Upload
others
View
0
Download
0
Embed Size (px)
Citation preview
DRAFT: Do not copy, cite, or distribute without permission of the author
1
The CAP, a European Farm Bill?
A comparative analysis of the detrimental effects of US and EU agricultural policies on animal
welfare, and solutions to address them
Alice Di Concetto1
Abstract
By enacting agricultural subsidies and support programs, the Farm Bill and the Common Agricultural Policy (CAP) in the EU determine which agricultural industries are likely to thrive in North America and Europe. Because farm animals account for roughly half of US and EU’s agricultural value, the CAP and the Farm Bill therefore greatly impact the conditions in which billions of farm animals are bred, raised on farms, transported, and slaughtered. Despite the staggering quantity of animal production in the EU and the US, both their respective agricultural policies fail to adequately address the conditions in which billions of animals are raised.
Over the last few decades, the CAP has degraded the welfare of farm animals by supporting the development of factory farming throughout the 28 EU member states. Replicating the model developed in the US, where factory farming is now the predominant way of producing animals, the effects of industrial farm animal production extend beyond matters of animal cruelty as this method devastates the environment, negatively impacts public health, curtails rural development, and degrades farmers’ and workers’ rights. As a result, the CAP has been fueling unprecedented anti-EU sentiment even within founding member states of the EU. The CAP reform in 2020 will thus be an opportunity for animal welfare groups to get involved in the public debate, in a context where the EU needs to regain the trust of its citizens.
This paper attempts to outline commonalities between EU and US agricultural policies by analyzing their involvement in the dramatic deterioration of farm animal welfare. Further, this paper argues that, based on the experiences of animal protection advocacy in the US, the European animal protection movement urgently needs to challenge the proliferation of factory farming by joining with other advocate groups already engaged in such struggles.
1 LL.M (Animal Law, Lewis & Clark Law School, 2016); Comparative animal law fellow in the Harvard Animal Law & Policy Program.
DRAFT: Do not copy, cite, or distribute without permission of the author
2
Content
I. The role of US and EU agricultural policies in the development of factory farming
1. Animal welfare regulations in the CAP: incomplete and unsatisfactory
a) Animal welfare in the “formulation” of the CAP
b) Animal welfare in the “implementation” of the CAP
• EU Directives on the welfare of animals kept for farming purposes
• Improper integration of EU Directives within the CAP: cross-compliance
payments
c) Lack of enforcement and lost opportunities
2. Promoting CAFOs through subsidization
a) Subsidization of factory farming in the US: the Farm Bill
• Low-cost animal feed
• Buy-back programs
• Conservation programs
b) Pushing for factory farming in the EU through the CAP
• The evolution of the CAP towards industrial farm animal production
• The end of quotas on milk production
• Smithfield in Europe: preying on farmlands and EU subsidies
II. Building on the American experience to challenge animal welfare regulations in EU
agricultural policy
1. An assessment of the legislative efforts and corporate-based strategies to achieve
more stringent regulation of factory farming
a) A brief review of successful legislative and private sector initiatives in the US
• The role of coalitions in the success of state ballot initiatives
• Corporate-based strategies
b) Farm animal protection advocacy in the EU: the example of France
• Absence of coalitions on the issue of factory farming
• The beginning of corporate-based initiatives?
2. Animal welfare in agricultural policies: animal welfare as a merit good
a) The misclassification of animal welfare as a public good
b) The regulation of animal welfare as a merit good
DRAFT: Do not copy, cite, or distribute without permission of the author
3
Introduction
In 2014, 16.6 billion animals were slaughtered for food in the 28 European Union
(EU) member states and the US combined,2 excluding aquatic animals. The US is the world’s
largest producer of chicken, beef, turkey, and cow milk,3 and animal products account for
over half the value of the US’s agricultural products.4 Animal outputs constitute 41% of EU
agricultural production.5 The EU is also one of the world’s largest producers and consumers
of beef, pork, and poultry.6 France and Germany are the two largest producers of animal
products in the EU.7
Despite the staggering numbers of US animal production, the Farm Bill does not
contain any provisions that account for the welfare of farmed animals. Rather, this legislation
treats animals as any other non-sentient commodity. The Common Agricultural Policy
(CAP), the chief instrument of agricultural policy of the European Union, likewise falls short
of adequately addressing the conditions in which billions of animals are raised across the 28
EU member-states.
The US “Farm Bill” is an omnibus legislation that has been passed every five years
since 1933. The Farm Bill authorizes agricultural services and programs administered by the
United States Department of Agriculture (USDA). The most recent Farm Bill (The
Agricultural Act of 2014) was signed into law by President Obama on February 7, 2014 and
funds federal farm programs through 2018. The CAP has functioned as the EU’s agricultural
policy since 1962, establishing an array of agricultural subsidies and support programs.8 The
2 9.1 billion of animals were slaughtered in the US, 7.5 billion in the EU 28. Source: Farm Animal Statistics, The Humane Society of the United States, U.S. Slaughter Totals, by Species (1950 - 2016), http://www.humanesociety.org/news/resources/research/stats_slaughter_totals.html? (last visited May 6, 2016) (USA) Eurostat, Statistics explained, Statistics On Slaughtering, All Species, By Country, 2014, available at: http://ec.europa.eu/eurostat/statistics-explained/index.php/File:Statistics_on_slaughtering,_all_species,_by_country,_2014.png (last visited May, 6 2016) 3 FAO, Faostats 4 USDA, Economic Research Service, Animal Products, https://www.ers.usda.gov/topics/animal-products/ (last visited on Mar. 3, 2017) 5 Eurostats, Agriculture, Forestry And Fishery Statistics, 70-71, Luxembourg, Publications Office of the European Union, 2016 6 USDA, Economic Research Service, Animal Products, https://www.ers.usda.gov/topics/animal-products/ (last visited on Mar. 3, 2017) 7 France is the largest EU 28 producer of beef cattle, the second largest dairy producer and third largest hog producer. Germany is the largest dairy and hog producer, and the fourth largest producer of beef cattle. Source : Infographie - L'Union Européenne, 2ème puissance agricole mondiale, Ministère de l’agriculture, de l’agroalimentaire et de la forêt, Feb. 2, 2015, available at: http://agriculture.gouv.fr/infographie-lunion-europeenne-2eme-puissance-agricole-mondiale ; Agreste, Les Productions Animales, Juin 2006, Les Dossiers nº1, available at: http://agreste.agriculture.gouv.fr/IMG/File/dossiers_europe_animales.pdf 8 Concurrent to the creation of a common market in 1957, guaranteeing the free movement of goods within European Union countries, the Treaty of Rome (since renamed the TFUE) established a common agricultural policy to be adopted by all member states. Article 39 of the Treaty on the Functioning of the EU (TFUE) of 2009 sets the objective of the CAP as follows: “increase[e] agricultural productivity by promoting technical progress and by ensuring the rational development of agricultural production and the optimum utilization of the factors of production, in particular labor; ensur[e] a fair standard of living for the agricultural community, in particular by increasing the individual earnings of persons engaged in
DRAFT: Do not copy, cite, or distribute without permission of the author
4
CAP replaced respective EU member states’ national agricultural policies through legislation
at the European level. The most recent CAP, passed by the European Parliament in 2013,
covers the period from 2014 until 2020.
By enacting agricultural subsidies and support programs, the Farm Bill and the CAP
determine which agricultural industries are likely to thrive, thereby influencing food
consumption patterns in North America and Europe. Because farm animals account for
roughly half of US and EU agricultural value, the CAP and the Farm Bill therefore greatly
impact the amount of animals produced for food, as well as the conditions in which those
animals are bred, raised, transported, and slaughtered.
The CAP and the Farm Bill have been subject to various criticisms leveled by a broad
range of advocacy groups. However, the origin of such critiques tends to be different in the
US, as compared to Europe. In Europe, mostly small-scale farmers and environmentalists
have called for reform of the CAP, pressing for more sustainable and diversified farming.
Farmers and environmental advocates inside the EU oppose current policies aimed at
intensifying industrialized models of production that utilize that which Americans refer to as
Concentrated Animal Feeding Operations (CAFOs). European animal protection movements
on the other hand have, for the most part, opted to remain on the sidelines of the debate
surrounding the issue of agricultural policies. Instead, European animal protection advocates
have focused their energy outside the CAP, an unsuccessful strategy so far, which has failed
to account for the underlying systemic and economic features of the European agricultural
policies. Such an omission from European animal advocates is unexpected because, like their
North-American counterparts, they too have often identified factory farming as the main
threat to animal welfare.
The European situation stands in sharp contrast to the approach taken by animal
welfare advocates in the US. Joining forces with groups representing environmental
protection, food safety, public health, and environmental justice; the animal protection
movement in the US has identified that (1) animal production has been inadequately
regulated; and that (2) the rise of CAFOs, the predominant and inherently cruel mode of
farming animals, has come as a direct consequence of US agricultural policies. As a result of
these findings, the recent progress for the welfare of farm animals in the US has been
proportionally more effective than efforts in EU. Animal advocates have been able to employ
agriculture; stabiliz[e] markets; assur[e] the availability of supplies; ensur[e] that supplies reach consumers at reasonable prices.”
DRAFT: Do not copy, cite, or distribute without permission of the author
5
efficient strategies that focus on improving the lives of a greater number of individual
animals.
This paper attempts to outline commonalities between EU and US agricultural
policies by analyzing their involvement in the dramatic deterioration of farm animal welfare.
Further, this paper argues that, based on the experiences of animal protection advocacy in the
US, the European animal protection movement urgently needs to challenge the proliferation
of factory farming by joining with other advocate groups already engaged in such struggles.
More importantly, this paper aims to correct misperceptions about the superiority of EU
animal welfare standards by showing that such standards only divert the attention of
advocates away from the steady trend of deregulation of animal production within the EU.
The first section of this paper attempts to direct European animal welfare advocates’
attention to the role agricultural policies have played in the degradation of farm animal
welfare. In so doing, this section highlights similarities between the Farm Bill and the CAP,
as both legislative acts fall short in a number of crucial ways. Both fail to properly address
the issue of animal welfare, both worsen the conditions in which farm animals are raised, and
both directly subsidize CAFOs, thus contributing to their expansion.
Building on the experience of the American animal protection movement, the second
section of this paper seeks to demonstrate the necessity and the urgency for European animal
protection groups to change strategy, away from lobbying for surface regulations. Instead,
EU and national groups in Europe would see better results by engaging in coalition-building
to challenge the status of animal welfare under European agricultural policies. The second
section also explores the concept of animal welfare as a merit good in agricultural policies, as
a solution to further advance farm animals’ interests in the US and the EU.
Most of the study in this paper focuses on the emergent animal protection movement
in France, as the country is the largest producer of animal commodities in the EU and has
been a traditional champion of sustainable farming.
DRAFT: Do not copy, cite, or distribute without permission of the author
6
I. The role of US and EU agricultural policies in the development of factory farming
This first section identifies key issues at stake in the way agricultural policies fail to
properly regulate the welfare of farm animals, and the extent to which both EU and US
agricultural policies participate in degrading the welfare of animals used for food.
Even if the CAP distinguishes itself from the Farm Bill by including animal welfare
standards, such measures are limited and often at odds with the objectives of the CAP. The
CAP’s main goal is to increase agricultural productivity by way of supporting large,
industrial, specialized modes of production. Furthermore, just like the Farm Bill, the complex
support mechanisms available under the CAP have the effect of indirectly subsidizing
CAFOs, thereby actively developing mass-scale animal cruelty.
1. Animal welfare regulations in the CAP: incomplete and unsatisfactory
Article 13 of the Treaty on the Functioning of the EU (TFEU) defines animals as
sentient beings9 and requires member states to “pay full regard to the welfare requirements of
animals in formulating and implementing European policies, including agriculture and
fishery policies.” However, the CAP itself does not contain any provision relating to the
welfare of animals. Additionally, even though the CAP is not entirely exempt from taking
animal welfare into account in its implementation, animal welfare requirements are minimal
and unsatisfactorily enforced.
a) Animal welfare in the “formulation” of the CAP
The CAP’s objectives as set in article 39 of the TFUE have remained unchanged since
1962 and were never amended to include ethical consideration of the treatment of animals
used for food. From an animal welfare perspective, it could therefore be argued that the CAP
is in breach of Article 13, as the CAP fails to formulate policies that take into consideration
animal welfare. Yet, by determining that there was no general principle of animal welfare in
European law, a 2001 European Court of Justice (ECJ) decision considerably diminished the
influence that article 13 of the TFUE could have on future agricultural policies.
In Jippes, 10 the ECJ gave a narrow interpretation of animal welfare requirements in
the context of the CAP, summarized as follows by Rasso Ludwig and Roderic O’Gorman,
“[R]ather than being understood as a clash between two competing norms [welfare 9 See generally Jean-Pierre Marguénaud, La promotion des animaux au rang d’êtres sensibles dans le Traité de Lisbonne, Revue Semestrielle de Droit Animalier 2/2009 10 H. Jippes, Afdeling Groningen van de Nederlandse Vereniging tot Bescherming van Dieren and Afdeling Assen en omstreken van de Nederlandse Vereniging tot Bescherming van Dieren v Minister van Landbouw, Natuurbeheer en Visserij, Case C-189/01(ECJ)
DRAFT: Do not copy, cite, or distribute without permission of the author
7
requirements versus the functioning of the CAP], in cases such as Jippes, animal welfare […]
will be ‘merely a public interest to be taken into account in the exercise of discretion in
agricultural cases.’” 11 Such holding by the ECJ has the consequence of setting a low degree
of scrutiny when a measure adopted under the CAP conflicts with animal welfare.12 As a
result, the court interpretation essentially voids Article 13 of its substance.
Far from a requirement, animal welfare standards within European agricultural
policies are merely considered a public interest to be taken into account among others. Based
on the ECJ’s reasoning, the absence of reference to animal welfare in the CAP would
therefore not be considered a breach of article 13 of the TFUE.
b) Animal welfare in the “implementation” of the CAP
The policy instruments aiming to implement the CAP include animal welfare by way
of reference to minimum standards laid out in the Council Directive on the protection of
animals kept for farming purposes. Such directives cover all animals kept for farming
purposes in the EU as well as other species-based directives on the welfare of laying hens,13
broilers,14 pigs,15 and calves.16 Not only do such regulations provide very minimal protection
to farm animal from routine abuses on farms, they are improperly integrated into the CAP.
• EU Directives on the welfare of animals kept for farming purposes
The Council Directive on the protection of animals kept for farming purposes was a
transposition of the European Convention for the Protection of Animals Kept for Farming
Purposes, a European Convention intended to apply specifically to “animals in intensive
stock-farming systems.”17 However, far from addressing factory farming as the structure
providing for systemic animal cruelty, the Council Directive only reflects the “Five
Freedoms” guideline, a basic set of animal welfare principles18 which fail to grant animals
meaningful protections from routine abuses. The fact that the intensive livestock farm
11 R. Ludwig and R. O’Gorman, A Cock And A Bull Story? Problems With The Protection Of Animal Welfare In EU Law And Some Proposed Solutions, p. 366-367 2008, Journal of Environmental Law 12 id. p. 369 13 Council Directive 1999/74/EC of 19 July 1999 laying down minimum standards for the protection of laying hens 14 Council Directive 2007/43/EC of 28 June 2007 laying down minimum rules for the protection of chickens kept for meat production 15 Council Directive 2008/120/EC of 18 December 2008 laying down minimum standards for the protection of pigs 16 Council Directive 2008/119/EC of 18 December 2008 laying down minimum standards for the protection of calves 17 European Convention for the Protection of Animals kept for Farming Purposes, Strasbourg 1976 18 Council Directive 98/58/EC of 20 July 1998 Concerning The Protection Of Animals Kept For Farming Purposes The EU also enacted rules specific to certain species for pigs, calves, broilers and laying hens. The Council directives are available on the European Commission website, “Animal Welfare on the farm”: http://ec.europa.eu/food/animals/welfare/practice/farm/index_en.htm (last visited May 2, 2016)
DRAFT: Do not copy, cite, or distribute without permission of the author
8
operations can easily implement such standards without fundamentally changing their system
shows that the Council Directives do not fundamentally inhibit the expansion of CAFOs.
Additionally, a closer look at the EU directives suggest that protections afforded to
animals remain limited as these directives do not even fully comply with the Five Freedom
model. For example, while the directive laying down minimum standards for the protection
of pigs restricts the use of farrowing crates, their use is still legal under EU law for three
weeks during pregnancy, and as long as the sow is able to turn around.19 Similarly, the EU
regulations still allow the use of battery cage systems for egg-laying hens, merely requiring
that the cages be enriched.20
Furthermore, EU law does not provide species-based standards for all animals. As a
result, the conditions in which dairy cows, beef cattle, ducks, and geese21 are raised are only
covered under the general standards of the directive for the protection of animals kept for
farming purposes.22 Given that the EU is one of the world’s largest milk producers,23 the lack
of a directive that adequately and specifically addresses the welfare of dairy cows leaves
almost 23 million animals excluded from adequate coverage.24 The lack of species-based
animal welfare standards for dairy cows also raises additional concerns. The recent expiration
of milk quotas in the EU, mandated in the 2014 CAP, is expected to accelerate farm
consolidation,25 involving more confinement of animals on factory-farms.26 Similarly,
member-states of the EU are not required to abide by species-based regulations for the
production of cattle, which leaves an additional 25 million animals outside adequate
coverage.27 Finally, ducks and geese remain likely to be exposed to specific types of abuse
such as live plucking and force-feeding. Although foie gras production is limited under EU
19 Article 3 paragraph 4 of the Directive 2008/120/EC of 18 December 2008 laying down minimum standards for the protection of pigs. Available at: http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32008L0120&from=EN 20 Council Directive 1999/74/EC of 19 July 1999 laying down minimum standards for the protection of laying hens 21 Eurogroup For Animals, Areas Of Concern Analysis Of Animal Welfare Issues In The European Union, 2010 22 Council Directive 98/58/EC of 20 July 1998 concerning the protection of animals kept for farming purposes 23 5 countries out of the 15 top world milk producers are EU member state. Source: Statistics: Dairy Cows, Compassion in World Farming. Available at: https://www.ciwf.org.uk/media/5235182/Statistics-Dairy-cows.pdf (last visited May 3, 2016) 24 Id. 25 Laurence Girard, L’Europe face à la fin des quotas laitiers, Le Monde, March 30, 2015 http://www.lemonde.fr/economie/article/2015/03/30/l-europe-face-a-la-fin-des-quotas-laitiers_4605490_3234.html (last visited May, 6 2016) 26 The recent expansion of dairy CAFOs has affected countries traditionally championing sustainable and small-scale agriculture, such as France. Marie-Josée Cougard, Ferme Des 1 000 Vaches: Le Lait De La Colère, Les Echos, Sept. 3, 2015, https://www.lesechos.fr/09/03/2015/lesechos.fr/0204193645657_ferme-des-1-000-vaches---le-lait-de-la-colere.htm (last visited May, 6 2016) 27 Eurostat, Statistics explained, Statistics On Slaughtering, All Species, By Country, 2014, available at: http://ec.europa.eu/eurostat/statistics-explained/index.php/File:Statistics_on_slaughtering,_all_species,_by_country,_2014.png (last visited May, 6 2016)
DRAFT: Do not copy, cite, or distribute without permission of the author
9
law, force-feeding remains a widespread practice in some EU countries. The EU contains
three of the world’s top foie gras producing nations, whose output accounts for roughly 96%
of global production.28 The raising of dairy cows, beef cattle, ducks, and geese each represent
important sectors of European animal production and there is no justification accounting for
the absence of specific directives for them, other than exploitation in the pursuit of profit.
• Improper integration of EU Directives within the CAP: cross-compliance
payments
Cross-compliance is the only measure under the CAP that integrates animal welfare.
Cross-compliance requires that farmers comply with environmental and animal welfare
regulations to receive agricultural payments. A seemingly powerful enforcement tool, cross-
compliance actually ends up being a weak measure because cross-compliance only partially
includes already minimal animal welfare regulations, thus furthering the shortcomings of EU
law.
Animal welfare cross-compliance includes directives that detail basic standards in the
treatment of calves, pigs, and the more general directive for animals kept for farming
purposes. However, cross-compliance payments exclude the directive on the protection of
laying hens.29 A second limitation from an animal welfare perspective is that enforcement
rules allow member-states to implement immediate sanctions against farmers only in
situations where non-compliance threatens public or animal health. Moreover, a farmer who
violates animal welfare regulations might only receive a warning before a sanction.30
Finally, small farming operations are exempted from animal welfare regulations. Not
only is such exemption based on the unsupported argument that small farmers should not be
burdened by additional administrative requirements, the exemption also contradicts the
obligation member states have to transpose EU law in national law and properly enforce the
requirements set forth in the animal welfare directives, regardless of the size of farming
operations.31 More importantly, the EU policy-makers did not seem to take into account the
expansion of American agribusinesses in Poland and Romania, like Smithfield, which
28 Animal Equality, Foie Gras, How Much Cruelty Can You Swallow, 5, available at: http://www.foiegrasfarms.org/report_foiegras_eu.pdf 29 European Commission Agriculture and Rural Development, The CAP, “Cross-Compliance”, http://ec.europa.eu/agriculture/direct-support/cross-compliance/index_en.htm 30 Diane Ryland, id. 31 Diane Ryland, id.
DRAFT: Do not copy, cite, or distribute without permission of the author
10
precisely rely on small farming operations to raise thousands of animals in inhumane
conditions.32
c) Lack of enforcement and lost opportunities
Not only are farm animal welfare standards limited under EU law, inadequate
enforcement along with the lack of efforts to expand animal welfare requirements beyond
cross-compliance suggests that animal welfare, contrary to rhetoric stating otherwise, is not a
priority for European lawmakers.
Enforcement and monitoring of cross-compliance regulations is still lacking. In 2016,
the animal protection organization Compassion in World Farming reported that farms in
violation of the regulations imposed by the CAP would still receive payments due to
insufficient compliance monitoring and enforcement.33 The European Commission
themselves admitted that they had failed to enforce animal welfare directives across the 28
member-states.34 One of the reasons for such inadequate enforcement is structural: in absence
of a European enforcing authority, member-states remain in charge of enforcing EU
regulations.35 Such an enforcement system entails important discrepancies between the 28
member-states, as each nation prioritizes animal welfare differently and has access to
disparate financial resources to ensure controls, monitoring, and punitive enforcement.
Lawmakers also failed to extend measures and instruments that could promote animal
welfare more efficiently, through disincentivizing industrial agricultural production, in
accordance with the general public’s wishes.36 One example of this failure would be green
direct payments. Green direct payments grant farmers a certain amount of subsidies based on
the area they cultivate, provided the farmer implements environmentally friendly practices
such as crop diversification and the maintenance of permanent grassland.37 The CAP could
32 Doreen Carvajal, Stephen Castle, A U.S. Hog Giant Transforms Eastern Europe,The New York Times, May 5, 2009, http://www.nytimes.com/2009/05/06/business/global/06smithfield.html 33 “Even Agriculture Commissioner Hogan offered a noticeable example of how CAP funds are not delivering on animal welfare, when he visited a pig farm in Romania partly funded by the EU Rural Developments Programme, where tail docked pigs were housed without enrichment materials, clearly in breach of Directive 2008/120 on the welfare of pigs.” in Olga Kikou (Compassion in World Farming), CAP And Animal Welfare: Simply Incompatible, Euractiv.com, Feb.22, 2016 http://www.euractiv.com/section/agriculture-food/opinion/cap-and-animal-welfare-simply-incompatible/ (last visited May 2, 2016) 34 Id. 35 European Commission, Communication From The Commission To The European Parliament, The Council And The European Economic And Social Committee on the European Union Strategy for the Protection and Welfare of Animals 2012-2015, 4, January 2012, available at: http://eur-lex.europa.eu/resource.html?uri=cellar:4ef28104-3fd5-4e07-ad6c-e3f4ca9faea3.0002.03/DOC_1&format=PDF 36 “A strongly held view, particularly among the general public is that ‘industrial’ agriculture should have little place in the CAP” in European Commission Agriculture and Rural Development, The Common Agricultural Policy after 2013 Public Debate: Summary Report, 7 37 European Commission Agriculture and Rural Development, The CAP, “Greening”, http://ec.europa.eu/agriculture/direct-support/greening/index_en.htm
DRAFT: Do not copy, cite, or distribute without permission of the author
11
have integrated animal welfare to greening by incentivizing practices that both improve
animal welfare and reduce the carbon footprint of farms. For instance, husbandry practices
that limit indoor confinement as well as increase outdoor access satisfy both higher
environmental and animal welfare standards.38
Those limitations reveal doublespeak in the CAP policy. While the European
Commission – the executive branch of the EU - claims that it considers animal welfare when
designing the CAP,39 and supposedly prides itself in “promoting animal welfare for over 40
years gradually improving the lives of farm animal,”40 the way policies are actually designed
and implemented would suggest the opposite.
2. Promoting CAFOs through subsidization
The CAP and the Farm Bill produce similar effects on animal welfare, further
demonstrating the incompatibility of mass-production and animal welfare, despite rhetoric to
the contrary from industry and European officials. The priority of both US and EU
agricultural policies is the intensification and concentration of agricultural production. This
economic mandate entails the development of factory farming and creates conditions in
which CAFOs, a synonym for large-scale animal suffering, thrive.
a) Subsidization of factory farming in the US: the Farm Bill
The Farm Bill provides CAFOs with three main types of implicit subsidies: low-cost
animal feed, buy-back programs to divert production surpluses and support prices, and
environmental support programs that alleviate the costs of compliance with already lax
environmental regulations.
38 Diane Ryland, Animal Welfare In The Reformed Common Agricultural Policy: Wherefore Are Thou?, Environmental Law Review, 2015, Vol.17(1) 22-43 39 European Commission Agriculture and Rural Development, The CAP and Animal Welfare: High Standard in the EU, available at: https://www.google.com/url?sa=t&rct=j&q=&esrc=s&source=web&cd=4&ved=0ahUKEwjtm92Gw7zMAhVIxGMKHb12DsgQFggwMAM&url=http%3A%2F%2Fbookshop.europa.eu%2Fen%2Fthe-cap-animal-welfare-pbKF8108462%2Fdownloads%2FKF-81-08-462-EN-D%2FKF8108462END_002.pdf%3Bpgid%3Dy8dIS7GUWMdSR0EAlMEUUsWb0000YqWBVcEN%3Bsid%3D13XK485h1__K5IHuMYxURKxEmhbUkYMCyQc%3D%3FFileName%3DKF8108462END_002.pdf%26SKU%3DKF8108462END_PDF%26CatalogueNumber%3DKF-81-08-462-EN-D&usg=AFQjCNE73Zq66gQm9p02HgrYpo2aOR4lJA (last visited on May 2, 2016) 40 European Commission, “Animal Welfare,” https://ec.europa.eu/food/animals/welfare_en (last visited May 2, 2016)
DRAFT: Do not copy, cite, or distribute without permission of the author
12
• Low-cost animal feed
In the US, the bulk of agricultural subsidies41 available under the Farm Bill go to
support the prices of grains. Corn and soybeans, two of the most subsidized crops since
1996,42 compose most of the feed given to animals in industrial agricultural settings. Corn is
by far the most subsidized crop, receiving just over $2 billion in 2014 under the Crop
Insurance Title in 2014,43 while soybeans received roughly $1 billion in crop insurance
subsidies.44 As a result of these subsidies, corn and soybean prices have been so cheap since
1996 that their prices have fallen below production costs every year, up to the present, with
the exception of a five-year period of market fluctuations between 2007 and 2012.45
Animal feed accounts for a sizeable percentage of a CAFO’s input: between 1997 and
2005, studies estimate that feed accounted for about 60% of broiler,46 pork,47 and egg48
production costs; 15 to 20% of feedlot cattle production costs;49 and 35 to 45% of dairies’
production costs.50 Over the same period, the purchase of corn and soybeans at a price below
production costs reduced the livestock industry’s operating costs by 5% to 15%, which
economists at the Global Development and Environment Institute at Tufts University have
estimated to be around $3.9 billion per year during that period, for a total of nearly $35
billion between 1996 and 2005.51
Since 2014, when corn prices fell below costs of production again; industrial meat,
poultry, egg, and dairy producers52 have continued to make savings at their pre-2006 levels.
The Farm Bill, through commodity programs and crop insurance directed at certain crops,
provides industrial animal production with discounted animal feed, one of the largest inputs
of CAFOs.
41 Agricultural subsidies in the Farm Bill are available under the form of insured crops (Crop Insurance, Title XI) and commodity support programs (Commodities, Title I). 42 Philip. H. Howard, Concentration And Power In The Food System, Who Controls What We Eat, 91, Figure 6.1, Bloomsbury, Contemporary Food Studies, 2016 43 The Environmental Working Group, EWG’s Farm Subsidy Database, “Corn Subsidies,” https://farm.ewg.org/progdetail.php?fips=00000&progcode=corn (last visited May 2, 2016) 44 The Environmental Working Group, EWG’s Farm Subsidy Database, “Soybean Subsidies,” https://farm.ewg.org/progdetail.php?fips=00000&progcode=soybean (last visited May 2, 2016) 45 Corn prices inflated following a high demand for ethanol production, and progressively dropped back in 2012, until to reaching pre-2007 low prices, below costs of production, in 2014. Source: Randy Schnepf, Dairy provisions in the 2014 Farm Bill, 2, CRS, September 2014 46 Elanor Starmer, Aimee Witteman and Timothy A. Wise, Feeding The Factory Farm: Implicit Subsidies to the Broiler Chicken Industry, GDAE, June 2006 47 Doug Gurian-Sherman, CAFOs Uncovered, The Untold Costs of Confined Animal Feeding Operations, 2, Union of Concerned Scientists, April 2008 48 Elanor Starmer and Timothy A. Wise, Feeding at the Through, Industrial Livestock Firms Saved $36 billion From Low Feed Prices, Global Development and Environment Institute, Tufts University, 2, Dec. 2007 49 Id. 50 Id. 51 Id. 1 52 Processed animal feed mostly go to CAFOs as small-scale sustainable farmers either grow their own animal feed, or engaged in pasture-based raising.
DRAFT: Do not copy, cite, or distribute without permission of the author
13
• Buy-back programs
Commodities purchases by the United States Department of Agriculture (USDA)
represent a significant form of support for agricultural producers under the Farm Bill.
Producers in a situation of oversupply can ask the USDA to buy their products to prevent the
collapse of retail prices. USDA commodity purchases therefore aim at stabilizing retail prices
by diverting stocks from the market and using them to assist low-income communities with
discounted foodstuffs in the form of food assistance. The largest federal food assistance is the
National School Lunch Program (NSLP), which provides discounted meals to low-income
children in public schools. One third of the budget of the NSLP is authorized under the Farm
Bill.53 There are two kinds of purchase: (1) planned purchases before the school year based
on available funds, school needs, and expected surpluses; (2) and emergency removals, at the
request of producers during the year.
Both planned purchases and emergency removals are disproportionately comprised of
animal products. In 2015, 63% of all USDA planned purchases for the NSLP included animal
products (45% excluding cheese and dairy), and that figure even excludes eggs and fish.54 In
2014, the portion of animal products in the emergency removals was only 21%, but it was
62.4% the year before when the USDA bought $124,934,035 worth of animal products,
mostly poultry.55 Moreover, the Farm Bill provides additional support programs for dairy to
support producers when the price of milk falls below a determined amount. These additional
support programs enable milk producers to donate fluid milk to be processed and distributed
in food assistance programs, including in the NSLP.56
The animal products the USDA purchases as part of support programs mandated by
the Farm Bill are likely to originate from CAFOs. CAFOs produce more than half of animal
products in the US,57 and they are the only facilities capable of producing such important
surpluses. In fact, the profitability of CAFOs relies on overproduction: because food
producers rely on tight margins to keep retail prices down, producers have no choice but to
produce massive amounts of animal products to ensure profits. Without the Farm Bill buy-
back programs, markets could not absorb oversupply, and we would be in a situation where
supply exceeds demand. In such a scenario, producers would be forced to reduce retail prices
53 USDA, Food And Nutrition Service, USDA Foods In The National School Lunch Program, 8, Feb. 2016 54 USDA, Food And Nutrition Service, USDA Foods In The National School Lunch Program, 8, Feb. 2016 55 USDA, AMS, 2015 Explanatory Notes, 69, available at http://www.obpa.usda.gov/21ams2015notes.pdf 56 USDA, 2014 Farm Bill Fact Sheet Dairy Product Donation Program, fsa.usda.gov, https://www.fsa.usda.gov/Assets/USDA-FSA-Public/usdafiles/MPP-Dairy/dairy_prod_donate_prog.pdf 57 Doug Gurian-Sherman, CAFOs Uncovered, The Untold Costs of Confined Animal Feeding Operations, 2, Union of Concerned Scientists, April 2008
DRAFT: Do not copy, cite, or distribute without permission of the author
14
to levels below production costs, consequently eliminating their margins. With agricultural
supports in the form of buy-backs, CAFOs remain profitable by diverting oversupply on
secondary markets (e.g. the NSLP) while keeping prices high enough to preserve their
margins on the primary, regular market (i.e. the grocery stores). Therefore, Farm Bill
agricultural support programs not only incentivize CAFOs, they provide the conditions that
allow the very existence of industrial animal production.
• Conservation programs
Lastly, a final way in which the Farm Bill subsidizes CAFOs is by providing payment for
equipment necessary to comply with environmental regulations. The Environmental Quality
Incentives Program (EQIP) available under the Conservation Title of the Farm Bill allows
CAFOs to externalize the costs of management of animal manure, one major polluting by-
product of factory farms, by obtaining payments for the construction and maintenance of
manure storage facilities, also called “lagoons.” 58 Making EQIP payments available to
CAFOs allows industrial animal producers to save on management costs. Additionally,
subsidizing the construction and maintenance of animal manure lagoons incentivizes the
expansion of already existing and new factory farms, as new operations can discount the
price of costly equipment from the overall costs of installation.
It is estimated that CAFOs benefited from at least $100 million of EQIP payments per
year from 2002 to 2008.59 Furthermore, even though EQIP payments are available to all
types of farms, including small sustainable operations, CAFOs disproportionately benefit
from EQIP payments compared to mid-size operations. For example, industrial dairies,
representing less than 4% of all dairies in the U.S., received about 54% of all EQIP payments
($144 million) made to dairies between 2003 and 2007.60 Hogs operations are estimated to
have received a total of $35.6 million in EQIP payments between 2003 and 2007 whereas
smaller operations only received a total of $4.8 million in EQIP payments over the same
period.61 Poultry, beef cattle, sheep, goat, bison, and aquaculture operations also received
EQIP payments for an unknown amount.62
58 Elanor Starmer, Industrial Livestock at the Taxpayer Trough: How Large Hog and Dairy Operations are Subsidized by the Environmental Quality Incentives Program, 6, Campaign for Family Farms and the Environment, December 2008, available at: http://www.inmotionmagazine.com/ra08/EQIP_report_1208.pdf 59 Doug Gurian-Sherman, Cafos Uncovered, The Untold Costs Of Confined Animal Feeding Operations, 3, April 2008, Union of Concerned Scientists 60 Elanor Starmer, Industrial Livestock at the Taxpayer Trough: How Large Hog and Dairy Operations are Subsidized by the Environmental Quality Incentives Program, 12, Campaign for Family Farms and the Environment, December 2008, available at: http://www.inmotionmagazine.com/ra08/EQIP_report_1208.pdf 61 Id. 10 -11 62 Id. 12
DRAFT: Do not copy, cite, or distribute without permission of the author
15
The 2014 Farm Bill did not make a substantial amendment to the EQIP program,
which continues to disproportionately benefit CAFOs. As a result, most recent estimates
indicate that CAFOs received more than $100 million in EQIP funding for livestock-related
practices in 2015,63 the same amount CAFOs were estimated to receive between 2002 and
2008. More specifically, overall projects related to waste storage and management facilities
received close to $81 million in EQIP funding for the year 2015.64
b) Pushing for factory farming in the EU through the CAP
Since its creation in 1962, the CAP has shifted from supporting small-scale and
diversified farms to promoting intensification of agricultural production, resulting in the
decrease of farm operations in Europe and further confinement for animals. Such shift in EU
policies is the result of global trade agreements and the growing influence of countries
championing an industrial production model. The end of quotas on milk production in the EU
since 2015 provides an example of how the CAP pushes for further farm concentration and
degrades animal welfare on farms as a consequence. As a result of farm concentration, the
number of farm operations has declined in conjunction with the proliferation of CAFOs
across the EU. Since the early 2000s, the CAP has provided such advantageous conditions for
industrial farm animal production that large American agribusiness have been enticed to
launch operations in European member states. Large agribusinesses, both foreign and
domestic, benefit from CAP subsidies, and thus replicate the model food corporations utilize
in the US.
• The evolution of the CAP towards industrial farm animal production
Compliance with General Agreement on Tariffs and Trade (GATT)65 regulations in 1992
and the increasing influence of countries in favor of industrialization of animal production
within the EU pushed the CAP policies towards incentivizing larger mechanized livestock
operations to the detriment of smaller-scale farms.
63 Id. 64 $48, 718, 300 for waste storage facility, $23, 979, 393 for waste storage facility closure and $7,924,843 on manure transfer. Source: National Agriculture Sustainable Agriculture Coalition, CAFOs And Cover Crops: A Closer Look At 2015 EQIP Dollars, “Support for Animal Feeding Operations Continues”, Nov. 20, 2015, NSAC’s Blog, http://sustainableagriculture.net/blog/fy15-general-eqip-update/ (last visited May 6, 2016) 65 The GATT became the World Trade Organization in 2015.
DRAFT: Do not copy, cite, or distribute without permission of the author
16
Paradoxically, the integration of animal welfare in the CAP occurred right around the
same time it began to promote large-scale production in the 1980s.66 The CAP’s function
shifted away from ensuring food security on the European continent in a post-World War
context and towards carrying out intensification of agriculture.67 Before 1992, subsidies were
market-based mechanisms aimed at guaranteeing minimum prices for farmers.68 In 1992, as
the CAP had to comply with the provision of the GATT, EU agricultural policies reduced
intervention prices and favored supports that were “decoupled” from production and price by
basing assistance instead on the size of cultivated areas.69 Such a shift became what is still
today a major obstacle to animal welfare and remains so into the present. The CAP model
favoring concentration incentivizes farmers to expand production on larger agricultural lands
to receive more payments, rather than providing support to smaller-scale and diversified
farming.
More recently, the CAP has been shaped by the growing influence of Germany - a
proponent of industrial farm animal production - as well as emerging Eastern European
member-states also in favor of a more intensive farm animal production.70 Since the German
reunification in 1990, Germany, the second largest agricultural economy in the EU after
France, advocates for more support to large farms in the eastern part of the country.71 Such a
vision of agriculture contradicts with the French view that agricultural policies should be a
rural development tool and a way to preserve biodiversity, in addition to being purely a food
source. Animal production in Germany is much more specialized than in France as the
German model relies heavily on CAFOs72 and concentration in meatpacking.73 The trend
66 D.B.Wilkins, Animal Welfare in Europe: European Legislation and Concerns, 1997, Kluwer Law; Dominique Bureau, Sylvie Thoyer, La Politique Agricole Commune, Chapitre 1: Le Mécanisme De Dominique Bureau, Sylvie Thoyer, La Politique Agricole Commune, Chapitre 1: Le Mécanisme De L'intervention, Au Cœur De La Pac Historique, La Découverte, 2014 67 Pauline Lecole, Sophie Thoyer, La Pac Responsable De Tous Les Maux Agricoles ? Le 1 Hebdo, Feb. 24, 2015 68 Dominique Bureau, Sylvie Thoyer, La Politique Agricole Commune, Chapitre 1: Le Mécanisme De L'intervention, Au Cœur De La Pac Historique, La Découverte, 2014 69 René Johnson, Charles E. Hanrahan And Randy Schnepf, Comparing U.S. And EE Program Support For Farm Commodities And Conservation, 3-4, Congressional Research Service, April 20, 2009. 70 Catherine Darrot and Béatrice Von Hirschhausen, PAC Et Transition Agricole En Pologne Et Roumanie : Les Nouveaux Termes Du Processus, 69-84, Economie Rurale, Septembre-décembre 2011, available at: https://economierurale.revues.org/3257 Euractiv.fr, La Grande-Bretagne Et La Pologne Souhaitent Une Réforme « Radicale » De La PAC, 22 septembre 2011, http://www.euractiv.fr/section/priorites-ue-2020/news/la-grande-bretagne-et-la-pologne-souhaitent-une-reforme-radicale-de-la-pac/ (last visited May 6, 2016) 71 Heinz Ahrens, Christian Lippert, Politiques Agricoles Comparées De l'Allemagne Et De La France, 15-18, Économie rurale, 2002, Volume 268, Numéro 1, 8-19, available at http://www.persee.fr/doc/ecoru_0013-0559_2002_num_268_1_5306 72 Susanne Amann, Michael Fröhlingsdorf and Udo Ludwig, The True Price of a Pork Chop, Oct. 23, 2013, Spiegel Online, http://www.spiegel.de/international/germany/analysis-of-the-hidden-cost-of-the-german-meat-industry-a-929251.html (last visited May 6, 2016) 73 Marie-Cécile Hénard-Damave, Allies and Opposites, 16, Agrifuture, Autumn-Winter 2014, available at: http://www.agrifuture.com/fileadmin/agrifuture/binary/14_autumn/af0314_14-17.pdf
DRAFT: Do not copy, cite, or distribute without permission of the author
17
towards more concentration and more competitiveness is also supported by more recent
member-states, like Poland, who also chose to develop its post-communist agricultural
economy on intensive livestock production.74
These disparate visions promoted by France and Germany clashed during the last CAP
negotiation in 2013. More particularly, France unsuccessfully advocated for the preservation
of the overall CAP budget,75 progressively reduced since the GATT.76 The most recent CAP
also harmonized the amounts of subsidies and support payments among member-states.77
While a more equitable redistribution of CAP support payments is desirable to ensure
fairness among countries, with the CAP budget continuing to decrease, this entails less
support for small farms all over the EU as large farms capture most of the subsidies.
Although the French government obtained a higher level of funding to be disbursed
discretionarily at the national level, monies it traditionally has used to support small farms to
counteract the systemic impact of the CAP on small operations, the overall reduction of farm
support payments in the CAP since 1992 has disproportionately affected small livestock
operations in France and all over the EU. As a result, animal production consolidated further,
which greatly deteriorated the conditions in which animals are raised.
The shift towards industrial animal production over the last decade was particularly acute
in France, suggesting an alignment on the German agricultural production model, dominated
by CAFOs. According to the French government, the number of farms (crop and animal
production) in France dropped by 26% between 2000 and 2010.78 The decrease in the number
On the life conditions of immigrant labor in German meatpacking facilities, see also: Odile Benyahia-Kouider, Crise de l’élevage: en Allemagne, avec les forçats de la “ceinture de graisse,” July 23, 2015, L’Obs, http://tempsreel.nouvelobs.com/economie/20150723.OBS3045/crise-de-l-elevage-en-allemagne-avec-les-forcats-de-la-ceinture-de-graisse.html (last visited May 6, 2016) 74 Johan Van Zyl , Andrew N. Parke, Bill R. Miller, The Myth Of Large Farm Superiority: Lessons From Agricultural Transition In Poland, 357-358, The Journal of Policy Reform, Volume 3, 2000, Issue 4, 353-372 ; and generally Dorota Komorowska, Changes In Polish Agriculture In The Period 2002-2010 In The Light Of Central Statistical Office Census Data, Scientific Journal Warsaw University of Life Sciences – SGGW Problems of World Agriculture volume 14 (XXIX), number 4, 2014: 92–100 75 Réforme De La PAC: L’accord Franco-Allemand Remis En Question Par Berlin, Oct. 12, 2012, Le Monde, http://www.lemonde.fr/europe/article/2012/10/12/reforme-de-la-pac-l-accord-franco-allemand-remis-en-question-par-berlin_1774966_3214.html (last visited May 6, 2016) 76 The overall budget for the PAC represents 37.8% of the EU budget for the 2014-2020 period, compared to an average of 70% in the 1960s. Compliance with the WTO requirements in 1992 (The MacSharry Reforms) and the progressive enlargement of EU contributed to the decrease of the CAP budget. Source: European Parliament, Fact Sheets on the European Union, “Financing of the CAP”, available at: http://www.europarl.europa.eu/atyourservice/fr/displayFtu.html?ftuId=FTU_5.2.2.html and see generally: Arlindo Cunha, Alan Swinbank, An Inside View of the CAP Reform Process: Explaining the MacSharry, Agenda 2000, and Fischler Reforms, 2011 77 For an explanation of “convergence” in the last CAP, see OECD, Agricultural Policy Monitoring and Evaluation 2015,140-141, Aug. 2015, available at: http://www.keepeek.com/Digital-Asset-Management/oecd/agriculture-and-food/agricultural-policy-monitoring-and-evaluation-2015_agr_pol-2015-en#.WPvrylPytE4#page142 78 La France A Perdu Le Quart Des Ses Exploitations Agricoles En 10 Ans, Sept. 13, 2011, Le Monde, http://www.lemonde.fr/economie/article/2011/09/13/la-france-a-perdu-le-quart-de-ses-exploitations-agricoles-en-10-ans_1571795_3234.html (last visited May 6, 2016)
DRAFT: Do not copy, cite, or distribute without permission of the author
18
of farms disproportionately affected small and diversified farms, which are typically more
sustainable and abide by higher animal welfare standards. Concurrently, the number of large
and very large farms specialized in animal production kept increasing in France.79
Dairy production suffered from one of the highest consolidation rates as the number
of French dairy farms decreased 84% between 1984 and 2015,80 with 37% of that reduction
occurring between 2000 and 2010,81 while remaining operations grew.82 The consolidation in
the dairy industry is expected to rise after the end of quotas on milk production as part of the
2014 CAP. French pork production also gradually shifted between 2000 and 2010 from
traditional rearing to intensive production that involves high levels of confinement for
animals.83 The percentage of hog operations in France with less than 100 hogs dropped to
52% in 2010, compared with 72% in 2000.84 In 2010, 99% of all swine population was
concentrated on farms comprised of 100 animals or more.85 Highly intensive pig operations
in Brittany, although smaller, are similar to American CAFOs in the way that they routinely
abuse animals through genetic engineering, mutilations, extreme indoor confinement in
unnatural conditions, and brutal handling by farm workers.86
This trend towards more farm consolidation is also reflected at the EU level, although
to a lesser extent. Between 2005 and 2010, the European Commission reported that the
average farm size in the EU grew by 3.8% per year,87 and that largest farms had the highest
livestock densities, indicating high-intensity operations,88 even though small farms are still
predominant across the 28 countries.89
79 Id. 80 France Agrimer, Evolutions Des Structures De Production Laitière En France, Dernière Image Sous Le Régime Des Quotas Laitiers, Lait De Vache, 7, March 2016, available at: http://www.franceagrimer.fr/content/download/43268/404381/file/ETU-LAI-%C3%89volution%20des%20strutures%20de%20production%20laiti%C3%A8re%20en%20France%20-%202015.pdf81 La France Agricole, Baisse De Plus D’un Tiers Du Nombre D’exploitations En Dix Ans (Ministère), April 1, 2014, http://www.lafranceagricole.fr/actualites/lait-baisse-de-plus-d-un-tiers-du-nombre-d-exploitations-en-dix-ans-ministere-1,0,88583401.html (last visited May 6, 2016) 82 Agreste Champagne-Ardenne, L’élevage Bovin Laitier : Des Exploitations Plus Grandes Avec Une Augmentation De La Taille Des Troupeaux (recensement agricole 2010) n° 4, June 2012, available at: http://www.agreste.agriculture.gouv.fr/IMG/pdf/R2112A07.pdf 83 Agreste Primeur, Les Elevages De Porcs En France Métropolitaine En 2010, (recensement agricole 2010) n° 300, April 2013, available at: http://www.agreste.agriculture.gouv.fr/IMG/pdf/primeur300.pdf 84 Id. 85 Id. 86 Audrey Garric, L'élevage Porcin, Étranglé Entre Productivité Et Bien-Être Animal, Le Monde, Feb. 24, 2012, http://www.lemonde.fr/planete/article/2012/02/24/l-elevage-porcin-etrangle-entre-productivite-et-bien-etre-animal_1647938_3244.html (last visited May 6, 2016) 87 European Commission, Structure And Dynamics Of EU Farms: Changes, Trends And Policy Relevance, 3, EU agricultural Economics Briefs, Nº 9 October 2013, available at http://ec.europa.eu/agriculture/sites/agriculture/files/rural-area-economics/briefs/pdf/09_en.pdf 88 Id. 11 89 Id. 4
DRAFT: Do not copy, cite, or distribute without permission of the author
19
Because of the way the CAP is designed, large operations (animal and crop
production) also have disproportionately benefitted from agricultural subsidies, compared to
smaller operations, reinforcing concentration in the animal production industry. It is
estimated that in 2005, the 30 largest farm operations in France received more than €319,000
in payments, which represents 217 times the average amount small operations receive.90 In
2007, 16.5% of French farm operations received half of the payments available under the
CAP.91
• The end of quotas on milk production
Milk quotas, introduced in 1984, capped the production of milk with the objective of
avoiding overproduction and price instability. The CAP gradually eroded milk quotas until
conclusively ending them in 2015. The justification for prohibiting milk production quotas is
threefold: quotas (1) fail to stabilize prices, (2) prevent European farmers from selling
overproduction outside the EU market, and (3) prevent younger farmers from entering
domestic production markets.92
The end of milk quotas mark the change from public to private regulation, as milk
producers are now in charge of auto-regulating their production and negotiating prices with
the industry.93 Because farmers are free to produce as much as they want, the competition
between European milk producers has been restored. Even if overproduction can now be
traded on the world market, farmers face major competitors, such as New Zealand,94 which
puts pressure on milk producers to lower the price.95 To remain competitive under the fierce
global competition intra and extra-EU, producers must increase milk yield. One way
producers decrease their input is to increase the size of the farms, a measure that area-based
payments under the CAP incentivize, all of which drives down production costs. The farmers
then increase their output by intensifying production, yielding more milk out of fewer cows,
which invariably harms the cows. Therefore, the end of quotas directly impacts the welfare of
90 Pierre Boulanger, Les Réalités De La Distribution Des Subventions Agricoles En France, 2, Novembre 2015, Groupe d’Economie Mondiale, Sciences Po, available at: http://gem.sciences-po.fr/content/publications/pdf/subventions_agricoles.pdf 91 Id. 48 92 Fischer Boel, Le système des quotas disparaîtra en 2015, Le Figaro, Sept. 29, 2009, http://www.lefigaro.fr/conjoncture/2009/09/23/04016-20090923ARTFIG00062-fischer-boel-le-systeme-des-quotas-disparaitra-en-2015-.php (last visited May,3 2016) 93 B. Lelyon, V. Chatellier, K. Daniel, Fin des quotas laitiers, contractualisation et stratégies productives: enseignements d’une modélisation bioéconomique, INRA Prod. Anim., 2012, 25(1), 67-75 94 Fischer Boel, Le système des quotas disparaîtra en 2015, Le Figaro, Sept. 29, 2009 http://www.lefigaro.fr/conjoncture/2009/09/23/04016-20090923ARTFIG00062-fischer-boel-le-systeme-des-quotas-disparaitra-en-2015-.php (last visited May, 3 2016) 95 End Of Milk Quotas: A New Dawn For Farmers?, The Irish Time, March 7, 2015 http://www.irishtimes.com/life-and-style/end-of-milk-quotas-a-new-dawn-for-farmers-1.2129196 (last visited May 3, 2016)
DRAFT: Do not copy, cite, or distribute without permission of the author
20
dairy cows, already vulnerable given the absence of European legislation regarding their
welfare.96
The effects of such policy are already tangible as mega-dairy farms start to appear in
countries culturally attached to sustainable agriculture, such as France, despite the strong
opposition of civil society and farmer unions.97 The investigations led by animal activists
revealing the living conditions of animals on intensive production systems in Europe98
reinforced the public’s hostility towards the development of CAFO-like mega-farms across
the EU.
• Smithfield in Europe: preying on farmlands and EU subsidies
US pork producer Smithfield, the world largest pork producer and processor,99
exclusively relies on the business model of factory farming. Smithfield was reportedly
installing CAFOs and contracting with Polish farmers as early as 2004,100 only four years
after gaining control over a state-owned Polish pork conglomerate.101 Smithfield’s decision to
expand in Poland was based on several factors: corruptible officials, lax enforcement of
environmental regulations, under-developed agriculture production, and the expectation that
Poland would shortly become an EU member-state, thereby becoming eligible for farm
subsidies under the CAP, increasing opportunities for profits.102 In 2004, CAFOs belonging
to Polish subsidiaries of Smithfield were already operating despite the absence of
environmental permits.103 A similar story unfolded in Romania, who joined the EU in 2007.
That same year, Smithfield was already fully operational in Romania, despite its CAFOs
96 Olga Kikou (Compassion in World Farming), Milk Production In The EU: Holding On To The Fantasy, Or Facing The Truth?, Euractiv, Oct. 7, 2015 http://www.euractiv.com/section/agriculture-food/opinion/milk-production-in-the-eu-holding-on-to-the-fantasy-or-facing-the-truth/ (last visited May 3, 2016) 97 La ferme des « 1000 vaches » pour les nuls, Le Figaro, Oct. 10, 2014 http://www.lefigaro.fr/conjoncture/2014/10/28/20002-20141028ARTFIG00166-la-ferme-des-1000-vaches-pour-les-nuls.php (last visited May, 2 2016) Après La Ferme Des 1000 Vaches, Mobilisation Contre La Ferme Des 1000 Veaux, Paris Match, Aug. 1, 2015, http://www.parismatch.com/Actu/Societe/Mobilisation-contre-la-ferme-des-1000-veaux-dans-la-Creuse-791948 (last visited May, 3 2016) 98 Investigations led by Compassion in World Farming during 2012, in more than 50 dairy farms, available here: http://action.ciwf.org.uk/ea-action/action?ea.client.id=119&ea.campaign.id=17811 (last visited May, 3 2016) 99 Smithfield, “Company Profile and History,” http://www.smithfieldfoods.com/about-smithfield/company-profile (last visited May, 3 2016) 100 Felicity Lawrence, Poles Fear The Yoke Of Agri-Giants, April 29, 2004, The Guardian, https://www.theguardian.com/world/2004/apr/29/eu.politics (last visited May, 3 2016) 101 Arunas Juska And Bob Edwards, Resisting the Trojan Pig: The U.S.–Poland Coalition against Corporate Pork Production, 187, in Coalitions Across Borders, Transnational Protest And The Neoliberal Order, edited by Joe Bandy and Jackie Smith, 187-208, Rowman and Littlefield Publishers, Inc., 2005 102 Felicity Lawrence, Poles Fear The Yoke Of Agri-Giants, April 29, 2004, The Guardian, https://www.theguardian.com/world/2004/apr/29/eu.politics (last visited May, 3 2016) 103 Id.
DRAFT: Do not copy, cite, or distribute without permission of the author
21
being out of compliance with local regulations.104 In less than five years, Smithfield became
the largest pork producer in Romania.105
Although Smithfield refused to disclose the amount of subsidies they receive, it is
estimated that the company benefitted from €50 million worth of European subsidies in
2008.106 Coverage on Smithfield activities in the EU by the European press has remained
minimal. Except for the British newspaper The Guardian, only The New York Times and
other American-based newspapers have investigated on Smithfield’s activities in Poland and
Romania. This has led to a situation where Americans find themselves warning Europeans
against the dubious practices of their own multinational firms. Only one organization actively
challenging the expansion of Smithfield in Europe, the American-based advocacy
organization Animal Welfare Institute (AWI), has built a coalition with Polish farmers in a
one-of-a-kind campaign against Smithfield in Poland.107 European animal protection
organizations seem to have neglected AWI’s 2009 revelations that detailed Smithfield’s
expansion plans, even though similar developments in the US suggest factory farms are sites
of mass-scale animal cruelty within the food industry and contribute to the diminution of
significantly more humane and sustainable alternatives.
104 Doreen Carvajal and Stephen Castle, A U.S. Hog Giant Transforms Eastern Europe, May 5, 2009, The New York Times, http://www.nytimes.com/2009/05/06/business/global/06smithfield.html ((last visited May, 3 2016), and Factory Farming Arrives in Eastern Europe, The New York Times, May 4, 2005, http://www.nytimes.com/slideshow/2009/05/04/business/global/0504-SMITHFIELD_8.html (last visited May, 3 2016) 105 Id. 106 Id. 107 Arunas Juska And Bob Edwards, Resisting the Trojan Pig: The U.S.–Poland Coalition against Corporate Pork Production, in Coalitions Across Borders, Transnational Protest And The Neoliberal Order, edited by Joe Bandy and Jackie Smith, 187-208, Rowman and Littlefield Publishers, Inc., 2005
DRAFT: Do not copy, cite, or distribute without permission of the author
22
II. Building on the American experience to challenge animal welfare regulations in EU
agricultural policy
After having identified the main issues at stake in the treatment of farm animals in EU
law, this section proposes solutions to address them. This section therefore makes an
assessment of current and past strategies to improve farm animal welfare in the US and the
EU. The EU animal protection movement could first benefit from the American experience
by implementing strategies that proved successful in the US – or at least more successful than
those currently employed in Europe.
Focusing on the example of France, this section additionally argues that EU
advocates, unlike their American counterparts, are in a position to improve the treatment of
farm animals significantly by focusing their efforts on lobbying EU lawmakers tasked with
drafting the CAP. Such a strategy, which remains to be explored in practice, would insist
animal welfare be classified as a merit good under the CAP, instead of a public good.
1. An assessment of the legislative efforts and corporate-based strategies to achieve
more stringent regulation of factory farming
In the absence of legal protections for animals under US law, animal protection advocates
in the US have attempted to improve animal welfare by lobbying the private sector, even
though such a strategy still falls short of challenging factory farming as a whole.
By contrast, the animal protection movement in France has only started engaging in
corporate-based campaigns108 while their efforts to obtain more stringent public regulation at
the EU level have been met with limited success.
a) A brief review of successful legislative and private sector initiatives in the US
• The role of coalitions in the success of state ballot initiatives
Given the virtual absence of federal statutes providing even minimal legal protections
to farm animals, along with the failure to improve such laws,109 animal welfare advocates in
the US have engaged in state-level efforts to pass laws ending the cruelest forms of
confinement. To this date, eleven states have passed bans, mainly through ballot initiatives on
gestation crate for sows, veal crates, and battery cages for egg-laying hens, or a combination
108 David Blandford and David Harvey, Economics of Animal Welfare Standards: Transatlantic Perspectives, Agricultural Economics Society and European Association of Agricultural Economists (EAAE), 2014, EuroChoices 13(3) 35-40 109 See generally David J. Wolfson and Mariann Sullivan, Foxes In The Hen House, In Cass R. Sunstein and Martha Craven Nussbaum (eds.), Animal Rights: Current Debates and New Directions, 2004, Oxford University Press. 205-228
DRAFT: Do not copy, cite, or distribute without permission of the author
23
of the aforementioned.110 A ballot initiative is also planned to take place in the November
2016 elections in Massachusetts, this time not only ending the use of any form of extreme
confinement, but also prohibiting the sale of products from all these systems.111
The coalition-based strategy employed by advocates during the campaign for the 2008
ballot initiative in California (Proposition 2) banning the use of battery cages for egg-laying
hens and prohibiting the in-state sale of products from battery cages provided a model for
successful advocacy. Proposition 2 was achieved partly thanks to a broad coalition that
gathered different advocacy groups. Each of these groups had an interest in eliminating
battery cages and among them were The Center for Food Safety, The Union of Concerned
Scientists, The Physician Committee for Responsible Medicine, and The United Farm
Workers.
The initiative was approved by a significant majority of voters, 63%, in 2008. Even
though such results could merely reflect the general concern of citizens over farm animal
welfare,112 coalitions beyond the animal protection movement enlarged the base of support,
enhanced the legitimacy of the message, and enabled mobilization of a larger number of
people whose concerns might be focused on issues indirectly related to animal welfare, like
food safety or public health. Building on California’s successful Proposition 2 coalition
strategy, the Massachusetts ballot initiative also gathers a broad coalition of different
stakeholders.113
• Corporate-based strategies
Despite the success of state level initiatives, such protections only abide by a “Five
Freedom” model. Additionally, only eleven states passed laws granting farm animals the
most basic protections from suffering. Because the system of ballot initiatives is not available
in every state, the enactment of similar laws in more states remains limited. Given the
limitations of state-level initiatives and the failure to pass federal law, mostly on account of
the influence of the industry, animal protection groups in the US engaged in lobbying the
industry itself.
110 ASPCA, “Farm Animal Confinement Bans by State,” https://www.aspca.org/animal-protection/public-policy/farm-animal-confinement-bans (last visited May 6, 2016) 111 Joshua Miller, Animal-Welfare Vote May Break New Ground, The Boston Globe, Nov. 1, 2015, https://www.bostonglobe.com/metro/2015/11/01/humane-society-looks-mass-for-next-animal-ballot-push/zVctCseIIZwgPjB9lvuFSN/story.html (last visited May 6, 2016) 112 Rebecca Riffkin, In U.S., More Say Animals Should Have Same Rights as People, May 18, 2015, Gallup, http://www.gallup.com/poll/183275/say-animals-rights-people.aspx (last visited May 6, 2016) 113 Citizens for Farm Animals, “Our Coalition,” http://citizensforfarmanimals.com/ (last visited May 3, 2016)
DRAFT: Do not copy, cite, or distribute without permission of the author
24
A first failed attempt was the agreement between the Humane Society of the United
States (HSUS) and the largest group representing egg producers, United Egg Producers
(UEP). Both groups endorsed a federal bill in 2013, requesting that uniformed cage-size
standards be adopted across the country.114 HSUS saw in this agreement the opportunity to
provide minimal animal welfare standards for egg-laying hens, while egg producers
considered federal regulation an efficient tool against the multiplication of inconsistent state
laws requiring different standards, following the vote of Proposition 2 in California.115 The
agreement between HSUS and UEP failed in 2014 after other livestock groups strongly
opposed the introduction of the Egg Bill in the Farm Bill, fearing it would open the door to
more stringent regulations of their commercial activities.116
Building on the willingness of the egg industry to enhance animal welfare standards,
the failure of the HSUS/UEP agreement however initiated a different type of cooperation
between the industry and advocacy groups: corporate-based campaigns. For example, the
Humane League, a US-based animal welfare advocacy group that specializes in corporate
campaigns, has achieved significant commitments from the industry to switch to cage-free
facilities. The Humane League’s efforts resulted in cage-free pledges from about 100
companies, which is estimated to have spared about 60 million hens from extreme
confinement.117 Similarly, following years of lobbying by animal welfare advocacy groups,
including HSUS, McDonald’s announced its decision to only use cage-free eggs by 2025.118
Major food producers subsequently aligned with McDonald’s decision.119
Such commitments by the industry in the US might have more quantitative and
qualitative impact than EU legislation, which still allows the use of battery cages. However,
114 Greene, Joel L. and Cowan Tadlock, Table Egg Production and Hen Welfare: Agreement and Legislative Proposals , Congressional Research Service, Feb. 14, 2014. Available at: https://www.fas.org/sgp/crs/misc/R42534.pdf (last visited May 3, 2016) 115 California Secretary of State; Prepared by the Attorney General (2008). "Proposition 2 - Title and Summary - Voter Information Guide 2008". Available at: https://web.archive.org/web/20090410080219/http://voterguide.sos.ca.gov:80/past/2008/general/title-sum/prop2-title-sum.htm (last visited May 3, 2016) 116 UEP Abandons HSUS Egg Deal, Jacqui Fatka, farmfutures.com, Feb.21, 2014 http://farmfutures.com/blogs-uep-abandons-hsus-egg-deal-8186 (last visited May 3, 2016) 117 Open Philanthropy, The Humane League - Corporate Cage-Free Campaigns, February 2016, http://www.openphilanthropy.org/focus/us-policy/farm-animal-welfare/humane-league-corporate-cage-free-campaigns#footnote7_kexlh56 (last visited May 2, 2016) 118 Stephanie Strom, McDonald’s Plans a Shift to Eggs From Only Cage-Free Hens, The New York Times, Sept. 9, 2016, https://www.nytimes.com/2015/09/10/business/mcdonalds-to-use-eggs-from-only-cage-free-hens.html (last visited May 2, 2016) A Humane Nation, Wayne Pacelle’s Blog, Breaking News: McDonald’s Announces Cage-Free Commitment for Laying Hens, Sept. 9, 2015, http://blog.humanesociety.org/wayne/2015/09/mcdonalds-announces-cage-free-commitment-for-laying-hens.html (last visited May 2, 2016) 119 Id.
DRAFT: Do not copy, cite, or distribute without permission of the author
25
as pointed out by corporate social responsibility critiques,120 corporate-based strategies also
have the limitation of legitimating the industry’s interest in self-regulation, at the expense of
more ambitious laws that serve the public interest. Moreover, in the context of farm animal
welfare, the successful efforts of advocacy groups in moving giant food producers to shift
from battery cage to cage-free do not fundamentally challenge factory farming or improve the
negative impacts CAFOs have on the environment and on the labor conditions of farmers and
workers throughout the production chain. In fact, such initiatives might further entrench such
a production model, while legitimating corporations as regulators.
b) Farm animal protection advocacy in the EU: the example of France121
• Absence of coalitions on the issue of factory farming
A major obstacle to improving farm animal welfare in the EU is the lack of
consistency on the part of the animal protection movement at the European level, as well as
the absence of broad coalition against the particular issue of factory farming. While the
achievements of European animal welfare advocates enabled farm animals to enjoy minimal
levels of protection throughout the EU,122 the only animal welfare group at the EU level,
Eurogroup For Animals, does not identify the proliferation of factory farming as a pressing
issue, and only tepidly engaged in the negotiation of the CAP in 2014.123
Similarly, at the national level in France, except for the French branch of UK-based
nonprofit Compassion in World Farming, the most visible animal protection organizations
abide by an abolitionist approach, which makes no distinction between the treatment of farm
animal welfare within industrial farm animal production and traditional methods, the latter of
which tend to be much more humane than factory farming. In Poland, the US-based animal
welfare organization Animal Welfare Institute (AWI) seems to have been the only
organization to express concern over the proliferation of factory farming. The transnational
coalition AWI built with Polish farmers did not include any other Polish or European-based
120 Subhabrata Bobby Banerjee, Corporate Social Responsibility: The Good, the Bad and the Ugly, 2012, Critical Sociology, Vol 34, Issue 1, 51 - 79 121 While France is the major producer of animal goods in the EU, and roughly illustrates the agricultural model at play in Spain, Portugal, Italy, a more accurate picture of animal advocacy in the EU would also include efforts towards improving animal welfare engaged in Germany, Northern European countries, as well as former soviet economies. The analysis in this paper is therefore largely incomplete and calls on further develpments. 122 Eurogroup For Animals, “Key Achievements”, http://www.eurogroupforanimals.org/key-achievements (last visited May, 6, 2016) 123 In fact, there is no literature reporting the involvement of animal welfare groups in the 2014 CAP reform.
DRAFT: Do not copy, cite, or distribute without permission of the author
26
animal welfare organizations, illustrating the lack of coordination of the animal protection
movement in Europe.124
European animal protection groups are not exclusively to blame for failing to engage
in coalition building with other public interest groups. However, because of the negative
effects extreme confinement of animals has on the environment, public health, consumer
rights, and workers rights; animal welfare protection would be the natural leader in paving
the way for a broad public interest coalition against factory farming. In declining to join other
more influential groups, such as environmentalists and farmers who have garnered legitimacy
in public opinion and with public officials, not only has the animal protection movement
missed the opportunity to build its legitimacy, it has also missed an opportunity to be more
effective at a moment when factory farming is beginning to surge in the EU.
• The beginning of corporate-based initiatives?
In comparison with the US, corporate-based initiatives to end cruel treatment of
animals used for food within the industry have also been limited in France, a country whose
activism and economic model is less acquainted with consumer-based strategies. So far, only
French retail store Monoprix, which mainly serves middle-to-upper class urban customers,
committed to end the sale of eggs from battery cages earlier in 2016.125 French hotel group
Accor Hotels also committed to the same pledge in 2016, but their decision was largely
influenced - not by a French group - but by the Humane Society International’s lobbying
efforts, the international division of US-based organization HSUS. However, some changes
are to be expected in the development of corporate campaigns, as French animal protection
organization L214 has targeted another retail store after conducting undercover investigations
in suppliers’ operations.126
While US advocates have found relative success in improving the welfare of a
significant number of animals through corporate-based advocacy, organizations should keep
in mind the limitations of such strategy, which does not fundamentally challenge the
expansion or even existence of factory farming. Such efforts should therefore be brought
124 Arunas Juska and Bob Edwards, Resisting the Trojan Pig: The U.S.–Poland Coalition against Corporate Pork Production, in Coalitions Across Borders, Transnational Protest And The Neoliberal Order, edited by Joe Bandy and Jackie Smith, 187-208, Rowman and Littlefield Publishers, Inc., 2005 125 Le Parisien, Monoprix ne vend plus d'oeufs issus d'élevages de batterie, April 11, 2015, http://www.leparisien.fr/economie/monoprix-ne-vend-plus-d-oeufs-issus-d-elevages-de-batterie-11-04-2016-5705703.php (last visited May, 6, 2016) 126 L’Obs, La vidéo choc des poulets en batterie de Système U, Sept. 8, 2014, http://tempsreel.nouvelobs.com/societe/20140918.OBS9606/video-choc-sur-les-poulets-en-batterie-de-systeme-u.html (last visited May, 6, 2016)
DRAFT: Do not copy, cite, or distribute without permission of the author
27
about in addition broad coalition building efforts to achieve pragmatic and significant change
to the way farm animals are treated under EU law, and in particular under the CAP.
2. Animal welfare in agricultural policies: animal welfare as a merit good
Besides engaging in efforts to amend the EU legislation, one way to fully address the
pernicious effects of the CAP on farm animals is to make of animal welfare a merit good,
rather than a public good – the status animal welfare currently is afforded under EU law.
The economic analysis of the law applied to animal welfare offers a promising
perspective by differentiating public from merit good. Again, building on the experience of
animal welfare advocates in the US might be helpful in the achievement of such an objective.
a) The misclassification of animal welfare as a public good
Even though animal welfare is not expressly recognized as a public good in the CAP,127 it
is not strictly denied such status in internal policies.128 Moreover, the relationship between
animal welfare and food safety, which is recognized as a public good, is already
acknowledged in the CAP.129 In that sense, animal welfare is implicitly considered a public
good under the CAP, or will be considered as such shortly, similarly to the protection of the
environment. Such classification, which first seems progressive from an animal protection
point of view, has limited consequences on the advancement of animal welfare. This has to
do with the fact that animal welfare itself is really not a public good.
A good is said to be public when everyone in society values it. The benefits of a public
good are non-excludable, i.e. they are enjoyable by anyone, and non-rival, i.e. one person
enjoying it has no effect on another enjoying it. For example, clean air is a public good.130
Public goods do not have a market price, as demand does not meet supply (market failure). In
the case of animal welfare, there is an alleged under-supply of animal welfare products that
fall short of the demand of the European public, who are overwhelmingly supportive of
tighter animal welfare standards.131 One conceivable type of corrective action is to artificially
127 Diane Ryland, id. 128 European Parliament Directorate General for Internal Policies -Policy Department B: Structural and Cohesion Policies -Agriculture and Rural Development, What Tools for the European Agricultural Policy to Encourage the Provision of Public Goods? June 2011. Available at: http://www.ieep.eu/assets/835/PG_FINAL.pdf 129 Diane Ryland, id. 130 Jennifer Fearing and Gaverick Matheny, The Role of Economics in Achieving Welfare Gains for Animal, The State of the Animals IV: 2007 131 “More than nine in ten EU citizens believe it is important to protect the welfare of farmed animals (94%).” and “Europeans believe the welfare of farmed animals should be better protected than it is now (82%)”
DRAFT: Do not copy, cite, or distribute without permission of the author
28
create a market for animal-friendly products by creating property rights for the suppliers of
the good to ensure excludability.132 One example of property rights for the suppliers of
animal welfare-friendly products is the creation of labels ensuring animal welfare standards
were respected in the making of the product. This is the response that seems to be adopted in
the US Another possible solution is to regulate through state legislation by setting basic
animal welfare standards that apply to all products, thus enjoyable by anyone and non-
excludable. This is the response adopted by the E.U.
However, there are several issues with viewing farm animal welfare as a public good.
First, the proponents of animal welfare as public good wrongly assume that there is an
undersupply of animal-friendly products. The use of the concept of Willingness to Pay
(WTP) is incorrect in assessing the value of animal welfare. The WTP is the maximum
amount of money an individual is willing to pay to procure a good, animal-friendly products
in this case. Yet, such a concept ignores what economists identify as the citizen/consumer
gap.133 This gap reveals the difference between the opinions of citizens, and what they
actually purchase. In that sense, the WTP is the wrong instrument to base the assessment of
the existence of a market failure effect: because the willingness to pay is different and higher
from what is actually paid by consumers, low supply meets a demand that is de facto lower
than first thought. As a result, there is no market failure in the context of animal welfare and
no need for the state or the private sector to undertake corrective actions.
Another problem with seeing animal welfare as a public good is that the welfare of each
animal is neither non-rival, nor non-excludable. Animal welfare is a relation between a
farmer and his or her animals, and relations are excludable. For instance, a farmer can take
good care of one animal, while abusing another. As a result, animal welfare does not satisfy
Source: European Commission, Attitudes of Europeans Towards Animal Welfare, Special Eurobarometer Report 442, March 2016, p. 4. Available at: https://www.google.com/url?sa=t&rct=j&q=&esrc=s&source=web&cd=2&ved=0ahUKEwjkuNSF98DMAhVG4WMKHdW6DZ0QFggnMAE&url=http%3A%2F%2Fec.europa.eu%2FCOMMFrontOffice%2FPublicOpinion%2Findex.cfm%2FResultDoc%2Fdownload%2FDocumentKy%2F71348&usg=AFQjCNGAs6mpxt_qycWDFlnOfkv3ep97KQ (last visited May 4, 2016) 132 David Blandford and David Harvey, id, 36 133 Phenomena such as “cheap talk” and “free riding” explains such difference between WTP and purchase behavior, as well as unreliable label and inadequate information. Source: David Harvey and Carmen Hubbard, The Supply Chain’s Role in Improving Animal Welfare, 767-785, Animals 2013, 3, 773-774. Further on the “attitude-bahaviour gap”: Monika Hartmann and Johannes Simons, The Farm Animal Welfare - Dilemma: Can concerted Action of the Value Chain be a solution?, EEAE, 2015. Available at: http://ageconsearch.umn.edu/bitstream/229280/2/The%20Farm%20Animal%20Welfare%20-%20Dilemma%20Can%20concerted%20Action%20of%20the%20Value%20Chain%20be%20a%20solution.pdf (last visited May 4, 2016)
DRAFT: Do not copy, cite, or distribute without permission of the author
29
the criteria of non-excludability.134 Furthermore, overall animal welfare, i.e. the total amount
of the welfare of each individual animal in the food chain, is determined by consumption of
animal products, which makes it a private good rather than a public one.135
Viewing animal welfare as a public good is tempting from an animal welfare perspective
because it pushes the state to issue regulation to ensure protection of animals. However,
considering animal welfare as a public good is nothing less than a legal fiction that conceals
the economic reality, which is the existence of a market where the interests of animals to live
free from pain and suffering compete with the industry stakeholders, who seek to increase
yields. To better address such a battle, that animal welfare advocates currently fail to see and
lose in absentia, they should refocus on the appropriate status that should be accorded to
animal welfare under agricultural policies.
b) The regulation of animal welfare as a merit good
The view that animal welfare should be considered as a merit good is preferable because
it is more accurate, and more likely to challenge the economic policy promoted under the
CAP.
A merit good is a good that is under-consumed in free-market conditions, while judged to
be desirable for the well being of all members of society. By contrast with public good, the
value of a merit good is not determined by ability and willingness to pay, but rather on the
positive spillover effects that it will generate on third parties. A common example of a merit
good is the inoculation against contagious diseases from which all the members of society
benefit as the risk of infection is reduced.136 Because it suggests that another standard than
market value can be used in assessing the value of a good, while still seeking utility
efficiency by analyzing the effects of such goods, the merit good approach is particularly well
suited to ethical and moral issues,137 such as animal welfare, that have a low market-value
and beneficial effects on society.
The animal protection movement in the US has extensively studied the positive effect of
animal welfare on society overall, through the notion of intersectionality of animal welfare
with other fields of social justice, including labor law, environmental law, environmental
justice, children protection, gender studies, racial studies, and the food empowerment
134 Stefan Mann, Ethological Farm Programs And The ‘‘Market’’ For Animal Welfare, 370-371, Journal of Agricultural and Environmental Ethics (2005) 18: 369–382 , Springer 2005 135 David Blandford and David Harvey, id, 36 136 David Blandford and David Harvey, id, 36 137 Wilfried Ver Eecke, An Anthology Regarding Merit Goods: The Unfinished Ethical Revolution in Economic Theory, Purdue, University Press, 2006
DRAFT: Do not copy, cite, or distribute without permission of the author
30
movement. They quite convincingly demonstrate the numerous benefits meaningful farm
animal welfare protections have on the rest of society.138 The most successful victories in US
case law in favor of farm animal welfare reinforces such a view, as they were achieved using
laws that were seemingly unrelated to animal welfare, such as federal contract law and food
safety regulations in a case regarding animal cruelty on a dairy farm in 2008.139
In seeking the recognition of animal welfare as a merit good under EU law, European
animal welfare advocates would be promoting a more accurate classification of animal
welfare under European economic law, thus achieving more efficient regulations.
Furthermore, considering animal welfare as a merit good would also prompt animal
protection movements to revise their strategy towards more coalitional advocacy by joining
other movements that, despite their difference in the view concerning the instrumentalization
of animals, have the same interests in challenging the economic policy promoted under the
CAP. In that sense, the brutal opposition between animal protection groups and the most
important farmer unions in France over the philosophical question of the use of animals140
illustrates the necessity for animal welfare supporters to overcome dissents and join forces to
challenge the economic policy promoted under the CAP, which is detrimental to both animals
and decent, secured employment.
138 Claire Jean Kim and Maneesha Deckha, Intersection of Animal Law, Race, Culture and Gender, 2013 Animal Law Conference at Lewis & Clark Law School Available at: https://www.youtube.com/watch?v=3D9SjqOxSTU&feature=youtu.be (last visited May 4, 2016) Carol J.Adams, The Sexual Politics of Meat: A Feminist-Vegetarian Critical Theory, Continuum Editions, 1999. 139 The Associated Press, California: Deal Reached in Suit Over Animal Abuse, The New York Times, Nov. 27, 2013 Available at: http://www.nytimes.com/2013/11/28/us/california-deal-reached-in-suit-over-animal-abuse.html?rref=collection%2Ftimestopic%2FWestland%2FHallmark%20Meat%20Company&action=click&contentCollection=business®ion=stream&module=stream_unit&version=latest&contentPlacement=1&pgtype=collection&_r=0 (last visited May 4, 2016) 140 20 Minutes, Coup de gueule de la FNSEA contre le «show médiatique» sur le bien-être animal, Oct. 29, 2014, http://www.20minutes.fr/planete/1470910-20141029-coup-gueule-fnsea-contre-show-mediatique-bien-etre-animal (last visited May 4, 2016)
DRAFT: Do not copy, cite, or distribute without permission of the author
31
Conclusion
American farm animal welfare advocates often hold up the EU as an example of better
governance towards farm animals. While it is true that EU law provides for minimal animal
welfare standards, the efficiency of such regulations has yet to be analyzed in the context of
European agricultural policy. In that regard, just like US agricultural policies in the Farm
Bill, the CAP promotes the implementation of intensive production of animal products and
the expansion of mass-scale animal cruelty. EU animal welfare standards therefore stand as a
mere façade for a policy that prioritizes intensification and specialization of animal
production to the detriment of the welfare of billions of farm animals across all 28 member-
states.
Animal protection groups, in EU member states and at the level of the EU, do not seem to
have grasped the necessity of an urgent response to the rapid spreading of factory farming
throughout Europe. Instead, such groups have engaged in pushing for stricter, yet still
incomplete, regulations, thereby ignoring the fact that the European case law nullified these
already limited attempts in the context of the CAP. The EU animal protection movement
should realize that what is at stake for farm animals in the EU goes well beyond broadly
drafted laws and poor enforcement and is more about the degree of consideration afforded to
animal welfare within agricultural policies. Lobbying for animal welfare to be considered as
a merit good, while building on the advocacy methods developed in the US, offers a
promising, unexplored strategy.
2017 will be an important year for both American and EU animal welfare groups, as the
negotiation for the new CAP is set to begin, as well as discussions of the upcoming 2018
Farm Bill.141 Hopefully, advocacy groups in the EU will seize this opportunity to more
effectively advance the interests of farm animals.
141 Ian Kullgreen, Too Soon To Talk About The 2018 Farm Bill?, April 14, 2016, Politico, http://www.politico.com/tipsheets/morning-agriculture/2016/04/too-soon-to-talk-about-the-2018-farm-bill-salt-fights-back-ag-appropriators-back-213-billion-bill-213764 (last visited April 20, 2016)