(8 2) Film Preparation PVD[1]

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    Physical Vapor Deposition (PVD)

    Vacuum evaporation

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    Vacuum evaporation

    Material is heated to attain gaseous state

    Carried out under high vacuum (10-7 torr, or 10-4 ~10-5Pa)

    Advantages

    Films can be deposited at high rates (~0.5 m/min)

    Low energy atoms (~0.1 eV) leave little surface damage

    Little residual gas and impurity contamination due to high vacuum

    No substrate heating

    Inexpensive

    Limitations

    Difficult to control alloy compounds

    Poor step coverage

    Nonuniformity of coverage over wafer or multiple wavers

    Resistive heating evaporation

    Simple, Robust, Inexpensive

    Can only reach temperatures of1800C Uses W, Ta, or Mo filaments to heat sources

    Typical filament currents are 200-300A

    Exposes substrate to visible and IR radiation

    Typical rates are 0.1-2 nm/sec

    Materials

    Au, Ag, Al, Sn, Cr, Ti, Cu

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    Evaporation system requirements

    Vacuum:

    10-6 torr for medium quality films

    Cooling water

    Hearth

    Bell Jar

    Mechanical Shutter

    Evaporation rate is set by temperature of source, can

    not be turned on and off rapidly. A mechanical shutter

    allows control of start and stop times.

    Electrical Power

    Either high current or high voltage: typically 1-10kW

    Evaporation support materials

    Metals Tungsten (W): MP = 3380C Tantalum (Ta): MP = 3000C Molybdenum (Mo): MP = 2620C

    Ceramics Graphitic Carbon (C): MP = 3700C Boron Nitride (BN): MP = 2500C Alumina (Al2O3) MP = 2030C

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    Resistive heating elements

    Electron beam heated evaporation source

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    Electron beam properties

    More complex than resistive heating but extremely

    versatile

    Can achieve temperatures > 3000C Uses evaporation crucibles in a copper hearth

    Typical emission voltages: 8-10 kV can produce

    x-rays

    Typical deposition rates 1-10 nm/sec

    Evaporant Materials:

    Everything resistance heating uses plus

    Ni, Pt, Ir, Rh, Ti, V, Zr, W, Ta, Mo

    Al2O3, SiO, SiO2,SnO2, TiO2, ZrO2

    Adsorption

    Adsorption is the sticking of a particle to the surface

    Physisorption:

    The impinging molecule loses kinetic energy to thermal

    energy within some residence time, and the lower energy of

    the molecule does not allow it to overcome the threshold thatis needed to escape

    Chemisorption:

    The impinging molecule loses its kinetic energy to a

    chemical reaction which forms a chemical bond between it

    and other substrate atoms.

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    Condensation

    The molecules impinging on the surface may:

    Adsorb and permanently stick where they land (rare)

    Adsorb and diffuse around the surface to find an

    appropriate site

    Adsorb and desorb after some residence lifetime.

    Immediately reflect off the surface

    Incident vapor molecules normally have a kinetic energy

    much higher than kT of the substrate surface

    Whether they stick depends on how well it can equilibrate

    with the substrate surface giving up enough energy so that

    it does not have enough to escape

    Condensation control

    Control of condensation of the evaporant is achieved

    through control of the substrate temperature

    Higher substrate temperature

    Increases thermal energy of adsorbed molecules

    Shortens the residence time

    Increases surface diffusivity of adsorbed molecules

    Performs annealing of deposited film

    Substrate heaters

    IR lamps from frontside

    Heater coils from backside

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    Kinetic theory of gases

    PV=nRT n=PV/RT concentration of gas

    At STP n ~ 2.7 x 1019 molecules/cm3

    Standard pressure

    1 atm = 760 mmHg = 760 torr = 1.013 x 105 Pa

    Mean Free Path (): mean distance a moleculetravels before colliding with another molecule

    for 10-4 Pa = 60m Line of sight travel no collisions

    ndpd

    kT

    22

    707.0

    2 ==

    Flux

    Can calculate the bombardment rate of molecules on the surface

    (Flux) # of molecules per area per second

    Used to estimate the deposition rate

    sec)/(1063.2

    2

    220

    == cmmoleculesMT

    P

    mkT

    P

    M: molecular weight

    P: Pressure (Pa)

    T: Temp in Kelvin

    K: Boltzman Coef.

    m: mass of molecule

    Pressure : P

    P

    mkTNNt

    ss 2=

    =

    assumes each molecule sticks

    t: time to form monolayer

    Ns: surface density (molecules/cm2)

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    Evaporation Source Position

    Molecular Beam Epitaxy (MBE)

    Insert sampleand heatmaterialsources

    Open shutters

    Monitorcondensationandsublimation

    Closeshutters

    Removesample

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    Molecular Beam Epitaxy (MBE)

    Molecular Beam Epitaxy (MBE)

    Actually Evaporation, not CVD

    Requires Ultra-High vacuum (10-10 torr)

    Shuttered effusion cellscontain very pure samples ofthe target material.

    Shutters are opened and exposed to an electron beamwhich vaporizes the target material.

    Wafer surface is heated to promote epitaxial filmgrowth.

    Wafer is rotated to improve uniform film growth.

    MBE allows for the creation of very specialized devices:

    - mono-atomic sandwiched layers are possible

    A favorite toy of research laboratories, but is also usedin the mass-production of gallium arsenide devices.

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    Physical Vapor Deposition (PVD)-- Sputtering

    Uses high energy particles (plasma) to dislodge atoms

    from source surface

    Carried out in low-medium vacuum (~10-2 torr)

    Advantages Can use large area targets for uniformity of film

    Easy thickness control via time

    Easy to deposit alloys and compounds

    Good step coverage

    No x-ray damage

    Sputter Station

    Magnetic field used to confine plasma and electric field used to

    accelerate

    DC plasma used for conductive metals

    RF plasma used for nonconductive dielectrics

    Several targets can mix or due layers without breaking vacuum

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    RF Sputter System

    Magnetron Sputter Deposition

    Sputter Deposition Systems

    E

    DC Sputter Deposition

    Physical Vapor Deposition (PVD)-- DC Sputtering

    Uses plasma to sputter target, dislodging atoms whichthen deposit on wafers to form film. Higher pressures than evaporation - 1-100 mtorr. Better at depositing alloys and compounds thanevaporation.

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    Physical Vapor Deposition (PVD)-- RF Sputtering

    For DC sputtering, target electrode is conducting.

    To sputter dielectric materials use RF power source.

    Due to slower mobility of ions vs. electrons, the plasma biases

    positively with respect to both electrodes. (DC current must be zero.) continuous sputtering. When the electrode areas are not equal, the field must be higher at thesmaller electrode (higher current density), to maintain overall currentcontinuity

    Physical Vapor Deposition (PVD)-- RF Sputtering

    Thus by making the target electrode smaller,sputtering occurs "only" on the target. Waferelectrode can also be connected to chamberwalls, further increasing V1/V2.

    The wafer electrode can be separately biased(RF), which allows cleaning or controlledsputtering of the wafer with Ar+ ions (bias-sputterdeposition).

    This can allow more conformal depositionbecause the ions are highly nondirectional andsputter selectively.

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    Comparison of evaporation and sputtering

    EVAPORATION

    Low energy atoms

    High vacuum path

    Few collision

    Line-of-sight deposition

    Little gas in film

    Larger grain size

    Fewer grain orientations

    Poorer adhession

    SPUTTERING

    High energy atoms

    Low vacuum, plasma path

    Many collision

    Less line-of-sight deposition

    Gas in film

    Smaller grain size

    Many grain orientations

    Better adhession

    Pulsed Laser Deposition System

    Target: metals, semiconductors

    Laser: UV, 10 ns pulses

    Vacuum: Atmospheres to ultrahigh vacuum

    Film thickness: typically 100-200 nm.

    Deposition rate: 0.1 nm/pulsehttp://www.physandtech.net/

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    Advantages of Pulsed Laser Deposition

    Flexible, easy to implement

    Growth in any environment

    Exact transfer of complicated materials (YBCO)

    Variable growth rate

    Epitaxy at low temperature

    Resonant interactions possible (i.e., plasmons in metals,absorption peaks in dielectrics and semiconductors)

    Atoms arrive in bunches, allowing for much more controlleddeposition

    Greater control of growth (e.g., by varying laserparameters)

    Uneven coverage

    High defect or particulate concentration

    Not well suited for large-scale film growth

    Mechanisms and dependence on parameters not well understood

    Disadvantage:

    PLD with ultrafast (

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    Optimization of PLD Parameters

    PLD technique is one of the most popular and effectivetechniques used in the present days for the deposition of thinfilms. In this technique, a pulsed laser is directed on a solidtarget. The nanosecond laser pulse is focused to give anenergy density sufficient to vaporize a few hundredangstroms of surface material in the form of neutral or ionicatoms and molecules with kinetic energies of a few eV, whichthen get deposited onto the substrate.

    The plasma temperature is high (~ 103 K) and the evaporantsbecome more energetic when they pass through the plume.This affects the film deposi tion in a positive manner due toincrease in the adatom surface mobility.

    Use of short pulses helps to maintain high laser pow erdensity in a small area of the target and produces congruentevaporation.

    Deposition parameters: substrate temperature, laser fluence,pulse repetition rate, and target substrate distance.

    Glancing Angle Deposition (GLAD)

    GLAD UHV deposition system

    Kevin Robbie et al.,J. Vac. Sci. Technol. A15 (1997) 1460; B16 (1998) 1115.

    Rev. Sci. Instrum. 75 (2004) 1089.

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    Glancing Angle Deposition (GLAD)

    GLAD is based on thin film deposition, by evaporation or sputtering, and employs

    oblique angle deposition flux and substrate motion to allow nanometer scale control

    of structure in engineered materials.

    Glancing Angle Deposition (GLAD)

    Stationary substrate

    Tangent rule: tan() = (1/2) tan () (when is small; poor when > 50)(Nieuwenhuizen and Haanstra, Philips Tech. Rev.27 (1966) 87.)

    Tait relationship: = asin ((1-cos())/2) (when is large)(Tait, Smy, Brett, Thin Solid Films 226 (1993) 196.)

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    Glancing Angle Deposition (GLAD)

    Staionary substrate, one evaporation source, Cr films

    Glancing Angle Deposition (GLAD)

    Stationary substrate, two evaporation sources, SiO2 films

    Independent control of column angle and film porosity. The porosity is constant, the

    column angle is controlled between the inclined and vertical angles.

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    Glancing Angle Deposition (GLAD)

    Various nanostructures obtained in GLAD thin films

    Glancing Angle Deposition (GLAD)

    Various nanostructures obtained in GLAD thin films

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    Glancing Angle Deposition (GLAD)

    GLAD is based on thin film deposition, by evaporation or sputtering, and employs

    oblique angle deposition flux and substrate motion to allow nanometer scale control

    of structure in engineered materials.

    flux arrived from

    the right for the

    entire deposition

    the direction of arrival

    of the flux was

    alternated from the

    left and right 12 times

    during deposition

    the substrate

    was rotated

    continuously

    during deposition

    a combination of the

    techniques used in b)

    and c). The substrate

    was rotated in 90

    degree steps during

    deposition.

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    2/1

    1 )/( gUch =

    h: film thickness;

    U: substrate speed;

    : liquid viscosity;

    : liquid density;

    c1: ~0.8 for Newtonian liquid

    2/11/6

    LV

    2/3 )(/)(0.94 gUh =When U and are not high enough,

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    2/12

    0

    2

    0 )3/41/()( thhth +=h0: initial thickness; t: time : liquid density;

    : angular velocity; : liquid viscosity;

    3/1

    2

    m3

    AAfinal ))(/-(1 2A

    =h AAoff-spinoff-spinfinal /mhtt +=

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    Nonhydrolytic Sol-gel

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    Nonhydrolytic Sol-gel