Aleta A Trauger Financial Disclosure Report for 2009

8/3/2019 Aleta A Trauger Financial Disclosure Report for 2009

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:FINANCIAL DISCLOSURE REPORT R ~ p o , .i R ~ q ~ , i r ~ a b y , ~ E ~ # i c ,in Government Act oft978FOR CALENDAR YEAR 2009 (5 ~ .S .C app . .~ .~ I0~4 /01. Persot~ Rep orting (htst name, first , middle initial) 2. Cour~ or Organizalion 3. Date of ReportTrauger, Aleta A. U.S. District Uoort (MD Term) 7/6/2010

4. Title (A rticle ill judges indicate active or senior status; 5a. Report T ype (check appropriate type) 6. Repnrting Periodmagistrate judges indicate l~ll- or part-time)~- ~ Nomination, Dam 01701/2009

U.S, DistrlctCt.Judge-Active ~ Initial ~ Annual ~ Final to~2/3 t/20095b. ~ Amended Report

7. Chamber~ or Office Address 8. On the basi~ oflhe information contained in Ibis Repo~ andmoOifieation~ pertalniag thereto, i i is~ in m y opinion, in com pli~ne~~25 U.$. Co~t~hous~ wi~h applicable ~aws and801 BroadwayNashville. Tennessee 37203 Reviewing ()l-ricer Date

I M P O R Z 4 N T N O T E S : The instructions accompanying this fitrm must be ~dlowed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign ot~ last page,

1 . P O S I T I O N S . ~oo~ , i ,x i , ,a i , i ,t , ,, t o. t~ .~ ;p . ~-~s of filing i ........ i o n s . )~ NONE 0"o reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITYI Member. National Council Vanderbilt I.aw School

NONE (No reportable agreements.)D A T E P A R T I E S A N D T E R M S


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FINA_NCIAL DISCLOSURE REPORT N ..... [P ..... Reporting Dale of Re|Page 2 of 8 Trauger, Aleta A. 7 / 6 1 2 0

II1. NON-INVESTMENT INCOME. m~pom.g inaividuManUsp .... ; see pp, 17-24 of filing i~structions,)A. Fliers Non-Investment Income

NONE (No reportable non-investment income.)D AT E SOURCE A ND T YPE INCOME(yours, not spouses)

1.23.4.

B . S p o u s e s N on-]lll~st llellt Income - t.t)ou were marriea during an y povtion of the reporting ),ear, complete this se cti~m. D o l l a r a m o u m ~ o ~ ~ g ~ q u i * e d e x . e p t f o r h o n o r a r i a , t~_~ NONE {No reportable non-investment income.)

I )A T E SOURCE A ND T YPEI. 2009 Income from law firm partnership - is attorney partner in "Irauger & Tuke.2.

3.

4.

( l n ~ l u d e s t h o s e t o s p o u s e a m l d e p e n d e n t t " h i l d r t m , s e e p p 2 5 - 2 7 u f f ! l i~ g m s t r t t o ~ t ~ " )NONE (lVo reportable reimbursements.)

S O U R C E D A T E ~ LOCATION PURPOSE ITEMS PAID OR PROVIDED1.

3.4.


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FINAN CIAL DISCLOSUREPage 3 of 8 Trauger, Ale~a A . 7 / 6 / 2 0 1 0

V. GI F TS . a, ,~ ,ae ~NONE ~0 reportable g~s.)

SOURCE DE SCRIPTtON VALUEI,2.3.4. ........................5,

VI . LIABILIT IES. a , , : ~ , a e s~ ~o reportable liabilities..)ONE

CREDITOR DESCRIPTION VALUE CODEI. Nashville Bank & Trum M ortgage on la~v fin~ building ~ ~, ~ l liability wi~h other 0partner) and2. --(continu~ ~om above) l o a ~ f o " law fi~ I IVAC umts ~:~,~] liability wtth otherparme~)3. Nashvil le Bank & T~st Line of credit oni law firm bu d n~ J4. Nashville B ank & Tn~s~ M ortgage on Rental Property, Nashville. Davidson Co., "F N O5. N~shville Bank & Tntst Line of credit for law fima partnership K


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FINANCIAL DISCLOSURE REPORT ! [ N a m e o f F e . . .. . Reporting [ D a t e o f R e p o r tPage 4 o f 8 [ Trauger, Aleta A. [ 7i6/2010VII..INVESTMENTS and T RUSTS --i ..... e , va l ............. ons (lnclu *fes th ose of sp ....... d d e p e n a e n t c h i l d r e n ; . s e e p p . 3 4 - 6 0 , ~ l i t ~ g i n s t r u c t io n s . )

N O N E (No reportable income, assets, or transactions.)

D e s c n p t i o n o f A s s e t s I n c o m e dtlru!g Gross value at end t T r a n s a m i o n a d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t n l s t a s , s e t s ) r e p o m n g p u r r e d o f r e p o r t i n g p e n o , aP l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t I T y p e ( e . g . , V a l u e Value ! T y p e ( e . g ., D a t e Value i Gain I d e n t i t y o fe x e m p t f r o m : : , r ~ o r d i s c l o s u r e Code I d v, re t, C o d e 2 ~ " i c h o d : b u y , s e 1 , [ mm /d d, y y ! Co de 2 i C od e I I b uye r/s el le r( A - H ) o r i n t o ~ - P ) C e d e 3 r e d e m p t i o n ) ! ( ,LP) (A-H) I ( fpr rate

.............................. I l (Q ) i ! { . ~ t r a n s a c l i o n )I. Arcis. at SunTrust Bank , Nashville,lN A Interest { K T2. The Equitable A.B.A. Group IRA A interest I L3. Robertson Stephens Emerging G rowth Fund A Interest ] M Ti, Coventry Heallh Care Inc. common stock None K T5 Guilford C0., NC t~m~land 13 1 R , e n t N W6. Cash surr. value NW Life policy None L T7. Cash surf. value 0[2 NW Life policies None N 1 T8. Parnassus Fund A Dividend K T9. Interest in taw fim~ bldg. (with partners) Noric N W1 0 . Profit sharing plan- Divers. Trust None O T11 . Knox Couoty, TN m unic, bends None K T12. 1TECH Partners, L.P. None .I W

I 3 . Moore County, NC timber land E Rent lv l W14 . Qualifacts Systems. Inc. None Expired )! /01/0915. Metro Nashville Electric Revenoe bonds None K T

16 , Bank of Amel ira Coq). None J T17 . Exxon Mobil Coq.~. A Dividend K T


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FINANCIAl. DISCLOSURE REPORT ] ~ a , .* o f ~ e r s o a R e p o r t l a ~ ~ , ,e o f R e p o r tIPage 5 of 8 [ Trauger, Aleta A. 7/6/2010

VII. INVESTMENTS and T RUSTS --i ..... , , vul, e, ira ..... tion., Hnct udes th ose of ~p ....... d d w e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i l i n g i n s t ru c t i o n s . )~ N O N E (No reportable income, assets, or transactions.)

A. B . C. " . . . . . . . . . . . . . . . . . . . . . ~ .....................D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a i e n d T r a n s a c t i o n s d u r i n g r e p o r u n p e r i o d(including ~st a~sels) r e p o m n g p e r i o d o f r c p o m n g p e r io d

....... 0~ ....................2 ) (1) (2) (~ ) (2) (3) (4)P l a c e " ( X ) " a l l e r e a c h a s s e t A m o u n l " l ) ~ e ( e . g . , Value Value T ) g e ( e . g . , D a l e Value Gain l d c n l i ty o fe x e m p l # a m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t . C o d e 2 M e t h o d b u y , s e l l , m~d~yy ~ Code 2 I Code I [ b u y e r ~ s e l l e r( A - H ) o r i n L ) ( J - F ) C o d e 3 r e d c m p l l o n t 0-P) IA-II) (ifprivate

i ( Q - W )

i9. C o u p o n M ~ t ~ N a s h v i l i e B o n d s ! S i e c ~ r ic S e ~ i c e Z e r o None K T2 0 . ~ Housing Developmen~ Agcy. A lnle~est K T

Nomeownershi~ B onds2 1 . Wells Fargo Cash Sweep Program A Imerest K T

2 2 . Elizabethton, TN water & sewer revenue None K Tbonds2 3 . Wells Fargo Brokerage Acct.

American Balanced Fund, Inc. C Dividend M T Bu y 01/02/09 J2 5 . - Capital Income Builder Fund E Dividend lv l T B uy 01/02/09 K2 6 . - Capital World G rowth& Income Fund D Dividend N T B ay 01/02/09 J2 7 . - Grow th Fund of America, Inc. B Dividend M T Bu y 1 0 1 / 0 2 / 0 9 J2 8 . - lnvestmem Co. of America B Dividend L T B uy 01/02/09 J29 - New Perspective Fund B Dividend M T3 0 . -Fund;.ar~cntal Investors of America None K T3 l. Lincoln National C o r p None J T3 2 . Pi*macle Nal. Bank CD B Interest Redeemed 05/15/09 K33 . MGT l loldings None J T34. The Providence Sere, ice Corp. None N T


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[NamefPersohReporing Dale of Repot !FINANCIAL D I S C L O S U R E REPORT[ Tr~ug~r, Alet~ A.

7/6/20 I0age 6 of 8V I I . I N V E S T M E N T S a n d T R U S T S -- i . . .. ~ , v a t u e , t ...... tions (Includes those of s~ ....... d d~pendent children; see pp. 34-60 of filing instructions.)

NONE (~Vo reportable income, assets, or transactions.)A. 1 B. C.Description of Assets ~ Incorne during ~ Gross value at end Tmnsaclions during reporung ~eriod(including trust assets) ~ _reporting period ~ ofrepo~ingperiod

Place"(X)" aft ......nsse, .Amounl Type (e.g., ~ Value Value Type {e.g., ~ Date Value Gain ~ Identity orexempl from prior disclosure Code I ] div.. rent, Me ~ o d buy, sell, [mm/dd/yy Code 2 [ Code I " buyer]sellerI (A-H) ~ or inL) Code 3 redem ption) t (J-P) (A-H) (ifpNvate

[ (Q -W ) transaction)35 . Rental Prope~-Nashville, Davidson Co., E R en t O WTN36 . Regions Bank money market acct. (Morgan A in tmc~t J TKeegan)37. Pinnacle Nat. Bank acct. (rental property) None J T38, Blount County, TN munic, bonds A lnteres~ K T B uy 05/15109 K

Value (;odes J = $ I S , 0 0 0 o r # e ~ s K.-$lS,00t - $50,000 t . = $ 5 0 , 0 t ) 1 - $ 1 0 0 , ~ ; 0 0 M = $ 1 0 0 , 0 0 1 - $ 2 5 0 , 0 0 0


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F I N A N C IA L D I S CL O S U R E R E P O RT ,~ ..... f P e r s o n R e p o r t in g [ D a t e o f R e p o r tPage 7 of 8 T r a u g ~ r , A l e t a A.

[7 / 6 / 2 0 1 0

VIII. ADDITIONAL INFORM ATION OR EXPLA NATIONS. a, aic~,~p,,,oSRepor~

V I : I .10. Not taking into account the outstanding mo ~.gage.I4. The interest in this company became worthless m 2009.22. A.G.E. Bank Deposit Program became the W ells Fargo Cash Sweep Program when W achovia Securities became W ells Fargo in 2009.24, Wachovia Securities became Wells Fargo in 2009.


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FINA NCIAU DISCLOS URE "I(EPORI .... ~ .... f P e r s o n R e p o r t in g D a t e o f R e p o r tPage 8 of 8 I l Y a n g e r , A l e ta A . 7 / 6 / 2 0 1 0

I X . C E R T I F I C A T I O N.1 certify that all information given above (including information pertaining to my spouse and mino r or dependent children, if auy) isaccurate, true, and complete to the best of my know ledge and belief, and tbat any information not reported w as withheld because it m et applicable stalutoryprawsions perm ifling non-disclosure.I fi~rtbcr certify that earned income from outside employment and honoraria and the acceptance at gills which have been reported are incompliance w ith the provisions of 5 U.S.C. app. 501 et, seq., 5 U.S.C, 7353, and Judicial Conference regulations,

Sigualure_

NOTE: ANY INDIVIDUAL W HO KNOWING LY AND W ILFUL LY FAL SIFIES OR FAL LS TO FII.E THIS REPORT MAY BE SUBJECT TO CIVILAND CRI~~,~INAL SANCTIONS (5 U.S.C. app. 104)

FILiNG INSTRUCTIONSMail signed original and 3 additional cop~es to:

Committee on Financial DisclosureAdmirfistr~ i~ve Office of the United ,States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Documents

Aleta A Trauger Financial Disclosure Report for 2009