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Advanced Spectrum Sharing in the United States

Advanced Spectrum Sharing United Statesdynamicspectrumalliance.org/assets/DSA...Washington, DC [email protected] Pending Spectrum Bridge, Inc. Peter Stanforth, 110 Timberlachen

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Page 1: Advanced Spectrum Sharing United Statesdynamicspectrumalliance.org/assets/DSA...Washington, DC 20006brian.rosen@neustar.biz Pending Spectrum Bridge, Inc. Peter Stanforth, 110 Timberlachen

Advanced Spectrum Sharing in the United States

Page 2: Advanced Spectrum Sharing United Statesdynamicspectrumalliance.org/assets/DSA...Washington, DC 20006brian.rosen@neustar.biz Pending Spectrum Bridge, Inc. Peter Stanforth, 110 Timberlachen

2© 2015 Dynamic Spectrum Alliance

Ira Keltz, Deputy ChiefOffice of Engineering and Technology 

Dynamic Spectrum AllianceGlobal Summit

Manila, PhilippinesMay 8, 2015

Note: The views expressed in this presentation are  those of the author and may not necessarily represent the views of the Federal Communications Commission

Advanced Spectrum Sharing in the United States

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Dawn of a New Age inSpectrum Dynamic Access

3© 2015 Dynamic Spectrum Alliance

TV white space and other spectrum dynamic access systems are beginning to take hold globally

Source: Dynamic Spectrum Alliance Report, “Worldwide Commercial Deployments, Pilots, and Trials (http://www.dynamicspectrumalliance.org/pilots.html)

Global TV White Space Deployments, Pilots, Trials

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TV White Spaces

4© 2015 Dynamic Spectrum Alliance

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Applications Are Unlimited

5© 2014 Dynamic Spectrum Alliance

• Wi‐Fi devices ‐ Home and business networks; hot‐spots

• Community, urban & rural broadband networks by WISPs

• Bluetooth headsets & keyboards• Automobile keyless entry• Wireless baby monitors • In‐home video distribution• Remote control toys• Toy walkie‐talkies• Utility meter readers & smart grid energy 

control• Tank level meters• Traffic light controls• Crane controls• Lighting controls & dimmers• Wireless door bells

• Cordless phones• Garage door opener controls• Sensors for automatic doors • Industrial automation controls• RF ID systems• Retail anti‐theft systems • Security alarm systems • Wireless speakers• Satellite Radio‐to‐FM radio• Convergence w licensed devices • Medical camera pills• Medical panic alerts• Meat thermometers• Inventory control• Pool cover controllers• Diaper wetness sensor• And the list goes on . . . 

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Progress on White Space in the TV Bands (Unlicensed)

• Adopted final rules in 2012• Nine devices approved: 

– Adaptrum, Koos Technical Services, Meld, Carlson, Redline and 6harmonix   

– All fixed devices, designed for professional installation ‐location entered manually  

– All are generic boxes with an input for a digital signal (voice, video, data).   

• Databases approved: – Spectrum Bridge, iconectiv (formerly Telcordia),

Google, Key Bridge Global and KB/LS Telcom

• IEEE 802.11af standard approved ‐ Dec. 2013• Strong international interest 

Carlson Adaptrum

SpectrumBridge

iconectiv

Wireless Cameras Cover Park in Wilmington NC

Meld

6© 2015 Dynamic Spectrum Alliance

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Database Administrator Approval Process

• File application• Workshops• Submit database• FCC Review• Public beta test• Final report• Public comment• Final approval• Maintenance: Q&A’s 

and database updates

White Space Database Administrators

Administrator Name Contact Information Approval Status

Airity, Inc. (formerly WSdb LLC) Pending

Comsearch H. Mark Gibson, 19700 Janelia Farm Boulevard, Ashburn, VA 20147 [email protected] Pending

RadioSoft, Inc. (formerly Frequency Finder), a subsidiary of LStelcom

Peter Moncure, 8910 Dick’s Hill Parkway, Toccoa, GA 30557 [email protected] Approved

Google Inc.Alan.Norman, 1600 Amphitheatre Parkway, Mountain View, CA [email protected]

Approved

LStelcomDr. Georg Schöne, Im Gewerbegebiet 31‐33, D‐77839 Lichtenau, [email protected]

Approved

Key Bridge Global LLCJesse Caulfield, 1600 Tysons Blvd., Suite 1100, McLean, VA [email protected]

Approved

NeuStar, Inc. Brian Rosen, 1775 Pennsylvania Ave., NW, Washington, DC [email protected] Pending

Spectrum Bridge, Inc.

Peter Stanforth, 110 Timberlachen Circle, Suite 1012, Lake Mary, FL [email protected] Approved

iconectiv John P. Malyar, 1 Telcordia Dr., Piscataway, NJ 08854 [email protected] Approved

Microsoft Corporation Ian Ferrell, One Microsoft Way, Redmond, WA 98052, [email protected] Pending

7© 2015 Dynamic Spectrum Alliance

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Lessons Learned

8© 2014 Dynamic Spectrum Alliance

Coordination among database providers is critical Required development of a complex data exchange protocol to ensure that the 

information is updated frequently and consistently;  Need for the device authentication protocols to register and authenticate devices 

by the database provider – currently, at the time of certification devices are approved for communications with specific database providers

Ensure consistent method of calculating protected areas ‐ ‐ each database must provide the same answer

Need a process for authenticating  user input and for ensuring data integrity

Need clear policy for handling license database errors Clarify handling of expired licenses w/ pending renewals Once issues discovered, need effective way to quickly communicate 

remedies to all databases Out‐of‐band emissions can be a challenge

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Proposed Rule Changes(Accommodate Incentive Auction)

• NPRM adopted Sept. 30, 2104• Proposed unlicensed operation in:

– Remaining white space– Duplex gap– Guard bands– Channel 37 – Shared non‐IX to medical telemetry and radio astronomy– Recovered spectrum until wireless operation commences

• Proposed additional technical flexibility for devices

= Bands proposed for unlicensed

9© 2015 Dynamic Spectrum Alliance

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Spectrum Sharing:Small Cells @ 3.5 GHz

10© 2015 Dynamic Spectrum Alliance

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Citizens Broadband Radio Service

Report & Order Adopted April 17, 2015

Dynamic spectrum access for small cells

Dynamic spectrum access for small cells

150 MHzof

contiguousspectrum

150 MHzof

contiguousspectrum

11© 2015 Dynamic Spectrum Alliance

3550 3700 3650

Navy Ship Radars Non-Federal FSS ES

FSSFederalFederal Ground-Based Radar

3600

Citizens Broadband Radio Service

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Three Tier Access

Incumbent Access: Includes authorized federal and grandfathered Fixed Satellite Service (FSS) users currently operating in the 3.5 GHz Band.

Priority Access License (PAL): Authorize certain users to operate with some interference protection in portions of the 3.5 GHz Band at specific locations

General Authorized Access (GAA): Users authorized to use the 3.5 GHz Band opportunistically. GAA users required to accept interference from Incumbent and Priority Access tier users.

Incumbent Access

Priority Access

General Authorized Access

12© 2015 Dynamic Spectrum Alliance

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License Areas

13© 2014 Dynamic Spectrum Alliance

U.S. Census Tracts

Washington DC

PALs licensed by census tract• Over 74,000 census tracts in U.S.• May aggregate census tracts

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Protected Access vs General Authorized Access

14© 2014 Dynamic Spectrum Alliance

Shared Between PALs and GAA

• Protected Access Licenses• Up to seven 10 megahertz licenses• Can aggregate up to four PALs in any census tract

• Assigned through auction• Three year term

• General Authorized Access• Opportunistic use

Band‐wide Operability Requirement

• All Citizens Broadband Service Devices (CBSDs) must be capable of two‐way transmission on any frequency from 3550‐3700 MHz 

General Authorized Access Only

• Increased technical flexibility• Additional power in rural areas

• Existing equipment exempt from band‐wide operability requirement

3550 3700 3650

Navy Ship Radars Non-Federal FSS ES

FSSFederalFederal Ground-Based Radar

3600

Citizens Broadband Radio Service

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Incumbent Protection

15© 2014 Dynamic Spectrum Alliance

Protection of Federal Systems at3550‐3650 MHz

• Phase 1 ‐ Exclusion zone near coastlines

• Phase 2 ‐ Environmental sensing capability• Exclusion zone  protection zone

Proposed exclusion zoneAdopted exclusion / protection zone

Protection of Non‐Federal Systems at3650‐3700 MHz

• Incumbent terrestrial broadband licensees grandfathered for five+ years

• Grandfathered FSS (3600‐3700 MHz) register with FCC yearly• Protection based on operating parameters• Further Notice explores additional 

protection criteria

Three Federal radar sites protected via 80 km exclusion zone.

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Spectrum Access System (SAS)

A next generation sharing system building on white spaces

• Determine available frequencies at a location and assign them to CBSDs

• Determine maximum permissible power level for CBSDs at a location

• Register and authenticate CBSDs• Enforce Exclusion and Protection Zones• Protect PALs from IX from other users

• Facilitate coordination between GAAs • Ensure secure and reliable transmission of 

information between the SAS, ESC, and CBSDs• Protect Grandfathered Wireless Broadband 

Licensees• Facilitate coordination and information 

exchange between SASs

SAS Functions

16© 2015 Dynamic Spectrum Alliance

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More Work To Do

Further Notice of Proposed Rulemaking• Defining “Use” of PAL frequencies• Implementing secondary markets in Priority Access Licenses• Optimizing Protection for FSS

• In‐band protection of FSS in 3600‐3700 MHz• Out‐of‐band protection of C band FSS earth stations

• SAS Provider selection and authorization• Will use process similar to TV White Spaces

• Multi‐stakeholder process• FCC appreciates industry establishing a multi‐stakeholder process• Regulations set framework• Industry collaboration will be key to successful implementation

17© 2015 Dynamic Spectrum Alliance

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Spectrum Sharing:Unlicensed at 5 GHz

18© 2015 Dynamic Spectrum Alliance

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Expanding Spectrum forUnlicensed at 5 GHz

• NPRM proposed to expand access to spectrum for unlicensed at 5 GHz• First R&O 3/31/14 ‐ Removed indoor‐only restriction & increased permitted power for U‐NII 1• Continuing to work on sharing in proposed U‐NII‐2B and U‐NII‐4

Previous Rules

19© 2015 Dynamic Spectrum Alliance

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Implications for Wi‐Fi

Current 802.11ac and Potential New Usable Channels

20© 2015 Dynamic Spectrum Alliance

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Ongoing Work

U‐NII‐2B (120 Megahertz)5350‐5470 MHz

• Sharing with federal plane/ship/terrestrial radars & earth exploration satellite

• US proposing to continue international work for WRC‐19

• Moving forward domestically• Work group established:

– FCC/NTIA/DoD/NASA– Considering IX protection studies & 

developing ways to share– Evaluating sharing with

indoor low power/then outdoor high power

U‐NII – 4  (75 Megahertz) 5850‐5925 MHz

• Sharing with Dedicated Short Range Communications

– Vehicle to Vehicle– Vehicle to Infrastructure 

• IEEE Tiger Team has been working on industry proposals

• FCC/NTIA/DoT collaborating• Considerations:

– Protect safety of life– Roads are everywhere– Wi‐Fi & DSRC are similar

• 21© 2015 Dynamic Spectrum Alliance

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Model City Program

22© 2015 Dynamic Spectrum Alliance

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Model City Program

• NTIA/FCC Model City Program for Demonstrating and Evaluating Advanced Wireless Spectrum Sharing Technologies

• Outgrowth of Report from President’s Council of Advisors on Science and Technology (PCAST)

• April 15‐16 workshop explored concept, scope, governance, process, technical considerations and funding alternatives.

Some trade-offs to Consider

Urban Area:A “Real Test”but high risk

Remote Area:More limited demonstrationbut low risk

23© 2015 Dynamic Spectrum Alliance

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Other “Sharing” Matters

• Proceeding on Globalstar”sproposed Terrestrial Low Power Service (TLPS)

• Development of LTE‐U initially planned for upper 5 GHz unlicensed bandhttp://www.3gpp.org/news‐events/3gpp‐news/1660‐laa_ieee

24© 2015 Dynamic Spectrum Alliance

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The Future?

Autonomous devices that rely on sensing to access spectrum

25© 2014 Dynamic Spectrum Alliance

Potential solutions• Common sensor networks• Collaboration between devices• Multiple antennas / Smart antennas• New adaptive waveforms• Adaptive propagation models• Geographic / Topographic models

Issues• What signal level to sense for• How to measure• Hidden node problem• Spectrum policy• Enforcement

I DO WHAT I WANT(As long as it doesn’t cause 

harmful interference)

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How Do We Get There:Research and Development

• NTIA:  Center for Advanced Communications / National Advanced Spectrum and Communications Test Network

• National Information Technology R&D (NITRD)/ Wireless Spectrum R&D (WSRD)– coordinate spectrum‐related research and development activities across the Federal government.– Has held seven workshops on various aspects of spectrum sharing

• National Science Foundation– Enhanced Access to Radio Spectrum (EARS)

• Defense Applied Research and Development Program:  Radars• The Department of Defense (DOD)

– Established a Section 845 Other Transaction (OTA) agreement to develop and mature technologies and support policy development to enable advanced approaches to spectrum use

• Academic Work• Dynamic Spectrum Access Networks (DySpan)• International Symposium on Advanced Radio Technologies (ISART)• And YOU!

26© 2015 Dynamic Spectrum Alliance