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Accident Investigation
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Accident Investigation
© Business & Legal Reports, Inc. 0603
Session ObjectivesYou will be able to:• Understand your role in the investigation
process• Gather facts• Talk to witnesses• Determine causal factors• Identify corrective actions
© Business & Legal Reports, Inc. 0603
Why Investigate Accidents?• Determine the root cause• Identify corrective actions• Prevent the accident from happening again• Document the accident• Complete OSHA-required reporting
© Business & Legal Reports, Inc. 0603
OSHA Wants to Know• Employee fatality—notify OSHA in 8 hours• Three employees hospitalized—notify
OSHA• Document each injury• Record injuries on OSHA 300 Log• Post OSHA 300 Log
© Business & Legal Reports, Inc. 0603
You Have Key Roles• Report any accident or near-miss
immediately• As a witness, describe what you observed• Provide your knowledge of normal operating
practices in the situation• Suggest corrective actions
© Business & Legal Reports, Inc. 0603
Accident Investigation Team• Employees trained to
investigate accidents• Safety committee
member• Supervisor• Safety manager• Production manager• Plant manager
© Business & Legal Reports, Inc. 0603
Investigator’s Qualifications• Understand important role of accident
investigation• Have authority and accountability• Have skills to evaluate the incident• Communicate details
© Business & Legal Reports, Inc. 0603
Why Investigate and Your Role—Any Questions• Any questions about
why we need to investigate accidents or your role in the investigation process?
© Business & Legal Reports, Inc. 0603
Investigate All Accidents• Workplace fatality• Lost time from the job
or days away from work• Restricted ability to
work• Medical treatment• First aid • Near-miss incidents
© Business & Legal Reports, Inc. 0603
When to Investigate?• Immediately after
incident• Interview witnesses
before memories fade• Assess the scene
before clues are moved• Finish investigation
quickly
© Business & Legal Reports, Inc. 0603
Accident Investigation Is Like a Police Investigation• Check the scene
before anything has been moved• Assemble evidence• Interview the witnesses• Not looking for a
criminal; not trying to place blame on anyone• Find what, why, and
how
© Business & Legal Reports, Inc. 0603
The Accident Occurs• Employee immediately reports the accident
to a supervisor• Supervisor treats the injury or assesses
need for outside medical treatment• Accident scene is left intact• Supervisor contacts the accident
investigation team• If able, injured employee completes incident
form
© Business & Legal Reports, Inc. 0603
Beginning the Investigation• Get the investigation kit• Team reports to the
scene• Look at the big
picture• Record initial
observations• Take pictures
© Business & Legal Reports, Inc. 0603
Investigation Kit• Camera • Report forms,
clipboard, pens• Barricade tape• Flashlight• Tape measure• Tape recorder• Work gloves
© Business & Legal Reports, Inc. 0603
Any Questions?• Any questions about
what and when to investigate or the investigation kit?
© Business & Legal Reports, Inc. 0603
Questions that Need Answers• What happened?• When did it happen?• Where did it happen?• Who was involved?• How did it happen?• Why did it happen?• How can we keep it
from happening again?
© Business & Legal Reports, Inc. 0603
Fact Gathering• Name of injured and
involved employees• Name of witnesses• Date and time of the
incident• Work shift information
© Business & Legal Reports, Inc. 0603
Fact Gathering (cont.)
• General location of the incident• Specific location of involved employees• Normal job duties and training• Type of injury and body part injured
© Business & Legal Reports, Inc. 0603
Fact Gathering (cont.)
• Machines, tools, or equipment• Chemicals involved• Environmental
conditions• Production schedule
© Business & Legal Reports, Inc. 0603
Interviewing Witnesses• Interview witnesses one at a time• Convey your desire to prevent accidents• Encourage witness to describe the accident
in his or her own words• Discuss what happened leading up to and
after the accident• Use open-ended questions
© Business & Legal Reports, Inc. 0603
Sequence of Events• Events leading up to
the incident• Describe events of the
incident• Events that happened
immediately after the incident• Draw a chart of the
events
© Business & Legal Reports, Inc. 0603
Incident Description• Details so reader can
clearly picture the incident• Specific body parts
affected• Specific motions of
injured employee just before, during, and after incident
© Business & Legal Reports, Inc. 0603
Any Questions?• Any questions about
gathering facts, interviewing witnesses, or describing the incident?
© Business & Legal Reports, Inc. 0603
Causal Factors• Try not to accept single cause theory• Identify underlying causes • Primary cause• Secondary causes
© Business & Legal Reports, Inc. 0603
Corrective Actions• Immediate corrective actions• Recommended corrective actions
• Employee training• Preventive maintenance activities• Better job procedures• Hazard recognition• Engineering or administrative changes
© Business & Legal Reports, Inc. 0603
Completed Report• Signed by investigation
team members• Signed by injured
employee• Forwarded to
management
© Business & Legal Reports, Inc. 0603
Causes and Corrective Actions—Any Questions?• Any questions about
finding causal factors or implementing corrective actions?
© Business & Legal Reports, Inc. 0603
Key Points to Remember• Accident investigations prevent other
accidents• Investigate accidents immediately• Gather all the facts• Interview witnesses one at a time• Record detailed description• Determine causal factors• Conduct corrective actions