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©2013 HCPro, Inc. All rights reserved. These materials may not be duplicated without the express written permission of HCPro, Inc. For questions please contact HCPro customer service at 800-650-6787. 1
Physician Documentation: Still a Major Issue
Mark Michelman, MD, MBAVice President of Medical Affairs/Physician Coding and Clinical Documentation AdvisorMorton Plant Mease Health CareClearwater, Fla.
2
Learning Objectives
• Describe various types of pneumonia and treatment, TIA vs. CVA issues, and CHF documentation issues
• Explain acute and chronic renal failure pterminology, MI vs. chest pain clarification, and UTI vs. sepsis issues
• Identify potential sources of queries from lab tests
• Describe the impact of nonresponses to queries on physicians and hospitals
3
TIA/CVA
TIA>30 seconds duration<24 hours resolved
CVAnew onset symptomsresidual at 24 hrs
CT, MRI if abn must be documented
4
©2013 HCPro, Inc. All rights reserved. These materials may not be duplicated without the express written permission of HCPro, Inc. For questions please contact HCPro customer service at 800-650-6787. 2
ABCD Score
• Predictive value of identifying hospital TIA patients who have a high risk of early stroke (first 2 days after TIA)
5
ABCD Score
• Age > 60 years• BP nl vs. increased (140/90)• Clinical features of TIA
– Unilateral weakness– Unilateral weakness– Isolated speech disturbance– Other
• Duration of Sxs– <10 min– 10–59 min– >60 min
6
Modified ABCD ScoreModified ABCD ScoreD Squared (Diabetes Mellitus
Present or Not)
7
mNIHSS Score for Stroke
• 11-item scoring tool to assess the effect of the stroke and help predict outcome
• Originally 15 items NIHSSOriginally 15 items NIHSS
• Won’t help clin doc team
8
©2013 HCPro, Inc. All rights reserved. These materials may not be duplicated without the express written permission of HCPro, Inc. For questions please contact HCPro customer service at 800-650-6787. 3
Bronchitis vs. Pneumonia
• Productive cough
• Fever
• Pulmonary findings
• X-ray findings
• ABX
• LOS
• May be very little difference
9
Symptoms of Pneumonia
• Maybe none
• Cough
• Fever
• SOB
• Chills
• Sweats
• Hemoptysis
• Pleuritic pain
10
Physical Findings of Pneumonia
• Maybe none
• Tachycardia
• Tachypnea
• Temperature
• Rales, rhonchi
• Decreased BS
• Increased fremitus
11
Dx of Pneumonia
• Chest x-ray
• CBC
• Procalcitonin
• Sputum Gram stain, culture
• Blood culture
• Legionella antigen
• CT (serendipity)
12
©2013 HCPro, Inc. All rights reserved. These materials may not be duplicated without the express written permission of HCPro, Inc. For questions please contact HCPro customer service at 800-650-6787. 4
Types of Pneumonia
• CAP: Community-acquired pneumonia
• HCAP: Healthcare-associated pneumonia1. HAP: Hospital-acquired pneumonia
2. VAP: Ventilator-associated pneumonia
• Aspiration
• Gram-negative
• TB
• Fungal
13
Community-Acquired Pneumonia
• 20% inpatient
• Onset outside hospital
• 600,000 cases/year
• 45k deaths/year
• Mortality 10%–14%
14
Risk Factors for CAP
• ETOH
• Asthma
• Immunosuppression
• Age >70
15
CAP Etiology
• Strep. pneumonia
• Mycoplasma
• Chlamydia
• Respiratory viruses (influenza, adeno)
• H. flu
16
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CAP Rx
• Rocephin, Zithromax
• Quinolones
• If pen allergy, Aztreonam + moxifloxacin
• Pseudomonas risk (ETOH, severe COPD, bronchiectasis, chronic steroids, frequent ABX): Piperacillin-tazobactam + Cipro (or Levofloxacin) or cefepime + Cipro, or Meropenem + Cipro
17
Hospital-Acquired Pneumonia
1. Very common cause of hospital infections
2. Leading cause of death secondary to nosocomial infections
3 48 hours after admission3. 48 hours after admission
4. No evidence of infection prior to admission
18
Healthcare-Associated Pneumonia (HCAP)
Predisposing conditions:1. Hospitalization >48 hours2. Hospitalization >2 days prior 3 months3. SNF3. SNF4. ABX preceding 3 months5. Chronic dialysis6. Home infusion7. Home wound care8. Family member with MDR infection
19
HCAP Rx
• Cephalosporins
• Quinolones
• Unasyn
• For late-onset or MDR disease:
– Imipenem, Meropenem, Aminoglycosides, Vanco, Linezolid
20
©2013 HCPro, Inc. All rights reserved. These materials may not be duplicated without the express written permission of HCPro, Inc. For questions please contact HCPro customer service at 800-650-6787. 6
Risk Factors for MDR
• Chronic vegetative state
• Tracheostomy
• Percutaneous feeding tube
21
Aspiration Pneumonia
• Predisposing causes:– Vomiting– Coma (OD)– Swallowing disorder, obstructionSwallowing disorder, obstruction– ETOH– Sedation/anesthesia– Seizures– CNS/neurological (ALS, MS, CVA)– Periodontal disease – Ventilator
22
X-ray Findings (Aspiration)
• Posterior segment upper lobes, superior segment, basal segment lower lobes
• May present with abscess, empyema
• Abnormal swallowing study• Abnormal swallowing study
23
Aspiration Pneumonia Sxs
• May be none
• Fever
• Anorexia
• Weight loss
• Cough
• Sputum
24
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Rx Aspiration Pneumonia
• Cover anaerobes and Gram-negs
• Clindamycin
• Unasyn
• Quinolones
• Imipenem
• Ticarcillin
• Carbapenem
25
Ventilator-Associated Pneumonia
• Pneumonia occurs 48–72 hours after intubation
• Rx: Rocephin, quinolones, Unasyn, Ertapenem
• If MDR, Cefepime, Genta, Tobra, Vanco
26
New Algorithm for VAP
• CDC
• January 2013
• 48 hours of decreasing FiO2, PEEP
• Temp >38c or <36c or WBC >12,000 or <4,000
• New antimicrobial agent
• Then secretions, cultures, etc.
• Five pages
27
Gram-Negative Pneumonia
• Risk factors:
–SNF
–Frequent hospitalizations
–Frequent broad spectrum ABX
–DM, CHF, renal failure, COPD
–Alcoholism, liver disease
–Chronic immunosuppression
28
©2013 HCPro, Inc. All rights reserved. These materials may not be duplicated without the express written permission of HCPro, Inc. For questions please contact HCPro customer service at 800-650-6787. 8
Rx Gram-Neg Pneumonias
• Antipseudomonal cephalosporins(Cefepime, Ceftazidime)
• Antipseudomonas carbapenem(Imipenem Meropenem)(Imipenem, Meropenem)
• Beta lactam/B-lactamase inhibitor(Piperacillin-Tazobactam)
• Aminoglycosides(Genta, Tobra, Amikacin)
29
Pneumonia Documentation Issues
• Hx – inadequate documentation
• PEx – inadequate documentation
• X-ray – none or normal
• Rx inappropriate
• Lack of medical necessity
• ?Bronchitis vs. COPD with exacerbation
Need to query to clarify the above
30
Pneumonia With Neg X-ray
31
When to Query for Pneumonia Type
• Not common ABX
• SNF before hospitalization
• Immunosuppressive meds
• PEG tubes
• Other predisposing factors
32
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When to Query
• Suspect any of the following:
–MRSA
–Aspiration
–Gram-negatives
–On vent
33
Chest Pain vs. MI
• EKG• Troponin• Physician must document findings
34
Chest Pain vs. MI
• Hx• PEx• EKG• Troponin, CPKMB• Coding issues
35
Troponin Elevations
• Abnormal renal Fx• CHF• Pulmonary embolus (PE)• Myocarditis• Myocarditis• Pericarditis• PCI (CPK-MBX3)• Bypass surgery (CPKMBX5)
36
©2013 HCPro, Inc. All rights reserved. These materials may not be duplicated without the express written permission of HCPro, Inc. For questions please contact HCPro customer service at 800-650-6787. 10
Positive Troponin, CPK-MB fraction
• NSTEMI
• STEMI
• Non-Q-wave MI
• Post interventional cath expected
• Post bypass surgery expected
• Physician hesitancy to call MI(label pt as MI, complication of procedure)
37
Positive Troponin Issues
• Physicians, cardiologists inconsistent documentation
–NSTEMI
STEMI–STEMI
–Q wave MI
–Troponin “bump, blip, elevation”
38
Why Respond to MI Query
• Impact:
– LOS
– Severity of illness
– Expected mortality
– Reimbursement
39
Coding Dilemma
• Chest pain admission
• EKG shows AMI, positive troponin
• Neither documented by physician
• No response to query
• Code will be chest pain
• Cardiac abstraction will be AMI
• AMI database differs
40
©2013 HCPro, Inc. All rights reserved. These materials may not be duplicated without the express written permission of HCPro, Inc. For questions please contact HCPro customer service at 800-650-6787. 11
False Positive Troponin POC
• Inpatient status
• Telemetry
• CCU/ICU
• Cardiology consult
• Stress test
• Cardiac cath
• Only one troponin issue
41
Unstable Angina (Incorrect Dx)
• Inpatient status
• Telemetry
• CCU/ICU
• Cardiology consult
• Stress test
• Cardiac cath
42
Unstable Angina
• Hx CAD
• Changing pattern:
–Pain more frequent
–Pain lasts longer
–Occurs with minimal activity
–Occurs at rest, night
–Less response to NG
–NL EKG, enzymes
43
Acute Coronary Syndrome
• Unstable angina (codes to ACS)
• Accelerated angina (codes to ACS)
• NSTEMI
• STEMI
• Non-Q-wave MI
44
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Impact of No Query Response
• Lesser Dx
• SOI
• Expected mortality
• LOS
• Reimbursement
• Physician profile
45
Sepsis, Urosepsis, UTI
46
Sepsis
• Bacteremia (blood cultures at least ordered)
• Systemic manifestation to above
1. Change in mental status –confused, lethargic, obtunded comatose
47
Sepsis (cont.)
2. Abnormal vital signs (VS)• fever, tachycardia, hypotension
3. Dehydration
4 ABX IV4. ABX IV
5. LOS >48 hrs
6. Increased severity of illness, expected mortality
48
©2013 HCPro, Inc. All rights reserved. These materials may not be duplicated without the express written permission of HCPro, Inc. For questions please contact HCPro customer service at 800-650-6787. 13
Urosepsis/SepsisArgument for Physician Response
• Not sepsis
• Low severity of illness score
• Low expected mortality
• Short LOS
• No response to query – coded UTI
• **No urosepsis code in ICD-10
49
CHF Documentation Issues
50
CHF
• Heart failure
• Left ventricular dysfunction
• Compensated CHF
• Decompensated CHF
• Cardiomyopathy
• None of the above impact LOS, SOI, expected mortality, reimbursement
51
Types of Heart Failure
• Systolic – poor contraction left ventricle decreased EF (<40)
• Diastolic – inability of ventricle to relax and fill, stiff nl EFstiff nl EF
• Systolic and diastolic – combo of above
• High output states – chronic anemia, thyrotoxicosis
52
©2013 HCPro, Inc. All rights reserved. These materials may not be duplicated without the express written permission of HCPro, Inc. For questions please contact HCPro customer service at 800-650-6787. 14
HF Acute vs. Chronic
• Acute – sudden onset
• Chronic – persists over long time
• Acute and chronic – persists over long time with sudden acute exacerbationsudden acute exacerbation
• Caution! Compensated and decompensatedHF may be acute on chronic HF
53
Noncardiogenic Pulmonary Edema
• Fluid overload (dialysis noncompliance, acute renal failure); may be HF and ARF
• Noxious gas inhalation
• Acute respiratory distress syndrome
• Severe hypoalbuminemia
54
HF Classification NYHA
Class I Sx minimal activity
Cl II S di i
55
Class II Sx ordinary exertion
Class III Sx less than ordinary exertion
Class IV Sx at rest
HF Class ACC/AHA
Stage A high risk for HF, no Sx
St B heart disease, no Sx, leftStage B , ,ventricular dysfunction
Stage C prior or current Sxs
Stage D advanced heart disease, verysymptomatic, or refract HF
56
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Why Classify CHF
• Severity of illness
• LOS
• Expected mortalityp y
• Reimbursement
57
Etiology LHF
• Hypertension• CAD• Valvular• Alcohol• Idiopathic
58
Clinical Picture LHF Sxs
• SOB• DOE• Orthopnea• PND• Fatigue• Weakness• Dizziness
59
PEx LHF
• Pulmonary congestion• 3d heart sound (gallop)• Tachycardia (hr x sv = cardiac output)• BP nl or decr.• Cool distal extremities
60
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Etiology RHF
• Primary cardiomyopathy• Infiltrative disorders (amyloid, sarcoid)• Storage diseases (hemochromatosis)• Valvular disease• Pulmonary disease
61
Sxs RHF
• SOB• Fatigue• Edema• Vague GI Sxs (nausea, bloating, etc.)
62
PEx RHF
• Jugular venous distention• Hepatomegaly• Ascites• Peripheral edema
63
Clinical Picture ofCHF and EF of 60 ?Dx
64
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BNP (B-type natriuretic peptide)
• Increases with:–CHF
–Abn. renal Fx
–Age
–COPD (probably due to rt. ventricular strain)
–PE (R heart strain)
65
Suspect Dx of HF
• X-ray (cardiac enlargement, effusions, hilarcongestion, Kerley B lines)
• BNP significantly elevated• Echo (systolic vs. diastolic dysfunction)• Cath findings
66
Diagnosis documented No CC CC Major CC
•Heart failure
•Ventriculardysfunction
• CHF •Left heart failure
•(Chronic)systolic HF
•Acute systolic HF
•Acute on chronic systolic HFdysfunction
•Cardiac decompensation
systolic HF
•(Chronic) systolic& diastolic HF
systolic HF
•Acute diastolic HF
•Acute on chronicdiastolic HF
•Acute diastolic &systolic HF
•Acute on chronicdiastolic & systolic HF
67
HF Rx(Look for Query Opportunity)
• Determine etiology and address (BP, valve, etc.)
• Diuretics
• ACE inhibitors
• ARBs
• Beta blockers
• Aldosterone antagonists
• Digoxin
• Dobutamine
68
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Potential Query Issues(Could Be CHF)
• ACEs, ARBs, diuretics unaddressed
• Unexplained edema, pulmonary congestion
• Unexplained SOB
• Unexplained cardiomegaly
• Unexplained pleural effusions (usually bilat.)
69
CHF Documentation
• Is it CHF?
–L or R sided?
• Systolic or diastolic?
• Combination?
• Is it fluid overload (renal failure)?
70
CHF Query Specificity Unclear
• CHF, CAD, hypertension, low EF – systolic
• CHF, nl EF – diastolic
• Add acute, chronic, or both
71
No patient should be admittedto the hospital with “just” CHF
72
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Renal Failure Acute, Chronic
73
Acute Kidney Injury
• Replaces acute renal failure
• Is the only NKF description for any injury/insult to the kidney of 90 days or less
• Can be due to glomerulonephritis interstitial• Can be due to glomerulonephritis, interstitial nephritis, infection, drugs (Vanco), etc.
74
Acute Kidney Injury (cont.)
• Increase in creatinine >0.5 mg/dl• Rise in creatinine >25%• Decrease in GFR by 50%
All above from the baseline value
75
Changing Terminology
• Prerenal azotemia: Elevated BUN/creatinineratio due to prerenal physiology
• ATN: Usually due to dehydration, hypovolemia, hypotension, shockhypotension, shock
• Renal insufficiency: Merely a stage of CKD
• Prerenal failure: No longer used
76
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CKD Stages
Stage I kidney damage with nl or high GFR or >90 No CC
Stage ll kidney damage with mild decr. in GFR 60–90 No CC
Stage lll moderate decrease in GFR 30–59 No CC
Stage lV severe decr. in GFR 15–29 CC
Stage V kidney failure <15 CC
ESRD Stage V with dialysis MCC
77
Chronic Renal Failure
• Nl renal Fx – creatinine 0.6–1.3
• Renal failure chronically above
• GFR based on creatinine determination
• Creatinine impacted by age, muscle mass, chronic liver disease, malignancy
• Decreased muscle mass can have nlcreatinine but decr. GFR
78
Clues to Chronic Renal Failure(When to query)
• Creatinine, GFR chronically abnormal
• Increased K
• Acidosis, GFR <60
• Increased phosphorus, GFR <20
• Anemia, GFR <60
79
Symptoms of CRF
• None
• Fatigue
• Weakness
• Anorexia, N,V (late stages)
80
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Impact of No PhysicianResponse to the Following Queries
• Chest pain vs. AMI
• TIA vs. CVA
• UTI vs. sepsis
• CHF vs. acute systolic failure
• Bronchitis vs. pneumonia
• Renal insuff vs. acute kidney injury
81
Why Should the Physician Respond? (What’s in It for Me?)
• Severity of illness score• Expected mortality• Physician’s profile• Physician’s reimb. (bundled payments)• Potential exclusion from CIN, ACO
82
What’s in It for the Hospital WithNo Physician Response to Query?
• MCC/CC vs. none
• Potential impact on LOS
• Potential impact on SOI and expected mortality
• Impact on reimbursement
83
How to Address Physician Nonresponse to Queries
1. PA phone call to physician
2. If EHR, “hardstop” if no response
3. Incomplete medical record (associated penalties fines suspensions)(associated penalties, fines, suspensions)
4. 1:1 department chairperson
5. Requested meeting with MECMandated action – temp suspension, NPDB
6. Part of 6-month OPPE
84
©2013 HCPro, Inc. All rights reserved. These materials may not be duplicated without the express written permission of HCPro, Inc. For questions please contact HCPro customer service at 800-650-6787. 22
Blood Abnormalities:Multiple Explanations
85
Troponin Elevations: Not Just AMI
• Abnormal renal Fx
• CHF
• PE
• Myocarditis
• Pericarditis
• PCI (CPK-MBX3)
• Bypass surgery (CPKMBX5)
86
BNP (B-type natriuretic peptide):Not Just CHF
• Increases with:
–CHF
–Abn. renal Fx
–Age
–COPD (probably due to rt. ventricular strain)
–PE (R heart strain)
87
Erythrocytosis
• Polycythemia vera
• Erythrocytosis secondary to hypoxia
• Erythropoietin
• Severe dehydration
88
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Leukocytosis
• Bacterial infection
• Steroids
• Lithium
• CLL
• CML
• Myelofibrosis
• Myelodysplasia
89
Procalcitonin
• Sepsis
• Pneumonia
• Rarely with burns, trauma, extensive surgery, necrotizing pancreatitis fungal infectionsnecrotizing pancreatitis, fungal infections
90
Thank you. Questions?
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