <661> Physicochemical Test for Plastics essentially performs a water extraction at 70 °C for 24 hours

− Extraction is then tested for non-volatile residue, residue on ignition, heavy metals and buffering capacity

35

Single-Use TechnologyDESIGN SPACE

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• Once a Design Space (URS) has been identified, some of the components under consideration will have been eliminated

• To make the choice that will have the greatest success in qualification and use, perform a Risk Assessment against the applicable Critical Qualification Attributes

36

Single-Use TechnologyDESIGN SPACE TO RISK ASSESSMENT

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• Purpose of the Risk Assessment is to Determine the Extent of In-House Qualification Required According to the Calculated Risk Score of each PCM

• The Risk Model Takes into Account the Potential Risk to Product Quality and Patient Safety

• Certain Risks Will Have Been Mitigated by Supplier Quality Systems and Up-Front Evaluation

• E.g., Chemical Compatibility and Class VI Certification • Supplier Quality Systems Must Include Supplier Audits to

Ensure Full Traceability of the PCM to its Raw Materials

37

Single-Use TechnologyRISK ASSESSMENT APPROACH

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A risk assessment model was formulated to calculate the risk score as follows:

Risk Score = A x B x C x DWhere: A = Route of AdministrationB = Proximity to Final ProductC = Contact TimeD = Surface Area/Volume Ratio

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Single-Use TechnologyRISK ASSESSMENT APPROACH

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Risk Factor A: Route of Administration:

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Single-Use TechnologyRISK ASSESSMENT APPROACH

Risk Factor (A) Route of Administration

High =10Inhalation/ Nasal

Injection (> 10 exposures per life)Ophthalmic (> 10 exposures per life)

Medium = 5Injection (≤ 10 exposures per life)Ophthalmic (≤ 10 exposures per life)Internal application

Low = 1

TransdermalInternal irrigation

Topical

Oral

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Risk Factor B: Proximity of Final Product

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Single-Use TechnologyRISK ASSESSMENT APPROACH

Risk Factor (B) Proximity of Final Product Comment / Justification

High = 10Manufacture of dosage form without dilution or purification step and filling into the final container closure system.

Any contaminations will be filled in the container and consumed by patients.

Medium = 5

Compounding of drug product involving dilution or purification step before filling.

Production of active which will be >50% concentration in the final drug product.

All steps including diafiltration, purification, filtration and/or dilution >50% will provide synergistic effect in reducing contaminates in the final products.

Low = 1 Production of final Active including all media, buffer preparation.

All steps before compounding will inherently has lower risk due to the fact that all the downstream processes steps will reduce/dilute contaminates as the process progress.

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Risk Factor C: Contact Time

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Single-Use TechnologyRISK ASSESSMENT APPROACH

Risk Factor (C) Contact Time Comment / Justification

High = 10 > 7 Days of exposure time

SUS will be treated as intermediate/shipping storage vehicle if materials will be stored beyond 7 days

Medium = 5 between 48 Hours and 7 Days of exposure time

Intermediate or bulk may be stored in bags up to 7 days for further processing.

Low = 1 < 48 Hours of exposure time Production campaigns can be filled within 36-48 hours.

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Risk Factor D: Surface Area (SA) / Volume Ratio

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Single-Use TechnologyRISK ASSESSMENT APPROACH

Risk Factor (D) Surface Area (SA) / Volume Ratio Comment / Justification

High = 10 Surface Area (SA) / Volume > 0.01 cm2/ml

A safety factor of >15 fold relative to extraction condition per Class VI testing

Medium = 5 Surface Area (SA) / Volume Ratio 0.01 - 0.001 cm2/ml

A safety factor of between 15 to 150 fold relative to extraction condition per Class VI testing

Low = 1 Surface Area (SA) / Volume < 0.001 cm2/ml

A safety factor of >150 fold relative to extraction condition per Class VI testing

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• Use of Supplier Documentation• Definitive for Film Design/Manufacturing• Starting Point for Extractables and Leachables

• Assess for Relevance• Sufficient for Low Risk/Impact Applications

• Short Term Exposure• No Drug Product Contact• Upstream Step

Critical Review is Required When Comparing Suppliers

Remember – We Have Not ‘Scored’ the Quality of Vendor Documents

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Single-Use TechnologyRISK IDENTIFICATION

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• Collect, Organize and Evaluate all the Available Information From All Vendors

• Do Not be Afraid of Asking the Vendors Detailed Questions –• Often There is More Information Available Than That Published

in Validation Guides; e.g., Get the Original CRO (e.g.Toxicon) Data

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Single-Use TechnologyRISK IDENTIFICATION

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What are Our Absolute No-Nos?We Cannot Accept Any Risk Regarding:• Natural Rubber/Latex• Special Case Compounds – PAH/PNA, MBT, N-Nitrosamines• BSE/TSE• Asbestos

45

Single-Use TechnologyRISK IDENTIFICATION

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Proximity to Final ProductHigh Risk = 10

Final Dosage Form – No Dilution/PurificationIntermediate Contributing 25% or More to the Final Drug Product

Medium Risk = 5Upstream of a Dilution or Purification StepIntermediate Contributing More 5% Up to 25% to the Final Drug Product

Low Risk = 1Contribution to the Final Drug Product is Less Than 5%

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Single-Use TechnologyRISK IDENTIFICATION

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Contact Time with Product or ProcessHigh Risk = 10

Static hold (no flow) greater than 7 days

Medium Risk = 5Static hold for 48 hours up to 7 days

Low Risk = 1Static hold for up to 48 hours

Recirculation would be considered the same as Static Hold

Single-Use TechnologyRISK IDENTIFICATION

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Surface Area to Volume RatioHigh Risk = 10

SA/Volume > 0.01 sq.cm./mL

Medium Risk = 5SA/Volume > 0.001 sq.cm./mL

Low Risk = 1SA/Volume < 0.001 sq.cm./mL

Rule of Thumb – If There is At Least 1 L for Every Gasket in the Process, the Gaskets Would be Low Risk

Single-Use TechnologyRISK IDENTIFICATION

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What Does the Formula Look Like for an Upstream Process such as Buffer Preparation?

• A- Final Product is a Vaccine = 5

• B- Buffer Prep occurs before Compounding = 1• C- Contact Time may be up to 7 days being held for

the compounding step = 5• D- Surface Area/Volume Ratio for Buffer Prep = 1

• 5 X 1 X 5 X 1 = 25

Single-Use TechnologySUMMARY OF RISK IDENTIFICATION

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What does the Formula Look Like for Downstream Process like Filling Needle Tubing?

• A- Final Product is a Vaccine = 5• B- Filling Needle Tubing Last Stage = 10• C- Contact Time May Be up to 8 Hours Filling Operation = 1• D- Surface Area/Volume Ratio for Tubing = 1

• 5 X 10 X 1 X 1 = 50

Single-Use TechnologySUMMARY OF RISK IDENTIFICATION

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Risk Score Levels:

Low: < 1001Medium: 1001 – 4099High: 5000 or greater

Both Examples Came in at Low Risk – Extractables Information Will be Examined, But Leachables Studies Are Not Required.

Single-Use TechnologySUMMARY OF RISK IDENTIFICATION

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• Know When to do a Risk Assessment of Your Process

–Flowchart Your Process

• Identify Different Risk Tools and When to Use Each

• Identify Risks Associated with Single Use Systems

• Calculate and Evaluate Risk

Single-Use TechnologySUMMARY OF RISK IDENTIFICATION

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• An Example for Extractables:

• BPOG Standardized Extractables Protocol Described in Nov/Dec 2014 Pharmaceutical Engineering (Vol 34, No 6)

• Tubing is tested with 0.1M Phosphoric Acid, 0.5N NaOH, over 70 days

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Single-Use TechnologyDESIGN PROTOCOLS

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• Saying ‘IN HOUSE’ Does Not Preclude Contracting Out

• In House Qualification Requirements Will Always Include, Regardless of Risk Score:

• Leak/Pressure/Crack Verification• Tear Evaluation (for Bags)• Sterility Evaluation (for Sterile Supplied PCM)• Endotoxin Evaluation (for Sterile Supplied PC)• Integrity Test (for 0.2 Micron Filters, Whether Sterilizing or

Bioburden Reduction)

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Single-Use Technology

EXECUTE IN-HOUSE QUALIFICATION

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POLL #3

Where are you in the Single-Use Technology space?

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Beginning to assess the utility of single-use technology in your processes

Determining if it’s the right choice for you in specific processes

Implementing Single-Use technology in operations

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Q&A

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Q&A

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For more information

Pietro Perrone, [email protected]

Christopher Smalley, Valsource [email protected]

Dharti Pancholi, ADVENT Engineering Services, [email protected]

Upcoming Webinars• Thursday, 11 June 2020 1100 – 1200 EDT

Topic: Risk Based Approach to mitigate SARS –COV -2 challenge to the Virus Control framework in Industrial GMP manufacturing facilities

• Week of 15 June 1100 – 1200 EDTTopic: Creating a Vision of the Future – An Evolution or Revolution of the Pharmaceutical Supply Chain

• Tuesday, 7 July 2020 1100 – 1200 EDT Topic: Demystifying Your Questions on the revised C&Q Baseline Guide Vol. 5

Visit ISPE.org/webinars to register and for more information

Topic Ideas or Feedback? Send to [email protected]

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