Alex is a typical Compliance Director with problems at work. The regulatory visit has left a long list of issues and there is no spare resource, as well as a limited budget - then he finds a professional, reliable and discrete Financial Services answer, Compliance Consultant, the niche consultancy. See how he gets the answers he needs at the price he can live with.Having received an ultimatum from the FCA Alex is frustrated with the previous work that soon turns out to be useless and not fit for purpose.
PowerPoint Presentation
Meet AlexHe is a Compliance Director
He took over this businessAbout 7 months ago and just after a
Regulators visit
But hes very unhappyFor many reasons
Theres insufficient ResourceNo-one in Compliance has worked in
risk before No-one has ever compiled a Risk & Controls
LogXXX
There is no recent TCF assessmentAs part of the remediation
plan, Conduct Risk features high but there are no detailsThe budget
is limitedXXX
Until he found
The Home of theCompliance Doctor
Making Compliance Work
They work on a project basisThey only use industry experienced
consultants who can walk the walkYou deal direct with the ownerThe
Difference is
They work WITH you and not For YouAll work is done under a
Non-Disclosure AgreementThey all roll up their sleeves and get
stuck inThe Difference is also
Now, hes very happyBecause
Alex doesnt have to manage the work Compliance Consultant
project manage it allIts cheaper than the big 5Existing staff are
up-skilled
Regular ReportsQualified consultants future-proofing the
workExperienced Conduct Risk specialists embedding CR into existing
risk framework
YOU CAN BE LIKE ALEX
FIND OUT MORE
https://www.facebook.com/ComplianceConsultantTwitter.com/complianceconstwww.
ComplianceConsultant.orgCall 0207 097 1434Email:
[email protected]
