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Acceptance Sampling
McGraw-Hill/Irwin Copyright © 2012 by The McGraw-Hill Companies, Inc. All rights reserved.
You should be able to:1. Explain the purpose of acceptance sampling2. Contrast acceptance sampling and process
control3. Compare and contrast single- and multiple-
sampling plans4. Determine the average outgoing quality of
inspected lots
Instructor Slides 10S-2
Acceptance samplingA form of inspection applied to lots or batches
of items before or after a process, to judge conformance with predetermined standards
May be applied to both attribute and variable inspection
Instructor Slides 10S-3
The purpose of acceptance sampling is to decide whether a lot satisfies predetermined standardsLots that satisfy these standards are passed or
acceptedRejected lots may be subjected to 100 percent
inspectionIn the case of purchased goods, they may be
returned for credit or replacement
Instructor Slides 10S-4
Acceptance sampling is most useful when at least one of the following conditions exists:1. A large number of items must be processed in a short
time2. The cost consequences of passing defectives are low3. Destruction testing is required4. Fatigue or boredom caused by inspecting large
numbers of items leads to inspection errors
Instructor Slides 10S-5
Sampling plans:Plans that specify lot size, sample size, number
of samples, and acceptance/rejection criteriaSingle-sampling planDouble-sampling planMultiple-sampling plan
Instructor Slides 10S-6
Single-sampling planOne random sample is drawn from each lotEvery item in the sample is inspected and
classified as “good” or “defective”If any sample contains more than a specified
number of defectives, c, the lot is rejected
Instructor Slides 10S-7
Double-Sampling Plan Allows the opportunity to take a second sample if the results
of the initial sample are inconclusiveTwo values are specified for the number of defective items
A lower level, c1
An upper level, c2 If the number of defectives in the first sample is
≤ c1 the lot is accepted and sampling is terminated > c2 the lot is rejected and sampling is terminated Between c1 and c2 a second sample is collected
The number of defectives in both samples is compared to a third value, c3 If the combined number of defectives does not exceed this
value, the lot is accepted; otherwise, it is rejected
Instructor Slides 10S-8
Multiple-sampling plan Similar to a double-sampling plan except more than two
samples may be required A sampling plan will specify each sample size and two limits
for each sampleThe limit values increase with the number of samples If, for any sample, the cumulative number of defectives
found exceeds the upper limit specified, the lot is rejected If for any sample the cumulative number of defectives
found is less than or equal to the lower limit, the lot is accepted.
If the number of defectives found is between the two limits, another sample is taken
The process continues until the lot is accepted or rejected
Instructor Slides 10S-9
Sampling plan choice is dictated by cost and time required for inspectionTwo primary considerations:
Number of samples neededTotal number of observations required
Instructor Slides 10S-10
Single-sampling plan requires only one sample; however, the sample size is large compared to the total number of observations taken under double- or multiple-sampling plansSingle-sampling plans preferred when the cost of
collecting a sample is high relative to the cost of analyzing the observations
When cost of analyzing observations is high (e.g., destructive testing), double- or multiple-sampling plans are more desirable
Instructor Slides 10S-11
An important sampling plan characteristic is how it discriminates between high and low quality
OC curves describe a sampling plan’s ability to discriminate OC curve
Probability curve that shows the probabilities of accepting lots with various fractions defective
Instructor Slides 10S-12
No sampling plan perfectly discriminates between good and bad quality
The degree to which a sampling plan discriminates is a function of the graph’s OC curve Steeper OC curves are more discriminating
Instructor Slides 10S-14
To perfectly discriminate, theoretically, between “good” and “bad” quality would require 100% inspection.
100% inspection is impracticalCostly and time-consumingDestructive testing
Instructor Slides 10S-16
Given the impracticality of 100% inspection, buyers are willing to live with a small number of defectives if the cost of doing so is lowUsually, in the range of 1% - 2% defective
Instructor Slides 10S-17
Acceptable quality Level (AQL)The percentage level of defects at which
consumers are willing to accept lots as “good”Lot tolerance percent defective (LTPD)
The upper limit on the percentage of defects that a consumer is willing to accept
Instructor Slides 10S-18
Customers want quality equal to or better than the AQL, and are willing to accept some lots with quality as poor as the LTPD, but they prefer not to accept any lots with a defective percentage that exceeds the LTPD
Instructor Slides 10S-19
Consumer’s risk, βThe probability that a lot containing defects
exceeding LTPD will be acceptedManufacturer’s risk, α
The probability that a lot containing the acceptable quality level will be rejected
Instructor Slides 10S-20
Many sampling plans are developed to have a Producer’s risk of 5 percent Consumer’s risk of 10 percent
Standard references are widely available to obtain sample sizes and acceptance criteria for sampling plans Government MIL-STD tables
Instructor Slides 10S-21
When sample size is small relative to lot size, it is reasonable to use the binomial distribution to obtain the probabilities that a lot will be accepted for various lot qualitiesn/N<5 percent
When n > 20 and p < .05, the Poisson distribution is useful in constructing OC curves for proportions In effect, the Poisson distribution is used to approximate
the binomial
Instructor Slides 10S-23
Suppose you want to develop an OC curve for a situation in whichn = 10N = 2,000 itemsLot is accepted if no more than c = 1 defective
is found
Instructor Slides 10S-24
Fraction Defective, p
n x .05 .10 .15 .20 .25 .30 .35 .40 .45 .50 .55 .60
10 0 .5987
.3487
.1969
.1074
.0563
.0282
.0135
.0060
.0025
.0010
.0003
.0001
c= 1 1 .9193
.7361
.5443
.3758
.2440
.0860
.0860
.0464
.0233
.0107
.0045
.0017
2 .9885
.9298
.8202
.6778
.5256
.3828
.2616
.1673
.0996
.0547
.0274
.0123
3 .9990
.9872
.9500
.8791
.7759
.6496
.5138
.3823
.2660
.1719
.1020
.0548
Instructor Slides 10S-25
An interesting feature of acceptance sampling is that the level of inspection automatically adjusts to the quality of the lots being inspected, assuming rejected lots are subjected to 100 percent inspectionGood lots have a high probability and bad lots
a low probability of being accepted.If the lots inspected are mostly good, few will end
up going through 100 percent inspection.The poorer the quality of the lots, the greater the
number of lots that will come under close scrutiny
Instructor Slides 10S-27
Average outgoing qualityAverage of rejected lots (100 percent
inspection) and accepted lots (a sample of items inspected)
size Sample defectiveFraction
sizeLot lot theaccepting ofy Probabilit
where
AOQ
np
NP
N
nNpP
ac
ac
Instructor Slides 10S-28
In practice, the last term of the AOQ formula is close to 1.0
Eliminate this term, so
Construct the AOQ curve for this situationN = 500, n = 10, and c = 1
pPac AOQ
p .05 .10 .15 .20 .25 .30 .35 .40
pac .9193
.7361
.5443
.3758
.2440
.0860
.0860
.0464
AOQ .046
.074
.082
.075
.061
.045
.030
.019
Instructor Slides 10S-29
0
0.02
0.04
0.06
0.08
0.1
0 0.1 0.2 0.3 0.4 0.5
AO
Q
Incoming fraction defective
Approximate AOQ = .082
Instructor Slides 10S-30
A manager can determine the worst possible outgoing quality
The manager can determine the amount of inspection that will be needed by obtaining an estimate of the incoming quality
Information can be used to establish the relationship between inspection cost and the incoming fraction defective Underscores the benefit of process improvement over weeding
out defectives via inspection
Instructor Slides 10S-31