Upload
others
View
2
Download
0
Embed Size (px)
Citation preview
i. i ·-------·"· 101-111)
--------------------------------------------r------------------------------.,--------------...:---
-----------------·-------------------------------;--------------------;------------r---�--------------appropl'iat
____________ _ Date ____ _
;-fk.'. ... --..,::: ... .,.· -""""
.;._::'"4.r.�. �f:::r� l B#i"�::� :-:··'· ��;;�:,;���·;::,���'.��-�:��: ·:! ��-i:. ·�.'.
positionsi
NAME OF ORGANTZA TIONIENTITY ..
j)A·ng_ PARTIES AND TERMS
-0
0
(I'; ::ii:
;:.o :e t"l1 0 -o> .,, ,... ...,, -0 ITJ
_;:.:: - ::c
0 m
VJ -I\) <
,,, .. 0
l
Reviewing Officer
Repon Required by the Ethics A0-10 FINANCIAL DISCLOSURE REPORT in Gov1irnment Act of 1978 Rev. J/2004
Calendar Year 2003 (5 U.S.C. app. §§
l. P':rson Reporting (Last name.. .First name. Middle initial) 1. Coun or Organiz:ition 3. Date of Report
BULLOCK, FRANK W U.S.D.C. - North Carolina Midd 5/1412004
4 .. Title (Article l1I Judges i1 dicate active or senior status; 5. ReponType tcheck type) 6. Reponing Period
magistrate judges indicate foll- or part-time) Q "lornin:uion. Date l/112003
U.S. District Judge - Active 0 l11i1ial (!I Annual Q Final to
12/3 I /2003
7. Chambers or Office Address 8. On the basis ot"lhe information contained in this Report and any modifications pertaining thereto. it is. in my opinion. in compliance
Uni :d States District Court with applicable laws and regulations.
Post Office Box 3223
Greensboro, NC 27402; .: ... ',;;"5. ·,, "'"'•'":':;.-.. . . · ..... ·. .:;;;��.....��
.. :.;:" IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part
where you hav,e nc1 reportable information. Sign on last page. .
..
I. F'OSmONS. . (Repc1rting imiivi4ual only; see pp. 9-13 offiling instructions)
.ti NONE - (No rejl<Jrtable
.
II. AGREEMEl'ITS. (Reporting individual only: see pp. 14-16 of filing instructions)
!ii'.l NONE - (No, repc nable agreements.)
1:
,,--- .,, Q-.;.
c::>
-·<.o
-· ·""'->
m
l
--------- --...._ . --- --- --------------- --------- ---- ' -- ----------·
SOURCE AND TYPE
l.
SOURCE AND TYPE
L
DESCRIPTION
511412004
FINAl'ICL4.L DISCLOSVRE REPORT ':-ir.meofPerson Reµoning Date of Report
BULLOCK, FRANK W
ill. NON-frfVESTN.lENT INCONIB. (Reporting individual and spouse; see PP· n-24 offiling instructions)
A. FUer's Non-Inv !Stment Incom
2i N'ONE - {No reµorrable 11on-i1westment income.)
L
GROSS INCOME (yours. 1101 11ouse's >
B.. Spouse's Non-I111veimmmt Incom - (lfyou were married during any portion of the reporting year, please complete this section. (dollar amount nm required except for hono aria)
NONE - (No r.ep4>1'tabie non-investment income.)
IV. REIMJ3URSEv.lENTS - transportation. lodging. food, entertainment.
(Includes those to spc1use and dependent children. See pp. 2$-27 ofinstructions.)
j .NONE - (Ne> such rep•ortable reimbursements.)
����������-'-�������������������
SOURCE DESCRJPTION
CREDITOR DESCRIPTION VALUE CODE
J
5/1412004
_[, ate of Report
L
l.
Name of?erson Reporting:
BULLOCK, FRANK W
V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 ofinscructions.)
\i NONE (No such reportable gifts.) -
VI. LIABILITIES. (Includes those of spouse and dependent child . See pp. 32-34 of instructions.)
D NONE O>lo re.porta.ble liabilities.)-
Wachovia BanJc & T1u'St Co. Llne of Credit
2. New England Life Im;. Co. Policy Loan
------·
·--------
-------·
-
lnten:St
A
c -
c
--
(2) (1) disclosure
(3) (5)
K.
J
.
-
L ; :
J
J
1.
(I) (!) l f nor e.'tempt tram
(J-PJ
FINA1'1fCLi\.L DISCLOSlJRE REPORT Name of Person Reporting Date of Report
·Pag e 1of3 BULLOCK, FRANK W 5/1412004
. VIL Il'1VESTMENTS and TRUSTS - income. value. transc;itions (includes those or Ille spouse and dependen1 children. See pp. J+S7 of filing instructions .. )
,\. B. c. D. Gross \'lllue at end of lncome during Tr:msacnons during reporting period
•Desciiption of Assets reporting period •reporting period(inclu4inl!; trw.1: assen;)
l:?l (4)(2)
Type (e.g.Place "(X)" after each asset •:.-tempt Value Value Date:Amowtt Value GainTyp.: (.:.g. Identity of buy, sellfiom prior disclosure Code 2 :-lethod Mondi-div. rent. or Codl:t Code 2 Code l buyer/seller
Code3 Day(J-P) merger.(A-H\ iuLl (ifprivaie(A-H)redemprionJ(Q·W) ir.msaction)
0 NOJ (No rc:punalble in 1:0111c, assetS, or tr.1t1sactio11S}
TDividendMerrill Lynch CMA - tr ansfer to UBS Money Fund A transfer 12-24 J
2. Tigr Ser ! 8 Feb l S OID
3. TigrSer2l OID
4. New England Tax·Ex. Tr. (now CDC Invest) Mun. Inc. FD
-
s. New England Growth F 'und (now CDC invest) .Targeted FD
Truliant Credit Union6.
BB&T7.
8. Dow Chemical
9. Cumberland County H•>spital Bonds F AC
-l O. Undeveloped land Gnu 1villc County, Nonh Carolina
11. Praxair, Inc. Commo 1 Stock
12. Praxair, Inc. Common Stock
General Electric Cornn ton Stock 13.
14. General Electric Cornn ton Stock
-d Fund (now CDC Invest)
Wachovia Bank Cornn on Stock 16.
-17. . Global Allocation. Fun d(M··LIRA)
18. Basic Value Fund (M-LIRA)
B
B
A
B
A
A
A
B
A
A
A
A
A
interest
Interest
Dividend
Dividend
Dividend .
Dividend
Interest
None
Dividend
Dividend
. Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
K.
K
J
J
K
K.
J
M
M
J
J
T
T
T
T
T
T
T
w
T
T
T
T
T
T
T
sell
buy
sell
partial sell
partial sell
buy
6-20 J A
4-8
7-18
4-8
6-20
J
J
J
D
A
D
4-8 J
1. lncoJ1111:1Gain Codes: A = $1,000 or less B = Sl.001-$2..500 c = S2.50 l -SS.000 D = SS.001-SlS,OOO E = s15.001-$50,000
(See Colwnns 81 and D-1•) 1: = SS0.001-$100,000 G = Sl00.'001-$!.000.000 Hl = s1 .000.001-ss.ooo.ooo H2 = More tlmn ss.000.000
:?. V:il1ie Codes: =$15,000 or less K = S15.00!-S50,000 L = .t50.00!-Sl00,000 M = SI00.001-S2SO.OOO
(See Colunms Cl and rm N = $250.000-$500,000 0 • S500,001-Sl,000,000 Pl = s1.ooo.001-ss.ooo,ooo n = 55.000.001-ru.ooo.ooo
PJ = !W,000.001-$50,000,000 P4 = $More than SS0,000,000
3. Val111c Method Codes Q "'Appnrisal R = Cost 1[Reai Estate Only) s = AsscsslllC!lt T =Cash/Market
{See Colwnn C:?) I"· =Book Value v =Othel' w = Estimaied
G'.1me
uu.oCK. ------ ·----------:--:-:":::::=----------------------------------------------------�·�----·�----�
TRUSTS
i
' -
e:<empiftOOi'diScio, ure
(3) (4)
I ! '
,
K
33.
(J-P) (A·H)
S-9
FINANCIAL DISCl.OSURE REPORT o!Person Reporting Date of Report
· Page 2 of 3 FRANK w 5/1412004
v1I. IN\lESTiv.tENTS and - income. value. transcatioos (includes chose of the spouse ;ind dependent children. See pp. 34-57 of filing instrucrioru;.)
Description of Assr:is (including rTUSt IS)
Place "(Xl" atler eac:h asset exemp< l!om prior disclcisun:
B. lncom: during
reporting period
(I) -
Amown
Code I
('.!}
Type (e.g. div. rent. or
c. Gross value at end of reponing period
II) (2)
Value Value Codi: 2 Method
I>. Tr:msacrions during repo1ting period
• .
If not(I}
T pe te.g. buy. sell
(2) Dau:: :vtontb-
Value Gain
(5) Identity ur
Code2 buyertsellerCode I DayCode3 merger.(A-HI int) (if private {J..P)
lion)(Q-W) mmsactionl
19.
20.
21.
22.
23.
24.
25.
26.
27.
Jefferson-Pilot (M .. t D�.A) CmnmonStock
New Perspective Fund
Federal Home Loan B:1111k Be 1nds
lnvesunent Co. Ameri:ca
Growth Fund America
Washington Muttml lrn•e:."tm mt Fund
Federated Government Incor.neFund
Paine Webber Cash Fund (m>wUBS)
Evergreen Equity Trwrt
A
A
A
A
A
A
A
A
A
Dividend
Dividend
Interest
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
K T
J T
sell
sell
sell
sell
sell
sell
transfer
sell
7-18
9-15
7-18
7-18
7-18
3-21
12-24
7-7
J
J
K
J
J
K
J
-
J
A Dividend sellFortune Brands (X) J28.
A Dividend sell29. Fortune Brands (X) 5-!6 J
-A Dividend30. General Motors (X) buy 4-8 J -
A Dividend buy 4-17.31. Motors (X)G_eneral J
32. General Motors (X) A Dividend 9-19sell J A
.
Progress Energy (X) A Dividend J T buy 4-8 J
34. Tenneco Automotive (X) A Dividend 4-8 Jsell A
35. Practive Corp (X) A Dividend T buy 4-8 K
36. Chevron/Texaco (X) A Dividend 4-8 Jsell
1. lna>me!Gain Codes: A = Sl.000 or less B = Si.001-S2.500 c = S2.50l-S5.000 D = $5.001-$15.000 E = Si5.00I-SSO,OOO I I (Set: Columns BI and 04) F = SS0.001-$100,000 G = $100.001-$1.000.000 HI =Sl,000,001-SS,000,000 H'.! = More than SS.000.000 I
Vakic Codes: = 515,000 or less K = 315.001-$50,000 L = SS0.001-SIOO,OOO M = SlOO.OOl-S?..50.000
I (Set: Columns Cl and 03) I = 5250.000-$500,000 0 = SS00,001-$1,000.000 Pl =SI .000.001-SS,OOO,OOO P2 • SS.000.001-ill,OOO.OOO
I F = S25.000.001-S50.000,000 P4 = SMme than SS0,000,000
3. Vahic Method Codes Q =Appraisal R =Cost (Rc:!l Estate Only) s = Assessment T = Caslt/Matb:t! i (See Colwnn C2) u "'Boo" Value v :Qther w = Estimaled '---
;f
I
ill
T
T
(l) (2) (3) (4) (S)
-
( )
D.
(J-P)
FINANCIAJL DISCLOSURE REPORT l Name Person Reporting Qate of Repert
·Page 3 of3 I' BULLOCK, FRANK W 5il4/2004
Vll. IJ VESTMENTS and TRUSTS S= pp. 34-57 offilin!r instructions.) - income. value, iranscations (includes those of the spow: and dependent children.
B. c.A. !nco:n-e during Gross >'lllue at end of
Description of Assets .reporting period reporting period •
(including trust asser.;)
Transactions during reporting period
If not empt !Tom discl sure (!) (2) -
Place '•tx1• after cacilt asset xemp1 Type te.g. Val111: Value Da1e:Amow1t Type (e.11. Value Gain li..lentity offrom prior disclosw-c buy. sell. Code2 MethodCode l div. rent. or Month- Code tCode 2 buyertseller
(J-PJ Code3 meri,,-er.(A-Hl inL) Day redemption I (Q-W)
(ifprn'llte ,!A-H} mmsactionl
A37. Capital One Financial
A38. Citigroup, Inc.
A39. J.P. Morgan Chase
A40. Linear Technology
A41. Lowes Companies
A42. Microsoft
A43. Morgan Stanley
44. Sanmina - Sci Coq1.
Nextel Communi ltiom1 45.
Nextel Communi ltiom1 46.
47. Van Kampen Gov't Securitie: 1 Fund(X)
48. Van Kampen Gov't Securitie: 1fund yq
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
Dividend
None
None
None
Royalty
Royalty
K
K
J
K
K
J
K
J
T
T
T
T
T
T
buy
buy
buy
buy
buy
buy
buy
buy
buy
sell
inherit
sell
7-1
7-1
6-10
7-1
7-1
7-lS
8-14
12-18
7-15
11-21
3-25
4-8
J
K
J
K
K
J
K
J
J
I
J
J
B
-.
-
I • lllCOl:ne'Gain C11des: A = Sl .000 or less B = Sl.OOl-S2.500 c = 52.501-$5.000 D =$5.00l-$15.000 E =Sl5.001-S50,000
(See Colwnns B.l and 04} f' = SS0.001-$100.000 G = SlOO.OO!-Sl.000.000 HI = s1.ooo.001-ss.ooo.ooo H:? =Mon: than ss.000.000
'.?. Valw: Codes: = Sl:i,000 or less K =SIS.001-$50,000 L =SS0.001-$100,000 M =$100.001-S:ZSO.OOO
(See CollUllllS Cl and 03) N = s:zso.000-ssoo,ooo 0 • SS00,001-Sl,000,000 Pl = s1.ooo.001-ss.ooo.ooo P2 s $5.000.001-$25,000,000
P3 = s:zs.000.001-sso,ooo.ooo P4 = SMon: than SS0,000,000
3. Vaiw: Method Codes Q = Appmisal R = Cost (Real Estate Only) s = Assessment T =Casl!IMarket
(Sec Column c:n u =B(lok Value v =Other w ; Estimated
·�.i
L 5/14/2004
Name of Person Reporting FINANCLi.\L DISCLOSURE REPORT :i Date of Report
IBULLOCK. FRANK W
VIll. .ADDIDONAL INFORMATION OR EXPIANATIONS andk:ate part of Report.>
'...... ,,
, _______ I
s:-/ 'f
FINA CIAL DISCLOSURE REPORT : Name of Person Reporting Date of Report
BULLOCK. FRANK w 5/14/2004
·:rx. CERTIFICATION ..
I cc:rtify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and compl·ete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable sta.n1tory provisions permitting non-disclosure.
I further certify that 1 arned i11come from outside employment and honoraria and the acceptance of gifts which have been reportc:d iue in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signat11Jre Date J-1'- CJ
NOTE: .ANY INDIVIDUAJ WHO KNOWINGLY AND \VlLFULL Y F SIFIES ORF AILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRJMINAL SANCTIONS i(S U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed 1original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544