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    www.elsevier.com/locate/jmbbm

    Available online at www.sciencedirect.com

    Research Paper

    A 3-D constitutive model for pressure-dependent

    phase transformation of porous shape memory alloys

    M.J. Ashrafia, J. Arghavania, R. Naghdabadia,b,n, S. Sohrabpoura

    aDepartment of Mechanical Engineering, Sharif University of Technology, Tehran, IranbInstitute for Nano-Science and Technology, Sharif University of Technology, Tehran, Iran

    a r t i c l e i n f o

    Article history:

    Received 30 June 2014

    Received in revised form

    15 November 2014

    Accepted 22 November 2014

    Available online 29 November 2014

    Keywords:

    Shape memory alloys

    Porous materials

    Pressure dependencyPhase transformation

    Multiaxial loading

    a b s t r a c t

    Porous shape memory alloys (SMAs) exhibit the interesting characteristics of porous

    metals together with shape memory effect and pseudo-elasticity of SMAs that make them

    appropriate for biomedical applications. In this paper, a 3-D phenomenological constitutive

    model for the pseudo-elastic behavior and shape memory effect of porous SMAs is

    developed within the framework of irreversible thermodynamics. Comparing to micro-

    mechanical and computational models, the proposed model is computationally cost

    effective and predicts the behavior of porous SMAs under proportional and non-

    proportional multiaxial loadings. Considering the pressure dependency of phase transfor-

    mation in porous SMAs, proper internal variables, free energy and limit functions are

    introduced. With the aim of numerical implementation, time discretization and solution

    algorithm for the proposed model are also presented. Due to lack of enough experimental

    data on multiaxial loadings of porous SMAs, we employ a computational simulation

    method (CSM) together with available experimental data to validate the proposed

    constitutive model. The method is based on a 3-D nite element model of a representative

    volume element (RVE) with random pores pattern. Good agreement between the numerical

    predictions of the model and CSM results is observed for elastic and phase transformation

    behaviors in various thermomechanical loadings.

    &2014 Elsevier Ltd. All rights reserved.

    1. Introduction

    The research on the behavior of smart materials has been

    rapidly increasing thanks to their innovative applications.

    Among different types of smart materials, shape memory

    alloys (SMAs) have two unique features known as pseudo-

    elasticity and shape memory effect observed both in dense

    and porous SMAs. NiTi which is the most widely used SMA,

    exhibits good corrosion resistance and biocompatibility.

    Therefore, it can be utilized in several applications, e.g., as

    actuators in different mechanisms and as stents, implants and

    devices for orthodontic and endodontic applications in med-

    ical industry (Yamauchi et al., 2011;Yoneyama and Miyazaki,

    2009;Lagoudas, 2008).

    Moreover, porous shape memory alloys benet from

    porous metal characteristics such as light weight and energy

    http://dx.doi.org/10.1016/j.jmbbm.2014.11.023

    1751-6161/&

    2014 Elsevier Ltd. All rights reserved.

    nCorresponding author at: Department of Mechanical Engineering, Sharif University of Technology, Tehran, Iran.

    Tel.:98 21 6616 5546; fax:98 21 6600 0021.

    E-mail address: [email protected] (R. Naghdabadi).

    j o u r n a l o f t h e m e c h a n i c a l b e h a v i o r o f b i o m e d i c a l m a t e r i a l s 4 2 ( 2 0 1 5 ) 2 9 2 3 1 0

    http://dx.doi.org/10.1016/j.jmbbm.2014.11.023http://dx.doi.org/10.1016/j.jmbbm.2014.11.023http://dx.doi.org/10.1016/j.jmbbm.2014.11.023http://dx.doi.org/10.1016/j.jmbbm.2014.11.023mailto:[email protected]://dx.doi.org/10.1016/j.jmbbm.2014.11.023http://dx.doi.org/10.1016/j.jmbbm.2014.11.023mailto:[email protected]://crossmark.crossref.org/dialog/?doi=10.1016/j.jmbbm.2014.11.023&domain=pdfhttp://dx.doi.org/10.1016/j.jmbbm.2014.11.023http://dx.doi.org/10.1016/j.jmbbm.2014.11.023http://dx.doi.org/10.1016/j.jmbbm.2014.11.023http://dx.doi.org/10.1016/j.jmbbm.2014.11.023
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    absorption (Lefebvre et al., 2008;Gibson and Ashby, 1997). There-

    fore, porous SMAs, categorized as new complex architectured

    materials, can be used in various applications such as lightweight

    structures, biomedical implants, lters, heat exchangers and

    energy (shock and vibration) absorbers (Zhao et al., 2006;

    Bansiddhi et al., 2008;Xiong et al., 2008). In biomedical applica-

    tions (such as articial bone, dental implant and intervertebral

    disc), a relatively high porosity level (up to 70%) is required while

    in structural applications a low porosity level (below 40%) is

    normally required (Wen et al., 2010;DeGiorgi and Qidwai, 2002).

    Also, recent researches (Shishkovsky, 2012a,b) have utilized the

    shape memory effect of porous SMAs for drug delivery.

    In the above applications, the porous SMA structure is part

    of a load-bearing structural element and experiences thermal

    and mechanical loadings. Therefore, understanding the ther-

    momechanical behavior of porous SMAs and development of

    a constitutive model are essential to design a porous SMA

    structure efciently.

    From the modeling point of view, different approaches have

    been adopted in the literature. The micromechanical averaging

    technique has been utilized by several authors (Qidwai et al.,

    2001; Entchev and Lagoudas, 2002, 2004;Nemat-Nasser et al.,

    2005; Zhao and Taya, 2007) to investigate the mechanical

    response of porous SMAs. Recently, Zhu and Dui (2011) and

    Liu et al. (2014)have used this approach to study the behavior

    of porous SMAs. They utilized a transformation function

    considering the effect of hydrostatic stress as well as the

    tensioncompression asymmetry.

    Another approach for porous SMAs modeling assumes

    periodic distribution of pores which leads to unit cell analysis

    (Liu et al., 2012;Qidwai et al., 2001). However, this assumption

    deviates signicantly from the irregularity of the real micro-

    structure and will overestimate material response especially

    for highly porous materials. Moreover, the porosity shape

    effects on the strength of porous SMAs were studied by

    Qidwai et al. (2001)andZhao and Taya (2007)assuming regular

    distribution of porosity. They concluded that shape of porous

    microstructure mostly inuences the local repartition of stress/

    strain and to some extent the macroscale behavior of porous

    SMAs. However, in most of the real microstructures, pores are

    randomly dispersed and have various shapes.

    Dening a representative volume element (RVE) with ran-

    domly distributed pores has also been employed to simulate

    the mechanical behavior of porous materials. In this regard,

    DeGiorgi and Qidwai (2002) used a 2-D RVE to describe the

    mesoscopic behavior of porous SMAs under axial loadings.

    Also, Panico and Brinson (2008) developed a dense SMA

    constitutive model with permanent inelasticity effects along

    with a 3-D RVE to simulate the behavior of porous SMAs.

    The macro-scale phenomenological modeling is another

    approach for modeling porous SMAs behavior. While there

    are several researches on phenomenological modeling of dense

    SMAs (see e.g.,Souza et al., 1998;Bo and Lagoudas, 1999;Panico

    and Brinson, 2007;Arghavani et al., 2010among others), in the

    case of porous SMAs, there are few works. Sayed et al. (2012)

    presented a two-phase constitutive model for porous SMAs

    which consists of a dense SMA phase and a porous plasticity

    phase. The model incorporates the pseudo-elastic and pseudo-

    plastic behaviors simultaneously. However, volumetric strain

    occurs only during plastic deformation (not during phase

    transformation). Based on the GursonTvergaardNeedleman

    formulation, Olsen and Zhang (2012) proposed a constitutive

    model for shape memory alloys with micro-voids. The model

    can reproduce phase transformation strain (volumetric and

    deviatoric parts), as well as plastic strain, but not simulta-

    neously. Also, Matrejean et al. (2013) have calibrated the

    material parameters of a dense SMA model in order to be used

    as material parameters for porous SMAs.

    Based on the reviewed literature, the general approach is

    directed towards using constitutive models with lower computa-

    tional cost. In fact, in the design stage, a large number of

    simulations should be performed; therefore, a model with low

    computational cost is appreciated. The focus of these studies has

    been on pseudo-elastic behavior of porous SMAs under uniaxial

    loadings using micromechanical-based or phenomenological

    models. However, due to various applications of pseudo-

    elasticity and shape memory effect of porous SMAs, together

    with their pressure dependency, effective modeling of porous

    SMAs under general multiaxial loading is still a subject of interest.

    In this work, we propose a phenomenological constitutive

    model for phase transformation behavior of porous SMAs. We

    employ a limit function for phase transformation of porous

    SMAs which is pressure dependent. This model is also capable

    to describe the dense SMA behavior when appropriate material

    parameters are utilized. For the analysis of real structures, nite

    element method (FEM) is utilized. In this regard, we develop a

    time discretization method and solution algorithm for the

    proposed model to be adopted into a nite element code for

    the analysis of realistic applications. Due to lack of enough

    experimental data on porous SMAs under multiaxial loadings, a

    method combining the experimental results and computational

    simulations is employed to validate the proposed constitutive

    model for porous SMAs. The model can predict shape memory

    effect and pseudo-elastic behavior of porous SMAs under

    proportional as well as non-proportional multiaxial loadings.

    In the following, a thorough description of the constitutive

    model is presented in Section 2. Time discretization and

    solution algorithm for the proposed model is also discussed.

    In Section 3, a computational method for simulation of

    porous SMAs is presented and validated by comparing the

    results with the available experimental data. The material

    parameter identication and numerical results for different

    thermomechanical loadings are the subjects of Section 4.

    Finally, inSection 5, we discuss and conclude the results.

    2. A constitutive model for porous shapememory alloys

    In this section, a phenomenological constitutive model is pro-

    posed for macroscopic behavior of porous SMAs within the

    framework of continuum thermodynamics. We should high-

    light that experimental evidences reveal that porous SMAs

    exhibit the following behaviors: pseudo-elasticity, shape mem-

    ory effect, pressure dependency and permanent strain.

    Similar to dense SMAs, porous SMAs exhibit the pseudo-

    elasticity and shape memory effect (see e.g., Bernard et al.,

    2012; Aydogmus and Bor, 2012; Shishkovsky, 2012a; Scalzo

    et al., 2009 among others). It is well known in the litera-

    ture that porous materials behavior are pressure dependent

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    (Altenbach and Ochsner, 2010; Gibson and Ashby, 1997).

    Therefore, mechanical behavior of porous SMAs depends on

    hydrostatic pressure as well. In other words, from the

    macroscale viewpoint, the inelastic strain in porous SMAs

    contains both deviatoric and volumetric parts (Olsen and

    Zhang, 2012;Zhu and Dui, 2011). Another behavior, observed

    in both dense and porous SMAs, is evolution of permanent

    strain during phase transformation (Hosseini et al., 2014;

    Bram et al., 2011; Malecot et al., 2006). The evolution of

    permanent strain mainly depends on the microstructure of

    the produced material and level of stress loading. For exam-

    ple,Kohl et al. (2011)produced 51% porous NiTi samples with

    pseudo-elastic behavior (no permanent strain) under 140 MPa

    compressive loading. Meanwhile, in many applications the

    loading is controlled within this limit to avoid permanent

    strain evolution in porous SMAs.

    Therefore, in this study we develop a constitutive model

    for porous SMAs considering the effects of pseudo-elasticity,

    shape memory effect and pressure dependency. Developing

    such a model, it can then be extended to consider permanent

    strain effects. In the following, the constitutive equations are

    rst developed and time-discrete form and solution algo-

    rithm are then presented.

    2.1. Constitutive model development

    In order to develop a successful constitutive model, suitable

    and physically motivated terms for internal variables, limit and

    free energy functions should be presented. Such a model should

    capture physical features and lead to a simple numerical

    procedure. We now propose a general phenomenological con-

    stitutive model for porous SMAs which incorporates pseudo-elasticity and shape memory effect under general thermome-

    chanical loadings. In the following, we neglect permanent

    strain and develop a constitutive model focusing on pseudo-

    elasticity, shape memory effect and pressure dependency.

    Assuming small strains, we consider the additive strain

    decomposition:

    el tr 1

    where , el and tr are total, elastic and transformation strains,

    respectively. Recalling that from a macroscopic viewpoint, por-

    ous SMAs show both deviatoric and volumetric transformation

    strains, we now decompose the transformation strain as

    tr etr

    tr

    31 2

    where etr and tr represent the deviatoric and volumetric

    transformation strains, respectively and 1 is the second-order

    identity tensor. We also decompose the total strain as:

    e

    31 3

    where e and are the deviatoric and volumetric strains,

    respectively.

    To develop a constitutive model for porous SMAs, we

    consider the deviatoric and volumetric strains e, and

    the absolute temperature T as control variables, while the

    deviatoric and volumetric transformation strains etr and tr

    are considered as internal variables. We now introduce the

    Helmholtz free energy function as follows:

    e; ; etr; tr; T el chtrth 4

    where el, ch, tr and th are thermoelastic strain energy,

    chemical energy, transformation strain energy and free energy

    due to temperature change, respectively. It should be noted

    that we do not consider a fully thermomechanical coupled

    model and, as stated, temperature is a control variable.In order to derive the constitutive equations and thermo-

    dynamic forces, the second law of thermodynamics should

    be satised. Starting from the free energy function presented

    in (4), the mechanical dissipation energy Dm is expressed

    using the ClausiusDuhem inequality as follows:

    Dm : _ _ _T

    Z0 5

    where is the stress tensor, is the entropy and dot super-

    script indicates the derivative of a quantity with respect to

    time. Substituting(3) and (4) into (5), we obtain

    Dm s

    e : _e p

    _

    T

    _T

    etr

    : _etr

    tr_

    trZ0 6

    where we have also decomposed the stress into its devia-

    toric and volumetric parts s and p as

    s p1 7

    Following standard arguments, we can derive the consti-

    tutive equations and thermodynamic forces as follows:

    s

    e; p

    ;

    T; Xs

    etr; Xp

    tr 8

    whereXs and Xp are the thermodynamic forces associated to

    the deviatoric and volumetric transformation strains, respec-

    tively. Therefore, the mechanical dissipation inequalityreduces to

    Dm Xs : _etr Xp_

    trZ0 9

    From the macroscale viewpoint, the phase transformation

    occurs in porous SMAs both under shear and hydrostatic

    loadings. We therefore introduce the following limit function:

    F Xeq R 10

    whereRis the radius of the elastic domain and the equivalent

    thermodynamic forceXeq is dened as

    Xeq

    ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiJXs J2 X

    2p

    1 =6

    s 11

    where the parameter shows the dependency of phase

    transformation on hydrostatic pressure and the norm opera-

    tor is dened as JAJ ffiffiffiffiffiffiffiffiffiffiffiffiAijAji

    p . The limit function (11) is

    simple, convex and similar to the yield function already

    proposed byDeshpande and Fleck (2000) for plastic behavior

    of metal foams.

    To satisfy the second law of thermodynamics or the

    dissipation inequality (9), we choose the followingow rules

    for the internal variables:

    _etr _ F

    Xs _

    Xs1 =6

    Xeq12

    _

    tr

    _

    F

    Xp _

    Xp1 =6

    Xeq 13

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    We note that the limit function F is convex and assures

    the dissipation inequality (9). Moreover, the Lagrange multi-

    plier _ satises the KuhnTucker conditions:

    _Z0; Fr0; _F 0 14

    We now introduce an equivalent transformation strain

    rate _

    tr

    eq which is work conjugate to the equivalent thermo-dynamic force. To this end, we use the following denition:

    Xeq _treq Xs : _e

    tr Xp_tr

    15

    Substituting(11)(13) into (15), the equivalent transforma-

    tion strain rate _treq can be derived as

    _treq

    ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi1 =6

    J_etr J2 1

    _

    tr 2 s

    16

    Motivated from (16), an equivalent transformation strain

    tensor tr is dened as a function of internal variablesetr and

    tr such that J_tr

    J _treq

    tr

    ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi1 =6 q

    etr

    ffiffiffiffiffi1

    3

    r tr1

    ! 17

    Thanks to the denition of the equivalent transformation

    strain tensor, we now introduce an appropriate form of the

    Helmholtz strain energy function for porous SMAs. Here, we

    assume linear hardening during phase transformation and

    linear dependency of chemical energy on temperature:

    el12K

    tr 2

    GJeetr J2 3KTT0 ;

    chTTmh iJtr

    J;

    tr12hJ

    trJ

    2 L Jtr

    J

    ;

    th u0 T0

    c TT0 Tln T=T0

    18

    whereK and G are the bulk and shear moduli of porous SMA,

    respectively, h is a material parameter dening the phase

    transformation hardening. Also, Tm is a reference tempera-

    ture associated with the starting temperature of transforma-

    tion, a material parameter related to the dependency of the

    critical stress on the temperature and h iis the positive part

    function. In addition, and c are the thermal expansion

    coefcient and the heat capacity, respectively; while u0and 0are internal energy and entropy at reference temperatureT0.

    Moreover, we introduce the material parameter L corre-

    sponding to the maximum transformation strain reached at

    the end of the transformation during a uniaxial test. To

    satisfy such a constraint, the function L is introduced as

    L Jtr

    J

    0 if Jtr JrL

    1 otherwise

    ( 19

    Substituting (18) into (4), we obtain the Helmholtz freeenergy function as

    e; ; etr; tr; T

    12K tr

    2GJeetr J2 3KTT0

    TTmh iJtr

    J

    12h Jtr

    J2 L J

    trJ

    u0 T0

    c TT0 Tln T=T0

    20

    Fig. 1 Computational model for a porous SMA sample with 8000 elements (porosity is represented by white elements):

    (a) 10% porosity and (b) 40% porosity.

    Table 1Proposed constitutive model for porous SMAs inthe time-continuous frame.

    External variables: e; ; TInternal variables: e tr; tr

    Material parameters: K; G; h;; T0; ; L; R;

    Constitutive equations and thermodynamic forces:

    s 2G e etr

    ; p K tr 3TT0

    Xp

    tr p p ; Xs

    etr s s

    Xeq

    ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiJXs J2 X

    2p

    1 =6

    s ; Jtr J

    ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi1 =6

    Jetr J2 1 tr 2 r

    s 1 =6 etr

    Jtr

    JTTmh i hetr

    p 1 =6

    tr

    Jtr

    JTTmh i h

    tr

    Limit function:

    F Xeq R

    Evolution equations:

    _etr _ F

    Xs _

    Xs1 =6

    Xeq

    _tr

    _ F

    Xp _

    Xp1 =6

    Xeq

    KuhnTucker conditions: _Z0; Fr0; _F 0

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    Therefore, constitutive equations and thermodynamic

    forces (8) may be expressed as

    s

    e 2G eetr

    ;

    p

    K tr 3TT0

    ;

    T

    0 3KTTmh iJ

    tr

    JTTm cln T=T0

    ; 21

    Xs

    etr ss;

    Xp

    tr pp

    where the tensor s and the scalarp are

    s 1 =6 etr

    Jtr

    JTTmh i he

    tr

    22

    p 1 =6

    tr

    Jtr

    JTTmh i h

    tr

    23

    The variable results from the saturation function sub-

    differential and is dened as

    0 0.5 1 1.5 2 2.5 3 3.5 420

    0

    20

    40

    60

    80

    100

    Axial strain [ % ]

    Axialstress[MPa]

    1000

    8000

    27000

    0 0.5 1 1.5 2 2.5 3 3.5 410

    0

    10

    20

    30

    40

    50

    60

    70

    80

    90

    Axial strain [ % ]

    Axialstress[M

    Pa]

    Fig. 2 Convergence study for the CSM of a 60% porous SMA sample: (a) mesh renement and (b) different random mesh

    patterns.

    Table 2 Material parameters of dense SMA model adopted fromZhao et al. (2005).

    E (GPa) h(MPa) (MPa K1) Tm (K) L (%) R(MPa)

    68 0.33 17,280 4.6 296 4.9 86 0

    0 1 2 3 4 50

    200

    400

    600

    800

    1000

    1200

    1400

    Strain [ % ]

    Stress[MPa]

    dense SMA, Zhao et al., 2005 (experiment)

    dense SMA, present work (CSM)

    0 1 2 3 4 50

    100

    200

    300

    400

    500

    600

    700

    800

    900

    1000

    Strain [ % ]

    Stress[MPa]

    13% porous SMA, Zhao et al., 2005 (experiment)

    13% porous SMA, present work (CSM)

    Fig. 3 Comparison of the CSM results with experiments under uniaxial loading: (a) stressstrain curve for dense SMA and

    (b) stressstrain curve for 13% porous SMA.

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    0 if Jtr JoL

    Z0 if Jtr J L

    ( 24

    Briey, compared to dense SMA models, we introduced a

    new volumetric internal variable and a pressure dependent

    convex limit function. Moreover, to introduce the Helmholtz

    free energy function, we dened an equivalent transformation

    strain tensor based on the limit function. The evolution of the

    internal variables (volumetric and deviatoric parts) was deter-

    mined using an associative ow rule.

    We remark that when the parameter 0, the model degen-

    erates to a dense SMA model1 similar to the model originally

    proposed bySouza et al. (1998) and improved by Auricchio and

    Petrini (2004)andArghavani (2011a,b).The proposed porous SMA

    model in the time-continuous frame is summarized inTable 1.

    2.2. Time discretization and solution algorithm

    Assuming to be given the state sn; pn; etrn;

    trn at time tn, the

    actual total strain e; and temperature T at time tn1, the

    updated values can be computed using an implicit backward

    Euler method. It should be noted that for notation simplicity

    here, and in the following, we drop the subindex n 1 for all

    variables computed at timetn1. The discretized constitutive

    equations are as follows:

    0 1 2 3 4 5 6 70

    50

    100

    150

    200

    250

    300

    350

    Strain [ % ]

    Stress[MPa]

    0 1 2 3 4 5 6 70

    50

    100

    150

    200

    250

    300

    350

    Strain [ % ]

    Stress[MPa]

    0 1 2 3 4 5 6 70

    50

    100

    150

    200

    250

    300

    350

    Strain [ % ]

    Stress[MPa]

    0 1 2 3 4 5 6 70

    50

    100

    150

    200

    250

    300

    350

    Strain [ % ]

    Stress[MPa]

    Fig. 4 Comparison of the CSM results with the micromechanical averaging approach and the unit cell FEM under uniaxial

    loading for (a) dense SMA, (b) 10% porous SMA, (c) 20% porous SMA, and (d) 40% porous SMA.

    Table 3 Material parameters of dense SMA model adopted from Entchev and Lagoudas (2002).

    E(GPa) h(MPa) (MPa K1) Tm (K) L (%) R (MPa)

    70 0.33 1550 5.72 303 7.0 68.6 0

    j o u r n a l o f t h e m e c h a n i c a l b e h a v i o r o f b i o m e d i c a l m a t e r i a l s 4 2 ( 2 0 1 5 ) 2 9 2 3 1 0 297

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    0 1 2 3 4 50

    50

    100

    150

    200

    250

    300

    350

    400

    Strain [ % ]

    Stress[MPa]

    dense SMA

    10% porous SMA

    20% porous SMA

    40% porous SMA

    60% porous SMA

    0 1 2 3 4 50

    20

    40

    60

    80

    100

    120

    140

    160

    180

    200

    Strain [ % ]

    Stress[MPa]

    dense SMA

    10% porous SMA

    20% porous SMA

    40% porous SMA

    60% porous SMA

    Fig. 5 Stressstrain curves of dense and porous SMAs with different porosities under uniaxial loading: (a) pseudo-elastic

    behavior (T310 K) and (b) shape memory effect (T220 K).

    Table 4 Material parameters of dense SMA model adopted fromSittner et al. (1995).

    E (GPa) h (MPa) (MPa K1) Tm (K) L (%) R(MPa)

    53 0.36 1000 2.1 245 4.0 72 0

    0 0.5 1 1.5 2 2.5 3 3.5 4 4.50

    100

    200

    300

    400

    500

    600

    Volumetric strain [ % ]

    Hydrostaticstress[MPa]

    dense SMA

    10% porous SMA

    20% porous SMA

    40% porous SMA

    60% porous SMA

    0 1 2 3 4 5 6 70

    50

    100

    150

    200

    250

    300

    350

    400

    450

    Volumetric strain [ % ]

    Hydrostaticstress[MPa]

    dense SMA

    10% porous SMA

    20% porous SMA40% porous SMA

    60% porous SMA

    Fig. 6 Hydrostatic stressvolumetric strain curves of dense and porous SMAs with different porosities under hydrostatic

    loading: (a) pseudo-elastic behavior (T310 K) and (b) shape memory effect (T220 K).

    Table 5 Material parameters determined for the proposed model.

    Porosity(%) E(GPa) h (MPa) (MPa K1) Tm (K) L (%) R(MPa)

    10 45.2 0.35 922 1.91 245 4.0 61.2 0.095

    20 37.8 0.33 851 1.56 245 4.1 52.3 0.195

    40 22.2 0.29 715 0.91 245 4.2 33.5 0.581

    60 8.64 0.23 346 0.38 245 4.8 13.9 1.140

    j o u r n a l o f t h e m e c h a n i c a l b e h a v i o r o f b i o m e d i c a l m a t e r i a l s 4 2 ( 2 0 1 5 ) 2 9 2 3 1 0298

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    p

    K tr

    s

    e 2G eetr

    Xs s 1 =6

    etr

    Jtr

    JTTmh i hetr

    Xpp 1 =6

    tr

    Jtr

    JTTmh i h

    tr

    etr etrn Xs

    1 =6

    Xeq

    tr trn Xp

    1 =6

    XeqF FXs; Xp Xeq Rr0

    Jtr

    JrL

    8>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>:

    25

    where n is the consistency parameter that is time

    integrated over the interval tn; t. To solve the time-discrete

    constitutive equations, we use an elastic predictorinelastic

    corrector procedure. The algorithm assumes the step is

    elastic and evaluates elastic trial state, in which the inter-

    nal variable remains constant. The admissibility of the trial

    functions with (25)7 is then veried. If the trial states are

    admissible, the step is elastic; otherwise, the step is inelasticand the internal variables have to be updated through

    integration of the evolution equations. To this end, we

    assume the step is unsaturated (Jtr JoL) and rewrite con-

    stitutive equations (25) in the residual form as follows:

    RXs Xs sTR 2G Xs

    1 =6

    Xeq

    1 =6

    TTmh i etr

    Jtr

    J hetr

    0

    RXp Xp pTR K

    Xp1 =6

    Xeq

    1 =6

    TTmh i

    tr

    Jtr

    J htr

    0

    R

    Xeq R 0 26

    0 0.5 1 1.5 2 2.5 3 3.5 40

    20

    40

    60

    80

    100

    120

    140

    160

    180

    200

    Axial strain [ % ]

    Axialstress[MPa]

    10%CSM

    10%Proposed Model

    0 0.5 1 1.5 2 2.5 3 3.5 40

    20

    40

    60

    80

    100

    120

    140

    160

    180

    200

    Axial strain [ % ]

    Axialstress[MPa]

    20%CSM

    20%Proposed Model

    0 0.5 1 1.5 2 2.5 3 3.5 4 4.5

    0

    50

    100

    150

    Axial strain [ % ]

    Axialstress[MPa]

    40%CSM

    40%Proposed Model

    0 1 2 3 4 5 6

    0

    10

    20

    30

    40

    50

    60

    70

    80

    90

    Axial strain [ % ]

    Axialstress[MPa]

    60%CSM

    60%Proposed Model

    Fig. 7 Comparison of stressstrain curves for shape memory effect in porous SMAs (T220 K) under uniaxial loading for

    different porosities: (a) 10%, (b) 20%, (c) 40%, and (d) 60%.

    1From the mathematical viewpoint, lim-0Xeq J Xs J and

    upon substitution of (23) and (21)5

    into (13), it is concluded that_tr O ; therefore lim-0 _treq J _e

    trJ .

    j o u r n a l o f t h e m e c h a n i c a l b e h a v i o r o f b i o m e d i c a l m a t e r i a l s 4 2 ( 2 0 1 5 ) 2 9 2 3 1 0 299

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    If the solution of non-linear equations(26)are admissible

    with (25)8 the step is unsaturated; otherwise, we rewrite

    Eqs.(25)with the unknown variable as follows:

    RXs Xs sTR 2GXsXeq

    1 =6

    TTmh i etr

    Jtr

    J hetr

    0

    RXp Xp pTR K

    XpXeq

    1 =6

    TTmh i

    tr

    Jtr

    J htr

    0

    R Xeq R 0

    R J tr JL 0 27

    where sTR andpTR are trial states for deviatoric and hydrostatic

    stresses, respectively. In order to solve the nonlinear equations

    (26) and(27), we employ the NewtonRaphson method described

    in Appendix. For more details on the solution algorithm, see

    Arghavani et al. (2011a)andAuricchio and Petrini (2004).

    3. Computational simulation

    The available experimental data on porous SMAs are not

    sufcient and are limited to uniaxial loadings. Therefore, they

    cannot be used to study the transformation strain in a purehydrostatic loading. To this end, we employ a computational

    simulation method (CSM) to calibrate the proposed model

    (Table 1) for the behavior of porous shape memory alloys.

    In the CSM, we use a dense SMA constitutive model and a

    3D nite element mesh (in which porosities are modeled as

    elements with very low stiffness) to study the behavior of

    porous SMAs. In this regard, we rst present the computa-

    tional simulation method (CSM). The CSM results are then

    validated using the available experimental data in compres-

    sion loading. Finally, the CSM results in different loading

    conditions are utilized to calibrate the proposed constitutive

    model for thermomechanical behavior of porous SMAs.

    0 0.5 1 1.50

    50

    100

    150

    200

    250

    300

    350

    400

    450

    Volumetric strain [ % ]

    Hydrostaticpressur

    e[MPa]

    10%CSM

    10%Proposed Model

    0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.80

    50

    100

    150

    200

    250

    300

    Volumetric strain [ % ]

    Hydrostaticpressur

    e[MPa]

    20%CSM

    20%Proposed Model

    0 0.5 1 1.5 2 2.5 30

    20

    40

    60

    80

    100

    120

    Volumetric strain [ % ]

    Hydrostaticpressure[MPa]

    40%CSM

    40%Proposed Model

    0 0.5 1 1.5 2 2.5 3 3.5 4 4.50

    5

    10

    15

    20

    25

    30

    35

    40

    Volumetric strain [ % ]

    Hydrostaticpressure[MPa]

    60%CSM

    60%Proposed Model

    Fig. 8 Comparison of hydrostatic pressurevolumetric strain curves for shape memory effect in porous SMAs (T220 K)

    under hydrostatic loading for different porosities: (a) 10%, (b) 20%, (c) 40%, and (d) 60%.

    j o u r n a l o f t h e m e c h a n i c a l b e h a v i o r o f b i o m e d i c a l m a t e r i a l s 4 2 ( 2 0 1 5 ) 2 9 2 3 1 0300

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    3.1. Computational simulation method (CSM)

    Due to the fabrication methods of porous SMAs, the pores

    are not regularly distributed and the pore size varies

    between 100 and 500 m. Therefore, methods which assume

    regular distribution predict the critical stress of phase

    transformation more than reality. In the present method,the pores are randomly distributed which could be a good

    estimation if the pore sizes are rened adequately. In this

    regard, we consider an RVE which is constructed from a cube

    with sides of 1 mm. The commercial nite element software

    ABAQUS was used for modeling. A regular mesh made of

    8000 eight-node brick elements (20 20 20) is generated

    and the porous microstructure is simulated by randomly

    assigning elastic material properties with negligible stiffness

    to a number of these elements according to the porosity

    volume fraction. This modeling approach was also utilized

    by DeGiorgi and Qidwai (2002) and Panico and Brinson

    (2008), where they employed a dense SMA model. For the

    purpose of comparison, here we implement the proposed

    model for porous SMAs a0and also the simplied model

    for dense SMAs 0in a user dened subroutine UMAT in

    ABAQUS.

    Different RVEs of porous SMAs with porosities of 1060%

    were prepared.Fig. 1shows the RVEs with porosities of 10%

    and 40% where the porous microstructure is represented by

    the white elements. We highlight that although the porositypattern may be different from the real one, the macroscale

    behavior of porous SMAs is of good accuracy. We checked the

    convergence of the CSM results by mesh renement as well

    as different random pore patterns for the porosity range of

    interest. Fig. 2 shows the results of pseudo-elastic behavior

    for the case with maximum porosity (60% porous sample

    under axial loading). It is observed from Fig. 2a that the

    results with 8000 and 27,000 elements are almost the same.

    Therefore, the model with 8000 elements used in this study is

    of good accuracy. Also, Fig. 2b explores the results for three

    different random mesh patterns which show that different

    mesh patterns have no considerable effect on macro-scale

    response of the sample. We remark that, since the thermal

    0 0.5 1 1.5 2 2.5 3 3.5 4 4.50

    50

    100

    150

    200

    250

    300

    350

    Axial strain [ % ]

    Axialstress[MPa]

    10%CSM

    10%Proposed Model

    0 0.5 1 1.5 2 2.5 3 3.5 4 4.50

    50

    100

    150

    200

    250

    300

    350

    Axial strain [ % ]

    Axialstress[M

    Pa]

    20%CSM

    20%Proposed Model

    0 0.5 1 1.5 2 2.5 3 3.5 4 4.550

    0

    50

    100

    150

    200

    250

    Axial strain [ % ]

    Axialstress[MPa]

    40%CSM

    40%Proposed Model

    0 1 2 3 4 520

    0

    20

    40

    60

    80

    100

    120

    Axial strain [ % ]

    Axialstress[MPa]

    60%CSM

    60%Proposed Model

    Fig. 9 Comparison of stressstrain curves for porous SMAs (T310 K) under uniaxial loading for different porosities: (a) 10%,

    (b) 20%, (c) 40%, and (d) 60%.

    j o u r n a l o f t h e m e c h a n i c a l b e h a v i o r o f b i o m e d i c a l m a t e r i a l s 4 2 ( 2 0 1 5 ) 2 9 2 3 1 0 301

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    expansion is a secondary effect, we set the thermal expan-

    sion coefcient to zero in the rest of the paper.

    3.2. Validation of the computational approach

    In this section, we rst utilize the experimental results by

    Zhao et al. (2005) to validate the computational simulation

    approach. We also compare the CSM results with those

    predicted by other modeling methods. Entchev and

    Lagoudas (2002) and Qidwai et al. (2001) using micromecha-

    nical averaging approach and unit cell nite element method,

    respectively.

    The material parameters of dense SMA reported inTable 2

    are determined using dense SMA experiment on porous NiTi

    specimens inZhao et al. (2005).Fig. 3shows the stressstrain

    curves of experiment results in comparison with the CSM

    results for dense and 13% porous SMA. Good agreement is

    observed particularly in the forward phase transformation.

    We now compare the CSM results with other modeling

    approaches already discussed. We consider the

    micromechanical averaging approach and the unit cell nite

    element method. Entchev and Lagoudas (2002) and Qidwai

    et al. (2001)used the same dense SMA model and parameters

    Table 3 and studied porous SMA behavior using these two

    methods. The CSM results for different porosities are now

    compared with the two modeling approaches. Fig. 4 com-

    pares stressstrain curves for dense and porous SMAs with

    porosities of 10%, 20% and 40%. In low porosities (10% and

    20%) the CSM and the two approaches exhibit identical

    results. However, in higher porosities (40%) the results of

    the micromechanical approach, the unit cell FEM, and the

    CSM are not similar. We should highlight that for high

    porosities, the micromechanical approach as well as the unit

    cell FEM overestimate the critical stress for transformation

    since the pore morphology of the real material is not periodic.

    Since the pores in real porous SMAs are usually random, the

    results of random mesh RVEs are closer to the real porous

    SMA behavior (DeGiorgi and Qidwai, 2002).

    0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6100

    0

    100

    200

    300

    400

    500

    600

    700

    Volumetric strain [ % ]

    Hydrostaticpressu

    re[MPa]

    10%CSM

    10%Proposed Model

    0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.850

    0

    50

    100

    150

    200

    250

    300

    350

    400

    450

    Volumetric strain [ % ]

    Hydrostaticpressu

    re[MPa]

    20%CSM

    20%Proposed Model

    0 0.5 1 1.5 2 2.5 350

    0

    50

    100

    150

    200

    Volumetric strain [ % ]

    Hydrostaticpressure[MPa]

    40%CSM

    40%Proposed Model

    0 1 2 3 4 510

    0

    10

    20

    30

    40

    50

    60

    70

    Volumetric strain [ % ]

    Hydrostaticpressure[MPa]

    60%CSM

    60%Proposed Model

    Fig. 10 Comparison of hydrostatic pressurevolumetric strain curves for porous SMAs (T310 K) under hydrostatic loading

    for different porosities: (a) 10%, (b) 20%, (c) 40%, and (d) 60%.

    j o u r n a l o f t h e m e c h a n i c a l b e h a v i o r o f b i o m e d i c a l m a t e r i a l s 4 2 ( 2 0 1 5 ) 2 9 2 3 1 0302

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    3.3. Uniaxial and hydrostatic loadings

    In the following, we report the material parameters adopted

    from the experimental results ofSittner et al. (1995) and also

    used by Auricchio and Petrini (2004) for a dense Cu-based

    SMA in Table 4 and study the pseudo-elastic behavior and

    shape memory effect of porous SMAs under uniaxial and

    hydrostatic loadings. Porous RVEs have been generated with

    different porosities of 10%, 20%, 40% and 60%.

    First, the response of the computational model is studied

    under uniaxial loading. The RVE is subjected to axial strain

    with maximum of 4%. The stressstrain curves for different

    porosities are demonstrated inFig. 5a and b at high and low

    temperatures, respectively. The results show that the critical

    stress and hardening of the transformation decrease by

    increasing the porosity. Moreover, the maximum transforma-

    tion strain for porous SMAs increases with porosity under

    uniaxial loading.

    We then study the material behavior under hydrostatic

    loading via the CSM. The hydrostatic stress versus volumetric

    strain, , is plotted in Fig. 6 for porous SMAs with different

    porosities. The simulations were carried out at high and low

    temperatures T310 K and 220 K) to show the pseudo-elastic

    behavior and shape memory effect of porous SMAs, respec-

    tively. Martensitic phase transformation is due to deviatoric

    stress. However, in porous SMAs (with random pores) the

    hydrostatic loading locally generates deviatoric stresses.

    These local stresses induce local transformation strain which

    can be observed in the global behavior of the porous RVE.

    Therefore, porous SMAs exhibit transformation strain even

    under pure hydrostatic loading. While the transformation

    stress decreases with porosity increase, the maximum of

    volumetric transformation strain increases. Moreover, the

    hardening of porous SMAs in hydrostatic loading during

    transformation substantially decreases with porosity

    increase.

    The above results reveal that although the porous SMA

    samples do not exhibit complete linear hardening during

    phase transformation, the behavior is linear in a consider-

    able portion of phase transformation. Also, according to low

    temperature results (Fig. 5b and 6b), the recoverable strain

    (either uniaxial or volumetric) in porous SMAs increases

    0 1 2 3 4 50

    50

    100

    150

    200

    250

    300

    350

    400

    Equivalent strain [ % ]

    Equivalentstress[MPa]

    10%CSM

    10%Proposed Model

    0 1 2 3 4 50

    50

    100

    150

    200

    250

    300

    350

    400

    Equivalent strain [ % ]

    Equivalentstress[MPa]

    20%CSM

    20%Proposed Model

    0 1 2 3 4 50

    50

    100

    150

    200

    250

    Equivalent strain [ % ]

    Equivalentstress[MP

    a]

    40%CSM

    40%Proposed Model

    0 1 2 3 4 5 60

    20

    40

    60

    80

    100

    120

    Equivalent strain [ % ]

    Equivalentstress[MP

    a]

    60%CSM

    60%Proposed Model

    c

    Fig. 11 Comparison of equivalent stressstrain curves for porous SMAs (T310 K) under biaxial loading for different

    porosities: (a) 10%, (b) 20%, (c) 40%, and (d) 60%.

    j o u r n a l o f t h e m e c h a n i c a l b e h a v i o r o f b i o m e d i c a l m a t e r i a l s 4 2 ( 2 0 1 5 ) 2 9 2 3 1 0 303

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    with porosity. Moreover, the hardening coefcient is large for

    lower porosities under hydrostatic loading (Fig. 6). We high-

    light that in the phase transformation region, a considerable

    part of the RVE still deforms elastically.

    It is concluded from the CSM and experimental results

    that porous SMAs have the major features of SMAs. In uniaxial

    loading, due to the stress concentration and triaxiality around the

    pores, phase transformation starts at lower stresses compared to

    500 0 500200

    150

    100

    50

    0

    50

    100

    150

    200

    p [ MPa ]

    s[MPa]

    10% 20% 40% 60%

    B

    A G

    E F

    CD

    2 1.5 1 0.5 0 0.5 1 1.5 28

    6

    4

    2

    0

    2

    4

    6

    8

    Volumetric strain [ % ]

    Shear

    strain[%]

    10%Proposed Model

    10%CSM

    3 2 1 0 1 2 3

    6

    4

    2

    0

    2

    4

    6

    Volumetric strain [ % ]

    Shear

    strain[%]

    20%Proposed Model

    20%CSM

    5 0 5

    6

    4

    2

    0

    2

    4

    6

    Volumetric strain [ % ]

    Shearstrain[%]

    40%Proposed Model

    40%CSM

    6 4 2 0 2 4 68

    6

    4

    2

    0

    2

    4

    6

    8

    Volumetric strain [ % ]

    Shearstrain[%]

    60%Proposed Model

    60%CSM

    Fig. 12 Non-proportional shearhydrostatic loading (square shaped) for different porosities of porous SMAs atT310 K:

    (a) schematic of boundary value problem, (b) shearpressure loading prole, shear strainvolumetric strain outputs for (c) 10%

    porous SMA, (d) 20% porous SMA, (e) 40% porous SMA, and (f) 60% porous SMA.

    j o u r n a l o f t h e m e c h a n i c a l b e h a v i o r o f b i o m e d i c a l m a t e r i a l s 4 2 ( 2 0 1 5 ) 2 9 2 3 1 0304

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    dense SMAs. Moreover, in contrast to dense SMAs, phase

    transformation also occurs under pure hydrostatic loading.

    4. Numerical results of the constitutive modelfor porous SMAs

    In this section, the method employed for material parameter

    identication is rst explained. The model and CSM results

    are then compared and different multiaxial (proportional and

    non-proportional) loadings are studied to show the capability

    of the proposed model in predicting the porous SMA behavior

    under general thermomechanical loadings.

    4.1. Material parameter identication

    In order to determine the material parameters for the proposed

    model, we use the CSM results presented in Section 3.3. The

    parameters of elastic behavior (Eand), limit function (Rand),

    hardening parameter (h) and maximum transformation strain (L)

    are determined using low temperature (martensite phase) CSM

    results under uniaxial and hydrostatic loadings (Figs. 5b and6b).

    Employing high temperature (austenite phase) uniaxial results of

    the CSM, the temperature parameter () is also determined

    (Fig. 5b). Following this method, the material parameters are

    determined for different porosities as reported inTable 5.

    4.2. Comparison of the model and CSM results

    In this section, we use the material parameters identied in

    Table 5and compare the predictions of the proposed model with

    the CSM results. First, the results of shape memory effect at low

    temperature (T220 K) are presented.Fig. 7compares the model

    and CSM results for porous SMAs with porosities of 1060% under

    uniaxial loading which are in good agreement for different por-

    osities. Fig. 8 compares the model and CSM results for porous

    SMAs with porosities of 1060% under hydrostatic loading. It

    reveals that pressure dependency increases with porosity and

    volumetric change of about 4% occurs for highly porous SMAs.

    However, the accuracy of the model results is higher for higher

    0 0.5 1 1.5 2 2.5 3 3.5 4 4.50

    50

    100

    150

    200

    250

    300

    Equivalent strain [ % ]

    Equivalentstress

    [MPa]

    10%CSM

    10%Proposed Model

    0 0.5 1 1.5 2 2.5 3 3.5 4 4.50

    50

    100

    150

    200

    250

    Equivalent strain [ % ]

    Equivalentstress

    [MPa]

    20%CSM

    20%Proposed Model

    0 1 2 3 4 50

    20

    40

    60

    80

    100

    120

    140

    160

    Equivalent strain [ % ]

    Equivalentstress[MPa]

    40%CSM40%Proposed Model

    0 1 2 3 4 5 60

    10

    20

    30

    40

    50

    60

    70

    80

    90

    Equivalent strain [ % ]

    Equivalentstress[MPa]

    60%CSM60%Proposed Model

    Fig. 13 Comparison of equivalent stressstrain curves for porous SMAs (T220 K) under biaxial loading for different

    porosities: (a) 10%, (b) 20%, (c) 40%, and (d) 60%.

    j o u r n a l o f t h e m e c h a n i c a l b e h a v i o r o f b i o m e d i c a l m a t e r i a l s 4 2 ( 2 0 1 5 ) 2 9 2 3 1 0 305

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    porosities. It is due to the difference between hardening behavior

    under uniaxial and hydrostatic loadings for low porosities. The

    results show the capability of the model in describing the shape

    memory behavior of porous SMAs under uniaxial and hydrostatic

    loadings.

    In the following, we verify the model predictions for pseudo-

    elastic behavior at high temperatures.Fig. 9compares the model

    and CSM results for porous SMAs with porosities of 1060%

    under uniaxial loading. The model results are in good agreement

    with the CSM results in forward and reverse transformations.

    Also, the hardening behavior under uniaxial loading is captured

    by the model especially for lower porosities. Moreover, Fig. 10

    compares the model and CSM results for porosities of 1060%

    under hydrostatic loading. The results show the capability of the

    model in predicting pseudo-elastic behavior. Similar to the low

    temperature results, the hardening behavior under hydrostatic

    loading is predicted more accurately for higher porosities. It is

    noted that although the material parameters, except , were

    determined using shape memory effect curves (Figs. 5b and6b),

    the model results are in good agreement with the CSM results.

    While the proposed model employs a single continuum

    element, the RVE of the CSM is non-homogeneous (pores and

    SMA) and consists of thousands of elements. Therefore, the

    computational cost is greatly reduced by utilizing the porous

    SMA constitutive model.

    4.3. The model predictions for general thermomemchanical

    loadings

    In this section, we compare the model predictions and the CSM

    results for the behavior of porous SMAs under general thermo-

    mechanical loadings. It is noted that the computational cost is

    considerably reduced when the proposed model is employed

    instead of the CSM. In the following, we study the model results

    for pseudo-elasticity and shape memory effects of porous SMAs.

    4.3.1. Pseudo-elastic behavior

    To show the capability of the model in different loadings,

    pseudo-elastic behavior of porous SMAs are studied under

    proportional and non-proportional loadings. First, the results

    for a proportional loading atT310 K are presented. InFig. 11

    01

    23

    4

    220

    240

    260

    280

    300

    320

    0

    50

    100

    150

    200

    Strain[%]

    Temperature[K]

    Temperature[K]

    Stres

    s[MPa]

    10%Proposed Model

    10%CSM

    01

    23

    4

    220

    240

    260

    280

    300

    320

    0

    50

    100

    150

    200

    Strain[%]

    Stres

    s[MPa]

    20%Proposed Model

    20%CSM

    01

    23

    4

    220

    240

    260

    280

    300

    320

    0

    50

    100

    150

    Strain[%]

    Temperature[K]

    Stress[MPa]

    40%Proposed Model

    40%CSM

    01

    23

    45

    220

    240

    260

    280

    300

    320

    0

    20

    40

    60

    80

    100

    Strain[%]

    Temperature[K

    ]

    Stress[MPa]

    60%Proposed Model

    60%CSM

    Fig. 14 Comparison of the model and CSM results for shape memory effect of porous SMAs under uniaxial loading for

    different porosities.

    j o u r n a l o f t h e m e c h a n i c a l b e h a v i o r o f b i o m e d i c a l m a t e r i a l s 4 2 ( 2 0 1 5 ) 2 9 2 3 1 0306

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    equivalent stressstrain curves2 of biaxial loading is com-

    pared with the CSM results for different porosities from 10%

    to 60%. The comparison reveals that the model and CSM

    results are in good agreement. The model predicts acceptable

    results at different porosities for forward and reverse trans-

    formations as well as saturated condition.

    To show the pressure dependency of porous SMAs in more

    detail, we now present the model and CSM results at T310 K

    for a boundary value problem of a porous SMA cube under

    shearhydrostatic loading as shown inFig. 12. As demonstrated

    inFig. 12a, we x one edge of the cube and a shear load (s) is

    applied on the opposite edge. Moreover, we simulate hydrostatic

    pressure by applying normal load (p) on otherve edges of the

    cube. The square-shaped loading prole ABCDEFGA is presented

    inFig. 12b for different porosities. To present reasonable results,

    different amplitudes of the loading prole is considered for

    different porosities; the amplitudes decrease with porosity

    increase due to load bearing capability of porous SMAs. Axial

    strainvolumetric strain outputs for the model and CSM are

    shown inFig. 12cf for porosities of 1060%. The results show

    good agreement between the model and CSM for different

    porosities. Therefore, the model is capable of predicting behavior

    under general non-proportional loading.

    Moreover, there is a coupling between shear and volumetric

    responses in all porous SMA samples. This coupling has also

    been observed in non-proportional loadings with inelastic

    strains. In other words, the loading induces both volumetric

    and shear transformation strains thus coupling between shear

    and volumetric responses is observed. Specically, shear loading

    induces volumetric strain in paths BC, DE and FG; while

    hydrostatic loading induces shear strain in paths CD and EF.

    We may also notice that in several paths, one of the strain

    responses reaches a maximum and then goes down. For

    example, in path CD in which only hydrostatic stress changes

    shear strain reaches a maximum and then decreases.

    4.3.2. Shape memory effect

    Here, we show the model predictions for shape memory

    effect of porous SMAs. First, equivalent stressstrain curves

    00.5

    11.5

    2

    220

    240

    260

    280

    300

    320

    0

    100

    200

    300

    400

    500

    600

    Volumetricstrain[%

    ]Volumetri

    cstrain[%]

    Temperature[K]

    Temperature[K]

    Temperature[K]

    Temperature[K]

    Hydrostaticstress[MPa]

    10%Proposed Model

    10%CSM

    0 0.51

    1.5 22.5

    3

    220

    240

    260

    280

    300

    320

    0

    100

    200

    300

    400

    500

    Hydrostaticstress[MPa]

    20%Proposed Model

    20%CSM

    01

    23

    4

    220

    240

    260

    280

    300

    320

    0

    50

    100

    150

    200

    Strain[%]

    Stress[MPa]

    40%Proposed Model

    40%CSM

    0 12 3

    4 56

    220

    240

    260

    280

    300

    320

    0

    20

    40

    60

    80

    Strain[%]

    Stress[MPa]

    60%Proposed Model

    60%CSM

    Fig. 15 Comparison of the model and CSM results for shape memory effect of porous SMAs under hydrostatic loading for

    different porosities.

    2Similar to (11) an d (17), equivalent stress and strain are

    dened as

    eqffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi3

    2

    JsJ2 p2

    1 =6s

    ; eqffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi2

    3 1=6 J

    eJ2

    1

    2 s.

    j o u r n a l o f t h e m e c h a n i c a l b e h a v i o r o f b i o m e d i c a l m a t e r i a l s 4 2 ( 2 0 1 5 ) 2 9 2 3 1 0 307

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    of biaxial loading is compared with the CSM results inFig. 13

    for porosities of 1060%. The results show good agreement in

    different regions (elastic, phase transformation and satura-

    tion) for different porosities.

    Moreover, we demonstrate the model capability in predicting

    the shape memory effect of porous SMAs. The loading consists

    of a mechanical loading (uniaxial or hydrostatic) and a thermal

    loading. InFigs. 14and15, the porous SMA samples are under

    uniaxial and hydrostatic loadings, respectively. The initial tem-

    perature is 220 K that is below the reference temperature Tm.

    Phase transformation occurs due to the mechanical loading and

    by unloading to zero stress, a mechanically unrecoverable strain

    remains. However, this strain is recovered after heating the

    materials above the austenite nish temperature. Finally, cooling

    the strain-free material to the initial temperature does not alter

    its strain or stress state.

    The results show very good agreement under uniaxial

    loading for different porosities as well as under hydrostatic

    loading for higher porosities. This agreement is observed in

    different regions: elastic, phase transformation, saturation and

    recovery due to temperature increase. For the case of hydro-

    static loading on low porosity samples (10% and 20%), since a

    considerable portion of the sample deforms elastically even

    under high levels of stress, the hardening during transforma-

    tion is not predicted well. However, qualitative behavior in all

    regions and quantitative behavior in the elastic region and

    starting of phase transformation are predicted well.

    The model and CSM results show that axial strain recov-

    ery increases by porosity. A complete axial strain recovery of

    about 4.5% is observed for a 60% porous SMA sample (Fig. 14).

    Also, under hydrostatic pressure loading, the volumetric

    strain recovery increases with porosity. Fig. 15 depicts a

    complete volumetric strain recovery of about 5.5% for a 60%

    porous SMA sample.

    5. Summary and conclusions

    Due to the mechanical properties, porous SMAs can be used

    effectively in many applications by controlling porosity especially

    as biomaterials. In this study, we proposed a phenomenological

    constitutive model for porous SMAs which is capable of predict-

    ing phase transformation behavior under general proportional

    and non-proportional loadings. To develop such a model, proper

    internal variables for phase transformation were introduced

    according to pressure dependency of these materials. The free

    energy and limit functions were then adopted. Due to lack of

    enough experimental data, we rst validated a computational

    simulation method (CSM) with the available experiments. The

    CSM was then employed to calibrate the proposed model. While

    utilizing this model signicantly reduces the computational cost

    comparing to the CSM, good agreement between the numerical

    predictions of the model and CSM results was observed in

    various thermomechanical loadings. The results show that the

    recoverable strain in porous SMAs increases with porosity under

    uniaxial or hydrostatic loadings. Also, due to stress concentration

    in porous SMAs, phase transformation starts earlier. Moreover,

    the coupling between shear and volumetric responses is obser-

    ved in non-proportional loading of porous SMAs.

    As a macro-scale model, by adding only one material

    parameter () and one internal variable (tr) for porosity effects,

    and utilizing a simple pressure dependent limit function, the

    proposed model is capable of predicting the behavior of porous

    SMAs. In other words, the model is capable of predicting

    volumetric and deviatoric parts of transformation strain in

    different regions of phase transformation (starting and nishing

    of transformation as well as hardening during transformation).

    Also, temperature dependent behavior is predicted in this

    model. Therefore, due to simplicity together with computa-

    tional efciency, the proposed model can be used for simulation

    and design of the new complex architectured materials and

    biomedical implants made of porous SMAs. By introducing

    higher order terms in the energy function and utilizing more

    parameters for describing behavior of porous SMAs, it is

    possible to capture nonlinear behavior which is observed

    especially at higher strains and under hydrostatic as well as

    non-proportional loading. The proposed constitutive model can

    be extended to include permanent strain, important in the

    applications with high stress levels, which is the subject of

    future works.

    Appendix A

    We use the NewtonRaphson method to solve the nonlinear

    equations(26) and (27). For simplicity, we focus only on the

    case of saturated phase transformation. Eqs. (27) are solved

    for nine unknowns (second-order tensorXs and scalarsXp;

    and ). The coefcients of the linearized equations are as

    follows:

    KL

    RXsXs RXsXp

    RXs RXs

    RXpXs R

    XpXp R

    Xp R

    Xp

    RXs R

    XpR R

    RXs R

    XpR R

    2666666437777775

    28

    The consistent tangent matrix D can be computed as a

    linearization of the stress:

    D d

    d29

    The linearization of volumetric and deviatoric parts of the

    stress and strain tensors are

    dp K 1dtr

    d

    d

    ds 2G Idetr

    de

    :de 30

    d 1 : dde Idev : d 31

    where Idev I13 1 1. To determine the consistent tangent

    matrix, the derivatives dtr=d and detr=de should be deter-

    mined. Linearization of the two internal variables yields

    detr etrXs :dXs etrXp

    dXp etrd e

    tr d

    dtr trXs :dXstrXp

    dXptrd

    tr d 32

    If we now consider equations (27) as functions of

    Xs; Xp;; ; eand , the corresponding linearization gives

    RXsXs :dXsRXs

    Xp dXpRXs

    dRXs dRXse :de RXs d 0

    j o u r n a l o f t h e m e c h a n i c a l b e h a v i o r o f b i o m e d i c a l m a t e r i a l s 4 2 ( 2 0 1 5 ) 2 9 2 3 1 0308

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    RXpXs

    :dXsRXpXp

    dX2 RXpdR

    Xp d R

    Xpe :de R

    Xp d 0

    RXs :dXsR

    XpdXp R

    dR

    dR

    e :de R

    d 0

    RXs :dXs R

    XpdXpR

    dRd R

    e :de R

    d 0 33

    in which

    RXse 2GI; RXs 0

    T

    RXpe 0; RXp KRe 0; R

    0

    Re 0; R 0 34

    Therefore, using(28) and (31) we may rewrite(33) and (34)

    in matrix form as

    dXs

    dXp

    d

    d

    266664

    377775 K 1L

    2GIdevK1T

    0T

    0T

    26664

    37775 :d 35

    Substituting (35) into (32) and the result into (30), we

    obtain

    ds 2G Idev etrXs

    etrXp etr e

    tr

    h iK

    1L

    2GIdevK1T

    0T

    0T

    2666437775

    0BBB@1CCCA :d

    dp K 1T trXs trXp

    tr tr

    h iK

    1L

    2GIdevK1T

    0T

    0T

    26664

    37775

    0BBB@

    1CCCA :d 36

    We now dene the matrices DK and DE as follows:

    DK 1 trXs trXp

    tr

    tr

    h iK

    1L

    2GIdevK1T

    0T

    0T

    2

    6664

    3

    7775

    DE etrXs

    etrXp etr e

    tr

    h iK

    1L

    2GIdevK1T

    0T

    0T

    26664

    37775 37

    The consistent tangent matrix may then be expressed as

    D K 1 1 DK 2G Idev DE 38

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