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RESEARCH METHODOLOGY COURSE
ULP 0010
INSPIRING CREATIVE AND INNOVATIVE MINDS
-Problem Formulation-SEM I, 11/12
Faculty of Civil EngineeringUniversiti Teknologi Malaysia
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CONTENTS Objective
What is Research & Research Process Comparison between Masters and PhD
What are: Concept of Originality, Contribution &
Research Hypothesis
Research Problem
Criteria for Selecting a Problem
Formulating Research Problem
Writing of Research Problem
Evaluating Research Problem
INSPIRING CREATIVE AND INNOVATIVE MINDS
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Objective of Lecture:
(i) formulate and
(ii) structure
a research problem
INSPIRING CREATIVE AND INNOVATIVE MINDS
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(i) Findingout
(iii)Controlled
(iv) Application of thescientific approaches to
study a problem
W at isResearch?
(ii) ProblemSolving
concerning acertain event
or events(v) Systematic, controlled, empirical and critical investigation of natural
phenomena guided by theory and hypotheses about the presumed
relations among such phenomenaINSPIRING CREATIVE AND INNOVATIVE MINDS
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(Basic)
Comparison Between Masters and
Ph.D Research
Masters: Ph.D
To solve a
problem using
the
methodologythat you have
learned
Using the
methodology that you
have learned and
experience ofsolvingproblem, to produce
something new
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(Phillips, M. and Pugh, D.S.,1994)
Setting down a major piece of new information in
writing for the first time
Continuing a previously original piece of work
Concept of Originality ?
supervisor
Providing a single original technique, observation, or
consult in an otherwise unoriginal but competent
piece of research Having many original ideas, methods and
interpretations all performed by others under the
direction of the postgraduateINSPIRING CREATIVE AND INNOVATIVE MINDS
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Showing originality in testing somebody elses idea
Carrying out empirical work that hasnt been done
before
Concept of Originality ?(Phillips, M. and Pugh, D.S.,1994)
Using already known material but with a new
interpretation
Trying out something in this country that has
previously only been done in other countries
Taking a particular technique and applying it in a
new area
INSPIRING CREATIVE AND INNOVATIVE MINDS
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Bringing a new evidence to bear on an oldissue
Bein cross-disci linar inte ration and
Concept of Originality ?(Phillips, M. and Pugh, D.S.,1994)
using different methodologies
Looking at areas that people in the
discipline havent looked at before Adding to knowledge in a way that hasnt
previously been done before
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Contributions made to the field is identified
Gap filled
Inadequacies addressed
Contribution ?
Results of research could be applied for
practice / in wider field
Implications for future research indicated New territory
Unfinished business
Extension of workINSPIRING CREATIVE AND INNOVATIVE MINDS
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Having a questioning attitude, can think ofimportant question
Can use a wide range of question answering
Intellectually Independent ?
methods and tools and know which ones touse to answer the particular questions
Able to evaluate their own as well as others
answers
Can thoughtfully plan and manage intellectual
taskINSPIRING CREATIVE AND INNOVATIVE MINDS
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Able to
Get to know and critique the field of
scholarship within which the research is
Intellectually Independent ?
Identify precisely what is being researched
and why
Competently identify, gather, analyse,interpret relevant data
State the contribution that the research makes
to the fieldINSPIRING CREATIVE AND INNOVATIVE MINDS
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Problem Identification
Reviewing Information
Followcertain
Research Process
ata o ection
Analysis
Conclusions
steps(systematic)
Characteristics of ResearchCharacteristics of ResearchCharacteristics of ResearchCharacteristics of Research
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Research followsScientific Method
Makes anintegrateduse of :
Inductivereasoning
Research Process
reasoning
The basic assumption of the scientific method is that everyeffect has a cause. It starts with the construction of hypotheses
from casual observations and background knowledge (inductivereasoning) to reasoning out consequences or implications ofhypotheses (deductive reasoning), followed by testing of theimplications and confirmation or rejection of the hypotheses
INSPIRING CREATIVE AND INNOVATIVE MINDS
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Existing structure
of knowled e
Casual observation
Generation of hypothesis
Implications of
hypothesis
Scientific method of acquiringknowledge of problem solving
Operationally
specific testing
situation
Research becomes cyclic and dynamicINSPIRING CREATIVE AND INNOVATIVE MINDS
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HYPOTHESIS
Is an educated guess. It is an attempt to explain the nature
of the relationship between the variables identified in theproblem. A hypothesis is an attempt to suggest a possibleanswer to the problem based on available facts or
The tentative proposition suggested as a
solution to a problem or an explanation
of some observed state of affairs. It is astatement of the problem solvers
expectations about a relationshipbetween variables, within a problem.
INSPIRING CREATIVE AND INNOVATIVE MINDS
Definition:
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- to set a destination A statement serves to provide an answerto
the research question Mental technique or the principal intellectual
instrument in research
HYPOTHESIS
e p one sees e s gn cance o researcto direct investigation
Use as tools & could be modified as researchprogresses
( Very personal matter but must resist temptation tobecome too attached to own hypothesis )
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1. Selecting and defining a problem
2. Describing the method of research
Step in Conducting Research
3. Collecting data
4. Analysing and interpreting results
INSPIRING CREATIVE AND INNOVATIVE MINDS
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Three phases of research process (in engineering)
Phase One - Starting the research,choosing a general topic (area of research),
RESEARCH PROCESS
information
Phase Two - Recording information,
organising ideas and analysis Phase Three - Writing, documentationand presentation
INSPIRING CREATIVE AND INNOVATIVE MINDS
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DECIDING ON A TOPIC
To interpret the gathered information. Someinitial questions about a topic might include:
RESEARCH PROCESS
What background information should I read?What additional areas of the topic should Iinvestigate?
Should I concentrate gathering informationmore on one area of the subject than on other
areas?INSPIRING CREATIVE AND INNOVATIVE MINDS
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SELECTING AND
DEFINING A PROBLEM
This marks the beginning of a research study
and is the most difficult and important steps.The steps are:
a. identifying and stating the problem in specific form
b. identifying the variables in the problem situation and
defining them adequately
c. generating tentative guesses (hypotheses) about the
relation of the variables, or writing explicitly the questionsfor which answers are sought; and
d. evaluating the problem for its researchability.
INSPIRING CREATIVE AND INNOVATIVE MINDS
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WHAT IS
RESEARCH PROBLEM
Is a situation, quantitative or otherwise,
that confronts an individual, that requiresresolution, and for which the individual
sees no apparent orobvious means or
path to obtaining a solution.
Is the focus of a research investigation
a problem that a researcher wishes toinvestigate
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(Contd)
Are questions about state ofaffairs in the field.
WHAT IS
RESEARCH PROBLEM
Although there are different typesof research problems, all involve
a question, whereby the answer
is being sought in the research
INSPIRING CREATIVE AND INNOVATIVE MINDS
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Begin with two important questions:
FORMULATING RESEARCH PROBLEM
SOLVED?
HOW CAN THE PROBLEM BE
SOLVED?
INSPIRING CREATIVE AND INNOVATIVE MINDS
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PROBLEM IS A TASK
In which the researcher is
interested and engaged forwhich he/she wishes to obtain a
For which the researcher does
not have a readily accessiblemeans or ways by which to
achieve that resolution
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PROBLEMOF
Data and
method areknown
Data but notthe method is
known
Method is
STUDY
known butnot the
data
Neither themethod or thedata is known
Research problems include only those problemswhich the method and the data, necessary
to achieve the goal, are not known
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Existing
The problemselected mustpoke (exit) the
boundary of
existingknowledge
now e ge(from comprehensiveliterature search)
Boundary of
knowledge
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Criteria for Selecting
Interest
Size
Capabilities&
Limitations
Own interest
Own,
a Problem
EconomyUniqueness
large
Time,
money
,
peoples support
Do not duplicate: If similar study
- can use different method,
design or sample, or perform
different statistical analysesINSPIRING CREATIVE AND INNOVATIVE MINDS
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HOW DO YOU SELECT
A PROBLEM??
Personal Practical
eg. From workplace
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HOW DO YOU SELECT
A PROBLEM??
From past studies, i.e look for
Solution already found in parallel situation Incomplete solution
Result unclear, doubtful, debatable, etc.
Sources: books, journals, periodicals, annual reports.
NOTE
Need a Critical Study of the literature to: Define the problem
Limit the problem area Avoid unnecessary repetition Search for new approaches
Recommend suitable methodsINSPIRING CREATIVE AND INNOVATIVE MINDS
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Consultation / interaction with
others Ask experts in area of interest industries, universities, etc
HOW DO YOU SELECT
A PROBLEM??
Study current developments andtrends newspaper, Examine the theoretical structure of
the field Explore areas of dissatisfaction, publicinterest journal, magazine
INSPIRING CREATIVE AND INNOVATIVE MINDS
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Websites of various organisations
govt., private sectors, etc.
HOW DO YOU SELECT
A PROBLEM??
Requests ForProposals (RFPs)
INSPIRING CREATIVE AND INNOVATIVE MINDS
Maintain anidea notebook
Brainstorming
FORMULATING
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FORMULATING
THE RESEARCH
PROBLEM
OBJECTIVES:
To focus on a subject for research To examine a subject in multi facets
(to apply creat v tyMethods
or Processes
Subdividing
Free
Association
Questioning
Combined
Approach
INSPIRING CREATIVE AND INNOVATIVE MINDS
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Free Association Approach
Write down words or phrases that
,
without worrying about order,
spelling, usefulness, applicability,
or any other judgement
INSPIRING CREATIVE AND INNOVATIVE MINDS
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Subdividing Approach
Divide the general area
units, subdividing it untilone reaches a subject
that is interesting to
research
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Asking Questions Approach
WHO? WHAT*? WHERE?
* mostcommon
WHEN? WHY*?
HOW*?People
,
things, ideas Places
Past,
present,
future
Causes, reasons,
results, conditions
Methods,
techniques,
mechanisms
INSPIRING CREATIVE AND INNOVATIVE MINDS
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Combined Methods Approach
To combine the above
approaches informulating a research
problem
(more satisfactory practice)
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Affinity Diagram / Conceptual Map
to Identify Problem and Purpose
1. Identify Large Topic Area
2. Determine what is attached. Make a conceptual mapidentifying related topics
3. Which part do you wish to explore now? (Fence off
place in diagram)
4. What part is most important? Identify "real" problem
area. What is the most important and possible
relative to scope and scale of study?
5. Identify purpose area. What question most interests
you about the purpose area that meets the
requirements of#4. Construct refined conceptual
map of the purpose area.INSPIRING CREATIVE AND INNOVATIVE MINDS
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Affinity Diagram /
Conceptual Map
Example
o en y ro em
and Purpose
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Evaluating theResearch
Too broad?Feasible?
Researchable?
Worthwhile?
Evaluating Research Problem
ro em
Specific?
Too large(global)?
Too narrow?
Significant?
Having considered these questions, it is wise
to consult others for their honest opinions
INSPIRING CREATIVE AND INNOVATIVE MINDS
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how long the research will take toaccomplish
im ortant ethical constraints that need
Is the problem Feasible?(practical/possible for me to do it)?
consideration can achieve the needed cooperation to take
the project to its successful conclusion
how significant are the costs of conductingthe research
INSPIRING CREATIVE AND INNOVATIVE MINDS
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Is the problem Researchable?
The questions include:
Has the problem been specified?
Is the problem too large?
How is the availability of the data?
Am I capable of solving the problem?
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Will the result be Significant?
The questions include:
Will the result advance knowledge?
Will the research have some value? Will the results be ofinterest to others?
INSPIRING CREATIVE AND INNOVATIVE MINDS
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Typical General Questions
asked by Examiners
Why do you choose the research problem
(topic) who will benefit?
What contribution to knowledge you feel
The appropriateness of your choice ofmethodology and data analysis
Outcome that are publishable
How the research can be extended (furtherworks?)
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STATEMENT OF
RESEARCH PROBLEM
- To state the basic problem
that prompts the research -
May be written in two forms:
Statement form
Research Question form
INSPIRING CREATIVE AND INNOVATIVE MINDS
STATEMENT OF
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-Example
Problem written in question form:
STATEMENT OF
RESEARCH PROBLEM
individualised programme had on the skillacquisition of technician students in aprinting course?
INSPIRING CREATIVE AND INNOVATIVE MINDS
STATEMENT OF
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Problem written in statement form:
This study is designed to measure theeffect the introduction of an
STATEMENT OF
RESEARCH PROBLEM
-Examples
technician course.
A statement of purpose: (see the diff. from both
The purpose of this study is to investigate theimpact the introduction of an individualisedprogramme has had on technician courses.
INSPIRING CREATIVE AND INNOVATIVE MINDS
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DEVELOPING PROBLEM QUESTIONSOR RESEARCH QUESTIONS
The significance:
A clearly stated research question or research
problem would streamline a research effort
Usefulness: (The research question should) guide subsequent work
influence information gathering
guide data analyses
influence the content of the writing
Thus it focuses the effort,
minimises false starts, and
save time and unnecessarywork
INSPIRING CREATIVE AND INNOVATIVE MINDS
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Content ofResearch
(UTM context)
INSPIRING CREATIVE AND INNOVATIVE MINDS
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Chapter 1 Introduction
Background of the problem (to give scholarlybackground & rationale for the investigation)
Statement of the problem (to state in general &
Content of Research Proposal
specific way)
Objectives of the study (should be measurable)
Scope of the study (what is covered?)
Significant of the study (refers to the rationale for
the study & its relationship to theory, knowledge
or practice)
INSPIRING CREATIVE AND INNOVATIVE MINDS
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Chapter 2 Literature Review*
Review of relevant research to providerationale of the work eg:
Content of Research Proposal
,
methodFindings of others that is being challenged
and extended
* [Should give an up to date & critical appraisal of review of literatureShould demonstrate awareness of the debates & issues raised
for PhD, need to demonstrate that proposed work has not been
studied before identify niche]
INSPIRING CREATIVE AND INNOVATIVE MINDS
THESIS EXAMINATION
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(Beginning)
Does the thesis contain a concise critical review of whatis currently known?
- WHAT EXAMINERS LOOK FOR
clearly identified and the significance of addressingthem been established?
Is there sufficient background provided, so that
examiner can appreciate the research problemsthat need to be tackled?
Are the objectives clear and justified?
INSPIRING CREATIVE AND INNOVATIVE MINDS
A note from
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an external examinersviewpoint
.. The most acceptableintroduction is one which explains in a
candidate became interested in thesubject, what made him/her considerit important enough to spend a
substantial part of his/her lifeinvestigating it, and what outcomeswere expected .
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Chapter 3 Research Methodology
Research Design & ProcedureOperational Framework
Sub ects or data sources
Content of Research Proposal
Instrumentation & Data AnalysisAssumptions & Limitations
Research Planning & Schedule
Chapter 4 Expected Findings andSummary
ReferencesINSPIRING CREATIVE AND INNOVATIVE MINDS
THESIS EXAMINATION
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(The work itself)
Are the materials and methods detailed enough toensure that the work is reproducible?
- WHAT EXAMINERS LOOK FOR
Is the use of novel or non-standard methods orapproaches, fully justified?
Is the experimental design clearly articulated
appropriate to the objectives
Are the methods ofstatistical analysis appropriate?
INSPIRING CREATIVE AND INNOVATIVE MINDS
WRITING THE RESEARCH
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PROBLEM (THESIS)(IN GENERAL FORM)
Normally in Chapter 1:
THE PROBLEM AND SIGNIFICANCE
OF THE STUDY
Introduction
Background of the problem
Statement of the problem
Purpose of the study
INSPIRING CREATIVE AND INNOVATIVE MINDS
WRITING THE RESEARCH
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Theoretical frameworkStatement of hypothesis or research question
PROBLEM (THESIS)(IN GENERAL FORM)
Importance of studyObjective and Scope of study
Definition of termsSummary
INSPIRING CREATIVE AND INNOVATIVE MINDS
THESIS EXAMINATIONWHAT EXAMINERS LOOK FOR
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The End:
Is the significance of the results fully explored inrelation to current literature?
- WHAT EXAMINERS LOOK FOR
Are the substantive discussion points brought up withfinality? Can one sees clearly what the candidate hasconcluded?
Has the ownership of the contribution beenestablished? Something new?
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INSPIRING CREATIVE AND INNOVATIVE MINDS