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©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.
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Coding and Physician Self‐Defense: Engaging Docs in CDI
William E. Haik, MD, FCCP, CDIP, AHIMA‐Approved ICD‐10‐CM/PCS Trainer
Consultant
Huff DRG Review Services
Fort Walton Beach, Florida
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Learning Objectives
• At the completion of this educational activity, the learner will be able to:
– Explain how medical chart documentation aids in accurate ICD‐9‐CM code assignment
– Demonstrate how ICD‐9‐CM coding and accurate clinical data collection can impact future patient care and funding
– Discuss how ICD‐9‐CM coding and accurate clinical data collection can impact physician performance profiling and reimbursement for physician services
©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.
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Coding and Physician Self‐DefenseGeneral
• How physicians are affected by coding
• Examples of incomplete documentation
• How to avoid these documentation pitfalls in the future
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How Are Physicians Affected by Coding?Performance Profiling
• Hospital cost
• Hospital length of stay Related to
• Mortality/readmission rate severity of
• Patient Safety Indicators illness
• Hospital‐acquired conditions
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How Are Physicians Affected by Coding?Performance Profiling
• Severity of illness = DRG relative weight (RW)
• Physician quality of care = Actual hospital cost of care
(report card) Predicted hospital cost of care(DRG severity level)
• cost for severity of illness = poor quality of care
©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.
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Profiling Agencies
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Performance
Core measures
Hospital‐acquired conditions
Mortality measures
Readmission measures
Patient safety
measures
Cost measures
Patient satisfaction
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How Are Physicians Affected by Coding?Performance Profiling
• The DRG severity level is determined by ICD‐9‐CM codes
– Antiquated coding system
– Coding dependent on physician documentation
©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.
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How Are Physicians Affected by Coding?Performance Profiling
GIGO!
Garbage in, garbage out
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Physician Payment ICD‐9‐CM/CPT
Admission diagnosis
ICD‐9‐CM code CPT‐5 code Limited charge
Bronchitis 466.0 99221 $108
Bronchitis w/COPD
491.21 99222 $144
Bronchitis w/COPD w/ARF
518.81/491.21 99291 $291
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Physician Payment Value‐Based Physician Payment
• As per section 3007 of the Patient Protection and Affordable Care Act, CMS implemented a value‐based payment modifier for the Medicare physician fee schedule based on the “quality of care compared to cost.” Beginning in 2013, Medicare started collecting ICD‐9‐CM codes to reflect severity of a patient’s illness (HCC bundles) and, therefore, cost efficiency with implementation beginning in 2015.
©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.
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Physician PaymentRelative Risk
Scenario 1 CMS relative risk factor
Female age 75 0.457
DM unspecified 0.102
UTI 0.0
Total 0.619
Scenario 2 CMS relative risk factor
Female age 75 0.457
DM with renal manifestation 0.508
CKD3 0.368
DM nephropathy Excluded by CKD3
UTI 0.0
Malnutrition, mild 0.856
Old MI 0.244
BKA status 0.678
Total 3.111
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Physician Value Modifier
Quality/cost Low cost Average cost High cost
High quality +2.0%** +1.0%** +0.0%
Average quality
+1.0%** +0.0% <0.5%>
Low quality +0.0% <0.5%> <1.0%>
**These tiers can get an additional +1% if the HCC risk score of your population is in the top 25% nationally
Value modifier amounts using quality tier method for CY 2015
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Physician Payment ACO/BPI
• The physicians and the hospital are merged into accountable care organizations (ACO), and their payments are bundled [bundled payment initiative (BPI)] based on the final DRG assignment and the attainment of specific quality measures
• Example: A patient admitted for hip replacement who is under treatment for the comorbidity of chronic systolic heart failure is considered more resource intensive; therefore, this patient results in a higher global payment to the physicians and the hospital than a patient admitted for hip replacement without the comorbidity of chronic systolic heart failure
©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.
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Hospital Value‐Based PurchasesFY 2015 Finalized Domains and Measures/Dimensions
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PSI 03 – Pressure Ulcer RateExcludes: Hemiplegia, monoplegia, neurogenic bladder, etc.
PSI 06 – Iatrogenic Pneumothorax RateExcludes: Pleural effusion
PSI 07 – Central Venous Catheter–Related Bloodstream Infection RateExcludes: Immunocompromised state (cancer [present or past history]), neutropenia, severe malnutrition, etc.
PSI 08 – Postoperative Hip Fracture RateExcludes: PDx of syncope, CVA, dementia, etc., or any diagnosis of MSsystem (e.g., osteoporosis)
PSI 12 – Postoperative Pulmonary Embolism or Deep Vein Thrombosis RateExcludes: PDX of PE or DVT
PSI 13 – Postoperative Sepsis RateExcludes: PDX of infection or immunocompromised state (cancer [present orpast history]), neutropenia, severe malnutrition, etc.
PSI 14 – Postoperative Wound Dehiscence RateExcludes: Immunocompromised state (cancer [present or past history]), neutropenia, severe malnutrition, etc.
PSI 15 – Accidental Puncture or Laceration RateExcludes: Spinal surgery
Patient Safety for Selected Indicators (PSI 90)
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Patient Care
• The financial health of the hospital and the patient's health are directly intertwined
• The physician is the first and last patient advocate
nursing ratio
DRG severity latest medications
advanced technology
©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.
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DRG Definition With Examples of Incomplete Documentation
DRG
(diagnostic related group)
The thousands of diagnoses and procedures that occur in DRG hospitalized patients are bundled into approximately 750 clinically related and resource (cost) related groups.
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DRG Definition With Examples of Incomplete Documentation
• Hypertension
– Renovascular hypertension
– 1° hyperaldosteronism
– Essential hypertension
• GI diagnosis with large bowel resection
– Colon polyp with partial bowel
resection
– Pancolitis with total colectomy
On average, similar LOS, cost mortality
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DRG Definition With Examples of Incomplete Documentation
Principal Dx (PDx)
+
DRG Other (additional) Dx (ODx)
+
OR procedures
©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.
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DRG Definition With Examples of Incomplete Documentation
Principal diagnosis (PDx) – condition after study that was chiefly responsible for occasioning the patient's admission to the hospital
Chest pain → endoscopy → PUD → lacerated esophagus → medias ni s → sepsis → ARDS
(admit dx) (PDx) (not PDx)
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DRG Definition With Examples of Incomplete Documentation
Coequal conditions – if two or more conditions are present on admission, required in‐hospital care, and are equally addressed, then either condition may be reported as the principal diagnosis
– Principal Dx – acute systolic heart failure
– Additional Dx – staphylococcal pneumonia
– Principal Dx – staphylococcal pneumonia
– Additional Dx – acute systolic heart failure
DRG 291 (RW 1.5174)
DRG 177 (RW 2.0549)
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DRG Definition With Examples of Incomplete Documentation
• Coequal conditions
– Atrial fibrillation/acute systolic heart failure
– Acute exacerbation of COPD/atrial tachycardia
– Diabetic ketoacidosis/pneumonia
©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.
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DRG Definition With Examples of Incomplete Documentation
• Other (additional) diagnoses – conditions other than the principal diagnosis
– Comorbid conditions
– Complications
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DRG Definition With Examples of Incomplete Documentation
• Comorbid conditions – conditions which are “present on admission” (pre‐existing) may be chronic, but active, even if not acutely symptomatic
Examples:
1. Cardiomyopathy/chronic systolic/diastolic heart failure
2. Stage III decubitus ulcer of hip
3. Malnutrition/cachexia
4. CAD of venous bypass graft
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DRG Definition With Examples of Incomplete Documentation (Comorbid Condition)
• Example
PDx – diverticulitis PDx – diverticulitis
ODx – none ODx – chronic systolic heart failure
OR procedure – sigmoidectomy OR procedure – sigmoidectomy
DRG 331 DRG 330
(RW 1.6361) (RW 2.5731)
©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.
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DRG Definition With Examples of Incomplete Documentation
• Complications – clinically significant conditions that occur during the hospital stay that impact patient care in terms of requiring evaluation, treatment, increased level of care (e.g., nursing care, telemetry, etc.), or increased length of stay
Examples:1. Acute blood loss anemia/drop in hematocrit
2. Hyponatremia
3. Thrush
4. Paroxysmal ventricular tachycardia
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DRG Definition With Examples of Incomplete Documentation (Complication)
• Example
PDx – GI bleed PDx – GI bleed
ODx – none ODx – acute blood loss anemia
OR procedure – none OR procedure – none
DRG 379 DRG 378
(RW 0.7015) (RW 1.0168)
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DRG Definition With Examples of Incomplete Documentation
• Operating room procedures – procedures that require increased hospital resource use or serve as a marker for increased hospital resource use
Examples:
1. Hip replacement
2. Excisional debridement (removal of devitalized tissue by excision)
©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.
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DRG Definition With Examples of Incomplete Documentation (OR Procedure)
• Example
PDx – decubitus ulcer PDx – decubitus ulcer
ODx – chronic systolic heart failure ODx – chronic systolic heart failure
OR procedure – non‐excisional debridement
OR procedure – excisional debridement
DRG 593 DRG 571
(RW 0.9912) (RW 1.4969)
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DRG Definition With Examples of Incomplete Documentation
• Specificity of diagnosis reporting – at the time of discharge, qualify symptoms or conditions to the highest level of specificity with such terms as suspected, probable, or still to be ruled out if there is supportive chart documentation to suspect their existence
– Outpa ent dx → dyspnea ( certainty)
– Inpatient dx → probable COPD ( specificity)
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DRG Definition With Examples of Incomplete Documentation
• Examples of specificity of inpatient diagnosis reporting 1. Syncope, probably secondary to paroxysmal ventricular tachycardia
2. Chest pain? – angina/CAD, esophagitis, Tietze syndrome, etc.
3. Pneumonia, secondary to "probable" aspiration, "suspected" gram‐negative bacterial organisms, etc.
4. Urosepsis? – UTI vs. sepsis from urinary origin
5. Acute renal insufficiency? – acute renal failure or injury, ATN
6. Congestive heart failure? – systolic/diastolic, acute/chronic
7. Hypoxia? – acute respiratory failure, chronic respiratory failure, acute respiratory insufficiency
8. AMS ? – encephalopathy, acute confusion, etc.
9. ↓ Na – hyponatremia, merely abnormal Na level
10. Decubitus ulcer? – stage/site
11. Malnutrition? – severity
12. Chronic renal failure? – stage
13. Schizophrenia? – acute, chronic, etc.
14. Fracture? – traumatic versus osteoporotic (pathologic)
©2015 HCPro, a division of BLR. All rights reserved. These materials may not be duplicated without express written permission.
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Physician Self‐Defense Tools
• Prompt and complete dictation
– H&P
– Discharge summary
– Operative report
• SOAP notes
– The assessment and plan should particularly be emphasized
– The quality of the note is more important than the quantity
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Physician Self‐Defense Tools
• Coder/CDI specialist/physician advisor
– These internal subject experts are not the problem, they are the solution to the problem
• External auditor correspondence
– Answer all external auditor inquiries regarding DRG modifications, admission denials, necessity of procedures, or quality of care
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Thank you. Questions?
In order to receive your continuing education certificate(s) for this program, you must complete the online evaluation. The link can be found in the continuing education section at the front of the program guide.