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  • 8/11/2019 A Study of the Behavior of Law [Michael R. Gottfredson and Michael J. Hindelang, 1979]

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    A Study of the Behavior of LawAuthor(s): Michael R. Gottfredson and Michael J. HindelangSource: American Sociological Review, Vol. 44, No. 1 (Feb., 1979), pp. 3-18Published by: American Sociological AssociationStable URL: http://www.jstor.org/stable/2094813.

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  • 8/11/2019 A Study of the Behavior of Law [Michael R. Gottfredson and Michael J. Hindelang, 1979]

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    AMERICAN

    SOCIOLOGICAL REVIEW

    A

    STUDY OF THE

    BEHAVIOR OF

    LAW*

    MICHAEL R.

    GOTTFREDSON

    MICHAEL

    J. HINDELANG

    State

    University of

    New

    York,

    Albany

    State

    University of

    New

    York, Albany

    American

    Sociological Review 1979, Vol. 44

    (February):3-18

    In The Behavior of Law, Black

    (1976) sets

    forth a

    theory

    of law that

    he

    argues explains

    variations in law

    across societies and among individuals within

    societies. Black argues that law

    can

    be conceived of as a

    quantitative

    variable,

    measured

    by

    the number and

    scope

    of

    prohibitions, obligations and

    other

    standards to which

    people

    are

    subject.

    Law

    varies,

    according to Black, with other aspects of social life, including stratification, morphology,

    culture,

    organization,

    and

    social control. Many of

    Black's

    principal propositions

    regarding

    the

    quantity

    of law

    are tested

    in this

    paper

    with

    National Crime

    Survey

    data on the victim's decision

    to

    report

    a

    crime

    to

    the police.

    An

    alternative model

    that

    views the

    quantity

    of

    law as

    depending

    largely

    on the

    gravity

    of the infraction

    against legal

    norms is

    posed

    and

    tested

    against

    Black's

    theory. The

    data

    are generally inconsistent

    with

    the propositions derived from

    The Behavior of

    Law

    and

    strongly suggest

    that a

    theory attempting

    to

    explain

    the

    criminal law

    cannot

    ignore

    the

    gravity of the infraction

    against legal

    norms.

    Introduction

    The Behavior

    of Law (Black,

    1976) has

    been referred to

    as a "crashing classic"

    (Nader, n.d.) and the most

    important

    con-

    tribution ever

    made to the sociology of

    law-

    "that and more"

    (Sherman, 1978).

    Although Black's theory has

    also been

    criticized as "circular"

    (Michaels, 1978),

    it is apparent that

    it will be the stimulus for

    a

    great deal of research

    in

    coming years.

    This is so because

    Black's theory of law is

    stated in explicit propositional form and

    because he sees the

    theory

    as

    applying

    to

    so

    many aspects

    of law

    (e.g.,

    both

    crimi-

    nal and civil) and at so

    many levels of

    analysis (e.g., individual level,

    community

    level,

    and

    societal level).

    Black

    defines

    law as "governmental so-

    cial control"

    (1976:2)

    and

    argues

    that

    law

    is a quantitative

    variable that varies across

    time

    and

    space

    as

    well as across char-

    acteristics

    of

    individuals:

    .

    . . the

    quantity

    of

    law is known

    by

    the

    number and

    scope

    of

    prohibitions, obliga-

    tions, and other

    standards

    o which

    people

    are subject, and by the rate of legislation,

    litigation,

    and

    adjudication....

    Any

    initia-

    tion, invocation,

    or application

    of

    law

    in-

    creases

    its

    quantity.

    . .

    (1976:3)

    According

    to Black,

    the quantity

    of law

    varies with

    other aspects

    of social

    life:

    stratification,

    morphology,

    culture,

    orga-

    nization,

    and social

    control.

    In

    connection

    with each

    of these

    dimensions

    Black sets

    forth a series

    of propositions

    that he

    argues

    explain

    variations

    in law

    across

    societies and among individuals within a

    given

    society

    (1976:6-7).'

    For

    example,

    "law

    varies

    directly

    with rank [e.g.,

    in-

    come].

    . .

    .

    People

    with

    less

    wealth

    have

    less law.

    They are

    less

    likely to call

    upon

    the

    law

    in

    dealing

    with

    one

    another"

    (1976:17).

    In

    this paper

    we

    will examine

    many

    of Black's propositions,

    empirically

    test

    their predictions,

    and discuss

    the

    im-

    plications

    for the sociology

    of criminal

    law.

    *

    Address

    all

    communications

    to: Michael

    R.

    Gottfredson;

    Criminal Justice

    Research

    Center;

    One

    Alton Road; Albany,

    NY 12203.

    I

    Black discusses

    "styles

    of law"

    as

    well as quan-

    tity of

    law. The styles

    include penal,

    compensatory,

    therapeutic

    and conciliatory

    (Black,

    1976:4-5).

    Be-

    cause

    of the nature

    of our

    data, we will

    limit our

    discussion

    to penal

    (criminal)

    law.

    3

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  • 8/11/2019 A Study of the Behavior of Law [Michael R. Gottfredson and Michael J. Hindelang, 1979]

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    4

    AMERICAN

    SOCIOLOGICAL

    REVIEW

    The task that Black

    (1976:7)

    sets for

    himself is to

    illustrate

    a strategy for

    the

    construction

    of

    sociological

    theory

    that

    .. .

    predicts and explains

    social life with-

    out regard to the individual as such. It

    neither assumes

    nor implies

    that he is, for

    instance,

    rational, goal-directed,

    pleasure

    seeking,

    or pain avoiding."

    Black is par-

    ticularly

    concerned

    about

    avoiding expla-

    nations that

    rely on individual

    motivation.

    For example,

    he argues repeatedly

    that

    both the theory

    of law and

    "the

    theory

    of

    illegal

    behavior" explain

    the

    same facts

    (e.g.,

    the crime rate).

    The theory

    of

    illegal

    behavior,

    however,ex-

    plains these facts with the principlesthat

    motivate

    an

    individual o violate the

    law....

    The theory of

    law predictsthe

    same facts,

    but as

    an

    aspect

    of

    the

    behavior

    of

    law,

    not

    of

    the motivation

    of the individual. (Black,

    1976:9)

    As

    a

    consequence

    of

    this

    macrotheoretical

    approach,

    Black

    is careful to avoid

    expla-

    nations

    or propositions

    that

    rely

    directly

    upon

    variations

    in

    the

    behavior of

    indi-

    viduals.

    He

    argues

    that the behavior

    of

    law,

    in all respects,

    can

    be

    explained

    by

    social

    structural

    variations and

    by

    the

    relative

    social structural positions

    of

    the

    actors

    (e.g.,

    the victim

    and

    the offender),

    without reference

    to how the nature

    of

    individual

    behavior

    affects the behavior

    of

    law.

    One

    of

    the

    major

    difficulties facing

    those

    who

    would test Black's theory

    of

    law is

    that he is not

    explicit

    about

    how

    the

    objective seriousness of the offense

    should

    be handled. Contrary

    to

    the tradi-

    tional sociological

    use of

    the term

    serious-

    ness,

    as

    incorporating

    the

    consequences

    of acts

    to

    individuals,

    such

    as

    bodily

    in-

    jury

    or financial

    loss

    (see

    Sellin

    and

    Wolfgang,

    1964),

    Black

    defines the seri-

    ousness

    of infractions

    by

    the amount of

    law

    that

    they

    evoke.

    Thus,

    Black argues

    that

    "[i]f

    a

    poor

    man commits

    a

    crime

    against

    another

    poor

    man,

    for

    example,

    this is less serious than if both are

    wealthy.

    Less

    happens

    .

    .

    .,"

    and

    that

    "the

    more

    organized

    the victim of a

    crime,

    for

    instance,

    the more

    serious

    is the of-

    fense"

    (Black,

    1976:17,95).

    For

    Black

    (1976:9),

    ". . .

    the

    seriousness

    of deviant

    behavior

    is

    defined

    by

    the

    quantity

    of

    law

    to

    which

    it is

    subject."

    What

    this

    implies,

    therefore, is that Black's entire theoretical

    framework is

    designed

    to

    account

    for

    the

    quantity of law without

    including

    the

    con-

    sequences

    of the

    deviance

    to the victim

    as

    a dimension of the theory. This is so be-

    cause

    the

    quantity

    of law is

    Black's de-

    pendent

    variable-a

    quantity

    that

    varies

    as a function of

    stratification, morphol-

    ogy,

    culture, organization,

    and

    (nonlegal)

    social

    control-and, thus,

    "seriousness"

    is not

    defined apart from the

    dependent

    variable itself. Hence,

    Black

    does not use

    seriousness

    in

    its traditional

    sense to

    ex-

    plain

    variations in the

    quantity

    of

    law.

    None

    of

    the

    formal

    propositions presented

    incorporates harm to the victim as a con-

    sideration,

    and never is

    variation

    in

    litiga-

    tion, arrest, prosecution,

    or

    sentencing

    accounted

    for

    by

    Black

    in

    terms of

    varia-

    tion

    in

    conduct.

    Although Black

    frequently uses such

    phrases

    as "all else

    constant" (e.g.,

    Black, 1976:28,47,114)

    when stating a

    theoretical proposition,

    such qualifica-

    tions can reasonably

    apply only to vari-

    ables

    included in the

    theory.

    If

    "all else

    constant"

    can refer to variables not incor-

    porated

    by

    the

    theory

    then the

    theory

    must be

    rejected as untestable.

    If

    "all

    else" is

    limited to dimensions and prop-

    ositions

    formally specified

    by Black, then

    the

    consequences of legal infractions to

    individuals

    must

    be considered by Black

    to be

    irrelevant

    in

    accounting for

    the

    quan-

    tity of

    law.

    For example, in connection

    with his

    stratification propositions, Black

    (1976:31) notes ". . . that these principles

    apply

    whatever

    the

    actual behavior of

    the

    lower

    ranks-whether,

    for

    example,

    it

    is

    more or less

    violent

    or

    predatory-since

    their

    conduct is more

    likely

    to be defined

    as

    illegal

    no matter

    what

    they

    do." On the

    basis of

    such statements and the context

    within

    which Black

    discusses

    his

    theory of

    law,

    he must

    be

    interpreted as

    arguing

    that

    the

    individual consequences

    of

    legal

    in-

    fractions, such things as

    injury and mone-

    tary loss, are not an important considera-

    tion in

    explaining

    the

    behavior

    of law.

    At a

    minimum,

    he

    must be

    interpreted as argu-

    ing that the

    individual

    consequences

    of

    legal

    infractions, such as harm to victims

    of

    crimes

    (seriousness

    of the offense

    in

    its

    conventional

    use),

    are less

    important

    than

    stratification, morphology,

    culture, orga-

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  • 8/11/2019 A Study of the Behavior of Law [Michael R. Gottfredson and Michael J. Hindelang, 1979]

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    A STUDY OF THE

    BEHAVIOR OF LAW

    5

    nization, and social control

    in

    determining

    the behavior

    of law. An alternative

    to

    Black's theory

    of law, therefore, is one

    that explains

    the behavior of law as

    a func-

    tion of the individual consequences of

    legal infractions

    (such as harm to

    the vic-

    tim) rather than as a

    function of Black's

    five dimensions

    (and their associated

    propositions). Our alternative

    model is

    simply

    that

    the behavior of criminal

    law

    depends primarily

    on

    what

    happens be-

    tween the victim and

    the offender; the ex-

    tent of harm suffered

    is the

    principal

    de-

    terminant

    of the

    quantity

    of law.

    The Data

    Many of

    the

    propositions

    set forth

    by

    Black can be tested

    using data

    available

    from the

    National Crime Survey

    (NCS)

    conducted by

    the Bureau

    of the Census

    for

    the

    Law

    Enforcement

    Assistance Ad-

    ministration.

    Because the methods and

    procedures used

    in these victimization

    surveys

    have been discussed

    in

    detail

    elsewhere (U.S.

    Bureau of the

    Census,

    1975;

    Hindelang

    et

    al., 1978), they

    will

    be

    described only briefly here.

    In these surveys,

    multistage cluster

    sampling

    is used to select

    representative

    samples

    of

    Americans twelve

    years

    of

    age

    or

    older

    in order to ask them about com-

    mon assault and

    theft

    victimizations

    that

    they

    may

    have suffered

    during

    the

    six

    months

    preceding

    the interview.

    In

    this

    design about 130,000

    persons are inter-

    viewed twice per year.

    The

    data

    used here

    are for crimes reported as having occurred

    during

    1974, 1975,

    or 1976.

    This

    paper

    is

    limited to

    personal

    crimes

    in which there

    was

    some

    actual contact

    between the vic-

    tim and the offender-rape, robbery,

    as-

    sault,

    and personal larceny (e.g.,

    purse

    snatch).

    Because of

    the

    complex

    sampling

    design,

    data

    weighted

    to yield

    valid na-

    tional estimates

    are used

    here. For

    these

    years

    the mean

    weight

    is

    about

    1,000.2

    The

    victimization survey

    data

    are

    par-

    ticularly well-suited to testing many of

    Black's

    propositions

    because

    he

    explicitly

    frames

    much of

    his

    discussion

    in

    terms of

    criminal

    law

    examples,

    such

    as

    complaints

    to the

    police,

    arrests,

    and

    prosecutions.

    The

    victimization

    survey

    data

    not

    only

    contain

    the requisite

    information

    Black

    discusses about the victim (e.g., social

    rank)

    and

    the

    offender

    (e.g., number

    of

    offenders)

    but

    also

    contain

    the

    informa-

    tion

    necessary

    to assess

    a variety

    of

    ecological

    propositions

    set

    forth

    by

    Black.

    Furthermore,

    one

    of the

    principal

    mea-

    sures

    of the

    quantity

    of law

    discussed

    by

    Black

    (1976:3)

    is

    complaint

    to the

    police:

    A complaint

    o a

    legal

    official,

    for

    example,

    is morelaw

    than

    no

    complaint,

    whether

    t

    is

    a

    call to

    the police,

    a

    visit

    to a

    regulatory

    agency, or a lawsuit.Each is an increasein

    the

    quantity

    of law.

    For the

    crimes

    of

    common

    theft

    and

    as-

    sault,

    initiation

    of

    the criminal

    justice

    process

    is almost

    exclusively

    in the

    hands

    of

    the victim (Reiss,

    1971;

    Hindelang

    and

    Gottfredson,

    1976).

    Because

    victimization

    data

    include

    both

    crimes

    reported

    to

    the

    police

    and

    crimes

    not

    reported

    to

    the

    police,

    they

    permit

    an empirical

    assess-

    ment of many of Black's propositions re-

    garding

    initiation

    of

    the criminal

    law.

    Consequently,

    most

    of

    this paper

    will cen-

    ter

    on Black's propositions

    within

    the con-

    text

    of the

    victim's

    decision

    about

    report-

    ing

    the

    offense

    to

    the

    police.

    With the

    victimization

    survey

    data

    it

    is possible

    to

    assess propositions

    relating

    to

    each

    of

    Black's

    five

    major

    dimensions.

    The

    first of

    these

    is stratification.

    Stratification

    Black

    (1976:

    1

    1)

    defines

    stratification

    as

    the

    "vertical aspect

    of

    social

    life,"

    the

    "uneven

    distribution

    of the material

    con-

    ditions

    of existence,

    such

    as food

    and

    shelter,

    and

    the

    means

    by

    which

    these

    are

    produced,

    such

    as

    land,

    raw

    materials,

    tools,

    domestic animals,

    and slaves."

    Ac-

    cording

    to

    Black,

    the

    quantity

    of law

    var-

    ies directly with social rank, and down-

    ward

    law

    (e.g.,

    a

    complaint

    by

    a

    wealthier

    man

    against

    a

    poorer

    man)

    is more

    likely

    than

    upward

    law:

    In

    the case

    of

    a

    crime,

    for

    instance,

    a

    victim

    who

    is above

    the

    offender

    in rank

    is

    more

    likely

    to

    call

    the

    police

    than

    a

    victim

    whose

    rank

    is lower

    than

    the offender's

    ....

    Hold

    2

    The weights reflect the inverse of the probability

    of selection, adjusted for within-strata nonresponse,

    among other factors. See U.S. Bureau

    of the Census

    (1975) for details.

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    6

    AMERICAN

    SOCIOLOGICAL REVIEW

    constant the

    offender's rank and wealthier

    people

    complain more about

    everything. In

    criminalmatters,for

    instance, the

    likelihood

    of

    a

    call to

    the police increases with the rank

    of the

    victim. (1976:21,

    27)

    With the

    victimization

    survey data it is

    possible to

    test this proposition

    by exam-

    ining the

    extent to

    which reporting crimes

    to

    the

    police varies as a function of

    the

    social

    rank of

    the victim. Most

    research

    literature

    indicates that

    offenders

    in

    crimes

    of

    common

    theft and assault

    are

    drawn

    disproportionately

    from

    lower

    ranks. Because Black

    (1976:31,

    30) stipu-

    lates these findings (".

    . .

    criminality var-

    ies inversely with rank . . . "), from his

    stipulation

    and his

    proposition

    it follows

    that

    the

    proportion

    of

    victims

    reporting

    their victimizations to

    the

    police

    will

    in-

    crease with

    the

    victim's

    rank. Table

    1

    shows the

    relationship

    between the vic-

    tim's

    family

    income

    (Black's

    principal

    in-

    dicator of social

    rank) and

    proportionate

    reporting of victimizations to

    the police.3

    In

    order

    to examine the effects of harm

    to

    the victim

    on

    reporting

    to

    the

    police,

    the data in

    Table

    1

    are

    tabulated

    also

    by

    seriousness

    level as

    measured by the

    Sellin-Wolfgang

    (1964)

    seriousness scale.

    This

    seriousness

    scoring system was de-

    veloped using a

    magnitude estimation

    procedure and it is

    designed to

    take into

    account

    the extent and

    nature

    of

    bodily

    injury,

    weapon use,

    intimidation, forcible

    sexual

    intercourse, and financial loss.4

    Table

    1

    shows a substantial seriousness

    effect;

    as the

    gravity

    of

    the

    victimization

    increases so too does

    reporting

    to

    the

    police.

    Contrary

    to Black's

    hypothesis,

    however, there is little systematic variabil-

    ity in

    rates of reporting

    to the

    police,

    as a

    function of

    income.

    Collapsing

    across

    seriousness

    level,

    the

    gamma

    for Table

    1

    between

    reporting

    to the

    police

    and

    family

    income is

    -.017; within seriousness levels

    the gammas

    range

    from -.037 to .110. On

    the other hand,

    the

    gamma

    for the

    rela-

    tionship

    between

    reporting

    and

    serious-

    ness level

    (collapsing across

    income)

    is

    .305.

    This

    effect

    is of

    similar

    magnitude

    within income categories (gammas range

    from .260 to

    .453). Clearly,

    Table

    1

    is not

    consistent

    with

    Black's stratification

    pos-

    tulate.

    One need not

    accept

    the

    stipulation

    made

    by

    Black

    regarding

    the

    inverse rela-

    tionship between

    criminality and

    rank

    in

    order

    to

    assess Black's

    stratification pos-

    tulate with

    these data.

    A

    corollary to the

    proposition

    tested

    above is that people

    with

    less wealth

    are "less

    likely to call

    upon law in their dealings with

    one an-

    other

    . . .

    "

    (1976:

    17).

    What this

    implies,

    then,

    is

    that

    victimizations between per-

    sons

    known to

    each

    other

    (and, hence,

    likely

    to

    be

    similar in

    social

    rank)

    are

    more

    likely to be

    reported to the

    police by per-

    sons of

    higher rank

    than by

    persons of

    lower rank.

    Respondents in

    the survey

    were

    asked

    whether the

    offender

    was

    someone

    known

    to

    them (a

    relative,

    a

    good friend, or a casual acquaintance) or

    was a

    stranger.

    The data

    presented

    in

    Table

    1

    were

    analyzed

    separately

    for

    crimes

    involving persons reported

    by

    vic-

    tims to

    be

    nonstrangers.

    The results for

    crimes

    between

    nonstrangers,

    shown in

    Table

    2, are

    parallel

    to

    those shown

    in

    Table

    1.

    For

    nonstranger victimizations

    only,

    collapsing across

    seriousness,

    the

    gamma between

    income and

    reporting to

    the

    police

    is

    equal

    to

    -.102;

    within

    serious-

    ness levels gammas ranged from - .110 to

    .050.

    Thus,

    Black's

    prediction

    that people

    with

    less wealth

    are less

    likely

    to

    call

    upon

    law in

    their

    dealings

    with

    one

    another does

    not

    find

    support

    in

    these data.

    Another

    stratification

    hypothesis

    put

    forth

    by

    Black

    (1976:15)

    is that

    wherever

    people

    are more

    equal

    there

    is

    less

    law:

    I

    Victims

    were

    asked

    whether

    "the

    police

    were

    informed of this incident in any way?" Those re-

    sponding

    "no" or

    "don't

    know"

    were classified

    as

    "no"

    for the

    purpose

    of this

    paper.

    "Yes"

    included

    victimizations

    reported

    to the

    police by

    the victim

    or

    someone

    in

    the

    victim's household,

    victimizations

    reported

    by

    "someone

    else"

    and victimizations

    in

    which

    the "police

    [were] on

    the scene."

    Virtually

    all

    of the

    "yes" responses

    (95%)

    involved

    reports

    to

    the

    police.

    4

    According

    to

    this method

    elements

    of the

    vic-

    timization

    are scored

    for

    seriousness

    resulting

    in

    seriousness

    scores

    that range

    from

    zero to

    26.

    A

    victimization

    resulting

    in a score of zero would

    be

    an

    attempted crime in which no injury or loss was suf-

    fered

    and in which

    no

    weapon

    was used.

    A score

    of

    26 is indicative

    of

    a homicide,

    although homicide

    is

    not among

    the

    crimes

    counted

    in the survey.

    Vic-

    timization

    events

    are concentrated

    among

    the

    lower

    seriousness

    scores (Hindelang,

    1976: Chap.

    6).

    In

    order to

    have

    a sufficient

    number

    of

    (unweighted)

    victimizations,

    four

    seriousness

    levels

    were

    used:

    level

    1

    =

    O

    and

    1;

    level 2

    =

    2 and 3;

    level

    3

    =

    4 and

    5;

    and

    level

    4

    =

    6

    or

    more.

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  • 8/11/2019 A Study of the Behavior of Law [Michael R. Gottfredson and Michael J. Hindelang, 1979]

    7/17

    8

    AMERICAN

    SOCIOLOGICAL REVIEW

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    A STUDY OF

    THE BEHAVIOR

    OF LAW

    9

    Table 3. Proportion of Victimizations

    Reported

    to Police by Seriousness Level

    and Ratio of Number of

    Families in Respondent's

    Neighborhood with Annual

    Incomes under

    $5,000 to Total Families in

    Neighborhood,

    United States, 1974-1976

    Proportion

    of Families in

    Respondent's Neighborhood

    with incomes under $5,000

    Seriousness

    Level

    0-10%

    11-20W 21-30W

    31-100%

    Total Gamma

    1

    35% 37%

    38% 37%

    37% .023

    (1,108,504)

    (1,524,432) (839,712)

    (745,554) (4,218,202)

    2 37%

    37%

    41%

    41%

    39%W

    .047

    (1,671,796)

    (2,297,852) (1,364,830)

    (1,185,060) (6,519,538)

    3

    54% 54%

    56%

    47% 53%

    -.051

    (1,126,276) (1,641,788)

    (997,065) (989,873)

    (4,755,002)

    4

    75%

    75% 73%

    70%

    73%

    -.069

    (393,980) (608,400)

    (419,024)

    (506,002) (1,927,406)

    Total 45%

    46%

    48% 46%

    .026

    (4,300,556) (6,072,472) (3,620,631) (3,426,488) (17,420,147)

    families

    within

    the

    victim's

    neighborhood

    with

    annual family incomes of less

    than

    $5,000.

    According to Black's theory

    of

    law, as

    the proportion of families under

    $5,000

    increases, the rate of reporting to

    the

    police decreases. Once

    again, even at

    this level of

    aggregation, reporting

    is

    con-

    sistently

    related to seriousness level

    within each category of neighborhood in-

    come level.

    There is, however, little sys-

    tematic evidence to

    support the

    proposi-

    tion

    derived from Black's

    theory of law.

    In

    addition, when the data are regrouped

    according to the

    percentage

    of

    all families

    with an

    annual

    family

    income of

    $15,000

    or

    more, the

    very slight

    effect in

    Table

    3

    changes

    to

    a trend

    of

    a

    similarly weak

    magnitude

    opposite

    to

    that predicted by

    his

    theory.

    In

    sum, areal stratification

    does not produce findings of notable mag-

    nitude nor findings

    consistently

    in

    the

    direction required by the

    theory.

    Morphology

    The

    second dimension relevant to

    Black's

    (1976:37) theory

    of law is mor-

    phology:

    Morphology

    s the

    horizontal

    aspect

    of social

    life, the distributionof people in relationto

    one

    another, including

    their

    division of

    labor,

    networks

    of

    interaction, ntimacy,and

    integration. t varies across social settings of

    every

    kind, whether societies, communities,

    neighborhoods,

    or

    organizations.

    .

    .

    One

    village or tribe may have a greater

    divisionof

    labor-more

    differentiation-than

    another

    ....

    Some settings are

    intimate,

    others

    im-

    personal.

    In

    some, nearly

    every

    one partici-

    pates

    in everything)

    in

    others, many

    are

    marginal

    or alone.

    Morphology

    is a central

    dimension

    in

    The

    Behavior

    of Law because

    of its

    implica-

    tions for

    the degree

    to which

    people

    are

    involved

    in each other's

    lives

    (Black,

    1976:40). Black

    contends

    that law is

    in-

    active among intimates and is used in-

    creasingly

    as

    relational

    distance increases,

    until the point

    at which people

    exist

    en-

    tirely

    independently

    of each

    other,

    a

    point

    rarely reached

    in modern

    societies.

    This

    observation

    is

    embodied

    in

    the

    proposi-

    tion that

    "the relationship

    between

    law

    and

    relational

    distance

    is curvilinear"

    (Black,

    1976:41).

    Up

    to a

    point,

    Black

    (1976:46)

    notes,

    a

    community's

    size is

    predictive of its rate of litigation.

    This

    derivation can

    be tested

    with the

    victimization

    survey

    data

    by examining

    the relationship

    between

    the size

    of the

    community

    in which

    the victim

    resides

    and the

    proportion

    of respondents

    who

    told interviewers that

    they had

    reported

    the victimization

    to

    the police.

    From the

    victimization

    data

    it

    is possible to

    obtain

    the size

    of the place

    in which the respon-

    dent

    resided at

    the time of

    the interview.

    These place sizes have been divided into

    six

    groups as shown

    in

    Table

    4. According

    to

    Black's theory

    of

    law,

    as place size

    increases,

    so too should

    the proportion

    of

    victimizations

    reported

    to the police.

    The data

    in Table

    4

    do

    not support the

    hypothesis.

    At each

    seriousness

    level the

    general

    trend is

    for

    the rate

    of

    reporting

    to

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    10

    AMERICAN

    SOCIOLOGICAL

    REVIEW

    Table 4.

    Proportions

    of

    Victimizations Reported to

    the

    Police, by

    Seriousness Level, and

    Size

    of

    Place,

    United

    States, 1974-1976a

    Place Size

    Seriousness

    Under

    10,000- 50,000-

    250,000- 500,000-

    1,000,000

    Level 10,000 49,000 249,000 499,999 999,999 or more Total Gamma

    1

    44%

    37%

    37%

    34%

    31%

    32%

    36%

    -.112

    (546,280)

    (957,077)

    (970,599)

    (309,680)

    (457,445)

    (466,765) (3,707,846)

    2

    46%

    38%

    37% 33%

    38%

    38%

    38%

    -.060

    (792,968) (1,385,821)

    (1,395,100)

    (540,047) (730,028)

    (776,311)

    (5,620,275)

    3

    53%

    57%

    54%

    49Wo

    50o

    54%

    54%

    -.034

    (629,018)

    (1,001,677)

    (980,465)

    (405,247) (505,470)

    (646,540) (4,168,417)

    4

    82%

    73%

    76%

    70o 68% 72%

    73% -.096

    (201,721)

    (361,688)

    (345,854)

    (170,045) (238,581)

    (406,385) (1,724,274)

    Total

    51%

    46%

    45%

    42%

    43% 47% - .041

    (2,169,986) (3,706,262)

    (3,692,019)

    (1,425,018)

    (1,931,525)

    (2.296,001)

    a

    Cases

    in

    which the

    place

    size

    has

    not

    been classified

    by

    the Bureau

    of

    the

    Census are not included in this

    table.

    the police to decrease as the size of the

    place in which the respondent lives

    in-

    creases.

    Among morphological variables Black

    includes radial location, the proximity of

    individuals to the center of social life.

    Employed persons are

    more

    integrated

    than unemployed and married persons are

    more integrated than single persons

    (Black, 1976:48). The proposition related

    to

    radial location

    is that "law

    varies

    di-

    rectly with integration" (1976:48). From

    this it

    follows that (other things being

    equal),

    for

    example, persons

    who

    are

    un-

    married and unemployed

    will

    have lower

    rates of reporting to the police than will

    persons

    who are married and

    employed.

    To

    test

    this

    proposition, respondents were

    categorized with respect to marital status

    and employment status. For this purpose,

    persons keeping

    house were

    categorized

    as

    employed.6

    Table 5 shows rates

    of

    reporting to the

    police by employment status and marital

    status. A comparison of proportions re-

    porting

    their victimizations to the

    police

    among those who

    were

    married vs. those

    who were never married indicates that the

    former are

    more

    likely

    than

    the latter

    to

    invoke the criminal justice process.

    This

    tendency is slightly greater for less serious

    victimizations.7

    Because Black views

    married people as more integrated than

    single people these results

    are

    consistent

    with his radical location

    hypothesis. Em-

    ployment status, a second

    indicator of so-

    cial integration, however,

    is not consis-

    tently

    related

    to

    reporting

    to the

    police

    in

    the direction predicted by Black's theory

    of law. Furthermore,

    to the extent that

    being in school is viewed as being more

    integrated than being unemployed, the

    data are generally inconsistent

    with

    the

    integration

    proposition.8

    For example,

    among persons

    who have

    never been mar-

    ried, those

    in

    school were

    less likely than

    those unemployed to report

    victimizations

    to the police (e.g., seriousness level 1,

    29%o

    s.

    35%).

    Black also hypothesizes that the quan-

    tity of law is related to population density.

    The greater the density, the greater the

    law.

    A

    density indicator

    available among

    the neighborhood characteristics

    is

    the

    ratio of the number of

    housing units

    in

    structures

    containing

    five or more units

    to

    the

    total number of housing units. Contrary

    to

    his theory

    of

    law, there

    is

    a slight

    trend

    for the

    proportion

    of

    victimizations

    re-

    ported

    to the

    police

    to decrease as popula-

    tion

    density increases (data

    not shown

    in

    tabular form).

    For

    the least serious victimi-

    6

    The

    "other"

    category

    shown

    in

    Table

    5

    includes

    retired

    persons

    and

    persons

    who

    were unable

    to

    work.

    When tabulated

    separately "persons

    keeping

    house"

    were

    found

    to have

    rates

    of

    reporting

    similar

    to

    those

    of employed

    persons.

    7

    Because

    of the

    number

    of cells

    in relation

    to

    the

    number of

    unweighted

    cases

    available, for

    this

    por-

    tion

    of

    the

    analysis it

    was

    necessary to

    dichotomize

    seriousness. Low

    seriousness

    includes

    Sellin-

    Wolfgang

    scores

    0

    through 3

    and

    high

    seriousness

    includes

    scores

    of

    4

    or

    more.

    8

    Respondents

    were

    dichotomized into

    those

    under 35

    and

    those 35

    and

    older and

    these

    findings

    maintained.

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    A STUDY OF THE BEHAVIOR OF LAW 11

    0 oc

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    nations,

    40% of

    victims residing

    in areas

    with

    no housing units

    in structures

    con-

    taining

    five or

    more units

    and

    32%

    of vic-

    tims residing

    in areas with

    more than

    15%

    of housing units in structures containing

    five or

    more units,

    reported

    their

    victimi-

    zations

    to the police.

    For the

    most serious

    victimizations,

    the respective

    figures are

    75%

    and

    71%.

    Thus, among

    those

    mor-

    phological

    propositions

    tested,

    only that

    relating to

    greater reporting

    by

    married

    than

    single persons

    received support.

    Culture

    The third dimension discussed by Black

    (1976:61)

    is culture:

    Culture

    s the

    symbolic

    aspect

    of social life,

    including

    expressions

    of what is true, good,

    and beautiful.

    It thus includes

    ideas

    about

    the

    nature

    of

    reality,

    whether theoretical

    or

    practical,

    and whether supernatural,

    metaphysical,

    or empirical.

    .

    .

    Culture

    n-

    cludes

    aesthetic

    life

    of all

    sorts,

    the fine

    arts

    and

    the

    popular,

    such as

    poetry

    and

    painting,

    clothing

    and

    other

    decorative

    art,

    architec-

    ture, and even the culinaryarts.

    Like

    stratification,

    culture

    varies among

    societies

    and

    within

    societies among

    indi-

    viduals.

    "An

    individual's

    culture depends

    upon

    how many

    ideas

    he has,

    what he

    wears,

    eats,

    makes,

    watches,

    and

    plays"

    (Black,

    1976:64).

    As an indicator

    of the

    culture

    of individuals,

    Black

    uses

    educa-

    tion.

    Whether

    on the

    individual

    or

    societal

    level,

    "law

    varies directly

    with

    culture"

    (Black, 1976:63). That is, for example,

    "literate

    and educated people

    are

    more

    likely

    to bring

    lawsuits against

    others"

    (Black,

    1976:64).

    The left

    panel

    of Table

    6

    shows again

    that

    the seriousness

    of

    the

    victimization

    is

    closely

    related

    to

    reporting

    to

    the

    police.

    Regardless

    of an

    individual's

    educational

    level,

    more serious

    victimizations

    are

    more likely

    to

    be reported

    to

    the

    police.

    The

    victim's

    educational

    level

    (excluding

    those still in school), as Black's theory

    predicts,

    is

    directly

    related

    to

    reporting

    to

    the

    police.

    The

    overall

    strength

    of

    this re-

    lationship

    is,

    however,

    very

    weak.

    Col-

    lapsing

    across

    seriousness,

    the

    gamma

    for

    the relationship

    between

    individual

    educa-

    tional level

    and

    reporting

    to

    the

    police

    is

    .109 and

    within

    seriousness

    rows

    gammas

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  • 8/11/2019 A Study of the Behavior of Law [Michael R. Gottfredson and Michael J. Hindelang, 1979]

    11/17

    12

    AMERICAN

    SOCIOLOGICAL

    REVIEW

    CZOUT~E?R

    tndo

    s~~~~~I

    N

    rq

    :

    g

    V.

    CZgOsm

    e

    ;__

    ~

    c

    tao

    range from

    .190 for the

    least

    serious

    vic-

    timizations to

    .063 for

    the second least

    serious

    victimizations.

    As

    with most

    dimensions

    in

    Black's

    theory, culture is seen also as an impor-

    tant

    predictor

    of

    variations

    in

    law across

    areas. Once

    again,

    the

    neighborhood

    characteristic data

    were

    used as an indi-

    cator of the culture of

    areas.

    Specifically

    the

    proportion of

    persons

    25 to 54

    years

    of

    age

    who were

    college graduates

    to all

    per-

    sons

    25 to

    54

    years

    of

    age

    was used. The

    right panel of Table

    6

    shows

    these areal

    data. According to

    Black, as

    the

    propor-

    tion

    of

    educated persons

    increases,

    so

    too

    should reporting to the police. Contrary to

    this

    expectation,

    there is

    a

    slight negative

    association

    between areal education

    and

    reporting to

    the

    police

    (gamma

    =

    -.112);

    within the

    seriousness

    rows the gammas

    range from

    -.122

    to

    -

    .062.

    In

    sum,

    Black's

    cultural propositions are

    neither

    consistently

    nor

    strongly

    supported.

    Organization

    Organizations thecorporateaspectof social

    life, the

    capacity or collective

    action.

    This

    is

    found in

    any group, whether a

    couple

    or

    a

    gang

    of

    playmates,

    a

    club,

    family,

    or

    firm,

    a

    political party,

    municipality,

    or

    state. But

    some

    groups

    are more

    organized

    han

    others.

    ...

    A

    society may be

    more

    or less

    organized.

    .

    Even one individual

    may

    be

    more

    organized

    han another-as measured

    by

    his

    memberships. Finally, any

    group is, by

    definition,

    more

    organized

    hanan

    individual

    on his

    own.

    (Black, 1976:85,

    86)

    The first

    proposition related to

    organiza-

    tion is that

    "law varies

    directly

    with

    orga-

    nization"

    (Black,

    1976:86). Parallel to

    the

    stratification

    proposition

    that downward

    law is

    greater

    than upward law,

    Black

    (1976:92) argues

    that "law is greater

    in

    a

    direction

    toward

    less

    organization than

    toward

    more

    organization." This

    implies

    that

    a

    collectivity is more

    likely to litigate

    against an

    individual than vice

    versa.

    In

    connection with criminal offenses, for

    example,

    "the

    police

    are

    more

    likely

    to

    hear

    about a

    robbery of a

    business than a

    robbery

    of

    an individual

    on the street"

    (Black,

    1976:95).

    To this

    point

    the

    use of

    victimization

    data has

    been

    restricted to

    personal

    crimes,

    but because the

    National

    Crime

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  • 8/11/2019 A Study of the Behavior of Law [Michael R. Gottfredson and Michael J. Hindelang, 1979]

    12/17

    A

    STUDY

    OF

    THE

    BEHAVIOR

    OF

    LAW

    13

    Survey includes

    a

    survey

    of

    a national

    probability sample

    of

    business establish-

    ments it is possible to compare reporting

    rates according to whether the victim

    was

    an individual or an organization. In sup-

    port of Black's hypothesis, the data indi-

    cate that although about one-half

    of

    the

    robberies of

    individuals

    are reported

    to

    the police, more than four out

    of five rob-

    beries of business establishments are

    re-

    ported to the police.

    Black also conceives

    of

    organization

    as

    applying

    to individuals and

    to collections

    of individuals. Black considers

    two

    or

    more individuals, by definition, to be

    more organized than a single individual.

    As noted above, Black puts

    forth the

    proposition that "law is greater

    in

    a direc-

    tion

    toward

    less

    organization" (Black,

    1976:86).

    If

    victims

    of

    personal

    crimes

    are

    dichotomized

    into less

    organized (single

    individuals) and

    more

    organized (two

    or

    more individuals) and offenders are

    simi-

    larly dichotomized, Black makes

    an

    explicit prediction regarding

    the rank-

    order of the resultant four-fold classifica-

    tion with respect to invocation of law.

    Specifically,

    the

    most

    likely

    to

    report

    their

    victimizations to the police are two

    or

    more persons

    who

    are victimized by a

    lone individual,

    then two or more

    persons

    victimized by two or more offenders,

    then

    a lone

    victim

    of a lone

    offender,

    and

    fi-

    nally the

    lone victim

    of

    two or

    more of-

    fenders

    (Black, 1976:97).

    The

    relevant

    data are presented

    in

    Table

    7. With seri-

    ousness level controlled, the rank-orderof

    cells does not consistently

    conform to

    predictions derived from Black's theory of

    law. This is because

    although there

    is a

    systematic "victim" effect along

    the

    organizational dimension, there

    is

    not a

    parallel

    systematic

    "offender"

    effect

    along

    this

    dimension. In

    sum, there

    is evi-

    dence

    consistent

    with the theory

    that

    more

    organized victims

    are

    systematically

    more likely to invoke the law, but there is

    no

    consistent

    (or

    substantial)

    evidence

    that "the more

    organized the

    offender, the

    more of

    this immunity

    [from

    law] he en-

    joys"

    (Black,

    1976:93).

    Once again, a

    comparatively

    strong

    seriousness effect is

    apparent.

    Social Control

    Black's

    (1976:107)

    final

    dimension is

    social control:

    Social

    control is the

    normativeaspect

    of

    so-

    cial life. It

    defines and

    responds to deviant

    behavior,

    specifying

    what ought to be:

    what

    is

    rightor

    wrong, whatis a

    violation,

    obliga-

    tion,

    abnormality,or disruption.

    Law

    is

    so-

    cial

    control,

    but

    so are

    etiquette, custom,

    ethics,

    bureaucracy, and the

    treatment of

    mentalillness.

    As with

    the other dimensions relevant to

    the

    behavior

    of

    law, social control

    is

    a

    quantity

    that varies

    across

    societies,

    communities,

    organizations,

    families and

    friendships-a

    quantity

    with

    which

    law

    varies

    inversely

    (Black,

    1976:107).

    In

    set-

    tings

    which

    permit

    people

    continuously

    to

    observe

    and react

    to

    each other's

    conduct,

    law

    is

    less

    important

    as a mechanism

    of

    social

    control.

    This

    proposition

    can be

    tested

    by

    examining

    variations

    in

    report-

    ing

    victimizations

    to the

    police

    across

    rural, suburban, and urban areas. Much of

    Black's discussion

    implies

    that

    in rural

    areas,

    in

    which informal controls

    are

    tradi-

    tionally

    viewed

    as

    stronger

    than

    in

    anon-

    ymous

    cities,

    rates

    of

    reporting

    to

    the

    police

    will

    be

    lower than those

    in

    urban

    Table 7.

    Proportion

    of

    Victimizations

    Reported

    to the Police

    by Seriousness

    Level,

    Number of

    Victims,

    and

    Number

    of

    Offenders,

    United

    States,

    1974-1976

    Seriousness

    Level

    1 2 3 4

    Number of

    Victims

    Number

    of

    Victims

    Number of

    Victims

    Number

    of

    Victims

    More

    More

    More

    More

    Number

    of

    Than

    Than

    Than

    Than

    Offenders

    One

    One

    One

    One

    One

    One

    One One

    One

    34%

    55%

    36%

    53%

    44%

    66%

    71%

    86%

    (2,618,328)

    (450,508)

    (3,564,729)

    (738,883)

    (2,390,365)

    (940,594)

    (791,691)

    (159,048)

    More Than

    34%

    59%W

    38%

    54%

    49%o

    69%o

    70%W

    80%W

    One

    (989,576)

    (360,232)

    (1,556,805)

    (593,099)

    (1,003,481)

    (672,093)

    (693,466)

    (294,856)

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  • 8/11/2019 A Study of the Behavior of Law [Michael R. Gottfredson and Michael J. Hindelang, 1979]

    13/17

    14

    AMERICAN

    SOCIOLOGICAL

    REVIEW

    areas. When

    the victimization

    data are

    disaggregated

    according

    to

    the place of the

    victim's residence

    (data not shown in

    tabular form)-within the central

    city of

    an SMSA (urban), the balance of an

    SMSA

    (suburban),

    or

    outside an

    SMSA

    (rural)-there is

    virtually no relationship

    between

    urbanization and

    reporting to the

    police. For the

    least serious

    victimiza-

    tions,

    the

    percentages of

    victims

    reporting

    to

    the police in

    urban, suburban,

    and rural

    areas are

    36%, 40%o

    nd

    40%.

    For

    the

    most

    serious

    victimizations the respective fig-

    ures

    are 74%, 82% and 79%.

    Social control

    is

    hypothesized

    not

    only

    to vary across macroareas but across

    microareas as well.

    Black

    (1976:110)

    maintains that

    private social

    settings have

    more

    social control

    (other than

    law) and,

    as a

    consequence,

    less law

    than

    do

    public

    settings.

    In

    connection with

    reporting

    crimes

    to

    the

    police,

    it

    follows

    from

    this

    premise that

    reporting should be greater

    for

    victimizations

    occurring

    in

    public

    places ("on the street" and in public con-

    veyances) than in homes or offices. The

    relevant data are presented in Table 8.

    The most private of the places shown in

    Table 8 is the home and the least private is

    "on

    the street.'" These data are contrary

    to the prediction that where nonlegal so-

    cial control is the greatest (the home), re-

    porting to the police will be the least and,

    conversely, where nonlegal

    social

    control

    is the least (the street), reporting to the

    police

    will be the

    greatest.

    For

    each

    seri-

    ousness

    level

    rates

    of

    reporting

    to the

    police for victimizations occurring

    on

    the

    street were lower than those for victimiza-

    tions occurring in the home. They were

    also lower

    than the rates

    for victimizations

    occurring "near the home,"

    where

    social

    control

    would be

    expected

    to

    be

    greater

    because

    the

    crime

    occurred within the vic-

    tim's own

    neighborhood (Black,

    1976:109). As a place of occurrence,

    "'office/factory" is,

    in

    Black's

    terms,

    sub-

    ject

    to

    more

    nonlegal social

    control than

    Table

    8. Proportion of

    Victimizations

    Reported to the

    Police,

    by Seriousness

    Level, Place

    of

    Occurrence,

    and Prior Relationship between Victim and Offender, United States, 1974-1976

    Place of

    Occurrence

    Inside

    Commercial

    Seriousness Own

    Building/Public

    Office/

    Near

    On

    Inside

    Level Home

    Conveyance

    Factory

    Home

    Street

    School

    Other

    Total

    stranger 64% 40%

    54%

    41%

    38%

    14%

    46%

    38%

    (109,687)

    (563,677)

    (20,931)

    (203,340)

    (1,579,663) (292,063)

    (241,930) (3,011,291)

    1 non-

    stranger

    49%

    38%

    24%

    51%

    35%

    11%

    31%

    36%

    (350,178)

    (180,818)

    (31,665)

    (143,252)

    (553,573)

    (223,076)

    (284,418) (1,740,979)

    total

    53%

    40%W

    36%

    45% 38%

    12% 38%

    37%

    (459,865) (744,494) (52,596) (346,592) (2,133,236) (525,139) (490,398) (4,752,270)

    stranger

    53%

    36% 36%

    57%

    40%

    13% 42% 40%

    (251,568)

    (1,182,976) (74,458)

    (425,562)

    (2,446,669) (260,978)

    (426,690)

    (5,068,901)

    2

    non-

    stranger

    52% 27%

    16%

    56%

    32%

    13% 30%

    36%

    (509,410)

    (277,995)

    (102,491)

    (2,953,348)

    (536,816)

    (205,508)

    (260,771)

    (2,188,340)

    total

    52%

    34%

    25%

    57%

    39%

    13% 37% 39%

    (760,979)

    (1,460,972) (176,949)

    (720,910)

    (2,983,485) (466,486)

    (687,461)

    (7,257,241)

    stranger

    69Wo

    58%

    68%

    67%

    51%

    26%

    57%

    55%

    (254,764)

    (520,362)

    (28,683)

    (362,835)

    (2,002,965)

    (96,996)

    (417,622) (3,684,226)

    3

    non-

    stranger

    63%

    43%

    11%

    62% 46% 1

    6% 42% 50%

    (427,788)

    (187,233) (23,314)

    (269,687)

    (470,283) (98,012)

    (260,562)

    (1,736,875)

    total 65% 54% 42% 65% 50%o 21% 52% 53%

    (682,552)

    (707,595) (51,997)

    (632,518)

    (2,473,248) (195,008)

    (678,184)

    (5,421,101)

    stranger

    85%

    78%

    76%

    88% 70%

    25%

    69%o

    74%

    (224,342)

    (217,423) (11,474)

    (107,126)

    (964,752) (8,997)

    (130,691)

    (1,664,805)

    4 non-

    stranger 72%

    75%

    100o

    79%o

    71%

    51%

    71%

    72%

    (176,050)

    (30,678)

    (1,217)

    (43,696)

    (103,593) (7,497)

    (68,011) (430,742)

    total

    80%

    78%

    78%

    86% 70%

    37%

    70%

    73%

    (400,391)

    (248,101) (12,691)

    (150,823)

    (1,068,345) (16,994)

    (198,702)

    (2,095,548)

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  • 8/11/2019 A Study of the Behavior of Law [Michael R. Gottfredson and Michael J. Hindelang, 1979]

    14/17

    A

    STUDY

    OF

    THE

    BEHAVIOR OF LAW

    15

    the

    street. Rates

    of

    reporting are higher

    (but not consistently) for crimes occurring

    on the

    street than

    for

    those occurring

    in

    offices and factories. Victimizations tak-

    ing place "inside schools" have the low-

    est rates of reporting to the police, regard-

    less of seriousness level. To the extent

    that the school is viewed as an institution

    having its own independent system of so-

    cial controls,

    then these school

    data are

    supportive of Black's proposition.

    Also shown in Table 8 are rates of re-

    porting to

    the

    police disaggregated

    on the

    basis

    of

    prior relationship between the

    vic-

    tim

    and the offender.

    This is

    useful

    for two

    reasons: first, because as place of occur-

    rence varies so too does the proportion

    of

    incidents involving victims and offenders

    who

    were previously

    known to

    each

    other

    (e.g., victimizations occurring in the

    vic-

    tim's

    home involve a disproportionate

    number of nonstranger victimizations);

    second, because Black suggests that

    in-

    creased

    social control

    in

    private settings

    derives both from the fact that persons

    interacting in private settings are likely to

    be

    friends and acquaintances (among

    whom

    on-going nonlegal mechanisms

    of

    social control exist) and that many re-

    stricted

    places (factories, offices, schools,

    etc.)

    have their

    own

    systems

    of

    security

    (Black, 1976:110).

    When the

    prior

    rela-

    tionship between the

    victim and the

    of-

    fender is

    controlled,

    the overall

    findings

    noted above generally maintain. One ex-

    ception

    is

    that

    stranger

    victimizations

    occurring in offices/factories have rates of

    reporting that are generally higher than

    those

    occurring between strangers

    on

    the

    street.

    Black argues that law varies even

    with

    the

    time

    of

    day. "When people go

    to

    sleep,

    for

    instance,

    most social control

    re-

    laxes as well and law increases"

    (1976:110). Consistent

    with

    this

    hypoth-

    esis is

    the

    finding

    that

    for

    victimizations of

    low seriousness reporting to the police

    in-

    creases from one-third for those victimiza-

    tions

    occurring during

    the

    daytime

    to

    one-half for

    those

    occurring

    between mid-

    night

    and

    six a.m. As

    seriousness

    in-

    creases,

    the

    strength

    of this

    relationship

    decreases,

    such that for the most

    serious

    victimizations there

    is

    little variation

    in

    reporting

    to

    the

    police by

    time

    of

    occur-

    rence

    (daytime, 74%; 6 p.m. to

    midnight,

    75%; midnight to

    six

    a.m., 72%).

    Thus,

    overall, the

    social control

    dimension re-

    ceives only

    partial

    support.

    Discussion

    The

    Behavior of Law

    is

    an

    important

    contribution to

    the sociology of

    law both

    because of

    the

    empirical questions that it

    raises and

    because it is

    generally set

    forth

    in

    such an explicit

    manner that it is

    testa-

    ble.

    Black

    predicts

    that law, which

    can be

    quantified in

    a variety

    of ways, is

    associ-

    ated

    with several

    critical

    dimensions;

    Black predicts the direction of these asso-

    ciations, and

    the conditions

    under which

    these

    associations hold.

    Through the use

    of

    a

    great variety of

    concrete examples

    Black

    facilitates the

    research task by

    translating

    central concepts

    into

    indi-

    cators.

    The ability

    of Black's theory

    to

    explain

    reporting to

    the

    police

    can be

    summarized

    briefly. According

    to

    the

    stratification

    postulates

    of

    Black's

    theory

    of

    law

    as

    they

    have been

    operationalized

    here, reporting

    to the

    police

    should

    have varied

    directly

    with the

    victim's

    rank, should have been

    greater for

    victimizations

    among wealthy

    nonstrangers

    than among less

    wealthy

    nonstrangers,

    should

    have been greater

    for

    victimizations

    between

    strangers

    than

    for

    victimizations

    between

    nonstrangers,

    and

    should

    have varied

    directly

    with

    areal

    income. With

    the exception of a

    slightly

    greater overall rate of reporting for

    stranger victimizations than

    for

    nonstranger

    victimizations, these stratifi-

    cation

    propositions

    were

    not

    supported.

    The

    propositions

    relating

    to

    morphol-

    ogy

    lead

    to the

    expectation

    that

    law

    will

    be

    used

    increasingly

    as relational

    distance

    in-

    creases.

    In

    the

    context

    of

    reporting

    vic-

    timizations

    to the

    police,

    this

    implies

    that

    reporting

    will

    be

    greater

    for

    larger

    com-

    munities

    than for smaller communities

    and

    for more densely populated areas than for

    less

    densely populated

    areas.

    The

    proposi-

    tion that law varies

    directly

    with

    integra-

    tion

    implies

    that

    reporting

    to the

    police

    will

    be

    greater

    for

    employed persons

    than

    for

    unemployed

    persons

    and

    for married

    persons

    than

    for

    single persons.

    Of

    these

    four

    morphological

    expectations

    support

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    15/17

    16 AMERICAN

    SOCIOLOGICAL REVIEW

    is

    found only for

    the hypothesis that

    mar-

    ried persons

    have a higher rate

    of

    report-

    ing

    to the

    police than do

    single persons.

    Following

    Black,

    educational level

    was

    used as the indicator of individual and

    neighborhood culture to test

    the

    proposi-

    tion that law

    varies

    directly

    with

    culture.

    Although

    there

    is

    weak

    support

    for

    this

    proposition on

    the individual

    level,

    there

    is

    weak

    evidence contrary to the

    hypoth-

    esis

    on

    the areal level.

    At

    neither the indi-

    vidual

    level nor the

    areal level

    is

    the

    rela-

    tionship between education

    and

    reporting

    to

    the police as

    substantial as

    required

    by

    Black's theory.

    Black proposes that law varies directly

    with

    organization and

    hence

    the

    finding

    that

    business

    establishments

    have

    a

    higher

    rate

    of

    reporting

    to the

    police

    than do

    in-

    dividuals

    is consistent with

    Black's

    orga-

    nizational

    hypothesis.

    On

    the

    other

    hand,

    his

    theoretical predictions

    regarding

    varia-

    tions in

    rates of

    reporting

    to the

    police

    according

    to

    whether the victim and

    the

    offender

    have greater or

    lesser organiza-

    tion

    are not

    consistently supported. The

    organization of the victim is associated

    with

    greater reporting to

    the police

    but,

    contrary to

    theoretical

    expectations, the

    organization of

    offenders

    does

    not

    reduce

    reporting to the

    police.

    The

    proposition that

    law varies in-

    versely with

    other forms of

    social control

    was

    operationalized

    by

    examining

    rates of

    reporting

    by extent of

    urbanization,

    time

    of

    occurrence,

    and

    place of

    occurrence.

    Rates of reporting were found to be ho-

    mogeneous across

    levels of

    urbanization,

    but

    were found to

    vary

    somewhat across

    time and

    place

    of

    occurrence.

    Although

    the

    data

    relating

    to

    time of

    occurrence for

    victimizations of low

    seriousness

    are con-

    sistent

    with Black's

    theoretical

    predic-

    tions,

    those

    relating

    to

    extent

    of urbaniza-

    tion

    are

    not, and those

    relating to place of

    occurrence

    offer

    only

    partial support.

    Most

    of

    the

    predictions of

    Black's

    theory of law are not compatible with

    these

    victimization

    survey

    data

    on the in-

    vocation of the

    criminal law.

    For a

    theory

    that

    purports

    that

    ".

    . . it

    is

    possible

    to

    explain all

    of

    [the behavior of

    law]"

    (Black,

    1976:4),

    these

    results cannot

    be

    considered

    encouraging. On the

    other

    hand, at the

    trivariate

    level, when the di-

    mensions central to

    Black's theory

    of law

    are

    controlled,

    in

    every

    case there is evi-

    dence of

    a substantial

    seriousness effect.

    This is true when both characteristics of

    individuals

    (Tables 1, 2, 5, and 6)

    and

    characteristics

    of

    areas (Tables 3, 4,

    and 6)

    are

    controlled. Also, without exception,

    at

    the trivariate level the seriousness

    effect is

    greater-usually

    much greater-than

    the

    effects of the indicators central

    to Black's

    theory

    of

    law. In

    the few instances

    in

    which there is some support

    for Black's

    hypotheses, the strength

    of support de-

    creases as seriousness

    increases.

    The centrality of seriousness to the

    phenomenon

    of reporting to

    the police,

    particularly

    in

    conjunction

    with the

    rela-

    tive weakness

    of the

    dimensions at the

    core

    of

    Black's

    theory

    of

    law, suggests

    that

    an adequate theory

    of criminal

    law

    must

    incorporate

    some measure

    of the

    consequences

    of legal infractions

    to

    indi-

    viduals in

    order to be an accurate

    model.

    It is, of course, conceivable

    that the rela-

    tion between variability

    in conduct and

    variability in the behavior of law is con-

    fined

    to reporting of victimizations

    to the

    police

    and is not

    of

    importance

    to

    the

    quantity of

    criminal

    law in

    other spheres.

    However, research concerning

    arrest

    (Hindelang, 1974; Hagan,

    1972; Goldman,

    1963), prosecution

    (Hagan,

    1974)

    and

    sentencing (Green,

    1964; Hagan, 1974;

    Chiricos

    and

    Waldo, 1975)

    indicates

    that

    the gravity of the

    infraction against legal

    norms is a major determinant of the quan-

    tity of

    criminal

    law

    in

    general.

    To be consistent with

    the available

    data,

    an

    adequate

    theory

    of the behavior

    of

    criminal law must incorporate

    a

    proposi-

    tion

    stating

    that

    the

    quantity

    of

    criminal

    law varies directly

    with the

    serious-

    ness

    of

    the

    infraction. That is,

    the

    gravity

    of the

    infraction

    against

    legal

    norms

    is

    a major

    determinant

    of how

    individuals and legal systems

    react

    to the

    infraction. Such a proposition, however,

    is

    explicitly

    ruled out of Black's theory

    by

    his stance that the behavior of law

    can be

    explained

    ".

    .

    . without

    regard

    to the

    .

    .

    .

    conduct of

    the

    deviant"

    (Black, 1976:118).

    By

    excluding

    individual conduct from

    his

    theory,

    Black has excluded what

    our data

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    16/17

    A STUDY

    OF

    THE BEHAVIOR OF LAW 17

    (and the data of others cited above) have

    shown to be an extremely important de-

    terminant of the quantity of criminal law.

    Unlike Black's definition

    of

    seriousness

    (cited above), seriousness as we have

    conceptualized and operationalized it can

    be defined independently of the quantity

    of

    law. The available

    research data

    sup-

    port the notion that within societies there

    is general consensus regarding the rank

    order

    of

    common-law infractions

    by

    seri-

    ousness (Rossi et al., 1974). Specifically,

    it has been found that such rankings are

    generally

    consistent

    (i.e.,

    correlations on

    the order of .9) across social class, educa-

    tion, race, sex, and age (Rossi et al.,

    1974). Furthermore, replications

    of the

    Sellin-Wolfgang seriousness

    scale

    in

    Canada (Akman

    et

    al., 1967),

    in

    Puerto

    Rico

    (Velez-Diaz and Magargee, 1971),

    and

    in

    England, Taiwan, Brazil, and

    Mexico (Pease et al., 1975) show a general

    cross-cultural consensus as

    well. These

    studies suggest that

    within and across

    societies there

    is

    general agreement

    on

    elements

    of

    many

    criminal infractions that

    make them more or less serious.9 The data

    indicate that variation

    in

    these elements of

    seriousness substantially affects variation

    in

    the quantity

    of

    law and cannot be ig-

    nored

    if

    the theory is to model the be-

    havior

    of

    the criminal

    law.10

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    D.

    1976

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    Waldo

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    9

    See

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    (1976)

    analysis

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    data from

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    Iran,

    Italy,

    Yugoslavia,

    and

    the

    United

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    10

    Although

    it seems

    as though

    seriousness

    also

    would be

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    of invocation

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    law in

    some

    other

    spheres

    as

    well

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    civil),

    we

    have

    limited

    our discussion

    of the

    behavior

    of law

    to the

    criminal

    law.

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    much

    more

    general

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    applying

    to

    all

    of law)

    and

    we do

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    maintain

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    our

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    well-or

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    poorly-if

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    M.

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  • 8/11/2019 A Study of the Behavior of Law [Michael R. Gottfredson and Michael J. Hindelang, 1979]

    17/17

    18

    AMERICAN

    SOCIOLOGICAL

    REVIEW

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    COMMON

    SENSE IN

    THE

    SOCIOLOGY OF

    LAW*

    DONALD BLACK

    Yale University

    American Sociological Review 1979, V