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Advances in CHEMICAL PHYSICS
Edited by
I. PRIGOGINE
University of Brussels Brussels, Belgium
and University of Texas
Austin, Texas
and
STUART A. RICE
Department of Chemistry and
The James Franck Institute The University of Chicago
Chicago, Illinois
VOLUME LXXXIII
AN INTER SCIENCE^ PUBLICATION JOHN WILEY & SONS, INC.
NEW YORK CHICHESTER BRISBANE TORONTO SINGAPORE
ADVANCES IN CHEMICAL PHYSICS VOLUME LXXXIIl
EDITORIAL BOARD
CARL BALLHAUSEN, Kobenhavns Universities Fysisk-Kemiske Institut, Kemisk
BRUCE BERNE, Columbia University, Department of Chemistry, New York, New
RICHARD BERNSTEIN, University of California, Department of Chemistry, Los
G. CARERI, Istituto di Fisica “Guglielmo Marconi,” Universita delli Studi, Piassle
MORREL COHEN, Exxon Research and Engineering Company, Annandale, New
KARL F. FREED, The James Franck Institute, The University of Chicago, Chicago,
RAYMOND E. KAPRAL, University of Toronto, Toronto, Ontario, Canada WILLIAM KLEMPERER, Department of Chemistry, Harvard University, Cambridge,
Yu. L. KLIMONTOVICH, Department of Physics, Moscow State University, Mos-
V. KRINSKI, Institute of Biological Physics, U.S.S.R. Academy of Science Pus-
MICHEL MANDEL, Goriaeus Laboratories, University of Leiden, Department of
RUDY MARCUS, Department of Chemistry, California Institute of Technology,
PETER MAZUR, Instituut-Lorentz, voor Theoretische Natuurkunde, Leiden, The
GREGOIRE NICOLIS, UniversitC Libre de Bruxelles, Facult6 des Sciences,
A. PACAULT, Centre de Recherches Paul Pascal, Domaine Universitaire. Talence,
Y. POMEAU, Service de Physique Theorique, Centre d’Etudes Nucl6aires de
A. RAHMAN, Argonne National Laboratory, Argonne, Illinois, U.S.A. P. SCHUSTER, Institut fur Theoretische Chemie und Strahlenchemie, Universitat
ISAIAH SHAVITT, Ohio State University, Department of Chemistry, Columbus,
KAZUHISA TOMITA, Department of Physics, Faculty of Science, University of
Laboratorium IV, Kobenhaven, Denmark
York, U.S.A.
Angeles, California, U.S.A.
delle Scienze, Rome, Italy
Jersey, U.S.A.
Illinois, U.S.A.
Massachusetts, U . S. A.
cow, U.S.S.R.
chino, Moscow Region, U.S.S.R.
Chemistry, Leiden, The Netherlands
Pasadena, California, U.S.A.
Netherlands
Bruxelles, Belgium
France
Saclay, Gif-sur-Yvette, France
Wien, Wien, Austria
Ohio, U.S.A.
Kyoto, Kyoto, Japan
Advances in CHEMICAL PHYSICS
Edited by
I. PRIGOGINE
University of Brussels Brussels, Belgium
and University of Texas
Austin, Texas
and
STUART A. RICE
Department of Chemistry and
The James Franck Institute The University of Chicago
Chicago, Illinois
VOLUME LXXXIII
AN INTER SCIENCE^ PUBLICATION JOHN WILEY & SONS, INC.
NEW YORK CHICHESTER BRISBANE TORONTO SINGAPORE
In recognition of the importance of preserving what has been written, it is a policy of John Wiley & Sons, Inc. to have books of enduring value published in the United States printed on acid-free paper, and we exert our best efforts to that end.
An Interscience@ Publication
Copyright 0 1993 by John Wiley & Sons, Inc.
All rights reserved. Published simultaneously in Canada.
Reproduction or translation of any part of this work beyond that permitted by Section 107 or 108 of the 1976 United States Copyright Act without the permission of the copyright owner is unlawful. Requests for permission or further information should be addressed to the Permissions Department, John Wiley & Sons, Inc.
Library of Congress Cataloging Number: 58-9935
ISBN 0-471-54018-8
Printed in the United States of America
10 9 8 7 6 5 4 3 2 1
CONTRIBUTORS TO VOLUME LXXXIII
A. C. ALBRECHT, Department of Chemistry, Cornell University, Ithaca, New York
JEREMY K. BURDE~T, Department of Chemistry, The James Franck Insti- tute, and the NSF Center for Superconductivity, The University of Chicago, Chicago, Illinois
JEFFREY A. CINA, Department of Chemistry and The James Franck Institute, The University of Chicago, Chicago, Illinois
NOEL A. CLARK, Condensed Matter Laboratory, Department of Physics, University of Colorado, Boulder, Colorado
W. T. COFFEY, School of Engineering, Department of Microelectronics and Electrical Engineering, Trinity College, Dublin, Ireland
P. J. CREGG, School of Engineering, Department of Microelectronics and Electrical Engineering, Trinity College, Dublin, Ireland
JACK H. FREED, Baker Laboratory of Chemistry, Cornell University, Ithaca, New York
KARL F. FREED, The James Franck Institute and the Department of Chemistry, The University of Chicago, Chicago, Illinois
MAITHEW A. GLASER, Condensed Matter Laboratory, Department of Physics, University of Colorado, Boulder, Colorado
VINCENT HURTUBISE, The James Franck Institute and the Department of Chemistry, The University of Chicago, Chicago, Illinois
Yu. P. KALMYKOV, The Institute of Radioengineering and Electronics, Russian Academy of Sciences, MOSCOW, Russia
DUCKHWAN LEE, Department of Chemistry, Sogang University, Seoul, Korea
ANTONINO POLIMENO, Department of Physical Chemistry, University of Padua, Padua, Italy
V~CTOR ROMERO-ROCHiN, Instituto de Fisica, Universidad Nacional Autonoma de Mexico, Mexico
TIMOTHY J. SMITH, JR. , Department of Chemistry and The James Franck Institute, The University of Chicago, Chicago, Illinois
INTRODUCTION
Few of us can any longer keep up with the flood of scientific literature, even in specialized subfields. Any attempt to do more and be broadly educated with respect to a large domain of science has the appearance of tilting at windmills. Yet the synthesis of ideas drawn from different subjects into new, powerful, general concepts is as valuable as ever, and the desire to remain educated persists in all scientists. This series, Advances in Chemical Physics, is devoted to helping the reader obtain general information about a wide variety of topics in chemical physics, a field which we interpret very broadly. Our intent is to have experts present comprehensive analyses of subjects of interest and to encourage the expression of individual points of view. We hope that this approach to the presentation of an overview of a subject will both stimulate new research and serve as a personalized learning text for beginners in a field.
I . PRIGOGINE STUART A. RICE
vii
CONTENTS
TIME-RESOLVED OPTICAL TESTS FOR ELECTRONIC GEOMETRIC PHASE DEVELOPMENT
By Jeffrey A . Cina, Timothy J . Smith, J r . , and Victor Romero-Rochin
ON GLOBAL ENERGY CONSERVATION I N NONLINEAR LIGHT-MATTER
PASSIVE INTERACTION: THE NONLINEAR SPECTROSCOPIES, ACTIVE AND
By Duckhwan Lee and A . C. Albrecht
A MANY-BODY STOCHASTIC APPROACH TO ROTATIONAL MOTIONS IN
LIQUIDS
By Antonino Polimeno and Jack H. Freed
SOME STRUCTURAL-ELECTRONIC ASPECTS OF HIGH TEMPERATURE SUPERCONDUCTORS
By Jeremy K. Burdett
ON THE THEORY OF DEBYE A N D N ~ E L RELAXATION OF SINGLE DOMAIN FERROMAGNETIC PARTICLES
By W. T. Coffey, P, J . Cregg, and Yu. P. Kalmykov
THE ALGEBRA OF EFFECTIVE HAMILTONIANS AND OPERATORS: EXACT OPERATORS
By Vincent Hurtubise and Karl F. Freed
MELTING AND LIQUID STRUCTURE IN TWO DIMENSIONS
By Matthew A. Glaser and Noel A . Clark
AUTHOR INDEX
SUBJECT INDEX
1
43
89
207
263
465
543
71 1
723
ix
ADVANCES IN CHEMICAL PHYSICS VOLUME LXXXIII
TIME-RESOLVED OPTICAL TESTS FOR ELECTRONIC GEOMETRIC PHASE
DEVELOPMENT
JEFFREY A. CINA* and TIMOTHY J. SMITH. JR.
Department of Chemistry and the James Franck Institute, The University of Chicago, Chicago, Illinois
VICTOR ROMERO-ROCHIN
lnstituto de Fisica, Universidad Nacional Autonoma de Mexico, Mexico, D. F.
CONTENTS
I. Introduction 11. Hamiltonian and Induced Vector Potential
A. General Expression B. Particular Example C. Adiabatic Approximation D. Gaussian Wave Packets
A. B.
Appendix A:
Appendix B: Quadratic Expansion Coefficients Appendix C: Initial Conditions
111. Interference Signal
IV. Calculated Interferograms Weak Coupling, Large Amplitude Case Strong Coupling, Intermediate Amplitude Case
V. Concluding Remarks Dependence of Optical Impulsive Excitation of Pseudorotation on Molecular Orientation
Acknowledgments References
* Camille and Henw Drevfus Teacher-Scholar.
Advances in Chemical Physm, Volume L X X X / / I , Edited by 1. Prigogine and Stuart A. Rice. ISBN 0-471-54018-8 0 1993 John Wiley & Sons, Inc.
1
2 CINA, SMITH, AND ROMERO-ROCH~N
I. INTRODUCTION
The occurrence of electronic geometric phase factors in time-dependent states of molecules is a subtle consequence of the Born-Oppenheimer method. Based on the fortunate separation in timescales between elec- tronic and nuclear motions, the Born-Oppenheimer treatment provides the familiar and useful vision of molecular dynamics in which the nuclear motion proceeds, sometimes in a more or less classical fashion, on adiabatic electronic potential energy surfaces. In the presence of a degeneracy or near degeneracy between electronic potential energy sur- faces at some nuclear configuration, it is also possible for the Born- Oppenheimer separation to give rise to an induced adiabatic vector potential in the nuclear Hamiltonian [ l , 21. In some cases, the adiabatic vector potential is the source of an effective magnetic field which exerts a force on the nuclei. The adiabatic vector potential can also be the source of an electronic geometric Berry phase, which appears in the time- dependent molecular wave function as a line integral of the adiabatic vector potential along the path or paths of nuclear motion. As with any quantum mechanical phase effect, electronic geometric phase develop- ment can only be observed in an interference experiment. The purpose of this article is to summarize our own recent theoretical studies on the accessibility of electronic geometric phases to measurement in a certain class of time-resolved interference experiments, termed wave packet interferometry experiments. Geometric phases in general and molecular geometric phases in particular have both been the subject of recent review articles [3-61, so we do not attempt to survey the field as a whole.
The wave packet interferometry experiments proposed and investi- gated here depend on the newly developed capability of producing sequences of ultrashort optical pulses among which there are fixed and actively stabilized optical phase relationships [7,8]. When a molecular electronic transition is driven by a resonant pair of optical-phase- controlled light pulses, the excited state wave packets produced by the two pulses bear a definite quantum mechanical phase relationship and are therefore subject to interference with each other [8,9]. In the situation considered here, of small transition amplitude and pulse durations short on a vibrational timescale, the interference is between two copies of the ground state nuclear wave function, one of which has propagated for the inter-pulse delay time under the excited state nuclear Hamiltonian, the other of which has developed under the ground state Hamiltonian. The quantum interference can be constructive or destructive, leading respec- tively to increased or decreased excited state population relative to the separate effects of the two pulses. Since the magnitude and sign of the
ELECTRONIC GEOMETRIC PHASES 3
interference signal for a given inter-pulse delay depend on the time development of the electronically excited wave packet produced by the initial pulse and the reference (ground state) wave packet transferred by the delayed pulse, the signal is sensitive to the overall quantum phase development of the two packets, including any geometric contributions.
We can sketch the basic idea of the class of experiments considered by adopting an idealized model, due to Longuet-Higgins and co-workers, of a molecule exhibiting an adiabatic electronic sign change. The adiabatic electronic sign change is the simplest example of a molecular Berry phase. The model consists of three “electronic states” of a charged particle on a ring and the ring, representing the nuclear degrees of freedom, sustains elliptical deformations. A nodeless electronic ground state is energetically well separated from the other states. But the adiabatic electronic excited states, with nodal points connected by lines parallel or perpendicular to the instantaneous elliptical distortion, be- come degenerate at the circular ring configuration [lo].
A cyclic change in direction of the elliptical deformation, describing a closed path in the ( q , , q2) plane, is an example of molecular pseudo- rotation. In the excited adiabatic electronic states, a complete pseudo-
4 CINA, SMITH, AND ROMERO-ROCH~N
rotation leads to a sign change of the electronic wave function 1111, in the ground state it does not. To observe the sign change experimentally, one would use a sequence of nonresonant pulses to drive coherent pseudo- rotation of the molecule in its electronic ground state by an impulsive Raman process. The first pulse of a resonant in-phase-locked pulse pair transfers a small nuclear amplitude of the pseudorotating system to an excited state, say l e - ) , (this choice is governed by the polarization of the resonant pulses). The delayed pulse transfers to the excited state an additional amplitude which may interfere constructively, destructively, or not at all with the propagated initial amplitude. Let us assume for the sake of illustration that the pseudorotational period is the same in the ground and excited states and consider inter-pulse delays corresponding to whole numbers of the pseudorotational periods. The initial propagated amplitude carries the sign-changing excited electronic wave function, while the reference amplitude generated by the delayed pulse carries the nodeless electronic ground state. Thus, the sense of interference will depend on whether the system completes an odd or even number of complete molecular pseudorotations during the inter-pulse delay. The resulting dependence of the excited state population on odd versus even numbers of nuclear excursions around the point of electronic degeneracy is the evidence we seek for electronic Berry phase development in the excited state.
We should note that Loss, Goldbart, and Balatsky, and Loss and Goldbart have considered a system analogous to the Longuet-Higgins model of a Jahn-Teller molecule [12]. They have described a geometrical phase resulting from the quantum orbital motion of electrons in a mesoscopic normal metal ring subject to an inhomogeneous magnetic field and have shown that the Berry’s phase leads to persistent equilib- rium charge and spin currents. In addition, certain molecular manifesta- tions of the nonabelian generalizations of the geometric phase have been the subject of a recent investigation [13].
The experiments proposed here, and wave packet interferometry experiments in general, should be distinguished from recent suggestions for temporal control of chemical reaction dynamics. Tannor and Rice, and Tannor, Kosloff, and Rice have considered temporally separated optical pulses of different colors interacting with molecular systems in pump-dump experiments [14]. They have shown that by controlling the duration of propagation on the excited state electronic potential energy surface, corresponding to the delay between the two pulses, selectivity of products formed on the ground state electronic potential energy surface can in principle be achieved. In addition, a greater degree of control can be gained by modifying the phase structure of the individual pump and
ELECTRONIC GEOMETRIC PHASES 5
dump pukes. The effect of temporally controlled transfer of nuclear probability density among different electronic potential energy surfaces on the chemical reaction rate has in fact been studied in a recent experiment [15].
Another strategy for optical control of chemical reaction dynamics has been investigated by Brumer and Shapiro. The simplest version of their scheme relies on quantum mechanical interference between one and three photon absorption pathways to a given final continuum state [16]. Thus a fixed relative optical phase between continuous wave light sources of different colors must be maintained. Some essential features of Brumer and Shapiro's proposed method have been implemented in recent ex- perimental work [17].
This article is organized in the following way. Section I1 presents a model Hamiltonian consisting of three electronic states and a pair of nuclear modes. The forms of the adiabatic electronic states, their energies and the induced vector potential are specified. In Section 111, time- dependent perturbation theory is used to obtain an expression for the interference signal produced when a system executing coherent molecular pseudorotation in its ground electronic state undergoes an electronic transition driven by a resonant pair of in-phase-locked light pulses. In order to specify matrix elements of the electronic dipole moment operator, we adopt the Longuet-Higgins model values. We state the conditions under which excited state motion is adiabatic. As an aid to interpretation, we adapt the well studied locally quadratic Hamiltonian approach to Gaussian wave packet dynamics [18] to incorporate the effects of a locally linear vector potential. The equations of motion are found for the Gaussian parameters. A simple expression is obtained for the interference signal under the assumption that the locally quadratic Hamiltonian gives an adequate treatment of the nuclear motion in the excited state. The calculated signal in the locally quadratic theory is shown to be independent of the arbitrary choice of phases in the adiabatic electronic states (i.e., the approximate method is gauge invariant). In Section IV, interferograms are calculated and discussed. The interference signal is calculated in the case of weak electronic-nuclear coupling and large amplitude pseudorotation, using the locally quadratic Hamiltonian approach. The weak coupling-large amplitude case clearly manifests the adiabatic electronic sign change. We check the resiliency of this result by direct numerical calculation. We also investigate the spherical average necessary to predict the interference signal of an' ensemble of randomly oriented molecules. For fairly short delays, the interferogram in the strongly coupled system at intermediate amplitude also proves amenable to calculation with the locally quadratic theory, despite the instability of
6 CINA, SMITH, AND ROMERO-ROCH~N
the method in this case. The strong coupling interferogram for arbitrary time delay is obtained by direct numerical diagonalization of the Hamilto- nian and interpreted with numerically calculated excited state wave packets and by comparison to the locally quadratic result. There are three appendices. Appendix A discusses the preparation of coherent pseudo- rotation by nonresonant impulsive Raman excitation and its dependence on molecular orientation. Appendices B and C list some details pertain- ing to the locally quadratic theory.
11. HAMILTONIAN AND INDUCED VECTOR POTENTIAL
Our model system will be a molecule with three electronic levels. The electronic ground state is taken to be nondegenerate. The two excited electronic states are Jahn-Teller active, being degenerate at the symmet- rical nuclear configuration and coupled by distortion of the molecule away from the symmetrical configuration. The symmetric shape corre- sponds to values q, = q2 = 0 of the two internal coordinates. We suppress all other vibrational modes. In the experiments suggested here, the most significant effects of spatial orientation will be in determining the nature of the time-dependent vibrational state prepared by a sequence of light pulses with specified spatial polarizations. We therefore treat the mole- cule as having a specific fixed orientation, as in a low temperature crystal. It may prove advantageous to perform the experiments in a jet, so we later discuss an orientational average.
In the electronic ground state, I g ) , the nuclear Hamiltonian,
is a two dimensional harmonic oscillator, with q = ( q l , q 2 ) and p =
(p l , p 2 ) . The Hamiltonian in the electronic excited manifold is given by
where the constant, K = k.\/hMw:, defines the strength of the electronic- nuclear coupling and k is the dimensionless vibronic coupling parameter introduced by Longuet-Higgins and co-workers [ 10, 19-21]. The Pauli matrices in Eq. (2.2) are constructed from the nuclear coordinate in- dependent electronic states, I+) and I-), in the forms
ELECTRONIC GEOMETRIC PHASES 7
An external magnetic field or spin-orbit coupling would add a term za3 , with z a constant, to the excited state Hamiltonian (2.2) [l(c), 221. The strategy outlined below for measuring the adiabatic electronic sign change will be equally well applicable to the complex Berry phase factors occurring in the presence of a a, term.
The development of electronic geometric phase factors is governed by an adiabatic vector potential induced in the nuclear kinetic energy when we extend the Born-Oppenheimer separation to the degenerate pair of states [ I , 23-25]. To see how the induced vector potential appears, we consider the family of transformations which diagonalize the excited state electronic coupling in the form
441a1 + 92%) = .4U(q)g3Ui(q) 7 (2.4)
so that it is expressed as a rotation of the diagonal Pauli matrix dependent on the nuclear coordinate operators. The unitary operator in Eq. (2.4) can be written as a product,
where
with q l = q cos 4 and qr = q sin 4, and
f(q) and g(q) in (2.7) are arbitrary single-valued functions. The eigenkets of the operator (2.4) are the adiabatic electronic states,
whose energies, including the harmonic term from Eq. (2.2), correspond to the electronic potential energy surfaces
8 CINA, SMITH, AND ROMERO-ROCH~N
The presence of a conical degeneracy at q = 0 between the upper and lower linear Jahn-Teller surfaces of Eq. (2.9) accounts for the occur- rence of nontrivial electronic geometric phase factors in this system [ 1 , 2, 261.
Applying the unitary operator (2.5) to the molecular Hamiltonian for the excited state manifold allows an easy identification of the adiabatic and nonadiabatic parts. We write the Hamiltonian (2.2) as
where
1 MWS Xe = E + - (p + A(q))' + - q2 + K 4 U 3 2M 2
The vector potential in Eq. (2.11) is given by
h A = T U'(q)V,U(q)
A = A, + A , a , + A,a2 + A,a,
I
The coefficients are
and A, = A,, + with a transverse (divergence-free) part
and a longitudinal (curl-free) part
(2.11)
(2.12)
(2.13)
(2.14)
(2.15)
(2.16)
(2.17)
(see, for example, [27]). We can then decompose Ze into adiabatic (electronically diagonal) and
ELECTRONIC GEOMETRIC PHASES 9
nonadiabatic (electronically off-diagonal) parts; i.e., Xe = Xad + Xnad, with
(2.19)
The transverse part of the induced adiabatic vector potential, (2.16), which appears in the kinetic energy of the adiabatic nuclear Hamiltonian, (2.18), governs electronic geometric phase development [25,28]. The two dimensional curl of A,, yields a solenoidal “magnetic field” of the form rhS( q , ) S ( ql ) (in the general case of z # 0, it yields a monopolar field). The A: + - f 2 term is an “electric gauge potential” giving rise to an inverse cubed force directed away from the point of degeneracy [29].
P P 2M 2M x n a d = (uIAI + aZA2) - + - * (VIA, + ~ 2 . 4 , )
111. INTERFERENCE SIGNAL
A. General Expression
The model Hamiltonian of Section I1 captures some of the essential features of the electronic and vibrational structure of polyatomic mole- cules, like benzene and sym-triazine, that have both nondegenerate and degenerate, Jahn-Teller active, electronic levels. In this section interfer- ence experiments are described which will be sensitive to the geometric phase development accompanying adiabatic nuclear motion on either of the electronic potential energy surfaces in the Jahn-Teller pair.
The system is to be prepared in a coherently pseudorotating nuclear wave packet in the ground electronic state. Specifically, the wave packet is a moving displaced vibrational ground state of the two-dimensional oscillator with the form
In Eq. (3.1), (Y = iMu,/2, and the other barred quantities are the usual time-dependent parameters. The formation of the coherent state (3.1) by nonresonant optical impulsive excitation [30] and the dependence of the initial values of the parameters on pulse sequence and molecular orienta- tion are discussed in Appendix A.
10 CINA, SMITH, AND ROMERO-ROCH~N
The coherently pseudorotating molecule then interacts with a phase- locked pair of electronically resonant light pulses. The laser electric field, polarized in the I direction of a space-fixed Cartesian frame, gives an interaction of the form
V ( t ) = - f i - I (E( t ) + E(t - t d ) ) cos(Rt) (3.2)
where f i is the electronic dipole moment operator, connecting 1s) with I ? ) , and E( t ) is the field envelope. Since both pulses in (3.2) have the same carrier wave, they are said to be phase-locked at the frequency R. The pulses are short compared to the vibrational timescale and hence will transfer copies of the moving wave packet to one or both of the excited state electronic potential energy surfaces. It is now experimentally pos- sible to produce ultrashort laser pulse-pairs phase-locked in phase (as in (3.2)), in quadrature, or out of phase at the carrier frequency or at any other component frequency [8].
A straightforward first order perturbation theory calculation gives the probability that the interaction (3.2) will leave the system electronically excited. The excited state population can be measured experimentally by monitoring fluorescence or photoionization. Of particular interest is the cross term coming from interaction with the fields of both pulses, which is given by
2 P n t ( t d ) = 7 Re /-: dt" n dt'E(t" - id) cos(flt")E(t') cos(fli')
The quantity (3.3) represents the effect of quantum mechanical interfer- ence between the two excited state amplitudes generated by the pulse pair from the moving ground state wave packet. The amplitude prepared by the initial pulse propagates under He during the interpulse delay; it can acquire geometric phases and, in general, undergo complicated nonadiabatic dynamics [31-331. A reference wave packet, which has undergone comparatively simple motion under H,, is transferred to the excited state by the delayed pulse. It is assumed that no radiative or material dephasing processes disrupt the interference of the wave packets on the timescale of the interpulse delay.
It is possible to evaluate Eq. (3.3) for arbitrary pulse shapes using the well known numerical diagonalization of the Jahn-Teller Hamiltonian [lo]. However, geometric phase development will be most clearly mani- fest under simplifying experimental conditions which make possible an
ELECTRONIC GEOMETRIC PHASES 1 1
illuminating approximate treatment of the interference signal. If we specialize to Gaussian pulses
which approach delta functions on a vibrational timescale, and make a rotating wave approximation, Eq. (3.3) reduces to
rrEir2 P'"'(t,) = ~ Re[e'"'"( $(0)le'Hg'd'*( glfi *Ie-'He'd'*fi -Ilg)l&(O))].
h2 (3.5)
The quantity in square brackets in (3.5) resembles the overlap kernel in the time-dependent theory of the continuous-wave absorption spectrum [34], but here involves the nonstationary ground state wave packet I&(O)) rather than a stationary vibrational wave function. The interference signal in the impulsive limit directly measures the overlap between pseudo- rotating wave packets propagated in the ground and excited states for a time t,.
B. Particular Example
We need the specific form of the matrix elements of the electronic dipole moment operator as functions of the nuclear coordinates in order to calculate interferograms using (3.3) or (3.5). To illustrate ideas, we adopt a simple realization of the Hamiltonian (2.1) and (2.2), due to Longuet- Higgins and co-workers [lo], which provides closed-form expressions for the q dependence of the matrix elements of p. Longuet-Higgins' realiza- tion of a Jahn-Teller active system treats the motion of a single electron on a continuous ring which is subject to elliptical distortions. It therefore mimics the Jahn-Teller effect in a monocyclic aromatic molecule.
We focus on the electronic ground state of the charged particle, ((1g) = (2rr)-"*, and the first, degenerate, pair of excited states, ( ( I+ ) = (2rr)-"*e"'. The dipole moment operator,
fi = p(i cos 6 + j sin 6) (3.6)
has transition elements [35]
(3.7) p . _ ..
( + / f i l g ) = 2 ( I + LJ)
The unit vectors in (3.6) and (3.7) belong to a molecule-fixed Cartesian frame ( i , j, k) in which k is normal to the molecular plane. The ring
12 CINA, SMITH, AND ROMERO-ROCH~N
distortions are all combinations of two orthogonal elliptical deformations, q1 and q2, having their major axes at a 45” angle. The major axis of the q1 mode defines the i direction in the molecule-fixed frame and the q2 distortion is along the (2)-I”(i + j) direction.
The adiabatic electronic states of Eq. (2.8) follow the ring distortion. Their transition elements with the ground state follow from (3.7) and are given by
Notice that the transitions to le+(q)) and le-(q)) are parallel and perpendicular, respectively, with respect to the major axis of the ellipse (for instance, a field along i prepares the state I + ) + I-) le+(d, = 0)) or le-(4 = n-))). To calculate the interferogram, we must also specify the relative orientations of the molecule-fixed (i, j, k) and space-fixed (I , J , K ) axes. As is explained further in Appendix A, we use the freedom in defining q1 and q2 to ensure that the ik-plane includes the polarization direction I of the phase-locked pulse pair.
C. Adiabatic Approximation
Since we are interested in electronic phase effects accompanying adiabatic nuclear excursions, and are considering motion near a conical intersec- tion, we must specify the conditions under which adiabaticity obtains. A wave packet moving on one of the excited state potential surfaces will not undergo nonadiabatic transition to the other provided it is further from q = 0 than its width and that
(3.9)
where q, and q, are the average position and velocity [25]. Since 6, is the instantaneous pseudorotational frequency, Eq. (3.9) is the usual require- ment that the local electronic splitting exceeds the frequency of nuclear motion. A ground state wave packet, IJ(O)), obeying (3.9) will initially evolve adiabatically following an impulsive transition to the excited state surfaces. Adiabatic motion will continue until the trajectory of the wave packet or its spreading give significant amplitude for q < h ~ , / 2 ~ .
To introduce the adiabatic approximation in the expression (3.5) for the interferogram, we use the excited state Hamiltonian in the form (2.10) and propagate under the adiabatic Hamiltonian (2.18) while
ELECTRONIC GEOMETRIC PHASES 13
neglecting the nonadiabatic contribution (2.19). Thus, we take
in which X.:d are given by (2.18) with cr3 replaced by +1. The quantity (3.10) operates on the state
(3.11)
in the interferogram expression (we have used j . Z = 0). We may center the initial wave packet around a negative value of q , (i.e., 4 = T) so that (3.11) is a pseudorotating wave packet in the lower electronic excited state (cf. following (3.8)). The first term in square brackets in (3.10), which governs adiabatic motion o n the upper electronic potential energy surface, essentially vanishes in operation on (3.11); polarization perpen- dicular to the instantaneous long axis gives little amplitude on the upper surface. The Xl,, term would also be discriminated against if the light pulses had spectral width less than 2 ~ q / h and the center frequency were near resonance with the lower excited state surface. Combining the results of this paragraph with Eq. (3.5) gives an interference signal
(3.12)
in the adiabatic approximation. The initial condition on the location of the ground state wave packet assumed in (3.12) might appear difficult to produce except in an oriented sample, such as a low temperature crystal. In Appendix A, we show that in fact large amplitude excitation along the q,-mode can in principle be achieved for all but a small fraction of the molecules that will interact with the polarized resonant pulse pair in a randomly oriented sample.
D. Gaussian Wave Packets
We have found, by direct numerical propagation under H e , that initially Gaussian pseudorotating wave packets often remain fairly well localized over several periods of motion. Even a wave packet excited into the trough of a sym-triazine-like system with k - 2 executes more than a
14 CINA, SMITH, AND ROMERO-ROCH~N
complete pseudorotation before breaking up into several pieces (see further, below). The persistence of localized wave packets and the resulting prominent peaks in the calculated interference signal suggest that at least the important central portions of excited state wave packets may be treated as Gaussians with time-dependent width, momentum, coordinate and phase parameters. Such a treatment, which employs a simple analytic form for the wave function, will also be helpful in identifying geometric phase effects in the predicted interference signal.
We therefore adapt the locally quadratic Hamiltonian treatment of Gaussian wave packets, pioneered by Heller [18], to a system with an induced adiabatic vector potential. The locally quadratic theory replaces the anharmonic time-independent nuclear Hamiltonian by a time-depen- dent Hamiltonian which is taken to be of second order about the instantaneous center of the wave packet. Since the nuclear wave packet continually evolves under an effective harmonic Hamiltonian, an initially Gaussian wave form remains Gaussian. The treatment yields equations of motion for the wave function parameters that can be solved numerically 136-381. The locally quadratic Hamiltonian includes a second order expansion of the scalar potential, consisting of the last three terms in Eq. (2.18), which we write as
Expressions for the various coefficients are listed in Appendix B. The presence of an induced adiabatic vector potential in the kinetic
energy of (2.18) raises the question of how to properly handle the expansion of A,(q) + cr,A,(q) about the center of the wave packet. This question can be posed and resolved, as follows, by recalling the definition (2.12) of that quantity in terms of U ( q ) . The interferogram expression (3.12) calls for propagation of wave packets under %'id. But the Gaussian wave packet I $(O)) appears there preceded by exponential factors de- pending on q - q 1 to all orders. There is no need to approximate the factor exp(- ig(q) + if(q)); it merely cancels the longitudinal contribu- tions (2.13) and (2.17) to the vector potential in (2.18). The other factor, (1 - exp(i4)), comes from the electronic matrix elements of U:(q) involved in the operation of (3.10) on (3.11). This factor accounts for a slight distortion of the wave packet upon excitation to the lower Jahn- Teller surface, which occurs despite the arbitrarily short pulse duration. To remain consistent with the Gaussian approximation, we must truncate the expansion of 4(q) in the exponent at second order, writing
ELECTRONIC GEOMETRIC PHASES 15
In more general terms, consistent application of the Gaussian approxi- mation requires use of the quadratic expansion (3.14) in the unitary operator U,(q) given by (2.6). Hence, we obtain a h e a r approximation to the transverse vector potential (2.16) of the form
A3L(q) ( a + aql( 41 - 411) f aq2(q2 - q z t ) , b + bql(9* - 91r)
+ by,( 42 - q?r)) (3.15)
which in turn entails a locally uniform approximation to the field derived from the induced vector potential. The coefficients in the expansions (3.14) and (3.15) are given for reference in Appendix B [39].
Determination of the time-dependent nuclear wave function now becomes a straightforward exercise in the locally quadratic theory. We need to propagate Gaussian wave packets of the form
under the locally quadratic version of the Hamiltonian Xid with the longitudinal parts of the vector potential removed from the kinetic energy operator (i.e., the Hamiltonian of Eq. (2.18) with a, replaced by -1 and both A, and A,II set to zero). Equations of motion for the parameters in (3.16) are obtained in the usual way, by substituting that function in the time-dependent Schrodinger equation and equating coefficients of the various powers of ( q1 - q,,) and ( q2 - q2r) . We write Q = a, + ia,, etcetera for the complex parameters and obtain the following equations of motion after some algebra:
1 4 1 r = ( P I - a) (3.17)
4 2 r = ( P ? - b ) (3.18) 1
e,,= - u + - 1 ( P I - a)aql + 1 ( P 2 - b)h71 M
(3.19)
(3.20)
16 CINA, SMITH, AND ROMERO-ROCH~N
= - M (&, + &) + ad1, + b&, - LJ - - h (a; + P ; ) 2 M
2 2 2 2 M M
ff,= - ( a ; - a ; + s j - 6 , ) + - (qp, + b,,6,) - i.,,,,
8; = - - 2 (a; + P;)6, - - 2 (a, + p,p; + 1 (aq2a, + b,,Pi) M M
(3.2 1 b)
(3.22)
(3.23)
(3.24)
(3.25)
(3.26)
(3.27)
To evaluate the interference signal (3.12) in the Gaussian approxi- mation, one needs to solve the twelve equations of motion (3.17) through (3.28) twice. In one instance, the initial conditions are the parameters of the ground state wave packet (ql$(O)) given in (3.1). In the second instance, the initial values of some parameters are slightly modified by incorporating the coefficients of the expansion (3.14) in the multiplying factor exp(i+(q)). The two sets of initial conditions are given explicitly in Appendix C.
Equations (3.17)-(3.20) are the usual classical Hamilton’s equations for a particle in the vector potential (a(q), b(q)). Equation (3.21b) for the phase of the wave function involves the Lagrangian for such a particle plus a quantum correction. The equation of motion for the imaginary part of the overall phase, (3.22), is redundant in the sense that it merely ensures continued adherence to the normalization condition
p A = [4(a;P; - s;)/7r”2]1’4 (3.29)
In practice it is useful to solve (3.22), despite its redundancy, since it provides a check on the accuracy of numerical integration.