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CERN-ACC-2018-0018 11/06/2018 CERN-ACC-2018-0018 June 2018 [email protected] About flat telescopic optics for the future operation of the LHC S. Fartoukh, N. Karastathis, L. Ponce, M. Solfaroli, R. Tomas Keywords: LHC and HL-LHC optics, ATS Scheme Summary This report discusses and motivates the possible deployment of flat collision optics for the future operation of the LHC. Performance reach estimates are presented, showing a possible improvement of the peak lu- minosity by 20 % at constant beam parameters in comparison with round optics, and a virtual luminosity reaching 1.0 × 10 35 cm -2 s -1 assuming the availability, inject-ability and ramp-ability up to 7.0 TeV of the full LIU beam by the end of Run III. These estimates are supported by a certain number of simulation results, including beam-beam effects, and operational aspects based on the first LHC machine development session which took place with probe beams and flat optics in 2017. The main expected optics limitations, together with possible mitigation measures, are also analyzed in details. 1 Introduction and main motivations 1.1 General description and considerations One key ingredient to push the performance of a collider is the reduction of the transverse beam sizes at the interaction point (IP), which are directly given by the transverse beam emittances and by the value of the β -functions at the IP, i.e. β * x and β * y . In the LHC, collision optics are generally considered as being “round” by default, i.e. with β * x = β * y β * , (1) while, in principle, flat collision optics can also be built, i.e. with a β * aspect ratio not necessarily equal to unity and defined as follows: r * β * X * || , (2) with β * X and β * || representing the β * values in the crossing and parallel separation planes, respec- tively. To be competitive with round optics in terms of performance, the geometric average of these two β * ’s shall obviously be preserved when flattening the optics at the IP: β * eq. q β * X β * || cst . (3) 1

About flat telescopic optics for the future operation of the LHCcds.cern.ch/record/2622595/files/CERN-ACC-2018-0018.pdf · 2018. 6. 12. · About flat telescopic optics for the

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  • CER

    N-A

    CC

    -201

    8-00

    1811

    /06/

    2018

    CERN-ACC-2018-0018June 2018

    [email protected]

    About flat telescopic optics for the future operation of the LHC

    S. Fartoukh, N. Karastathis, L. Ponce, M. Solfaroli, R. Tomas

    Keywords: LHC and HL-LHC optics, ATS Scheme

    Summary

    This report discusses and motivates the possible deployment of flat collision optics for the future operationof the LHC. Performance reach estimates are presented, showing a possible improvement of the peak lu-minosity by 20 % at constant beam parameters in comparison with round optics, and a virtual luminosityreaching 1.0 × 1035 cm−2s−1 assuming the availability, inject-ability and ramp-ability up to 7.0 TeV ofthe full LIU beam by the end of Run III. These estimates are supported by a certain number of simulationresults, including beam-beam effects, and operational aspects based on the first LHC machine developmentsession which took place with probe beams and flat optics in 2017. The main expected optics limitations,together with possible mitigation measures, are also analyzed in details.

    1 Introduction and main motivations

    1.1 General description and considerationsOne key ingredient to push the performance of a collider is the reduction of the transverse beamsizes at the interaction point (IP), which are directly given by the transverse beam emittances andby the value of the β-functions at the IP, i.e. β∗x and β

    ∗y . In the LHC, collision optics are generally

    considered as being “round” by default, i.e. with

    β∗x = β∗y ≡ β∗ , (1)

    while, in principle, flat collision optics can also be built, i.e. with a β∗ aspect ratio not necessarilyequal to unity and defined as follows:

    r∗ ≡ β∗X/β∗|| , (2)

    with β∗X and β∗|| representing the β

    ∗ values in the crossing and parallel separation planes, respec-tively. To be competitive with round optics in terms of performance, the geometric average of thesetwo β∗’s shall obviously be preserved when flattening the optics at the IP:

    β∗eq. ≡√β∗Xβ

    ∗|| ∼ cst . (3)

    1

  • Combining the two definitions of above, the β∗ value in each of the two transverse planes can alsobe parametrized as follows: {

    β∗X = β∗eq. ×

    √r∗

    β∗|| = β∗eq./√r∗

    . (4)

    As a result, when flattening a given optics at constant β∗eq., i.e. acting only on r∗, β∗ shall be further

    pushed in one of the two transverse planes. The corresponding peak β function is then increasedin proportion in the inner triplet, compared to a round optics with the same equivalent β∗, whichfurthermore justifies the usage of the ATS [1] techniques in the case of flat optics. In order tomitigate the subsequent reduction of mechanical aperture in the inner triplet, and ideally to evenpreserve it, the crossing plane shall then be chosen as the plane of the largest β∗, which leads to

    r∗ ≥ 1 , (5)

    according to the definition of this quantity given in Eq. (2). More specifically for the LHC, due tothe race-track shape of the beam screens equipping the existing inner triplets, in particular orientedvertically in IR1 (ATLAS) and horizontally in IR5 (CMS), and targeting flat collision optics withan aspect ratio much larger than unity (typically in the range of r∗ ∼ 3 − 4 for the LHC, seeSection 2.3), the crossing angle shall be chosen horizontal in ATLAS and vertical in CMS, i.e.leading to a crossing configuration which is exactly opposite to the present one with round optics(see sketch in Fig. 1). In addition to the drastic modifications of the optical functions in flat opticsconfiguration, which results, as we will see later, to a substantial improvement in terms of peakperformance (∼ +20% at constant beam parameters), a re-orientation of the crossing planes inthe ATLAS and CMS insertions is not without any other consequences, which are of completelydifferent nature and are enumerated hereafter.

    • Forward-Physics experiments - During the proton run, two forward-physics experiments,namely AFP [3] and CT-PPS [4] hosted in IR1 and IR5, respectively, are parasitically takingdata, using dedicated detectors (roman pots) installed in between Q5 and Q6. The concept ofboth experiments relies on the very modest dispersion of ∼ 10 cm generated by the D1/D2separation/recombination dipoles located in between Q3 and Q4. This small dispersion ishowever very sensitive to any optics perturbations, in particular the magnitude and orienta-tion of the crossing angle. When horizontal, the crossing angle indeed impacts negativelyand substantially on this quantity (at a level up to 30-40%), which increases in proportionthe minimum mass observation threshold which is accessible by the experiment. Whileoperating the LHC in round optics mode (with V/H crossing in IR1/5) offers more advanta-geous conditions for the AFP experiment, the situation becomes more favorable to CT-PPSassuming a running mode with flat collision optics (and H/V crossing in IR1/5).

    • Triplet luminosity lifetime - It has been recently realized (and already partially imple-mented) that dedicated crossing angle gymnastics can potentially reduce the peak radiationdose deposited at specific locations in the inner triplet, and therefore increase its luminositylifetime [5]. Passing to flat optics for the third exploitation period of the LHC, over the fullperiod or only a fraction of it, more precisely alternating between a VH and HV crossingscheme in ATLAS and CMS, will definitely help in this direction, preserving as much aspossible the IR1 and IR5 triplets, in their present functionality, or as spare magnets for IR2and IR8 in the HL-LHC era.

    2

  • Figure 1: Sketch for the beam footprint in the inner triplets of IR1 (top) and IR5 (bottom), for round(left) and flat (right) optics configurations [2]. The small circles on the left/right or top/bottomsides of the (out-of-scale) beam-screens represent the helium capillaries, reducing the mechanicalaperture of the inner triplet by about 2× 5 mm in one of the two transverse planes.

    1.2 Performance reachAfter some algebra on the well-known expression of the geometric luminosity loss factor in thepresence of a crossing angle, the peak luminosity for flat optics can be written as a function of r∗

    and β∗eq. as defined in (2) and (3), of the normalised crossing angle αX , and of the r.m.s. bunchlength σz:

    Lflat[r∗, β∗eq.

    ]= L0

    (β∗eq.)× F (r∗) with F (r∗) ≡ 1√

    1 +1

    r∗

    (αXσz2β∗eq.

    )2 , (6)where L0(β∗) denotes the peak luminosity obtained for head-on collisions and a round collisionoptics matched to a certain β∗. It is worth mentioning that the normalised crossing angle is bydefinition normalised by the beam divergence in the plane of largest β∗, i.e.

    αX ≡ ΘX/√�/β∗X , (7)

    3

  • with � denoting the r.m.s. transverse beam emittance, assumed to be round, and ΘX the physicalcrossing angle at the IP. This detail is of great importance in the sense that when working at constantnormalised crossing angle αX , the physical crossing angle is then reduced by the factor r∗

    1/4 forflat optics compared to a round optics with the same equivalent β∗:

    αX[r∗, β∗eq.

    ]≡ cst⇒ ΘX ∝ 1/β∗

    1/2

    eq. /r∗1/4 . (8)

    A naive inspection of Eq. (6) would conclude that flattening a given round optics at constant β∗eq.,and constant normalised crossing angle αX , could asymptotically lead to the full recovery of thehead-on luminosity L0 at infinitely large β∗ aspect ratio:

    limr∗→∞

    Lflat[r∗, β∗eq.

    ]= L0

    (β∗eq.). (9)

    In practice, the β∗ aspect ratio is obviously limited by the available triplet aperture. But still, a β∗

    aspect ratio of up to r∗ ∼ 3 − 4 seems to correctly match the mechanical aperture of the existingLHC triplets, assuming of course the crossing plane re-orientation previously discussed (see Sec-tion 1.2). On the other hand, the normalised crossing angle can in general not be preserved, i.e.should itself be increased with r∗ to work at constant dynamic aperture when flattening a givenround optics at constant β∗eq.. The physical reason behind this fact is two-fold. The first one, whichis LHC specific, comes from the self-compensation of the tune shift and, in general, of the b4n+2-like detuning terms (n = 0, 1, . . .) induced by the long-range beam-beam (BBLR) interactions inthe two high-luminosity insertions IR1 and IR5, assuming the same round optics in both IR’s andan alternated HV or VH crossing scheme. For flat optics, this compensation is only partial and van-ishes quite rapidly with r∗. Secondly, even at constant physical crossing angle ΘX , and a fortioriat constant normalised crossing angle leading to the scaling ΘX ∝ 1/r∗

    1/4 [see Eq. (8)], the non-linear perturbations induced by the long-range beam-beam interactions is substantially enhanced.For instance, the BBLR-induced octupole-like tune spread increases like ∼ r∗2 when flattening around optics at constant normalised crossing angle and constant β∗eq. (see Section 2.5). A simplerule of thumb is that for LHC flat optics with a typical β∗ aspect ratio of 4, the physical crossingangle ΘX should be more or less kept constant in comparison with the round optics of the sameequivalent β∗. This in turns means that the normalised crossing angle should be increased by thefactor r∗1/4 , i.e. that the factor 1/r∗ occurring in the denominator of the luminosity loss factor for-mula [Eq. (6)] should actually be replaced by ∼ 1/

    √r∗. Therefore, without any dedicated action,

    the peak luminosity offered by flat optics should still be increased with respect to that accessibleby round optics but, qualitatively, not at a level which could really justify the additional level ofrisk and complexity, e.g. induced by the net increase of the peak β-function in one of the twotransverse planes.In this context, two possible BBLR mitigation strategies have been developed in the past few yearsin order to further motivate a possible operation of the LHC with flat collision optics. The firstone consists in using long-range beam-beam compensation DC current wires, as proposed twodecades ago during the design phase of the LHC assuming round collision optics [6], with dedi-cated hardware recently developed and being tested in the LHC in order to assess this techniqueexperimentally [7]. Combined with flat optics, this alternative approach offers the only existingback-up machine configuration which is able to preserve the HL-LHC performance in case ofstrong limitation in the crab-cavity system [8, 9], the so-called HL-LHC Plan B. This configura-tion will not be further discussed in the rest of the paper, although it represents one of the main

    4

  • 1 2 3 4 5 6Telescopic Index

    2

    3

    4

    5MO tune spread relative increase

    Figure 2: Relative increase of the total tune spread induced at constant strength by the latticeoctupoles (MO) in both transverse planes, as a function of the telescopic index of ATS optics, forround (black) and flat (red) optics. In the case of flat optics, the telescope is assumed to be onlydeployed in the plane of smallest β∗ (i.e. parallel separation plane, vertical in IR1 and horizontalin IR5), while β∗ is supposed to be maintained to its pre-squeezed value in the crossing plane.

    justifications for developing and testing flat optics in the LHC, starting from dedicated machinedevelopment sessions (see Section 4). The second mitigation strategy consists in using the exist-ing lattice octupoles with negative polarity. Indeed, (i) more than 25 % of them are substantiallyboosted in terms of tune spread induced at constant strength, more precisely half of Landau oc-tupoles located in the four arcs where the telescopic techniques of the ATS is deployed (see Fig.2), and (ii) the latter are correctly phased (at ∼ k π) with respect to the long-range beam-beamencounters in IR1 and IR5 [10, 11]. A dedicated machine configuration was set up recently tovalidate this technique with beam, and gave extremely encouraging results for round telescopicoptics of high telescopic indexes [12]. Furthermore, as will be shown later (see Section 2.5), firstsimulation results seem to demonstrate that the technique works as well for flat telescopic optics,indicating that a normalised crossing angle as small as 10σ could still be acceptable for a β∗ aspectratio up to 4, and assuming the present LHC beam intensity (1.10− 1.25× 1011 proton/bunch with16 BBLR encounters per IP side). This normalised beam-beam separation becomes quite close totypical values recommended for round optics in the LHC, ranging in between 9.4σ [13] and 8.6σ,at least for a beam emittance not smaller than 2−2.5µm to keep the head-on beam tune shift undercontrol, as obtained in more aggressive and/or sophisticated scenarios, in particular with workingpoint optimization [14].All this brings us to a possible quantitative comparison between round and flat optics in termsof peak luminosity reach in Run III, or, let us say, in terms of virtual luminosity to employ theHL-LHC terminology. Working at a quasi-constant normalised aperture (see Section 2.3) of 9.0“collimation” σ in the inner triplet1, which is a value agreed by the collimation and machine pro-tection teams for the 2018 LHC Run [15], two natural optics candidates show up:

    • Round Optics with β∗ = 27.0 cm and a full crossing angle of 320µrad (8.7σ). This set ofparameters will serve as reference to compare with flat optics, even if already pushed with

    1The so-called collimation σ refers to a reference emittance of γ� = 3.5µm.

    5

  • Beam Energy [TeV] 6.5Bunch length r.m.s. [cm] 7.5Normalised emittance [µrad] 2.5Number of collisions in IP1/5 2592 2592 2592 2748Protons /bunch [1011] 1.25 1.25 1.25 1.80 (2.20)Optics Round Flatβ∗X/β

    ∗|| [cm] 27.0/27.0 60.0/15.0 50.0/15.0 50.0/15.0

    Full crossing angle [µrad] 320 245 270 270Virtual Luminosity [1034 cm−2s−1] 2.36 2.73 2.83 6.2 (9.3)Lumi levelling period at 2×1034 [h] 2.2 4.0 4.4 18.4 (27.8)Pile-up events (PU) at 2×1034 62.5 62.5 62.5 59.2Peak PU density in stable beam [mm−1] 0.74 0.58 0.61 0.57

    Table 1: Estimated performance reach for typical LHC beam parameters, and LHC-compatibleround and flat collision optics, in various cases including higher bunch population as foreseen inRun III. A beam energy of 6.5 TeV is still assumed. The hour-glass effect (a few %) is taken intoaccount in all cases. The levelling time is estimated in the (ideal) configuration of no emittancevariations in stable beam, with the burn-off limit (corresponding to the inelastic hadron cross sec-tion of 81 mb) reached immediately after collapsing the parallel separation bumps and preserved instable beam (which is still an optimistic assumption, presently by up to 20 % for Beam 1 accordingto the present 2018 experience, but does not impact on the comparison in relative between roundand flat collision optics).

    respect to the ones recommended for the 2018 proton run (β∗ = 30 cm and ΘX = 320µrad,with crossing angle anti-levelling followed by β∗-levelling down to 25 cm, but only after acouple of hours in stable beam, i.e. when the beam intensity is reduced [16]).

    • Flat Optics with β∗X = 60 cm or β∗X = 50 cm, β∗|| = 15 cm, i.e. r∗ = 4 or r∗ ∼ 3.33,and a full crossing angle of 245µrad or 270µrad, respectively (10.0σ in both cases, seeSection 2.5).

    In the case of round optics, the inner triplet aperture bottleneck is essentially located in the cross-ing plane. In the case of flat optics, it is in the parallel separation plane (except in one case, seeSection 2.3), i.e. the plane of smallest β∗. Therefore in both cases, the plane of tightest aperturecorresponds to the vertical plane in IR1 and horizontal plane in IR5. The virtual luminosity esti-mated in these two optics scenarios is reported in Tab. 1, assuming BCMS beams in most of thecases, i.e. 2604 bunches2 (2592 collisions per turn at IP1 and IP5), with 1.25× 1011 protons/bunchwithin γ� = 2.5µm as for the 2018 LHC Run [16]. The case of flat optics is also consideredassuming an intermediate (or full) LIU beams with 2760 bunches (2748 collisions at IP1/5) at1.8 (2.20)× 1011 protons/bunch, as possibly available as of the second year (or in the very end) ofRun III [17]. In all cases, luminosity techniques shall be put in place in order to avoid exceeding

    2BCMS beams with 2604 bunches assume a not yet proven MKI rise time of 750 ns, to be compared with 2556bunches for the present 2018 LHC filling scheme.

    6

  • the cooling capacity of the inner triplet (L

  • its limit of β∗Pre = 40 cm (limited by the available sextupole strength for the LHC case [1]), andusing the telescope to further squeeze β∗ down to 15 cm in the parallel separation plane, whileun-squeezing it up to 50 cm or 60 cm in the crossing plane. Such approach might be beneficialto mitigate specific hardware limitations (e.g. magnet strength) at too large telescopic index, butwhich is a priori not expected to happen for the telescopic range under discussion (see Section 3.1).The other approach is to limit the pre-squeezed β∗ in the two transverse planes to a value which islarger or equal to its value in collision, which means rTeleX ≥ 1 and rTele|| ≥ 1 according to the l.h.s.of the relations (10). In this case, the aim is to maximize the β-beating waves induced in the arcs(within certain hardware-related limits, e.g. related to the mechanical acceptance of the arcs or tothe strength available in the matching quadrupoles), in order to create the most favorable conditionsfor the octupolar long-range beam-beam compensation techniques introduced in Section 1.2. Thissecond approach will be chosen in the following. Then, a net preference emerges for the optionof starting from a round pre-squeezed optics before the telescopic squeeze, leading de facto to atelescopic configuration with rTele|| � rTeleX >∼ 1 according to the r.h.s. of the relations (10), a choicedriven by the possibility to use the same pre-squeeze sequences for IR1 and IR5, but also to startthe β∗-levelling process with round optics only, i.e. when the beam intensity is still high (see also asimilar discussion in Section 1.2). Accordingly, the two flat collision optics candidates introducedin Section 1.2 (see also Tab. 1) are shown in Fig. 3 and have been constructed as follows.

    • The flat optics (60/15-15/60) is built starting from a round pre-squeezed optics matched toβ∗Pre = 60 cm, i.e. corresponds to the telescopic indexes r

    Telex×y = 1.0×4.0 for IR1 and

    rTelex×y = 4.0×1.0 for IR5.

    • The flat optics (50/15-15/50) is built starting from a round pre-squeezed optics matched toβ∗Pre = 75 cm, i.e. corresponds to the telescopic indexes r

    Telex×y = 1.5×5.0 for IR1 and

    rTelex×y = 5.0×1.5 for IR5.

    2.2 Crossing bumps and gymnasticsAs we will see in Section 2.5, assuming the present LHC bunch population of ∼ 1.2 × 1011 pro-tons/bunch, a normalised crossing angle of 10σ seems still acceptable for flat optics with a β∗

    aspect ratio of up to r∗ = 4, therefore including the two flat optics configurations (15/60) and(15/50). As explained earlier, the crossing planes shall however be rotated in IR1 and IR5 withrespect to their nominal configuration with round optics. To this aim, two options are in principlepossible, namely:

    • Operate the machine with the crossing bumps already rotated since injection.

    • Perform this rotation later in the cycle, e.g. at the end of the ramp (or during the ramp itself),when the optics is still round and aperture margins are sufficient.

    Due to the aperture constraints at 450 GeV, the first option would require to further increase β∗

    and/or to already flatten the optics at injection (for rounding it again in the ramp in order to bein a position to start the β∗-levelling process with round optics in stable beam, see previous dis-cussions). For simplicity, but also aiming at commissioning a multi-purpose combined ramp andsqueeze, which is compatible with both round and flat collision optics, the second option is pre-ferred, in particular keeping the nominal crossing plane orientation at injection (VH in IR1 and

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    Zoom in IR1 Zoom in IR5 Zoom in IR1 Zoom in IR5

    Figure 3: Flat optics (60/15-15/60) and (50/15-15/50) shown for Beam 1 around the LHC Ring(top), and zoomed in IR1 and IR5 (bottom). The pre-squeezed β∗ is matched to β∗Pre =60 cm in thefirst case, and to 75 cm in the second case. The difference between the two cases is hardly visible,hidden behind the very small β∗ in the parallel separation plane (β∗||=15 cm in both cases).

    IR5). Accordingly, for the flat optics machine development session which took place in 2017 (seeSection 4), the injection optics and the ramp were kept nominal, and the crossing plane rotationwas achieved by a dedicated beam process inserted at the end of the ramp at β∗ = 1 m, where theaperture margins are still sufficient enough to be compatible with an either horizontal or verticalcrossing angle in IR1 and IR5, i.e. regardless of the orientation of the triplet beam-screen.Two subtleties shall however be kept in mind. First, the crossing bump rotation should be clock-wise or anti-clockwise in both IR1 and IR5, in order to preserve a relative angle of 90◦ betweenthe crossing planes of these two insertions during the whole process. Therefore, since the crossingangle shall always be taken positive for Beam 1 when the beams cross horizontally at either IP1or IP5 (otherwise the two beams would cross a second time inside D1 as well), the polarity of thevertical crossing angle in IR1 before the crossing bump rotation defines univocally the one of IR5after the rotation, namely: [90◦, 0◦] −→ [0◦,−90◦] or [−90◦, 0◦] −→ [0◦, 90◦] for the two pos-sible crossing plane orientations in [IR1, IR5], at injection and after this gymnastic taking placeat higher energy. Concerning specifically IR5, the crossing plane after the gymnastic thereforecoincides with the plane of another special orbit bump which is deployed later on in the vertical

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    0.006

    0.008

    0.010

    x (m

    ), y

    (m

    ) x y

    (c) Crossing and IP shift bumpscombined with p∗y = +135µrad

    (d) Crossing and IP shift bumpscombined with p∗y = −135µrad

    Figure 4: Crossing and IP shift bumps shown for Beam 1 in IR5 for the (15/50) flat optics case.

    plane, when bringing the two beams in collision (that is when collapsing the now horizontal par-allel separation bump). This special bump follows a specific demand from the CMS experimentto lower down the IP as much as possible in the vertical plane (by -1.5 mm in 2017, and furtherdecreased down to -1.8 mm in 2018), in order to better adjust it to the actual center of the centraltracker (something which may be improved in Run III assuming some re-alignment campaign inLS2, presently under discussion). The shape of the IP shift bump is shown in Fig. 4(a) for the (15-50) optics, while the standard crossing bumps (crossing angle and parallel separation), i.e. withoutIP shift, are shown in Fig 4(b). The polarity of the vertical crossing angle can therefore play a veryimportant role when adding up these two bumps in the vertical plane, i.e. when the two beams arecolliding. When the crossing angle is chosen positive for Beam 1, the peak vertical orbit excursionreached in the inner triplet is preserved [compare Figs. 4(b) and 4(c)], and therefore the tripletmechanical aperture is not expected to suffer from the IP shift bump. On the other hand, when thecrossing angle polarity is negative, i.e. has the same sign as the one given for the present CMSIP shift, the peak vertical orbit excursion is degraded by more than 2 mm in the inner triplet [seeFig. 4(d)] (at Q2.R5 for Beam 1 and Q2.L5 for Beam 2), which, as will be discussed in Section 2.3,will limit the minimum possible β∗ accessible in this case in the crossing plane. Another concernis the possible impact of the IP shift bump on the normalised beam-beam separation in IR5. As

    10

  • Optics case β∗X/β∗|| ΘX Crossing Min. IR1 / IR5 Min. IR5 aperture

    [cm] [µrad] plane in IR1/5 aperture at EoS [σ] in collision [σ]Round optics 27/27 320 V/H 8.87 /8.89 8.76Flat optics I 60/15 245 H/V 9.02 /9.02 9.03 - 9.14Flat optics II 50/15 270 H/V 9.00 /9.00 7.84 - 9.11

    Table 2: Minimum normalised aperture obtained from Q13.L to Q13.R over the ATLAS and CMSinsertions at the end of squeeze (EoS), and calculated for the specific case of IR5 in collisionas well, that is when the vertical IP shift bump is deployed, and the parallel separation bump isoff. The aperture normalization is made assuming a beam energy of 6.5 TeV and an emittance ofγ� = 3.5µm (as used by the collimation system). For each of the two cases with flat optics, twonumbers are given for the IR5 aperture in collision: the first one corresponds to a negative verticalcrossing angle for Beam 1, and the second to a positive angle. In all cases, the limitation is locatedin the triplet (with D1 at the same level in the case of IR1 for round optics with vertical crossing).

    will be shown in Section 2.5, the conclusions on this aspect are exactly opposite, namely: when thecrossing angle is chosen positive for Beam 1 (resp. negative), i.e. when the impact of the IP shift isneutral (respectively detrimental) to the mechanical acceptance of the inner triplet, the normalisedbeam-beam distance at the long-range beam-beam encounters is actually degraded (respectivelyimproved) with respect to the ideal situation without IP shift bump.

    2.3 ApertureAssuming the aperture tolerance budget recently revisited for the LHC in collision (0.5 mm closedorbit, 5 % β-beating, 10 % spurious dispersion, 2×10−4 momentum errors, see Tab. 2 of Ref. [19]),the mechanical acceptance of IR1 and IR5 is reported in Tab. 2 for the three optics configurationsconsidered so far [(27/27), (15/60) and (15/50)], and expressed in terms of so-called “collimationsigmas” (namely using a physical emittance corresponding to γ� = 3.5µm at 6.5 TeV). In eachof these three configurations, the aperture has been estimated at the end of the squeeze, with theparallel separation still on, set to its nominal value of ± 0.55 mm for the round optics case, andto ± 0.30 mm for the two flat optics configurations. In the specific case of IR5, the aperturecalculation has been repeated in collision as well, that is without the parallel separation bump, butafter implementing the CMS IP shift bump in the vertical plane (see Section 2.2). Accordingly,for the flat optics configurations, where crossing and IP shift planes coincide in IR5, the resultsobtained for the two possible polarities of the crossing angle are carefully distinguished in the lastcolumn of Tab. 2.A certain number of important information can be extracted from the above summary table, whilemore details can be found by scrutinizing the Figures 5 and 6 where the aperture has been plottedover the full insertions IR1 and/or IR5 (from Q13.L and Q13.R) in the most relevant cases. Firstof all, without considering the effect of the CMS IP shift (before last column of Tab. 2), the twoflat optics cases give very similar, if not strictly identical, results, regardless of the choice of β∗

    in the crossing plane, 60 or 50 cm, and of the corresponding crossing angle, 245 or 270 µrad,respectively. This result simply illustrates the fact that the aperture bottleneck is no longer locatedin the crossing plane, as it is generally the case for round optics, but in the other plane where

    11

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    Round IR5 (27/27) Flat IR5 (15/60) Flat IR5 (15/50)

    Figure 5: Normalised aperture for Beam 1 in IR1 (top) and IR5 (bottom), shown from Q13.Lto Q13.R, for the three optics cases reported in Tab. 2 at the end of the squeeze at 6.5 TeV (i.e.with parallel separation bump but without IP shift). The horizontal green line corresponds to atargeted normalised aperture of 9.0σ. The aperture bottleneck located in the triplet (and/or D1 inthe case of IR1 with round optics) is very similar in all cases, corresponding to the above target.The ATS signature is visible for the flat optics cases, through slight aperture reductions which canbe observed in the dispersion suppressor, mainly in IR1 where the telescopic index is high in thevertical plane. In the matching section, more significant aperture reductions are also showing up inthe two flat optics configurations (with D2/Q4/Q5 approaching the ∼ 15σ aperture level in somecases). This situation could however be greatly improved thanks to a so-called “CT-PPS opticssqueeze” [20] leading to a net reduction of the beam sizes in the matching section (and aiming atincreasing the normalised dispersion at the roman pots for the CT-PPS experiment). A “CT-PPSsqueeze” has indeed been included in the 40 cm pre-squeezed optics on which the 27 cm roundtelescopic optics has been based, which explains the very comfortable aperture of the matchingsection obtained in this case. This refinement has however not yet been applied to the 60 cm and75 cm pre-squeezed optics which have been presently used to build up the two flat telescopic opticsunder study (see Section 2.1).

    12

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    (15/60) with IP shift andp∗y = −122.5µrad for Beam 1

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    (15/50) withoutIP shift

    (15/50) with IP shift andp∗y = −135µrad for Beam 1

    (15/50) with IP shift andp∗y = +135µrad for Beam 1

    Figure 6: Normalised aperture of IR5 (Beam 1) obtained with the (15/60) and (15/50) flat optics(top and bottom pictures, respectively): (i) at the end of the squeeze without IP shift (left), and(ii) in collision, with the CMS IP shift set to -1.8 mm and assuming the two possible polarities forthe vertical crossing angle, negative for Beam 1 (middle pictures) or positive (right pictures). Forthe (15/50) flat optics, with the crossing angle chosen negative for Beam 1, the normalised tripletaperture drops down by more than 1σ below the targeted aperture of 9.0σ due to the big verticalorbit excursion induced in this case.

    β∗|| = 15 cm is the same for the two flat optics configurations. The triplet aperture, reaching 9.0σin these two cases, is then equivalent to the one obtained with the round optics configuration. Thisobservation justifies a posteriori the various optics parameter sets chosen in Tab. 1, in order tocompare the potential performance reach of round and flat optics. The situation becomes morecomplicated in IR5 when including the CMS IP shift in the calculation (last column of Tab. 2).While the impact is quite modest in the round optics configuration (for which the CMS IP shiftbump is deployed in the plane perpendicular to the crossing plane), the triplet aperture suffers morein the two flat optics cases. More precisely, in the first case (15/60), and for both possible crossingangle polarities in IR5, a naive inspection of Tab. 2 could conclude that the situation tends on thecontrary to even slightly improve with the CMS IP shift. Looking more into the details, the reasonis that the IR5 aperture bottleneck without IP shift is in the horizontal plane (located at Q2.L5for Beam 1, and on the other side for the other beam), which therefore slightly improves whencollapsing the horizontal parallel separation bump. But then a second bottleneck starts to show up

    13

  • (at Q2.R5 for Beam 1), this time in the vertical plane, when the IP shift bump is deployed (comparethe three pictures on top of Fig. 6). Then, for the second flat optics case with β∗x/β

    ∗y = 15/50 cm at

    IP5 (see bottom of Fig. 6), a crossing angle chosen negative for Beam 1 results into a net reductionof the triplet aperture, bringing it down by more than 1σ below the 9.0σ target. In this respectthe operability of the CMS insertion with flat optics could be sensibly limited, preventing to pushβ∗ below 60 cm in the crossing plane, while 50 cm seems perfectly within reach in the case of theATLAS insertion. However, dedicated aperture measurements are first needed before drawing anyfinal conclusions, and for the following specific reason. Indeed, as it has been already observedin the past, the beam-screen sagitta due to the gravity could in the end substantially improve thesituation in IR5 (for the advantageous configuration of a negative IP shift in the vertical plane). Onthe other hand, this effect may as well degrade the triplet aperture in IR1 compared to the aboveexpectations, because the limitation, still in the vertical plane in this case, does no longer comefrom a signed orbit deviation, but from the beam sizes themselves, with β∗y taken as small as 15 cmat IP1 in the vertical plane.

    2.4 Chromatic aberrationsAs for any ATS optics, flat telescopic optics feature remarkable chromatic properties, in terms of(i) off-momentum β-beating (see Fig. 7), (ii) chromatic variations of the betatron tunes (see Fig. 8),and (iii) correctability of the horizontal and vertical spurious dispersions induced by the crossingangles in IR1 and IR5 (using very modest orbit bumps deployed in the sectors 81, 12, 45, 56, seeFig. 9).

    0.0 7.5 15.0 22.5 30.0s (m) [*10**( 3)]

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    (15/60) optics (15/50) optics

    Figure 7: Chromatic Montague functions W shown for Beam 1 over the LHC ring for the (15/60)and (15/50) flat optics configurations. The machine starts at IP1. A W function reaching 100units can be interpreted as a pure off-momentum β-beating, a pure off-momentum α-beating, ora combination of the two, reaching the 10 % level at a momentum error of 10−3. The horizontaland vertical W functions are nicely minimized in the collimation insertions IR3 and IR7 (at s ∼7 km and 20 km, respectively). The off-momentum β-beating is vanishing in the inner triplets ofIR1 and IR5 (and at the IP’s), which means that the peak W functions observed at those locationsactually correspond to a peak of the chromatic α-functions, which is therefore not impacting onthe off-momentum aperture of the inner triplets.

    14

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    62.300

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    (15/60) optics (15/50) optics

    Figure 8: Chromatic variations of the betatron tunes for the (15/60) and (15/50) flat optics con-figurations. The linear chromaticity is matched to 2 units. On purpose, the momentum windowis extended up to δp = ±1.5 × 10−3, i.e. well beyond the half-height of the RF bucket at flat-topenergy (δp = ±0.40 × 10−3), in order to highlight the quality of the chromatic correction for thenon-linear chromaticity terms such as Q′′ and Q′′′.

    2.5 Beam-beam effects2.5.1 Generalities

    For colliding flat beams or, more specifically, for round emittance beams colliding with flat optics,the beam-beam effects present some specificities which are discussed hereafter.

    Head-on beam-beam effects

    Let us first consider round emittance beams colliding without crossing angle at one single IP.Assuming the optics to be flat at the IP, the head-on beam-beam tune shift is not the same in thetwo transverse planes. More precisely, neglecting the hour-glass effect and in the approximationof small angles, this quantity is given by the well-known following expression:

    ∆Q(ho)X,|| = −

    Nb rp2πγ

    β∗X,||

    σ∗X,||

    (σ∗X + σ

    ∗||

    ) = − N rp2π (γ�)︸ ︷︷ ︸

    def= ξ0

    ×

    √r∗

    1 +√r∗

    1

    1 +√r∗

    , (12)

    with r∗ denoting the β∗ aspect ratio introduced in Eq. (2), (γ�) the normalised emittance, Nb thebunch population, and rp = 1.535 × 10−18 m the classical proton radius. In the presence of acrossing angle, a rigorous derivation found in [21] shows that the above expression still holds aftersubstitution of the beam size by the projected beam size in the crossing plane, that is after the

    15

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    ),Dy

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    (15/60) optics (15/50) optics

    Figure 9: Spurious dispersion for the (15/60) and (15/50) flat optics configurations (left and rightpictures, respectively), induced by the crossing bumps in IR1/5 (see Section 2.2), in IR2 (β∗ =10 m, p∗y = 200µrad, δx

    ∗ = 1 mm), and in IR8 (β∗ = 3 m, p∗x = −250µrad, δy∗ = 1 mm),and including as well the contribution from the vertical shifts of IP2 (δy∗ = −2 mm) and IP5(δy∗ = −1.8 mm). Only Beam 1 is shown. The top and bottom pictures illustrate the situationbefore and after a correction measure, acting only on the dominant contributions from IR1 and IR5,and consisting into the generation of dispersive orbit bumps in the arcs on either side of IP1 and IP5(see middle pictures). The negative horizontal dispersion in IR3 (Dx ∼ −3 m) is nominal, whilesome unwanted peaks of vertical (∼ 2 m) and horizontal (∼ 1 m) spurious dispersion are showingup before correction in the triplets of IR1 and IR5. After correction, the spurious dispersion isstrongly reduced, with a residual coming from the remaining contributions from IR2, IR8, andfrom the IP5 shift. The non-zero nominal horizontal dispersion of IR6 resulting from the hightelescopic index is also restored after correction (see the peak of Dx ∼ −2 m showing up in IR6in the bottom right picture).

    16

  • Optics case β∗X/β∗|| ΘX Loss ∆Qx [10

    −3] ∆Qy [10−3] ∆Q

    (ho)tot

    [cm] [µrad] Factor from MADX from MADX from Eq. (15)Round optics 27/27 320 0.635 -7.72 -7.88 -7.76Flat optics I 60/15 245 0.848 - 9.71 -9.97 -9.81Flat optics II 50/15 270 0.799 -9.08 -9.30 -9.14

    Table 3: Total head-on beam-beam tune shift versus optics at constant beam parameters (IP1 andIP5 only, Nb = 1.25× 1011 protons/bunch, γ� = 2.5µm, E = 6.5 TeV, σz = 7.5 cm).

    transformation σ∗X −→ σ∗X/F , where F represents the geometric loss factor introduced in (6).After the substitution, the beam-beam tune shift takes the following expression:

    ∆Q(ho)X,|| = −ξ0 × F ×

    F√r∗

    F +√r∗

    1

    F +√r∗

    . (13)

    Therefore, for one single IP one gets

    ∆Q(ho)X

    ∆Q(ho)||

    = F ×√r∗ , (14)

    which is lower than 1 for round optics (F 1/F 2). Now considering two IP’s, where the planesof smallest and largest β∗ are alternated from one IP to the other, together with the crossing anglewhich is deployed in the plane of largest β∗, the (x − y) symmetry is restored, and the overallbeam-beam tune shift takes the following expression:

    ∆Q(ho)tot (r

    ∗) = −ξ0 × F ×1 + F

    √r∗

    F +√r∗

    , (15)

    which somehow generalizes an expression given in [22] in the case of two IP’s with round op-tics and alternated HV crossing. The third term on the r.h.s. of the above expression decreasesmonotonously from 1 to F when increasing r∗. As a result, at constant geometric loss factorF < 1, flattening an optics at constant equivalent β∗ [in the sense of Eq. (4)] systematically de-creases the head-on beam-beam tune shift which, asymptotically, tends to the following limit:

    limr∗→∞

    ∆Q(ho)tot (r

    ∗) = −ξ0 × F 2 . (16)

    In that respect, (alternated) flat optics go in the direction of reducing the head-on beam-beam tuneshift (and tune spread) at constant peak luminosity.As shown in Tab. 3, the formula (15) matched quite closely the MADX expectations (using Beam 1as the weak beam, and modeling the head-on beam-beam interaction with 100 slices for Beam 2).The slight (x − y) asymmetries, also observed in the round optics case, are due to second andhigher-order effects with the bunch charge, in particular the dynamic β-beating, which depends on

    17

  • the unequal horizontal and vertical betatron phase advances from IP1 and IP5. In all cases, themain conclusion is that the configuration proposed with “alternated flat optics” at IP1 and IP5 doesnot substantially impact on the total head-on beam-beam tune shift, and on its overall topology(see also Fig. 10).

    Long-range beam-beam effects

    Considering first identical round optics in IR1 and IR5, with the beams crossing horizontally in oneof the two insertions and vertically in the other, the b2-like and b2n+4-like (e.g. b6) components ofthe long-range beam interactions self-compensate in terms of tune shift and tune spread induced ineach IR separately. Due to the two-fold symmetry of the machine with respect to IP1 and IP5, thisattractive feature is also preserved for the so-called pacman bunches, located at the beginning andat the end of the LHC trains, and therefore missing the same long-range beam-beam encounterson a given side of each of the two main IP’s. The situation is quite different for flat optics, evenassuming an alternation between the two IR’s in terms of crossing planes and β∗ aspect ratios. Inthis configuration, some compensations still exist for the tune shift and the tune spread, but areonly partial, and vanish rapidly with the following scaling laws:

    ∆Q(LR)2n,2IR−flat = r

    ∗n/2 ×(r∗

    n/2

    +(−1)n

    r∗n/2

    )×∆Q(LR)2n,1IR−round , n = 1, 2, . . . , (17)

    where the quantities ∆Q(LR)2n,2IR−flat represent the total tune shift and tune spread induced by theb2n-like components of the long-range beam-beam interactions in the two insertions, as a functionof the same observables, namely ∆Q(LR)2n,1IR−round, but considering the contribution of one singleinsertion with a round optics matched to the same equivalent β∗ and with the same normalizedcrossing angle. In order to obtain the above scaling law, it is sufficient to observe that: (i) thepeak β-function in a given plane scales with

    √r∗ in one low-β insertion, and with 1/

    √r∗ in the

    other, after flattening the optics at constant β∗eq. [see Eq. (4)]; (ii) the b4k+2-like components ofthe BBLR interactions, k = 1, 2, . . ., add up between the two IR’s, while the b4k componentscompensate each other [9], which explains the factor (−1)n; (iii) the bl-like component of theBBLR interactions, l = 1, 2, . . ., is inversely proportional to the lth power of the physical crossingangle [9], the latter decreasing with r∗1/4 when working at constant normalised crossing angle [seeEq. (8)], which explains the addtionnal enhancement factor r∗n/2 factorized on the r.h.s. of Eq. (17).In particular the long-range beam-beam interactions do impact on the betatron tunes in the caseof flat optics, and almost exactly at the same level as the head-on beam-beam tune shift itself, asshown in Fig. 10, for the (15/60) optics case. For the same reasons, pacman bunches also move inthe tune diagram, but still along the diagonal, thanks to the (x−y) symmetry which is preserved bythe alternated flat optics configurations under discussion (see Fig. 11). These strong perturbationsinduced on the long-range beam-beam interactions motivate the already mentioned strategy ofgoing in collision with round optics at high intensity, or, let us say, with the minimum possible β∗

    aspect ratio corresponding to the maximum prescribed luminosity (2× 1034 for Run III), and, onlylater on, further reduce β∗ in the parallel separation plane during the β∗-levelling process.

    18

  • 0.280 0.285 0.290 0.295 0.300 0.305 0.310Qx

    0.290

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    Figure 10: Various contributions to the beam-beam tune footprint (shown for particles up to 6σbetatron amplitudes) for the (15/60) flat optics configuration: starting from the asymmetric impactof the head-on collisions taken separately at IP1 and IP5, adding them up, then considering thelong-range beam-beam effects in IR1 and IR5, which further increase the tune spread on the anti-diagonal but also shift the working point along the diagonal, and finally including the contributionfrom the Landau octupoles, powered with negative polarity and which mitigate the overall spread.

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  • 2.5.2 Crossing angle validation for flat optics

    Long-range beam-beam separation and IP shift

    As soon as the crossing planes are rotated, flat optics were initially not expected to add any otheradditional level of complexity, in particular in terms of normalised beam-beam separation in theinner triplet. This is effectively the case for the ATLAS insertion. However, as already announced,the sizable IP shift bump requested by the CMS experiment (see Section 2.2), and the crossingbump rotation driven by the preservation of the triplet aperture, lead to the unfortunate situationwhere both bumps are deployed in the same (vertical) plane. In this configuration, not only themagnitude, but also the sign of the crossing angle matters to preserve the normalised beam-beamseparation, as seen by both beams in the inner triplet. As shown in Fig. 12, the normalised distancebetween the two beams can improve by up to 2 σ in the inner triplet, relative to the case without IPshift, when the crossing angle is chosen negative for Beam 1 (but with the triplet aperture reducedby ∼ 1σ in this case, see Section 2.3), and conversely for the other polarity. The impact onthe beam is already quite clear in view of the beam-beam footprint (see Fig. 13). While, for the(15/60) optics configuration, the two crossing angle polarities remains a priori compatible with theaperture of the inner triplet, only one of the two is allowed for the (15/50) optics as we have seenin Section 2.3. On the other hand, the preferred polarity aperture-wise (positive crossing angle forBeam 1) actually corresponds to the worst case for the long-range beam-beam effects, bringingthem at the limit of accept-ability, as we will see now.

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    Figure 13: Beam-beam tune footprint including the contribution of the four experimental inser-tions, without or with IP shift in IR5, and, in the second case, for the two possible crossing anglepolarities in IR5. The worst case is clearly visible (positive angle for Beam 1 shown in red, which,at the opposite, corresponds to the best case in terms of triplet aperture, see Section 2.3). Theoctupoles are powered with negative polarity, which mitigates this effect.

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  • Multi-parametric dynamic aperture study

    In this paragraph, only the (15/60) flat optics configuration is considered, corresponding to a worstcase both for the long-range and the head-on beam-beam effects, compared to the (15/50) configu-ration with a slightly increased β∗ aspect ratio, and therefore more pronounced self-compensationof the long-range beam-beam induced tune spread between IR1 and IR5, and also slightly reducedhead-on beam-beam tune shift (see Tab. 3). An approach similar to the one developed in [14] isnow used to determine the appropriate conditions for approaching or even reaching the 10σ levelfor the crossing angle in IR1 and IR5 (245µrad). Optimizing various machine parameters (tunes,octupole), the goal is to satisfy the 5σ dynamic aperture criteria, which is now routinely used torun the LHC [14, 16].First of all, as shown in Fig. 14(a), using the nominal collision tunes of (.31/.32) and with the oc-tupoles still off, a normalised crossing angle of 10σ, even if chosen negative for Beam 1 (“good”polarity), does not seem to be manageable for a reference bunch population of 1.25 × 1011 pro-tons/bunch. The dynamic aperture is still unacceptable (< 4 σ) even at a somehow lower intensityof 1.07×1011 protons/bunch, corresponding to the maximum luminosity of 2×1034 cm−2s−1 actu-ally sustainable by the inner triplet. However, (i) re-optimizing the machine tunes [see Fig. 14(b)],in particular to compensate for the negative BBLR-induced tune shift, and (ii) pushing the oc-tupoles to their nominal current of 550 A with negative polarity [compare Figs. 14(b) and 14(c)],help to build up very substantial margins compared to the 5σ dynamic aperture criteria, whichshould enable the machine operability with a normalised crossing angle as low as 10σ for theso-called “good” polarity case. Indeed, as showed in Fig. 14(d), the dynamic aperture is 5.5σwith this crossing angle at 1.25× 1011 protons/bunch (L = 2.73× 1034 cm−2s−1, see Tab. 1), andis about 6σ at 1.07 × 1011 protons/bunch, which corresponds to the above-mentioned luminositylimit (and where β∗-levelling is implicitly assumed in order to mitigate the BBLR effects at higherbeam current). The working point chosen in Fig. 14(d) (0.326/0.329) is however challenging (forlinear coupling). Increasing the tune split (e.g. working at 0.325/0.330) would reduce the margins,but still preserving the 5σ dynamic aperture criteria [see the tune scan in Fig. 14(c) performed atthe reference bunch population of 1.25× 1011 protons/bunch].As expected, the situation is however more difficult for the other polarity of the crossing angle inIR5, positive for Beam 1, i.e. opposite to the CMS IP shift. While this configuration is preferablefor the triplet aperture (see Section 2.3), it is detrimental to the normalised beam-beam separationin the triplets of IR5 (see Fig. 12). Comparing Fig. 15(a) with Fig. 14(c), the available tune space(i.e. satisfying the 5σ dynamic aperture) is substantially reduced, but the optimal tunes are moreor less preserved. Even after tune re-optimization, and with the octupoles pushed to -550 A, thedynamic aperture is still slightly below 5σ for a bunch population of 1.07×1011 proton/bunch anda crossing angle of 10σ in IR1 and IR5, i.e. when operating the machine at the luminosity limit of2×1034 [see Fig. 15(b)]. A sufficient margin could however be restored in this configuration as-suming a full crossing angle of e.g. +260µrad (10.6σ instead of 10.0σ), still fitting well with thetriplet aperture (since it is the case for the (15/50) optics with a full crossing angle of +270µrad,see Fig. 6), but of course slightly reducing the virtual luminosity by 1.5 %.The situation with no CMS IP shift has also been studied and is illustrated in Figs. 15(c) and 15(d)(where, in this case, the polarity of the vertical crossing angle becomes irrelevant in IR5). Underthese conditions, the 10σ level for the crossing angle seems to be within reach, but at the limit(compared to the 5σ dynamic aperture criteria).

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    Figure 14: Flat optics configuration (15/60) assuming the “good” polarity for the crossing anglein CMS (IR2 and IR8 contributions included, with halo collision at IP2, luminosity levelling at2×1032 with parallel separation at IP8, and so-called worst polarity for the LHCb spectrome-ter): (a) dynamic aperture [σ] scan (and luminosity contour lines superimposed in red in units of1034 cm−2s−1) vs. half-crossing angle and bunch population with nominal machine tunes and oc-tupoles switched off; (b) tune scan in same conditions at a reference bunch population of 1.25×1011and a reference crossing angle of 245µrad (10.0σ) in IR1 and IR5; (c) tune scan in the same con-ditions, but with the octupoles set to -550 A; (d) second dynamic aperture scan with the octupolesON and the machine tunes re-optimized to (0.326/0.329). This working point is challenging (forlinear coupling), but on the other hand, leading to considerable margins in terms of dynamic aper-ture. Increasing the tune split (e.g. working at 0.325/0.330) would reduce these margins, but stillpreserving the 5σ dynamic aperture criteria [see Fig. (c)].

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    Finally, as shown in Fig. 16, the margins becomes considerable for the so-called left and rightpacman bunches, despite of their different tunes (shifted up by about 0.005 along the diagonal, seeFig. 11), and different tune spread topology.

    3 Expected ATS-related limitations in Run III and mitigationmeasures

    As we have already seen with the CMS IP shift, running the machine with telescopic optics, andin particular with flat optics, might lead to specific, and sometimes unexpected limitations comingfrom one or several LHC sub-systems. The aim of this section is to identify the main ATS-relatedlimitations, with the LHC Run III put into perspective, when operating the machine at higher en-ergy (7.0 TeV), with higher beam intensity (LIU beam), and assuming the deployment of ATSoptics with large telescopic indexes in one or the two transverse planes. Whenever possible, miti-gation measures will also be suggested along the discussion. Very often, the same limitations (andpossible mitigation steps) will stand as well for round telescopic optics, which, de facto, will alsobe included into the discussion.

    3.1 Magnet systemSurprisingly enough, flat (resp. round) telescopic optics, with H×V telescopic indexes as high as2 × 5 in IR1 and 5 × 2 in IR5 (resp. 4 × 4 in IR1 and IR5), are found to be compatible with thenominal performance of (almost) all LHC magnets up to 7 TeV, considering as well some non-

    26

  • conform magnets such as MQTL’s. With such telescopic indexes, and knowing that the lower limitof the pre-squeezed β∗ is in the range of 40 (50) cm for the (HL-)LHC [1], nearly all relevantoptics configurations are a priori within reach, in particular flat optics with a collision β∗ as smallas 10 cm in the parallel separation plane. The only exception concerns the Q5 magnet on theleft side of IP6 (MQY type with a nominal current specified to 3610 A), for which the ultimatecurrent of 3900 A is actually requested when the telescopic indexes are pushed to 5 × 2 in IR5 ata beam energy of 7 TeV (worst case). Correspondingly, a dedicated training campaign has beenrecently requested and successfully conducted on these two circuits (RQ5.L6b1/2), demonstratingtheir reliable operability (still without beam) up to a current 3950 A [23]. In summary, the existingLHC magnet system is a priori not expected to limit the full deployment of ATS optics in Run III,up to a beam energy of 7.0 TeV3.

    3.2 Machine protection systemOne possible hindrance to the full deployment of ATS optics, and in particular of flat telescopicoptics, is however related to the LHC beam dump system (LBDS).

    3.2.1 MKD-TCT phase advance

    In order to maximize the minimum allowed normalised aperture of the inner triplet in the contextof beam dump failure scenarios, and therefore to maximize the β∗ reach, the horizontal phase ad-vances between the extraction kicker (MKD) in IR6 and the horizontal tertiary collimators (TCTH)in IR1 and IR5 should ideally be adjusted to kπ for both beams, with k an integer. While this ad-ditional constraint does not present any conceptual challenge for standard optics, the situation ismore delicate for ATS optics, which already relies on a specific global phasing configuration ofthe ring, both for the chromatic correction of the inner triplets in IR1 and IR5, and for a smoothdeployment of the telescopic squeeze in the sectors adjacent to these two insertions. Furthermore,preserving these phase advances during the whole telescopic squeeze, or at least towards its endwhen the demand on the triplet aperture is the highest, is also not trivial, since the IR6 optics itselfis varying during this process. A tolerance of±30◦ is however generally accepted [24] with respectto the above-mentioned ideal configuration. Despite the recent development of a second generationof ATS optics to better match this constraint, and to actually implement competitive ATS opticsin the LHC [25], this target cannot always be met for large telescopic indexes. While IR1 is anon-issue in this respect, the real difficulty is to match and preserve this constraint during the tele-scopic squeeze for the two TCT’s of IR5 (both beams). As shown in Fig. 17, the recommended±30◦ tolerance can no longer be strictly preserved for Beam 2 when the horizontal telescopic indexreaches the value of 3 in IR5, both for round and flat optics, that is with H×V telescopic indexes of3×3 and 3×1, respectively. More precisely, in the specific case of the flat telescopic squeeze [seeFig. 17(b)], the situation is still acceptable for Beam 1, but 2.9◦ (respectively 6.8◦) are missing forBeam 2 for the MKD-TCT5 phase advance, when the horizontal telescopic index reaches 4 (resp.5) in IR5. Strictly speaking, however, this limitation on the telescopic index does not prevent at allthe realization of the two flat optics under consideration, namely the (15/60) and (15/50) configu-rations, since the pre-squeezed optics can be matched to any β∗ arbitrarily chosen in between 2 m

    3Not considering other possible non-ATS related magnet strength limitations, as e.g. in the main dipoles, for someseparation/recombination dipoles in IR4, or some “weak” triplet orbit corrector magnets MCBX.

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  • (a): Round telescopic squeeze

    (b): Flat telescopic squeeze

    Figure 17: Beam 1 (solid lines) and Beam 2 (dashed lines) MKD-TCT5 phase advance, as afunction of the telescopic index product rTeleX × rTele|| , for a typical round (top) and specific flat(bottom) telescopic squeeze. In the case of round optics, the telescopic squeeze is performedkeeping rX ≡ r|| at each step, till reaching a telescopic index of 4 in both transverse planes. In thecase of flat optics, for practical reasons related to the LHC MD program aiming at covering bothLHC and HL-LHC (see Section 4), the telescopic squeeze was prepared following the sequencerTeleX × rTele|| = 1 × 1 → 1 × 5 → 2 × 5. As an example rTeleX × rTele|| ≡ 4.0 (resp. 9.0) onthe horizontal scale actually means rTeleX × rTele|| ≡ 2.0 × 2.0 [resp. 3.0 × 3.0] for Fig. (a), andrTeleX × rTele|| ≡ 1.0× 4.0 [resp. 1.8× 5.0] for Fig. (b).

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  • and 40 cm for the LHC [1], and, if necessary, might even be (moderately) flattened as well in thehorizontal plane. On the other hand, the highest possible telescopic indexes are also recommendedfor the realization of such optics, in order to maximize the mitigation of the long-range beam-beameffects by the lattice octupoles, as it was presented in Section 2.5. In view of the above, the realiza-tion of flat optics with telescopic indexes not exceeding 4 in the parallel separation plane thereforelooks to be a reasonable target (assuming further optics optimization and/or negotiation to gain2-3 degrees in the above tolerance). A posteriori, the parameter choices made in Section 2.1 forconstructing the (15/60) optics are then found to be fully appropriate, in terms of pre-squeezed β∗

    (60 cm) and corresponding H×V telescopic indexes in IR1 and IR5 (1× 4 and 4× 1, respectively).But retrospectively, these choices shall be revisited for the (15/50) configuration, i.e. pushing thepresqueezed β∗ down to 60 cm as well in this case, and relaxing accordingly the telescopic indexesto rTeleX × rTele|| = 1.2× 4 (instead of 75 cm and 1.4× 5, respectively, proposed in Section 2.1).

    3.2.2 TCDQ constraints at flat-top energy: move-ability and minimum gap

    One drawback of the ATS scheme is related to the IR6 optics modifications which are inducedduring the telescopic squeeze, leading in particular to some variations of the horizontal β-functionat the TCDQ (and TCSP). Indeed, since the TCDQ settings are interlocked by the beam energytracking system (BETS), this device is presently no longer move-able when the ramp is finished.Therefore, any change of the IR6 optics subsequent to the ramp can have a direct impact on thenormalised gap of the TCDQ, then on the overall collimation hierarchy and, in fine, on the β∗

    reach. The variations of the horizontal β-function at the TCDQ are shown in Fig. 18 for the twotelescopic squeeze sequences, round and flat, which have been introduced in the previous sub-section. These variations are always positive for Beam 1, and conversely for Beam 2 (within somesmall fluctuations at low telescopic indexes). The effect is small enough to be manageable fortelescopic indexes less than ∼ 1.5− 2, where the machine can still be operated at constant TCDQsettings (in mm) during the telescopic squeeze. For the present LHC operation mode, for instance,the TCDQ settings are adjusted at the end of the ramp, and kept constant afterward, in such a waythat they actually correspond to a normalised gap prescribed at the smallest possible targeted β∗

    (7.3σ both for 2017 and 2018 [15]). This strategy however requires to open the TCDQ gap morethan necessary for Beam 1 at the end of the ramp (due to the increase of the β-function at theTCDQ during the telescopic squeeze), and conversely for Beam 2. The limitation may thereforecome from Beam 2, when the β-function reduces by, let us say, 10 % at the TCDQ over thetelescopic squeeze, therefore imposing a tightening of the TCDQ gap by 5 % × 7.3 ∼ 0.4σ atthe end of the ramp, i.e. corresponding already to half of the nominal retraction between the IR7secondary collimators (TCSG presently at 6.5σ) and the TCDQ itself (presently at 7.3σ). In thecase of the round optics, the βx variations at the TCDQ are bounded to 6% for Beam 2 over the fulltelescopic squeeze [β(TCDQ)x = 530 → 500 m for rTeleX × rTele|| = 1 × 1 → 4 × 4, see Fig. 18(a)].On the other hand, in the case of the flat telescopic squeeze, the β(TCDQ)x variation limit is met,and even already slightly exceeded for a telescopic index larger than or equal to 4 in the horizontalplane [β(TCDQ)x = 530→ 475→ 450 m for rTeleX ×rTele|| = 1×1→ 1×4→ 1×5, see Fig. 18(b)].This borderline situation is clearly not satisfactory and, in any case, does not go in the direction ofenabling a further tightening of the collimation hierarchy in order to push the β∗ reach in Run III.Although the main argument to justify any action will come later, three possible options could apriori be envisaged to mitigate this second limitation (after the MKD-TCT phase) impacting on the

    29

  • (a): Round telescopic squeeze

    (b): Flat telescopic squeeze

    Figure 18: Horizontal beta function at the TCDQ for Beam 1 (solid lines) and Beam 2 (dashedlines), as a function of the telescopic index product rTeleX × rTele|| , for a typical round (top) and spe-cific flat (bottom) telescopic squeeze (see also the caption of Fig. 17 for a more detailed descriptionof these two squeeze sequences).

    30

  • maximum possible horizontal telescopic index in IR5.

    • Option 1 - ATS optics are built such that, as soon as prescribed left and right betatron phaseadvances are reached in IR1 and IR5 during the pre-squeeze, the continuation of the pre-squeeze sequence (IPQ functions in IR1 and IR5) and the telescopic squeeze itself (IPQfunctions in IR8/2/4/6) can be combined, exchanged or interleaved in a strictly commutativemanner. Said differently, inserting the telescopic squeeze in the ramp, partially or in totality,is in principle perfectly feasible (i.e. may be only limited by the ramp duration). Subse-quently, redefining accordingly the TCDQ ramp functions would offer in this case a veryelegant alternative to mitigate or fully solve the problem, since this approach would allowto minimize or strictly cancel the IR6 optics changes at flat-top energy. In practice, how-ever, the maximum allowed presqueezed β∗ is presently 2 m (where the match-ability of theleft/right phase advances of IR1 and IR5 starts to be difficult [1]). At the opposite, the endof ramp β∗ is recommended not to be substantially lower than 1 m, as in the present LHChypercycle since 2017. More precisely, an end of ramp β∗ of 80 cm is very likely the limit,in order to leave open the possibility to achieve the crossing plane rotation at the end of theramp with still sufficient aperture margin in the inner triplet (see later Fig. 24 in Section 3.3).Under these conditions, deploying a telescopic index strictly larger than 2.5 in the ramplooks already challenging. More specifically, demanding a telescopic index of 4 alreadyreached at the end of the ramp, as requested in the parallel separation plane for the (15/60)and (15/50) optics configurations, would impose to deeply rework the pre-squeeze sequence,that is targeting a maximum pre-squeezed β∗ in the range of 3.2 m to 4 m, which is maybenot impossible, but was already tried out without success. Furthermore, even if a solutioncould be found, another argument making this option not really appealing lies in the fact thatthe optics would be already flat at the end of the ramp, and de facto at the beginning of theβ∗-levelling process. This configuration is not recommended, as already discussed, since theidea is on the contrary to keep the optics round as long as possible at high intensity (with theLIU beam in perspective), in order to preserve as long as possible the mutual compensationof the BBLR-induced tune spread coming from the two high-luminosity insertions.

    • Option 2 - A second approach would consist in making the necessary changes to the BETS,in order to allow the displacement of the TCDQ jaw at flat-top energy, as a function of theactual telescopic index, the latter being univocally connected to the normalised strengths ofsome matching quadrupole magnets, in particular Q5.L6b1, already discussed in Section 3.1,and Q4.L6b2 (see Fig. 19). Concerning possible TCDQ reproducibility issues, this actioncould be restricted to Beam 2 only, for which the TCDQ gap variations would be monotonousover the full cycle, decreasing both during the ramp and during the telescopic squeeze at flat-top energy.

    • Option 3 - A third option would consist in moving the beam instead of the single-jaw of theTCDQ [26], and in re-working the BPM@P6 interlock by introducing a movable referenceorbit, together with the corresponding horizontal orbit bump. The amplitude of this bumpwould be a function of the telescopic index during the LHC cycle (e.g. a function of theQ5.L6b1 and Q4.L6b2 measured currents and of the beam energy). In order to work atstrictly constant normalised TCDQ setting, and although not strictly needed for Beam 1 (seeabove discussion), this bump would displace the beam away from the TCDQ jaw by up to

    31

  • 1σ, i.e. ∼ 0.6 mm, in order to cope with the increase of the horizontal β-function at theTCDQ during the flat telescopic squeeze [β(TCDQ)x = 530→ 700 m for rx × ry = 1× 1→5× 1, i.e. ∆xCO[σ] = n(TCDQ) ×∆β/(2β) ∼ 1σ, see Fig. 18(b)]. Conversely for Beam 2,this bump would move the beam towards the TCDQ jaw by up to 0.6σ [β(TCDQ)x = 530 →450 m for rx × ry = 1 × 1 → 5 × 1, i.e. ∆xCO[σ] = n(TCDQ) × ∆β/(2β) ∼ 0.6σ, seeFig. 18(b)].

    As previously mentioned, the additional level of complexity induced by the ATS scheme (i.e. the“IR6 squeeze” and subsequent variations of the β-functions at the TCDQ) is however at the limitto fully justify any of the above actions. Another much stronger argument, not ATS-related butfurther degrading the situation, lies in the fact that the TCDQ gap is actually severely constraintfor the LIU beam [27], to be larger than 3.6 mm (in the best case), and up to 4.6 mm, taking intoaccount possible alignment errors (0.3 mm), effects from the dispersion (0.4 mm), and 0.9 mmfor the threshold before dump for uncontrolled orbit movements at the TCDQ (taking the 2018updated value for this critical setting). This in turns imposes to the horizontal β-function to behigher than a certain value at the TCDQ, for a given TCDQ gap (normalized and/or in mm), and agiven beam energy:

    β(TCDQ)x ≥ 515 m×(

    7.3

    n(TCDQ)[σ]

    )2×(E [TeV]

    7.0

    )×(

    Min. Gap [mm]3.6

    )2. (18)

    Considering first a minimum allowed TCDQ gap of 3.6 mm (actually corresponding to the endof the ramp TCDQ setting for Beam 2 in 2018), and superimposing the above criteria on top ofFig. 18(a), the present normalised TCDQ settings of 7.3σ could a priori be kept up to 7 TeV, and forround telescopic optics with an index of up to ∼ 3. On the other hand, as shown in Fig. 18(b), thissetting would not be valid for Beam 2, assuming flat IR5 optics with H×V telescopic indexes of4×1, therefore preventing a priori the operability of the machine with the (15/60) and (15/50) opticsconfigurations. Also, further tightening the collimation hierarchy in order to continue to maximizethe β∗ reach, e.g. with the TCSG/TCDQ settings adjusted to 6σ/6.8σ instead of 6.5σ/7.3σpresently (see the “option 2018b” reported in [16]), the 515 m limit of above would have to bereplaced by ∼ 600 m at 7 TeV beam energy. As shown in Fig. 18, such requirement would bestrictly incompatible with the Beam 2 IR6 optics, regardless of the optics configuration, round orflat, and of the telescopic indexes. Finally, imposing 4.6 mm for the minimum gap of the TCDQat full intensity (full LIU beam), and no telescopic index yet, which would make the situationeven worst for Beam 2, the corresponding normalised TCDQ gap would have to be relaxed tonearly 7.3 × 4.6/3.6 = 9.3σ instead of 7.3σ, therefore imposing an additional aperture marginof 2σ in the inner triplet, which actually does no longer exist at the end of the telescopic squeeze.The TCDQ gap limit is however a function of the beam intensity, clearly still to be preciselydetermined, but which, in principle, could be relaxed in stable beam with the proton burn-off. Inorder to eliminate any impact of this constraint on the β∗ reach (and assuming β∗-levelling), oneof the last two options previously mentioned is therefore highly recommended, i.e. moving theTCDQ or moving the beam as a function of β∗, and then within certain limits allowed by theactual beam current. On the other hand, even in this favorable scenario, the demand of relaxing thepresent (2018) collimation hierarchy by 2σ, at all stages above the TCDQ (i.e. TCDQ, TCT andinner triplet), would still hold at the end of the ramp and beginning of stable beam, i.e. when thebeam intensity would still be above a certain threshold (still to be determined). A net preference

    32

  • (Round telescopic squeeze)

    (Flat telescopic squeeze)

    Figure 19: Current [A] requested at 7 TeV in Q5.L6b1 (solid lines) and Q4.L6b2 (dashed lines),as a function of the telescopic index product rTeleX × rTele|| , for a typical round (top) and specificflat (bottom) telescopic squeeze (see also the caption of Fig. 17 for a more detailed description ofthese two squeeze sequences).

    33

  • goes for the second option (moving the beam), which seems intuitively easier to implement, andmore flexible in order to vary the effective TCDQ gap in arbitrary direction during the β∗-levellingprocess, therefore eliminating, a priori, any risk of reproducibility.

    3.3 Octupole polarity and Landau damping managementThe highest level of complexity is reached in this section, when trying to combine the demandsof Landau damping (basically requesting the highest possible tune spread), with the long-rangebeam-beam