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8/9/2019 A Fresh Analysis of the Humanitarian System in Somaliland, Puntland and South Central Somalia: Somali state age…
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2 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
1 Context and purpose of the report ............................................................................. 3
2 Approach, scope and methodology ............................................................................. 4
3 Humanitarian actors typology..................................................................................... 5
4 Humanitarian and political context ............................................................................ 8
5 Humanitarian capacity ................................................................................................ 9
6 Somali humanitarian profile ........................................................................................ 38
7 Recommendations ....................................................................................................... 41
Annex 1 Organisations interviewed: ......................................................................................... 46
TABLE OF CONTENTS
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A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA 3
Oxfam International’s strategic plan states that, “National state institutions and civil society in the most crisisprone/affected countries, supported by the international community, are able to deliver high quality, impartialand independent assistance to those in need, and resilience to increasingly frequent natural disasters andconflict is strengthened through improved preparedness and risk reduction”.
This report’s main focus is on an analysis of humanitarian capacities of Somali territories (Puntland, Somaliland,and South-Central Somalia) government structures, and civil society organisations.
It should be noted that the change goal statement “National state institutions” has to be understoodcontextually. In this case, as the report will explain there are different power holding authorities controllingdifferent regions and governing different groups of people with different levels of recognition oracceptance nationally and internationally. This report does not take a stance on the validity or otherwise ofdifferent claims of statehood, rather it focuses on the capacities of the main institutions and actors in eachsector.
Production of this report was in three phases: documentary review, field visits, and interviews and workshopswith stakeholders. However this report covers only phases 1 and 2. This report avoids repetition of elementsalready well captured in other Oxfam documents and focuses on a fresh analysis with proposals to increase theHumanitarian capacities in the Somali Territories.
1 CONTEXT AND PURPOSE OF THE REPORT
Working together from the community level enhances effective humanitarian response Photo: Oxfam
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4 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
This analysis has taken into account work already produced by Oxfam in Somalia, as well as other studies andreports done externally to Oxfam. At the same time it has used a critical perspective to question certainassumptions that otherwise may not allow fresh thinking.
The methodology applied follows this logic setting:
2 APPROACH, SCOPE ANDMETHODOLOGY
1-Quick review ofproblem to beaddressed
7-Plan of action
2-Consultation withkey humanitarianactors (Government,Civil Society)
3-Assessment oflocal humanitariancapacities
4-Objectives to developexisting potentialities andhow to cover gaps (keyindicators setting)
5- REPORTRecommendations forlocal and internationalhumanitarian actors
6-Discussionworkshop
The guiding methodology has been termed “HUCOCA” (Humanitarian Country Capacities Analysis methodology),specifically developed for this exercise by the consultant.
28 organisational interviews were conducted including local and international NGOs, as well as international andGovernment agencies (see Annex 1 for reference). Also specific practices developed by Oxfam and its partners,such as the Somali Civil Society Initiative Support (SOCSIS) programme, have been explored to enrich the analysis.
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A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA 5
3 HUMANITARIANACTORS TYPOLOGY
There are many different humanitarian actors working in the Somali Territories, some of them having a purehumanitarian mandate and role, while others focus on humanitarian work as part of their broaderresponsibilities or by contextual circumstances. The table below illustrates the basic typology of the Somalihumanitarian actors and actors who influence the humanitarian response plus their main characteristics:
HumanitarianActor Typology
UN agencies.
FederalGovernment ofSomalia (FGS).
SomalilandGovernment.
PuntlandGovernment.
Organisations
UNOCHA, UNHCR,UNICEF, WFP, FAO,etc.
FGS Ministries andDisasterManagementAgency (DMA).
Somalilandministries andNationalEnvironmentalResearchand DisasterPreparedness andManagementAuthority.
FGS Ministries,HumanitarianAffairs DisasterManagementAgency (HADMA).
Mandate/responsibility
Under UN mandateProvide overallhumanitarian aidand humanitariancoordination acrossSomalia.
Within theresponsibilities ofthe State: delivery,disaster riskmanagement andcoordination.
Within theresponsibilities ofthe state: delivery,disaster riskmanagement andcoordination.
Within theresponsibilities ofthe state: delivery,disaster riskmanagement andcoordination.
Presence
In all regions withthe exception ofmilitia controlledareas.
Mainly FederalGovernmentControlled Area(FGCA ) SouthCentral(particularlyMogadishu).
All Somaliland.
All Puntland.
Relevance
Very high. They dominatethe humanitarian agenda,influencing by funding keyimplementation partners(Local NGOs and INGOs).
High in political terms.
Very limited incoordination and deliverycapacity.
High in political terms.
Medium in delivery terms.
Medium in coordinationterms.
Medium in political terms.
Very low in delivery terms.
Medium in coordinationterms.
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6 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
HumanitarianActor Typology
NSAG (Non StateArmed Groups)
Local SomaliNGOs
InternationalNGOs
International
IslamicCooperationOrganisations
Red Crescent andICRC
Donor agencies
Organisations
Militias.
TARDO, CED,HIJRA, SADO,SOMALI AID,HARDO, DIAL,
HAVOYOCO,CANDLELIGHT,HIRDA, KAALO,etc.
Oxfam, CARE,DIAKONIA, NRC,Save TheChildren,ACF,Concern,Goal, etc.
Islamic Relief,
several Islamicsolidarity groups.
Somali RedCrescent andICRC.
ECHO, DFID, CIDA,etc.
Mandate/responsibility
As NSAG are thede-facto authority insome places:delivery, DRManagement andcoordination.
Some with exclusivehumanitarianmandate othersmixed with
development andpeace buildingmandates.
Humanitarian anddevelopmentmandate. Presencedominated byhumanitarianmandated agencies.
Support Muslims
around the world.
Working inpartnership but withclear division ofroles the twoorganisations andways of intervening.
SupportingHumanitarianagencies.
Presence
South Central.
All country.
All country withexception ofsome militiacontrolled areas.
All around the
county.
All country withexception ofsome militiacontrolled areas.
Mainly in SouthCentral, somepresenceelsewhere.
Relevance
High in political terms.
Medium in delivery terms.
Low in political terms.
Very high in delivery terms.
Low in coordination terms.
High in political terms.
Medium in delivery terms.
Medium coordination.
Very relevant within Somali
society.
Very high delivery.
Low in coordination.
High in HumanitarianTerms. ICRC keepsdistance from UN andother actors to preserveits neutrality.
High in delivery terms.
High in humanitarianaccess.
Highly influential on INGOs’programmes throughfunding conditionality.
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A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA 7
HumanitarianActor Typology
CommunityBasedOrganisations
Clans’ Elderscommittees
Organisations
Several.
Multiple.
Mandate/responsibility
Support communitiesat grass root level.
Make decisions andsolve disputes withincommunities andbetween clans.
Presence
All Somalia.
All Somalia.
Relevance
High in delivery terms.
High in access.
High in political terms.
High in negotiatinghumanitarian access.
The team behind the fresh analysis of Somalia Photo: Oxfam
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8 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
4 HUMANITARIAN ANDPOLITICAL CONTEXT
We will not repeat here the country context analysis that can be found in several other locations. Neverthelesssome key points should be highlighted in order to understand the content of this report, these are:
• The extreme fragility of the state since 1991.• The internal conflict and the realities among the three main differentiated regions and the presence of
militia groups in significant areas of South Central Somalia.• The extreme low human development indicators translated in very low ratios of educational enrolment,
income below $2 per day for the majority of the population and some of the lowest health indicators acrossthe world.
• The lack of humanitarian access and insecurity in large areas of South Central Somalia.• The influential dominant role and vast presence of UN agencies and its complex humanitarian and diplomatic
machinery.• The vulnerability of livelihoods (crops and livestock grazing) dependent on rain cycles.• The pastoral life of many Somali people and the traditions associated with this way of life are important.• The chronic food shortages that have affected the country in recent decades.• The growing process of urbanisation, with little urban planning for growth and service provision.• The enormous impact that the Somalia Diaspora has in the economy of the country and in its politics.
• The strong role that clans play in Somali society.• The highly influential role that religion has in Somali life.• The growing interest of Turkey, China and Gulf countries in the country and its natural resources.
Humanitarian actors need to move beyond diplomatic debates around international recognition of States, tocentre their humanitarian action into real existing political and social structures within which to support andpromote humanitarian capacities to save lives.
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A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALIL AND, PUNTLAND AND SOUTH CENTRAL SOMALIA 9
5 HUMANITARIANCAPACITY
GLOBAL somali CAPACITIES
Taking into account the premises exposed above, below is a summary of the global country contextual analysis
and a synthesis of organisational capacities per region: South Central, Somaliland and Puntland.
The global contextual analysis has been done by enquiring and exploring three main blocks: society strength,
state and politics, country infrastructure. Each one of these has been subdivided in areas of interest as follows:
A Society Strength Content
A.1
A.2
A.3
A.4
Strength and power of CivilSociety. (NGOs,community movements,religious groups etc)
Human Development.(Education, Health, Income)
Human rights respect.(Violations of human rights,gender equity and justice,
minorities respect)
Humanitarian Access.(Respect of Humanitarianagencies INGO and LNGO)
• Typology of Civil Society Organisations (CSOs).• Influence of CSOs in politics, economy and social life.• Fluent interaction among CSOs.• Structure of CSOs: Community Based Organisations (CBOs), NGOs,
religious organisations, sports organisations etc.• Fluidity of interaction of CSOs with society in general.
• Interaction of National CSOs with regional and internationalorganisations.
• Level of education of population (gender desegregated data).• Health services and facilities.• Income per capita.• Livelihood and income vulnerability.• Cultural heritage and use of it.• Customary law.
• Human rights societal knowledge.• Human rights in practice from customary and common law.• Gender justice, societal gender roles and rights.
• Minorities inclusion.• Knowledge of International Humanitarian Law (IHL) and respect for
it.
• IHL is respected in practice.• LNGOs have unimpeded access to communities.• INGOs can do impartial humanitarian work.• Humanitarian workers and their equipment are respected.
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10| A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
B
C
State and Politics
Country infrastructure
Content
Content
B.1
C.1
B.2
B.3
C.2
B.4
C.3
Governance andInstitutional structures.
National infrastructure:communications transport,services
Public administrationefficiency, delivery,reliability, accessibility.
Rule of law.
National civil protectionservices. (DRRinfrastructure, emergencyresponse units, etc.)
International legitimacy.
Human geography
• What is the legitimacy of the Government?• Is there a Government present across all territory? Is there a
democratic base?• Does government benefit from regional or international
recognition?
• Level of country road access.• Communication networks, telephone, internet, commercial radio
systems, TV, newspapers.• National vehicle fleet, quality, and accessibility.• Heavy truck availability.• Public transport for individuals, network, and quality.• Other transport infrastructures: railways, airports, harbours, etc.• Health and education infrastructure.
• Which service delivers public administration?• Service quality and outreach.• Can all citizens access public services, (geographical and
economic access). Is there a big gap among urban and ruralcoverage?
• Is there any mechanism to influence improvement of publicservices?
• Is public administration supported with a fair tax system tosubsidise basic social services?
• Is there a separation of powers, (legislative, executive, andjudiciary)?
• Is there a distinction between civil, police and military roles?• Rule of law is generally respected by society?• Is there a solid body of law? (including customary law)• Rule of law is applied across all areas.
• Administration entities able to deal with disaster response.• Policy to mobilise resources at highest level to deal with big crises,
(legal governance scheme, effective capacity to integrateresources form different Departments or Ministries, etc.).
• Presence of Local Organisations able to deal with disasters.• Population’s culture and knowledge of DRR.• Capacity to coordinate national bodies with international bodies.• Capacity to deal with international standards.• Capacity to absorb efficiently external resources.
• Extension and quality of Diplomatic relations.• Engagement in regional and international fora.• Presence of foreign embassies in the country.• Regional bodies’ presence.
• UN presence and relationship.• INGO presence and active role.
• Geographical population distribution urban/rural.
• Accessibility to different populations.• Diversity of cultures, languages.
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A FRESH ANALYSIS OF THE HUMANITAR
The summary results of this analysis are as follows:
Somali global context capacities
Capacity Block Capacity/thematic area Strengths WScore(0-5)
A. Society strength A.1 Strength and power ofcivil society.
A.2 Human development.
A.3 Human Rights respect.
A.4 Humanitarian access.
2.3
1.3
1.7
2.0
Clans and elder committees play a very importantrole in maintaining solidarity among people andcommunities.
There is a wide portfolio of CSOs includingreligious groups, diaspora, LNGOs, etc.
Diaspora is very influential in socio-economic andpolitical life.
Somali people are known to have a high level ofresilience and great sense of initiative/entrepreneurship.
Customary law supports solidarity and unityamong clans.
Some CSOs are addressing human rights issues.Mainly those born after year 2004.
Somaliland has good humanitarian access withthe exception of the disputed provinces ofSanaag and Sool in the region disputed withPuntland. Puntland has good humanitarianaccess.
Fst
Ct
Rii
lw2
SrSa
Gis
Lsha
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Somali global context capacities
Capacity Block Capacity/thematic area Strengths WScore(0-5)
C. Countryinfrastructure
C.1 Nationalinfrastructures.
C.2 National civil protectionservices.
C.3 Human geography.
1.7
1.3
2.3
Infrastructure improvement is taking place inMogadishu.
Telecommunications infrastructure is goodthroughout.
There is an attempt to build disaster riskmanagement humanitarian structures across theterritories.Somaliland and Puntland have a legal frameworksfor this as well as policies and strategies in place.But South Central does not yet.
Somalis have significant cultural unity includinglanguage which generates opportunities for
peoples’ mobility and conflict solving.
f
T
A FRESH ANALYSIS OF THE HUMANITAR
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14 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
This analysis can be represented for the full territory with these diagrams:
0.0
1.0
2.0
3.0
4.0
5.0
A.1 Strength and
power of civil
society
A.2 Human
development
A.3 Human rights
respect
A.4 Humanitarian
access
B.1 Governance
and institutionalstructures
B.2 Public
administration
efficiency
B.3 Rule of law
B.4 Internationallegitimacy
C.1 National
infrastructures
C.2 National civil
protection
services
C.3 Human
geography
ALL SOMALIA
1.8
1.8
1.8
A. Society strength
B. State and politicsC. Country infrastructure
Capacity per block
Figure 1a
Figure 1b
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A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA 15
SOUTH CENTRAL SOMALIAThe humanitarian capacity analysis in South Central Somalia is based on the documentary review done andinterviews held with TARDO, CED, UNICEF, Hijra, SADO, SOMALI AID, HARDO, DIAL , ICRC , Somalia DisasterManagement Agency (DMA) and Oxfam Staff working in Somalia.
There is high density of local organisations and international organisations together with International agencies(UN, ICRC) working in South Central Somalia. Most of these organisations have good access to the areascontrolled by the Federal Government, particularly in Mogadishu and Jubbaland, but many the so called“liberated” towns such as Kismaayo or BulaBurte have limited access.
In South Central Somalia the issue may not be so much about the humanitarian capacity available, which might
be good enough, but it is about the possibility to deploy those capacities effectively and with security.On the other hand it is widely accepted that the Federal Government institutions have an extremely limitedcapacity to deliver humanitarian assistance or manage DRR programmes, although there are assigneddepartments within the government for this purpose, such as DMA.
The context assessment for South Central gives the following profile:
0
1
2
3
4
5
A.1 Strength and
power of civilsociety
A.2 Human
development
A.3 Human rights
respect
A.4
Humanitarian
access.
B.1 Governance
and institutional
structuresB.2 Public
administration
efficiency
B.3 Rule of law
B.4 International
legitimacy
C.1 Nationalinfrastructures
C.2 National civil
protection
services
C.3 Human
geography
SOUTH CENTRAL SOMALIA
Figure 2a
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A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA 17
The DMA pays high attention to coordination with other agencies including the UN and this is managed directlyby the chair of the Agency. In terms of communications it produces quarterly reports and regular newsletters,
but lacks an advanced communication system utilising the internet. The DMA does not have institutional riskmanagement within its own organisation, making it vulnerable to any threat that may affect them such as loss ofdata.
In terms of approach DMA is aware of gender and rights based approaches but its translation to practical work isstill to be developed. It has a good understanding of conflict sensitivity as well. It is starting to implement someDRR programmes with the EU, but still at an early stage.
An HIV-AIDS sensitive lens is not applied in its working approach.DMA has no specialised capacity in any clusteralthough some individuals do have some expertise in working with IDPs and on Food Security. Humanitarianstandards such as Sphere or HAP are not known, neither implemented by the DMA.
In terms of volume, DMA is still a small organisation with limited resources at all levels, limited developed
policies and strategies and a geographical outreach limited to areas in FGS control.
The DMA’s capacity profile is as follows:
purpose
2.4 Analytical,strategizing, planningand programming
0
1
2
3
4
5
1.1 Values mandate
1.2 Leadership,
attitudes2.1 Finances
2.2 Human
resources
2.3 Logistics,
time management
2.5 Programmemanagement (incl. M&E),knowledge management
2.6 Governance and decisionmaking, organisational
structure and processes
2.7 Networking
2.8 Communications,advocacy
2.9 Risk management,institutional resilience
3.1 Gender approach
3.2 Conflictsensitivity, rightsbased approach
3.3 Connectedness,resilience & DRR
3.4 HIV/AIDS
4.1 WASH, EFSVL,other competencies
4.2 Standards’ complianceand accountability, quality
control management
5.1 Organizational volume, financialcapacity /autonomy, sustained
investment and evolution,human resources available
5.2 Geographical outreach
SOMALIA SOUTH CENTRAL DMA
Figure 3
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18 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
Local NGOs in South Central Somalia
The analysis of Local NGOs working in South Central Somalia, based on the aggregated analysis made ispresented in the table below.
Cluster # Thematic area Score0-5
Strengths Weaknesses
1.Identity andMission
2.ManagerialCapacities
1.1
2.1
2.2
1.2
1. Values mandate.
2. Purpose.
1. Finances.
2. HumanResources (HR).
2.6
2.2
2.2
2.13.Leadership.
4. Attitudes.
• Most NGOs have astrong sense of
commitment.• They have clarity on
the dual mandate:humanitarian anddevelopment.
• Several NGOs haveenough financialcapacity and adequateprocedures, thanksin part to previoussupport of Oxfam(programmes likeSOCSIS, EPARA) andthe type ofinstitutional supportprovided by
organisations likeCARE.
• Most NGOs have HRmanagementprocedures.
• There are somespecialisedhumanitarian staff
with the LNGOs.
• Most organisationsshow strong personalleadership.
• There is littlequestioning about how
their mandate shouldevolve in the newchanging context. Mainlyit is new NGOs bringingnew approaches to this.
• Difficulty of fundraisingand lack of diversity offunds is common and acritical problem to allLNGOs.
• Dependency on UN Agencyfunds is a common patternamong LNGO.
• There is growing
concern about the needfor increased financialaccountability,particularly in SouthCentral.
• HR development andretention of staff is verydifficult.
• There is a high turnoverof humanitarian staffwithin LNGOs.
• International NGO and UNAgencies compete forqualified people with LocalNGOs.
• NGOs’ leadership ismainly dominated bymen.
• Institutional leadershipwithin the humanitariansector is not very visible
in the LNGOs in SouthCentral.
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A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA 19
Cluster # Thematic area Score0-5
Strengths Weaknesses
2.3
2.4
2.5
2.6
2.7
3. Logistics.
4.Timemanagement.
5. Analytical.
6. Strategising.
7. Planning andProgramming.
8. ProgrammeManagement(includes M&E)
9. Knowledge
Management.
10. Governanceand decisionmaking.
11. OrganisationalStructure andprocesses.
12. Networking andalliance building
2.0
1.8
2.7
2.4
2.7
• South Central NGOsare good at makingtimely decisions andmoving forwardresponse programmes.
• Most NGOs havestandard StrategicPlans.
• NGOs aregenerally good attraditional programmemanagement andreporting.
• There are governancestructures andmanagementstructures in place,with quite detaileddeveloped manuals onprocedures ofdifferentmanagement areas:finances, HR,Procurement etc.
• LNGO have goodnetworking capacitywith internationalNGOs, agencies andDiaspora.
• Networking amongLNGOs is made onad-hoc basis.
• Most NGOs havelimited logisticalcapacity although thisvaries enormously fromorganisation toorganisation.
• Despite LNGOs’ goodtime management,donors’ slowness retardsLNGO responses.
• Most NGOs have weakcapacity to docontextual analysis,strategising andtranslating this intoeffective institutionalplanning.
• Knowledge managementis a weak point as theM&E systems areoften not translated intoinstitutional knowledge
management.
• Some of these manualsare standard and notupdated.
• There are notpowerful strategicnetworks of LNGO thatcould impact on shapingthe humanitarianagenda.
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20 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
Cluster # Thematic area Score
0-5
Strengths Weaknesses
2.8
4.2
2.9
13.Communications
14. Advocacy
4. Standards
compliance &accountability.5. Quality Controlmanagement.
15. Riskmanagement.
16. Institutionalresilience.
1.7
2.1
1.3
• There is greatawareness of theneed of goodcommunication andadvocacy strategiesand tools.
• Few NGOs have goodcommunication toolsand strategies.
• Most NGOs are aware
and try to apply Spherestandards.
• Some NGOs have dataprotectionmechanisms.
• In practice this is oneof the weakest areasdeclared by most LNGOs.
• Sphere standards
implementation seems tobe a bit loose and notwell monitored.
• There is notconsciousness ofInstitutional RiskManagement in mostLNGOs.
• Hand over in leadershiproles is rare.
3.- Approach,Commitment
4. TechnicalExpertise
3.1
4.1
3.2
3.3
3.4
1. Genderapproach.
1. WASHcompetencies.2. EFSLcompetencies.3. Othercompetencies.
2. ConflictSensitivity.3. Rights basedapproach.
4. Connectedness,resilience & DRR.
5. HIV/AIDS.
1.6
2.3
2.3
2.7
0.3
• NGOs are aware ofgender issues inhumanitarian work.
• Almost allorganisations havesome degree ofsectoral expertiseand do participatein cluster coordinationmeetings.
• Almost all NGOS showa good understandingand practice ofconflict sensitivity.
• Good understanding ofResilience and DRRconcepts as part ofHumanitarian action.
• Gender does not emergeas a spontaneous priorityor relevant topic for mostLNGOs.
• Most organisations workin the same sectors:WASH and Livelihood.
• Level of specialisationseems to be low.
• Rights based approach isonly adopted in practiceby few organisations,most are oriented to aneeds based approach.
• There is little evidence of asustained effort byLNGOs doing DRR andResilience programmes.
• Almost totally ignored inthe LNGO’s humanitarianinterventions.
• Seems to be a taboo issuein some places.
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A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA 21
Cluster # Thematic area Score
0-5
Strengths Weaknesses
5.1
5.2
5. Size /Capability
1. Organisationalvolume
2. Financialcapacity /autonomy
3. Sustainedinvestment andevolution
4. HumanResourcesavailable
5. Geographical
outreach
2.1
1,9
• There are a largenumber of NGOsoperating in SouthCentral Somalia andsome of them with asignificant volume.
• Some LNGOs are able
to work with localcommunities andreach difficult toaccess areas.
• Information providedby LNGOs does not showa coherent picture of theratio of size versusimpact or targetedpopulation served.
• There are limitedsustained investmentsof LNGOs.
• Short term programmesand dependency on bigdonors’ conditions theircapacity in the medium /long term.
• There is a stronglimitation on theavailability of qualifiedHR across theorganisations.
• Each organisation has a
limited number ofgeographical areas ofintervention.
1 The Somalia NGO Consortium is dominated by International NGOs
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22 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
SOMALILANDSomaliland claims status as an independent State with all its powers, institutional systems and tools in placewithout international recognition.
Security is quite acceptable, Somaliland lives in a tense calm with its neighbour Puntland with whom it disputesterritories of Sanaag and Sool provinces.
Despite the Somaliland’s Government official stance that the country is in a development phase, the reality isthat the country still requires humanitarian assistance and DRR programmes.
Somaliland capacity and humanitarian access is the highest in the Somali territories, but at the same timehumanitarian needs in Somaliland are the lowest of the territories.
The average humanitarian capacity profile of Local NGOs in South Central Somalia is as follows:
2.7 Networking and alliance
building
3.3 Connectedness,resilience & DRR
0.0
1.0
2.0
3.0
4.0
5.0
1.1 Values mandate, purpose
1.2 Leadership,
attitudes2.1 Finances
2.2 Human
resources
2.3 Logistics,
time management
2.4 Analytical, strategizing,planning and programming
2.5 Programmemanagement (incl. M&E),knowledge management
2.8Communications,
advocacy
2.9 Risk management,institutional resilience
3.1 Genderapproach
3.4 HIV/AIDS
4.1 WASH, EFSVL,
4.2 Standards’ compliance and
accountability, quality controlmanagement
5.1 Organizational volume, financial capacity /autonomy, sustained investment andevolution, human resources available
5.2 Geographical outreach
SOUTH CENTRAL LNGOS' AVERAGE CAPACITIES
3.2 Conflict sensitivity,rights based approach
2.6 Governance anddecision making, organisational
structure and processes
Figure 4
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A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA 23
0
1
2
3
4
5
A.1 Strength and
power of civil
society
A.2 Human
development
A.3 Human
rights respect
A.4
Humanitarian
access.
B.1 Governance
and institutional
structuresB.2 Public
administration
efficiency
B.3 Rule of law
B.4 International
legitimacy
C.1 National
infrastructures
C.2 National civil
protectionservices
C.3 Human
geography
SOMALILAND
The global humanitarian context analysis in Somaliland provides this profile:
2.5
2.3
2.0
A. Societystrength
B. State and
politics
C. Country
infrastructure
Capacity per blocks
Figure 5a
Figure 5b
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24 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
Organisational Humanitarian Capacities in
Somaliland
As in South Central, this report provides more details on the State agency and Local NGOs, than on internationalactors.
National Environment Research and disaster
preparedness and Management authority (NERAD)
This is the official agency set by the Somaliland Government to manage disasters in Somaliland. It was created
by law in 2003 and was put in place in 2006.
The agency is under the direct supervision of the President of Somaliland and has a fully developed legalframework which defines its mandate functions and accountability.
The leadership style of the agency has to evolve according to the new challenges that NERAD will confront in thenear future so that more people within NERAD share greater responsibilities to ensure the continuous effectiveengagement of NERAD with the rest of humanitarian actors.
There is a lack of capacity in terms of human and material resources, and in terms of effective influence in thehumanitarian sector.
The legal architecture on which NERAD is built could be more effective within the seven ministries chaired by the
vice president for DRM in which NERAD plays secretariat role, if they had more resources and technical capacitiesto influence the agenda of the DRM office.
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Their capacity profile is as follows:
0
1
2
3
4
5
1.1 Values mandate,purpose
1.2 Leadership,attitudes
2.1 Finances
2.2 Humanresources
2.3 Logistics,time management
2.4 Analytical,strategizing, planning
and programming
2.5 Programme management(incl. M&E), knowledge
management
2.6 Governance and decisionmaking, organisational
structure and processes
2.7 Networking3.1 Gender approach
3.2 Conflict sensitivity,rights based approach
3.3 Connectednessresilience & DRR
3.4 HIV/AIDS
4.1 WASH, EFSVL, other competencies
4.2 Standards’ compliance andaccountability, quality
control management
5.2 Geographical outreach
SOMALILAND NERAD
2.8 Communications, advocacy2.9 Risk management,institutional resilience
5.1 Organizational volume,financial capacity /autonomy,
sustained investment and evolution,human resources available
Local NGOs in Somaliland
The analysis of Local NGOs working in Somaliland is based on the aggregated assessment made to severalLNGOs, (HAVAYOCO, TAAKULO, CANDLE LIGHT, HIRDA) and the NGO Consortium. This analysis includes organisations
that work in Somaliland regardless of if they operate in other parts of Somalia too.
It is worth mentioning that the disparity of capacities among LNGOs working in Somaliland is enormous, thereforecomments below are not equally applicable to all LNGOs, but are rather a global picture of strengths andweaknesses of the sector.
Figure 6
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26 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
Cluster # Thematic area Strengths WeaknessesScore
0-51.Identity andMission
2.ManagerialCapacities
1.1
2.1
1.2
1. Values mandate.
2. Purpose.
1. Finances.
3. Leadership.
4. Attitudes.
• Most LNGOsworking inSomaliland havedevelopmentoriented values andthey seehumanitarian workas somethingad-hoc, rather thanat the core of theirmandates.
• Some LNGOs havea substantialbudget with enoughstability fromdonors to allowthem to take moreinitiative and anactive role in
humanitarianaction.
• Most LNGOs havegood enoughfinancialprocedures andaccountabilitymechanisms.
• Diasporaprovidesregular income to
LNGOs inSomaliland.
• Some organisationsare willing to takea more proactiveleadership rolewithin thehumanitariansector.
• There is little clarity formost LNGOs on what arethe implications of beinga fully fledgedhumanitarian agency.
• Institutional values aremainly understood asinstrumental-
managerial values, suchas transparency orefficiency. Fundamentalhumanitarian values suchas impartiality andindependence do notemerge spontaneously.
• Some LNGO areinstrumentalisedfinancially by INGOs andused as implementingpartners only.
• There is not localfundraising in Somaliland
among business people,despite the growingopportunities emergingthere.
• Diaspora communityincome is very little inpercentage terms, (as anaverage, below 5%approximately).
• LNGOs’ leadership isdominated by men, withthe exception ofCandlelight.
• There is a subordinationattitude to INGOs and UN
systems that blocksemerging LNGOleadership .
2.7
3.1
2.9
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2.3
2.4
2.5
2.6
3. Logistics.
4. Time
management.
5.Analytical.
6. Strategising.
7. Planning and
programming.
8. Programmemanagement.(includes M&E)
9. Knowledgemanagement.
10. Governanceand decisionmaking.
11. Organisationalstructure andprocesses.
• Somaliland LNGOsare quick in doingneeds assessments
and responding tohumanitariancrises, within theircapacities.
• Most LNGOs havestandard StrategicPlans.
• Several LNGOshave projectadministrativemanagementcapacity.
• Most organisationshave formalgovernance andmanagementstructures in place.
• Most LNGOs havedocumented
procedures ondifferent areas:finances, HR,procurement etc.
• There is almost nologistical capacity at LNGOlevel.
• Decisions on responseis delayed due to thehyper centralisation ofdecision makingat Nairobi level bymost INGOs and donors.
• LNGOs do not haveemergency reserve fundsor materials’ stocks toallow them to respondquickly.
• Needs assessmentsdone by LNGO are not usedin most cases becauseit requires validation fromNairobi or metropolitanHQs.
• There is very limitedcapacity to conductcontextual analysis andstrategizing.
• Programming is mostlybased on donors’opportunities.
• M&E is embedded in mostprogrammes but it seemsto be a data collectionprocess rather than alearning process.
• Few organisations havespecific M&E units or
specialised capacity.
• Knowledge managementseems to be non-existent.
• Some LNGOs have mixedresponsibilities betweengovernance bodiesand management leves.This affectsaccountability.
2.4
2.6
3.4
2.7
Cluster # Thematic area Strengths WeaknessesScore0-5
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28 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
2.7
2.8
2.9
3.1
3.2
3.3
3.4
3.- Approach,Commitment
12. Networkingand alliancebuilding
13.Communications.
14. Advocacy.
15. Riskmanagement.
16. Institutionalresilience.
1. GenderApproach
2. Conflictsensitivity.
3. Rights based
approach.
4. Connectedness,resilience & DRR.
5. HIV/AIDS.
• LNGOs have goodnetworking capacitywith Diaspora.
• Several LNGOs havewebsites andcommunicationsfacilitiesmaking use of thegood internetnetwork available inSomaliland.
• A limited numberof LNGO do have anadvocacy agenda.
• A few LNGOs arepowerful inmoving ahead thegender agenda.
• Most LNGOs have agood understandingand practice of theconflict
sensitivenessapproach inhumanitarianinterventions.
• Several LNGOs workon developmentprograms witha Resilienceapproach.
• Some LNGOs have
developed someexpertise in thisarea.
• Humanitarian networkingamong LNGOs isalmost non-existent.
• LNGOs are not activeparticipants in the NGOConsortium which isdominated by INGOs.
• Most LNGOs do not raisetheir concerns with INGOsor UN agencies due to fearof losing support.
• Institutional riskmanagement does not
seem to be a concern forLNGOS in Somaliland.
• Gender applied tohumanitarian context isstill a terrain to explore byLNGOs.
• Rights based approach isonly adopted in practiceby few organisations.Most LNGOs are oriented
to a basic Needs basedapproach.
• There is not a systematicknowledge andimplementation of DRRand resilienceprogrammes.
• Almost totally ignored
aspect by mosthumanitarian LNGOsworking in Somaliland.
2.9
2.9
2.4
2.9
2.7
3.0
1.6
Cluster # Thematic area Strengths WeaknessesScore
0-5
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4.1
4.2
5.1
5.2
5.- SizeCapability
4.- TechnicalExpertise
1. WASHcompetencies.
2. EFSLcompetencies.
3. Othercompetencies.
4. Standardscompliance &accountability
5. Quality Control
management
1. Organisationalvolume.
2. Financialcapacity /autonomy.
3. Sustainedinvestment andevolution.
4. Humanresourcesavailable.
5. Geographicaloutreach.
• Almost allorganisations havesome practice indifferent sectors.
• Some LNGOs do havesome staff trainedin SphereStandards.
• There are a goodnumber of LNGOsin Somaliland thatcould play a biggerrole in humanitarianresponses.
• Some LNGOs havesubstantial annualbudgets (above $1Million).
• Volume of HumanResourcesavailable, staffcontracted plusvolunteers, is largein many LNGOs.
• Somaliland isgeographicallywell covered by thenumerous LNGOspresent.
• There is almost nospecialised sectoralcapacity, althoughthere are practicalexperiences developedby most LNGOs followingthe instructions of UNagencies and INGO.
• Lack of specializationdoes not seem to beperceived as an issue;on the contrarymultisectoralinterventions are proudlypresented, despite thelack of expertise in mostof the sectors.
• Sphere standardsknowledge is very limitedamong LNGOs inSomaliland.
• Most LNGOs work ondevelopment programmesand have a reductionistemergency responseapproach to humanitarianinterventions.
• There is a stronglimitation on theavailability of qualifiedpeople across the
organisations.
• The eastern regions ofSomaliland have lesscoverage due to securityissues.
2.4
2.4
3.1
2.3
Cluster # Thematic area Strengths WeaknessesScore
0-5
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30 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
The average humanitarian capacity profile of Local NGOs in Somaliland is as follows:
PUNTLANDPuntland is a disaster prone area affected by drought and some conflict, mainly in the State borders with So-
maliland and South Central. Also cyclones affect the country.
Puntland operates as a member state of Somalia with a high degree of decentralisation of powers, that hastranslated into a quite vibrant dynamic and a proliferation of new ventures, such as universities, newbusinesses, as well as presence of local and International NGOs, etc.
Despite the political will to move into a “development phase”, Puntland still has a significant number of itspopulation requiring humanitarian assistance. Nevertheless as in other parts of Somalia, the humanitariansetting and its complex machinery together with the lack of trust among international and local actors, makesdelivery of humanitarian aid very slow. As the director of HADMA said, “sometimes the rain comes before thehumanitarian aid arrives.”
0.0
1.0
2.0
3.0
4.0
5.0
1.1 Values mandate,purpose
1.2 Leadership,attitudes
2.1 Finances
2.2 Human resources
2.3 Logistics, timemanagement
2.4 Analytical,strategizing, planning
and programming
2.5 Programme management(incl. M&E), knowledge
management
2.6 Governance and decisionmaking, organisational
structure and processes
2.7 Networking
2.8 Communications,
advocacy
2.9 Risk management,
institutional resilience
3.1 Gender approach
3.2 Conflict sensitivity,rights based approach
3.3 Connectedness,resilience & DRR
3.4 HIV/AIDS
4.1 WASH, EFSVL, othercompetencies
5.2 Geographicaloutreach
SOMALILAND LNGOs' CAPACITIES
4.2 Standards’ complianceand accountability, quality
control management
5.1 Organizational volume, financialcapacity /autonomy, sustained
investment and evolution, humanresources available
Figure 7
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A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA 31
0
1
2
3
4
5
A.1 Strength and power of
civil society
A.2 Human development
A.3 Human rights respect
A.4 Humanitarian access
B.1 Governance and
institutional structures
B.2 Public administration
efficiencyB.3 Rule of law
B.4 International
legitimacy
C.1 National
infrastructures
C.2 National civil
protection services
C.3 Human Geography
PUNTLAND
1.8
1.82.0
A. Society
strength
B. State and
politics
C. Country
infrastructure
Capacity per blocks
Figure 8a
Figure 8b
The overall humanitarian context analysis in Puntland provides this profile.
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32 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
Organisational Humanitarian Capacities
in Puntland
Humanitarian Affairs Disaster Management Agency(HADMA)
HADMA is the official agency set by the Puntland State Government to manage disasters. It was created afterthe Tsunami in 2005, and in 2011 it was equipped with a set of policies, strategies, contingency plans,response framework etc. On this front the theoretical framework of operations for HADMA is clear but it lacks
resources to implement its mandate and strategies.
At the time of writing, HADMA deals with a regular budget of $4,500 per month and 16 staff of which seven havesome humanitarian experience, skills or training. It does not have much logistical capacity and its means tocoordinate is very limited. Nevertheless it tried hard in the last drought response in 2011 and the tropicalcyclone of 2013,it has a certain degree of recognition within the rest of the humanitarian community.
Leadership is in the hands of a senior official and new generations are ready to take a more proactive role thatcould be very beneficial for HADMA.
Their capacity profile is as follows:
1.1 Values mandate,purpose
2.4 Analytical, strategizing,planning and programming
2.8 Communications, advocacy2.9 Risk management,institutional resilience
0
1
2
3
4
51.2 Leadership,
attitudes2.1 Finances
2.2 Humanresources
2.3 Logistics,
time management
2.5 Programme management(incl. M&E), knowledge
management
2.6 Governance and decisionmaking, organisational
structure and processes2.7 Networking3.1 Gender approach
3.2 Conflict sensitiveness,rights based approach
3.3 Connectedness,resilience & DRR
3.4 HIV/AIDS
4.1 WASH, EFSVL,other competencies
4.2 Standards’ complianceand accountability, quality
control management
5.2 Geographical outreach
PUNTLAND HADMA
5.1 Organizational volume,financial capacity /autonomy,
sustained investment and evolutionhuman resources available
Figure 9
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A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA 33
Local NGOs in Puntland
Puntland local NGOs have their own specificities with some of them having developed significant humanitarianexperience during the Tsunami 2004 response, although not all have translated that experience in capacitybuilding of the humanitarian sector.
In summary this is the analysis of the Local NGOs operating in Puntland based on the interaction with severalstakeholders, (ADESO, KAALO, ASAL, SFS, and other international actors).
Cluster # Thematic area Strengths WeaknessesScore0-5
1.Identity andMission
1.1
1.2
2.1
2.2
2. Managerial
Capacities
1. Values mandate.
2. Purpose.
3. Leadership.
4. Attitudes.
1. Finances.
2.Humanresources.
• Several LNGOshave developed aclear humanitarianmandate and abideto humanitarianprinciples. Theengagement inthe 2004 Tsunamiresponse was acritical positive
element for this.
• Some LNGOslike KAALO andINGOs like ADESOshow leadershipand can make a realcontribution topromote the role ofhumanitarianNGOs in Puntland.
• Some LNGOs have a
good financialvolume and reliablesystems oftransparentfinancialmanagement.
• Some diasporayoungprofessionals areengaging withLNGOs in Puntland
• Most LNGOs dohumanitarian work as areactive component oftheir regular developmentprojects.
• There are nothumanitariancomprehensivestrategies embedded in
their mandates.
• Most LNGOs are driven byprojects and donors’interests.
• Most of the LNGOs in
Puntland do not have anydegree of financialautonomy vis a vis INGOsor UN agencies.
• Turnover of staff in LNGOsis high, INGO and UNagencies drain someof the most qualified staffwithin LNGOs and local
2.2
2.7
3.0
2.3
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2.7
2.8
2.9
12. Networkingand alliancebuilding.
13.Communications.
14. Advocacy.
15. Riskmanagement.
16. Institutionalresilience
• There are someinteresting NonState Actors forain Puntland.
• The NGOconsortium whichis led by a memberof KAALO createsa good basis fora future of morestrategiccoordination amongLNGOs.
• LNGOs’communicationscapacities are goodin Puntland.
• There is anemerging interestin developing a jointadvocacy agenda.
• Organisations likeSFS could play a
leading role in thisfront.
• Some LNGOs havestarted tohandoverresponsibilitiesto new generationswhich is verypromising in termsof institutionalevolution.
• Networking is mainly doneon project related basis.
• Coordination amongLNGOs is still veryweak, compared toInternationalcoordination or Local-Internationalcoordination.
• There is a lack of jointadvocacy agenda amongLNGOs that initially couldconsider points such as:• Accountability.• Mutual support and
cooperation.• Local ownership in
implementation ofprogrammes.
• Recognition of role andcapacities of LNGOs
• Effective humanitariancoordination.
• LNGO management ofleadership associatedrisks is good in contractwith what happens ingovernment structures.
3.2
2.5
2.2
Cluster # Thematic area Strengths WeaknessesScore0-5
3.1
3.2
3. Approach,Commitment
1. Genderapproach.
2. Conflictsensitivity.
3. Rights basedapproach.
• Gender agendahas been pickedup by most PuntlandLNGOs.
• LNGOs are aware ofconflictsensitivenessissues and managethis adequately.
• Rights basedapproach is adopted
by several LNGOsand linked togovernanceprogrammes.
• Gender balance indecision makingstructures within LNGOs isnot visible.
2.0
2.7 • There is not a maturedebate between Rightsbased approach andNeeds based approachwhen it comes tohumanitarian in practice.
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36 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
4.1
4.2
5.1
3.3
3.4
4. TechnicalExpertise
5.- Size Capability
1. WASHcompetencies.
2. EFSLcompetencies.
3. Othercompetencies.
4. Standardscompliance &accountability.
5. Quality controlmanagement
1. Organisationalvolume.
2. Financialcapacity /autonomy.
3. Sustainedinvestment andevolution.
4. Humanresourcesavailable.
4. Connectedness,
Resilience & DRR
5. HIV/AIDS
• Some limitedhumanitariansectoral expertise is
owned by fewLNGOs.
• Knowledge ofSphere standarddoes exist within some membersof some LNGOs.
• Some LNGOs haveenough capacityin terms of funds,human resources,geographicalcoverage to haveenough criticalmass to startleading a processof the humanitariansector in
Puntland
• Humanitarian
programmes areembeddedinto developmentprogrammes.
• Some Organisationsdeal with HIV-AIDs.
• Specialised humanitariansectoral competenciesare not very high among
Puntland LNGOs.
• There is no evidence thatLNGOs do apply andmonitor consistentimplementation of SphereStandards and otherhumanitarian standardsin their humanitarian
activities.
• Almost none of the LNGOshave enough logisticalcapacity to engage inmajor humanitarianresponse operations bythemselves.
• There is not a clear
setting for DRRand resilienceprogrammes that willintegrate humanitarianprogrammes withdevelopment programmes.
• HIV-AIDS does not emergenaturally as a componentof the LNGOs programmes
1.7
1.8
3.0
3.3
1.0
Cluster # Thematic area Strengths WeaknessesScore0-5
5.2 5. Geographicaloutreach.
• Puntland Statecould be almostfully covered byLNGOs operatingthere.
• There are some gaps ofaccess or coverage in theborder conflict area withSomaliland.
1.8
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A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA 37
2.4 Analytical, strategizing,
planning and programming
2.5 Programme management (incl.m & e), knowledge management
2.6 Governance and decisionmaking, organisational structure
and processes
2.9 Risk management,institutional resilience
3.2 Conflict sensitivity,rights based approach
0.0
1.0
2.0
3.0
4.0
5.0
1.1 Values mandate, purpose
1.2 Leadership,attitudes
2.1 Finances
2.2 Humanresources
2.3 Logistics, timemanagement
2.7 Networking
2.8 Communications,advocacy
3.1 Gender approach
3.3 Connectedness,resilience & DRR
3.4 HIV/AIDS
4.1 WASH, EFSVL,other competencies
5.2 Geographical outreach
PUNTLAND LNGOs' CAPACITIES
4.2 Standards’ complianceand accountability, quality
control management
5.1 Organizational volume, financialcapacity /autonomy, sustained
investment and evolution, humanresources available
Figure 10
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38 A FRESH ANALYSIS OF THE HUMANITARIAN SYSTEM IN SOMALILAND, PUNTLAND AND SOUTH CENTRAL SOMALIA
6 SOMALI HUMANITARIANPROFILE
Based on the aggregated organisational analysis and humanitarian context of the country, the Somalihumanitarian profile could be described as follows:
Organisational(Stakeholders)Analysis
Country Contextual Analysis
SOMALIHUMANITARIAN
COUNTRY PROFILE
Figure 11
GLOBAL CONTEXT CAPACITIES IN SOMALI territories
Humanitarian crises in Somali Territories• Each of the three described humanitarian areas (South Central, Somaliland and Puntland) have
different humanitarian crises contexts and should be treated with specific and differentiatedstrategies (Drought and conflicts are the most relevant threats).
• Rural vulnerability will be gradually replaced by urban vulnerability in several parts of thecountry (Drought and conflict major threats, will be gradually replaced by unemployment and urbanviolence threats).
The understanding of humanitarianism• These areas are still under an old paradigm of understanding humanitarian work as a “short intervention
to feed bodies”, rather than as full set of actions to save lives with dignity, reduce vulnerability,increase resilience and restore and protect rights of people affected by crises.
• Stereotypes of high efficiency of external “parachuted” international interventions are still dominant in thehumanitarian machinery operating with new emerging actors.
The humanitarian sector
• The humanitarian sector is fully dominated by UN agencies and international NGOs.• International actors’ rhetoric of building humanitarian local capacity are in many cases empty of real
content and reduced to a set of trainings and instrumentalisation of local NGOs which are subcontracted asimplementers particularly in the most risky areas.
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• This is correlated with the perception of accountability and standards required: while risk is
transferred down to CBOs and LNGOs, accountability and quality requirements remain invariable, despite thehard context in which some LNGOs and most CBOs have to operate.
See graph below for a visualisation of this issue:
CommunityCBOs
LOCALNGOS
INGOs UNagencies
HIGHRISK Programme Delivery
Low Quality?
MEDIUMRISK
Programme
Delivery
Programme
Delivery
Medium Quality?
LOWRISK
High Quality?
Risk Transfer
0
1
2
3
4
5
6
7
8
9
10
0 2 4 6 8 10
UN
INGO
LNGO
CBOs
P e r c e i v e d
A c c o
u n t a b i l i t y
Perceived Quality
Perceived relation between Risk (size of bubble), Quality (X axis) and Accountability (Y axis)
Figure 12
Figure 13
• INGOs are still acting under the assumption that to be influential, power must be achieved by an aggressivegrowth strategy. This behaviour provokes a funding competition amongst INGOs and Local NGOs. This is often
used by large donors to drive their own agenda through the lure of funding.• When it comes to programme delivery there is an immoral cascade of transfer of risk from UN Agencies down
to community level, while quality is claimed to be always higher at UN and international level.
This can be visualised as follows:
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It is assumed by doors and internatiional actors that as risk increases (size of bubbles), quality andaccountability shrinks. So most interantional actors and donors prefer to work in the safe areas, (even if this
has a clear impact on not saving lives), rather than working in the most difficult environments with risky andcomplex humanitarian access, which is “reserved” for LNGOs and CBOs.
Humanitarian responsibilities• The FGS, the Somaliland Government and the Puntland Government have not yet translated their
humanitarian responsibilities into an effective priority vis a vis their respective populations and inaccordance to international practices and IHL.
• As declared by several humanitarian actors, UN humanitarian mandated agencies are politically aligned withthe international political agenda of supporting the FGS and there is serious questioning about theirindependence and impartiality in regards to delivery of humanitarian aid and protection.
State authorities’ humanitarian capacity• The three State agencies in charge of humanitarian assistance in the three respective areas are not
equipped to deliver effective humanitarian coordination or direct response at this moment.This is due to four main factors: Lack of strong leadership at agency level
Lack of resources Lack of political priority for the humanitarian agenda by the respective governments
Lack of space given by UN agencies and INGOs.
Local Somali NGOs’ humanitarian capacity• Local Somali NGOs have been dependent on external conditional funding for over two decades coming
mainly from UN agencies via INGOs. Actually, several LNGOs were founded in 1992 after the collapse of theState, to channel UN funds and provide basic humanitarian assistance in Somalia. This dependency andpattern of relationship between LNGOs, UN and INGOs systems is still in place.
• Local NGOs are accused of lacking accountability and quality in delivery, according to internationalstandards. This does not match with the level of risk they are requested to assume.
• LNGOs humanitarian capacities analysis has been described in detail by region and it is still weak but withhigh potential if there is political will, leadership and trust/space by INGOs /UN to develop these capacities.
Role of INGOS• INGOs have a massive presence, but operational activities on the ground are inversely proportional to thelevel of security (“No security, No aid”).
• INGOs are amalgamated around the different States in the NGO Consortium which mainly deals with issuesrelated to the presence of INGOs and relations with their respective governments, rather than with acomplete humanitarian agenda.
• INGOs do not create incentives gradually to give space to LNGOs and State Agencies for them to assumetheir responsibilities.
i.ii.
iii.iv.
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Puntland
• Puntland LNGOs should start a process of leading the humanitarian sector by making a strong network led bythose organisations with more capacity such as KA ALO and international organisations such as ADESO.
• INGOs working in Puntland need to acknowledge, give space and support in practice LNGOs that showleadership, enough capacity and potentiality evolve to become robust humanitarian NGOs. This should bedone beyond funding and training; including secondments and allowing LNGOs more space to implementtheir programmes.
• LNGOs together with HADMA, INGO and UN agencies should implement simple and reliable Early WarningMechanisms in Puntland that could be trusted by all actors and will facilitate a quick response whenneeded.
Local Humanitarian Capacity Objectives and
Indicators
The analysis presented above and related recommendations could generate a broad set of objectives in terms ofhumanitarian capacities to be achieved. Intentionally this has been reduced to a limited number of keyobjectives and indicators/milestones in order to make it manageable, understandable and straight forward in itsmonitoring.
This set of objectives and indicators are presented globally and should be adjusted in every geographical area inorder to ensure they are contextualised and owned by local actors. This should be done by the stakeholders whowill own the process and take into account the recommendations.
Objectives:HumanitarianCapacity to achieve
Progress Indicators Monitoring Mechanism
1. ACCOUNTABILITY:
LNGOs and StateGovernment Agencies(SGA) are accountable andtrusted by internationalstakeholders.
2. TIMELY RESPONSE:
LNGOs and SGAs are able torespond to humanitariancrises timely andefficiently.
1.1. A practical Partnership-AccountabilityFramework is developed and agreedby all humanitarian actors,( LNGOs,Governments, INGOs, UN, Donors) .
1.2. LNGOs and SGAs implement theaccountability framework.
1.3. There is an increase of humanitarianfunds going to LNGOs and SGAs.
2.1 There is an agreed “responseframework” (embedded in States’Contingency Plans and agreed withdonors and international actors),that facilitates rapid and timelyhumanitarian response by LNGOs andSGAs.
2.2 LNGOs build their own emergencyreserve funds, emergency logisticstocks and human resource surgecapacities.
A more enriched andbalanced NGO Consortiummonitors this quarterly.
Incorporated regularly in theClusters meeting agendas.
Monthly review.
NGO Consortium monitors thisquarterly.
Ad hoc impact responseevaluations.
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Objectives:HumanitarianCapacity to achieve
Progress Indicators Monitoring Mechanism
4. HUMANITARIAN ACCESS:
Humanitarian assistance inconflict areas.
4.1 LNGOs and International humanitarianstakeholders address the issue ofhumanitarian access and riskmanagement and agree on aprotocol of action for negotiatinghumanitarian access.
4.2 Some reputed LNGOs are able tonegotiate principled humanitarianaccess with NSAG (Non State Armed
Groups) through mediation andacceptance of elders at communitylevel following the existing guidelineson engaging with NSAGa.
4.3 Humanitarian Aid reaches those inneed regardless the region they are in.
Ad hoc committee onSecurity Risk Managementand Humanitarian Accesscomposed of a reducednumber of representativesfor LNGOs, UN agencies andINGOs.
Strategies are shared andinformed with ICRC from
whom advice is sought.Ad hoc impact responseevaluations.
5. SECURITY RISKMANAGEMENT:
Security and risks are fairlyshared among all
humanitarian actors.Conditionality ofhumanitarian access bylack of security is reduced.
6. RESILIENCE AND DRR:
Development andhumanitarian programmesinclude DRR and resilienceapproach.
5.1 There is an agreed risk managementagenda among all humanitarianstakeholders to agree on threats andrisks for humanitarian actors, copingmechanisms and role of each actor
and ways of sharing risks jointly.
5.2 Risk factors are embedded in thePartnership-AccountabilityFramework.
6.1 A strategy to support small CommunityBased Organisations in theperformance of humanitarian aid isdeveloped and implementedin projects in each of the threedefined humanitarian regions.
6.2 Humanitarian programmes includealways a DRR and resilience approachand specific components.
The same ad hoc committeeon Security Risk Managementand Humanitarian Accesscomposed of a reducednumber of representatives
for LNGOs, UN agencies andINGOs.
Annual joint evaluationson DRR and resilience doneacross the NGO ConsortiumIncorporated regularly in theClusters meeting agendas.
Monthly review.
7. DIGNIFIEDHUMANITARAIN AID:
Somalia humanitariancommunity moves from anapproach of “saving humanbodies” to saving “dignified lives”.
7.1 Humanitarian programmes go beyondthe basic survival thematic areas ofwork: Food, Shelter, WASH, etc.,and include systematically otheraspects such as: Education, Societybuilding, Peace building etc as anintegral part of the humanitariandelivery.
7.2 Humanitarian action in urban contexts
is developed as a new specificapproach. This gives particularrelevance to youth and employment.
Specific ad-hoc group withinthe NGO consortium and withUN invited members tomonitor quality ofhumanitarian aid.
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ANNEX 1 ORGANISATIONSINTERVIEWED
A total of 28 organisations were interviewed as follows:
Interviews held at Nairobi (10); 19t– 20 June 2014:Local NGOs (7):
• TARDO• CED• HIJRA• SADO• SOMALI AID• HARDO• DIAL
International NGOs (1):• Oxfam
International agencies (2):• UNICEF• ICRC
Interviews held at Hargeisa (Somaliland) (9); 21 – 23 June 2014:
Local NGOs (4):• HAVOYOCO• TA AKULO (Tasko)• HIRDA• CANDLELIGHT
International NGOs (2):• World Vision• NGO Consortium (international and national NGOs)
International agencies (2):• OCHA• WFP
Government State Agencies (2):• DMA (South Central Somalia)
• NERAD (Somaliland)
Interviews held at Garowe (Puntland) (9); 24 – 26 June 2014:Local NGOs (3):
• KAALO• ASAL• SFS
International NGOs (2):• CARE• ADESO
International agencies (2):• OCHA
• ICRCGovernment State Agencies (1):• HADMA (Puntland)
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Oxfam Research Reports
Oxfam Research Reports are written to share research results, to contribute to public debate and to invitefeedback on development and humanitarian policy and practice. They do not necessarily reflect Oxfam policypositions. The views expressed are those of the author and not necessarily those of Oxfam.For more information, or to comment on this report, email [email protected]
© Oxfam Novib April 2015
This paper was written by Fernando Almansa, independent consultant with Alexandra Chege, Ed Pomfret,Elizabeth Myendo, Kulmiye Hussein and Tilleke Kiewied of Oxfam. Oxfam acknowledges the assistance of NERAD,HADMA, DMA, Candlelight, HAVAYOCO, Hirda, TASCO, KAALO Relief and Development, ASAL, TARDO, Somali Aid,SADO, WASDA, HIJRA, HARDO, DIAL, SFS, World Vision, UNICEF Somalia, TAAKULO, NGO Consortium, CED, ASAL, WFPSomalia, OCHA Somalia, CARE Somalia, ICRC Somalia in its production. It is part of a series of papers written toinform public debate on development and humanitarian policy issues.
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