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1 An Introduction to TOGAF An Overview TOGAF (The Open Group Architecture Framework) September 2008 – <onSite in Rome>

75265149 EA Session 04 Overview of TOGAF

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Page 1: 75265149 EA Session 04 Overview of TOGAF

1

An Introduction to TOGAF

An Overview TOGAF (The Open Group Architecture Framework)

September 2008 – <onSite in Rome>

Page 2: 75265149 EA Session 04 Overview of TOGAF

Copyright © 2008 Accenture All Rights Reserved.

Agenda

Overview of EA

Overview of TOGAF

TOGAF v8

Value of TOGAF

Comparison with ADM

TOGAF v9

Page 3: 75265149 EA Session 04 Overview of TOGAF

Overview of Enterprise Architecture

Collection of organisations that share common set of goals

• Government agency• Part of a corporation• Corporation

Large corporations comprise multiple enterprises

May be an “Extended enterprise” Including partners, suppliers and customers

Fundamental organisation of something, embodied in

Its components,

their relationships to each other and the environment,

And the principles governing its design and evolution

•More extended enterprises•More co-operative IT operations•Greater publicity to failures•Increase in litigation•Audit requirements

Enterprise: Architecture:

Drivers:

Laws and regulations• Clinger-Cohen Act (US Information Technology Management Reform Act 1996)• EU Directives on the Award of Public Contracts• Sarbanes-Oxley

An Enterprise Architecture supports the business by providing the fundamental technology and process structure for an IT strategy. This in turn makes IT a responsive asset for a successful modern business strategy.

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Why Enterprise Architecture?

Effective management and exploitation of information through IT is key to business success

Good information management = competitive advantage

Current IT systems do not really meet the needs of business

• Fragmented, duplicated

• Poorly understood

• Not responsive to change

Investment in Information Technology

• Focused on system maintenance

• Tactical developments rather than a strategic plan

Individual Capability Blueprints

Enterprise view of

capabilities required to

execute strategy

A good Enterprise Architecture enables you to achieve the right balance betweenIT efficiency and business innovation.

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Levels of Architecture

The levels of Architecture consist of the Business Architecture, Information Systems Architecture and Technology Architecture.

Source: The Open Group, Architecting the Enterprise

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The importance of Governance

An Enterprise Architecture is only as good as the decision making framework that is established around it ”governance” framework

The Governance Framework depends on a clear authority structure and the right participants

Governance looks at the way in which decisions are made, who is responsible for them, who is involved and who is accountable?

Governance:

• Increased transparency of accountability, and informed delegation of authority

• Controlled risk management

• Protection of the existing asset base through maximising re-use of existing architectural components

• Proactive control, monitoring, and management mechanisms

• Process, concept, and component re-use across all organisational business units

• Value creation through monitoring, measuring, evaluation, and feedback

• Increased visibility supporting internal processes and external parties’ requirements

Benefits:

The adoption of governance into TOGAF aligns the framework with current business best practice and also ensures a level of visibility, guidance, and control that will support all architecture stakeholder requirements and obligations.

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Architecture Framework

An architecture framework is a toolkit which can be used for developing a broad range of different architectures.

It should describe a method for designing an information system in terms of a set of building blocks, and for showing how the building blocks fit together.

It should contain a set of tools and provide a common vocabulary.

It should also include a list of recommended standards and compliant products that can be used to implement the building blocks.

Using an architecture framework will speed up and simplify architecture development, ensure more complete coverage of the designed solution, and make certain that the architecture selected allows for future growth in response to the needs of the business.

Page 8: 75265149 EA Session 04 Overview of TOGAF

Copyright © 2008 Accenture All Rights Reserved.

Agenda

Overview of EA

Overview of TOGAF

TOGAF v8

Value of TOGAF

Comparison with ADM

TOGAF v9

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The Components of TOGAF

A set of methods and tools for developing a broad range of different IT architectures.

TOGAF is an architecture framework — The Open Group Architecture Framework. It enables you to design, evaluate, and build the right architecture for your organisation.

The key to TOGAF is the Architecture Development Method (ADM) — a reliable, proven method for developing an IT Enterprise Architecture that meets the needs of your business.

1. The TOGAF Architecture Development Method (ADM): explains how to derive an organisation-specific Enterprise Architecture that addresses business requirements.

2. The Enterprise Continuum: a ‘‘virtual repository’’ of all the architecture assets: models, patterns, architecture descriptions, etc.

3. The TOGAF Resource Base: a set of resources: guidelines, templates,

background information to help the architect in the use of the ADM.

TOGAF consists of 3 main parts:

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Enterprise Continuum

Guides and supports

Guides and supports

Guides and supports

Guides and supports

Enterprise Continuum = Architecture Continuum + Solution Continuum

The Enterprise Continuum provides a framework and context for the leveraging of relevant architecture assets in executing the ADM.

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Reference Models

A major challenge in any project is effective communication between all participants

Reference models create the common vocabulary and structure

Use of reference model(s) is essential to identify duplicate functionality and opportunities for infrastructure simplification

Focuses on the application platform

Focuses on the flow of information at theapplication level

Reference Models:

Technical Reference Model:

Integrated Information Infrastructure Reference Model:

Page 12: 75265149 EA Session 04 Overview of TOGAF

Copyright © 2008 Accenture All Rights Reserved.

Agenda

Overview of EA

Overview of TOGAF

TOGAF v8

Value of TOGAF

Comparison with ADM

TOGAF v9

Page 13: 75265149 EA Session 04 Overview of TOGAF

TOGAF 8 Scope and Goals

TOGAF 8 scope covers the development of four related types of architecture:

Long-term:

• An industry standard, generic enterprise architecture method….

• ….usable in conjunction with frameworks having products relevant / specific to particular sectors.

– Several frameworks have mindshare:• Zachman, Spewak, DoD Framework, FEAF, TEAF, …

– Almost all focus on products, not method– TOGAF and…. (not TOGAF or….)

Version 8:

• An overall structure and core method for enterprise architecture that can be filled out in future years.

TOGAF 8 Goals:

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The Enterprise Architecture Development Method

An iterative method

Each iteration = new decisions:

• Enterprise coverage

• Level of detail

• Time horizon

• Architecture asset re-use:

– Previous ADM iterations other frameworks, system models, industry models,…)

Decisions based on:

• Competence / resource availability

• Value accruing to the enterprise.

The EA Development Method… for defining business needs and developing an architecture that meets those needs, utilising the elements of TOGAF and other architectural assets available to the organisation.

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The Enterprise Architecture Development Method

The Preliminary Framework and Principles sets the direction for the architecture as it prepare the organisation for a successful architecture project. In each case develop the baseline “as is” and target “to be” and analyse gaps

Business Architecture

Develop architectures at 3 levels

Information Systems Architecture

Systems supporting the processes

Technology Architecture

Technology supporting the organisation

Requirements Management

Every stage of the project should be based on and validate business requirements

Opportunities and Solutions

Identify major implementation projects

Migration Planning

Analyse cost benefits and risk. Produce implementation roadmap

Implementation Governance

Ensure that the implementation project conforms to the architecture

Architecture Change Management

Ensure that the architecture responds to the needs of the organisation

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Frameworks and Principles

This phase prepares the organisation for a successful Enterprise Architecture project

• Understand business environment

• High level management commitment

• Agreement on scope of architecture activities

• Establish principles

• Establish governance structure

• Agree method

Objectives:

This phase prepares the organisation for a successful Enterprise Architecture project

Framework definition

Architecture principles

Restatement of, or reference to, business principles, business goals, and business drivers

Outputs:

To ensure that everyone who will be involved in, or benefit from, this approach is committed to the success of the architectural process

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Architecture Principles

General rules and guidelines that support the way in which an organisation sets about fulfilling its mission

• Enduring and seldom amended

• Clearly related back to the business objectives

Value

• As drivers for defining the functional and non-functional requirements

• To provide a framework within which the enterprise can start to make conscious decisions about IT

• As a guide to making choices

• As an input to assessing both existing systems and the future directions

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A) Architecture Vision

Initiates one iteration of the architecture process

• Sets scope, constraints, expectations for this project

• Required at the start of every architecture cycle

Validates business context

Creates Statement of Architecture work

Objectives:

Establish the Project

Identify Business Goals and Business Drivers

Review Architecture Principles, including Business Principles

Define Scope

Define Constraints

Identify Stakeholders and Concerns, Business Requirements, and Architecture Vision

Develop Statement of Architecture Work and Secure Approval

Steps:

Approved Statement of Architecture Work

Refined statements of business goals and strategic drivers

Architecture principles

Architecture Vision

Outputs:

The Architecture Vision is essentially the architect’s ‘‘elevator pitch’’ — the key opportunity to sell the benefits of the proposed development to the decision-makers within the enterprise.

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B) Business Architecture

The fundamental organisation of a business, embodied in

• its business processes and people,

• their relationships to each other and the environment,

• and the principles governing its design and evolution

Shows how the organisation meets it’s business goals

• Organisation structure

• Business goals and objectives

• Business functions

• Business Services

• Business processes

• Business roles

• Correlation of organisation and functions.

• Confirm context

• Define baseline

• Define target

• Views are important

• Validate

• Requirements

• Concerns

• Gap analysis

• Produce report

Business Architecture:

Outputs:Steps:

A knowledge of the Business Architecture is a prerequisite for architecture work in any other domain (Data, Applications, Technology), and is therefore the first architecture activity that needs to be undertaken.

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C) Information Systems Architecture

The fundamental organisation of an IT system, embodied in

• the major types of information and the application systems that process them

• their relationships to each other and the environment,

• and the principles governing its design and evolution

Shows how the IT systems meets the business goals of the enterprise

It is usually necessary to address both

• Not always the case, depending on project scope and constraints

May be developed in either order, or in parallel

• Theory suggests Data Architecture comes first

• Practical considerations may mean that starting with Application Systems may be more efficient

There will need to be some iteration to ensure consistency

Objectives:

Data or Applications First?

• Statement of Architecture Work

• Baseline & Target Data Architecture

• Baseline & Target Applications Architecture

• Data and Application Architecture views

Outputs:

• Data Architecture

• Applications Architecture

Steps:

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D) Technology Architecture

The fundamental organisation of an IT System, embodied in

• its hardware, software and communications technology

• their relationships to each other and the environment,

• and the principles governing its design and evolution

Developing the Technology Architecture

Objectives:

• Develop Baseline Technology Architecture Description

• Develop Target Technology Architecture

Steps:

• Statement of Architecture Work

• Baseline Technology Architecture

• Validated technology principles

• Technology Architecture Report

• Target Technology Architecture

• Technology Architecture, gap report

• Viewpoints addressing key stakeholder concerns

• Views corresponding to the selected viewpoints

Outputs:

A Technology Architecture that will for m the basis of the following implementation work.

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E) Opportunities and Solutions

Decide on approach

• Make v Buy v Re-Use

• Outsource

• COTS

• Open Source

Assess priorities

Identify the dependencies, costs, and benefits of the various projects

Identify the strategic parameters for change

Generate an overall implementation and migration strategy

Objectives:

• Identify Key Business Drivers

• Review Gap Analysis

• Brainstorm Technical Requirements

• Brainstorm Co-existence and Interoperability

• Brainstorm Co-existence and Interoperability

Steps:

• Implementation and migration strategy

• High-level Implementation Plan

• Impact Analysis

Outputs:

Identifies the parameters of change, the major phases along the way, and the top-level projects to be undertaken in moving from the current environment to the target

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F) Migration Approach

Cost/benefit analysis

Risk assessment

Technology road-map

Objectives:

• Prioritise projects

• Estimate resource requirements and availability

• Perform cost/benefit assessment of the various migration projects

• Perform risk assessment

• Generate implementation roadmap

• Document the Migration Plan

Steps:

• Impact Analysis

• Detailed Implementation Plan and Migration Plan

• Including Architecture Implementation Contract, if appropriate)

Outputs:

The objective of the Migration Approach phase is to sort the various implementation projects into priority order.

Reduction of costs

Consolidation of services

Ability to handle change

A goal to have a minimum of

‘‘interim’’ solutions

Key business drivers to be addressed that will also tend to dictate the sequence of implementation, such as:

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G) Implementation Governance

Defines architecture constraints on implementation projects

• Architecture contract

Monitors implementation work for conformance

Objectives:

• Formulate Project Recommendation

• Document Architecture Contract

• Review Ongoing Implementation Governance and Architecture Compliance

Steps:

• Impact Analysis

• Architecture Contract

• The architecture-compliant implemented system

Outputs:

All the information for successful management of the various implementationprojects is brought together.

Page 25: 75265149 EA Session 04 Overview of TOGAF

H) Architecture Change Management

Ensures that changes to the architecture are managed in a cohesive and architected way

Establishes and supports the Enterprise Architecture to provide flexibility to evolve rapidly in response to changes in the technology or business environment

Objectives:

• Monitor Technology Changes

• Monitor Business Changes

• Assess Changes and Development of Position to Act

• Arrange Meeting of Architecture Board (or other governing council)

Steps:

• Architecture updates

• Changes to architecture framework and principles

• New Request for Architecture Work

Outputs:

This phase establishes an Architecture Change Management process for the new Enterprise Architecture baseline.

Page 26: 75265149 EA Session 04 Overview of TOGAF

Copyright © 2008 Accenture All Rights Reserved.

Agenda

Overview of EA

Overview of TOGAF

TOGAF v8

Value of TOGAF

Comparison with ADM

TOGAF v9

Page 27: 75265149 EA Session 04 Overview of TOGAF

The Value of a Framework

Provides a practical starting point for an Architecture Project

• Avoids the initial panic when the scale of the task becomes apparent

• Systematic – “Codified common sense”

• Captures what others have found to work in real life

• Baseline set of resources

• Foundation architecture in the Enterprise

• Continuum

Page 28: 75265149 EA Session 04 Overview of TOGAF

Copyright © 2008 Accenture All Rights Reserved.

Agenda

Overview of EA

Overview of TOGAF

TOGAF v8

Value of TOGAF

Comparison with ADM

TOGAF v9

Page 29: 75265149 EA Session 04 Overview of TOGAF

Accenture has a number of frameworks for architecture and methods that relate to the TOGAF

TOGAF Accenture equivalent

I. Architecture development method Application architecture & technical architecture workstreams in Accenture Delivery Methods (ADM)

II. Enterprise Continuum

• Architecture Continuum

• Solutions Continuum

Business Integration Blueprint

Standard Architecture Frameworks

Industry specific assets like Architecture Reference model, ACS*, Navitaire, Accenture Platform Accelerator etc.

III. Resources Examples from the Accenture Delivery Suite (ADS)

Numerous sample deliverables and assets in the Knowledge Exchange

*Accenture Communication Solutions

Notes: This comparison is deliberately incomplete and is only meant to aid in understanding the TOGAF

While TOGAF is restricted to IT architecture, Accenture frameworks address non-IT architectures for Strategy, Organisation/Change management, Process architecture and IT Architectures.

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30Copyright © 2008 Accenture All Rights Reserved.

Enterprise Architecture Framework and EA Planning Methodology

Accenture believes effective Enterprise Architecture is driven by Business and IT strategy. It links long-range strategy to day-to-day execution.

DiagnoseCurrent

Capabilities

Create Visionand Confirm

Opportunities

Iterate?

Refresh

CreateRoadmap

Launch EnterpriseArchitecture

Initiative

Deliver and Govern

BlueprintFutureState

1

2

34

5

Enterprise Architecture Framework:

Methodology for EA Planning:

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31Copyright © 2008 Accenture All Rights Reserved.

1. Launch Enterprise Architecture Initiative

• Capture the project scope, approach and objectives with project sponsor to develop the project approach.• Identify key business opportunities and capability challenges. • Define and prioritise key business imperatives.• Define technology imperatives.• Derive initial hypotheses on areas of pain and opportunities based on the technology imperatives.

Objectives:

• Risk Mitigation Plan• Stakeholder Goals, Expectations and

Concerns• Enterprise Architecture Project

Approach• Project Plan• Prioritized Business Imperatives• Technology Imperatives• Technology Guiding Principles• Value & Issue Hypotheses

• Enterprise Architect

• Business Architect• Application Architect• Information Architect• Technical Architect• Project Manager

• Statement of Work / Contract

• Corporate/Business Mission Statement

• Corporate/Business Vision Statement

• Corporate/Business Values

• Corporate/Business Strategy

• Business Imperatives• IT Mission Statement

Activity

Confirm Scope,Approach

and Objectives

UnderstandBusiness Context,

Strategies andImperatives

Develop/ConfirmTechnology

Imperatives andGuiding Principles

Participating:

Inputs: Deliverables: Responsible:

• IT Vision Statement• IT Strategy• Inventory of

ongoing and planned IT initiatives

• Company Information – High level facts

• Guiding Principles• Known Issues

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32Copyright © 2008 Accenture All Rights Reserved.

• Understand the assessment boundaries and availability of information.• Agree upon data collection techniques, tools, templates and surveys with project sponsor (e.g., surveys

will be used to analyse application health, etc.)• Develop a point of view on the existing applications, information, technology, organization, financials and

processes• Gain consensus on assessment findings with project sponsors and stakeholders resolving all points of

contention

Objectives:

• Enterprise Architect

• Business Architect• Application Architect• Information Architect• Technical Architect• Project Manager

• Ongoing IT initiatives• Stakeholder Goals, Expectations and

Concerns• Enterprise Architecture Project Approach• Application Inventory• Existing Architecture documentation • IT Organization Chart• Existing Architecture documentation

(Technology, Application, Process and Information)

• Enterprise Architecture Assessment Pack

• EA Project Approach• Current Capability Assessment

* If available for given industry

Activity

Participating:

Inputs: Deliverables: Responsible:

Prepare For

Assessment

ValidateCapability andEnvironment

Discovery

AssessCurrent

Capabilities

• Technical Quality and Functional Quality Surveys

• Data Collection Templates• Diagnostic Tools• Data Collection Checklist

Job Aids:

2. Diagnose Current Capabilities

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33Copyright © 2008 Accenture All Rights Reserved.

• Create a business capability blueprint that is a pictorial representation of the major future capabilities of the enterprise. It’s design and organisation should be driven by an operating vision and the business and technology imperatives. It should be based on industry best practice and Accenture thought leadership. It will be a key to identify and prioritize opportunities for change. It will form the basis for the application and technology blueprints to be created at a later stage. • Identify high-level opportunities for change that directs the enterprise towards its business goals, and that is aligned with

the business capability blueprint. Prioritise the list of opportunities, and identify quick-wins. The prioritisation of opportunities will be the basis for creating the future roadmap and plan for value realization at a later stage.• Validate the opportunities with the client sponsor and stakeholders.

• Enterprise Architect• Operating Vision• Business Capability Blueprint• Opportunity Summary

• Opportunity Definition• Opportunity Prioritization

Matrix• Quick Win Opportunities

• Business Analyst• Application Architect• Technical Architect• Capability Lead/SME• Industry Lead/SME• Project Manager

• Industry Best Practices• Accenture Thought

Leadership• Business Imperatives• Technology Imperatives• Technology Guiding

Principles• Current Capability

Assessment

Objectives:

Activity

Participating:

Inputs: Deliverables: Responsible:

Create Vision

ValidateOpportunityDiscovery

Identify andPrioritize

Opportunities

Create Business CapabilityBlueprints

3. Create Vision and Confirm Opportunities

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34Copyright © 2008 Accenture All Rights Reserved.

• Business Architect• Information Architect• Application Architect• Process Architect• Technical Architect

• Comprehensively describe the EA model from multiple dimensions.• Describe the key characteristics of each of those dimensions• Understand the linkages between all the model elements• Enable consistent development of systems and solution in line with business imperatives• Validate and gain consensus on all blueprints with sponsors and stakeholders.

Participating:

Objectives:

• Business Capability Blueprint• Key Architecture Requirements• Process Blueprint• Information Blueprint• Application Blueprint• Technology Blueprints

• Enterprise Architect• Business Imperatives• Technology Imperatives• Technology Guiding Principles• Opportunity Summary• Current Capability Assessment• Business Capability Blueprint

Inputs: Deliverables: Responsible:

SummarizeBlueprint

Requirements

ValidateEnterprise

Architecture

Develop Blueprints

Information

Application

Technology

Process

Activity

4. Blueprint Future State

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35Copyright © 2008 Accenture All Rights Reserved.

Detailed Tasks Example

SummarizeBlueprint

Requirements

ValidateEnterprise

Architecture

Develop Blueprints

Information

Application

Technology

Process

• Describe the business application assets needed by the enterprise in support of its business imperatives and business capabilities • Provide a structure and form to organise and integrate the application assets to deliver specific

service • Enable automation of business processes and organisational interactions with internal and external

stakeholders • Enable the organisation to review its portfolio of business application investments and identify new

investment areas that would enable the attainment of its business objectives.

Objectives:

Identify application

building blocks

Identify and define

applications

Define application interactions

& association

Determine Application

characteristics and styles

Create application blueprint

Activity

Develop Application Blueprints

Blueprint Future State

Task

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36Copyright © 2008 Accenture All Rights Reserved.

Task Detail – Develop Application Blueprints

Identify application

building blocks

Identify and define

applications

Define application interactions

& association

Determine Application

characteristics and styles

Create application blueprint

Develop Application Blueprints

►Determine Application characteristics and stylesThe purpose of this step to determine the characteristic, both functional and technical, and style (e.g. portal, web services, OLTP, batch, etc) of the application based on the capability requirements, building blocks and application interaction information that was identified in the previous steps. When determining the characteristic and style of an application, think about how it can meet the functional requirements of the business capability. Based on the functional characteristics, determine the technical characteristics of the application.

Things to consider while going through this step are:a. What are the key technologies required to support the application?b. What are the key impact to the current architect as a result of introducing the new technology / application?c. Is the user base of the application global or local? If it is global, should application support multiple languages?d. Depending upon the user base of the application, should it have a thin client or a fat client? Or should the application be available from the internet to internal and external users?e. What is the anticipated life span of the application?f. Is it necessary for the application to be available 24 X 7 to its users? What are the operational hours for the application?g. How often is the data refreshed for the application? Is it batch processes or is it real-time OLTP?h. How does the application tie up to the databases and other data sources identified in the information blueprint? What is the information exchange format (e.g. flat file, XML, HTML, etc)i. Are Service Level Agreements required for the application?

Detailed Task Steps:

Task

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37Copyright © 2008 Accenture All Rights Reserved.

• Develop roadmap or transition plan that defines the program necessary to implement the future state blueprints• Derive a business case for the program and initiative to provide economic justification for all planned activities • Create change management plans that will be required to startup, govern, and navigate the roadmap• Validate and gain consensus on Roadmap Deliverables with sponsors and stakeholders• Transfer ownership of blueprints and roadmap to program managers that will drive the ensuing implementation

Objectives:

• Program Roadmap• Project List• Project Plan• Business Case• Communication Plan

• Business Capability Blueprint• Process Blueprint• Information Blueprint• Technology Blueprints• Application Blueprints• Opportunity Summary

Inputs: Deliverables:

Define andIntegrate

Opportunitiesinto Initial Plan

ValidatePlans

Develop Implementation Plans

Finalize Business Case

• Enterprise Architect• Business Architect• Process Architect• Information Architect• Application Architect• Technical Architect

• Project Manager

Participating:

Responsible:

5. Create Roadmap

Activity

Page 38: 75265149 EA Session 04 Overview of TOGAF

Copyright © 2008 Accenture All Rights Reserved.

Agenda

Overview of EA

Overview of TOGAF

TOGAF v8

Value of TOGAF

Comparison with ADM

TOGAF v9

Page 39: 75265149 EA Session 04 Overview of TOGAF

Plans for TOGAF Version 9

Six domains:

• Business Context – the enterprise context for EA work

• Architecture Development – development of an enterprise architecture.

• Business Transformation Planning – use of enterprise architecture to drive a program of change throughout the enterprise

• Architecture Deployment – implementation of the enterprise architecture and the Transformation Plan, via the various projects in the Transformation Program.

• Architecture Value Realisation – use of enterprise architecture during normal operational services to realise the business benefits that were envisioned when the architecture was developed.

• Architecture Management – management and governance of the enterprise architecture, and the change in scope of the overall enterprise as it evolves over time.

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ADM Mapping to TOGAF 9