A GROWING YOUR GLOBAL ASSET - CACEIS … · This corporate brochure is intended for informational purposes only and in no way constitutes a contractually binding service offer, recommendations

YOUR GLOBAL ASSET SERVICING PARTNER

CACEIS is an asset servicing bank specialising in post-trade functions related to administration and monitoring of all asset classes. With a solid IT infrastructure, we provide execution, clearing, custody, depositary and asset valuation services in markets worldwide to assist institutional and corporate clients. As a specialist in operational process outsourcing, CACEIS creates an environment that enables its clients to effectively meet their business development objectives.

With an innovative product offering, adapted to changing market practices and regulatory requirements, CACEIS is a leading European provider of custody and fund administration services. With steady growth in terms of assets, clients and geographical coverage, and the solid support of our shareholder, Crédit Agricole, CACEIS is a reliable partner for your business.

CACEIS is one of the pillars of the Crédit Agricole Group’s Premium Clients division alongside its partners Crédit Agricole Corporate & Investment Bank, Indosuez Wealth Management and Azqore. The four companies pool expertise to broaden their client service range including integrated asset servicing, advisory, financing and investment offerings.

CACEIS is a long-term strategic partner for its demanding clients.

With an innovative product offering, adapted to changing market practices and regulatory requirements, CACEIS is a leading provider of custody and fund administration services.

BELGIUMBrussels+32 2 209 26 00

CANADAMississauga+ 1 905 507 7704

FRANCEBank & Fund Administration/Issuer Services Paris/Issy-les-Moulineaux+33 1 57 78 00 00

GERMANYMunich+49 89 5400 00Frankfurt+49 89 5400 00

HONG KONGHong Kong+852 3742 3110

IRELANDDublin+353 1 672 16 00

ITALYMilan+39 02 721 74 411

LUXEMBOURGLuxembourg+352 47 67 9

NETHERLANDSAmsterdam+31 20 530 83 00

SWITZERLANDNyon+41 58 261 9400Zurich+41 44 360 390

UNITED KINGDOMLondon+44 207 858 08 60

LOCAL OFFICES

CANADA

UNITED KINGDOM

NETHERLANDS

IRELAND

BELGIUM

GERMANY

LUXEMBOURG

HONG KONG

FRANCE

ITALY

SWITZERLAND

A GROWINGINTERNATIONAL GROUP

©April 2019 CACEIS All Rights Reserved. This corporate brochure is intended for informational purposes only and in no way constitutes

a contractually binding service offer, recommendations or advice. CACEIS is incorporated as a “Société Anonyme” (limited company)

with a share capital of €654,000,000, has its registered office at 1-3, place Valhubert 75013 Paris – France, and is registered with the Paris trade and company register under number 437580160.

Design and Production: CACEIS Communications divisionPrint: Graph’imprim - FSC Certified

WWW.CACEIS.COM

€1.7tr€2.6trIN ASSETS UNDERCUSTODY

IN ASSETS UNDERADMINISTRATION

€1.1trIN ASSETS UNDERDEPOSITARY/TRUSTEE

CACEIS IS A EUROPEAN LEADER IN ASSET SERVICINGAND ONE OF THE MAJOR PLAYERS WORLDWIDE

GLOBAL ASSET SERVICING PARTNER

WWW.CACEIS.COM

3,500 STAFF MEMBERS

A FOLLOW-THE-SUN MODELThe Group provides consistent, reliable services to all clients, regardless of their geographical location, operating with a follow-the-sun workflow to ensure 24-hour coverage.

Figures as at 31st December 2018

2.3

2.5

2.7

2.6

2015

2016

2017

2018

2015

2016

2017

2018

1.5 1.6

1.8

1.7 0.9

1.0

1.1 1.1

2015

2016

2017

2018

KEY BENEFITS

100% ASSETSERVICING

LONG-TERMPARTNER

MARKETLEADER

CLIENTPROXIMITY

SERVICING EXPERTISE

SOCIALRESPONSIBILITY

FINANCIAL STABILITY

SERVICE INNOVATION

BUSINESSAGILITY

INTEGRATEDSOLUTIONS













ITALYMilan+39 02 721 74 411





LOCAL OFFICES

CANADA

UNITED KINGDOM

NETHERLANDS

IRELAND

BELGIUM

GERMANY

LUXEMBOURG

HONG KONG

FRANCE

ITALY

SWITZERLAND






WWW.CACEIS.COM






WWW.CACEIS.COM

3,500 STAFF MEMBERS



2.3

2.5

2.7

2.6

2015

2016

2017

2018

2015

2016

2017

2018

1.5 1.6

1.8

1.7 0.9

1.0

1.1 1.1

2015

2016

2017

2018

KEY BENEFITS

100% ASSETSERVICING

LONG-TERMPARTNER

MARKETLEADER

CLIENTPROXIMITY

SERVICING EXPERTISE


FINANCIAL STABILITY

SERVICE INNOVATION

BUSINESSAGILITY

INTEGRATEDSOLUTIONS













ITALYMilan+39 02 721 74 411





LOCAL OFFICES

CANADA

UNITED KINGDOM

NETHERLANDS

IRELAND

BELGIUM

GERMANY

LUXEMBOURG

HONG KONG

FRANCE

ITALY

SWITZERLAND






WWW.CACEIS.COM






WWW.CACEIS.COM

3,500 STAFF MEMBERS



2.3

2.5

2.7

2.6

2015

2016

2017

2018

2015

2016

2017

2018

1.5 1.6

1.8

1.7 0.9

1.0

1.1 1.1

2015

2016

2017

2018

KEY BENEFITS

100% ASSETSERVICING

LONG-TERMPARTNER

MARKETLEADER

CLIENTPROXIMITY

SERVICING EXPERTISE


FINANCIAL STABILITY

SERVICE INNOVATION

BUSINESSAGILITY

INTEGRATEDSOLUTIONS

3%

25% 38%

23%

NET BANKING INCOME

879€879M11%

A BALANCEDDEVELOPMENT MODEL

CACEIS’s profitability increased again in 2018, under the combined effects of revenue growth and effective balance sheet management. Continued investment, including in new technologies, is contributing to diversify not only the range of products and services but also the client base, while improving operational efficiency.

74.3 74.3%Cost-to-income ratio

OPERATIONAL EFFICIENCY

178€178mNet Income – Group share

PROFITABILITY

AN INTERNATIONAL SALES FORCE

BUILDING CLOSE RELATIONSHIPSAND STRONGER PARTNERSHIPSCACEIS’s front office teams have the experience to understand the commercial strategy and cater to the complex needs of a global clientele. A dedicated primary sales contact coordinating and overseeing the quality of service provision, across all markets in which our clients operate, enables us to build a close working relationship with them.

CONTACTSKarim Allouache: Middle East and North African clientsPhilippe Bens: Swiss clientsFrance Colas: Benelux, Northern & Eastern European clientsNeil Coxhead: UK, Irish & American clientsFrancesca De Bartolomeo: Southern European & Latin American clientsDavid Li: Asian clientsAnja Maiberger: German & Austrian clients (from 1st July)

Hubert Montcoudiol: French clients

Arnaud Garel-Galais: Private Equity, Real Estate and SecuritisationHubert Montcoudiol/François Reboul: Market Solutions

ONE FOCUS:ASSET SERVICING

CACEIS devotes all its resources to asset servicing in order to provide optimal solutions for demanding clients seeking an expert partner that is both innovative and financially solid. We allocate our capital to ensure client assets are fully protected. We focus investments on hiring and retaining experienced staff as well as on the IT tools they need to provide high service levels to clients. We offer clients a rigorous compliance system that promotes the stable and sustainable development of their business activities.

THE POWER TO INNOVATECACEIS is constantly investing in its IT systems and in designing innovative services adapted to each of its clients. Its dedicated private equity business line and integrated front-to-back approach make CACEIS the partner of choice for players in the sector. In a challenging environment, we are supplementing our market solutions by developing collateral management and optimisation services.The Group remains firmly committed to embracing innovation and digital transformation for the benefit of clients and staff. For example, it is possible to subscribe for services online via the OLIS client portal. ESG & Climate Reporting, which scores client portfolios on ESG (Environmental, Social and Governance) criteria, is also provided via this channel. Winner of an award for 2019’s best innovation, the CACEIS Innovation Lab platform, dedicated to collaborative innovation, demonstrates CACEIS’ determination to use new technology to improve the user experience for clients. The Group is expanding the TEEPI platform by integrating Market Place, a digital solution based on blockchain technology allowing the subscription and aggregation of fund shares for a consolidated view.

A RESPONSIBLE PARTNERCACEIS believes that strong social, societal and environmental credentials are a source of long-term growth. In a demanding and ever-changing context, we are committed to fulfilling our role as a reliable partner for our clients by adding lasting value and securing healthy growth for their business. Our code of conduct, published in January 2019, reflects the high standards of responsibility and quality that govern all our professional activities, and our determination to always act in the best interests of clients and stakeholders. As a responsible employer, CACEIS has implemented a company policy aimed at helping our employees to improve their skills. Voluntary programmes covering compliance, diversity, fairness and quality of life at work bolster the ethical awareness, commitment and motivation of our teams. Lastly, CACEIS is constantly looking to reduce its environmental footprint and we encourage our suppliers to adopt a similar approach.

SOLVENCY IN EXCESS OFREGULATORY REQUIREMENTS

SHAREHOLDER EQUITYTIER 1: €1.5tr

TIER 1 + TIER 2: €1.8tr

SOLVENCY RATIOSTIER 1: 16.5%

TIER 1 + TIER 2: 19.6%

STANDARD & POOR’S: A+/A-1

SOLUTIONS TAILORED TO EACH CLIENT’S NEEDS

CACEIS ASSISTS CLIENTS WORLDWIDEWITH POST-TRADE ACTIVITIES FROM ORDER EXECUTION TO ASSET CUSTODY

CACEIS is backed by one of the largest banking groups in Europe, which gives us the means to define the most effective strategy to support our clients.

CRÉDIT AGRICOLE GROUP(via Crédit Agricole S.A.)

SHAREHOLDER

100 100%

BROKERS/DEALERS

CORPORATES

PRIVATE EQUITY & REAL ESTATE FUNDS

BANKS

INSTITUTIONAL INVESTORSDIG

ITA

L SE

RVIC

ESCORESOLUTIONS

EXECUTION-TO-CUSTODY

TAILOREDSOLUTIONS

MARKET SOLUTIONS Execution (Equity, Futures & Options, Commodities, Bonds, Money Market), Clearing, Forex, Securities Finance, Collateral Management

MIDDLE-OFFICE SERVICES Trade Management, Position Keeping, OTC Derivatives Services,Share Class Hedging, Multi-Custodian Integration

ASSET ADMINISTRATION & ACCOUNTING Portfolio Administration, Fund Administration, Regulatory Reports, Performance & Risk Analysis

CUSTODY & CASH SERVICES

REPORTING

Local & Global Custody, Custody Mirroring, Payments,Liquidity Management, Forex Standing Instructions

Management of Financial, Regulatory & Tax Reporting (ESG & Climate, Performance Measurement & Analysis, etc.)

ASSET MANAGERS & FUNDS Depositary Trustee, Fund Structuring, Fund Distribution, Risk Reporting

Investment Accounting & Analysis, ESG Reporting, Unit-Link Platform, Solvency II, Pledge, TEEPI

Depositary & Position Keeping, Fund Administration, Fund Financial Control & Reporting, Financing

Custody White-Labelling, Cash Management, Debt Issue Management

Cash Equity Clearing, Outsourcing Middle & Back-Office

Securities & Financial Services, General Meetings, Debt Issuance,Employee Share Ownership Plans

&

OUR DIGITAL PLATFORMS

SOLID&INNOVATIVE

Net Banking Income 2018Breakdown of revenues

DEPOSITARY/TRUSTEE - CUSTODY

FUND SERVICES

ISSUER SERVICES

DERIVATIVES - FOREIGN EXCHANGESECURITIES FINANCE

CASH MANAGEMENT

3%

25% 38%

23%

NET BANKING INCOME

879€879M11%






PROFITABILITY


BUILDING CLOSE RELATIONSHIPSAND STRONGER PARTNERSHIPSCACEIS’s front office teams have the experience to understand the commercial strategy and cater to the complex needs of a global clientele. A dedicated primary sales contactcoordinating and overseeing the quality of service provision, across all markets in which our clients operate, enables us to build a close working relationship with them.




ONE FOCUS:ASSET SERVICINGCACEIS devotes all its resources to asset servicing in order to provide optimal solutions for demanding clients seeking an expert partner that is both innovative and financially solid.We allocate our capital to ensure client assets are fully protected. We focus investments on hiring and retaining experienced staff as well as on the IT tools they need to provide highservice levels to clients. We offer clients a rigorous compliance system that promotes the stable and sustainable development of their business activities.

THE POWER TO INNOVATECACEIS is constantly investing in its IT systems and in designing innovative services adaptedto each of its clients. Its dedicated private equity business line and integrated front-to-back approach make CACEIS the partner of choice for players in the sector. In a challenging environment, we are supplementing our market solutions by developing collateral management and optimisation services.The Group remains firmly committed to embracing innovation and digital transformation for the benefit of clients and staff. For example, it is possible to subscribe for servicesonline via the OLIS client portal. ESG & Climate Reporting, which scores client portfolioson ESG (Environmental, Social and Governance) criteria, is also provided via this channel. Winner of an award for 2019’s best innovation, the CACEIS Innovation Lab platform,dedicated to collaborative innovation, demonstrates CACEIS’ determination to use new technology to improve the user experience for clients. The Group is expanding the TEEPI platform by integrating Market Place, a digital solution based on blockchain technologyallowing the subscription and aggregation of fund shares for a consolidated view.

A RESPONSIBLE PARTNERCACEIS believes that strong social, societal and environmental credentials are a source of long-term growth. In a demanding and ever-changing context, we are committed to fulfilling our role as a reliable partner for our clients by adding lasting value and securing healthy growth for their business. Our code of conduct, published in January 2019, reflects the high standards of responsibility and quality that govern all our professional activities, and our determinationto always act in the best interests of clients and stakeholders. As a responsible employer, CACEIS has implemented a company policy aimed at helping our employees to improvetheir skills. Voluntary programmes covering compliance, diversity, fairness and quality oflife at work bolster the ethical awareness, commitment and motivation of our teams. Lastly, CACEIS is constantly looking to reduce its environmental footprint and we encourage oursuppliers to adopt a similar approach.


SHAREHOLDER EQUITYTIER 1: €1.5bn

TIER 1 + TIER 2: €1.8bn


TIER 1 + TIER 2: 19.6%




CACEIS is backed by oneof the largest banking groups in Europe, whichgives us the means to define the most effective strategy to support ourclients.


SHAREHOLDER

100100%

BROKERS/DEALERS

CORPORATES


BANKS


ITA

L SE

RVIC

ESCORESOLUTIONS


TAILOREDSOLUTIONS

MARKET SOLUTIONS Execution (Equity, Futures & Options, Commodities, Bonds, Money Market), Clearing, Forex, Securities Finance, Collateral Management




REPORTING









&


SOLID&INNOVATIVE



FUND SERVICES

ISSUER SERVICES


CASH MANAGEMENT

3%

25% 38%

23%

NET BANKING INCOME

879€879m11%






PROFITABILITY


BUILDING CLOSE RELATIONSHIPSAND STRONGER PARTNERSHIPSCACEIS’s front office teams have the experience to understand the commercial strategy and cater to the complex needs of a global clientele. A dedicated primary sales contactcoordinating and overseeing the quality of service provision, across all markets in which our clients operate, enables us to build a close working relationship with them.




ONE FOCUS:ASSET SERVICINGCACEIS devotes all its resources to asset servicing in order to provide optimal solutions for demanding clients seeking an expert partner that is both innovative and financially solid. We allocate our capital to ensure client assets are fully protected. We focus investments on hiring and retaining experienced staff as well as on the IT tools they need to provide high service levels to clients. We offer clients a rigorous compliance system that promotes the stable and sustainable development of their business activities.

THE POWER TO INNOVATECACEIS is constantly investing in its IT systems and in designing innovative services adapted to each of its clients. Its dedicated private equity business line and integrated front-to-back approach make CACEIS the partner of choice for players in the sector. In a challenging environment, we are supplementing our market solutions by developing collateral management and optimisation services.The Group remains firmly committed to embracing innovation and digital transformation for the benefit of clients and staff. For example, it is possible to subscribe for services online via the OLIS client portal. ESG & Climate Reporting, which scores client portfolios on ESG (Environmental, Social and Governance) criteria, is also provided via this channel. Winner of an award for 2019’s best innovation, the CACEIS Innovation Lab platform, dedicated to collaborative innovation, demonstrates CACEIS’ determination to use new technology to improve the user experience for clients. The Group is expanding the TEEPI platform by integrating Market Place, a digital solution based on blockchain technology allowing the subscription and aggregation of fund shares for a consolidated view.

A RESPONSIBLE PARTNERCACEIS believes that strong social, societal and environmental credentials are a source of long-term growth. In a demanding and ever-changing context, we are committed to fulfilling our role as a reliable partner for our clients by adding lasting value and securing healthy growth for their business. Our code of conduct, published in January 2019, reflects the high standards of responsibility and quality that govern all our professional activities, and our determination to always act in the best interests of clients and stakeholders. As a responsible employer, CACEIS has implemented a company policy aimed at helping our employees to improve their skills. Voluntary programmes covering compliance, diversity, fairness and quality of life at work bolster the ethical awareness, commitment and motivation of our teams. Lastly, CACEIS is constantly looking to reduce its environmental footprint and we encourage our suppliers to adopt a similar approach.





TIER 1 + TIER 2: 19.6%




CACEIS is backed by oneof the largest banking groups in Europe, whichgives us the means to define the most effective strategy to support ourclients.


SHAREHOLDER

100100%

BROKERS/DEALERS

CORPORATES


BANKS


ITA

L SE

RVIC

ESCORESOLUTIONS


TAILOREDSOLUTIONS

MARKET SOLUTIONS Execution (Equity, Futures & Options, Commodities, Bonds, Money Market),Clearing, Forex, Securities Finance, Collateral Management




REPORTING









&


SOLID&INNOVATIVE



FUND SERVICES

ISSUER SERVICES


CASH MANAGEMENT

3%

25% 38%

23%

NET BANKING INCOME

879€879M11%






PROFITABILITY


BUILDING CLOSE RELATIONSHIPSAND STRONGER PARTNERSHIPSCACEIS’s front office teams have the experience to understand the commercial strategy and cater to the complex needs of a global clientele. A dedicated primary sales contact coordinating and overseeing the quality of service provision, across all markets in which our clients operate, enables us to build a close working relationship with them.




ONE FOCUS:ASSET SERVICINGCACEIS devotes all its resources to asset servicing in order to provide optimal solutions for demanding clients seeking an expert partner that is both innovative and financially solid.We allocate our capital to ensure client assets are fully protected. We focus investments on hiring and retaining experienced staff as well as on the IT tools they need to provide highservice levels to clients. We offer clients a rigorous compliance system that promotes the stable and sustainable development of their business activities.

THE POWER TO INNOVATECACEIS is constantly investing in its IT systems and in designing innovative services adaptedto each of its clients. Its dedicated private equity business line and integrated front-to-back approach make CACEIS the partner of choice for players in the sector. In a challenging environment, we are supplementing our market solutions by developing collateral management and optimisation services.The Group remains firmly committed to embracing innovation and digital transformation for the benefit of clients and staff. For example, it is possible to subscribe for servicesonline via the OLIS client portal. ESG & Climate Reporting, which scores client portfolioson ESG (Environmental, Social and Governance) criteria, is also provided via this channel. Winner of an award for 2019’s best innovation, the CACEIS Innovation Lab platform,dedicated to collaborative innovation, demonstrates CACEIS’ determination to use new technology to improve the user experience for clients. The Group is expanding the TEEPI platform by integrating Market Place, a digital solution based on blockchain technologyallowing the subscription and aggregation of fund shares for a consolidated view.

A RESPONSIBLE PARTNERCACEIS believes that strong social, societal and environmental credentials are a source of long-term growth. In a demanding and ever-changing context, we are committed to fulfilling our role as a reliable partner for our clients by adding lasting value and securing healthy growth for their business. Our code of conduct, published in January 2019, reflects the high standards of responsibility and quality that govern all our professional activities, and our determinationto always act in the best interests of clients and stakeholders. As a responsible employer, CACEIS has implemented a company policy aimed at helping our employees to improvetheir skills. Voluntary programmes covering compliance, diversity, fairness and quality oflife at work bolster the ethical awareness, commitment and motivation of our teams. Lastly, CACEIS is constantly looking to reduce its environmental footprint and we encourage oursuppliers to adopt a similar approach.





TIER 1 + TIER 2: 19.6%




CACEIS is backed by one of the largest banking groups in Europe, which gives us the means to define the most effective strategy to support our clients.


SHAREHOLDER

100 100%

BROKERS/DEALERS

CORPORATES


BANKS


ITA

L SE

RVIC

ESCORESOLUTIONS


TAILOREDSOLUTIONS

MARKET SOLUTIONS Execution (Equity, Futures & Options, Commodities, Bonds, Money Market),Clearing, Forex, Securities Finance, Collateral Management




REPORTING









&


SOLID&INNOVATIVE



FUND SERVICES

ISSUER SERVICES


CASH MANAGEMENT













ITALYMilan+39 02 721 74 411





LOCAL OFFICES

CANADA

UNITED KINGDOM

NETHERLANDS

IRELAND

BELGIUM

GERMANY

LUXEMBOURG

HONG KONG

FRANCE

ITALY

SWITZERLAND






WWW.CACEIS.COM






WWW.CACEIS.COM

3,500 STAFF MEMBERS



2.3

2.5

2.7

2.6

2015

2016

2017

2018

2015

2016

2017

2018

1.5 1.6

1.8

1.7 0.9

1.0

1.1 1.1

2015

2016

2017

2018

KEY BENEFITS

100% ASSETSERVICING

LONG-TERMPARTNER

MARKETLEADER

CLIENTPROXIMITY

SERVICING EXPERTISE


FINANCIAL STABILITY

SERVICE INNOVATION

BUSINESSAGILITY

INTEGRATEDSOLUTIONS

Documents

A GROWING YOUR GLOBAL ASSET - CACEIS … · This corporate brochure is intended for informational purposes only and in no way constitutes a contractually binding service offer, recommendations