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©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission. 2 Coding and Physician SelfDefense: Engaging Docs in CDI William E. Haik, MD, FCCP, CDIP, AHIMAApproved ICD10CM/PCS Trainer Consultant Huff DRG Review Services Fort Walton Beach, Florida 3 Learning Objectives At the completion of this educational activity, the learner will be able to: Explain how medical chart documentation aids in accurate ICD9CM code assignment Demonstrate how ICD9CM coding and accurate clinical data collection can impact future patient care and funding Discuss how ICD9CM coding and accurate clinical data collection can impact physician performance profiling and reimbursement for physician services

ACDIS day1-6 track1-2 pres 0515 Haik f · [email protected] In order to receive your continuing education certificate(s) for this program, you must complete the online evaluation

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Page 1: ACDIS day1-6 track1-2 pres 0515 Haik f · William.Haik@drgreview.com In order to receive your continuing education certificate(s) for this program, you must complete the online evaluation

©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.

2

Coding and Physician Self‐Defense: Engaging Docs in CDI

William E. Haik, MD, FCCP, CDIP, AHIMA‐Approved ICD‐10‐CM/PCS Trainer

Consultant

Huff DRG Review Services 

Fort Walton Beach, Florida

3

Learning Objectives

• At the completion of this educational activity, the learner will be able to:

– Explain how medical chart documentation aids in accurate ICD‐9‐CM code assignment

– Demonstrate how ICD‐9‐CM coding and accurate clinical data collection can impact future patient care and funding

– Discuss how ICD‐9‐CM coding and accurate clinical data collection can impact physician performance profiling and reimbursement for physician services

Page 2: ACDIS day1-6 track1-2 pres 0515 Haik f · William.Haik@drgreview.com In order to receive your continuing education certificate(s) for this program, you must complete the online evaluation

©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.

4

Coding and Physician Self‐DefenseGeneral

• How physicians are affected by coding

• Examples of incomplete documentation

• How to avoid these documentation pitfalls in the future

5

How Are Physicians Affected by Coding?Performance Profiling

• Hospital cost

• Hospital length of stay Related to 

• Mortality/readmission rate severity of 

• Patient Safety Indicators illness

• Hospital‐acquired conditions

6

How Are Physicians Affected by Coding?Performance Profiling

• Severity of illness = DRG relative weight (RW) 

• Physician quality of care =      Actual hospital cost of care

(report card) Predicted hospital cost of care(DRG severity level)

• cost for  severity of illness = poor quality of care

Page 3: ACDIS day1-6 track1-2 pres 0515 Haik f · William.Haik@drgreview.com In order to receive your continuing education certificate(s) for this program, you must complete the online evaluation

©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.

7

Profiling Agencies

8

Performance

Core measures

Hospital‐acquired conditions

Mortality measures

Readmission measures

Patient safety 

measures

Cost measures

Patient satisfaction

9

How Are Physicians Affected by Coding?Performance Profiling

• The DRG severity level is determined by ICD‐9‐CM codes 

– Antiquated coding system

– Coding dependent on physician documentation

Page 4: ACDIS day1-6 track1-2 pres 0515 Haik f · William.Haik@drgreview.com In order to receive your continuing education certificate(s) for this program, you must complete the online evaluation

©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.

10

How Are Physicians Affected by Coding?Performance Profiling

GIGO!

Garbage in, garbage out

11

Physician Payment ICD‐9‐CM/CPT

Admission diagnosis

ICD‐9‐CM code CPT‐5 code Limited charge

Bronchitis 466.0 99221 $108

Bronchitis w/COPD

491.21 99222 $144

Bronchitis w/COPD w/ARF

518.81/491.21 99291 $291

12

Physician Payment Value‐Based Physician Payment

• As per section 3007 of the Patient Protection and Affordable Care Act, CMS implemented a value‐based payment modifier for the Medicare physician fee schedule based on the “quality of care compared to cost.” Beginning in 2013, Medicare started collecting ICD‐9‐CM codes to reflect severity of a patient’s illness (HCC bundles) and, therefore, cost efficiency with implementation beginning in 2015.   

Page 5: ACDIS day1-6 track1-2 pres 0515 Haik f · William.Haik@drgreview.com In order to receive your continuing education certificate(s) for this program, you must complete the online evaluation

©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.

13

Physician PaymentRelative Risk

Scenario 1 CMS relative risk factor

Female age 75 0.457

DM unspecified 0.102

UTI 0.0

Total 0.619

Scenario 2  CMS relative risk factor

Female age 75 0.457

DM with renal manifestation 0.508

CKD3 0.368

DM nephropathy Excluded by CKD3

UTI 0.0

Malnutrition, mild 0.856

Old MI 0.244

BKA status 0.678

Total 3.111

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Physician Value Modifier

Quality/cost Low cost Average cost High cost

High quality +2.0%** +1.0%** +0.0%

Average quality

+1.0%** +0.0% <0.5%>

Low quality +0.0% <0.5%> <1.0%>

**These tiers can get an additional +1% if the HCC risk score of your population is in the top 25% nationally

Value modifier amounts using quality tier method for CY 2015

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Physician Payment ACO/BPI

• The physicians and the hospital are merged into accountable care organizations (ACO), and their payments are bundled [bundled payment initiative (BPI)] based on the final DRG assignment and the attainment of specific quality measures

• Example: A patient admitted for hip replacement who is under treatment for the comorbidity of chronic systolic heart failure is considered more resource intensive; therefore, this patient results in a higher global payment to the physicians and the hospital than a patient admitted for hip replacement without the comorbidity of chronic systolic heart failure

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©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.

16

Hospital Value‐Based PurchasesFY 2015 Finalized Domains and Measures/Dimensions

17

PSI 03 – Pressure Ulcer RateExcludes: Hemiplegia, monoplegia, neurogenic bladder, etc.

PSI 06 – Iatrogenic Pneumothorax RateExcludes: Pleural effusion

PSI 07 – Central Venous Catheter–Related Bloodstream Infection RateExcludes: Immunocompromised state (cancer [present or past history]),  neutropenia, severe malnutrition, etc.

PSI 08 – Postoperative Hip Fracture RateExcludes: PDx of syncope, CVA, dementia, etc., or any diagnosis of MSsystem (e.g., osteoporosis) 

PSI 12 – Postoperative Pulmonary Embolism or Deep Vein Thrombosis RateExcludes: PDX of PE or DVT 

PSI 13 – Postoperative Sepsis RateExcludes: PDX of infection or immunocompromised state (cancer [present orpast history]), neutropenia, severe malnutrition, etc.

PSI 14 – Postoperative Wound Dehiscence RateExcludes: Immunocompromised state (cancer [present or past history]),  neutropenia, severe malnutrition, etc.

PSI 15 – Accidental Puncture or Laceration RateExcludes: Spinal surgery

Patient Safety for Selected Indicators (PSI 90)

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Patient Care

• The financial health of the hospital and the patient's health are directly intertwined

• The physician is the first and last patient advocate

nursing ratio

DRG severity  latest medications

advanced technology 

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©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.

19

DRG Definition With Examples of Incomplete Documentation 

DRG

(diagnostic related group) 

The thousands of diagnoses and procedures that occur in DRG hospitalized patients are bundled into approximately 750 clinically related and resource (cost) related groups.

20

DRG Definition With Examples of Incomplete Documentation 

• Hypertension

– Renovascular hypertension

– 1° hyperaldosteronism

– Essential hypertension

• GI diagnosis with large bowel resection

– Colon polyp with partial bowel 

resection

– Pancolitis with total colectomy 

On average, similar LOS, cost mortality

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DRG Definition With Examples of Incomplete Documentation 

Principal Dx (PDx) 

DRG  Other (additional) Dx (ODx)

+

OR procedures 

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©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.

22

DRG Definition With Examples of Incomplete Documentation 

Principal diagnosis (PDx) – condition after study that was chiefly responsible for occasioning the patient's admission to the hospital

Chest pain → endoscopy → PUD → lacerated esophagus → medias ni s → sepsis → ARDS

(admit dx)  (PDx)  (not PDx)

23

DRG Definition With Examples of Incomplete Documentation 

Coequal conditions – if two or more conditions are present on admission, required in‐hospital care, and are equally addressed, then either condition may be reported as the principal diagnosis 

– Principal Dx – acute systolic heart failure 

– Additional Dx – staphylococcal pneumonia 

– Principal Dx – staphylococcal pneumonia 

– Additional Dx – acute systolic heart failure 

DRG 291 (RW 1.5174)

DRG 177 (RW 2.0549)

24

DRG Definition With Examples of Incomplete Documentation 

• Coequal conditions

– Atrial fibrillation/acute systolic heart failure

– Acute exacerbation of COPD/atrial tachycardia

– Diabetic ketoacidosis/pneumonia

Page 9: ACDIS day1-6 track1-2 pres 0515 Haik f · William.Haik@drgreview.com In order to receive your continuing education certificate(s) for this program, you must complete the online evaluation

©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.

25

DRG Definition With Examples of Incomplete Documentation 

• Other (additional) diagnoses – conditions other than the principal diagnosis

– Comorbid conditions 

– Complications 

26

DRG Definition With Examples of Incomplete Documentation 

• Comorbid conditions – conditions which are “present on admission” (pre‐existing) may be chronic, but active, even if not acutely symptomatic

Examples:

1. Cardiomyopathy/chronic systolic/diastolic heart failure

2. Stage III decubitus ulcer of hip

3. Malnutrition/cachexia

4. CAD of venous bypass graft

27

DRG Definition With Examples of Incomplete Documentation (Comorbid Condition)

• Example

PDx – diverticulitis PDx – diverticulitis

ODx – none ODx – chronic systolic heart failure

OR procedure – sigmoidectomy OR procedure – sigmoidectomy

DRG 331 DRG 330

(RW 1.6361) (RW 2.5731)

Page 10: ACDIS day1-6 track1-2 pres 0515 Haik f · William.Haik@drgreview.com In order to receive your continuing education certificate(s) for this program, you must complete the online evaluation

©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.

28

DRG Definition With Examples of Incomplete Documentation 

• Complications – clinically significant conditions that occur during the hospital stay that impact patient care in terms of requiring evaluation, treatment, increased level of care (e.g., nursing care, telemetry, etc.), or increased length of stay

Examples:1. Acute blood loss anemia/drop in hematocrit

2. Hyponatremia

3. Thrush

4. Paroxysmal ventricular tachycardia 

29

DRG Definition With Examples of Incomplete Documentation (Complication) 

• Example

PDx – GI bleed PDx – GI bleed

ODx – none ODx – acute blood loss anemia 

OR procedure – none OR procedure – none

DRG 379  DRG 378 

(RW 0.7015) (RW 1.0168)

30

DRG Definition With Examples of Incomplete Documentation 

• Operating room procedures – procedures that require increased hospital resource use or serve as a marker for increased hospital resource use 

Examples:

1. Hip replacement 

2. Excisional debridement (removal of devitalized tissue by excision)

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©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.

31

DRG Definition With Examples of Incomplete Documentation (OR Procedure) 

• Example

PDx – decubitus ulcer  PDx – decubitus ulcer 

ODx – chronic systolic heart failure  ODx – chronic systolic heart failure

OR procedure – non‐excisional debridement

OR procedure – excisional debridement

DRG 593  DRG 571 

(RW 0.9912) (RW 1.4969)

32

DRG Definition With Examples of Incomplete Documentation 

• Specificity of diagnosis reporting – at the time of discharge, qualify symptoms or conditions to the highest level of specificity with such terms as suspected, probable, or still to be ruled out if there is supportive chart documentation to suspect their existence

– Outpa ent dx → dyspnea ( certainty)

– Inpatient dx → probable COPD ( specificity)

33

DRG Definition With Examples of Incomplete Documentation 

• Examples of specificity of inpatient diagnosis reporting 1. Syncope, probably secondary to paroxysmal ventricular tachycardia

2. Chest pain? – angina/CAD, esophagitis, Tietze syndrome, etc.

3. Pneumonia, secondary to "probable" aspiration, "suspected" gram‐negative bacterial organisms, etc.

4. Urosepsis? – UTI vs. sepsis from urinary origin

5. Acute renal insufficiency? – acute renal failure or injury, ATN  

6. Congestive heart failure? – systolic/diastolic, acute/chronic

7. Hypoxia? – acute respiratory failure, chronic respiratory failure, acute respiratory insufficiency

8. AMS ? – encephalopathy, acute confusion, etc. 

9. ↓ Na – hyponatremia, merely abnormal Na level

10. Decubitus ulcer? – stage/site

11. Malnutrition? – severity

12. Chronic renal failure? – stage

13. Schizophrenia? – acute, chronic, etc. 

14. Fracture? – traumatic versus osteoporotic (pathologic)

Page 12: ACDIS day1-6 track1-2 pres 0515 Haik f · William.Haik@drgreview.com In order to receive your continuing education certificate(s) for this program, you must complete the online evaluation

©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.

34

Physician Self‐Defense Tools

• Prompt and complete dictation

– H&P                                                       

– Discharge summary

– Operative report

• SOAP notes

– The assessment and plan should particularly be emphasized  

– The quality of the note is more important than the quantity

35

Physician Self‐Defense Tools

• Coder/CDI specialist/physician advisor

– These internal subject experts are not the problem, they are the solution to the problem

• External auditor correspondence

– Answer all external auditor inquiries regarding DRG modifications, admission denials, necessity of procedures, or quality of care

36

Thank you. Questions?

[email protected]

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