Albrow_Legal Positivism and Bourgeois Materialism Max Weber's View of the Sociology

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    ardiff University

    Legal Positivism and Bourgeois Materialism: Max Weber's View of the Sociology of LawAuthor(s): Martin AlbrowSource: British Journal of Law and Society, Vol. 2, No. 1 (Summer, 1975), pp. 14-31Published by: Wileyon behalf of Cardiff University

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    LEGAL

    POSITIVISM AND

    BOURGEOIS

    MATERIALISM:

    MAX

    WEBER'S

    VIEW

    OF

    THE

    SOCIOLOGY

    OF LAW

    My

    intention

    s to

    give

    an

    accountof

    Max

    Weber's

    ociology

    of

    law but

    with

    special

    reference

    o

    problems

    of

    basic

    method.1

    Much of

    Max

    Weber's

    ontribution

    o

    sociology

    has

    been

    methodological

    n

    nature

    and

    whathe

    has

    written

    on

    law

    is

    no

    exception

    to

    this.

    Underlying is accountof thedevelopment f modern awwithits lengthyexcursionsnto

    the

    history

    of

    legal

    thought

    and its

    many

    analyses

    of

    the

    interplay

    f

    economic

    and

    social

    factorswith the

    professional

    nterests

    nd

    outlook

    of

    lawyers,

    an

    account

    of both

    dazzling

    erudition

    and

    impenetrable

    tyle,

    there

    s

    a

    general

    heory

    of

    the

    nature

    and

    development

    of law. This

    theory

    stems

    from Weber'sbasic

    assumptions

    bout

    the methods

    of social

    science

    generally.

    In

    particular

    Weber's

    account of

    the

    relationsbetween

    aw

    and

    sociology

    and his

    analysis

    of

    the

    development

    f

    law

    are not

    accidentally

    inked.

    His assertions hat the

    legal

    point

    of

    view is directed

    o

    determining

    he

    validity

    of

    law

    while he

    sociologist

    s interested

    in what

    happens

    when

    people

    act

    in

    society

    with

    aw in

    mind,

    hat

    thesetwo

    points

    of view

    are

    quite

    distinct

    with

    no

    overlap,

    and

    his beliefthat

    legal

    thought

    has

    its

    own

    logic

    which

    has been

    expressed

    n the

    general

    historical

    rend o the

    increasing

    ormal

    rationality

    f

    law

    are

    part

    of a

    single

    viewof the

    world,

    albeita

    complex

    and

    sophisticated

    iew

    which

    defies

    the

    temerity

    of

    any

    commentator

    who

    seeks,

    as I

    do,

    to

    give

    it

    a

    label.

    In

    showing

    how

    this

    view of the

    world

    is

    expressed

    n

    his

    sociology

    of law I

    hope

    simultaneously

    o

    indicate

    its

    scope

    and limitations or

    us

    in

    any

    programme

    or

    the

    sociology

    of

    law in

    contemporary

    onditions.For

    in

    spite

    of its

    prodigious

    cholarship

    Weber's

    ociology

    of

    law has

    commanded

    elatively

    ittle nfluence nd

    this

    has

    moreto

    do

    with the

    conceptual

    ramework nd ntellectual utlookwhich

    are

    timebound

    han with the

    impenetrabilityf the style.

    There

    s a

    paradox

    n this. Weber

    was trainedand

    practised

    or

    a

    time

    as a

    lawyer.

    His

    dissertation

    was on

    law

    in relation

    o mediaeval

    rading

    companies.

    His

    interest n and

    respect

    or

    the

    law were

    sustained

    hroughout

    his life.

    He was

    a

    frequent

    and

    successful

    litigant.

    t

    was

    perhaps

    he

    sectorof social

    ife he knewbest.

    Why

    should

    t

    be that

    his work

    on

    law

    hashad so much ess influence

    n

    subsequent enerations

    hanhisworkon

    politics,

    religion,

    ociological heory

    and the

    philosophy

    f socialscience?

    Perhaps

    quallyneglected

    have

    been

    his ideas

    in

    economics,

    n which

    subject

    he held his

    chair

    The

    quick

    answer

    s

    that

    it

    was

    precisely

    n

    those

    areas hat

    he

    was

    most

    a

    prisoner

    of

    the dominant heoriesof his time.

    They

    provide

    he

    uncritically

    eld

    assumptions

    f this

    most

    criticalof theorists.He

    accepts

    he

    paradigms

    f the

    legal

    and economic cience

    of

    his

    time

    and

    his

    originality

    n

    the other

    spheres

    stems

    very

    much

    from the

    application

    of

    a

    special

    amalgam

    of thesetwo forms of

    thought

    to

    subjects

    beyond

    their normal

    scope.

    Weber

    called himself

    bourgeois.

    He was

    proud

    to

    accept

    that label. Law and

    economics

    1 This

    paper

    s based

    on

    a

    talk

    given

    to

    the Seminar

    on the

    Sociology

    of

    Law

    at

    the

    Centre or

    Socio-Legal

    Studies,

    Oxford,

    on the 31

    January

    1975.

    I

    am

    grateful

    to the

    participants

    or the

    points

    raised

    in

    discussion.

    14

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    are the

    natural nstruments f the

    bourgeoisie.

    For him

    they

    are

    constructed ut

    of

    a

    pure

    and timeless

    rationality.

    But

    it is

    precisely

    n

    eras

    of

    rapid

    social

    and

    technical

    hange

    hat

    they

    have to

    be

    continually

    efashioned.

    oday

    we

    rightly

    have ittle

    trust n what

    appeared

    to

    be timeless

    principles

    t

    the

    beginning

    f the twentieth

    entury.

    Allusion o

    Weber'sown

    image

    of himself

    brings

    out

    a

    contextual

    point

    which

    s

    vital

    to

    the

    understanding

    f his

    sociological

    analysis

    of

    law.

    A

    major

    arget

    or Weber

    hroughout

    his life was the historicalmaterialism f Karl Marx. Justas in his accountof the riseof

    capitalism

    e

    attributed

    o

    the

    religious

    deas

    of Protestantism

    n

    mportant

    nd

    ndependent

    causal

    position,

    so

    he refuses o

    see law as

    any

    mere

    reflection f

    the

    material nterests

    of

    the

    capitalist

    class.

    Indeedhis

    writing

    on the

    sociology

    of

    law

    is in

    the contextof

    a

    much

    broader

    and more

    ambitious

    account

    of

    the

    general

    relationsof the

    economy

    to

    other

    spheres

    f

    social

    ife

    which ees he

    growth

    f

    capitalism

    s

    one

    special

    acet

    of the

    rationaliza-

    tion of

    modern

    society

    in

    all

    respects.

    In

    this

    general

    process

    religion,

    aw,

    economics,

    science,

    politics

    all

    have

    both

    ndependent

    nd

    dependent

    ositions

    n relation o

    each

    other

    and none

    has

    priority.

    It

    is

    a

    multi-factor

    pproach

    o societal

    analysis

    where

    sociology

    emergesvery

    much

    as

    the

    discipline

    which

    traces the

    bonds

    betweenthese institutional

    areas.

    Weberian

    ociology

    s

    therefore

    ery

    muchthe

    response

    o and

    bourgeois

    quivalent

    of Marxism

    n

    both

    scope

    and

    generality.

    If Marx

    s the

    major

    antecedent

    f Weber's

    nterest

    n the

    sociology

    of

    law,

    it

    is

    in

    a

    very

    general

    and

    unspecified

    orm.

    Weber

    was not

    interested

    n Marx's

    workin

    any very

    scholarlyway

    and

    to some extent

    his

    attackwas

    on

    vulgar

    Marxism

    n the broadest

    ense.

    In

    the

    scholarly

    ontext

    here

    s

    a

    minor

    antecedent

    whichdeserves

    mention.

    n

    1894Rudolf

    Stammler

    had

    published

    Wirtschaft

    undRecht

    nach

    der

    materialistischen

    Geschichtsauffassung

    (Economy

    and

    Law

    according

    o

    the Materialist

    Conception

    f

    History).

    He

    attempted

    o

    show

    on

    the

    basis

    of

    epistemological

    onsiderations

    hat

    it was

    impossible

    o view the

    economyasfundamentalo society.Through nalysingheidea of social ife he cameto the

    conclusion

    hat

    its essence

    wasin

    activity

    n accordance

    with common

    rules.

    Theserules

    he

    identified

    s law

    and

    he saw

    law

    as both constitutive

    f and

    determining

    ocial

    life.

    In

    1907

    Weberwrote

    a substantial efutation

    of

    Stammler

    n

    a

    review

    of the

    second

    edition

    of

    his

    book.2

    This contains

    an

    analysis

    of whatis involved

    n

    studying

    ules

    of

    any

    kind

    and

    in

    particular

    makes

    distinctions

    between

    the evaluation,

    interpretation

    nd

    empirical

    tudy

    of the effects

    of rules.

    He usesthe

    example

    of

    a

    game

    of cards

    to

    illustrate

    his

    argument

    nd

    proceeds

    o the

    point

    that,

    complex

    hough

    he

    analysis

    of a

    game

    of

    cards

    is,

    the

    case

    of

    law

    is

    much

    more

    complicated

    ecause,

    unlike

    a

    game

    of

    cards,

    he

    reality

    or

    which aw is relevants not totallydefinedby law. As he said whenstudying he place

    of

    Protestantism

    n

    the

    rise

    of

    capitalism

    he was

    intentnot

    to

    replace

    a one-sidedversion

    of

    history

    with one

    that

    was

    equally

    one-sided.

    n

    avoiding

    Marx's

    economicdeterminism

    e

    wished

    also

    to avoid Stammler's

    egal

    idealism.

    I

    mention

    this

    still untranslated

    aper

    of Weber'sbecause

    t

    provides

    the

    methodo-

    logical

    foundations

    or his

    sociology

    of lawand because

    t is

    neglected

    by

    Max

    Rheinstein

    2

    "R.

    Stammler's

    Ueberwindung

    er materialistischen

    Geschichts

    auffassung",

    n Max

    Weber,

    Gesammelte

    Aufsdtze

    zur

    Wissenschaftslehre

    1968

    J.

    C.

    B. Mohr

    (Paul

    Siebeck),

    Tubingen)

    291-359.

    15

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    The

    distinctionbetween

    he two

    approaches

    o

    law

    leads Weber

    nto

    a

    consideration

    of

    the

    concept

    of

    law. It

    is

    already

    clear

    n

    his

    essay

    on

    Stammler

    hat

    Weber

    regards

    he

    methodological

    roblems

    of

    the

    study

    of law

    as

    being

    n

    principle

    no

    different

    rom

    those

    in

    the

    study

    of

    any

    set

    of

    rules,

    be

    they

    conventionsor

    merely

    he

    rules

    of a

    game

    of

    cards.

    Law

    in

    this

    respect

    has

    no

    special

    dignity.

    This

    position

    is

    elaborated

    n

    Law

    in

    Economy

    and

    Society.

    In

    all

    determinate ocial

    groups

    there are rules.

    Sometimes hese

    amount

    to

    merecustom,wherenobody reallythinkswhat he is doinghas any realimportance nd

    there

    s

    no

    sense

    of

    obligation

    nvolved

    n

    following

    the rule.

    But more

    important

    s

    the

    fact that

    in

    social

    groups

    he

    actors

    regularly

    ave the

    idea

    of a

    legitimate

    rder,

    or set

    of

    rules

    which

    nvolves

    a

    degree

    of

    obligation.

    Though

    his

    set of

    rules

    may

    not be

    respected

    by

    everyone

    and

    indeed

    some

    may

    flout

    it

    or

    use

    it

    in a

    cynical

    way,

    nonetheless

    t is

    the

    fact that to

    a

    substantial umber

    t

    has

    a

    binding

    orcewhich

    gives

    t an

    importance

    n both

    social

    life and

    sociological

    analysis.

    Such

    a

    social

    order

    can be

    called

    convention,

    says

    Weber,

    f

    it

    is sustained

    merelyby

    approval

    or

    disapproval.

    t

    "will

    be called

    law if

    it

    is

    externally

    uaranteed

    y

    the

    probability

    hat coercion

    physical

    or

    psychological),

    o

    bring

    about

    conformity

    or

    avenge

    violation,

    will be

    applied

    by

    a

    staff

    of

    people holding

    them-

    selvesspeciallyready or the purpose."s

    We

    may

    ask:

    "Is this Weber he

    lawyer's

    oncept

    of

    law,

    or Weber

    he

    sociologist's?"

    This

    s

    not

    easy

    to

    answer.

    Rheinstein

    oints

    out the

    similarity

    etween

    Weber's dea

    of law

    and that

    of

    Austin's

    definition

    of law as the

    command

    of

    the

    sovereign.

    He

    also notes

    the

    connection

    between

    Weber's

    iews

    and

    those

    of

    Kelsenwho

    developed

    pure

    heory

    of

    law,

    devoid

    of

    ethics,

    a

    doctrine

    of

    legal positivism.

    n other

    words

    there

    s

    nothing

    n

    Weber's

    formulation

    which

    automatically

    ules

    t out

    of consideration

    s

    a

    concept

    of

    law for

    juris-

    prudence.

    Moreover

    t

    might

    seem

    to be

    implied

    by

    Weber's

    emphasis

    on the

    inherent

    differences

    n

    the

    sociologist's

    and

    lawyer'spoints

    of view that

    they

    would

    necessarily

    e

    pointsof view on the samephenomenon.Afterall aretheynot the sameset of ruleswhich

    the

    academic

    awyer

    tests

    for

    their

    coherence

    and

    the

    sociologist

    for their

    effectson

    the

    real

    world?

    But

    at

    other

    points

    t seems

    hat Weber

    s

    advocating

    concept

    of law

    which s

    peculiar

    to the

    sociologist.

    As he

    says:

    "In

    our context

    he

    concept

    of law

    will be defined

    as an

    order

    which

    depends

    on an enforcement

    taff.

    In

    otherconnections

    different efinitions

    may

    well

    be

    appropriate."6

    n

    other

    words,

    you

    choose

    your

    concept

    according

    o the

    intellectual

    purpose

    you

    have.

    Weber

    adds

    that

    the

    legal

    terminologymay

    be

    quite

    different.

    Thus

    this

    definition,

    he

    notes,

    excludes

    nternational

    aw as

    a form

    of law becuase

    t has no

    supra-

    national

    enforcement

    agency.

    Yet,

    again,

    there

    is no reason

    why

    this

    point

    may

    not

    be

    madebyan academicawyerand Weberagrees hat t has beentimeandagain.Thesection

    which

    Rheinstein

    heads with

    "The

    Sociological

    Concept

    of Law" overstates

    Weber's

    commitment

    o the

    notion

    of

    a

    sociological

    concept,

    for

    the

    German

    edition entitles

    his

    section:

    "The

    juristic

    and

    sociological

    concept

    and

    meaning

    of the

    legal

    order"

    and

    the

    discussion

    which

    follows

    is

    largely

    aboutthe

    respective

    oints

    of

    view.7

    5

    Rheinstein,p.

    cit.,

    p.

    5.

    6

    Ibid.,

    p.

    6.

    7

    Ibid., p.

    11.

    Max

    Weber,

    Wirtschaft

    und

    Gesellschaft

    1956

    J. C. B. Mohr

    (Paul

    Siebeck),Tubingen)

    181.

    17

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    Whateverhe balance

    t

    is

    apparent

    hatthe two

    issues,

    he

    disciplinary

    iewpoint

    upon

    the

    subject

    matterand the

    constitutionof

    that

    subject

    matter,

    are

    closely

    intertwined

    or

    Weber

    so that

    at

    one

    point

    at

    least

    they

    seem

    to

    merge.

    In

    his

    essay

    on

    Stammler

    he

    distinguished

    etween

    the

    ideal

    and

    empirical

    validity

    of a

    legal

    proposition.

    The

    ideal

    validity

    of

    a

    legalproposition

    meant hat

    the

    jurist

    who

    sought

    "juristic

    ruth"

    would

    find

    a

    bindingrelationship

    etween

    certain

    concepts

    and

    he

    would be

    obliged

    ntellectually

    o

    posit that suchand such a rule shouldbe accepted.But the empirical alidityof a legal

    proposition

    imply

    consisted n

    the

    chance hat

    it

    had a

    demonstrable

    ffect

    n the

    world.

    In this sense

    "Empirical

    alidity

    s

    ultimately

    s

    much

    a

    feature

    of

    'juristic

    rror'

    as

    'juristic

    truth'."8

    Weber

    lludes o

    this

    notionof

    empirical

    alidity

    n

    another

    definition e

    offers:

    "'Law',

    as

    understood

    by

    us,

    is

    simply

    an

    'order

    system'

    endowed

    with

    certain

    pecific

    guarantees

    of

    the

    probability

    f

    its

    empirical

    alidity".9

    n

    this

    case we

    clearly

    have

    a

    definition

    which

    is

    dominated

    by

    what Weberconsiders

    o

    be

    the

    methodological

    ecessities

    of

    empirical

    science.

    But

    we

    are

    thereby

    eft

    in

    considerable ifficulties

    or it is clear

    that what

    the

    sociologistconsidersas lawmayturnout to be quitedifferent romwhatthejuristdoes.

    Can

    the

    sociologist

    consider

    as law

    a

    system

    of rules from

    whichthe

    lawyer

    would

    with-

    hold the

    term?

    The

    methodological

    enets

    of

    the

    sociologist

    now

    appear

    o determine

    what

    can be called

    aw.

    Under

    hesecircumstances

    hat

    happens

    o the

    point

    of

    view

    of

    the

    actor

    be

    he

    lawyer, urist,

    udge,

    egislator,

    itigant

    or

    simply

    citizen?What

    happens

    o the famous

    insistence

    on

    the

    subjectivemeaning

    of

    action

    which

    s

    so often

    associated

    with

    Max

    Weber

    and which

    s

    exemplified

    n

    this self-same ontext

    by

    the

    view

    he takes

    of ethics?

    Whether

    or

    not a normative dea

    which is

    actually

    held

    by

    human

    beings belongs

    to

    the realm

    of

    ethics,

    or,

    in

    other

    words,

    whether

    or not

    a

    given

    norm is

    one of 'mere'

    aw or convention must

    be

    decided

    by

    the

    sociologistexclusively

    n

    accordance

    with that notion

    of

    the 'ethical'whichis

    actually

    heldbythepeoplenquestion.10

    If

    the

    "people

    n

    question"

    re

    the

    court

    of

    appeal

    n

    the case

    of

    ethics,

    why

    are

    they

    not in

    the

    case

    of

    law?

    This

    is

    a

    question

    o

    which

    we shall have

    to return.

    When

    Weber

    eaves he

    topic

    of law n

    general

    nd

    proceeds

    o a discussion

    f

    the main

    substantive

    ields

    of

    law,

    it is

    apparent

    hat

    sociological

    viewsof law

    must have a

    more

    intimate

    onceptual

    elationship

    ith

    egal

    views

    han

    Weber's

    oncern

    o establish

    ociology

    as

    an

    empirical

    discipline

    might

    suggest.

    The first

    major

    distinction

    he

    considers

    s

    that

    between

    public

    and

    private

    aw,

    of

    great

    mportance

    n German

    egal

    theory.

    Immediately

    he

    adopts

    what

    he calls the

    "sociological

    est"anddefines

    public

    aw"as the total

    body

    of

    those normswhichregulate he activitiesof the state as such"and privatelaw as "the

    totality,

    not

    of

    those

    norms

    which relate

    to the state as

    such,

    but

    of

    those

    norms

    which,

    while

    ssuing

    romthe

    state,

    regulate

    onduct

    otherthan

    state

    activity."

    He

    goes

    on:

    "This

    kind

    of

    definition

    s rather

    non-technical,

    nd,

    therefore,

    difficult

    o

    apply.

    But it

    seems

    nevertheless

    o

    constitute he

    basis

    of almostall other

    attempted

    distinctions

    of the

    two

    8

    Max

    Weber, Wissenschaftslehre

    p.

    cit.,

    p.

    347.

    9

    Rheinstein,op.

    cit.,

    p.

    9.

    to

    Op.

    cit.,

    p.

    8.

    18

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    great

    branches

    f the

    law."11

    Here

    then the

    non-juristic oncept

    s

    not

    simply

    a

    specialized

    viewpoint

    rom

    empirical

    cience,

    it

    apparently

    xpresses

    something awyers

    attempt

    to

    conceptualize

    ut

    to

    which

    they

    can

    only

    approximate.Legal

    theories and

    practices

    hen

    appear

    as

    a

    variable

    surface

    expression

    of

    deepercategories

    of social

    action and

    types

    of social

    structure

    which

    the

    sociologist

    reveals,or,

    to

    use another

    simile,

    as the

    dialect

    forms

    of a

    more

    universal

    anguage.

    Inhis

    rejection

    f theeconomicdeterminism f Marxand the

    legal

    dealism f

    Stammler

    Weber

    has

    come

    close

    to a

    position

    which

    one

    could call

    sociological

    determinism.

    The

    content

    of

    legal

    theories s

    relatively

    unimportant,

    what

    matters

    s

    political

    organization,

    the real institutionsof

    political society.

    These are

    the infra-structure. ut in

    emphasising

    this

    social

    structural

    basis,

    Weber s

    simultaneously

    roviding

    a

    general

    account of

    legal

    thinking.

    f

    we recallthe

    distinction

    he

    drew

    n

    the

    essay

    on

    Stammler,

    etween

    he

    social

    scientist's

    nterest

    n

    law

    and

    the

    jurist's,

    a

    key

    aspect

    of

    it

    was the

    emphasis

    and commit-

    ment

    by

    the

    jurist

    to

    normsof

    pure

    rationality.

    ustas the

    sociologist

    was

    interested

    imply

    in

    the

    fact

    that norms

    wereor werenot

    observed,

    o the

    lawyer

    was

    simply

    nterested

    n

    the

    technical orrectness f argument.

    It

    is

    not

    therefore

    urprising

    hat

    Weber

    moves

    directly

    rom

    considering

    he

    types

    of

    political

    and

    social

    arrangements nderlying

    he

    specialized

    ields

    of

    law

    to

    a

    consideration

    of

    the formal

    structure

    nd

    techniques

    f

    legal thought.

    think

    Rheinstein

    s

    right

    o

    make

    a

    separate

    chapter

    headed

    "Categories

    f

    Legal Thought"

    out

    of

    a

    section

    which

    in

    the

    German

    dition

    runs

    straight

    n from

    the

    consideration

    f

    substantiveields

    of

    law.12

    n

    the

    brief

    space

    of four

    sides

    we

    get

    the

    central

    deas

    underlying

    Weber'swhole

    approach

    o law.

    The

    various

    schools

    of

    legal thought

    can

    be

    seen

    as

    having developed

    and

    become

    differentiated rom

    each

    other

    according

    to the

    type

    of

    political

    organization

    and

    the

    "internal

    structure

    of

    legal

    thought".

    Weber then

    addresses

    himself to

    the

    problem

    of

    advancinga set of adequatecategories or the analysisof the structure f legal thought.

    Paradoxes

    are

    already

    beginning

    o

    multiply.

    What

    was to have been an

    empirical

    study

    of law

    in

    the

    world

    begins

    to

    be an

    analysis

    of

    legal

    theories.

    Weber'sconcern

    o

    advance

    a

    sociological

    view of

    law

    turnsout

    to be

    an

    attempt

    o advance

    a

    theory

    of law

    which

    depends

    on

    identifying

    he

    common

    elements

    n

    any system

    of

    legal

    thought

    and

    showing

    how

    they

    have

    developed

    hrough

    he

    history

    of

    law,

    and it is with this that the

    rest

    of his

    sociology

    of

    law

    is

    concerned,

    with

    a

    wealth

    of

    historical

    llustration nd con-

    ceptual

    refinement,

    ut

    clearly

    directed o

    confronting

    urists'

    heories

    of law. So it

    is that

    Weber's

    "empirical"

    tudy

    of law

    begins

    o revolve

    around

    whathe heldto be the heartof

    the dogmatic urist'sconcern n law, the most idealand leastempiricalaspectof all, the

    nature

    of

    legal

    rationality.

    This

    is

    the central

    notion in the Weberianaccount of law in

    economy

    and

    society,

    as

    is

    the

    concept

    of

    rationality

    he centralnotion in the total

    corpus

    of Weber's

    work.

    The

    idea of

    rationality

    an

    be

    applied

    o law

    in several

    ways

    according

    o Weber.As far

    as

    a

    body

    of law as

    a whole

    is

    concerned

    t amounts

    essentially

    o

    systemization,

    he

    con-

    11

    Ibid.,

    p.

    41.

    12

    Ibid.,

    pp.

    61-4.

    19

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    struction

    of a

    gapless

    system

    of

    rules. In

    the

    actual

    making

    of law

    it

    involves

    a

    basic

    distinction

    between

    ormaland

    substantive

    ationality.

    Formal

    rationality

    an

    simply

    be

    a

    matterof

    attending

    o

    certain

    procedural

    ormulae,

    ymbolic

    acts,

    signature

    nd

    so

    on,

    but

    more

    mportantly

    n

    the

    modern

    world

    nvolves he

    formation f

    legalconcepts

    of a

    highly

    abstract

    nature he

    meaning

    of

    which s

    analysed

    and

    madeclear

    in

    being applied

    to

    any

    concrete

    et of

    facts.

    Substantive

    ationality

    n

    the otherhand nvolves he

    decision

    of

    legal

    problemsby referenceo ethical mperatives, ormsof a utilitarian r expedientialkind.

    This form of

    rationality

    n

    law

    is

    always

    n

    tension

    with the

    formal

    kindof

    rationality.

    t

    is

    this latter

    which is

    peculiarly

    egal.

    "The

    peculiarly

    professional egalistic,

    and

    abstract

    approach

    o the

    law

    in

    the modern

    ense s

    possibleonly

    in

    the measure hat law

    is

    formal

    in

    character."

    hus

    "dogmatic

    egal

    science"

    becomesboth the

    source

    of the

    independence

    of

    the

    legal

    profession

    and a

    measure f

    the

    empirical

    evelopment

    f law:

    Present-day

    egal

    science,

    at

    least

    in

    those

    forms

    whichhave

    achieved

    he

    highest

    measure

    of

    methodological

    nd

    ogical

    ationality,

    .e.

    thosewhich

    have

    been

    produced

    hrough

    he

    legal

    science

    of

    the

    Pandectists'

    ivil

    Law,

    proceeds

    rom he

    following

    ive

    postulates:

    iz.

    first,

    hat

    every

    oncrete

    legal

    decision

    be

    the

    'application'

    f an

    abstract

    egal

    proposition

    o

    a

    concrete fact

    situation';

    second, hat it mustbe possiblen everyconcrete ase to derive he decision romabstractegal

    propositions

    y

    means

    of

    legal

    logic;

    third,

    hat the

    law must

    actually

    or

    virtually

    onstitute

    'gapless'

    ystem

    f

    legalpropositions,

    r

    must,

    at

    least,

    be treated s

    if

    it

    were uch

    a

    gapless

    ystem;

    fourth,

    hat whatever

    annotbe

    'construed'

    egally

    n

    rational erms

    s

    also

    legally

    rrelevant;

    nd

    fifth,

    hat

    every

    ocial

    actionof human

    beings

    must

    always

    be

    visualized s either

    an

    'application'

    or

    'execution'

    f

    legal

    propositions,

    r

    as

    an

    'infringement'

    hereof.13

    It

    is

    to

    the

    development

    f

    these

    formal

    qualities

    of

    law

    that

    Weber

    addresses

    himself

    n

    the

    rest

    of

    his

    sociology

    of

    law.

    Weber's Account

    of

    the

    Development

    of

    Modern

    Law

    Weber's

    historicalaccount

    of

    law

    consists

    of

    relatively

    ew themes

    woven

    together

    o

    giveaveryrich exture.Bare ummaryandoscant ustice o thisrichness ut bare ummary

    is

    necessary

    because

    oo

    easily

    is

    the

    reader

    overwhelmed

    y

    the eruditionand

    repeated

    flashes

    of

    insight.

    The

    themes nclude he

    ways

    n whichnew law

    is

    generated,

    he relation

    between

    aw and the

    economy,

    n

    particular

    he

    way

    law

    facilitates conomic

    development,

    the

    weight

    of

    economic

    and

    political

    factors in

    determining

    he

    balance

    of formal

    and

    substantive

    ationality

    n

    law,

    the intellectual

    utlook and interests

    of

    lawyers

    as a

    factor

    in

    legal

    development,

    ut

    above

    all

    the tension

    between

    ormal

    and

    substantive

    ationality

    as an

    ever

    present

    element.

    Right

    away

    t must

    be

    said

    thatthere

    s

    clearly

    an

    intimate onnection

    betweenWeber's

    methodologicalnddefinitional pproacho lawwhichwehavealreadydiscussed ndthis

    account

    of

    the tension

    between

    ormal

    and substantive

    ationality.

    His

    sociological

    posi-

    tivism n

    respect

    of

    the

    concept

    of law excludes he

    possibility

    f

    any

    kind of consideration

    of the values

    which

    jurists

    normally

    discuss.

    In

    particular

    t

    resolutely

    and

    deliberately

    avoids

    any

    discussionof

    justice

    or

    any

    consideration

    which

    might distinguish

    between

    enforced

    odes

    of

    rules

    according

    o the

    values

    which

    hey express. This

    s the

    counterpart

    in

    anothercontext of his

    determination

    o define

    the

    State

    in terms

    which exclude

    any

    13

    Ibid.,

    p.

    64.

    20

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  • 8/10/2019 Albrow_Legal Positivism and Bourgeois Materialism Max Weber's View of the Sociology

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    ideas

    available

    to the

    legal experts

    of

    the

    time.15While

    bourgeoisgroups

    demand

    a

    calculableaw and thusaredecisive or a

    general

    rend

    o

    formal

    aw,

    they

    have

    no

    influence

    on the

    development

    f the most

    highly

    rationalizedorms."This

    ogical

    systematization

    f

    the law

    has been the

    consequence

    f

    the intrinsic ntellectual eeds

    of

    the

    legal

    theorists

    and their

    disciples,

    he

    doctors,

    .e.

    of a

    typical

    aristocracy

    f

    legal literati."16

    or

    Weber

    the test

    case for the

    independence

    f

    legal

    structure

    rom economic

    nterests

    s

    very

    much

    England.The historyof the development f the legal structure f organizationss very

    different n

    England

    rom that on

    the

    continent

    and

    yet

    capitalistdevelopment

    ook

    place

    in

    both.17

    Actually

    Weber's reatment

    f

    the

    English

    situationrevealsdifficulties

    n his

    entire

    discussion

    of

    the

    relations

    of

    law

    and

    the

    economy.

    In

    any

    case

    for him

    English

    aw

    was

    inferior

    o the

    continental

    n

    its lower

    degree

    of

    rationalization.He

    sees it as

    empirical,

    complicated

    nd

    expensive

    and "it

    may

    indeedbe

    said

    that

    England

    achieved

    apitalistic

    supremacy mong

    the

    nations

    not

    because

    of,

    but rather

    n

    spite

    of,

    its

    judicial

    system."18

    But at the same time

    Weber

    cannot

    avoid

    commenting

    n

    the class basis

    of

    British

    aw.

    He seesit as a blatantcaseof one law for the rich and onefor thepoor.Onlythe rich can

    afford

    itigation

    and

    the

    poor

    put up

    with

    the

    "Khadi-justice"

    f

    the

    justices

    of the

    peace.

    This denial

    of

    justice

    was

    in

    close

    conformity

    with the interests

    of the

    propertied, specially

    the

    capitalistic,

    classes.

    But

    such

    a dual

    judicial

    policy

    of formal

    adjudication

    of

    disputes

    within the

    upper

    class,

    combined

    with

    arbitrariness

    r de

    facto denegation

    of

    justice

    for the

    economically

    weak

    is not

    always possible.19

    Weber'sattitude

    o

    England

    s

    worth

    a

    paper

    n

    itself,

    but

    what

    must

    nterestus

    here

    is that Weber's

    own

    judgment

    on what

    benefits

    or does not benefit

    which class

    appears

    indeterminate

    nd uncertain.

    t

    is

    difficult o avoid

    the

    conclusion

    hat,

    evenon his

    account,

    the

    structure

    f

    legal thought

    s

    veryepiphenomenal.

    conomic

    development

    akes

    place

    regardless.

    The

    bourgeoisie

    always gets

    the law

    to suit

    it.

    By concentrating

    n

    law as

    technique

    he makes

    t

    appear

    mportant

    or the

    independence

    nd

    prosperity

    f those

    who

    live from

    the law and

    nothing

    more.

    Nothing

    could be

    more

    indicative

    of

    the

    profound

    antinomies

    nd

    paradoxes

    of his

    view

    of

    the relation

    of formal

    and

    substantive onsiderations

    n

    law

    than

    his

    discussionof

    contract.

    For

    Weber

    egal

    rights

    are

    the

    "reflex"

    f

    legal

    regulation

    nd

    rights

    are a

    source

    of

    power.

    In

    so far

    as

    law

    creates

    rights,

    t

    givespower

    o

    particular

    ndividualswhich

    they

    can

    then

    exploit.

    Certain

    tructures

    f

    rights

    can thereforeavour he

    emergence

    f

    certain

    kinds of

    economic

    relation.

    In the modem world

    the extent

    of contractual

    reedom

    s

    so

    great that one can designatemodernsocietyas of the contractual ype. Whatever he

    individual

    or

    corporate

    group)

    sees

    as in his

    interests,

    economic or

    otherwise,

    he

    can

    organize

    on

    the basis

    of

    a contractual

    elationship

    with

    otherswhich he law will

    recognize

    15

    Ibid.,

    p.

    131.

    16

    Ibid.,

    p.

    278.

    17

    Ibid.,

    pp.

    176-188.

    18

    Ibid.,

    p.

    231.

    19

    Ibid.,

    p.

    230.

    22

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    and

    enforce

    f

    need

    be.

    The

    result

    s

    that

    market

    orces of the

    economy

    have

    a

    scope

    for

    development

    eyond

    anything

    xperienced

    efore.This

    legal

    "freedom" ecomes

    he basis

    of

    economic

    servitude

    or wide

    strata

    of

    society.

    On such

    themesWeber's

    ealismamounts

    o

    a

    critique

    of

    contemporary

    ociety

    owing

    muchto

    and

    quite

    as

    trenchant s

    Marx's. t wouldbe

    quitewrong

    o

    imagine

    hat

    because

    Weber

    accepts

    the

    bourgeois egal

    and

    economic

    science

    of

    his time

    that this

    translates

    itself

    into a

    complacent

    acceptance

    f

    the

    status

    quo.

    On

    the

    contrary,

    his

    whole

    analysis

    of rationalization

    s

    a

    despairing

    ndictment

    f

    the fate of

    both

    bourgeoisie

    nd

    proletariat.

    Now

    this

    might

    appear

    o be

    a decisive

    argument

    n

    favour

    of

    seeing

    he

    development

    of

    legal

    technique

    as

    a

    major

    actor

    n

    economic

    development,

    nd

    indeed

    this

    appears

    o

    be

    why

    Weber

    ntroduces

    his

    theme.

    But

    towards

    he end

    of Law

    in

    Economy

    nd

    Society

    it

    appears

    hat

    the

    development

    f modern

    commercial

    aw

    in

    particular

    as

    quite

    another

    significance,

    or

    it

    gives very

    full

    scope

    to

    industrial

    and

    commercial

    pressure

    groups

    to

    have

    transactions efined

    as

    commercial ven

    when

    they

    are not

    conducted

    by

    merchants,

    so

    that out of

    economic

    expediency

    commercial

    meaning

    may

    be

    imposed

    on

    what

    was

    not intended s such.20Alternatively,hereal ntentionsof theparties o a contractmaybe

    taken nto

    account

    and this in Weber's

    iew

    s

    equally

    destructive

    f

    the formal character

    of

    law.

    Thus:

    In

    the

    sphere

    f

    private

    aw the concern or a

    party's

    mental

    attitudehas

    quite generally

    ntailed

    evaluation

    by

    the

    judge.

    Good faith and fair

    dealing'

    or the

    'good'

    usage

    of

    trade

    or,

    in other

    words,

    ethical

    ategories

    avebecome he

    test

    of what the

    parties

    are entitled

    o

    mean

    by

    their

    'intention'.

    Yet,

    the reference

    o the

    'good'

    usage

    of

    trade

    mplies

    n

    substance

    he

    recognition

    f

    such

    attitudes

    whichare

    held

    by

    the

    average

    arty

    oncerned ith

    he

    case, .e.,

    a

    general

    nd

    purely

    business riterion

    f an

    essentially

    actual

    nature,

    uch

    as the

    average xpectation

    f the

    parties

    n a

    given

    ransaction.t

    is thisstandard

    hich

    he

    aw

    has

    consequently

    o

    accept.21

    So it appears hat muchof the development f modern aw in relation o economic

    affairs

    can

    only

    derogate

    from the

    formality

    of

    law and

    the

    independence

    f

    judicial

    decision.

    "Logically

    onsistent

    ormal

    egal thinking"

    s

    incompatible

    with the "fact that

    the

    legally

    relevant

    agreements

    and activities

    of

    private parties

    are aimed

    at

    economic

    results

    and orientated

    owards

    conomically

    etermined

    xpectations

    ..

    Lawyers'

    aw

    has

    neverbeen

    and never

    will be

    brought

    nto

    conformity

    with

    lay

    expectation

    unless t

    totally

    renounces

    that formal

    character which

    is

    immanent

    in

    it."22

    As with

    his

    discussionof the

    relation

    of

    the

    economy

    and

    law

    so Weber's

    analysis

    of

    the

    relationsof law

    and

    politics

    is

    focussed

    on

    the

    tension

    of

    formal

    and

    substantive

    rationality.ButhereWeber eesa moredirect nfluence f political actorsonthelaw,which

    is

    hardly

    surprising

    ince

    his

    definition

    of

    law contains that element

    of

    realism

    which

    emphasizes

    coercion,

    enforcement

    gencies

    and hence

    political

    power.

    In

    this sense

    the

    relations

    of

    law

    and

    politics

    are

    much

    more

    conceptual

    han

    empirical

    nd

    this means

    hat

    the

    attempt

    to

    analyse

    their relationsas two

    separate

    variables,

    contingently

    elated,

    as

    20

    Ibid.,

    pp.

    302-3.

    21

    Ibid.,

    p.

    307.

    22

    Ibid.,

    p.

    308.

    23

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  • 8/10/2019 Albrow_Legal Positivism and Bourgeois Materialism Max Weber's View of the Sociology

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    Weberdoes

    with

    aw

    and

    the

    economy

    s

    less

    possible.

    Thus

    Weber howshow the

    develop-

    ment

    of much modem

    law

    involved

    he

    incorporation

    f

    separate egal

    codes into

    a

    single

    jurisdiction

    hrough

    he creationof

    special

    rights

    and

    that the

    centralization

    f

    the

    State

    involves

    such

    an extension

    of

    legal

    concepts.

    But

    here too

    formally

    rational

    law

    finds

    its

    independence

    nd

    clashes

    with

    both

    political

    xpedience

    nd

    the

    attempt

    o

    regulate

    tateaffairs

    ccording

    o

    moral

    or

    economic

    principles.ndeedWeber

    develops

    a

    theory

    which eesthe

    lawyers

    cquiring

    n

    independent

    power

    positionby

    their

    ability

    o

    becomedetached rom

    he

    competing

    nterests

    n a

    plural

    society.

    The

    patriarchal

    monarchwould

    find

    that

    in

    using

    juristic

    experts

    he

    would have

    handed

    over his

    capacity

    to

    organize

    his

    affairs

    autonomously.

    Formal

    ustice

    reduces

    arbitrariness

    nd

    favours hose with economic

    power

    at

    the

    expense

    of

    those with

    political

    power.

    The

    enlightened

    despots

    of

    the

    eighteenth

    entury

    n

    particular

    ought

    to

    avoid

    juristic

    hair-splitting

    nd

    to avoid

    the elaboration

    of law

    by

    professional

    urists.

    The

    PrussianGeneral

    Code

    of

    1794

    was

    an

    attempt

    at

    systematic

    ationalism

    f

    a

    substantively

    rationalkind.But for

    Weber his

    code,

    which

    ndeed

    urvived

    nly

    until

    1896,

    was

    a failure.

    Its

    clarity

    was obscured

    by taking

    "as

    its

    point

    of

    departure

    ot formal

    egalconcepts

    but

    the

    practical

    elations

    of life."23

    This

    discussionof

    the Prussian

    Code

    leads

    Weber nto

    an account

    of

    the FrenchCivil

    Code and a

    concluding

    eneral

    discussion

    of the

    conflicts

    between ormaland

    substantive

    rationality

    n

    modern

    egal thought.

    It

    is at this

    point

    that

    one can

    see

    all

    the more

    clearly

    that

    Weber's

    analysis

    must be

    seen as much

    as

    a

    contribution

    o

    juristic

    debate

    as

    to

    a

    sociology

    of

    law and it

    becomes

    quite

    obvious

    that

    Weber

    s

    in

    fact

    espousing

    a

    particular

    juristic

    doctrine.

    The

    French

    Code

    attempts

    o base

    its

    laws

    on a

    normative tandard

    of

    natural

    aw.

    The sources

    of

    natural

    aw

    doctrine

    are

    various,

    temming

    rom

    Stoicismand

    Christianity,

    mediaeval

    English

    ideas

    of

    individual

    rights,

    and the

    eighteenth

    century

    enlightenment.n Weber'sdefinition"Natural aw is the sum total of all those norms

    which

    are valid

    independently

    f,

    and

    superior

    o,

    any positive

    aw and

    which

    owe their

    dignity

    not to

    arbitrary

    nactment

    but,

    on

    the

    contrary,provide

    he

    very

    legitimation

    or

    the

    binding

    orce

    of

    positive

    aw."24

    Natural

    aw

    was often

    expressed

    n

    very

    formal

    axioms

    but

    in

    practice,

    argues

    Weber,

    and

    ndeed

    necessarily,

    atural

    aw deas

    nvolve

    bringing

    nto

    the

    discussion

    f

    law

    problems

    of

    practicality

    nd

    usefulness.

    t involves

    he

    English

    oncept

    of

    reasonablenessather

    han

    rationality

    f

    logic

    of

    the

    Roman

    Law. Such

    notions,

    notes

    Weber,

    play

    a

    vital

    part

    in

    all

    socialist

    movements.But nonetheless

    e

    considers hese

    metajuristicustifications

    f

    law

    to

    be everywhere n the retreat. ntellectual cepticism nd the relativizationf moralshas

    led

    to

    seeing

    such

    metaphysical

    laims as

    the mere

    expression

    of

    compromises

    between

    conflictinggroups.

    So

    legal

    positivism

    has

    advanced

    rresistibly

    nd the

    legal

    profession

    becomes

    a

    conservative

    orce

    simply

    concerned

    o

    preserve

    he

    law

    of

    the

    moment from

    either

    proletarian

    demands

    or social

    justice

    or

    patriarchal

    welfare-statism.

    n

    this

    con-

    servatism

    he

    command

    by

    the

    legal profession

    of the technical

    xpertise

    of formal

    legal

    23

    Ibid.,

    pp.

    280-1.

    24

    Ibid.,

    p.

    288.

    24

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    rationality

    s

    its

    greatpower

    asset

    and

    also

    its

    intellectual

    elight.

    The

    formal

    expertise

    of

    the

    lawyer

    and the

    conception

    of

    law as

    a

    gapless

    omplex

    of

    norms,

    actorswhich

    originally

    facilitated

    he

    reception

    of

    Roman

    Civil

    law,

    had

    given

    to

    the

    legal profession

    that

    power

    resourcewhich

    transcended

    nd

    indeed

    made

    rrelevant he

    substance

    f

    Roman

    aw.

    All kinds of

    countervailing

    endencies

    o

    the advanceof formalistic

    egal

    rationalism

    might

    exist

    n the

    modernworld.

    Weber

    gives

    a

    resum6

    f

    them.

    We

    have

    already

    mentioned

    his viewof commercialaw.Anglo-Americandeaswith their owlevelof rationalism,rude

    empiricism

    nd relative

    accessibility

    o

    the

    layman

    represent

    n

    exception.

    The

    jury

    system

    represents

    form

    of

    "popular"

    nd rrational

    ustice.

    Sometimes

    urists

    hemselves,

    larmed

    by

    the technical

    perfection

    hey

    attain,

    advocate

    he

    introduction

    f

    substantive

    onsidera-

    tions

    into

    the

    law

    and

    in

    the

    short term

    at

    least

    make

    of

    law

    something

    morethan

    a set

    of

    techniques.

    They

    react

    against

    being

    "slot

    machine"

    awyers

    nd advocate

    udicial

    creative-

    ness25

    s

    they

    believe

    s

    characteristic

    f the

    Anglo-American

    ystem.

    Weberallows

    that

    these

    countervailing

    endencies

    have

    strength

    but

    it

    is

    quite

    clear

    wherehe

    feels

    the future o

    lie in

    the

    legal

    profession.

    "In

    any

    case,

    the

    juristic

    precision

    of

    judicial opinions

    will

    be seriouslympaired

    f

    sociological, conomic,

    or

    ethical

    argument

    were to

    take

    the

    place

    of

    legal

    concepts",

    ". . .

    it will

    be

    inevitable

    that,

    as a

    result

    of

    technical

    and economic

    developments,

    he

    legal

    ignorance

    of the

    layman

    will

    increase.

    Inevitably

    he

    notion must

    expand

    hat the

    law

    is

    a rational

    echnical

    apparatus,

    which

    s

    continually

    transformable

    n

    the

    light

    of

    expediential

    onsiderations

    nd devoid of

    all

    sacredness

    f

    content."26

    Legal

    Positivism

    nd

    Bourgeois

    Materialism

    It

    is

    impossible

    o

    give

    a

    short

    overall

    characterization

    f

    Weber's

    study

    of law

    in

    society

    except

    by

    seeing

    t

    as

    an

    account

    aiming

    at

    the

    same

    evelof

    generality

    nd

    answer-

    ing

    the

    same

    range

    of

    basic

    problems

    as the

    Marxist

    nterpretation

    f

    society.

    It is then

    a

    total

    paradigm

    and a

    substantial

    ritique

    wouldamountto a

    major

    study

    at several evels

    of

    analysis.

    As far as his

    theory

    of law is concerned

    I would

    suggest

    calling

    it

    "legal

    positivism".

    But

    as

    a

    general

    account of

    law in

    society

    perhaps

    he best label would

    be

    "bourgeois

    materialism".

    For

    this is

    an

    account

    which

    places

    nterests

    at

    the

    centre,

    but insteadof the

    polariza-

    tion of

    society

    into the

    two

    great

    camps

    of

    capitalists

    and

    proletariat

    t dissolves

    society

    into a

    number

    of

    conflicting

    but

    interdependent

    nterests,

    none

    more

    basic

    than the

    others

    and with

    different ources

    of

    power.

    Among

    these

    interest

    groups

    awyers

    appear

    n

    the

    broadest

    sense

    as an

    independent

    roup

    with

    their

    own

    interests

    and

    motivations,

    which

    areas often ntellectual seconomic,and withtheirown sourcesof power,a command ver

    legal

    logic

    and rational

    techniques

    which make their

    specialized

    kills

    indispensable

    n

    economic

    and

    political

    life.

    Weber's

    concept

    of law then

    underpins

    he

    independence

    f

    lawyers

    as

    an interest

    group,

    contributes

    o

    a

    vision

    of

    society

    as

    a

    plurality

    of

    competing

    groups

    and

    is

    part

    of an

    empirical

    multiple-factor

    methodology

    of social science.

    It is

    also

    part

    of

    a

    general

    nterpretation

    f

    history.

    25

    Ibid.,

    p.

    309.

    26

    Ibid.,

    pp.

    320-21.

    25

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    Just as

    with Marx

    it

    is

    possible

    to wonder

    at the

    innumerable

    incisive

    analyses

    and

    yet

    find

    the total

    paradigm

    defective,

    so

    it

    is

    with

    Weber.

    I

    find

    myself

    parting

    with

    Weber

    at

    so

    many

    specific

    points

    that

    I

    am

    bound

    to

    admit a

    systematic

    divergence

    from

    him which

    can

    only

    suggest

    a

    different

    view

    of

    the world

    in

    general

    and

    of

    social science

    in

    particular.

    Without

    in

    any

    sense

    attempting

    a

    "general

    refutation"

    of

    Weber,

    which is

    quite

    beyond

    the

    scope

    of this

    paper,

    I

    would like

    to draw

    attention

    to

    a

    variety

    of

    points

    where

    it is

    possible to come to quite differentpositions from those that Weberadopted. Most of these

    points

    have

    already

    been

    signposted

    in

    the

    analysis

    above.

    Let

    us

    consider

    first

    the two

    versions of the

    relations

    of law and

    sociology

    in Max

    Weber,

    the

    early

    one

    in

    the

    essay

    on

    Stammler

    where he

    suggests

    it is

    the

    function

    of the

    jurist

    to

    see

    whether

    the actual

    behaviour measure

    up

    to

    ideal

    norms,

    and the later one

    in

    his

    sociology

    of

    law

    where he

    emphasizes

    the construction

    of a

    general

    system

    of

    legal

    propositions.

    In

    the

    first case the

    jurist

    is

    using

    a

    value

    standard

    but

    he

    is

    measuring

    the

    real world

    against

    it. In

    the

    second he

    clearly

    has moved

    to

    a

    more abstract

    plane

    of

    activity.

    We can

    only guess

    at

    the

    reasons

    Weber

    had

    for

    this shift

    but

    its

    functions

    within

    his

    thought

    are

    clear.

    In

    the

    first

    instance

    the

    jurist

    has a

    ratherclose relation

    with

    the

    real

    world.

    More-

    over

    it

    stimulates

    the

    questions

    "Does

    not

    the

    jurist

    share

    something

    of

    empirical

    science

    here?;

    Cannot

    the

    jurist

    be

    perfectly

    objective

    in his

    analysis

    of

    the behaviour

    of

    those

    involved

    in

    the

    legal

    process?"

    My

    interpretation

    of

    this

    shift

    is that Weber

    withdraws from

    the

    possibility

    that value

    judgment

    might

    in

    some sense

    be

    regarded

    as

    both

    part

    of

    empirical

    science

    and

    objective.

    His

    effort

    to free

    sociology

    of

    value

    judgment

    is renowned

    and

    has

    had enormous influence.

    But

    in

    his

    essay

    on Stammler

    it looks

    distinctly

    shaky.

    For is

    it

    not essential

    to

    the

    idea

    of

    legal

    judgment

    that

    it is

    objective?

    This

    means that

    the

    judge

    rightly

    understands the

    legal

    rule

    he

    is

    implementing

    and

    correctly

    applies

    it

    to the facts he considers. Indeed

    sociological

    studies of law defacto make the assumption that objectivity in the use of law is possible,

    even

    if

    widely

    broken.

    For

    instance

    the

    basis

    of

    many

    statistical

    studies of court

    judgments

    is

    that

    there

    are features

    of verdicts taken

    over

    a

    wide

    number of cases

    which

    suggest

    that

    some

    categories

    of

    person

    receive

    more

    favoured treatment

    than others.

    Implicit

    in

    these

    studies

    is

    a

    notion of

    how

    verdicts would

    be

    distributed

    if bias did not enter

    in.

    Absurd

    though

    it

    may

    seem,

    this

    simple

    statement,

    value

    judgments

    may

    be

    objective,

    is

    quite

    at

    odds

    with the

    views

    of

    Max

    Weber

    and

    I would

    say

    the

    vast

    majority

    of

    sociologists

    since

    him. Indeed

    for

    the vast

    majority

    it is a

    patent

    contradiction

    in terms

    to

    say

    this,

    for

    value-judgments

    are

    held to be in their nature

    subjective.

    This is not

    the

    place

    to review the philosophical doctrines and technical ideologies which underlie this view.

    I

    regard

    it

    as

    an

    aberration

    of

    high

    capitalism.

    Briefly,

    the whole

    point

    of

    talking

    about

    value-judgment

    s to

    indicate

    the

    objective

    nature

    of

    it. What

    is

    subjective

    in

    evaluation

    is the

    personal

    commitment

    to value

    (though

    even

    that

    is

    open

    to rational

    influences,

    which

    again

    Weber

    would

    deny).

    It is not

    infrequent

    that

    value-judgments

    are

    made

    by

    those not

    committed

    to them. The

    judge

    may

    not

    agree

    with the

    law

    he is

    asked

    to

    interpret

    and

    administer,

    but that does

    not

    help

    those who

    suffer

    his

    unwilling

    verdict.

    This

    capacity

    to

    express

    value-judgments

    and

    remain detached

    from

    26

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    them

    is

    characteristic

    f

    modern

    ife.

    Both

    lawyers

    and

    sociologists

    often

    feel

    themselves

    in this

    position.

    Both

    sociologists

    and

    lawyers

    are

    interested

    n

    the

    meaning

    of

    rules

    and

    the

    way

    they

    are

    applied

    n

    social life. Thereare

    differences

    n orientation

    between

    awyers

    and

    sociolo-

    gists

    but these differences

    o

    not

    hinge

    upon

    the

    commitment

    f

    the

    lawyer

    as

    against

    he

    detachment

    nd

    empiricism

    f the

    sociologist,

    Now

    if

    this

    is

    so,

    Weber's ontrastbetween

    the

    sociological

    and

    juristic

    point

    of

    view on

    law

    is

    ill-founded.

    Moreover

    his criticism

    mustalso

    extend

    o his

    concept

    of law

    for

    we showed

    how

    intimately

    t was

    connected

    with

    his

    methodological

    iews.

    In fact we

    found

    that

    Weber's

    reatment

    f

    the

    concept

    of

    law

    was

    at

    variance

    with

    his

    ideas on how the

    sociologist

    considers

    ethics and

    conventions,

    namely "exclusively

    n

    accordance

    with

    the

    notion

    of

    the

    'ethical'

    which

    s

    actually

    held

    by

    the

    people

    n

    question".

    I

    think

    again

    this

    is

    to be

    explained

    by

    his

    determination

    o

    invent

    a

    rigid

    dichotomy

    between

    he idea

    of lawandthe

    idea

    of socialscience.

    For if one considers

    his dictum

    n

    respect

    of

    ethics

    and

    conventions,

    hat

    is

    from

    the

    point

    of view

    of the actor

    which

    Weber

    is famouslyassociatedwith in contextsother than law, it becomesapparentthat the

    sociologist

    must take

    on some

    of the

    functions

    which

    in

    respect

    of law

    he thinks

    are

    exclusive

    o the

    lawyer.

    To writeabout

    the rules

    of

    everyday

    ife involves

    a

    conceptual

    reativity

    n

    the

    part

    of

    the

    writer.

    One

    cannot

    turn

    to a Code

    of

    everyday

    ules.

    One

    has first

    to write

    an

    account

    of those

    rules

    one

    believes

    are

    held

    by

    the

    actors

    n

    question

    andthen

    to

    ascertain

    whether

    or

    not the

    rules

    are observed.

    Eventhat

    is a

    simplification

    f

    a

    complexprocedure

    or

    very

    often

    the

    existence

    of

    the

    rule

    is

    only

    inferred

    rom

    socialreactions

    o

    its

    breach.

    In

    the

    study

    of

    the norms

    of

    everyday

    ife or in what

    used

    to be called

    the

    sociology

    of

    morals

    thereis a simultaneous rocessof abstractionromrealityandjudgmenton that reality.

    In

    this

    respect

    he

    sociologist

    has

    all

    those functions

    which

    n

    respect

    of law Weber

    eserved

    to the

    jurist.

    He

    both

    clarifies

    alues

    and

    makes

    udgments

    n terms

    of them.

    (I

    happen

    also

    to believe

    that

    this cannot

    be

    donewithout

    commitments

    o values

    but this

    is beside

    the

    point

    here).

    Now

    if

    Weber

    were

    to

    allow

    the

    sociologist

    o do this

    in

    respect

    of law

    it is clear

    that

    he

    would

    be

    allowing

    himto have

    the same functions

    as the

    jurist

    and

    giving

    him

    a

    con-

    structive

    part

    in

    the

    definition

    of law

    as

    well as the

    legal

    process.

    This

    would

    certainly

    derogate

    rom

    the

    dignity

    of law

    and its

    independence.

    Hence

    we

    get

    Weber's

    nsistence

    thatthe sociologist'sconceptof law is differentromthe lawyer's, n insistencewhichwe

    found

    had

    an

    increasingly

    ollow

    ring

    to it as Weber

    akes

    on the role

    of

    partisan

    or

    a

    particular

    uristic

    heory

    n

    his

    account

    of Law

    in

    Economy

    nd

    Society.

    Weber's

    concept

    of law

    is

    unacceptable

    recisely

    because

    he wishes

    to

    argue

    for

    a

    fundamental

    istinction

    between

    ociological

    nd

    legalpoints

    of view.

    We have

    to

    recognise

    that

    in a

    very

    mportant

    ensethe

    jurist'sconception

    of lawis

    already

    ociological.

    By

    that

    I mean

    that

    as

    a

    general

    concept

    t

    already

    nvolves

    an abstraction

    rom

    a

    multiplicity

    f

    concrete

    circumstances

    nd

    in its universal

    pplicability

    cross

    the boundaries

    f

    different

    27

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    cultures

    expresses

    a

    highly

    abstract notion.

    While

    the

    practising

    lawyer,

    barrister

    or

    solicitor,

    probably

    has some

    general

    idea

    of this

    exceedingly

    abstract

    entity,

    he

    is able

    to

    conduct

    his

    daily

    work without

    concerning

    himself with

    it. In

    general

    he is

    concerned

    with

    the

    law

    of

    this

    or

    that,

    at most

    with

    English

    law,

    if

    he works

    in

    that

    social

    system.

    "Law"

    in

    the

    general

    and

    abstract

    is

    a

    jurisprudential

    creation

    based

    upon

    a

    joint

    process

    of

    conceptual

    abstraction

    and

    empirical

    generalization.

    What

    Weber wants

    to

    do

    is

    to confine the

    conceptual

    abstraction

    to the

    jurist

    and the

    empirical generalization

    to the

    sociologist.

    This

    is

    not

    possible.

    They

    are

    phases

    of

    the

    same

    dialectical

    process.

    The

    conceptual

    abstraction

    is

    performed

    in

    the context

    of

    encounter

    with

    different

    systems

    of

    law: the

    empirical

    generalization

    takes

    place

    against

    the

    background

    of decisions

    on what

    is to be

    understood

    by

    law.

    Weber

    wishes to offer

    a

    "sociological concept

    of law"

    without

    attending

    to

    the

    meaning

    of law

    as

    understood

    by

    jurists,

    or indeed

    by

    anyone

    else

    in

    society.

    This

    cannot

    be

    done

    in

    a

    sensible

    way

    and

    in

    the

    event it is

    not

    surprising

    that

    Weber's

    own

    treatment

    of

    the

    sociology

    of law

    shows

    that

    he

    regards

    his

    view

    of

    law

    as

    a

    valid

    juristic

    doctrine

    ousting

    the

    rival claims

    of

    other

    schools.

    An attack on these methodological tenets impliesa criticismof Weber'sdevelopmental

    account

    of law

    in

    society,

    for,

    as

    I

    have

    stressed

    already,

    the account

    of

    a

    strict

    separation

    of

    formal

    and substantive

    rationality

    in law

    is

    founded

    on

    this

    methodology.

    The

    lawyer

    is

    removed

    from

    any

    interest

    in the

    real world

    and finds

    both his intellectual

    satisfaction

    and

    his

    power

    position

    in the

    immanent

    logical

    coherence

    of

    the

    system

    of

    legal propositions.

    Rheinstein,

    who

    greatly

    admires

    Weber,

    already

    suggests

    that this

    rigid

    separation

    of

    formal

    and

    substantive

    rationality

    is

    taken

    too

    far. His criticism

    is made

    in the mildest

    of terms

    but

    it

    is nonetheless

    telling.

    "Even

    the most

    highly

    abstract

    legal

    concepts

    have been

    derived

    from

    typical

    constellations

    of

    actual

    life

    and

    in

    connection

    with

    considerations

    of

    some

    social

    policy,

    that

    is

    substantive

    rationality."27

    Rheinstein

    illustrates

    this

    by taking

    the

    highly

    abstract

    concept

    of dominium

    and

    arguing

    that

    this

    describes

    the

    complex

    situation

    in a

    community

    where members

    are

    ascribed

    the

    right

    to

    enjoy

    a

    tangible good.

    It

    only

    makes

    sense

    in a

    community

    which

    ascribes

    enjoyment

    of

    goods

    to

    individuals.

    The

    concept

    may

    be

    put

    to uses

    for which

    it

    was

    not

    intended,

    but

    then

    these

    conclusions

    "have been drawn

    by

    law

    specialists

    who have

    lost

    sight

    of

    the

    actualities

    of life

    which lie behind

    the

    concepts."28

    While

    also

    an admirer

    of

    Weber,

    I would be

    much

    more

    inclined

    to

    severity

    than

    Rheinstein

    because

    it

    is

    on

    the distinction

    of formal

    and substantive

    rationality

    that

    the

    whole of Weber'shistoricaldevelopmentalaccount depends. It is an account founded upon

    an

    untenable

    belief

    in the

    irreducibility

    of law

    and in its

    possession

    of the

    same

    character-

    istics

    as

    formal

    logic.

    On Weber's

    analysis

    it is indeed

    possible

    for law

    to

    operate

    like

    the

    slot

    machine:

    feed in the facts

    and the

    judgment

    emerges.

    Just as in

    his

    analysis

    of

    bureaucracy

    the

    one

    thing

    which is taken

    for

    granted

    is that

    there will

    be no

    problems

    in

    the

    interpretation

    of

    rules,

    so

    in his account

    of law

    it is

    possible

    for the

    interpretation

    of

    a

    27

    Ibid.,

    p.

    Ivii.

    28

    Ibid.

    28

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  • 8/10/2019 Albrow_Legal Positivism and Bourgeois Materialism Max Weber's View of the Sociology

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    rule to have the

    determinacy

    f

    pure

    logic.

    Repeatedly

    he

    uses

    the

    phrase

    "the

    logical

    interpretation

    f

    meaning".

    But

    meaning

    s

    not

    interpreted

    y logic.

    Meaning

    s

    understood

    throughexperience.Logic

    refers o the structure f

    an

    argument,

    ot to

    the

    meaning

    of

    its

    terms.

    The "correct"

    r

    "objective"

    nterpretation

    f rules

    depends

    on

    shared

    understand-

    ings

    and

    not on

    logic.

    It is the

    degree

    of

    deductive

    ogic

    involved

    n

    the German

    view of Roman aw

    which

    impresses

    Weberand leads him to see it as the

    apogee

    of

    rationality,

    hat

    gapless ystem

    of

    propositions

    n

    which

    t is

    possible

    o derive

    a

    decision

    n

    every

    concrete

    egal

    case

    by

    means

    of

    legal

    ogic.

    This kind of

    "rationality"

    s

    properly

    alled

    "rationalism". or

    the

    ability

    o

    include he

    whole worldwithina

    single

    set of

    propositions

    s

    not of

    itselfrational.The

    fact,

    for

    instance,

    hat

    I

    may

    assert hat

    all that

    happens

    n

    the

    world

    s an

    expression

    f

    either

    the

    "yin"

    or

    the

    "yang"

    factor does

    not,

    in

    spite

    of the

    promising omprehensiveness

    f

    my

    belief,

    guarantee

    ationality.

    Weberadheres

    o a form of

    "pan-logism"

    which

    has its extreme

    orm

    in

    the

    ideas

    of

    Hegel,

    but

    characterizes

    much of German

    hought.

    In Weber'sdismissiveattitude o the

    empiricism f English aw and his rejectionof the idea of reasonableness ecauseof its

    technical

    mprecision

    we

    can

    see the

    expression

    of one

    of the

    major

    cultural

    cleavages

    n

    the

    Western

    world. It

    is

    a

    cleavage

    represented

    ery

    obviously

    n different

    ystems

    of

    legal

    thought

    and

    practice,

    but also

    in

    philosophy,

    administration

    nd

    science and is still a

    significant

    actor

    in

    the lack

    of mutual

    understanding

    etween

    the

    Anglo-Saxon

    and

    Germanic

    worlds.

    When

    the

    extraordinary

    nd

    irrational

    ascination

    with

    formal

    ogic

    is

    recognized

    n

    Weber's

    work,

    then the

    source

    of so

    many

    of his

    paradoxical

    nterpretations

    f the

    develop-

    ment

    of modem

    aw becomes

    apparent.

    Only

    f

    one believes

    hatthe intentions

    f the

    parties

    to a contractare irrelevanto formal egallogicis it possible o consider he mostmodem

    developments

    f commercial

    aw as

    somehow

    a breakwith

    the

    necessary

    ower

    of

    formal

    law.

    Only

    on this basis

    is

    it

    possible

    o

    reject

    n

    principle

    he

    participation

    f

    juries

    n

    the

    legal

    process.

    Only

    in

    this

    way

    is

    it

    possible

    to see

    juristic

    precision

    uffering hrough

    he

    "intrusion"

    f

    sociological,

    conomic

    or ethical

    argument.

    In an

    important

    ense

    Weber's

    mphasis

    on

    formal

    rationality

    rivializes he

    functions

    of

    law

    in

    society.

    As is

    apparent

    by

    his

    own historical

    analysis

    t is difficult

    o show

    any

    clear

    relation

    between

    ormal

    law and the modern

    economy. Very

    different

    egal

    forms

    provide

    the

    framework

    or

    capitalistic

    development.

    Propositions

    f

    any

    content

    whatso-

    evercanbe partof a legalsystem.Lawhas no substance,t becomesmereform.Lawyers

    become

    he

    narrow

    repr