24
[ [ 5. AOlO Rev. 112011 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010 I. Person Reporting (last name, frst, middle initial) 2. Court or Organization Alito, Samuel A. United States Supreme Court 4. Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate fll- or part-time) D Nomination, Date Active D Initial Annual Sb. Amended Leport D Final Report Required by the Ethics in Government Act of1978 (5 USC app. §§ 101-111) 3. Date of Report 06/01/2011 6. Reporting Period 01/01/2010 to 12/31/2010 7. Chambers or Ofice Address 8. On the basis &f>the infrmation contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance United States Supreme Court with applicable laws and regulations. I First Street, NE Washington, DC 20544 Reviewing Offcer Date IMPORT ANT NOTES: The instructions accompanying this form must be folowed. Complete all parts, checking the NONE box for each part where you have no reportable information Sign on last page. J. POSITIONS, (Reporting individual only; see pp. 9-13 of fling instructions.) [ NONE (o reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY Alito, Samuel A. I. 2. 3. 4. II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of fling instructions.) [ NONE (No reportable agreements.) PARTIES AND TERMS I. 2. 3.

Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

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Page 1: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

[{]

[{]

5.

AOlO

Rev. 112011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2010

I. Person Reporting (last name, first, middle initial) 2. Court or Organization

Alito, Samuel A. United States Supreme Court

4. Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

D Nomination, Date

Active D Initial Annual

Sb. Amended eport

D Final

Report Required by the Ethics in Government Act of 1978 (5 US.C. app. §§ 101-111)

3. Date of Report

06/01/2011

6. Reporting Period

01/01/2010

to

12/31/2010

7. Chambers or Office Address 8. On the basis &f>the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

United States Supreme Court with applicable laws and regulations.

I First Street, NE

Washington, DC 20544 Reviewing Officer Date

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

J. POSITIONS, (Reporting individual only; see pp. 9-13 of filing instructions.)

[{] NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

Alito, Samuel A.

I.

2.

3.

4.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

3.

Page 2: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

I.

FINANCIAL DISCLOSURE REPORT

Page 2of8

Name of Person Reporting

Aiito, Samuel A.

Date of Report

06/01/2011

III. N 0 N-INVESTMENT JN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

NONE (No reportable non-investment income.) D

SOURCE AND TYPE INCOME

I. 7/21/2010 Pennsylvania State University/Dickinson School of Law -Teaching

(yours, not spouse's)

$15,000.00

$11,955.002. 9/17/2010 Duke Law School - Teaching

3.

4.

B. Spouse's Non-Investment Income

(Dollar amount not required except for honoraria.)

D

- If you were married during any portion of the reporting year, complete this section.

NONE (No reportable non-investment income.)

SOURCE AND TYPE

1. 10/2/2010 Hellenic Ideals Program of the Bluegrass - Honorarium for speech $2,000

2.

3.

4.

IV. REIMBURSEMENTS transportation, lodging.food, entertainment. -

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) D

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

Brooklyn Law School April 10, 2010 New York, New York Moot Court Transportation, meals

2. Federal Bar Council May 4-5, 2010 New York, New York Speaking Engagement Transportation, meals, lodging

3. University of Pennsylvania July 5-21, 2010 Strasbourg, France Teaching Transportation, meals, lodging provided Dickinson School of Law from 7/5/2011 to 7/16/2011

4. Duke Law School September 12-17, Durham, North Carolina Teaching Transportation, meals, lodging 2010

5. Drake University Law School September 29- Des Moines, Iowa Speaking Engagement Transportation, meals, lodging October 1, 2010

6. Notre Dame Law School October 8, 2010 South Bend, Indiana Speaking Engagement Transportation, meals

Page 3: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 3of8 Alito, Samuel A. 06/01/2011

7. Manhattan Institute October 13-14, 2010

8. Catholic Lawyers Association October 25-26, 2010

9. Federalist Society December 10-15,

2010

New York, New York

Grand Rapids, Michigan

Paris, France

Speaking Engagement Transportation, meals, lodging

Speaking Engagement Transportation, meals, lodging

Speaking Engagement Transportation, meals, lodging

Page 4: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

2.

5.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 4of8 Alito, Samuel A. 06/01/2011

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructiom·.)

D NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

l. Federal Bar Council Learned Hand Award Medallion $2,408.95

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

3.

4.

Page 5: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

I.

(I) (2)

Name of Person Reporting · Date of Report FINANCIAL DISCLOSURE REPORT

Page 5of8 Alito, Samuel A. 06/01/2011

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of •po use and dependent children; see PP· 14-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period ofreporting period

(2) (I) (2) (1) (3) (4) (5)

Place "(X)" after each asset Amount Type (e.g.,

exempt from prior disclosure div., rent, Code 1

(A-H) or int.)

·--·· ----------- -

US Savings Bonds Series EE Interest

2. Vang. Tax Ex. Mny. Mkt. Fund A Interest

3. Vang.Inter.Term Tax Ex. Fund A Interest

4. Vang. Ins. L. T. Tax Ex. Fund A Interest

5. Vang. Star Mut. Fund A Dividend

6. Vang. Wellington Mut. Fund c Dividend

Value

Code 2

(J-P)

Value

Method

Code 3

(Q-W)

Type (e.g.,

buy, sell,

redemption)

Date

mm/dd/yy

Value

Code 2

(J-P)

Gain

Code 1

(A-HJ

Identity of

buyer/seller

(if private

transaction)

K

J

T

T

J T

J T

K T

M T

7. Smith Barney Money Funds Cash Port. A Dividend J T

8. PNC Bank Account A Interest J T

9. Vang. Small Cap. Stock Fund B Dividend L T

10. Vang. Total Stock Mkt. Index F. B Dividend M T

11. Windsor II A Dividend K T

12. Fidelity Eq.-Inc. JI Fund A Dividend J T

13. Vang. Tax Ex. Mny Mkt. A Interest J T

14. DIS Common Stock A Dividend Sold 02/09/10 J A

15. Citibank Deposit Program A Interest J T

16. BMY Common Stock A Dividend J T

17. XOM Common Stock B Dividend L T

1. Income Gain Codes: A =$1,000 or less B =$1,00 I - $2,500 C =$2,50 I -$5,000 D=S5,00l-$15,000 E =$15,001 -$50,000

(See Columns Bl and 04) F=$50,00l -$100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J=$15,000 or less K=Sl5,00I -$50,000 L =$50,001 -$100,000 M =$I 00,00 I -$250,000

(See Columns Cl and D3) N=$250,00 I -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000

P3 =$25,000,001 - $50,000,000 P4=More than $50,000,000

3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W=Estimated

Page 6: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

D.

(I) (4)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 6of8 Alito, Samuel A. 06/0l/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c.

Income during Gross value at end Transactions during reporting period Description of Assets

(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller

(A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

18. PNC Bank Account None J T

19. Edward Jones Investment (cash account) A Interest J T Open 10/08/10 J

I. lncome Gain Codes: A =$ l ,000 or less B =$1,00I • S2,500 c =$2,501 -$5,000 D=$5,00l -S15,000 E =$15,001 · $50,000

(See Columns BI and 04) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $100,000 M =SI00,001 - $250,000 (See Columns Ci and D3) N =$250,001 • $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than S50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated

Page 7: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 7of8 06/01/2011Alito, Samuel A.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.)

Part VII; Amended by adding Item #19 to show additional investment.

Page 8: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 8of8 Alito, Samuel A. 06/01/2011

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Samuel A. Alito

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

Page 9: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

[2]

[2]

5.

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOlO in Government Act of 1978 Rev. 112011

FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)

I. Person Reporting (last name, first, middle initial)

Alito, Samuel A.

2. Court or Organization

United States Supreme Court

3. Date of Report

5/27/2011

4. Title (Article III judges indicate active or senior status;

magistrate judges indicate full- or part-time)

Active

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial Annual

Sb. Amended Report

D Final

6. Reporting Period

01/01/2010

to

12/31/2010

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

with applicable Jaws and regulations. United States Supreme Court 1 First Street, NE

Washington, DC 20544 Reviewing Officer Date

/MPO RT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

[{] NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I.

Alito, Samuel A.

2.

3.

4.

IJ. AGREEMENTS. (Reporting individual only; see pp.14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

A

2.

3.

Page 10: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 2 of8 Alito, Samuel A. 512712011

III. N 0 N-INVES TMENT IN CO ME. (Reporting individual and spouse; see pp. I 7-24 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 712112010 Pennsylvania State University/Dickinson School of Law -Teaching

INCOME (yours, not spouse's)

$15,000.00

2. 9/17/2010 Duke Law School -Teaching $11,955.00

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 10/2/20 I0 Hellenic Ideals Program of the Bluegrass - Honorarium for speech $2,000

2.

3.

4.

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment

(Includes those to spouse and dependent children; see pp. 25-27 of.filing instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. New York, New York Moot Court Transportation, meals

2. New York, New York Speaking Engagement Transportation, meals, lodging

3. University of Pennsylvania July 5-21, 2010 Strasbourg, France Teaching Transportation, meals, lodging provided

Dickinson School of Law from 71512011 to 711612011

4. Duke Law School September 12-17, Durham, North Carolina Teaching Transportation, meals, lodging

2010

5. Drake University Law School September 29- Des Moines, Iowa Speaking Engagement Transportation, meals, lodging October I, 20 I 0

6. Notre Dame Law School October 8, 2010 South Bend, Indiana Speaking Engagement Transportation, meals

Brooklyn Law School April 10, 2010

Federal Bar Council May 4-5, 2010

Page 11: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

7.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 3of8 Alito, Samuel A. 5/27/2011

Manhattan Institute October 13-14, 2010 NeW) York, New York Speaking Engagement Transportation, meals, lodging

8. Catholic Lawyers Association October 25-26, 2010 Grand Rapids, Michigan Speaking Engagement Transportation, meals, lodging

9. Federalist Society December 10-15, Paris, France Speaking Engagement Transportation, meals, lodging 2010

Page 12: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

$2,408.95

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 4of8 Alito, Samuel A. 5/27/2011

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

D NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I. Federal Bar Council Learned Hand Award Medallion

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

3.

4.

5.

Page 13: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

(I) (2) (3) (4)

5.

7.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 5of8 Alito, Samuel A. 5/27/2011

VII. INVESTMENTS and TR us TS - income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(!) (2) (2) (I) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

I. US Savings Bonds Series EE Interest K T

2. Vang. Tax Ex. Mny. Mkt. Fund A Interest J T

3. Vang.Inter.Term Tax Ex. Fund A Interest J T

4. Vang. Ins. L. T. Tax Ex. Fund A Interest J T

Vang. Star Mut. Fund A Dividend K T

6. Vang. Wellington Mut. Fund c Dividend M T

Smith Barney Money Funds Cash Port. A Dividend J T

8. PNC Bank Account A Interest J T

9. Vang. Small Cap. Stock Fund B Dividend L T

10. Vang. Total Stock Mkt. Index F. B Dividend M T

11. Windsor II A Dividend K T

12. Fidelity Eq.-Inc. II Fund A Dividend J T

13. Vang. Tax Ex. Mny Mkt. A Interest J T

14. DIS Common Stock A Dividend Sold 02109110 J A

15. Citibank Deposit Program A Interest J T

16. BMY Common Stock A Dividend J T

17. XOM Common Stock B Dividend L T

I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 - $50,000

(See Columns Bl and D4) F =$50,001 - $ IQ0,000 G =$100,001 - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L=$50,00! -$!00,000 M =$100,001 -$250,000

(See Columns C 1 and D3) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ==Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated

Page 14: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

(I) (I) (3) (5)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 6of8 Alito, Samuel A. 51271201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.J

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (2) (2) (2) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

18. PNC Bank Account None J T

19. Edward Jones Investment A Interest J T

I. Income Gain Codes: A =$1,000 or Jess B=$1,00I - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$I 5,00 I - $50,000

(See Columns BI and D4) F =$50,001 - $100,000 G =$IOO,OOI -$1,000,000 HI =$I ,000,00 I - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,00 I - $I00,000 M =$100,001 -$250,000

(See Columns CI and D3) N =$250,00I - $500,000 0 =$500,00 I - $I ,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated

Page 15: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 7of8 Alito, Samuel A. 5/27/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.)

Part VII; Amended by adding Item #19 to show additional investment.

Page 16: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

FINANCIAL DISCLOSURE REPORT

Page 8of8

Name of Person Reporting Date of Report

Alito, Samuel A. 5/27/201 I

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Samuel A. Alito

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544

Page 17: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

[{]

D

D

2.

5.

3.

AO IO Rev. I/2011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2010

Report Required by the Ethics in Government Act of I978

(5 U.S.C. app. §§IOI-Ill)

1. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of Report

Alito, Samuel A. United States Supreme Court 5112/2010

4. Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type) 6. Reporting Period

magistrate judges indicate full- or part-time)

D Nomination, Date 01/01/2010

Active D Initial Annual Final to

12/31/2010 Sb. Amended Report

7. Chambers or Office Address 8, On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

United States Supreme Court with applicable laws and regulations.

I First Street, NE

Washington, DC 20544 Reviewing Officer Date

IMPORT ANT NOTES: The instructions accompanying this form must befollowed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

[{] NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I.

3.

4.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

Alito, Samuel A. B

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2.

5.

6.

(yours, not spouse's)

$15,000.00

$11,955.00

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 2of8 Alito, Samuel A. 5112/2010

III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME

I. 7/21/2010 Pennsylvania State University/Dickinson School of Law - Teaching

2. 9/17/2010 Duke Law School - Teaching

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 10/2/2010 Hellenic Ideals Program of the Bluegrass - Honorarium for speech $2,000

3.

4.

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. Brooklyn Law School April JO, 2010 New York, New York Moot Court Transportation, meals

2. Federal Bar Council May 4-5, 2010 New York, New York Speaking Engagement Transportation, meals, lodging

3. University of Pennsylvania July 5-21, 2010 Strasbourg, France Teaching Transportation, meals, lodging provided Dickinson School of Law from 7/5/2011 to 7/16/2011

4. Duke Law School September 12-17, Durham, North Carolina Teaching Transportation, meals, lodging 2010

Drake University Law School September 29- Des Moines, Iowa Speaking Engagement Transportation, meals, lodging October I, 2010

Notre Dame Law School October 8, 20 I 0 South Bend, Indiana Speaking Engagement Transportation, meals

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Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 3of8 Alito, Samuel A. 511212010

7. Manhattan Institute October 13-14, 2010 New York, New York Speaking Engagement Transportation, meals, lodging

8. Catholic Lawyers Association October 25-26, 2010 Grand Rapids, Michigan Speaking Engagement Transportation, meals, lodging

9. Federalist Society December 10-15, Paris, France Speaking Engagement Transportation, meals, lodging

2010

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Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 4of8 Alito, Samuel A. 5/12/2010

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-3I of filing instructions.)

D NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I. Federal Bar Council Learned Hand Award Medallion $2,408.95

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

3.

4.

5.

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I.

Page 5of8

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Alito, Samuel A. 51 1212010

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. C. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) 0) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller _::__:t.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

US Savings Bonds Series EE Interest K T

2. Vang. Tax Ex. Mny. Mkt. Fund A Interest J T

3. Vang.Inter.Term Tax Ex. Fund A Interest J T

4. Vang. Ins. L. T. Tax Ex. Fund A Interest J T

5. Vang. Star Mut. Fund A Dividend K T

6. Vang. Wellington Mut. Fund c Dividend M T

7. Smith Barney Money Funds Cash Port. A Dividend J T

8. PNC Bank Account A Interest J T

9. Vang. Small Cap. Stock Fund B Dividend L T

10. Vang. Total Stock Mkt. Index F. B Dividend M T

1 1. Windsor II A Dividend K T

12. Fidelity Eq.-Inc. II Fund A Dividend J T

13. Vang. Tax Ex. Mny Mkt. A Interest J T

14. DIS Common Stock A Dividend Sold 02109/ 10 J A

15. Citibank Deposit Program A Interest J T

16. BMY Common Stock A Dividend J T

17. XOM Common Stock B Dividend L T

1. Income Gain Codes: A =$1,000 or Jess B =$1,001 -$2,500 c=$2,501 -$5,000 0=$5,001-$15,000 E =Sl5,00I -$50,000

(See Columns BI and 04) F=$50,001 -$100,000 G=$100,001 - SI,000,000 HI =$1,000,001 - S5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L=$50,001 -SI00,000 M =$100,001 - $250,000

(See Columns CI and 03) N =$250,00 I -$500,000 0=$500,001 -$1,000,000 PI =$1,000,001 -$5,000,000 P2 =$5,000,00 I -$25,000,000

P3 =$25,000,001 - S50,000,000 P4=More than $50,000,000 3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S :::::Assessment T =Cash Market

(See Column C2) U =Book Value V=Other W=Estimated

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118.

(2)

(J-P)

(5)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 6of8 Alito, Samuel A. 5112/2010

VII. INVESTMENTS and TRUSTS - income, vatue, transactions (Includes those of spouse and dependent children; see PP· 34-60 offm,,g instructions.J

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(1) (I) (2) (1) (2) (3) (4)

Value Value Type (e.g., Date Value Gain Identity of Place "(X)" after each asset Amount Type (e.g., Code I exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller

(A-H) or int.) Codc3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

PNC Bank Account None T

I. Income Gain Codes: A =$1,000 or less B =$1,001. $2,500 c =$2,501 . $5,000 D=$5,00I -$15,000 E =$15,001 -$50,000

(See Columns 81 and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 -$100,000 M =$I 00,00 I -$250,000

(See Columns Cl and D3) N =$250,00 I -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -S5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,00 I - $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated

Page 23: Alito, Samuel A. - Judicial Watch · 2019. 7. 26. · Alito, Samuel A. 06/01/2011 . IX. CERTIFICATION. I certiy that all inormation given above (including inormation pertaining to

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 7of8 Alito, Samuel A. 5112/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreporL)

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Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 8of8 5112/2010Alito, Samuel A.

IX. CERTIFICATION.

I certify that all information given above ( including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Samuel A. Alito

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301 One Columbus Circle, N.E.

Washington, D.C. 20544