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R�?------Mayeti Gametchu (617) 573-8921
··JAN.26.2015 NO. 7878 P. 33:15PM SEC-BOSTON OFFICE
UNITED STATES OF AMERICA Before the
SECURITIES AND EXCHANGE COMMISSION
ADMINISTRATIVE PROCEEDING File No. 3-15974
In the Matter of DIVISION OF ENFORCEMENT'S LIST OF PROPOSED EXHIBITS
JAMES E. COHEN, and JOSEPH A. CORAZZI,
Respondents.
At this time, the Division of Enforcement (the "Division'') intends to introduce theexhibits on the attached list at the February 9, 2015 hearing in the above-captioned matter.
Dated: January 26,2015 Respectfully submitted,
Secmities and Exchange Commission 33 Arch Street, 23rd Floor Boston, MA 0211 0
COUNSEL FOR DIVISION OF ENFORCEMENT
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SECUR!TI'ES AND EXCHANGE COMMISSION January 26, 2014 Amended 'Exhibit Ust
Triaf IT EK. # Date Oescriptlof! (N.b., Emails to be introduced as exhibits with the Doe D I Beginning Bates# EXhibit# ac·<:ompanying attachments to such emaUs, if any)
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126 10/19/10 Anaya to Corazzi and Cohen FW 5·8 flling- Prior Auditors
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SEC-Anaya_ Toney-E-0009665 . --.::. . ·
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SEC·Anaya_ Toney-P-iJ000129 1/1/11
'il&J;u�;t \�JiifW:Jffr*-�lrF���;?.�J.��e�;-.�B ���!t�lil��1�:·2,:- , 1/10/11 Anaya to Hand, f-orwarding chain b/tAnaya and Corazzi re: Proposed Joint SEC·Anaya_ Toney-E-0009992 148
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4 1/23/11 Agreement between Watch Harbor Asset Management LLC and Natura!166 Blue ·::... z;:::; :!
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13 1/23/ 11 Agreement between Natural Blue Resources, Inc. and Atlantic Acquisitions NBR0083168 LLC and Atlantic
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Trial IT Ex. It Date Description 1N.b., Emails to be introduced as exhibits with the Doc ID I Begtnn!ng Bates# C">
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L01/26/11 Anaya to Corazzi an{j Cohen FW; Target Date- Completion of St:C-Cohen-E-0007772 "-" '0> --c:> s
1/27/11 Email Murphy to Cohen re: Datameglongs h a ngout re What's wrong with SEC-Cohen-E-0001775 C/:> rn182 C":>this I = 0C/:>
16 1/27/11 Unanimous Written Consent of the Directors of NatLJral Blue Resources re: NBR0356 ---l 0 =
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��"f:;· L:·1m��t 2/3/11 Anaya to Mcintosh, Perry, Hand, cc Collen and Corazzi re: SEC-Cohen-E-0005217190
192
2/8/11 Amended Form 10-Q quarterly period ended September 30, 2010 (filed
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226 11/15/11
SECUR1TIE5AND l:XCHANGE COMMISSION
Amended Exhibit List Description (N.b., !:mails to be lntroduced as exhibits with the accompanying attachments to such emails, if any)
Natural Blue Resources, lnc. Advisory and Management Fee Agreement
for JEC
Audio Re ording and Transcrlpt of Natural Blue Resource Board Meeting
Minutes ofa Special Meeting ofthe Board of Directors of Natural Blue
emall Cohen to Corazzi re: forwarded James Omer email
Page 9 of12
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256 UNDATED Natural Blue Officer and Director Association Chart {demonstrative}
Doc to I Beginning Bates#
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f�-- -_::: _ _ :.J�l}J�-0.<Variol.ls Bank Records {copies of statements, deposit slips, �;a neelied checks, and SEC·BOA-0000001 through SEC-BOA-0000489
258 wire remittances} for Natural Blue, Inc.'s Bank of America accounts from
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9
By Overnight SECRETAftrJ
Proceeding
~
.IAN. 26. 2015 3:15PM SEC-BOSTON OFFICE
DIVlSJON OF ENFORCl!;MENT
Fax and Mail
NO. 7878 P. 2
UNITED STATES SECURITI!i:S AND EXCHANGE COMMISSION
Boston Regional Office
33 Arch St., 23rd Floor Bpston, MA 02110-1424
Tefecopkr: (617) 573-4590
/ January 26,2015
Mr. Brent fjelds Office oft.he Secretary Securities & Exchange Commission 100 F Street, N.E. Washington DC 20549
RECEIVED JAN 2"£2015
OfFICE OF THE
Re: In the Matter ofNatural Blue Resources, Inc., James E. Cohen, and Joseph Corazzi, Respondents
three copies ofthe Division's R;evised Exhibit List, Expert Report and Pre-Hearing Brief.
.....
Stephanie DeSisto Paralegal
Joseph Corazzi, Pro Se (by electronic and overnight mail)
Administrative File No. 3-1597 4
Dear Secretary Fields:
Relative to the above Administrative Proceeding, enclosed please find an original and
cc: Honorable Carol Fox Foelak (by electronic mail) Maranda Fritz (counsel for Respondent Cohen) (by electronic and overnight mail)
From:. Wl1J-BQOO
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JAN. 26. 2015 3:15PM SEC-BOSTON OFFICE NO. 7878 P. 1
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Boston Regional Office 33 Arch street, 23rd Floor
Boston. Massachusetts 02110-1424
RECEIVED JAN 24 2015
OFFlCE OF THE SECRETARY
FAX TRANSMIITAL SHEET
. f?wu Telephone Number: (617) 573 &'9'Jf/Telecopier Number: (617) 573-4590
(Date)PLEASE DELIVER THE FOLLOWING PAGES TO:
Name: 6PAte- rhf company: SFL-Fax: 3- oiS . . . Telephone Number. ..
Total Number of ages. (incl ding ver sh t): _j/1.
MI'$S'>GE; AP. . J);Ji, .. , . .
. .
CONFIDIAUTY NOTE: llilS FACSJMILE :mANSMlSSION IS INTENDED. ONLY FOR THE PERSON TO V\IHOM.rr IS ADDRESSED .AND MAY. CONTAIN". INFORMATION ntA"r IS PRMlEGe>, CONFlDENTlAl OR 'OlliERWISE PROTECTED . FROMblscLOSURE.. . DISSEMINATlON, bfSTRJSOTION OR COPYiNG Of TH1S fAGSIMIU: OR .llfE· INfORMt'\llOtl HEREJN flY·
AtfYONE Q'n-jER n-ti\N THE ll'ffatDED RECIPlarr IS PROHIBITED- IF YOU HAVE ReCEJVeO 'JliiS FACSlMll.E TFW4SMISSlON IN EMORPlEASE RETURN IT TO THE u..s: SEcuRmESAND EXCHAnGE COMMISSION eY MAIL . '
I( jw do not :alf tile pages. please call immediately. · .l:JsharelJ>.arker\fax CD'Iet Sheets\Generic Fax:.cOvec Sheei.DOC