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A View from the Inside:
Case Studies of School IPM
Implementation in Indiana
Dr. Al Fournier
University of Arizona
Arizona Pest Management Center
IPM Perspectives
Policy
makers
Adopters
?
IPM
experts
Data-driven decision making; focus on pests
Focus on reducing pesticides
Green and Breische 2003, GAO 1999
Presentation Outline
• Background: Indiana program
• Objectives and Methods
• 4 Case study “sketches”
• Cross-case analysis: major findings
• Implications for school IPM
educators
Role of the Researcher
Add photo of me teaching
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are needed to see this picture.
• School IPM
Coordinator, 2000
- 2004
• IPM Pilot
Programs
• Workshops,
manual, website,
publications
• 1,600 school
personnel; 65% of
districts
Research Questions
• What factors influence the adoption and implementation of IPM in Indiana public schools?
• How is IPM practiced in the schools?
Research Questions
• What factors influence the adoption and implementation of IPM in Indiana public schools?
• How is IPM practiced in the schools?
Research Overview
• Statewide Survey
– Policy adoption and IPM practices
• Case studies
– 4 school districts
Research Overview
• Statewide Survey
– Policy adoption and IPM practices
• Case studies
– 4 school districts
Case Studies
“A case study is a method for
learning about a complex instance,
based on a comprehensive
understanding of that instance
obtained by extensive description
and analysis of that instance, taken
as a whole and in its context.”
-- GAO 1987
Case Studies
“A case study is a method for
learning about a complex instance,
based on a comprehensive
understanding of that instance
obtained by extensive description
and analysis of that instance, taken
as a whole and in its context.”
-- GAO 1987
Case Study Objectives
• Define pest management goals
• Document PM policy & practices
from multiple perspectives
• Identify factors that influenced policy
adoption & program implementation
• Compare programs to “Academic
IPM”
Case Study Methods
• Case selection (4 school districts)
• Interviews (26 subjects)
– Administrators, staff, pest control providers
– Central office and building levels
– No teachers or parents included
• Program assessments (4 schools)
– IPM inspections
– Pest management service observations
– Document analysis
Prior Conditions:
Adopter’s needs, prior
practice, innovativeness, social
context
Adoption-decision process:
Knowledge
Persuasion
Decision
Implementation
Confirmation
ImplementationProgram design, components
Actor’s roles
Practices: pest management,
pesticides
Reinvention
Theoretical Framework: Innovation Decision Process Model (Rogers 2003)
Data Source Methodological
Framework
Analytical Framework
Prior conditions
Open-ended
interviews
Naturalistic qualitative
inquiry (Patton 2002): open
ended questions about pest
management needs, prior
practices and context; IDP
model (Rogers 2003) used
to develop instrument.
Grounded theory
analysis (Strauss &
Corbin 1998)
procedures were used
to allow adopter’s views
to emerge.
IDP stages
Open-ended
interviews
IDP Model (Rogers 2003)
used to design interview
instrument: adopter traits,
needs, IPM perceptions,
communication, etc.
Grounded theory
analysis procedures
were used to allow
adopter’s views to
emerge.
Implementation
IPM inspections,
PCO service
observation,
document analysis,
open-ended
interviews
Reality-oriented inquiry
(GAO 1987, Miles &
Huberman 1994): program
evaluation using multiple
methods (document
analysis, observations,
inspections, interviews) to
describe pest management
program as it exists in the
school.
Two standards for
comparison: “Academic
IPM” adapted from the
IPMIS literature (Green
et. al 2000) and
adopters’ self-defined
goals for the program.
Qualitative Data Analysis
• Content analysis
– Review, open coding, axial coding
– Concepts and categories (162 “concepts”)
– “Assertions” based on data (13 major ones)
• Triangulation of data sources
– Multiple interviews, inspections, observations,
documents
• Limitations of case study method
– Problem with observations
– Cannot generalize conclusions
Case Comparison 1:
Monitoring & Nonchemical
School District A B C D
Policy Y Y Y Y
Includes IPM N N N N
Monitoring
Sighting logs N Y N N
Inspections Y Y Y N
Monitors/sq. ft.
(x10-3)
8.48 3.5 5.0 0
Non-chemical
Sanitation excellent excellent excellent excellent
Exclusion good poor poor excellent
Maintenance good fair good excellent
Case Comparison 2:
Pesticide use & satisfaction
School District A B C D
Insecticides
Baits Y Y Y N
Routine use N N 2/yr N
Remedial use N N Y Y
Staff use N N N custodian
Unauthorized use Y N Y N
After hours only Y Y Y N
IPM Success
Expectations Mixed Low Low High
Academic IPM High Medium Low Low
“Guidance” School District
(A)
• Site-based management with “guiding management style”
• Education & active roles engaged staff (reminding & reinforcement)
• PMP’s personal beliefs, motivations & communication skills contributed to program success
• Mostly perceived as a successful program
“Mandate” School District (B)
• IPM was an administrative mandate
• Dichotomous management structure
(operations versus academic depts.)
• Custodians struggled with new
responsibilities and lacked authority
and knowledge to implement IPM
• Incomplete buy-in & low program
satisfaction
“Ignore” School District (C)
• Lack of central office involvement or
communication
• PMP-designed “informal IPM”
program lacked key elements of IPM
– No education, minimal communication,
poor record keeping
• Low levels of program satisfaction
“Control” School District (D)
• Centralized management
• Central administrator’s goals shaped
the program (save $)
• Staff education, sanitation, exclusion
were emphasized
• No routine inspections or monitoring
• Custodial pesticide use (last resort)
• High level of program satisfaction
Factors Affecting IPM
Implementation
• Buy-in
• Organizational structure
– Separate chains-of-command
• PMP communication (local v. central)
• PMP influence often most important
• Individual perceptions
• Education
Factors Affecting IPM
Implementation
• Buy-in
• Organizational structure
– Separate chains-of-command
• PMP communication (local v. central)
• PMP influence often most important
• Individual perceptions
• Education
Personal Perceptions:
positive impact on IPM
• Personal beliefs & perceptions
influenced actions related to the
success of IPM
– “Low pest tolerance”
– “Pest-clean connection”
– Action: rigorous cleaning as a
response to pests
Personal Perceptions:
negative impact on IPM
• Acceptance of non-chemical methods was negatively affected by pesticide-based expectations
– “Low pest tolerance”
– “Pesticide mentality”
– Lack of “PM satisfaction”
– Actions: covert pesticide use, product substitution, future IPM discontinuation?
Education Facilitated
IPM
• Active staff involvement raised IPM
awareness and increased buy-in
– Custodians versus teachers
• Staff behaviors were changed through
involvement, education, reminding, and
“PM exchange” (bartering)
• Demonstration and explaining why
– PM provider often played a key role
Implications for
IPM Educators
• Understanding adopters needs
• IPM adoption IPM implementation
(evaluate!)
• Perceptions shape the program
– Low pest tolerance, pesticide mentality
• Education is critical
– Close the “IPM gap”
– Demonstration and explaining why
– Reaching the teachers!
The Human Factor
“Insects can be managed, but
management is people-oriented, and
successful pest management depends
largely on influencing the people who
control the pest.”
-- Metcalf and Luckmann 1975
Photo credits: Jerry Jochim, University of Florida, U.S. EPA,
Texas A&M University, USDA
Thanks!
• Dr. Chris Oseto, Dr. Tim Gibb
• Dr. Donna Enersen, Dr. Bob O’Neil,
Dr. Allen Talbert, Dr. Tom Turpin
• Dr. Marc Lame
• Study participants
• EPA and IDEM for financial support